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TRANSCRIPT
I 0-10
\ .. · __ R_e_v._1_12_00_4 ___ _.
__________ _ Date ____ _
POSnJQN NAME OF ORGAN1ZATION/ENTifY
PARTIES AND TERMS
r")
c::::i -
FINANCIAL DISCLOSURE REPORT
Calendar Year 2003 ,. c. l\ c!.c. l. Person Reporting (Last name, First name, Middle initial)
REA, WILLIAM J
4. Title (Article m Judges indicate active or senior status;
magistrate judges indicate full- or part-time)
SENIOR U.S. DISTRICT JUDGE
2. Court or Organiz.ation
U.S. CENTRAL DISTRICT OF CA
5. R eportType (check appropriate type)
Q Nomination, Date
Q Initial @Annual 0 Final
Report Required by the Ethics in Government Act of 1978 (S U.S.C. app. §§ 101-111)
3. Date of Report
10/8/2004
6. Reporting Period
1/1/2003 to
12/Ji/2003
7. Chambers or Office Address
UNITED STATES COURTHOUSE
312 N. SPRING ST
8. On the basis of1he information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
LOS ANGELES, CA 90012 Reviewing Officer
IMPORTANT NOTES: The instructions accompanying this fo!111 must be followed. Complete all parts, checking the NONE box for each part
where you have no reportable information. Sign on last page.
I. POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)
0 NONE - (No reportable positions.)
I. MEN'S ADVISORY COUNCIL ASSITANCE LEAGUE OF S. CALIFORNIA (NON PROFIT)
IT. AGREEMENTS.
NONE - (No reportable agreements.)
(Reporting individual onty; see pp. 14-16 offiling instructions)
0 (/)Qr-..,,o-'nZ,--)>·---
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SQURCE AND D'PE GROSS INCOME
SOURCE AND TYPE
SOURCE DESCRJPilON
;\
Fn ANCIAL DISCLOSURE REPORT Name of Person Reporting
REA, WILLIAM J
Date of Report
10/812004
ID. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)
A. Filer's Non-Investment Incom
D NONE - (No reportable non-investment income.)
(yours, not spouse's)
1. 12131/03 TIIE RUTIERGROUP - CO AurHORSHIP ROYALTIES 2,500
B. Spouse's Non-Investment Incom - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)
0 NONE - (No reportable non-investment income.)
1.
N. REIMBURSEMENTS -transportation, lodging. food. entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
NONE - (No such reportable reimbursements.)
l.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION VALUE CODE
REA, WILLlAM J
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
. ' 10/812004
V. GIFTS. Qncludes those to spouse and dependent children. See pp. 28-31 of instr uctions.)
NONE (No such reportable gifts.) -
1.
VI. LIABILffIES. (Includes those of spouse end dependent children. See pp. 32-34 of instructions.)
NONE (No reportable liabilities.) -
1.
·Uncornetoalii'(.;Q :'. .•·/':f :,;;,·• {Seecahiihl!S':BJ: d):)i,jj ; ; Cd
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1.
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FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date ofReport
,Page 1 of7 REA, WILLIAM J 10/&/2004
VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
not exempt from disclosure (I) (2) (1) (2) (I) (2) (4) (5)
Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e,g. Date: Value Gain Identity of from prior disclosure buy, sell, Code l div. ri:nt or Code2 Mdhod Month- Code2 Code buycrfseller
(A-H) int.) (J-P) Code 3 merger, Day (J-P) I (A- (if private redemption)(Q-W) transaction)
DNONE (No reportable income, assels, or transactions)
2.
BP PLC B Dividend K T
BAXTER INT. INC A Dividend K T
...3. BOEING CO A Dividend J T
4. CALIF."WATER SVS GP A Dividend J T
5. CHEVRON TEXACO CORP c Dividend L T
6. CISCO SYSTEMS None K T
7. DOMINION RES. B Dividend K T
8. WALT DISNEY A Dividend J T
9. DOW CHEMICAL B Dividend K T
10. DUKE ENERGY CORP A Dividend SELL 111 J
11. EIF IST EXCH AT&T B Dividend K T
12. EXXON MOBIL CORP A Dividend K T
FLORIDA POWER AND LlGHf B Dividend K T PARTIALLY SOl.D IN 2002
13.
FORD MOTOR CO A Dividend T14.
15. GENERAL ELECTRIC B Dividend L T
16. GENTEClNC. None K T
17. HOME DEPOT, INC A Dividend SELL 111 J
INTEL CORP A Dividend J T18.
2. Value .: · ·_ .J ·
(See CJ ::ip� ;.;55;-0ii!\}io1-'.s2s;ooo;ooo .
3 V11iue Methua Codes Q A,pprai a! : T ..., Casb!Marl:et =
iSee Column tr ''"'BookVaille '
In iiµi 'Qid!l , rso:e-co1wmis 1 :ana!)4flTI:;:
'$Js.opt):J1 fr/ CQ\uirins .;Si;o:ooo;5;5 '.o <i
(2) If from
(4)
EState
· . · . . ;: :#o<i oni-s2so,ooo o-0ci.000''' _17
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(1)
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- .:· :-_ _ , : .. ·i.' :
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Pagel of7 REA, WILLIAM J 10/812004
VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent cbildrcn. Sec pp. 34-57 of filing instructioos.)
A. c. D. htcome during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
not exempt disclosure(1)(2)(I) (2) (3) (5)
Place •(X)• after each asset exempt Amount Type (e.g. Value Value Type ( Date:e.g. Value Gain Identity of fi:mn prior disclosure buy, sell, Month-Code 1 div. renl or Code2 Method Code2 Code buyer/seller
{A-H) int.) (J-P) Code3 merger, Day (J-P) 1 (A- (if private Rdemption)(Q-W) m transaction)
IBM19.
