Our Advisors Have Access To Advanced

Investment Solutions And AnalysisTools

Legacy Advisors Have A Bold Vision Of The Future

Our Advisors Are Among The Most Experienced In

The Industry

LEGACY IS NATIONALLY RECOGNIZED AS WOODBURY FINANCIAL SERVICES MOST AWARD WINNING FIRM. (10X RECIPIENT OF THE PRESTIGIOUS CRYSTAL EAGLE)

SEE WHAT MAKES OUR ADVISORS BETTER The Premier Advisors of Legacy have access to industry leading resources to assist in Maximizing Your Retirement Planning Outcome.

A BETTER COMMUNITY

A BETTER CULTURE

A BETTER ADVISOR

PROVEN SOLUTIONS FROM LEADING ADVISORS BUILT IN OUR CLIENT'S BEST INTERESTS. Discover The Difference

LEGACY IS A FIRM BUILT BY TOP FIDUCIARIES IN AN EFFORT TO MAXIMIZE CLIENT PLANNING OUTCOMES. OUR SERVICE-DRIVEN RELATIONSHIP MODEL PROVIDES CLIENTS WITH SUPERIOR PLANNING SOLUTIONS COMBINED WITH WORLD-CLASS SERVICE.

YOUR ADVISORS ARE AMONG THE MOST EXPERIENCED IN THE INDUSTRY, BELONGING TO A PASSIONATE, COLLABORATIVE ORGANIZATION WITH A BOLD VISION FOR THE FUTURE OF FINANCIAL SERVICES .

Who We Are

The Legacy Advisor Network consists of many of the top independent financial professionals in the nation who represent a network of knowledgeable and forward-thinking minds with several things in common, among which are a desire to:

• Adhere to the fiduciary standard • Use of advanced planning techniques and technology resources • Simplify the complexities associated with financial planning • Maintain true independence with no product bias • Commit to overarching client service • Work hard to help each client maximize results

Combined Strengths

Consider what could happen to the future of your finances, if your advisor had access to proprietary tools, connection with top advisors, dedicated coaching and the support of an award winning broker-dealer (Woodbury Financial Services). Legacy has proven to support our member-advisors in an effort to create better outcomes for each client

Our Goal

At Legacy, we have only one goal… HELP YOU SUCCEED! Our primary areas of focus are:

• Client education development • Process management • Advanced product training • Best practices

At Legacy we:

• Create extend strategic planning to help advisors define & reach your goals • Consult on the daily operations to help maximize efficiency • Help create and execute structured educational plans • Extend in-depth training and continuing education • Assist in planning for the succession of your advisor’s business

Securities and Investment Advisory Services offered through Woodbury Financial Services, 430 N. Main St., East Peoria, IL 61611,(800) 665-7920, Member FINRA, SIPC, and Registered Investment Advisor.

Why Choose Us We know that talking about financial matters can often be difficult. You want to be sure you make the right decision in choosing a partner to help you meet your financial objectives. In a wide world of financial firms, Legacy Investment Services, with over seventy years of combined advisory experience, stands out for these very important reasons: • Respect for Your Values and Your Vision • Our Firm is Bound to the Highest Fiduciary

Standards

• Client Centered Service

• Privately Owned, We Offer Comprehensive, Personalized Advice Based on Your Individual Situation

• A Strong Professional Network to Support Your Goals

• Highly Personal Service with Strong National Resources

What Is An Independent Firm? Firms, like ours, are owned by principals of the firm and offer advice as individual advisory representatives through Woodbury Financial Services, Inc. We are not employees of a large, “brand name” firm. We are under no obligation to represent or use specific financial products or instruments produced by any firm. We can provide financial tools to our clients from a broad array of national resources. That means we offer advice, based on your needs, with no inherent conflicts of interest. Advisors who are employed by some of the larger firms may be required to recommend products produced by their firm which may not always be the best fit for their clients.

We Are Invested In Your Future

It's Not Just What We Do, It's Why We Do It.

