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POSITION NAME Of ORQANIZATION/ENTITY

PARTIES AND TERMS

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AOJO FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of1978Rev.112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-11I)

I. Person Reporting (last name, first, middle initial) l. Court or Organization 3. Date orReport

DUBOIS, JANE. U.S.0.C.• E.O., PA 08/1212010

4. Tiiie (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type} 6. Reporting Period magistrate judges indicate full- or part-lime)

Nomination, Date 01/01/2009DJUDGE, U.S.D.C. D D toInitial Annual Final

12131/2009Sb. D Amended Report

7. Chambers or Office Address 8. On the hatls or the information contained lo this Report and any m001ficatio11s pertaining thereto, it lo, In my opinion, lo compliance with appli,.ble laws and regulations. 12613 U.S. COURTHOUSE

601 MARKET STREET PHILADELPHIA, PA 19106

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable blformation. Sign on last page.

I. POSITIONS, (Reporting individual only; ••e pp. 9-IJ of filing ln•lrucdoM.)

[ZJ NONE (No reportable positions.)

I.

2. c::.> C:3

-··-,,,.? ..;"i···:·''i3.

c;·) ; ,.,.., 4. ";.

5. ;::,\ ( : ·

l,- fi1 0

("')rq

II. AGREEMENTS. (Reporting Individual only; m pp. 1./-16 of filing lnstructlonJ.)

[ZJ NONE (No reportable agreements.)

I.

2.

3.

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE

4.

LOCATION PURPOSE

INCOME

ITEMS PAlD QR PROVIDED

2.

2.

..

FINANCIAL DISCLOSURE REPORT

Page 2of8

N•me of Person Reporting

DUBOIS, JANE.

Date of Rtport

08/12/2010

III. NON-INVESTMENT INCOME. (Reporting lndlvid11a1 and spouse: Sl!e pp. 17-24 offlllng lnstrucdons.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

(yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income • lfyou "'"'" murled during any portion of the reporting yur, complete th;s sect/(]n.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) [l]

1.

3.

4.

IV. REIMBURSEMENTS - transportation. lodging.food, entert11lnment

(Includes those to spouse and depende111 children; see pp. 25-}7 of filing instructlnns.)

[{] NONE (No reportable reimbursements.)

I.

3.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

Name or Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3 of8 DUBOIS, JAN E. 08/12/2010

V• GIFTS, (lncluus thoseto spouseand deptndent children; see pp. 2B-'JI of filing lnstrucllons.)

[{] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those ofspouse and dependenJ chl/dren; Jet pp. 32-33 ofjiUng instructluns.)

[{] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

A. I !

I i

i

--

t (I)

Codc3 (Q-W)

(2)

I

C'""'

1

I ' ' i

!

I I

FINANCIAL DISCLOSURE REPORT

Page4 of8

Name of Peno11 Reportln&

DUBOIS, JAN E.

Date or Repon

08112no10

VIl. INVESTMENTS and TRUSTS -111co•, "''"· 1ri11Uactto111 <t11c1,,da tttou of spoin, """ ' "'""' cttu11re11; "'PP. J4-u offlllnr lllSlr•cdmu.J

D NONE (No reportable income, assets, or transactions.)

B. c. Description of Assets Income during Gross value at end (including trust asscta) reporting period of reporting period

Place •(X)• after c.cb asscl

exempt ftom prior disclosure

lO. General Electric Co.

58. Home Dep<>t Inc. (5) IRA

59. Intel Corp. (5) IRA

69. Merck & Co. (5) (42) IRA

80. Emerson Electric Co. (9)

88. South Jersey Ind. Inc. (9)

94. Wachovia Bank (10)

99. NCR Corporation (SI)

I 02. CitiGroup (5) IRA

125. Citigroup(9X35)

134. Oracle Corp. (5) IRA

137. Cisco Sys Inc. (5) IRA

139. Visteon Corp. '9)(36)

141. Zimmer Hldgs. Inc. (38)

142. Zimmer Hldgs. Inc. (38)

145. IL HLTH FAS-A BE (07-01·10)

I 52. Pfizer, Inc. (S) IRA

I. ldCOmc O.U. Codct:

(Sec Column• Bl and 04) 2. v.1ua Codes

(See Columu Cl and OJ)