20. JOHNSON & JOHNSON
KONIKL PHIL.N 21.
22. MATIEL,INC
23. MCDONALDS
MERCK&CO24.
3M25.
MOTOROLA. INC 26.
27. PEOPLE ENERGY CORP
28. PEPSICO, INC
29. QWEST INT. COM
30. SPRINT CORP PCS SRI
SPRINT CORP COM-SBC 31.
SBC COMM INC 32.
A
A
A
A
A
A
A
Dividend K T
Dividend K T SELL 1116 J B PARTIAL
Dividend J T
Dividend J T
Dividend SELL 1/1 J
Dividend K T SELL 11/6 J D PARTIAL
Dividend L T
A Dividend SELL 1/1 J
A Dividend J T
A Dividend K T
A Dividend SELL III! J
None J T
B Dividend K T
A Dividend J T
A Dividend SELL J33. SUFZ
34. SOUTHWEST AIRLINES A Dividend SELL 1/1 J
35. SERONO S.A. SPONSORD ADR A Dividend SELL 111 J
36. TXI CAP TRUST B Interest SELL 9/II K B
. .J; ·•·
'-r::2. Value.Ced:s .. . .. . . (see ci andD3-) · . "N ··
i: : •. ;.. cl!shiMark.et
' ;,-: . _:, __ _:- -"-. - ' • ; C s: (R-eal Olli);) ·s ··· '=.Assessmeui •: . Vc.lue Method Codes . 0 . ; Appmisaf' R
v- :;Iloo'kVaiue v·:.,otiier·
I
A.
(2)
...
(1) (5)
m
B
(1)
45.
47.
53.
54.
FINANCIAL DISCLOSURE REPORT .Page3 of7
Name of Person Reporting
REA, WIWAMJ
Date of Report
10/8/2004
VII. INVESTMENTS and TRUSTS - income, value, lrllllSCations (includes those of the spouse and dependent children. Sec pp. 34-S7 of filing instrucrioos.)
B. c. D. Income during Ornss value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
If not exempt from disclosure (2) (1) (2) (3) (4)
Place "(X)" after each asset exempt from prior disclDsure
PFIZER37.
38. VERIZON
VIACOMCLB39.
40. WALGREEN CO
41. WALMART
42. LUCENT TECH., INC
43. QWEST
JOHN HANCOCK HEAL TH SCIENCES CL C44.
Amount Codel (A-H)
Type (e.g. div. rent. or int.)
Value Code2 (J-P)
Value Method Code3 (Q-W)
Type (e.g. buy, sell, merger, redemption)
Date: Month-Day
Value Code2 (J-P)
Gain Olde l (A-
Identity of buyer/seller (if private transaction)
A Dividend J T
A Dividend L T
A Dividend J T
A Dividend K T
A Dividend K T
None J T
None SELL 1/1 J
A Dividend J T
MIL GLOBAL ALLOCATION c Dividend L T
46. MIL HEALTHCARE FD None K T
ML MERCURY US SMALL CAP None J T
48. ML CALIFORNIA INSURED MUN BD C c Interest L T BUY 11/12 J ADDIDONAL PURCHASE
PRO LOGIS TRUST A Dividend SELL 11/20 J A49.
50. MIL BANKERS DPOSIT PROGRAM - CASH c Interest L T
51. CA HEALTH FACll.ITY A Interest J T
52. SAN FRANCISCO CITY - CA B Interest K T
EAST BAY CA MUNI B Interest SELL 7/18 K
N. CA PWR AGENCY B Interest K T
·.:.: .... ; .. · .; Dash/Market. .
If
;:1 t f d 4);• ::: m. ;f a11 . op•. :: . : 2.·v 1uec :· > i $1s)iQ(j11rless },
•} p -; $50(l�m-'sr,oafl,O�°. $\.O(}();Diil S Qao,00n: ,: ;$25�ooo;oOQ ,/' }l9 =1:$\;k0i;·1ri ·sso;oo ocio .n_ > :R );.;'·cusi(Fl a1 £Stlit 6nty) '..:Asi> m . "'c ·
(4) (5)
'H'I
(I) (3)
69.
1 ··. L •'·•·•·• ..
P3 =.$25,ooo=,ii(Ji�s�b;ooo,Mu' · ·· ' · ..
FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting ;page 4 of7 REA, WIUlAM J 1018/2004
VII. INVESTMENTS and TRUSTS - income, value, transcations (mcludesthose ofthe spouse and dependent children. Sec pp. 34-S7 offiling instructions.)
A. B. c D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period (including trust assets)
reporting period
(2) 110! exempt from disclosure (I) (2) (1) (2)
Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. from prior disclosure Codcl
GainDate: Value Identity of Code2 Method buy, sell, Month· Code2 Code buyer/sellerdiv. rent. or
(A·H) int.) (J-P) Code3 (Q-W)
merger,redemption)
Day (J-P) I (A· (if private lnlDSaClion)
SS. SANTA CLARA CA ELEC REV B Interest K T
56. SAN DIEGO CA PUB FCS FIN A Interest K T
57. MIL CMA- CASH ACCT A Interest J T
58. GRAHAM CO. KANAS, PARTNER B Rent J w
59. KRUPP LTD PAR1NER A Rent J T
60. VILLA TOLUCA LTD PARTNER D Rent L w
61. AT&T CORP WIRELESS GP None SEIL 1/1 J
62. COCA COLA A Dividend J T
63. BEIL SOUTH A Dividend J T
64. SBC COMMUNICATIONS A Dividend J T
DUKE ENERGY A Dividend J T65.
66. HOME DEPOT A Dividend SEIL 111 J
67. EXXON MOBIL CORP A Dividend K T
VERIZON A Dividend J T68.
70.
