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Design of Retaining Wall and Support System for Deep Basement Deep Basement Ir. TAN Yean Chin G&P Geotechnics Sdn Bhd www.gnpgroup.com.my March, 2014

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Design of Retaining Wall and Support System for Deep BasementDeep Basement

Ir. TAN Yean ChinG&P Geotechnics Sdn Bhd

www.gnpgroup.com.my

March, 2014

INTRODUCTION

� Deep basement construction� Urban areas for parking space� Infrastructures, e.g. KVMRT

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� Infrastructures, e.g. KVMRT

� Risk associated with deep basement construction high!

FAILURES of DEEP EXCAVATION

FAILURES of DEEP EXCAVATION

FAILURES of DEEP EXCAVATION

SOIL PARAMETERSPARAMETERS

SOIL PARAMETERS

� Some important soil parameters related to retaining wall and support system design:

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system design:�Shear strength parameters (su, φ’ & c’)�Soil permeability�Soil stiffness

SOIL PARAMETERS

� Shear strength parameters (φ’ and c’)�Commonly obtained from CIU for effective

stress strength parameters

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stress strength parameters�Commonly obtained using in -situ test

methods (e.g. field vane shear test) for total stress strength parameters, su

�Finite element analysis – requires proper understanding of the constitutive soil models

SOIL PARAMETERS

� Soil permeability� Important in order to choose modelling in

drained or undrained condition

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drained or undrained condition� In-situ tests (rising, falling or constant head)

recommended�Values obtained from tests should always be

compared to published values (e.g. BS8004)

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BS8004: 1986

SOIL PARAMETERS

� Soil stiffness� Important parameters for retaining wall design

BUT difficult to obtain reliablyIn Malaysia, sometimes based on empirical

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� In Malaysia, sometimes based on empirical correlations

�Laboratory tests unreliable and values obtained significantly smaller than appropriate values for retaining wall design

�Designer should be aware of small-strainnature of retaining wall design

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SOIL PARAMETERS

� Soil stiffness�Seismic tests or seismic piezocone appears

promising – future direction

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promising – future direction�Basis of empirical correlations should be

understood – e.g. local soil conditions, constitutive model used, etc.

�Example, correlations in Kenny Hill formation using hardening soil model of PLAXIS software

DESIGN OF RETAINING WALLSRETAINING WALLS

DESIGN CONSIDERATIONS

� Overall stability� Basal heave failure� Hydraulic failure

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� Hydraulic failure� Axial stability� Finite element analysis� Ground movement associated with

excavation

OVERALL STABILITY

� To ensure sufficient wall embedment�Overturning of wall and overall slope

stability

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stability�Adequate factors of safety (e.g. 1.4 for

high-risk-to-life structures)

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EUROCODE 7

DESIGN CONSIDERATIONS

� Overall stability� Basal heave failure� Hydraulic failure

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� Hydraulic failure� Axial stability� Finite element analysis� Ground movement associated with

excavation

BASAL HEAVE FAILURE

� Critical for deep excavation in soft ground� Analogous to bearing capacity failure , only in

reverse

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� Available methods:� Terzaghi (1943) – shallow and wide excavations� Bjerrum & Eide (1956) – deep and narrow and

excavations� Moment equilibrium - adequate for routine design

MOMENT EQUILIBRIUM

METHOD

BASAL HEAVE FAILURE

� Required factor of safety for moment equilibrium method�1.2 (Kohsaka & Ishizuka, 1995)

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�1.2 (Kohsaka & Ishizuka, 1995)�Vertical shear resistance along retained

ground shallower than the excavation is ignored

DESIGN CONSIDERATIONS

� Overall stability� Basal heave failure� Hydraulic failure

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� Hydraulic failure� Axial stability� Finite element analysis� Ground movement associated with

excavation

HYDRAULIC FAILURE

� Base instability caused by piping�Seepage due to high groundwater level

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� Available methods�Terzaghi’s method�Critical hydraulic gradient method

HYDRAULIC FAILURE CHECKS

HYDRAULIC FAILURE

� Terzaghi’s method recommended�Based on latest research by Tanaka &

Verruijt (1999)

