removals of licensed persons/registered institutions ... · removals of licensed persons/registered...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 11/2017

CE Name CE No. Licence Type Types of Regulated Activity

Edmond de Rothschild Asset Management (Hong Kong) Ltd. AQC809 Licensed Corporation 1, 4, 9

Edmond de Rothschild Securities (Hong Kong) Limited AXH505 Licensed Corporation 1

Guard Capital Management Limited BDO966 Licensed Corporation 9

Hang Seng Futures Limited AAI119 Licensed Corporation 2, 5

Oceanwide Financial (IA) Limited AFR625 Licensed Corporation 4

Shanxi Securities International Financial Holdings Limited AOK946 Licensed Corporation 2

South Mountain Asset Management Limited BCW101 Licensed Corporation 9

AGARWAL Monika Prabhudayal AKO185 Licensed Representative 1, 6

ARAYANIMITSKUL Janyawan BDF627 Licensed Representative 9

ASOPA Naveen Shankar BHC677 Licensed Representative 1, 6

AU Lawrence BIS389 Licensed Representative 4, 9

BABINSZKI VASS Christopher Josef BEU758 Licensed Representative 1, 4

BALBO Silvio BFR701 Licensed Representative 9

BATCHA Jamil Muhammed ATC398 Licensed Representative 9

CAO Steven Yao BBQ949 Licensed Representative 1, 9

CAUBERGHS Alan Cornelia H. BHA630 Licensed Representative 1

CHAI Shan Shan AVD684 Licensed Representative 4, 9

CHAN Alexandra Amy ACL601 Licensed Representative 3

CHAN Chi Kwong, Paul APB687 Licensed Representative 1

CHAN Chung Kin AGI104 Licensed Representative 1

CHAN Gabriel Raeburn AHN285 Licensed Representative 4

CHAN Hok Sing ACS382 Licensed Representative 1

CHAN John BGI266 Licensed Representative 1, 2

CHAN Ka Yeung AMI151 Licensed Representative 1, 2

CHAN Ken Man BJI679 Licensed Representative 6

CHAN Kit Yan ALF290 Licensed Representative 1

CHAN Oi Yin APB779 Licensed Representative 10

CHAN Siu Kuen AOU141 Licensed Representative 1, 2, 4, 9

CHAN Suk Han, Clarence ADZ970 Licensed Representative 1

CHAN Yat Wai BIZ508 Licensed Representative 1

CHAN Yiu Mo AFM890 Licensed Representative 1, 2

CHAN Zhong Wai, Wilson BEZ871 Licensed Representative 4, 9

CHANG Ching Wen ACS608 Licensed Representative 3

CHANG Chiung-Wen AOE329 Licensed Representative 1

CHANG Hsun Fang ANP491 Licensed Representative 9

CHANG Wan-Ling AUP742 Licensed Representative 1

CHAU Hei Wai BEZ010 Licensed Representative 1

CHAU Shuk Wai BCY913 Licensed Representative 1

CHEN Yi-Ju BHK873 Licensed Representative 1, 6

CHEN Li BGO475 Licensed Representative 4

CHEN Pang Yen AGB362 Licensed Representative 9

CHEN Pei-Hui, Kathy ALY540 Licensed Representative 4, 9

CHEN Su Juan ASL537 Licensed Representative 9

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CHEN Tao BFK738 Licensed Representative 2