PFIZER INC DEL A Dividend J T
VODAFONE A Dividend J T
AGERE SYSTEMS None J T71. '
72. MIL CALIF MUNI BOND B A Interest J T
:E . ,..:Si5;flOH50,000
· • .•.;; · . . ··
:$ ,O(}!l,001N. = $;150;!)0 5,PQ�uoo · •. • .. • ·• • J'F(See Columns CJ and DJ)
. · s· -lvletho c Codes Q =Appraisal ·. ·. Vi· EStimated .··.
(3)
l.e$S ;:.s1.oo,001,s1,ooo,o.oo , .•. ? .1..000,001.s .ooo,OQ!I< =J\4a, thaiL siooo,ooo
#:s1 ,coo .i :. )f 0,:1{ ... ·.•.:.· .. _s'..-.. o". .'l){···"·.
·· .•. .... (_·1·.s_._;_·_· l::·.•.·o oo· ·
og.·:. o:o·
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.· ·•_:P1 :1•.••.·:··.··.·.·:· .• =. ·'S.· . '..'. . t.·•.P_ .. ·.··. ·.(_s1·.1
···_n:.J.'_-0,:,,,o_,.o•_:.o_·o, •. ·E: ;:." .·._·_·.".·s.
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73.
75.
79.
: c : "': 50.l �$s.;ooo .· . - D "':S ;O()HilS;OQO
2. V<tliieCodes: ·•· ••• • : .: :.. J. . .·.·; ... .• . .• •• . .: ..
. .. ... . '•· ..-C:osi(Real·E�tebnly) s• :•
FINANCIAL DISCLOSURE REPORT Date ofReportName ofPerson Reporting):lage 5of7 REA, WILLIAM J 10/812004 VlI. INVESTMENTS and TRUSTS -inco me, value, transcations (inc ludes those ofthe spouse anddependent children. See pp. 34-57offiling instrw:tions.)
A. B. c. D.Im:omeduring Gross value at end of Transactions duringreporting period
Descriptionof Assets reporting period reporting period(including trust assets)
(2) (1)(1) If notexempt fromdisclosure
(S)Dat
(2)
Identity ofPlace "(X)" after each assetexemptfrom prior disclosure
. Value Value Type (e.g. e:Amount Type (e.g.
div. rent or Valu e Gain
Cod e2 Method buy, sell, Month-Code Code2 Code buyerIseller(ifprivate
1 (A-H) int.) (J-P) Day (J-P) 1 (A-Code3 !Jlerger,
(Q-W) redemption) ttansaction)
US TREASURY BOND c Interest L T
74. MILBANK.USA A Interest J T
76.
MIL SMALL CAP A Interest J T
JOHN HANCOCK HEALTH A Dividend K T
77. ML HEALTIICARE FD A Dividend J T
78. MSDW LACOMTA-A A Interest SEU. 7/1 J A BE
MSDW LALSE REVA A Interest SELL 8/15 J A BE
MSDW CA ST.PUB A Interest J T80. WKS
81. MSDW SANFRANSWR A Interest SELL 3!3 J A B
82. MSDW REDDING R/A-D A Interest SELL 912 J A
83. MSDW LADWAPELEC A Interest SELL 11/17 J A
84. MSDW CA TAXFREE A In J T SELL 8/14 J A PARTIAL
85. MS - LIQUID ASSET FUND A Dividend J T
86. TCW/DW TERM TRUST 2003 - MS A Dividend J T
87. UBS (PAINEWEBBER)- UNN CA REVBOND A Interest SELL 919 J A
88. US TREASURY SERIES HH/H A Interest J T
89. BENTCA CA UNI SCH DIST None J T BUY 06/18 J
90. LAS VIRGENSES CA UNI SCH DIST None J T BUY 06/18 J
. ."" : ;o()l�S2.•5 0 .
Hi H2 · . L .In �e/Gain Codes: :A =;s,1,tioo.,91' . . . B .
rsee eo1um1.ts. Bl .andD4) .r .,s q�o_o1�,$1 0;ooo. - •
·G0. .••. . . ..
·:,";-,·.:·.:N
· _:=,·'.:Rf��$ S.
c'(;. =Book'Value V . =Oilier ·w ··.;=Estui1atetl
·-·:. i/aJueMethodCod 5
iSee Column c:;
li.
IT
97.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
_Page 6of7 10/8/2004REA, WilllAM J
VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent clu1drcn. See pp. 34-57 of filing instructions.)
A.
Description of Assets (including trust assets)
Place "tX)" after each asset exempt from prior disclome
91. MONTEBEILO CA UNI SCH DIST
92. PALOS VERDES PENINSULA CA
93. CENTER UNI SCH DIST CA RFDG
94. SAN JOAQUIN Hil.J...S CA TRANSN CORRIDOR
95. BERRYESSA CA SCH DIST ELECTION OF 1999
B. Income during reporting period
(I) (2)
Amount Code 1 (A-H)
Type div. rent. or int.)
(e.g.
None
None
None
None
None
c. Gross value at end of reporting period
(1) (2)
Value Value Code2 Method (J-P) Code3
(Q-W)
J T
J T
J T
J T
J T
(1)
Type (e.g. buy, sell, merger, redemption)
BUY
BUY
BUY
BUY
BUY
D. Transactions during reporting period
not exempt from disclosure
(2) Date: Month-Day
(3) Value
Code2 (J-P)
(4) Gain Code I {A-ID
(5) Identity of buyer/seller (if private transaction)
06/18 J
6/18 J
8/19 J
8/19 J
81/14 J
96. FOOTI:ULL DE ANZA CA CMNTY COLLEGE None J T BUY 8/14 J DIST
HACIENDA lA PUENfE CA UNI None J T BUY 712 J
98. SAN BERNARDINO CA CITY UNI None J T BUY 7/2 J
LORD ABBETI BOND FUND #2 B Interest K T BUY in K99.
