removals of licensed persons/registered ...2013/07/31 · kwan wai cheung avi742 licensed...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2013

CE Name CE No. Licence Type Types of Regulated Activity

Asia Mezzanine Capital Advisers Limited AXC701 Licensed Corporation 4

Asia-Pac Futures Limited AHA296 Licensed Corporation 2

Chief Capital Limited ALW541 Licensed Corporation 6

CSC Financial Services Limited AFC949 Licensed Corporation 1

EMSO Partners HK Limited AOO700 Licensed Corporation 9

Hampton Securities (Asia) Limited ANR540 Licensed Corporation 1

Pomona Capital Asia Limited AVP514 Licensed Corporation 4

Primco International Investments Limited AGF692 Licensed Corporation 1, 4

SBI E2-Capital Commodities Limited ABC735 Licensed Corporation 2, 5, 9

ABBES Faycal AZZ153 Licensed Representative 9

AHN Byung Hak AYI244 Licensed Representative 1, 4

AIGNER Andreas Alois ANG728 Licensed Representative 1, 2, 7

ALLEY Thomas Gordon AVW005 Licensed Representative 1, 2

AL-MDAIRES Abdullah Falah A A M BAU500 Licensed Representative 4, 9

AMACHER Douglas Ray ARP466 Licensed Representative 9

AN Sang Woo AXO984 Licensed Representative 4, 9

Anshuman AYA403 Licensed Representative 1, 2

AOYAMA Chinatsu APF340 Licensed Representative 4, 9

ARORA Gaurav APA737 Licensed Representative 1, 2, 9

AU Hoi Lee Janet ARN406 Licensed Representative 1, 6

AU Shuk Fan, Wylie AMS340 Licensed Representative 1

AU YEUNG Yu Kwan, Michael AAA732 Licensed Representative 1

AUSTIN Benjamin John AYC310 Licensed Representative 1

AU-YEUNG Hak Kai BAM968 Licensed Representative 4

BACCHUS Timothy Mustapha ADS696 Licensed Representative 4

BALBIRNIE Michael James AVS374 Licensed Representative 1

BERNARD Daniel Adam BAA895 Licensed Representative 1, 6

BHASIN Joshika BAF494 Licensed Representative 4

BHATTACHARYYA Indranil BAK471 Licensed Representative 1

BHISITKUL John Bunkrit ADV290 Licensed Representative 1, 4, 6

BIRD Warren James ANH655 Licensed Representative 4, 9

BLANCHETTE Sean David AJO166 Licensed Representative 9

BOGOMOL Matthew David AFO857 Licensed Representative 1

BRESLER Andrew Craig AVH857 Licensed Representative 4, 9

BRUDERLIN Jenna Lee APW286 Licensed Representative 1

BRUNO Luigi Raphael AVI336 Licensed Representative 1, 2, 7

BUSH Timothy David ANG617 Licensed Representative 1, 2, 4

CAI Chong ANT649 Licensed Representative 1, 6

CAI Mingda Edward BBF137 Licensed Representative 1, 4

CAO John AKW734 Licensed Representative 1, 6

CEVHER Tuncay AWZ578 Licensed Representative 9

CHAI Hang, Wilson APH704 Licensed Representative 4, 9

CHAN Cho Yee, Polly AMR501 Licensed Representative 1

CHAN Chun Fai AUR704 Licensed Representative 1, 4, 7, 9

of 22



CHAN Chun Kit AZP422 Licensed Representative 1

CHAN Hei Kwan AEC847 Licensed Representative 4, 6, 9

CHAN Ho Wah AGD044 Licensed Representative 1

CHAN Hon Wing AQV657 Licensed Representative 1

CHAN Kin Pan AZB954 Licensed Representative 1, 2, 4, 6

CHAN Kit Ming AYG677 Licensed Representative 1

CHAN Kui Fai, Ivan ABE394 Licensed Representative 1, 2

CHAN Kwok Hung, Raymond APF267 Licensed Representative 1, 4

CHAN Mei Po AWP711 Licensed Representative 1

CHAN Shing Cheong AAB209 Licensed Representative 1, 2

CHAN Wai Chung AWB684 Licensed Representative 1, 2

CHAN Wai Kuen AZG676 Licensed Representative 1, 4

CHAN Wai Pu, Michelle ADL355 Licensed Representative 1, 9

CHAN Wing Nin AAB446 Licensed Representative 1

CHAN Wing Yee BAN303 Licensed Representative 1

CHAN Yau Ling, Connie AZH738 Licensed Representative 1