CHEN Wen-Chin BHA440 Licensed Representative 1

CHEN Xinyi BKW998 Licensed Representative 1

CHEN Yixin BAE587 Licensed Representative 1, 4, 6

CHEN Yu BFI292 Licensed Representative 9

CHEN Zhen Hai AWM874 Licensed Representative 1, 2

CHEN Zisong BFX561 Licensed Representative 1, 6

CHENG Tsz Fung, Raymond ANQ703 Licensed Representative 1

CHEUK Kit Man ARI602 Licensed Representative 1, 4

CHEUNG Chun Wai, Andy AEJ337 Licensed Representative 1, 2

CHEUNG Ka Mei AMB387 Licensed Representative 1, 4, 5, 9

CHEUNG Nicholas Shiu Kwong BDI998 Licensed Representative 4, 9

CHEUNG Shuk Bing AEE250 Licensed Representative 1

CHEUNG Wai Ying AEN774 Licensed Representative 1

CHIANG Venant AIB743 Licensed Representative 4, 9

CHIN Kwan Yiu, Genny BDY727 Licensed Representative 1

CHIN Yick Tung BBK840 Licensed Representative 1

CHOI Siu Shun AAE834 Licensed Representative 1, 2

CHONG Ka Tak BIS549 Licensed Representative 1

CHOY Kit Hung ALB340 Licensed Representative 1, 9

CHU Daniel Kin Fun AXR065 Licensed Representative 1

CHU LAI SAN, TERESA AWN382 Licensed Representative 1

CHUA Chit Nam AFT281 Licensed Representative 1, 2

CHUANG Wing Keung BFX697 Licensed Representative 1, 2, 4, 5

CHUNG Chi Chiu BFZ561 Licensed Representative 2

CHUNG Chun Hung, Simon AEU770 Licensed Representative 1, 2

CHUNG Harris Hayong BBM605 Licensed Representative 1, 4, 6

CHUNG Jean Yong AGK970 Licensed Representative 9

CHUNG Po King BJG433 Licensed Representative 1

CO Chun Wai ADU467 Licensed Representative 1

COLIN-LAMER Gwenaelle Julie BIH080 Licensed Representative 1, 4

COLLETT Michael James AUB134 Licensed Representative 1, 4

COOPER Richard David AVU997 Licensed Representative 1

CORBAT Brian Louis BBT287 Licensed Representative 1

CUI Jian BIC651 Licensed Representative 1, 9

DENG Rui BEM663 Licensed Representative 6

DING Anli BHF142 Licensed Representative 1, 4, 9

DING Xiaowen AYV567 Licensed Representative 6

DONG Jizhou BEW779 Licensed Representative 4

DORSETT William Robertson BAD879 Licensed Representative 1, 2

DU Nan Chiang BGH452 Licensed Representative 4

FANG Jiaying BCD190 Licensed Representative 1

FENG Yahui BAA252 Licensed Representative 1, 2

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FREITAS Brian Caetano AON705 Licensed Representative 1, 2

FU Si Hui AVO634 Licensed Representative 1, 2, 7

FUNG Chun Ho AVV720 Licensed Representative 4, 9

FUNG Mei Fung BDY944 Licensed Representative 6

FUNG Ming Ching AXH225 Licensed Representative 1

FUNG Shing Wai AWJ859 Licensed Representative 2

GAN Han Kee BHK543 Licensed Representative 1, 4, 6

GAO Cheng AXG207 Licensed Representative 1

GAO Liyun BAB050 Licensed Representative 2

GAO Qingqing BHY411 Licensed Representative 1

GORMAN Mark Christopher AXL709 Licensed Representative 9

GU Cong BDV937 Licensed Representative 1, 4, 6

GUO Qiang AYW017 Licensed Representative 6

GUO Zhiqing BCD149 Licensed Representative 1

HANCOCK Jonathan Stiles ACJ318 Licensed Representative 1

HE Feng BGY654 Licensed Representative 1, 4, 5, 9

HE Ling BII106 Licensed Representative 1, 4, 9

HE Rong BEZ040 Licensed Representative 4

HE Xinrui AZR008 Licensed Representative 4

HE Yang BHL328 Licensed Representative 1, 6

HEATH Kristian David BGQ570 Licensed Representative 1

HIRAYAMA Hajime BFC663 Licensed Representative 1

HO Chi Wai AJM480 Licensed Representative 3

HO Man Kit, Frankie ACD412 Licensed Representative 1

HO Ting Chu AZG340 Licensed Representative 1

HO Yiu Nam ASD652 Licensed Representative 1

HONG Lanfang BHY141 Licensed Representative 1

HOU Haibo BHW770 Licensed Representative 1, 4, 6

HUANG Jie AZX967 Licensed Representative 1, 4

HUANG Shi BIZ350 Licensed Representative 1, 6

HUANG Yue BDA207 Licensed Representative 1, 6

HUANG Zidong BFY826 Licensed Representative 1, 2

HUI Chui Fong, Debbie AQK222 Licensed Representative 1, 2

HUI Yu Hang BCD623 Licensed Representative 6

IP Ka Hong BBT927 Licensed Representative 1

IP Ming Kin AKT999 Licensed Representative 1

JIANG Feng AXO926 Licensed Representative 4, 9

JIANG Shan ARN809 Licensed Representative 1, 2

JIANG Yi BDH056 Licensed Representative 6

JIN Hongmei ALL637 Licensed Representative 1, 2

JU Jongyoon ATJ082 Licensed Representative 4, 9

KAN Yiu Kwong BDC075 Licensed Representative 2, 5

KANG Youle AZB772 Licensed Representative 1, 4, 6

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KERVEN Daniel Robert BFX177 Licensed Representative 1, 4