100. LORD ABBETf BOND FUND #1 A Interest K T BUY in K
101. SAN JUAN CA CTR DIST A Interest K T BUY 6/25 K
CONOCOPHOILLIPS A Dividend K T BUY 6125 K102.
IST FINANCIAL A Dividend BUY/SEL K B BOUGIIT 6/20 103. L SOLD 11/06
AMERICAN CAPITAL INCOME BUllDER B Dividend K T BUY K BOUGlITON 6/25 AND 9/16
104.
105. NICHOLAS APPEGlATE CONY AND INCOME B Interest K T BUY 7/31 K
106. MUNI INTERMEDIATE DURATION FUND c Interest L T BUY 8/1 L
107. ML CA INSURANCE MUNI A Interest J T BUY 11/12 J
108. MEDCO HEALTH SOLUTINS None BUY/SEL L
8/25 J B RECEIVED AS STOCK DIV
' 3. Valut Method Cndes Q .,;}l:pprais'ul :•
ISee Coiumn C2) - "' Boiif. Value·.
. ···.•_• .•- oooo.
m
.:,;ri,sotT$5j!OO < :(s;c 1liom.;i.ll. d:&t)'., F -., $P> ii1,, W!J;tfl<i)·,:· ,:,: i·"' sfoQ19g1, 1, GJ!19o(;. £;.1
,> · S} 9 c f[iei; : )L'i, "jj::r(,,;'Si 5,00J' o:ooo _>'·+: 't .. ••.-1'. -,·,·······.··· .=.··.·.·,· ·.: .·1·.•.;,.·.n .
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.
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• ·
FINANCIAL DISCLOSURE REPORT _Page7 of7
Name of Person Reporting
REA, WILLIAM J Date ofReport
10/812004
VII. INVESTMENTS and TRUSTS -- income,value,transcatioos(includes those ofthe spouse and dependent clu1dren. See pp. 34-57 offiling instructions.)
A.
Description ofAssets (including trust assets)
B. Income dming reporting period
c.Gross value at end ofreportingperiod
D.Transactions during reporting period
Place "(X)" aftereach asset cumplfrom prior disclosure
(1)
Amount Code 1 (A-H)
(2)
Type (e.g.div. rent. or int.)
(1)
Value Code2 (J-P)
(2)
Value Method Code3 (Q-W)
(I)
Type (e.g.buy, sci merger,redemption)
If not exempt from disclosure
(2) (3) (4) (5)Date: Value Gain Identity of Month- Code2 Code buyer/sellerDay (J-P) I (A- (ifprivate
ttansaclion)
109. WASHINGTON MUTUAL A Dividend K T BUY 11112 K
110.
lll.
NATIONAL COMMERCE FIN
S. CA REG WSTWTR
A
B
Dividend
Interest
I
K
T
T
BUY
PURC 2002
11112 I
NOTINCLUDED IN
· •·•· • ••• A· ""$J;'oO�;g ·1 '."· , .B ...�Slj{)Ql�$2,?00:; : "-:'.=''; .. • C· ·. cD ;., $ ;{){)FSl5;00Q .
'"ftl•.:.si of!b.ooi· �,009,000:· -0ore11;an!P?;oop;ooo :E .;Sl5;00hS'50}lOO •1. hlc:omeiGaill'€0des: ,·· ·
· ..:. . •o•. .·.:o•.n
•
..• .1 Varue-Cia�:: (See cCl1umns \ 3nd03)· · · · ·.·. ru '='s25:000 001-s50;000.000.· .+-
Cn!it{Reat Estate Oiliy). ·-
•= ;�essmentValueMet.'iod Codes· Q -= R = s ..·. ...,,,:fa ated ·!SeeColu.'llll C2'l C = BClak Vhlut = Oilier ·.· · •. ...
0
FINANCIAL DISCLOSURE REPORT Name of Person Reporting
REA, WIWAMJ
Date of Report
10/812004
VllI. ADDIDONAL INFORMATION OR EXPLANATIONS Cln<licatepartofReport.)
PART VII COLUMN B-2 TYPE OF INCOME
LINE 58-60
THESE INVESTMENTS ARE FROM PAR'INERSIDP INVESMTENT IN REAL ESTATE
Date __ l_0 __ /_8"-/04 _____ _
..
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
REA, Wlll1AM J 10/8/2004
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § I 04)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Commi on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544
c [ __
, ____ A
_
0-
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0 ______ __, -
__________ _ Date _____ _
POSITION NAME OF QRGANIZATIQN/ENTITY
PARTIES AND TERMS
0
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·
' ' ,.,. Rev. 112004
FINANCIAL DISCLOSURE REPORT
Calendar Year 2003
Report Required by the Ethics in Government Act of 1978
(5 U.S.C app. §§ 101-111)
1. Person Reporting (Last name, First name, Middle initial)
REA. WILLIAM J
4, Title (Article m Judges indicate active or senior status;
magistrate judges indicate full- or part-time)
SENIOR U.S. DISTRICT JUOOE
7. Chambers or Office Address
UNITEDSTATES COUR1110USE
312 N, SPRING ST
2. Court or Organization
US, CENTRAL DISTRICT OF CA
S. ReportType (check appropriate type)
Q Nomination, Date
Q Initial (!)Annual 0 Flnal
3. Date of Report
S/3112004
6. Reporting Period
1/112003
to
12/31/2003
8. On the basis of the infonnation contained in Ibis Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
LOS ANGELES, CA 90012 Reviewing Officer.
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information, Sign on last page.
l POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)
D NONE - (No reportable positions.)
1. MEN'S ADVISORY COUNCil.. ASSITANCE LEAGUE OF S. CALIFORNIA (NON PROFTI)
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions)
NONE - (No reportable agreanents.)
1.