CHAN Yick Tsz AVM117 Licensed Representative 1, 2, 4

CHAN Yin Chung, Vivien ATY953 Licensed Representative 4

CHAN Yu Chung AVY023 Licensed Representative 1

CHANG Haeyoon Aileen AJH217 Licensed Representative 9

CHANG Vivian Ming-yin ASI105 Licensed Representative 4, 9

CHANG Wan Shun BAP130 Licensed Representative 1

CHEN Bomin AJZ335 Licensed Representative 1

CHEN Cong AXR560 Licensed Representative 1, 4, 6

CHEN Fan AHR857 Licensed Representative 1, 4, 6

CHEN Hsueh-Fan AMS529 Licensed Representative 1, 6

CHEN Kaichong AZD683 Licensed Representative 4

CHEN Lingshan AXG028 Licensed Representative 4

CHEN Shujin AXB928 Licensed Representative 4

CHEN Xi AXY946 Licensed Representative 1

CHEN Xin BAE175 Licensed Representative 1, 6

CHEN Xingtian AXQ605 Licensed Representative 2

CHEN Ying AXC899 Licensed Representative 1, 2

CHENG Ho Yu AXQ408 Licensed Representative 4

CHENG Shing Gin ABD371 Licensed Representative 1

CHENG Wai Lam, James AGD589 Licensed Representative 2

CHEONG Im AVD307 Licensed Representative 1

CHEUNG Cheuk Leung, Felix AFT492 Licensed Representative 1, 4, 6, 9

CHEUNG Ka Wai AVX730 Licensed Representative 6

CHEUNG Kai Tao AYV381 Licensed Representative 1

CHEUNG Tai Yam AYI392 Licensed Representative 1

CHEUNG Wah Man AXF704 Licensed Representative 1, 4

CHEUNG Wai Hung AYQ269 Licensed Representative 1

CHIAIS GianClaudio ARP693 Licensed Representative 1

of 22



CHIEN Kar Wah, Dennis ARF371 Licensed Representative 1, 4

CHIKAMOTO Hidetoshi AXC781 Licensed Representative 1, 2

CHIM Wai Ming ACK984 Licensed Representative 3

CHING Kwan Leung ARF269 Licensed Representative 1, 2, 4

CHIU Wai Lim, William AXI803 Licensed Representative 1, 4

CHNG Chit Ming AJF684 Licensed Representative 1, 6

CHOBTUANGTHONG Pongsagon AFQ785 Licensed Representative 1, 7

CHON Lai Yi ABS032 Licensed Representative 1, 4

CHONG Lai Kuen AAV098 Licensed Representative 3

CHONG Susie Suen Sien AFJ411 Licensed Representative 1, 4, 9

CHOU Lei ARI194 Licensed Representative 1, 6

CHOVATIA Kaushal Bharat AVO474 Licensed Representative 1

CHOW Angela Mei Kei AZY510 Licensed Representative 4, 9

CHOW Fung Chau, Clara AFY834 Licensed Representative 1, 2

CHOW Shun Yip AXJ789 Licensed Representative 1, 4, 9

CHOW Tsun Ho, Anson AQG809 Licensed Representative 1, 4

CHU Kwan Pok AFM697 Licensed Representative 1, 2

CHU Lui, Arthur AIU660 Licensed Representative 6

CHU Yik Sang, Dickson ACW667 Licensed Representative 2, 4, 9

CHUA Zi Kang ATO543 Licensed Representative 1, 6

CHUI David Sai Cheong AGM561 Licensed Representative 1

CHUM Pak Hing, Terrace ACZ116 Licensed Representative 4, 4, 5, 9

CHUNG Hing Shing ADC948 Licensed Representative 2

CHUNG Wing Kit APR848 Licensed Representative 1, 4

CLERC Alexis, Serge, Cyril AWP271 Licensed Representative 1, 2, 7

CONSIDINE Michael Patrick ANT801 Licensed Representative 1, 2, 7

COOPER Peter Robert AUG742 Licensed Representative 1

COX Carrie Bigelow ADR668 Licensed Representative 1

DASGUPTA Shaona AWR522 Licensed Representative 1, 2

DELVERDIER Flavien AZX144 Licensed Representative 9

DHARMAZI Reina Natalie AXZ231 Licensed Representative 1, 2

DING Ka Po AZQ089 Licensed Representative 1, 4

DING Xianshu BBB615 Licensed Representative 1, 4

DONG Fangming AXB945 Licensed Representative 1, 2, 4, 5, 9

DORR Jeffrey Aaron AWW453 Licensed Representative 9

DOSHI Dilesh Indulal APR965 Licensed Representative 1

DOUIN Guillaume Marie Benoit ANX799 Licensed Representative 1, 6

DOWN Sally Antonia AVH950 Licensed Representative 1, 2