KOH Soo Wei BIH098 Licensed Representative 1

KONG Shu Nam Morris BHL539 Licensed Representative 1

KU Tat Ming BAD792 Licensed Representative 1

KULKARNI Harshad Mukund BHL505 Licensed Representative 1

KWOK On Ting BHL581 Licensed Representative 1

KWOK Chau Mo AUH267 Licensed Representative 4, 9

KWOK CHEUNG Tak May AQJ220 Licensed Representative 4, 9

KWOK Wing Ling BIY245 Licensed Representative 4, 9

KWONG Johnothan Laurent BHZ843 Licensed Representative 4

KWONG Ying Lok AVJ109 Licensed Representative 1, 2

LAI Ka Fai AFC174 Licensed Representative 1

LAI Kim Ho BHQ346 Licensed Representative 1, 2

LAI Tsz Lung APV204 Licensed Representative 1, 2, 9

LAI Wing Chi, Juliana ARE549 Licensed Representative 1

LAM Fei Suet AVM347 Licensed Representative 1, 9

LAM Hiu Ying AQF145 Licensed Representative 1

LAM Kwong Fung ANS191 Licensed Representative 3

LAM Siu Man AIH364 Licensed Representative 1

LAM Wai Yu ANV167 Licensed Representative 1, 4

LANDAU John Howard AOH926 Licensed Representative 1, 4

LAU Sin Sam, Samson BIQ779 Licensed Representative 1, 2

LAU Yan Yan, Toynbee AFM194 Licensed Representative 1, 2

LAU Yin Wang, Calvin BAY181 Licensed Representative 1

LAU Yu Wa BIZ182 Licensed Representative 6

LAW Chi Ho BGC796 Licensed Representative 1, 9

LAW Sze Man BGS914 Licensed Representative 1, 4

LAW YEUNG Bik Ling AAY194 Licensed Representative 1

LAW Yuk Tong ABS846 Licensed Representative 3

LEE Chi Kay, Ricky ADE874 Licensed Representative 1

LEE Ji In BGY611 Licensed Representative 1, 2

LEE Onejun BEA913 Licensed Representative 1, 2

LEE Pin Ching BJG863 Licensed Representative 4

LEE Sheung Hung AKJ073 Licensed Representative 1

LEE Yee May AVE275 Licensed Representative 1

LENG Hui Hsien BGW437 Licensed Representative 1

LEONG Chin Pang, Lester ADA406 Licensed Representative 1

LEONG Wai Ip AFV784 Licensed Representative 1

LEUNG Chi Cheong BBL049 Licensed Representative 1

LEUNG Terrance Scott BHZ474 Licensed Representative 1, 2

LEUNG Wing Sun AAX843 Licensed Representative 1

LEUNG Yee Lung BHA087 Licensed Representative 1

LI Jessie BFO687 Licensed Representative 4

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LI Na BJB579 Licensed Representative 1, 4

LI Shulu AUW640 Licensed Representative 1

LI Tianzi BHC633 Licensed Representative 4, 9

LI Wing Yan, Kathy AXY631 Licensed Representative 4, 9

LI Yujing AUW144 Licensed Representative 4, 9

LI Zhe BEZ814 Licensed Representative 4

LIN Jieping BHP326 Licensed Representative 1, 2

LIN Sen BJB730 Licensed Representative 1, 4, 9

LIU Chang BGX757 Licensed Representative 6

LIU Chi Hang APF049 Licensed Representative 1, 2

LIU Chi Yan AVF644 Licensed Representative 1, 2

LIU Dapeng AOX872 Licensed Representative 4, 9

LIU Hok Sum Sam AMS459 Licensed Representative 1, 2

LIU Yihe BDL890 Licensed Representative 4

LIZARES Enrique G ALO314 Licensed Representative 1

LO Chiu-jung BIM504 Licensed Representative 1, 4, 9

LO Man Hin BHO812 Licensed Representative 1, 6

LOK Ka Man BIO703 Licensed Representative 6

LONGSDON Robert James AXI001 Licensed Representative 10

LOO Chi Shing Andrew AUD368 Licensed Representative 1

LUI Ngan, Connie AOO869 Licensed Representative 1

LUI Shing, Jason AQW034 Licensed Representative 1, 2

LUI Yui Ki ABS448 Licensed Representative 1

LUM Wai Soon BDM726 Licensed Representative 1

MA Kam Chuen AAW418 Licensed Representative 1, 4, 9

MAK Kan Long ABY855 Licensed Representative 1

MAK Tak Hei BFO080 Licensed Representative 9

MAK Yau Kan AJE718 Licensed Representative 1, 2

MAO Yunjun AZR330 Licensed Representative 9

MASSEY-KIM James Lee AXX219 Licensed Representative 1, 9

MATSUO Toshihiro BAZ741 Licensed Representative 10

MCKECHNIE Claire AVT243 Licensed Representative 1, 4

MIN Sang Won AEB935 Licensed Representative 1

MOHIDEEN Khaleelur Rahman ABM107 Licensed Representative 7

MOK Wai Lap Gavin ALD459 Licensed Representative 1, 4

MOON Jung Hye AXP431 Licensed Representative 1, 4, 6

MORI Masayuki AZI773 Licensed Representative 1

MORRISON Joe Lavin Richard BBN554 Licensed Representative 10

MUI Ka Ho Wallace BKU044 Licensed Representative 6

NAN Chunyan BDQ082 Licensed Representative 1, 6

NG Ho Yin BFD366 Licensed Representative 1, 4

NG Man Hung ARB437 Licensed Representative 1, 4

NG Mei Yee BJX576 Licensed Representative 6

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NG Wai Ling, Cary AEZ614 Licensed Representative 1