Cl> 0 r-.,,o-en=: c::> :::::i :z: r;i o> -..r-
C'> m
I=-:.:: U'l
c.nt.o = -c::i
::0 m 0 1'11-
--.; .. ,
f "'::"'J . . . 0
SOURCE AND TYPE GROSS INCOME
SQURCE AND TYPE
SOURCE
1.
DESCRIPTION
1.
•.. · •FINANCIAL DISCLOSURE REPORT Name of Person Reporting
REA, WililAM J
Date of Report
S/31/2004
ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; sec PP· 11-24 offiling instructions)
A. Filer's Non-Investment Incom
D NONE - (No reportable non-investment income.)
Tiffi RUITER GROUP -CO AUTIIORSHIP ROYALTIES
(yours, not spouse's)
1. 12131/03 2,500
B. Spouse's Non-Investment Incom -(Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)
D NONE - (No reportable nm-investment income.)
IV. REIMBURSEMENTS - transportation. lodging, food. entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
NONE - (No such reportable reimbursements.)
SOURCE DESCRIPTION
CREDIIQR DESCRJPTION VALU£CQDE
Name of Person Reporting 1• • •FINANCIAL DISCLOSURE REPORT Date of Report
S/3112004REA. Wl1.LlAM J
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
NONE - (No such reportable gifts.)
1. /
VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
NONE (No reportable liabilities.)-
1.
1t from
(3)
H1
(4) Gain Code
HI
,. '
. r
2.
J =$1S;OOOorless
Q = Appraisal
(1)
... Sl,000;001 $5.000,000 ·1:12 •.Mom'lhan S,000 000
L sso,001 Sloo;ooo ·M = S100,001 S2S0,ooo
Pl =s1,ooo,-001-ss,ooo,ooo P2 -ss,ooo,001.;$2s,ooo,ooo
"-FIN.Al CIAL DISCLOSURE REPORT Date of ReportName of Person Reporting
.. Page 1 of7 S/3112004REA, WlUJAM J
VII. INVESTMENTS and TRUSTS - income, value, transcations (inc:ludcs those of the spouse and dependent du'ldren. Sec pp. 34-57 offiliDg instructions.)
A. B. c. D. Income during Gross value at end of Transactions during rq>OrtiDg period
Dcscriplion of Assets n:pcrting period reporting period (including trust assets)
1/1
not exempt disclosure(2) (1) (2) (1)
(2) {S) Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value ldc:ntity of from prior disclosure Codcl div. rent or Code2 Method buy, sell, Month- Code2 buyer/seller /
Codc3 merger, Day (J-P) 1 (A- (if private (A-H) inl.) (J-P) redemption) transaction)
DNONE (No reportable income, assets, ortnmsactions)
(Q-W)
BP PLC B Dividend K T1.
TBAXTER INT. INC A Dividend K
TBOEING CO A Dividend J3.
T4. CALIF. WATER SVS GP A Dividend J
Ts. CHEVRON TEXACO CORP c Dividend L
T6. CISCO SYSTEMS None K
T7. DOMINION RES. B Dividend K
T8. WALT DISNEY A Dividend J
T9. DOW CHEMICAL B Dividend K
JSELL DUKE ENERGY CORP A Dividend10.
T11. EIF IST EXCH AT&T B Dividend K
T12 .. EXXON MOBil. CORP A Dividend K
PARTIAlLYT13. FLORIDA POWER AND LIGHT B Dividend K S01DIN2002
T14. FORD MOTOR CO A Dividend J
TGENERAL ELECTRIC B Dividend L15.
TNone KGENTECINC.16.
1/1 JSELL 17. HOME DEPOT, INC A Dividend
TA Dividend JINTEL CORP18.
E =$15,001450,000I. Income/Gain Codes: A = $1;000 orlcss B ...$1,001..$2.500 C =.$2.SOl-$5,000
(See CnlummRt '8nd 04} F ,.. SS0,00h$100;000 · G .. s100;00l•S1;ooo;OOO
2. Value Codes: K ='$15,001-$50;000
(SeeColunmsC!andD3l N s2so,ooo-ssoo,ooo 0 ., $500,001-S 1,000,000
P3 = s2s,ooo.001.sso.ooo.ooo P4 = $More than $50;000;000
R = Cost (Real Estate Only) s = Assessment T = Casb/Market 3. ValueMetbodCodcs
Lw Column C2i U =Book Value v ;Other w =Estimated
If rrom
(4) (S)
H\
A
A c D E
K L
P2
Q = F.stimated
: .
· FINAl CIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
. Page 2 of7 REA, WILLIAM J S/31/2004
VII. INVESTMENTS and TRUSTS - inc:omc, value, transcations (includes those of the spouse and dependent children. Sec pp. 34-S1 of filing instructions.)
19.
20.
21.
22.
23.
24.
25.
A.
Description of Assets (including trust assets)
Pbwe "(X)" after each asset ex.empt from prior disclosure
IBM
JOHNSON & JOHNSON
KONIKL PHIL.N
MAITEL,INC
MCDONALDS
MERCK&CO
3M
8. Income during reporting period
(1) (2)
Amount Type (e.g. Codel div. rent. or
(A-H) int.)