DUNHAM Nicole Jean AYK895 Licensed Representative 1, 4

ELLIS-FERRARA Christopher Raymond BAC097 Licensed Representative 4, 9

ERRERA Lionel Bruno Louis AXR087 Licensed Representative 1

FAN Chi Wai, Simon AGB716 Licensed Representative 1

FAN Tsz Ying AQW345 Licensed Representative 1, 2, 5

FANG Shuqun AXN091 Licensed Representative 1, 6

of 22



FANG Yen-Chin AOS448 Licensed Representative 1

FAURE Olivier Pierre AHK081 Licensed Representative 1, 2

FLANDRIN Allister-Ann Alexia Diane AXD730 Licensed Representative 1, 4

FLETCHER Luke AIL062 Licensed Representative 1, 2, 2, 4, 6

FOK Siu King AIH456 Licensed Representative 1, 4, 6, 7, 9

FONG Chan Wah, Simon AVV978 Licensed Representative 1

FONG Shun Chuen ALY308 Licensed Representative 1

FONG Yuen Man ARF806 Licensed Representative 4

FRICK Michael Franz AWI822 Licensed Representative 9

FUNG Chi Hung AXY082 Licensed Representative 1

FUNG Ka Faat AYA155 Licensed Representative 1, 2, 3

FUNG Kwan Ling AXC637 Licensed Representative 1, 2

GEARY Dean ANQ272 Licensed Representative 1, 2, 7

GILL Richard John Peter AQQ119 Licensed Representative 1, 2

GORDON Glen AWT838 Licensed Representative 4, 5, 9

GRIEVE Andrew James AXL790 Licensed Representative 4

GUETTA Yohan Victor Haim AXD991 Licensed Representative 1, 2, 7

GUO Han AWU106 Licensed Representative 1, 6

GUO Qi AXU864 Licensed Representative 1, 6

GUO Shaomu AFU482 Licensed Representative 1, 6

GUPTA Anupam AZT774 Licensed Representative 4

HANSJACOB Nicolas, Pierre, Jean ARW270 Licensed Representative 2

HASWANI Bhavna AWO035 Licensed Representative 1

HAYAMA Tetsuhiro AUW110 Licensed Representative 1

HE Jia AOJ239 Licensed Representative 1, 4

HE Kevin AWE615 Licensed Representative 1, 6

HE Xian BAG307 Licensed Representative 1, 4

HE Zidan BAO739 Licensed Representative 1

HEATH John David AOI828 Licensed Representative 9

HENG Juinn Wen, Zachary AGW987 Licensed Representative 1, 2, 4

HESSE Nicolas Jean Georges AOD300 Licensed Representative 1

HO Ernest AOM535 Licensed Representative 1, 4

HO Kwan Dik ABE366 Licensed Representative 1, 2

HO Kwun Ting ASZ431 Licensed Representative 1

HO Sze Man APL882 Licensed Representative 9

HO Ting Fung, Grammie AQI017 Licensed Representative 1, 4, 4

HO Tsz Shun, Kevin AXG091 Licensed Representative 1, 6

HOENS Rodney Paul ASL684 Licensed Representative 1, 4, 6

HON Wai To ABF007 Licensed Representative 2

HONG Shao Huai ATI031 Licensed Representative 4

HSIEH Kenny AQX043 Licensed Representative 1, 4, 6

HSU Mung Yu AOV828 Licensed Representative 1, 2, 3

HSU Shih-Te AXK964 Licensed Representative 4

HU Wenwei AHU801 Licensed Representative 4

of 22



HUANG Chun-chieh ATC043 Licensed Representative 1

HUANG Mei-Hui APO499 Licensed Representative 1, 4

HUANG Shin-Hui AQV647 Licensed Representative 4

HUANG Wei AQE086 Licensed Representative 4, 4, 9

HUI Chok Mei AZJ204 Licensed Representative 1, 4

HUI Chun Wai AYE288 Licensed Representative 1

HUI Hoi Pan AIQ973 Licensed Representative 1, 4, 5, 5, 9

HUI Ka Kit ATE859 Licensed Representative 1, 2, 9

HUI Kin Mei, Luisa AJL625 Licensed Representative 1, 4

HUNG Pak Yung AZC682 Licensed Representative 9

HWANG Jonathan AXW840 Licensed Representative 9

ING Melody Joan BBG545 Licensed Representative 9

IP Wing Man Phoenix AVD071 Licensed Representative 1

IP Wing Shan AFA844 Licensed Representative 1, 4, 9

IU Wai Keung ABP326 Licensed Representative 1

JI Shengzhi BAV775 Licensed Representative 4, 9

JIN Yedan AYW259 Licensed Representative 6