NG Yin Lam AGK085 Licensed Representative 1

NG Yiu Chung AVW170 Licensed Representative 2

NG Yiu Kwong BEI260 Licensed Representative 1

NG Yuk Yi BID283 Licensed Representative 1, 4

NGAI Tin BGO679 Licensed Representative 1, 2

NIU Pin BHG779 Licensed Representative 4

OSHIMIZU Yoshihiro BHM643 Licensed Representative 1, 4, 6

PAN Kai Lam BJB295 Licensed Representative 1, 9

PANG Cin Fung ARI737 Licensed Representative 1, 9

PANG Ka Wai BEL490 Licensed Representative 1

PANG Kwan AWN156 Licensed Representative 1, 4, 6

PARK Jiyoon BFY809 Licensed Representative 1, 2

PARK Juyoung BHF451 Licensed Representative 1

PARKER Hugh Fraker BHG911 Licensed Representative 9

PATTERSON Daniel Crowley BJH445 Licensed Representative 1, 4

PAU Tin Lok BFG861 Licensed Representative 1, 4, 9

PERRY Nicola Louise Smith BBL392 Licensed Representative 1

PITTS James Emilian Thomas ARJ704 Licensed Representative 1, 2

PONG Suet Hing ALS767 Licensed Representative 1, 4

PRADINATA Kusnadi BHC220 Licensed Representative 9

RAMLER Nathan John AQA109 Licensed Representative 4

RANA Mujtaba N BDO140 Licensed Representative 4

RAO Chengfang BDF397 Licensed Representative 4

REN Jie BDR622 Licensed Representative 1

REN Mengqi BBR070 Licensed Representative 1, 4, 6

REN Wenyuan AZR485 Licensed Representative 1, 6

RENARD Jean-Guy, Raymond, Charles AGH585 Licensed Representative 1, 2

ROBERTSON Andrew Sze Kit BHT835 Licensed Representative 1, 4, 9

ROBERTSON Simon Montague AGI097 Licensed Representative 1, 2

SAKATA Katsuhiko BBY595 Licensed Representative 1, 4, 6

SANDAYA Hiroyoshi BDD021 Licensed Representative 1, 2

SCHMIDT Florian Humbert Anton ADX544 Licensed Representative 1

SCHWENDIMAN Andrew Glenn AMY252 Licensed Representative 1, 6

SHAFIK Michael Samir BAW673 Licensed Representative 1, 2

SHAM Chun Man BGI782 Licensed Representative 1

SHANG Quanxi BIQ844 Licensed Representative 6

SHAO Jiong ARA236 Licensed Representative 6

SHARP Richard Anthony AJL639 Licensed Representative 1, 4

SHEK Hin Tak, Andrew AAW515 Licensed Representative 1, 4

SHI Chengbo BEB246 Licensed Representative 1, 4

SHI Yan ANJ044 Licensed Representative 4

SHROFF Saurabh Bharat BFD612 Licensed Representative 1, 2

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SHUM Wing Ki Stephanie BHP710 Licensed Representative 4, 9

SHUM Yat Tung BCS471 Licensed Representative 3

SIU Kin Ho AQB017 Licensed Representative 1, 2

SIU Tsz Wai ACD150 Licensed Representative 1, 2, 3

SO Wai Lun AXD705 Licensed Representative 1, 2

SON Won Joon BBG273 Licensed Representative 9

SONG Se Han BFE217 Licensed Representative 1

SONG Weiguang BAZ639 Licensed Representative 4, 9

SONG Xiao BCP019 Licensed Representative 1, 6

SONG Yuan BBQ722 Licensed Representative 1

STENSKE Michael James BID159 Licensed Representative 9

SU Xin BHD946 Licensed Representative 1, 4, 6

SU Zhiqiang BGH639 Licensed Representative 9

SUN Dilong BFW605 Licensed Representative 1, 2, 9

SUN Xuan AYR648 Licensed Representative 6

SWAIN Manoj Kumar BGA827 Licensed Representative 1, 2

SYAL Sumit AXL025 Licensed Representative 1

SZE Ching Man AUA960 Licensed Representative 1, 2, 3

TAM Edmond Ming Kwan ACB553 Licensed Representative 9

TAM Kam Wah ABM628 Licensed Representative 1

TAM Ophelia Wing Yan AOP079 Licensed Representative 1, 4

TAM Sui Hei BHT517 Licensed Representative 1

TAM Tsz Kwan AFD463 Licensed Representative 9

TAM Wing Yee AEC589 Licensed Representative 1, 4

TANG Cho Chun BJC986 Licensed Representative 1

TANG Jennifer Wing Chung BHY293 Licensed Representative 1

TANG Lei Bing, Vicky ARO772 Licensed Representative 1, 2, 3

TANG Quanhao BDY691 Licensed Representative 1, 4, 6

TANG Wai Sin ANQ967 Licensed Representative 1, 4

TANG Yu Ching BHA071 Licensed Representative 1

TAO Liyuan AWK183 Licensed Representative 1

TAO Sha BHU607 Licensed Representative 4, 9

TEO Lay Lin ANH229 Licensed Representative 1, 2

TIAN Lijun BIV622 Licensed Representative 6

TIAN Linyang ARR344 Licensed Representative 1

TIONG Serena Ee Ik BBD160 Licensed Representative 1, 2

TROPPER Giselle Natalia AUA249 Licensed Representative 1, 2

TSANG Fei Ying, Jenny AAG433 Licensed Representative 3

TSANG Hin For AXS855 Licensed Representative 1, 2

TSANG Kin Bun AXP214 Licensed Representative 1

TSANG Wing Tat BBJ319 Licensed Representative 1, 4

TSANG Wing Woo ACL040 Licensed Representative 1, 2

TSOI Geoffrey Wai Yip BBJ502 Licensed Representative 1, 2, 7

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TSOI Pik Yiu, Catherine ALF221 Licensed Representative 1, 4