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
c. Gross value at end of reporting period
(1) (2)
Value Value Codc2 Method (1-P) Codc3
(Q-W)
K T
K T
J T
J T
K T
L T
(1)
Type (e.g. buy, sell, merger, redemption)
SELL
SELL
SELL
D. Transactions during reporting period
not exempt disclosure
(2) (3) Date: Value Gain Identity of MOlllh- Codc2 Code buyer/seller Day (J-P) 1 (A- (ifprivate
transaction)
11/6 J B PARTIAL
1/1 J
11/6 J D PARTIAL
26. MOTOROLA, INC A Dividend SELL 1/1 J
27. PEOPLE ENERGY CORP A Dividend J T
28. PEPSICO, INC A Dividend K T
29. QWEST INT. COM A Dividend SELL 1/1/ J
30. SPRINT CORP PCS SRl None J T
31. SPRINT CORP COM -SBC B Dividend K T
32. SBC COMM INC A Dividend J T
33. SUFZ A Dividend SELL 1/1 J
34. SOUTiiWEST AlRUNES Dividend SELL 1/1 J
35. SERONO S.A. SPONSORD ADR A Dividend SELL 111 J
36. TXl CAP TRUST B Interest SEU. 9/11 K B
L lncome/Gain Codes: = $ tOOO or less B =Sl,00l.S2.SOO = $2,SOl-SS+OOO -· =$5,001415,000 =$15,001...$50,000
(Sec Coluums Bl 11Dd'D4) F .. $50;001 �$.1-00;000 G = SI00,001-$1,000;000 HI .. $1;000,.{)(11 55;000�000 H2 ., More than $5;000,000
2. Value Codes: J =$15,000 or less = $15,001-550;000 =sso,001 s100;000 M =SI00,001.:$250,000
(See Columns Cl and 03) N = $250,00 500.000 {) = $500,001-$1,000,000 Pl = SlJl00,001 5.000,000 = S5;000;001-S2S,000,000
P3 : $25,000,00l•SS0,000,000 P4 . = SMorc llum'.$50,000.000
3. Value Method Codes = Appraisal R = Cost (Real Eslale Only) s = Assessment T = Cash/Maikct
(Sec Column C2) u = Book Value v =Other w
c.
tt
(3)
•Morc1jmn
(4) Gain Code
H'I l
(I)
39.
42.
43.
45.
49.
53.
L =sso;oo1 s100;00o' M = sroo;oo1.;s2so;000
Pl -$1;000,00145;000,-000 -P2 = SS,000,0010$25,000;000
-FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
. Page 3 of7 REA, WILLIAM J 513112004
VII. INVESTMENTS and TRUSTS income, value, transcations (includes those of the spouse and dependent clu1dren. See pp. 34-S7 of filing ins1ructioos.) -
D.A. B. lnoome during Gross value at end of Transac:tions during reporting period
Description of Assets reporting period reporting period(including 1JUSt assets)
not exempt from disclosun:(1) (2) (1) (2) (2) (S)
Place "(X)" after each asset exempt fromprior disdosin
Type {e.g. Date: Value Identity ofAmount Type (e.g. Value Val11e buy, sell, Month·Code2 Method Code2Code 1 div. rent or buyerfseller
Day (J-P) 1 (A·merger,redemption)
(A·H) int.) (1-P) Code3 (Q-W)
(ifprivatetransaction)
PFIZER A Dividend J T37.
VERIZON A Dividend L T38.
VIACOMCLB A Dividend J T
WALGREEN CO A Dividend K T40.
41. WALMART A Dividend K T
LUCENT TECH., INC None J T
JSELL 1/1QWEST None
JOHN HANCOCK HEALTH SCIENCES CL C A Dividend J T44.
MIL GLOBAL AILOCATION c Dividend L T
MIL HEALTHCARE FD None K T46.
ML MERCURY US SMALL CAP None J T47.
J ADDmONALBUY 11/1248. ML CALIFORNIA INSURED MUN BD C c Interest L T PURCHASE
SELL 11/20 J APRO LOGIS TRUST A Dividend
MIL BANKERS DPOSIT PROGRAM· CASH c Intacst L T50.
CA HEALTH FACILITY A Interest J T51.
SAN FRANCISCO CITY CA B Interest K T-52.
K BSELL 7/18EAST BAY CA MUNI B Interest
N. CA PWR AGENCY B Interest K T54.
E $15,001-SSO,OOO l. lncome!Gain Codes: A $1;000 of'less B = S!,OOl.$2.SOO c �]45;000=
(See Colunmsl'il and, ) F =$50;001 100;000 G -SlOO;OOl-Sl,000,000 HJ -=$1;000.001.!SS)IOQ;OOO H2 , 55,000,QOO
2. Value C-Odes: ,K =St s;oo1;sso;ooo
(See Columns Cl and 03) N =,$250,lMlO'SSOO;OOO o =Ssoo,001.s1;000,ooo =P3 S25;000,001.sso.ooo.ooo P4 SMorc than sso,000.000=
=3, Value Method Codes Q :, Appraisal R = Cost (Real Estate Only) S = Assessment T Casb/Marl:et
V =Other W =Estimated=iSee Column C2'1 U Book Value
(2) It"
(2)
-·Sl;ODO;OOf.$5;000,000
(S)
H\
;
A. D.
Hl H2 •Mo '1l11111$5,000,000
L =S50,00l"Sl00,00cl 'NI = Sl00,001-$250,000
·.FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting
. Page4 of7 REA, WIILIAM J Sf3lfl004
VII. INVESTMENTS and TRUSTS - income, value, 113nscations (includes those ofthe spouse and dependent children. Sec pp. 34-S7 of filing instruc:tions.)
8. c. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust asscls)
not exempt from disclosure(l) (l) (2) (l)
SS.
56.
S7.
S8.
S9.
Place "(X)" after each asset exempt from prior disclosure
SANTA CLARA CA ELEC REV
SAN DIEGO CA PUB FCS FIN
MIL CMA- CASH ACCT
GRAHAM CO. KANAS, PARTNER
KRUPP LID PARTNER
Amount Codel (A-H)
B
A
A
B
A
Type (e.g. div. rent or int.)
Interest
Interest
Interest
K-1
K-1
Value Codc2 (J-P)
K
K
J
J
J
Value Method Codc3 (Q-W)
T
T
T
w
T
Type (e.g. buy, sell, merger, Rdcmption)
Date: Month-Day
(3)
Value Code2 (J-P)
(4)
Gain Code l (A-
Identity of buyer/scllcr (ifprivak: tnmsaction)
60. VILLA TOLUCA LID PARTNER D K-1 L w
61. AT&T CORP WIRELESS GP None SELL 1/1 J
62. COCA COLA A Dividend J T
63. BELL SOUTH A Dividend ] T
64. SBC COMMUNICATIONS A Dividend ] T
6S. DUKE ENERGY A Dividend ] T
66.