JULSIRI Supat ATD994 Licensed Representative 1, 2

KAJIMOTO Kohei AVH863 Licensed Representative 4

KAMYAR Adam AUN905 Licensed Representative 9

KAN Raymond Hiung Ming BAE281 Licensed Representative 1, 4

KANG Minja Evelyn AGJ645 Licensed Representative 1

KEOGH Shane AWS870 Licensed Representative 1, 2

KHANDELWAL Ankur APU834 Licensed Representative 1, 6

KIM Chanel Siu Wai ATW319 Licensed Representative 1, 2

KIM Chul Hwan AOZ135 Licensed Representative 1, 4, 6

KIM David Dong-wook AFK696 Licensed Representative 1, 4

KIM Hyung Gyun AUP709 Licensed Representative 1, 6

KIM Jangseob AYT751 Licensed Representative 1, 4, 6

KIM Jieyeon BAD419 Licensed Representative 9

KIM So Yeon AMM348 Licensed Representative 1, 4

KO Yin Ling AAC055 Licensed Representative 1

KOAY Keat Loon AEA667 Licensed Representative 4, 9

KONG Hiu Fan, Loletta AYG317 Licensed Representative 1

KONG York Hay AEU405 Licensed Representative 1, 4

KOO Siu Tong AFR558 Licensed Representative 1, 2

KUO Ming-Jian AHJ590 Licensed Representative 1, 4

KWAI Sze Lai, Tony ARW631 Licensed Representative 1

KWAN Ngai Chun AWS025 Licensed Representative 1

KWAN Wai Cheung AVI742 Licensed Representative 1, 2, 4

KWAN Yuk Lun ASY702 Licensed Representative 1, 2, 6

KWEK Kon Chao AWQ621 Licensed Representative 1, 6

KWOK Ka Chung AFG520 Licensed Representative 1, 2, 7

KWOK Ka Pan BAE271 Licensed Representative 1

of 22



KWONG Ben Man Yip AUS297 Licensed Representative 1, 2

KWONG Kin Hung, Ricky AQR307 Licensed Representative 1

LAI Leung Fu ANK391 Licensed Representative 1, 4

LAI Man Wah AWX221 Licensed Representative 1

LAI Wai Chee, Vincci AYM832 Licensed Representative 1

LAM Ho Chit AVH205 Licensed Representative 1, 6

LAM Hoi Ming AXK905 Licensed Representative 4

LAM Jason Chi Chung AWW900 Licensed Representative 1, 6

LAM King Yin, Justin APW769 Licensed Representative 1, 4, 6

LAM Ling ADK687 Licensed Representative 1, 2, 4, 6

LAM Lok Tin, Timothy ANY093 Licensed Representative 3

LAM Suk Yee Martha AWS703 Licensed Representative 1, 6

LAM Tak Yee AEM497 Licensed Representative 4, 9

LAM Yin Chun ALI612 Licensed Representative 1

LAMI MONTAPERTO Guido AQX346 Licensed Representative 1, 4

LARBIER Patrick ABY856 Licensed Representative 2

LAU Chris Cheuk Wah AYO821 Licensed Representative 6

LAU Kim Hong AVR358 Licensed Representative 1

LAU Kui Kong Jason AZS535 Licensed Representative 1, 2

LAU Mee Yuk, Thisby BAB122 Licensed Representative 1

LAU Tin Chi, Joseph AGQ615 Licensed Representative 1, 2, 4

LAU Tsz Pun, Ravan AVA615 Licensed Representative 1, 4

LAU Wai Leung, Bosco ARB221 Licensed Representative 1, 2

LAU Wai Lung, Ken AGA021 Licensed Representative 4

LAU Wai Man, Wyman AXI234 Licensed Representative 1

LAW Chung Wai ASM066 Licensed Representative 1, 4, 6

LAW Sin Kay AEM778 Licensed Representative 1

LAW Tin Fan Arthur ANQ737 Licensed Representative 1, 4

LAW Wing Keung AAE536 Licensed Representative 1

LEE Chi Ho ALB118 Licensed Representative 1, 2, 7

LEE Chi Kwan AZT236 Licensed Representative 6

LEE Franky Chi Ho ASD084 Licensed Representative 1

LEE Ka Yan AXX669 Licensed Representative 1, 6

LEE Kam Yuen, Sunny AVH164 Licensed Representative 1, 2

LEE Man Ho AMR499 Licensed Representative 4

LEE Seng Chuen ANW389 Licensed Representative 1, 6

LEE Ying-chun AME579 Licensed Representative 1, 2, 4

LEUNG Chit Chun ATH180 Licensed Representative 1

LEUNG Hoi Lam ATW750 Licensed Representative 1, 4

LEUNG Hon Chung AFN813 Licensed Representative 1, 4