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Verruijt (1999)�Factor of safety required – 1.2 to 1.5

HEAVING DUE TO ARTESIAN PRESSURE

HYDRAULIC FAILURE

� Heaving due to artesian pressure

�Factor of safety – 1.0 to 1.2

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�Factor of safety – 1.0 to 1.2�Smaller FOS sufficient as it did not

consider shear strength or adhesion strength of the ground and retaining wall

DESIGN CONSIDERATIONS

� Overall stability� Basal heave failure� Hydraulic failure

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� Hydraulic failure� Axial stability� Finite element analysis� Ground movement associated with

excavation

AXIAL STABILITY

� Simple check but is often overlooked

� Factor of safety

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� Factor of safetyrequired – 2.0

FINITE ELEMENT ANALYSISANALYSIS

FINITE ELEMENT ANALYSIS

� Soil-structure interaction important for deep basement retaining wall design

� Commercial finite element software easily

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� Commercial finite element software easily available and very user friendly (e.g. PLAXIS, CRISP, etc.)

� Understanding and proper useimportant!!!

Results using the same soil parameters and same software by different people!

FINITE ELEMENT ANALYSIS

� Some important considerations in FEM:�Locations of the boundaries of the problem�Details of mesh

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�Modelling of stages of construction�Modelling of interfaces�Use of suitable constitutive soil model�Use of appropriate soil parameters, especially

empirical parameters

GEOMETRICAL DATA

� Provision for over-excavation � for cantilever walls - 10% of the wall height above

excavation level, limited to a maximum of 0.5m� for a supported walls - 10% of the distance between

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� for a supported walls - 10% of the distance between the lowest support and the excavation level, limited to a maximum of 0.5m

� Can be reduced when excavation surface can be controlled reliably throughout the excavation works

GEOMETRICAL DATA

� Water levels�Flood level should be taken into consideration

for flood prone areas

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for flood prone areas

� Surcharge�Minimum surcharge of 10kPa – for

construction loads and unforeseen circumstances

CONSTITUTIVE SOIL MODELS

� Various constitutive soil models, e.g. Mohr-Coulomb, Cam Clay, Hardening Soil, Soft Soil, etc.

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Soft Soil, etc.�Proper understanding and limitations of

each model important!� Incorrect use of soil models in Nicoll Highway!

Overestimation of shear strength!!!

Stress path of real soil

Stress path using Mohr-Coulomb

model

strength!!!

FEM ANALYSIS OF LIMIT STATE

� Eurocodes have replaced British Standards

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� Current design of retaining wall for deep basement mostly based on “working state design ”

FEM ANALYSIS OF LIMIT STATE

� Three (3) schemes to perform limit states design using FEM:

(A) Perform all the calculations with design (factored) values of ground and action parameters

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values of ground and action parameters(B) Simulate the whole stress history using ground

parameters at characteristic levels- check the safety at the relevant stages

(C) Simulate the whole stress history using ground parameters at characteristic levels and multiplying these values by the load factor (which then in fact acts as a model factor on the effects of actions).

FEM ANALYSIS OF LIMIT STATE

� Important to evaluate limit state:�Part of the reason for factors of safety is to

cover human error

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cover human error�Limit state analyses investigate unrealistic

states , especially in the Ultimate Limit State (ULS) analysis

TO ENSURE THAT LIMIT STATE IS SUFFICIENTLY UNLIKELY TO OCCUR

GROUND MOVEMENT ASSOCIATED WITH EXCAVATIONEXCAVATION

GROUND MOVEMENT

� Deep excavation include a substantial component of horizontal strain

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� Damage estimation should include both angular distortion and horizontal strain

GROUND MOVEMENT INDUCED BY DEEP EXCAVATION

GROUND MOVEMENT INDUCED BY DEEP EXCAVATION

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Gap

GROUND MOVEMENT INDUCED BY DEEP EXCAVATION

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Gap(75mm)

Void (150mm)

Settlement

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Damage criteria by Boscardin &&&& Cording, 1989