At Service Wealth Management clients come first. We are dedicated to helping clients take the first step in a journey that leads to a sound financial future through knowledge, discipline and dedication. We believe in building long-term relationships built on trust and integrity and by offering the type of high quality personal service and attention to detail clients deserve.

Dale R. Austin, IAR, CEO

Dale R. Austin is an independent financial advisor with almost twenty years of financial services experience. He is a founder and CEO of Service Wealth Management, an independent financial services firm. He sees himself as a financial guide, helping clients successfully navigate an increasingly complex financial landscape. His respect for his clients is reflected

in his philosophy of combining knowledge and experience with the highest level of personal service.

Dale helps clients by realistically assessing a client’s financial situation and by spending a great deal of time listening to their concerns for their future, only then does he develop a strategy that will help them reach their goals. He gets a great deal of satisfaction from providing the financial solutions clients need.

He specializes in investment and savings planning, risk management, estate planning, tax planning, and insurance needs analysis. Because he is an independent advisor he is always able to work in his clients’ best interests. He can draw on a broad range of resources and tools and is not obligated to any proprietary products.

Dale has been a business owner for much of his career; before he became a financial advisor he had his own construction company. He is uniquely aware of the financial challenges facing the small business owner, especially in the area of tax planning, and is perfectly positioned to help small business owners with their concerns over both their business and personal finances.

Dale began his studies at the University of Pittsburgh in Economics but received his Bachelor of Science degree in Business Administration with an emphasis in Accounting. He is a registered Investment Advisor Representative.

Michelle Adair Queen, Financial Assistant

Michelle is a key figure in p r o v i d i n g t h e h i g h l y personalized service and professionalism you have come

to expect from our firm. She is responsible for the quality of care each client receives and deserves. Michelle has over a decade of experience in business and understands that clients come first.

Lois Ramsay, Financial Assistant

Lois is a crucial element in Service Wealth Management’s c o m m i t m e n t t o h i g h l y personal ized service and

professionalism. An important part of her job is to make sure that each of our clients is treated with the respect, consideration and attention that is the hallmark of our firm.

Lois makes sure that all documents, applications and forms are properly and securely rendered in a timely manner...

She has over ten years of business/administrative experience and attended the Monroeville School of Business. At SWM, she specializes in life insurances.

It's Not Just What We Do, It's Why We Do It.

Legacy Investment Services, Inc.

At Legacy Investment Services, Inc. clients come first. We are dedicated to helping clients take the first step in a journey that leads to a sound financial future through knowledge, discipline and dedication. We believe in building long-term relationships built on trust and integrity and by offering the type of high quality personal service and attention to detail clients deserve.

Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc., Member FINRA, SIPC, and Registered Investment Advisor. Legacy Premier Advisors is a marketing designations.

Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in peri-ods of declining values. Past performance is no guarantee of future results. Please note that individual situations can vary. Neither Wood-bury Financial Services Inc., nor its representatives or employees provide legal or tax advice

Respect for Your Values and Your Vision This is your financial life, so before moving forward with any financial plan, we listen carefully to your values and your vision for the future and for your legacy. Our whole goal is to help you de-fine and refine your vision, honor your decisions, and help you achieve those goals. Our Firm is Bound to the Highest Fiduciary Standards As a Personal Financial Advisor and Financial Fiduciary, we are bound by law to work in the best interests of our clients. That means we put your interest ahead of the firm’s. It is the highest eth-ical standard under the law and we are proud to act as a Financial Fiduciary for our clients. We take our stewardship of your finances as seriously as we take our own. Client Centered Service We are a client centered financial services firm. Service that is timely and reliable is the key to building client confidence. Whether it is the simple act of returning phone calls promptly or spending the time to develop a sophisticated financial strategy, we treat you the way we wish to be treated, with respect and professionalism. Our commitment to offering the best is also found in our support staff who are dedicated, not only to exceptional service, but also to maintaining high professional standards. We invest in long-term relationships with our clients; that means we are there for you every step of your financial journey. Privately Owned, We Offer Comprehensive, Personalized Financial Service Based On Your Individual Situation Financial services are easy to come by, but finding appropriate, personalized financial service is more difficult. As a privately owned and independent financial services firm, we are free to look at a wide range of financial products, tools and resources to provide you with the appropriate so-lutions for your situation. As an independent financial services firm, we have no pressure to use products or tools that may not be appropriate for the client. We believe that our independence can mean a world of difference when planning for your future.