LEUNG Ka Man, Carman ATX910 Licensed Representative 1, 4, 4

LEUNG Kam Wing AZD325 Licensed Representative 1, 2

LEUNG Sze Wai ATO641 Licensed Representative 1, 4, 9

LEUNG Wai Chun Janet AZD489 Licensed Representative 1

of 22



LEUNG Wai Kin ARM217 Licensed Representative 1, 2

LI Cindy Xinyi AXU814 Licensed Representative 1, 6

LI Weixin BAI374 Licensed Representative 1, 6

LI Wing Sang, Raymond AQW909 Licensed Representative 1, 4, 5

LI Xiaowei AZB674 Licensed Representative 1

LIAO Chen AWL057 Licensed Representative 1

LIE Wun ALZ721 Licensed Representative 1, 4

LIN Hsueh Wei AOS087 Licensed Representative 1, 2, 4

LIN Kim Yong AOX809 Licensed Representative 1, 2

LIN Yuexin AHK069 Licensed Representative 1

LIN Yujun AYK934 Licensed Representative 4

LING Chock Fung, William ANN800 Licensed Representative 1, 2, 3, 4, 9

LIU Bojin BAK971 Licensed Representative 1

LIU Chengqi AWC881 Licensed Representative 1, 2

LIU Dongxin AMW737 Licensed Representative 1, 2

LIU Fung Ting AXM036 Licensed Representative 1, 4

LIU Lok Sin, Phoebe AWY506 Licensed Representative 1

LIU Man Tai Andy AVZ225 Licensed Representative 1, 6

LIU Miao BAK406 Licensed Representative 1

LIU Woei Shin AQP988 Licensed Representative 9

LIU Xing Ling AKJ153 Licensed Representative 1, 4, 6

LIU Xingbo AZV820 Licensed Representative 1, 6

LIU Yaping AUX497 Licensed Representative 1, 4, 6

LO Chi Lok, Michelle ARU443 Licensed Representative 4

LO Fai ARA404 Licensed Representative 1, 2

LO Hoi Pang ANZ800 Licensed Representative 1

LO Ka Hing AUH632 Licensed Representative 1

LO Kin Chun ANL083 Licensed Representative 1, 2

LO Tim Bo AWL484 Licensed Representative 1, 2, 7

LO Wai Hung AVD807 Licensed Representative 1, 2

LO Yu Yeung ARN828 Licensed Representative 6

LOCK Pik Shan, Ivy AIU532 Licensed Representative 1, 6

LOK Ka Fai AYL132 Licensed Representative 6

LU Nanshu BAM520 Licensed Representative 1

LUAN Yizheng AYS104 Licensed Representative 6

LUI Yue Kwong, Christopher AOS677 Licensed Representative 1, 4

LUNDEN Maria Elin Birgitta AVR394 Licensed Representative 1, 4, 6

MA Kam Chuen AAW418 Licensed Representative 2, 2

MA Siqi AVS796 Licensed Representative 1, 6

MA Viktor Xiang AFP039 Licensed Representative 1, 2, 4, 9

MA Wai King AMJ327 Licensed Representative 1, 2

MA Yu Xiang AVL434 Licensed Representative 1, 6

MAK Dennis John ATG738 Licensed Representative 4

MANN Jason Richard AXY396 Licensed Representative 4

of 22



MARCINIAK Stefan AYS660 Licensed Representative 1, 4, 6

MARTIN Trent AYD591 Licensed Representative 1

MC CARTHY Brendan Michael AQQ106 Licensed Representative 7

MCCORMACK James AUV518 Licensed Representative 1

MENSER Brooke Josephine APP371 Licensed Representative 1, 2

MERCHANT Amir BAN050 Licensed Representative 4, 9

MICHALIK Thorsten AJK533 Licensed Representative 1

MICHELFEIT Franziska AUE863 Licensed Representative 2

MIN Jie AUK452 Licensed Representative 1, 2

MIURA Takashi BAB252 Licensed Representative 1

MOK Chung Ho AEU350 Licensed Representative 1, 4, 9

MONTANARI Marco ATI145 Licensed Representative 1, 4

MONTGOMERY William Donovan AYQ540 Licensed Representative 9

MORIHAIN Gilles Gerard BAA380 Licensed Representative 9

MUKHERJEE Reema AZO540 Licensed Representative 1

MUKHOPADHYAY Ajinkya AHF255 Licensed Representative 6

MUTHUSWAMY Pradeep AOI910 Licensed Representative 1, 2, 9

NAKAZAWA Haruhiko AXC436 Licensed Representative 1, 2

NEOGY Abhijeet AYN498 Licensed Representative 1, 2

NG Huei Suen AQE291 Licensed Representative 4