67. -
HOME DEPOT
EXXON MOBil.. CORP
A
A
Dividend
Dividend K T
SELL 111 1
68.
69.
70.
71.
72.
VERIZON
PFIZER INC DEL
VODA FONE
AGERE SYSTEMS
MIL CALlF MUNI BOND B
A
A
A
A
Dividend
Dividend
Dividend
None
Interest
]
]
J
]
]
T
T
T
T
T
D =$5;001-$15,000 .E = SiS,001-550,000L lncomeJGain Codes: A = Sl .•000 orless B =.Sl ,OUI ..S2.500 C = $2,SOJ..SS,OOD
(Sec Columns-Bl and D4) F -$50,00l .iSl-00,000 ·G -:s100.001 s1,ooo;-000
2. Value Codes: J °=Sl5,000-or less X = SlS;OOl-SS0,000
(See Columns Cl and 03) N = $250,000-$500;000 ·O s $500,001-Sl;OOO;OOO 'Pl =Sl;000,001-SS;OOO.OOO 1'2 •$5;000;001 $2S,000;000
P3 =$25,000,001-$50;000,000 P4 = SMore than SS0;000,000
3. Value Method Codes Q = Appraisal R = Cost (Real Estate Only) S = Assessment T = Cash/Market
(See Column C2J U = Book Value v =Other w =Estimated
c
If ftom
(3)
l:U
(4) (S)
Code
��������������������
Hl-S'!JlOO;OOl"S),000,000 -'Morethan$5;000,000
L ci$i0,00l•Sl00,000 ;M =SlOO;OOl.;s25li,OOO Pl -=$1,000,00145,000,000 1'2 - SS,000,001-$25,000.;000
·F 'ANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
,Page5 of7 REA, WILLIAM J S/3112004
VII. INVESTMENTS and TRUSTS - inc:ome, value, tnmscations (mcludes those oftbc spouse and dependent children. See pp. 34-S7 of filing instructioos.)
A. B. c. D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets)
73.
74.
15.
76.
(1) (2)
Place "(X)" after eacll asset exempt Amount Type (e.g.from prior discloS1R Code 1 div. n:nt or
(A-ff) int.)
US TREASURY BOND Interest
MILBANK USA A Interest
MIL SMALL CAP A Interest
JOHN HANCOCK HEALTH A Dividend
(I) (2) (I)
Value Value Type (e.g.
Code2 Method buy, scll, (l-P) Code3 merger,
(Q-W) redemption)
L T
J T
J T
K T
not exempt disclosure
(2) Date: Value Month- Codc2 Day (J-P)
Gain Identity of buyer/seller
I (A· (if private H\ IImlSaction)
77. ML HEALTHCARE FD A Dividend J T
78. MSDW LACOMTA·A A Interest BE
SELL 7/1 J A
79. MSDW LALSEREVA A Interest BE
SELL 8/15 J A
80. MSDW CAST.PUB A Interest WKS
J T
81. MSDW SANFRANSWR A Interest B
SELL 3/3 J A
82. MSDW REDDING RIA·D A Interest SELL 9fl J A
83. MSDW LADWAPELEC A Interest SELL 11/17 J A
84. MSDW CATAXFREE A Interest J T SELL 8/14 J A PARTIAL
BS.
86.
87.
88.
89.
90.
MS - LIQUID ASSET FUND
TCW/DW TERM TRUST 2003 ·MS
UBS (PAINEWEBBER) • UNIV CA REV BOND
US TREASURY SERIES HH/H
BENICA CA UNI SCH DIST
LAS VI CAUNI SCH DIST
A Dividend
A Dividend
A Interest
A Interest
None
None
J T
J T
SELL
J T
J T BUY
J T BUY RGENSES
919 J
06118 J
06/18 J
A
E =.SlSiOOlMO,OOO 1. lncome/GainCodes: A =Sl.OOOorless B = Sl ,tlOl..$2,SOO D ;..$5;00l�SIS,00o (Sec ColUllUIS BJ .zidD4) .. F .$50,001 •$100;000 o =S100,001.s1;000,ooo
2. Value Codes: J = StS,000 -or less K =S!S,001-SSO;OOO
(See Columns Cl andD3) 'N - S2S0,00°"$500;000 0 =S500,001-Sl;1l00,000
P3 = 5,000.,001 $50,000.000 P4 SMore lhmrSS0,000,000= -
3. Value Method Codes Q Appraisal R Cost (Real Estate Only} s = AssessmcnI T -Cash/Market= =
= =(See Column C2\ U Book Value V =Oiiier w Estimated
B.
lf
Code
H'I !
)
93.
95.
97.
(I)
merga-, buy. sell.
';-..N:Al�CIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
.. Page6 of7 REA, WILUAM J 5131/2004
VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those ofthe spouse and dependent children. Sec pp. 34-57 of filing instructions.)
'A. c. D. Income during Gross value at end of Transactions during reporting period
Description ofAssets reporting period reporting period (including trust assets)
not exempt from disclosure(I) (2) (2) (I)
(2) (3) (4) (5) Place "(X)" after each asset exempt Type (e.g. Date:Amount Type (e.g. Value Value Identity ofGainValue from prior disc:IOOR Method Month-Codel div. 111111. or buyer/sellc:rCode2 Code2
Day(A-H) int.) (J-P) (ifprivateCodc3 I (A-(J-P)redemplioo) transaction) (Q-W)
MONTEBELLO CA UNI SCH DIST None J T BUY 06/18 J91.