TSUCHIDA Mariko BKE006 Licensed Representative 9

VATCHKOVA Denitza Plamenova AUS969 Licensed Representative 1

WANE Mohamed Sada BFD994 Licensed Representative 1

WANG Binran BAF174 Licensed Representative 6

WANG Chen AXC439 Licensed Representative 9

WANG Da BGQ788 Licensed Representative 1, 6

WANG Hui BEA236 Licensed Representative 9

WANG Jiayu BFO084 Licensed Representative 1, 6

WANG Jue AXR632 Licensed Representative 1, 4, 6

WANG Ling BEC469 Licensed Representative 1

WANG Liting BHF601 Licensed Representative 4

WANG Mian BGE020 Licensed Representative 1, 4, 9

WANG Sifei BAV280 Licensed Representative 4, 9

WANG Xianqing BCI248 Licensed Representative 4, 9

WANG Yijun BFC862 Licensed Representative 1

WAT Jonathan AYQ256 Licensed Representative 1, 2

WEE Yao Hui Joel BIE426 Licensed Representative 1

WONG Cho Wai BGT653 Licensed Representative 1, 4

WONG Ka Lun, Alan BBS506 Licensed Representative 1, 4

WONG Kar Fai Alan BEA777 Licensed Representative 1, 4, 6

WONG Kwan Chung ACS499 Licensed Representative 1

WONG Kwok Wai AAK068 Licensed Representative 1

WONG Tin Lam BCH494 Licensed Representative 3

WONG Yin Chun, Terry BFX929 Licensed Representative 9

WOO Hon Man, Herman AGN338 Licensed Representative 1

WU Jianwei AXQ593 Licensed Representative 1

WU Kelvin Chih Wei AMB765 Licensed Representative 9

WU Qihui BHA282 Licensed Representative 1, 4, 6

WU Yiwen BIW812 Licensed Representative 4

XIAO Mingchuan BDH517 Licensed Representative 1, 6

XIAO Yuan AZB291 Licensed Representative 6

XIE Feng AWP435 Licensed Representative 4, 5, 9

XIE Yi BFZ396 Licensed Representative 1

XU Lu AYE980 Licensed Representative 1, 2, 5

XU Yi Bei BGU848 Licensed Representative 9

XUAN Xuan BIX220 Licensed Representative 1, 6

YAN Yiyi BDV089 Licensed Representative 1, 6

YANG Feng AVP528 Licensed Representative 1, 4, 9

YANG Jie BEE935 Licensed Representative 1, 6

YANG Keyang BHD228 Licensed Representative 1

YANG Li BKW297 Licensed Representative 1, 4, 6

YANG Zhaoxuan AYT010 Licensed Representative 1, 4, 6

of 23



YEH Shu-hung ATQ772 Licensed Representative 1

YEUNG Cheuk Lam BHH927 Licensed Representative 1

YEUNG Ho Yu Candy BDQ503 Licensed Representative 1, 4

YEUNG Lam ARE535 Licensed Representative 1

YEUNG Pui Tak AJI792 Licensed Representative 1, 2

YEUNG Wing Yan, Idy ALL236 Licensed Representative 1, 4, 9

YIN Qi BIS959 Licensed Representative 6

YIU Chi Fai, Timothy BDO727 Licensed Representative 1, 2, 4, 5, 9

YIU Yik Sze Rosita AYR982 Licensed Representative 1

YU Bicky AGC275 Licensed Representative 1

YU Chloe Yan Yan BJK853 Licensed Representative 1, 4, 9

YU Ka Yan, Tricia AZO632 Licensed Representative 4

YU Kai Kai AHR083 Licensed Representative 1, 2, 4, 5

YU Kim Ho, Douglas ABF198 Licensed Representative 6

YU Kwok Chu ACN817 Licensed Representative 1, 2

YU Man Ho BLF892 Licensed Representative 6

YU Mengqi BDW398 Licensed Representative 6

YUEN Chi Sang BAW977 Licensed Representative 1, 2

YUEN Ming Fai ABR709 Licensed Representative 1, 4

YUEN Ming Tak AWW308 Licensed Representative 1

YUEN Ming Wai, Josephine AQQ126 Licensed Representative 1, 6

YUN Hon Man BEF417 Licensed Representative 1, 2

ZENG Chaohao ALN856 Licensed Representative 1, 4

ZHAN Di BGH199 Licensed Representative 4

ZHANG Chang BGH494 Licensed Representative 4

ZHANG Hao BFI452 Licensed Representative 1, 4, 6

ZHANG Jingjing BGT850 Licensed Representative 9

ZHANG Qian BGA414 Licensed Representative 1, 2, 4, 5

ZHANG Xiaobei BEZ151 Licensed Representative 9

ZHANG Xiaoyin ADX447 Licensed Representative 1, 6

ZHANG Xiawei BIB116 Licensed Representative 1, 4, 9

ZHANG Xinjue BIR063 Licensed Representative 1

ZHANG Yan BHG710 Licensed Representative 4, 9

ZHANG Yi BCY578 Licensed Representative 1, 2

ZHANG Zhonglin Johnny BGL608 Licensed Representative 9

ZHAO Chenxi AZJ511 Licensed Representative 1, 4, 9

ZHENG Wen AWH273 Licensed Representative 1

ZHENG Yang BAA900 Licensed Representative 4, 9

ZHENG Zhihui BGN229 Licensed Representative 4, 9

ZHOU Jason Xiaoyu BJK785 Licensed Representative 1, 4, 9

ZHOU Jiaqi BIB312 Licensed Representative 1, 6

ZHOU Jifangfang BIN823 Licensed Representative 1, 4

ZHOU Kai BBD867 Licensed Representative 6

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ZHOU Lina BAY312 Licensed Representative 1, 4