NG Kar Ying AVC986 Licensed Representative 1

NG Kong ALC867 Licensed Representative 2, 3

NG Kwok Kwan AGM478 Licensed Representative 1

NG Wai Fat ADL297 Licensed Representative 1, 4

NG Yee Har AZC537 Licensed Representative 1

NGAI Chow Fung AVD371 Licensed Representative 1

NGAN Wan Hon, Gary ASN973 Licensed Representative 1

NIAM Damien AYT381 Licensed Representative 1, 4, 6

NIP Kin Ming AZC160 Licensed Representative 4, 9

OGURA Ryota APN554 Licensed Representative 4, 9

OGURA Yumeno BAP378 Licensed Representative 3

OH Jung Won APA039 Licensed Representative 4

ONO Hayato AZK885 Licensed Representative 4, 5

PAGE Nicholas Philip Stirling AZR410 Licensed Representative 1, 4, 6

PANG Fu Keung ASP352 Licensed Representative 9

PANG Howard Gar Wai AMT925 Licensed Representative 4, 9

PAPANICHOLA Peter ALL221 Licensed Representative 4, 9

PARK James Chunin AZH046 Licensed Representative 1, 4

PASTO JORQUERA Albert AWD094 Licensed Representative 1, 2

PEMBERTON Christian Matthew AMS716 Licensed Representative 1, 2

PNG Chen Wei BAB813 Licensed Representative 3

POLS Mark Michiel Martien APC593 Licensed Representative 1, 6

POON Wai Man AGI925 Licensed Representative 1

POON Yin Shan Sandy AJN542 Licensed Representative 1

of 22



POWELL Christopher Winslow AXQ331 Licensed Representative 1, 6

PRADEEP KANSARA Bhavika BAE134 Licensed Representative 1

PRITCHARD Philip AAV591 Licensed Representative 1

QIAN Cheng ALW229 Licensed Representative 1, 2

RACCAH Saul George APD694 Licensed Representative 1, 6

RAFIE ELIZEI Alborz BAA270 Licensed Representative 9

RAJARAMAN Aditya AXC312 Licensed Representative 1, 2

RAO Vigyan AMH160 Licensed Representative 1, 2, 4, 9

RAUSIS Yannick Lionel ALU610 Licensed Representative 9

RITTER Eric J AMQ693 Licensed Representative 4, 5

RO Shih-Hao Howard AXH743 Licensed Representative 1, 4, 6

ROELOFFS JR Kurt William AOR428 Licensed Representative 1, 4

RONDEAU Charlie Henri Marcel BAA512 Licensed Representative 9

SAWHNEY Rajiv Mangubat AZX584 Licensed Representative 1, 2

SCOTT Todd Jeffery AYC219 Licensed Representative 1, 2

SEET Cher Min Karolyn AXG371 Licensed Representative 10

SHAH Jigar Jayanti ARH600 Licensed Representative 1

SHARE Ka Hei ATE912 Licensed Representative 1

SHEN Xi AXP599 Licensed Representative 4

SHI Liying AMH701 Licensed Representative 1, 4, 6

SHIBUYA Rie ANZ952 Licensed Representative 9

SHIH Stephen AXI007 Licensed Representative 1, 6

SHIN Dong Kee AKJ967 Licensed Representative 1, 4

SHUTE Christopher Linford ASS289 Licensed Representative 1

SIM Siok Hwee, Jeannette Ann AHF265 Licensed Representative 1, 4

SIN Cheuk Kin Jeremy AYR213 Licensed Representative 6

SIU Jimmy BAP773 Licensed Representative 6

SKINNER Donald William Lennox AAI493 Licensed Representative 1, 2, 4, 5

SO Kwok Kan ANR262 Licensed Representative 1, 2

SO Ting Fung AWJ003 Licensed Representative 6

SOON Yung Kuen AXU894 Licensed Representative 1, 7

STERNBY Bjoern Petter Waldemar AWS041 Licensed Representative 1, 4, 6

STRAIN Nicholas Andrew AFJ969 Licensed Representative 1, 2, 7

SU Steven ANG926 Licensed Representative 4, 9

SUDHARSAN Srinivasan AQS476 Licensed Representative 1, 2, 7

SYZ Marc Oliver Christopher BAS639 Licensed Representative 1, 4

SZE Lam Lam AQR414 Licensed Representative 1, 4, 9

TAI Wai See, Germaine AMC821 Licensed Representative 4

TAI Wen-Chih AZD684 Licensed Representative 9

TAI Yee Yung AVE789 Licensed Representative 1, 3

TAM Chi Fu, Julian AOE685 Licensed Representative 1, 2