CATEGORY ANGULAR DISTORTION,

β (x 10-3)

HORIZONTAL STRAIN, εh (x 10-3)

Negligible < ~ 1.1 > 0.5

Very slight ~ 1.1 < β < ~ 1.6 0.5 < εh < 0.75

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Very slight ~ 1.1 < β < ~ 1.6 0.5 < εh < 0.75

Slight ~ 1.6 < β < ~ 3.3 0.75 < εh < 1.5

Moderate ~ 3.3 < β < ~ 6.7 1.5 < εh < 3.0

Severe > ~ 6.7 > 3.0

Before excavation

After excavation

h

∆∆∆∆β = β = β = β = ∆∆∆∆/Lεεεε = h/L

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εεεεh = h/LL = length of building

E.g.

Building length = 10m

Allowable lateral movement = 15mm

(εεεεh = 1.5 x 10-3)

CASE HISTORIES

Case History 1 :32m Deep Excavation for KVMRT – Blue LineKVMRT – Blue Line(Cochrane Underground Station)

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Rock Rock StabilisationStabilisation MeasuresMeasures

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Construction Stages 1Construction Stages 1--44

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Construction Stages 5Construction Stages 5--88

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Case History 2 :28.5m Deep Excavation for Berjaya Times Square, Berjaya Times Square, Jalan Imbi

Berjaya Times Square

� Excavated depth24.5m - 28.5m (6-level basement)

� Retaining wall

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1.2m thick diaphragm walls

� Support systemPrestressed Ground Anchors

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TYPICAL SUBSOIL PROFILE

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FINITE ELEMENT MODELLING

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-10 0 10 20 30 40Wall Relative Lateral Displacement (mm)

-50

-40

-30

-20

-10

0

Dep

th (m

)

Measured ProfileFEM Back Analysed

Excavate to R.L.35.0m

Stage 1

-10 0 10 20 30 40Wall Relative Lateral Displacement (mm)

-50

-40

-30

-20

-10

0

Dep

th (m

)

Excavate to R.L.31.0m

Stage 2

-10 0 10 20 30 40Wall Relative Lateral Displacement (mm)

-40

-30

-20

-10

0

Dep

th (m

)

Stage 3

Excavate to R.L.27.0m

-50-10 0 10 20 30 40

Wall Relative Lateral Displacement (mm)

-50

-40

-30

-20

-10

0

Dep

th (m

)

Stage 4

Excavate to R.L.22.5m

-10 0 10 20 30 40Wall Relative Lateral Displacement (mm)

-50

-40

-30

-20

-10

0

Dep

th (m

)

Stage 4

Excavate to R.L.18.5m

-10 0 10 20 30 40Wall Relative Lateral Displacement (mm)

-50

-40

-30

-20

-10

0

Dep

th (m

)

Stage 6

Excavate to R.L.16.7m

WALL A

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Berjaya Times Square

� Hardening Soil Model of PLAXIS able to model the problem sufficiently accurate

� From FEM back-analysis, the correlations between soil stiffness (E’) and SPT ‘N’ as follows:�E’ = 2000*SPT‘N’(kN/m 2)�E’ur = 3*E’ = 6000*SPT’N’(kN/m 2)

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Human Size

Case History 3 :30m Deep Excavation for Solaris Dutamas , KLSolaris Dutamas , KL

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Solaris Dutamas

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Typical Simplified

Borelog ProfilesBorelog Profiles

Original CBP Wall with

Temporary Ground Anchors

Initial basement wall

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Anchors

Temporary Ground Anchor

Original CBP Wall with

Temporary Ground Anchors

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Anchors

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Typical finite element model (PLAXIS)

Measured

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Predicted ground movement

Measured

� Soil nails subjected to verification and proof test based on FHWA, 1998�Criteria on creep movement�Criteria on theoretical elongation

� Based on verification tests on preliminary soil nails�Ground -grout bond = 3 to 5*SPT -N (in kPa)

THANK YOU

Y.C. TANG&P Geotechnics Sdn Bhdwww.gnpgroup.com.my

March, 2014

Q &&&& A