ZHOU Weilong BEC067 Licensed Representative 1, 4, 6

ZHU Hongxia ATM945 Licensed Representative 4

ZHU Junliang BEN145 Licensed Representative 1, 4, 6

ZHU Qi BCP008 Licensed Representative 1, 4, 6

ZHUANG Lijing BIK228 Licensed Representative 4, 9

ADHIKARI Tanmoy BAP560 Licensed Representative - Responsible Officer 1, 4

CABRAL Marcelo Custodio AXU877 Licensed Representative - Responsible Officer 1, 4

CHAI David Kwun ANR467 Licensed Representative - Responsible Officer 4, 5, 9

CHAN Chi Keung AFR786 Licensed Representative - Responsible Officer 1, 2, 4, 9

CHAN Hon Ming AAK045 Licensed Representative - Responsible Officer 4, 9

CHANG Hsun Fang ANP491 Licensed Representative - Responsible Officer 1, 4

CHEH Augustus Wing Chun ALK192 Licensed Representative - Responsible Officer 1, 4

CHENG Tsz Fung, Raymond ANQ703 Licensed Representative - Responsible Officer 4

CHEONG Ying Chew, Henry AAB214 Licensed Representative - Responsible Officer 4, 6

CHOI Yin Bing ADM634 Licensed Representative - Responsible Officer 6

CHUNG Wooman BFD631 Licensed Representative - Responsible Officer 3

DE CHABOT Florian Sebran Francois Jacques Marie BBO920 Licensed Representative - Responsible Officer 1, 2

DENG Xi ARD381 Licensed Representative - Responsible Officer 1

EDELIST Andrew Wayne ALS661 Licensed Representative - Responsible Officer 1, 2, 7

FONG LEE Irene AAF926 Licensed Representative - Responsible Officer 1

FUKUNAGA Masato AAZ157 Licensed Representative - Responsible Officer 1, 2, 4, 5, 9

FUNG Pak Fai AAH638 Licensed Representative - Responsible Officer 1

GEFEN Ofir ARK782 Licensed Representative - Responsible Officer 1, 7

GORE Stephen Patrick AWJ495 Licensed Representative - Responsible Officer 1, 4, 6

HUI Yee, Wilson ABI732 Licensed Representative - Responsible Officer 1, 2, 3, 4, 5

IP Ming Chung, Terry ADJ673 Licensed Representative - Responsible Officer 4, 9

KWAN Man Fai, Louis ADG156 Licensed Representative - Responsible Officer 1, 4

LAU Jin Tin, Don AMP629 Licensed Representative - Responsible Officer 9

LAU Kai Yeung ARA400 Licensed Representative - Responsible Officer 4, 9

LAW Mang Kwan AON979 Licensed Representative - Responsible Officer 4, 9

LEE Ching Choy AAC333 Licensed Representative - Responsible Officer 1

LEE Lai Shing AAK880 Licensed Representative - Responsible Officer 1

LEE Roger Gee ATS758 Licensed Representative - Responsible Officer 9

LEUNG Hung Piu AJF234 Licensed Representative - Responsible Officer 9

LEUNG Wing Cheung, William ALI608 Licensed Representative - Responsible Officer 1, 4, 9

LEUNG Yiu Bong, Raymond AOS223 Licensed Representative - Responsible Officer 1, 4

LIN I-Wen AOV710 Licensed Representative - Responsible Officer 1

LING Colin Celan ABU679 Licensed Representative - Responsible Officer 1, 2

MA Hoi Wai ADS048 Licensed Representative - Responsible Officer 9

MARLAND Christopher ARB907 Licensed Representative - Responsible Officer 9

MAWICKE John Henry ADG121 Licensed Representative - Responsible Officer 9

MOHIDEEN Khaleelur Rahman ABM107 Licensed Representative - Responsible Officer 1, 2

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NG Tan Hung Charlotte AGH833 Licensed Representative - Responsible Officer 1, 6

PARRILLI John C BDX580 Licensed Representative - Responsible Officer 9

RIEHL Peter William BFR442 Licensed Representative - Responsible Officer 9

SARTHOU Ramon Jose Trillo ATR803 Licensed Representative - Responsible Officer 4, 9

SHEK Hin Tak, Andrew AAW515 Licensed Representative - Responsible Officer 6

SHI Jinjing ADV731 Licensed Representative - Responsible Officer 4

SOFIANOS Daniel John ASO671 Licensed Representative - Responsible Officer 1, 4

SQUILLACIOTI Francesco Mario APL840 Licensed Representative - Responsible Officer 1

SU Wei-chia ALN246 Licensed Representative - Responsible Officer 1, 2, 4, 5, 9

SULLIVAN Andrew Michael AEV843 Licensed Representative - Responsible Officer 1, 4