A-il,OOOorleto

F -SS0.001 • Sl00,000

J •SIS,OOOorlen N -i2!10,()01 - SS00,000

(I) Amount Code I (A-H)

D

B

B

c

B

A

A

A

A

A

B

B

). V1lue M<lhod Cock1

(See Column C2)

PJ -Jll.000,001 - sso.000.000 Q Appnisal U •Book Vllue

(2) (I) Type (e.g., Value div., rent, Codc2

or int) (J-P}

Dividend M

Dividend L

Dividend K

Dividend L

Dividend L

Dividend K

Intereat J

None J

Dividend J

Dividend J

Dividend L

None M

None J

None J

None J

Interest K

Dividend K

B-Sl.001. S2j00

0 •SI00,001 · $1,000,000

K. •Sl.'1,001 • S.'10,000

o-ssoo.001. s1.ooo,ooo

R -C°" (Reol Eslal< Only) v -Oh«

(2) Value Typc(e.g.,

Method buy, sel redemption}

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

C -S2.j()I • U,000 Ill -Sl,000.001 • $5,000,000 L •$50.001 • S 100,000 Pl •$1,000,001 • $5,000,000 P4 •Mon: Ihm $50,000.000 S "'Assessment W'"'Estimatcd

0. Transactions during JqJOrting period

(3) (4) Dale Value Gain

mrnldd/yy COO<> ( -P) (A-fl)

D -S.'1.001 • $15.000

!12 •More than S.'1,000,000 M -Sl00,001 • S250,000

Pl •S.'1,000,001 • 123,000,000

T>Cash Marltct

(S) Identity of bu er/seller (ifprivate

transacfon)

E •$1.1,001- S.'10,000

i

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, nll !

I I I

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----···.---······ ··· ··-··--· ··-

j

Codc3

Name of PenoD Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Page 5of8 DUBOIS, JAN E. 08/1212010

VII. INVESTMENTS and TRUSTS - lncolft.. "''*' INM4cdoM (lnclllda tllrn, of spollSe """dependent chUdl'O; ue p,.. 34-60 offllU.. lnstrMdlotu.J

D NONE (No reportable income, assets, or transactions.)

A. B. Description of Assets Income during

(including trust assets) reporting period

(2) Place "(X)" after each asset Type(e.g.,

Code Iexempt from prior disclosute div., rent,I

c. D. Gross value at end T tiona during n:porting period of rqiorting period

(2) (4)(I) (2) (I) (3) (5) Value Value Type(e.g., Date GainValue Identity of

Code I Codc2 Method buy, sel Codc2 buyer/sellermm/ddlyy.i (A-H) ! or inL) (J-P) redemption) (J·P) (A·H) (if private

tranSaclion)(Q-W)

153. Templeton Foreign Fund C (6) A Dividend L T

159. Medco Health Solutions, Inc. (5)(42) IRA

None K T

161.ISharcs MSCIJapan Index Fund · (6} IRA

A Dividend K T

162. !shares MSC! EAFE Fund (6)1RA B Dividend L T

163. Allscripts Healthcare Shs Inc . . (6) !RA

None K T Sold (part)

09118109 K D

165. Morgan Stanley Banlc (47) A lntc st K T

166. Royal Dutch Shell PLC(43) B Dividend K T

167. Norwin School Dist 5625 B Interest K T

168. Pottsville Hosp. BE 5200 B Interest Redeemed. 11/16/09 K A

170. Noble Intl Ltd. (9)

171. Royal Dutch Shell PLC(9)(44) c

None

Dividend L T

Sold 04101109 J

173. BOP Morgan Stanley Bank (48) A Interest L T

174. Blackrock World Invest Trust (6)(55) IRA

B Dividend K T

176. New York Community Bancorp, Inc. (5) IRA

178. Whole Foods Markets, Inc. (S) IRA

B Dividend

None

L

K

T

T

180. Archer Daniels Midland (5) IRA

182. Nuvccn Global VLE Opport Fund

A

B

Dividend

Dividend K T

Sold 02/26/09 L

1

I. locomo Gaia Coda.

(See Columns Bl ood 04)