TAN Beng Kiat Adrian AJC630 Licensed Representative 1, 2, 7

TAN Chi Yu AYQ538 Licensed Representative 1, 2, 7

TAN Sabrina Ong AIN998 Licensed Representative 1, 2

of 22



TAN Ye Hin, David AGG766 Licensed Representative 1, 4, 6

TAN Ye-Hui, James AZY483 Licensed Representative 1

TANAKA Hironori ALU048 Licensed Representative 1

TANG Jiazi AWX863 Licensed Representative 1, 2

TANG Min AVM772 Licensed Representative 1, 2, 4, 5, 7

TANG Shi AYT808 Licensed Representative 1

TANG Siu Wai AIU763 Licensed Representative 1, 4

TAO Ran BAB068 Licensed Representative 1, 2, 7

THORPE-APPS Mark Winston AZD623 Licensed Representative 4, 9

TO Yat Ho BAB579 Licensed Representative 1, 2

TONG Man Sang ATR043 Licensed Representative 1, 2

TORRIBLE David Geoffrey ACC905 Licensed Representative 1, 2, 4

TSANG Ka Kin ALD602 Licensed Representative 1, 4, 6

TSANG Lai Wah, Mimi AAE151 Licensed Representative 1

TSANG Ling Biu, Gilbert AED568 Licensed Representative 1

TSANG Siu Yin AVV078 Licensed Representative 1

TSE Bun, Benjamin ACL001 Licensed Representative 9

TSE Chung Ho AXR066 Licensed Representative 1, 2, 4, 5

TSE King Bik, Clara AVH969 Licensed Representative 1, 2, 7

TSE Yuen Yu AXI832 Licensed Representative 1, 4

TSENG Pei Fen ALP951 Licensed Representative 1, 6

TSOI Yun Ho AZE938 Licensed Representative 6

TSUI Man Yin AOQ839 Licensed Representative 1, 2, 4

TSUI Wai Chi ASF937 Licensed Representative 1

WALKER William AVX195 Licensed Representative 1, 6

WAN Man Hung AZL074 Licensed Representative 1

WANG Anping AUW252 Licensed Representative 1, 2, 7

WANG Feng BAD852 Licensed Representative 1, 6

WANG Kai APL458 Licensed Representative 1, 4, 6

WANG Meng AND162 Licensed Representative 1, 6

WANG Xiaodi ARO438 Licensed Representative 4

WANG Yang ATY067 Licensed Representative 1, 6

WEE Ern, Timothy AMY443 Licensed Representative 1, 6

WEN Jiayi AYC806 Licensed Representative 1, 6

WONG Ah Lok AXK693 Licensed Representative 1, 4, 6

WONG Chi Wai AWK452 Licensed Representative 1, 4, 9

WONG Ching, Jane ACW506 Licensed Representative 1, 4, 9

WONG Choi Fat ATR490 Licensed Representative 1

WONG Chor Sang AUX300 Licensed Representative 1

WONG Heung Ping BAD297 Licensed Representative 1

WONG Hung Chung Raymond AUY358 Licensed Representative 1

WONG Kin Keung AFV856 Licensed Representative 1

WONG Kwok Wah AQU097 Licensed Representative 1, 2

WONG Lap Kei AQJ815 Licensed Representative 3

of 22



WONG Man Kit ACB577 Licensed Representative 1, 2

WONG Pik Yu AWN393 Licensed Representative 1

WONG Po Yee AJE274 Licensed Representative 1, 1, 4, 9

WONG Sheung Yu AXM037 Licensed Representative 1, 4, 9

WONG Shun On APP208 Licensed Representative 1, 2

WONG Stacey Martin ABM370 Licensed Representative 1, 6

WONG Tsz Kin ALA499 Licensed Representative 1, 4

WONG Wai Ming ASD119 Licensed Representative 1

WONG Ying Man AZR572 Licensed Representative 1

WONG Yoke Qieu, Gabriel BAA544 Licensed Representative 6

WU Binhong AQF256 Licensed Representative 4

WU Chun Yin, Steven AVZ964 Licensed Representative 1, 4

WU Dan AYY721 Licensed Representative 1

WU Maximillian Jerome BAB542 Licensed Representative 1, 6

WU Warren Charles AUZ061 Licensed Representative 1, 4, 6

WU Yangdong AWN210 Licensed Representative 1, 2, 7

XI Xiaojie AQM286 Licensed Representative 1, 6

XIAO Chou AXD685 Licensed Representative 4

XU Chao AXY860 Licensed Representative 4

XU Kali Laura ATB615 Licensed Representative 1, 4, 9

XU Shuo AZM755 Licensed Representative 6

XU Xin AYQ382 Licensed Representative 1