TEH Min Yee AFW855 Licensed Representative - Responsible Officer 4, 9

THOMPSON William Newton AZQ624 Licensed Representative - Responsible Officer 1

TIAN Linyang ARR344 Licensed Representative - Responsible Officer 2

TRIVEDI Jaymin Jagdishchandra AUP363 Licensed Representative - Responsible Officer 9

UEDA Joseph BCN207 Licensed Representative - Responsible Officer 1

WANG Chen AXC439 Licensed Representative - Responsible Officer 4

WONG Kwok Wai BCU328 Licensed Representative - Responsible Officer 1, 4, 6

WONG Long Sau, Ivis ADA335 Licensed Representative - Responsible Officer 1

WONG Tin Ho AJI703 Licensed Representative - Responsible Officer 9

WONG Wai Yee AMN553 Licensed Representative - Responsible Officer 1

XIAO Yuan AZB291 Licensed Representative - Responsible Officer 1

YANAGISAWA Shiko BFH164 Licensed Representative - Responsible Officer 1, 2, 4, 6

YE Min BAR358 Licensed Representative - Responsible Officer 10

YIP Yat Wa AOS598 Licensed Representative - Responsible Officer 9

YIU Cheung Ka, Thomas ARD671 Licensed Representative - Responsible Officer 1, 4

YIU Chi Wah ACT308 Licensed Representative - Responsible Officer 1

YOH Hiroshi AJE792 Licensed Representative - Responsible Officer 1, 4

ADITYA BLF579 Licensed Representative (Provisional Licence) 4, 9

AN Chiwon BKX406 Licensed Representative (Provisional Licence) 1, 6

AU Shun Hang BLA480 Licensed Representative (Provisional Licence) 1, 6

BAETZ Thomas Jacques Jean Philippe BLF191 Licensed Representative (Provisional Licence) 1, 6

BANG Keug Jae BLG379 Licensed Representative (Provisional Licence) 6

BAR Guillaume, Arnaud, Adrien BLF073 Licensed Representative (Provisional Licence) 1

BARNES Simon Andrew BKZ985 Licensed Representative (Provisional Licence) 1

BEZVERKHNI Leon BKY299 Licensed Representative (Provisional Licence) 1, 6

BIANCHI Laetitia Laurence Marie BLF826 Licensed Representative (Provisional Licence) 1

BRENNAN Christopher Patrick BLE951 Licensed Representative (Provisional Licence) 1, 4

CABAL Bill Kristoffer BJS895 Licensed Representative (Provisional Licence) 1, 4, 6

CAI Mianmian BKY254 Licensed Representative (Provisional Licence) 1, 4

CAI Miao BKH212 Licensed Representative (Provisional Licence) 1, 6

CAO Chao BLE074 Licensed Representative (Provisional Licence) 1, 2

CAO Dan BKZ053 Licensed Representative (Provisional Licence) 1, 4

CAO Sihui BLE062 Licensed Representative (Provisional Licence) 1, 4, 6

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CAO Yimeng BKG809 Licensed Representative (Provisional Licence) 1, 2

CAO Yuting BLF629 Licensed Representative (Provisional Licence) 1, 4, 9

CHAINANI Harry Lal BLC840 Licensed Representative (Provisional Licence) 1, 4

CHAN Cheuk Wai BLJ862 Licensed Representative (Provisional Licence) 1

CHAN Chi Ho BKZ007 Licensed Representative (Provisional Licence) 10

CHAN Chun Lin, Johnny BFO992 Licensed Representative (Provisional Licence) 1

CHAN Ka Wai APP683 Licensed Representative (Provisional Licence) 1, 2

CHAN Ka Wai BLF061 Licensed Representative (Provisional Licence) 6

CHAN Kwok Hung BKW960 Licensed Representative (Provisional Licence) 1

CHAN Ling Tung, Kristy BFT513 Licensed Representative (Provisional Licence) 1, 2

CHAN Po Yan BKR693 Licensed Representative (Provisional Licence) 1, 4, 6

CHAN Shu Chun BLG345 Licensed Representative (Provisional Licence) 1, 4

CHAN So Han AOJ393 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Ting Yan BLK726 Licensed Representative (Provisional Licence) 1, 2

CHAN Wing Ho BLI731 Licensed Representative (Provisional Licence) 1

CHAN Ying Kit BLC894 Licensed Representative (Provisional Licence) 1

CHANG Yui Cheong Richards BKX171 Licensed Representative (Provisional Licence) 6

CHAU Chun Yin BLF847 Licensed Representative (Provisional Licence) 1, 2

CHAU Wing Ho BLH244 Licensed Representative (Provisional Licence) 6

CHEN Biwei BKD538 Licensed Representative (Provisional Licence) 1

CHEN Cheng BLC897 Licensed Representative (Provisional Licence) 9

CHEN Emily BBN893 Licensed Representative (Provisional Licence) 1, 4, 9

CHEN Feng BKW447 Licensed Representative (Provisional Licence) 1, 6

CHEN Jianghui BLG365 Licensed Representative (Provisional Licence) 4

CHEN Ke BLI895 Licensed Representative (Provisional Licence) 10

CHEN SHENG BKH355 Licensed Representative (Provisional Licence) 1, 6

CHEN Weiwei BKY635 Licensed Representative (Provisional Licence) 1

CHEN Xiaoyue BLH895 Licensed Representative (Provisional Licence) 1, 2, 4

CHEN Yidan BLG353 Licensed Representative (Provisional Licence) 1, 4

CHENG CHEN BKZ934 Licensed Representative (Provisional Licence) 1, 6

CHENG Hung Tat AUA676 Licensed Representative (Provisional Licence) 9

CHENG Jiyi BLI471 Licensed Representative (Provisional Licence) 1, 4

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DUTTON Charles Keith Hawkins AEM367 Licensed Representative (Temporary Licence) 4