2. Valur: Coda

(See Columns Cl and 03)

i J. Value M<1bod Codes

(See Cnluom C2) L- -·-··· · --

A -$1,000 °' lca

F •SS0,001 • SI00,000

I •SIS,000 orlm

N •S2l0,00I • $500,000

PJ •$25,000,001 - Sl0.000,000

Q•Appraiul U •Book Value

B -Sl,001 • S2.S00

G ""100,001 • Sl,000,000

K. •SIS,001 • Sl0,000

0-$500,001 • Sl,000,000

R -Cot! {R<.t F.sU1' Only)

v "°1h<r

c -12.501 - Sl.000

HI •Sl,000,001. ss.000.000

L •Sl<l.001 • S 100,000

PI uSI ,000,001 - $,,000,000

P4 =More lhao S.I0,000,000

S •Aucumcnl

w •Estimoted

D -U.001. SIS.000 E =SIS,001 • SS0.000

H2 =Mono dan SS,000,000

M -SI 00,001 • S2SO,OOO

P2 •SS,000,001 • $;13,000.000

T<uhMarl:ct

!

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J

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Name of Penon Reportln1 Date of ReportFINANCIAL DISCLOSURE REPORT

Page 6 of8 DUBOIS, JAN E. 08/12/2010

VII. INVESTMENTS and TRUSTS-1nco111tt,wtw,,,.,,ns,,.,.,ns<tnt111t1a11111uofspo,,uanddqNnditn1ch1111rtn;1ttepp.J-1-4001J111n811Utr11ttU1M.J

NONE (No reportable income, assets, or transactions.) D A.

Description of Assets (including trust 11SSCts)

Place "(X)" after each asset exempt from prior discl0$Ul'C

183. Eaton Van Tax MNGD GLBL (9)

184. Morgan Stanley Bank (9) ( 46)

185. Nuveen Global VLE Opport Fund (9)

···--

B. Income during

reporting period (I)

Amount Code I (A·H)

B

A

B

(2) Type(e.g., div rent,

orint.)

Dividend

Interest

Dividend

c. Gros& value al end

of reporting period (I)

Value Code2 (J-P)

J

K

K

(2) Value

Mclhod Codc3 (Q-W)

T

T

T

D. Transactions during reporting period

(I) Typc(c.g., buy, sci

mlcmption}

(2) Date

mm/ddlyy

(3)Value

Code2 (J-P)

(4)Gain

Codcl (A-1-1)

(S) Identity of buyer/seller (if private

uansacrion)

186. Morgan Stanley Banlc A Interest M T

188. Walgreen Co (5) IRA B Dividend L T

' · 189. Starbucks Corp. Washington (5) IRA None K T

191. MS Emerging Mkts Domestic Debt (9) B Dividend K T

192. Discover Financial Services (49} : A Dividend J T

193. AT&T (SO) c Dividend L T

194. Teradata (SI) None J T

196. The Financial Set Sect Spdr. FD (5) IRA

A Dividend K T

197. Manitek Intl Inc. Com . (53) None T

198. Sirius XM Radio, Inc. (5) IRA (54) None J T

199. !shares DJ US Real Estate Index A Dividend K T Buy 11/09/09 K (S)(IRA)

200. B.lackrock Real Asset Equity (6) IRA B Dividend K T Buy 07/08/09 K

Sold 09/18/09 J c (part)

201. Blackrock GLBL OPP EQ TR (6) (55) B Dividend K T IRA·

! I. looomc Clain Codes: (Stt Cohm1111BlilDd04)

2. Value Coda

(S.C Col11D1D1 CI ilDd Ol)

l Value M<thod Codes (See Column C2)

A•Sl.OOOorku F •SS0,001 • SI00,000 J •S".ooo°' lcu N o$130,00I - SS00,000 PJ -SlS,000,001 • sso.000.000