92. PALOS VERDES PENINSULA CA None J T BUY 6/18 J
CENTER UNI SCH DIST CA RFOO None J T BUY 8/19 J
94. SAN JOAQUIN Hil.LS CA TRANSN CORRIDOR None J T BUY 8/19 J
BERRYESSA CA SCH DIST ELECTION OF I999 None J T BUY 8//14 J
96. FOOnm..L DE ANZA CA CMNTY COu.EGE None J T BUY 8/14 J DIST
HACIENDA LA PUENTE CA UNI None J T BUY 7/2 J
98. SAN BERNARDINO CA CITY UNI None J T BUY 7/2 J
99. LORD ABBETI BOND FUND #2 B Interest K T BUY In K
IOO. LORD ABBETI BOND FUND # I A Interest K T BUY In K
101. SAN JUAN CA CTR DIST A Interest K T BUY 6125
102. CONOCOPHOILUPS A Dividend K T BUY 6125
103. lST FINANCIAL A Dividend BUY/SEL K B BOUGHr6/20 L SOID 11/06
104. AMERICAN CAPITAL INCOME BUDDER B Dividend K T BUY K BOUGHr ON 6125 AND9/ I6
105. NICHOLAS APPEGLATE CONV AND INCOME B Interest K T BUY 7/31 K
106. MUNI INTERMEDIATE DURATION FUND c Interest L T BUY 8/1 L
107. ML CA INSURANCE MUNI A Interest J T BUY 11/12 J
108. MEDCO HEALTH SOLUTINS None BUY/SEL L
8125 J B RECEIVED AS STOCK DIV
,
l. lnoome/Gam Codes:
(Sec Columns Bl andD4)
2. Value Codes:
(See Columns Cl andD3)
3. Value Method Codes
(See Colwnn C2)
A = Sl,000 or less
'F ='$50;001-$100,000
J = $15,000 or'less
N $250,000-$500,000
P3 = $25,000,001"$50,000.000
Q = Appraisal
U = Book Value
B
G
K
0
R
V
=Sl,00l.:S2.SOO
.. SIOO;OOl Sl,OOQ,-000
-us;oo1 sso;ooo
= SSOO,OOl•Sl;000,-000
Cost (Real Estate Only)
=Other
.C = $2;SOl.$5;000 D =S5,00J,.U5,<JDD
-HI m$1,000,001..i$5;000;000 -W =MoretbanSS,OOO;OOO
L SS0,001.$100,000. M =-'SlO();OO 14250;000
Pl &$1;000,001 $5 000,000 P2 ='.$5,000,{)01-$25,000;000
P4 =$More than $50,000;000
S = Assessment T = Cash/Market
w =Estimated
E •<SlS,001.$50;000
Codes:
lfnot ti"om (3) (4) (S)
Gain Code
m
1U th ;'000,000··
i.
J
u = BookVmue :___ -\_'_=_Other.::..::. :::: _ -W = E snma-· _ted --
l
c$1Jl01l;ilol 5Jl00Ji00 ....• :m•·-'.Maie ·
Pl = $1,000,001.;$S,000;000 . :P2 ·=$5;000,061.;$25;000;000
Q = Appraisal
'F":iNANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting . Page 7 of.7 REA, WILLIAM J S/3112004
- income, value, transcations (includes those ofthespouseand depeodeat children. See pp. 34-57 offiling insttuctiaos.)VlI. INVESTMENTS and TRUSTS
109.
A.
Desc:ription of Assets (includingtrust assets)
Place "(X)" after each asset exempt from prior disclosure
WASIIlNGTON MUTUAL
B. Income duringreporting period
(1) (2)
Amount Type (e.g. Code 1 div. rent or (A-H) int.)
A Dividend
c. Gross value at end of
reporting period
(I) (2)
Value Value Code2 Method (J·P) Code3
(Q-W)
K T
D. Transactions during reporting period
(1) exempt disclosure
(2) Type (e.g. Date: Value Identity of buy, sell, Month- Code2 buyer/sellermerger, Day (J.P) I (A· (if private redanption) transaction)
BUY 11/12 K
110. NATIONAL COMMERCE FIN A Dividend J T BUY 11/12
111. S. CA REG WSTWI'R B Interest K T PURC NOT
2002 INCLUDED IN
·D "=SS;OOl�Sl's;ooo · =Sts,001.sso;oDOB ='Sl.001..$2.SOO .c *'$2,SOl-'SS,;000 .. ''l. lncome/Gain Codes: A =·SL;OOOodess (See Columnii·Bl.udD4} 'F . '-''SS0,000-$100,000 · ·G . ""SlQ0.1Kll;;$t.000;000 .··
2. Value ,J =Sl5�00Ctadess K •=SlS,O!ll SSD,000 -sso,00141oo)IOO M .;•s100,001�S2SQ,ooo
=(See Columns Cl and 03) N =S2S0;00(1.;$500.;000 0 S50Q,OOI-Sl,OOO,OOO.
P3 = $25,000,00l-'SS0,000,000 P4 · ·= ttum:SS0,000.'00!l
R Cast (Real Estate Only) S = Assessment=3. Value Method Codes
{See Column C2)
!
I
. _,.FiN'ANCIAL DISCLOSURE REPORT Name of Person Reporting
REA, WIWAMJ
Date of Report
S/31/2004
(lndicatepartofReport.)VIII. ADDIDONAL INFORMATION OR EXPLANATIONS
PART VIl COLUMN B-2 TYPE OF INCOME
LINE58-601
THESE INVESTMENTS ARE FROM PARTNERSHIP INVESMTENT IN REAL ESTATE
6-JO--t;y
'FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
REA, WILLIAM J S/31/2004
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief; and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
J
Si Date
NOTE: ANY INDIVIDUAL WHO OWINGLy AND WILFULLy FALSIFIES OR FAILS TO FILE nns REPORT MAy
BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544