r u audit10
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RU Presentation untuk Audit USMTRANSCRIPT
New USM Mission USM is a pioneering,
trans-disciplinary research-intensive University that empowers future talent and enables the bottom billions to
transform their socio-economic well-being.
APEX: Laying a new foundation
Research University
Governance Resources Talent
© 2008
Transforming Higher Education for a Sustainable Tomorrow
Endpoints: Quality of Life - MDG* (2015); EFA* (2015); EfSD* (2014) Millennium Development Goals by 2015; Education for All by 2015; Education for Sustainable Development by 2014*
USM as a sustainability-led university*Talent,
Resources,Governance Transformation Scenario Plans
Research & Innovation
Enablers:Technology,Innovation system,Distribution & Marketing
Values: Quality, Equity,
Accessibility, Availability, Affordability, Appropriateness
*Ecology,Socio-culture,
EconomyJamil S (nd) World Bank
* Nexus of Natural capital, Social capital,
Economic capital. Nurturing & Learning Students & External Activities
Bottom of the Pyramid
*Nexus of People, Ideas,
Wisdom. It refers to the 4 billion
people who make up the base of the economic pyramid worldwide - primarily the world’s poor - and the potential benefits of increasing the linkages of
the base of the pyramid to knowledge.
USM-APEX Transformational Goals
11
Bottom billions
2.8 billion livingon < $2/day
Growing gap between rich & poor
6 million children died from hunger
in 10 years
1.1 billion lack clean water
27% coral reefsseriously threatened
(up from 10%)
10 years after Rio…Not much have changed!
Greenhouse gasemissions up 9%
Extinctionson the rise
2002 The World Summit on Sustainable Development
Why?
13
© NEAC 2010
60%Humanity(Global)
Harmony?Peace?
80%Rakyat(Malaysia)
• Inclusive?• Fair?• Sustainable?
Who is reaching out?
R&I for whom? What?
SustainabilityBottom billions
USM-APEX Transformational Goals
“Our biggest challenge in this new century is to take an idea that seems abstract -- sustainable development -- and turn it
into a reality for all the world's people.”
Kofi Annan, UN SecGen, 2001
The Decade of Education for Sustainable Development
2005-2014
UNESCO: appointed lead UN agency
Approved by UN Gen. Assembly, 2002
USM as RCE
USM-APEX Transformational Goals
16
High value flagships
SustainabilityBottom billions
Humanity
Reachout Fairness
Sejahtera
New Mission USM is a pioneering,
trans-disciplinary research-intensive University that empowers future talent and enables the bottom billions to transform their socio-economic
economic well-being
New developments
Our contribution to the country. That should enhance livelihood of rubber tappers, enhance rubber industry for the country and improve quality of life of Malaysians and the world.
Should also be able to generate income to the country based on the IPR and enhance new industries
Should also enhance the Biotech industry of the country with the establishment of My NIC (Malaysian Innovation Council)
Monday, November 2, 2009USM decodes 2bn base Rubber Tree genome – world’s 1st
USM’s Centre for Chemical Biology has unveiled the first-ever draft of the Hevea brasiliensis rubber tree genome
In the world and likely position Malaysia as the leading quality rubber producer
in the worldThe Star 4 Nov, 2009
Decoding of the rubber genome to benefit the society
Development of protein and DNA –based diagnostics for low resource settings by
INFORMM – a HICoEDevelopment of non PCR based diagnostics
Development and Commercialization of sustainable rapid diagnostics that has benefited society at large
USM moving to the global market (25 countries)
Commercialised product
Books & Journal Subscription,
PakistanIndiaPhilippinesSouth AfricaGuamPapua New GuineaThailand VietnamEgyptTurkeyUnited Arab RepublicIndonesiaBangladeshChinaSudanCameroonNigeriaUSASouth KoreaJapanCanadaSingapore
PakistanIndiaPhilippinesSouth AfricaGuamPapua New GuineaThailand VietnamEgyptTurkeyUnited Arab RepublicIndonesiaBangladeshChinaSudanCameroonNigeriaUSASouth KoreaJapanCanadaSingapore
Total Income
GenerationRM 45.2 million
in 2009
Endowment, Gift, Consultancy
Total Income
GenerationRM 41.2 million
in 2008
Total Income
GenerationRM 36.8 million
in 2007
PENANG, 29 Jan.- The ‘Out of Africa’ theory that suggested fossils of early man were only
found in Georgia roughly 1.7 to 1.8 million years ago, may have to
be rewritten with the latest discovery by Universiti Sains
Malaysia (USM) archaelogists.To be published in Nature 2010
• By Syed Akbar Ali "KUALA LUMPUR: • The Al-Bukhary Foundation has given RM5mil to the
National Heritage Fund for research and preservation of heritage sites in the country. "It will be used for several projects including the archeology complex at Sungai Batu, Lembah Bujang in Kedah. We also plan to use archeology expertise from China to meet international requirement and recognition," he told reporters after the ministry's monthly gathering at Istana Budaya here today. -- BERNAMA (080410)SB1B- RITUAL STRUCTUREOSL dating (bricks)- 110AD
K-Clusters in the Northern Corridor
Center for Development Research (ZEF), Prof. Dr. Hans-Dieter Evers (2010)
USM as a Trans-Oceanic K-hub
1980-1989 2000-2010, Jan
Publications of USM staff 1980-2010 (Jan) with international co-authors in ISI Web of Science
Center for Development Research (ZEF), Prof. Dr. Hans-Dieter Evers (2010)
Transforming HE for a Sustainable Tomorrow
Penang as Knowledge HubInternational co-operations regarding scientific publication of USM (2000-2010,Jan)
Center for Development Research (ZEF), Prof. Dr. Hans-Dieter Evers (2010)
Data From Scival SpotlightYear 2007 and 2008
5 DC, 25 EC 10 DC, 22 EC
2007
USM Scival Spotlight Map (based on subject areas)
2008
NUS 2008
DC= Distinctive competencyEC= Emerging competency
A marked improvementIn DC!