Q•Appnisal

U •Book Value

B-Sl,001-$2)00

0 =$100,001 • $1,000,000

K -$1J.001 • SS0,000 O •S500,00I • Sl,000,000

R -Coll (Real Only) v -Qtl>a

C -Sl,SOI • U.000

HI =Sl.000,001 • U,000.000

L •$50.001. $100,000

Pl -$1,000.00I • $5,000,000 P4 =Mon:Iba sso.000.000

S•A......,,..,,

W ""'E11inwted

o -u.001 - m.ooo H2 =MOR ,.,.., SS,000,000 M-S100.001. ruo.ooo n ..ss.000.001 • us.000.000

r gro Pennsylvani! n d B nd s 17(M )f llwere

lt"ti'C'Jl\'t presenlly owns!IJ s

inmm±;ilIRA

•• Trust ofwhichfH jis co-trusteeand incomebeneficiary.

r for.

s

166)) for.

171'. shares

r

shares for:'fjl

Name of Penon Reporting Dote of Report FINANCIAL DISCLOSURE REPORT

Page 7 of8 DUBOIS, JAN E. 08/1212010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndical Pflrlo/Rqwrt)

(I) (Line 2) Originally included 14 separate purchases of units of Pennsylvania Insured Municipal Bond Trusts for the years 1987 through 1991. Ten of the 14 groups of units in the Municipal Bond Trusts were sold in 1993 at a loss. Purchases of Pennsylvania Insured Municipal Bond Trusts in 1992 are separately listed on lines 34 th ough 37, 40 and 41, in 1993 on line 45, and in 1994 on line 5 5. The figures on line 2 are for the four remaining of units in Municipal Bond Trusts· Municipal Trust 54 , 55M , 68M , and I 17M. All units of series 68M.and series I sold on January 31, 1995, at a loss. unit of senes 54M.

(5) (Lines 58,59,64,69, 102, 106, 120, l32, 134, 136, 137, 151, 152, 176, 177, 178, 179, 180, 188, 189, J96, 198, 199)Securities in anlRAAccount with Morgan Stanley.

(6)(Lines 65, 66, 123, 131, 161, 162, 163, 174, 200, 201) Securities Account with Morgan Stanley.

(9)(Lines 80, 88, 125, 138, 139, 170, 171, 183, 184, 185, 191, 192)Securities in

(10) (Line 94) Checking Account • First Union changed name to Wachovia.

(35) (Line 125) •sha es of Associates First Cap CP A exchanged shares Citigroup.

(36) (Line 139) Spin-off from Ford Motor Company.

(38) (Lines 141and 142) Spin-off from Bristol Myer -Squibb Company.

(42) (Line 159) Stock dividend distributed to Merck & Co Shareholders (Line 69).

(43) (Line shares of Royal Dutch Pete 2B exchanged shares of Royal Dutch Shell PLC.

(44) (Line of Royal Dutch Pete 2B exchanged for.shares of Royal Dutch Shell PLC.

(46) (Line 185) Conversion from Active Assets Acco unt to Bank Deposit Pogram ("BDP") ·Morgan Stanley Bank.

(47) (Line 165) Conversion from Active Assets Account to Bank Deposit Program ("BDP") ·Morgan Stanley Bank.

(48) (Line 173) Conversion from Active Assets Account to Bank Deposit Program ("BOP") - Morgan Stanley Bank.

(49) (Line 192) Stock dividend distributed by Morgan Stanley.

(50) (Line 193) AT&T acquired Bell South Corp.

(51) (Lines 99 and 194) Stock dividend distributed by NCR.

(52) (Line 195) Discover Bank name changed to Morgan Stanley Trust Bank

(5 3) (Lines 190 and 197) Ver-Tek Int'! Corp., changed its name to Manitek Int'! Inc. Com.

(54) (Lines 179 and 198) XM Satellite Radio Hldg. C L A· changed its name to Sirius XM Radio , Inc.

shares of Blackrock Global Opportunity Equity Trust stock. (55) (Lines 174 and 201) Exchanged of Blackrock World Invest Trust stock

FINANCIAL DISCLOSURE REPORT

Page 8 of8

Name of Penon Reporting

DUBOIS, JAN E.

Dale of Report

08/12/2010

IX. CERTIFICATION.

I certify that all Information given above (Including Information pertaining to my spouse and minor or dependent chUdren, If any) Is accurate, true, and complete to the best or my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions or S U .S.C. app. § 501 et. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544