XU Yongjun APP925 Licensed Representative 2

XU Zhaotong AWL494 Licensed Representative 1, 6

XU Zhouping AVE570 Licensed Representative 1, 6

YAM Chin Pang ANL963 Licensed Representative 4

YAM Wing Yan, Denise AEH755 Licensed Representative 1, 4

YAMAZAKI Yuko AUW612 Licensed Representative 1

YAN Dong ARP190 Licensed Representative 1, 6

YAN Ka Shing, Angus APB253 Licensed Representative 1, 2

YAN Ka Yee Connie ALF375 Licensed Representative 1, 2

YANG Hua ASM262 Licensed Representative 1, 2

YANG Ling AQE299 Licensed Representative 1, 6

YANG Shengkang AXF785 Licensed Representative 4

YAU Mei Sze, Patty AQQ497 Licensed Representative 1, 4, 7

YAU Sui Han AGD892 Licensed Representative 1, 4, 9

YEH Mei Fong AYO966 Licensed Representative 6

YEN Anna ANG466 Licensed Representative 1, 2

YEUNG Chun Hei, Matthew AGF153 Licensed Representative 1, 2

YEUNG Kit Yin, Mei AFG128 Licensed Representative 1, 9

YEUNG Man Fat AZJ974 Licensed Representative 9

YEUNG Sau Wan AUG127 Licensed Representative 1

YEUNG Tsz Kin AOU046 Licensed Representative 1, 2, 4

YEUNG Yiu Hung, Hilda ABY136 Licensed Representative 1, 2

of 22



YI Jiaru AWY616 Licensed Representative 1, 9

YIM Ching Wai, Kevin AMY822 Licensed Representative 1, 4

YIU Chun Yat AYK076 Licensed Representative 1, 2, 4

YOON Suyeon AWQ430 Licensed Representative 1, 6

YU Hok Yan, Vincent APH958 Licensed Representative 1, 6

YUAN Quan AUG278 Licensed Representative 1, 4

YUAN Shuo AOE816 Licensed Representative 1, 4, 6

YUAN Zhi Cheng AXN964 Licensed Representative 1, 4

YUEN Ming Tak AWW308 Licensed Representative 1

YUEN Nathan Tin-Long AVW177 Licensed Representative 1, 4

YUEN Shu Ting AWS986 Licensed Representative 1

YUNG Cheuk Ming, Bernard BAQ824 Licensed Representative 1, 9

YUNG Yu Ming AMU880 Licensed Representative 1, 2, 4, 9

ZENG Yu BAE135 Licensed Representative 1, 6

ZHANG Jianli AZJ205 Licensed Representative 1, 2

ZHANG Liang AYT792 Licensed Representative 1, 9

ZHANG Wei AVI825 Licensed Representative 1, 6

ZHANG Xi AYM823 Licensed Representative 1, 6

ZHANG Xia AWG867 Licensed Representative 1, 6

ZHANG Yang ASD467 Licensed Representative 6

ZHANG Ying AQY465 Licensed Representative 4, 6

ZHAO He BAO161 Licensed Representative 4, 9

ZHAO Xiaoguang AZI933 Licensed Representative 1, 4

ZHEN Jingjing AXH989 Licensed Representative 1, 7

ZHENG Hanxia BBG316 Licensed Representative 1

ZHENG Xuedong ARV905 Licensed Representative 1, 6

ZHENG Yang BAA900 Licensed Representative 1, 6

ZHENG Yinan ATH408 Licensed Representative 1, 6

ZHOU Daijun BAJ601 Licensed Representative 1

ZHOU Nina AOY475 Licensed Representative 1, 4, 6

ZOU Wuqiu BAK936 Licensed Representative 1

ZOU Yue AXA213 Licensed Representative 1, 2

ADAIR John Joseph ADR043 Licensed Representative - Responsible Officer 1, 2, 7

ANTWEILER III John Christian ALQ494 Licensed Representative - Responsible Officer 1, 4, 6, 9

BAMBER Richard Mark Anthony AGM551 Licensed Representative - Responsible Officer 1

CHAN Yiu Pun, Clement AAN703 Licensed Representative - Responsible Officer 4, 9

CHANG Tin Duk, Victor ADL704 Licensed Representative - Responsible Officer 1, 2, 9

CHENG Kuang Kuo, James ACG078 Licensed Representative - Responsible Officer 1, 5, 9

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EGUCHI Hiroyasu BBL849 Licensed Representative (Temporary Licence) 1, 4

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HA David ANP445 Licensed Representative (Temporary Licence) 1, 2

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