USM UM
CHULALONGKORNNUS
Ranked 11 DC – Macromolecules & Polymer, Composites, Wood 2 DC - Safety Management, Carbon, Macromoleculars & Polymers, Filtration Membrane5 DC - Phytochemistry, Crystallography, Ecological Modelling9 DC - Tropical Medicine
RAS= Relative Article Share1 = leader
RL =Reference Leadership1= Leadership
@SotA – State of the Art>0 = leadership
Ranked 123 EC - Chemical Engineering, Energy Fuel25 EC – Chemistry, Energy Fuel11 EC - Organic Chemistry, Inorganic Chemistry
State of the artOrganic Chemistry,
Inorganic Chemistry
USM USM>1 >1 >0
USM2007
Ranked 28 DC- Inorganic Chemistry, Crystallography
USM USM>1 >1 >0
USM:2008
Ranked 11 DC - Macromolecules & Polymer, Composites11 DC - Macromolecules & Polymer 18 DC – Safety Management, Carbon2 DC – Safety Management, Filtration Membrane, Colloid23 EC – Cytogentics & Genome Mapping, Phytochemistry24 EC - Food Chemistry, Carbohydrate Research 3 DC - Semiconducting Materials31 EC - Water Treatment6 DC - Crystallography, Inorganic Chemistry7 DC – Reliability Engineering, Computer-Aided Process, Statistics
RAS= Relative Article Share1 = leader
RL =Reference Leadership1= Leadership
@SotA – State of the Art>0 = leadership
State of the art:Phytochemistry
Commercialisation and hi income spin-offs
We have commercialised about 42 products that provide economic
business and social business.We have equity in some of the
products that we license.We have generated MLabs – a public listed company based on USM R&D
in ICTEstablish our own incubator and research park called sains@usm
science & arts innovation space
• sains@usm is a nexus where people, ideas, sciences, technologies, the arts, academia and industry intersect and fuse to generate new ideas, products and solutions that contribute to a sustainable tomorrow and addresses the needs of communities at the bottom of the socio-economic pyramid.
• “Synergising Creativity, Nurturing Enterprise“ encapsulates this vision of sains@usm.
USM’s Spin off Company
Malaysian Bio-Diagnostics Research Sdn. Bhd.Established in 1994
Mlabs Systems Bhd.Established in 1996
iNetmon Sdn. Bhd.Established in 1994
EQ-USAINS (USAINS Holding Sdn. Bhd.)Established in 2000
IXC Malaysia Berhad Established in 2009
Sanggar SAINS Sdn Bhd
….ALL REVENUE GENERATED BY
USAINS REPRESENTS INCOME/WEALTH
GENERATION BY USM AS REFLECTED IN THE
CONSOLIDATED ACCOUNTS OF USM
WHICH IS APPROVED BY USM’S FINANCE
COMMITTEE, LPU AND THEN
FORWARDED TO MOHE.
USM-APEX Transformational Goals
34
High value flagships
SustainabilityBottom billions
Humanity
Reachout Fairness
Rakyat
NEM: USM Transformational Goals
High Income
Sustainability Inclusiveness Sejahtera
…..
• Economy• Employment• Entrepreneurship
Laying a new foundationChanging the Old foundation
• Eco-nomy• Ethics-cum-Empowerment• Education for Sustainable
Development
1
3
2
1. Sustainability , green-centred concept2. Autonomy-cum-accountability, Decentralisation3. Transformative education: Governance, Talent
selection, Assessment (Alternative UniversityAppraisal) etc
• Consumerist, global approach to “education”
• Conservationist, glocal approach
What role R&D? More of the same?
Mode 1 – Factory model Mode 2 – Garden model
“Challenge the status quo”
-Tan Sri Mohd Sidek HassanJan 24, 2008, USM, Penang
“Learning should be about being and not
about having.”
Confucius K'ung-fu-tzu (孔夫子 )
September 28, 551 BCE
http://media.collegepublisher.com/media/paper1206/stills/133731d0.gif
HE for Sustainable Tomorrow
HE in an UNsustainable Society
The new foundation
I am a humancapital I am a
humanbeing
Old foundation
R&D with a HEART
• Issues and challenges
Laying a new foundation
The Gap?
modified
www.socialsecuritychoice.org/images/BrianFair
The USM VC
Normal
RU-APEX
I’m $-t-r-e-t-c-h-e-d
& Stressed out
Business-as-usual
Business Unusual
I am having a 3rd generation
Audititis!