EARY Richard James AEK574 Licensed Representative (Temporary Licence) 4

EGUCHI Hiroyasu BBL849 Licensed Representative (Temporary Licence) 1, 4

EL BARHDADI Lotfi BLJ230 Licensed Representative (Temporary Licence) 10

EPSTEIN Ronald Jay BDJ465 Licensed Representative (Temporary Licence) 1, 4

FANG Chenjun BJQ180 Licensed Representative (Temporary Licence) 4

FEHM GEB. POMMER Uta BLN649 Licensed Representative (Temporary Licence) 1, 4

FENG Kaiyun BKO099 Licensed Representative (Temporary Licence) 1

FIGUEIREDO FERREIRA Fernando BIM042 Licensed Representative (Temporary Licence) 1, 4

FOGARTY Brendan John BLL811 Licensed Representative (Temporary Licence) 1, 2

FORD Alexander William BIN326 Licensed Representative (Temporary Licence) 1, 2

FOSTER Derek Patrick Jack ARU732 Licensed Representative (Temporary Licence) 1, 2

GANDHI Veekesh Suresh BBA377 Licensed Representative (Temporary Licence) 1, 4

GOLDSMITH Michael William BLM862 Licensed Representative (Temporary Licence) 4

GOYAL Surendra Kumar BEO301 Licensed Representative (Temporary Licence) 4

GRETCH Eric D BLH894 Licensed Representative (Temporary Licence) 10

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HAN Jennifer Koun AMY266 Licensed Representative (Temporary Licence) 4

HARNED Douglas Stuart AWE188 Licensed Representative (Temporary Licence) 4

HAY Sarah Elizabeth BGW857 Licensed Representative (Temporary Licence) 1

HEELAN Benjamin Michael BIN836 Licensed Representative (Temporary Licence) 1, 4

HENDRIKSE Harald Christiaan BEV944 Licensed Representative (Temporary Licence) 1, 4

HERMAN Neal Thomson AVO978 Licensed Representative (Temporary Licence) 4

HOPE Rupert Dickie BHM098 Licensed Representative (Temporary Licence) 1, 4

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IENO Eiji Alex AXB793 Licensed Representative (Temporary Licence) 1, 2

JADROSICH Rafe Jason BLG300 Licensed Representative (Temporary Licence) 1, 4

JAIN Vijit BLH859 Licensed Representative (Temporary Licence) 4

JANSEN Michael BEI461 Licensed Representative (Temporary Licence) 1, 2

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JAVED Madiha BHL188 Licensed Representative (Temporary Licence) 1, 4

JONAS Adam Michael BGR023 Licensed Representative (Temporary Licence) 1, 4

KARIA Shamil BLJ719 Licensed Representative (Temporary Licence) 1

KAYNES David Charles BDA619 Licensed Representative (Temporary Licence) 4

KHANDROS Vladislav BEW991 Licensed Representative (Temporary Licence) 1

KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1

KRAMM Nils Alexander BDX207 Licensed Representative (Temporary Licence) 4

KUSHMA Michael Bernard BAJ311 Licensed Representative (Temporary Licence) 1

KWEK Kevin Siew Beng AZN097 Licensed Representative (Temporary Licence) 4

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LAM Kwok Chung Ivan BLL048 Licensed Representative (Temporary Licence) 1, 2

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LEE Katryna Anne BFA316 Licensed Representative (Temporary Licence) 1

LEE Tien Soon BJT065 Licensed Representative (Temporary Licence) 1, 4

LIANI Tal Yehi BEL903 Licensed Representative (Temporary Licence) 1, 4

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LIM Johan Yoeng Unn BBS389 Licensed Representative (Temporary Licence) 1

LIN Fang-Chu BEV959 Licensed Representative (Temporary Licence) 1

LIN Ming-De BEC282 Licensed Representative (Temporary Licence) 1, 4

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MA Beijia BID097 Licensed Representative (Temporary Licence) 1, 4

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MAZOY SANCHEZ Jose Manuel BIN599 Licensed Representative (Temporary Licence) 1

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MURPHY Kevin Francis BLI618 Licensed Representative (Temporary Licence) 1, 4

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OBIN Andrew Burris BDI734 Licensed Representative (Temporary Licence) 1, 4

OH James BLL823 Licensed Representative (Temporary Licence) 1

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ROONEY Monique Elizabeth BGE212 Licensed Representative (Temporary Licence) 1, 4

SAKAMOTO Gosuke BBQ740 Licensed Representative (Temporary Licence) 1

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XIE Jiaoyue BHU354 Licensed Representative (Temporary Licence) 1, 4

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