GOOD GOVERNANCE
FINANCIAL AUTONOMY
STAFF MATTERS & STUDENT MATTERS
CONSULTATIVE PROCESSES &
PARTICIPATORY DEMOCRACY
ACCOUNTABILITY
AUTONOMY
THE NEW GOVERNANCE SOUGHT FOR USM
STATUS OF USM’s NEW CONSTITUTION
The drafting of the new constitution started in January 2009 and has gone through intensive scrutiny by officers from the KPT, AG Chambers and USM representatives.
The draft formally submitted to AG Chambers on 25th March 2010 for approval before gazzette.
The draft contains:USM’s requests on autonomy and empowermentUSM’s own “wish list”
The Constitution is meant to be a preliminary measure pending the enactment of an Apex University Act or an Apex University Schedule.
…the articulation of governance…towards R&D unfortunately, is still in “compliance” mode of a tick-box (based on old foundation) approach…or else…
The gap: Can a tick box approach to, or a rigid compliance with the guidelines or rules [set on old foundation] accelerate the laying of new foundation for RU? APEX?
Audititist:The Governance Gap
Governance [audit] cannot be that a single process will always be the best process for every imaginable business or business transaction in the world esp R&D.
…rather is it about applying our minds as to what is the best process for the business of the organisation or for a particular transaction [eg APEX]… which can be negated by the rigidly (mindless) compliance-or-else regime.
M King (2006) The Corporate Citizen – Governance for all entitiesPenguin Book, p. 15, 25
ALBERT EINSTEIN: Not everything that counts can be counted [KIP], and
not everything that be counted counts [KPI]!
KPI - KIP Key Performance Indicator
Key Intangible Performance
http://persuasiveweb.files.wordpress.com/2009/06/herd-mentality.jpg
We can no longer afford to have the herd mentality!
From auto-no-money to Sustainable Financial AUTONOMY
Board’s power has been expanded to
transfer annual recurrent
expenditure to capital expenditure
Income and earnings other
than grants in aid to be regulated
by the Board
Income and earnings other than grants in
aid to be regulated by the
Board
Increaseefficiency and
increase accountability
-e-management
Challenge the status quo
Less Red-tapes
Financial Autonomy Creates Financial Accountability
Peruntukan Insentif untuk pemantapan RU/APEX
Julat Sasaran Markah KPI 2008 (%)
Bilangan PTJBantuan Kewangan USM
Anggaran Peruntukan
(RM) (RM)
0 4 NIL NIL 1 - 25 0 50,000.00 0.0026 - 35 2 60,000.00 120,000.0036 - 45 12 70,000.00 840,000.0046 - 55 3 80,000.00 240,000.0056 - 65 4 90,000.00 360,000.0066 - 75 5 100,000.00 500,000.0076 - 85 1 500,000.00 500,000.0086 - 95 2 520,000.00 1,040,000.0096 - 105 1 800,000.00 800,000.00106 - 115 2 900,000.00 1,800,000.00116 - 125 1 1,000,000.00 1,000,000.00126 - 135 1 1,100,000.00 1,100,000.00136 - 145 1 1,200,000.00 1,200,000.00146 - 155 1 1,300,000.00 1,300,000.00156 - 165 0 1,400,000.00 0.00166 - 175 0 1,500,000.00 0.00176 - 185 0 1,600,000.00 0.00186 - 195 0 1,700,000.00 0.00196 - 205 0 1,800,000.00 0.00206> 0 2,000,000.00 0.00Jumlah 40 10,800,000.00
Melebihi operasi
•The Sanggar Sanjung or Hall of Fame event which began in 2001 is a special ceremony attended by the Tuanku Chancellor, held to celebrate and recognise outstanding contributions of USM academic staff and Academic Staff Training Scheme (ASTS) Fellows. •Awards
– Publications• Top 15%• Hadiah Sanjungan (>IF 0.2)
– Research products (Gold medals only)– Personality (Hadiah unggul sahaja)– Quality (MAMPU,ICC bukan ISO)– Seni dan Creativity– IPR– International grant– Teaching (6 bidang)
categories and who had received awards and accolades from both national and/or international agencies for their efforts and achievements.
•AAN=Anugerah Akademik Negara.
…forerunner to AAN*
Citation Data (in 5-years Intervals, 2005-2009)Source: Essential Science Indicators (Thomson Reuters) as of March 1, 2010
2.402.23
1.931.77
3.75Citations per paper
The road travelled…
PA
EX
R U
Pierre Vivant's Traffic Light Tree(Roundabout) near Canary Wharf, London
farm1.static.flickr.com/64/181799257_704bcfde... www.grand-illusions.com/.../mainimage.jpg pro.corbis.com/images/42-18391499.jpg?size=57...
04/13/2023© DAR 2009
MIXED SIGNALS