A Strong Professional Network to Support Your Goals We have developed strong relationships with other professionals (Attorney’s, CPA’s, Insur-ance Professionals, Credit Unions and Mortgage Brokers) who can become a part of our team to work for your benefit if needed. Each of these relationships mirrors our own val-ues of integrity and commitment to provide the highest levels of service. We are happy to work with your existing team to coordinate and implement your financial strategy

Highly Personal Service with Strong National Resources Because we are independent and local does not mean we are small. We are a member of a na-tional network of premier independent firms across the nation whose expertise in financial plan-ning can be called upon on your behalf. That means we offer you the highly personal service you deserve plus the national resources you expect. We also are able to provide clients with a broad range of financial tools, products and resources to help you reach your goals. Trust, integrity and a commitment to the client is what makes us special.

Why Choose Us

What Is An Independent Firm? Firms, like ours, are owned by principals of the firm and offer advice as individual advisory repre-sentatives through Woodbury Financial Services, Inc. We are not employees of a large, “brand name” firm. We are under no obligation to represent or use specific financial products or instru-ments produced by any firm. We can provide financial tools to our clients from a broad array of national resources. That means we offer advice, based on your needs, with no inherent conflicts of interest. Advisors who are employed by some of the larger firms may be required to recom-mend products produced by their firm which may not always be the best fit for their clients.

Rigorous Due Diligence And Research All of the financial resources, products and tools we present to clients are thoroughly researched by us and approved by the compliance department of our broker/dealer. In addition, we make sure our clients are completely educated and understand any recommendations we may make. Our clients make informed decisions about their money. A Comprehensive Relationship And Structured Strategy Independent firms like ours are relationship oriented not transaction driven. We take the time to understand not just your financial situation but also your values and vision for your future. Once we understand who you are and what your goals are, we look at your whole financial picture to see what we need to do to reach those goals. Only then will we make recommendations on in-vestments, insurance planning, tax, and estate planning. We make sure all pieces of your financial strategy are integrated together and aligned with your objectives.

In Good Times And Not So Good Times Life is not static and the single most important thing an independent financial firm does is to communicate constantly with you. Not just when things are good, but especially when things are not so good. We don’t disappear when things get tough. A Wealth Of Independent Relationships

• Develop state-of-the-art technology for better account service • Provide independent research and due diligence • Offer education on appropriate practices and strategies for clients • Provide access to other professionals

Independent Financial Checklist

• Free to choose from a broad spectrum of tools, resources and products • No proprietary products • Offers comprehensive advice not just product specific solutions • Recommends an integrated, structured financial strategy • Consistent monitoring of your strategy and your goals to make sure they remain aligned • Continuous communication to keep you informed • Relationship focused • Independent product research • Access to professionals across a wide range of financial areas • A firm whose goals are aligned with yours

Financial Independence

When you choose an advisor who is part of Legacy Premier Advisors, you get the independence, expertise and experience you require, but also the resources of a powerful national partnership. It really is the best of both worlds.

This partnership offers you: - An experienced advisor who is a member of your community, understands your needs, and is focused on establishing a long term relationship. - An independent business owner who offers objective advice and is 100% accountable for your

success - Highly-personalized service and support - A strong array of national resources to develop creative solutions to your financial needs - A philosophy of integrity toward client Interests - State-of-the-art technology to make account reporting easy and accessible - Current data and information on tax and legislative issues that can impact your financial plan - Access to experts across a wide range of financial areas

Financial services firms who join the Legacy Premier Advisors represent some of the most knowledgeable and forward-thinking minds in the financial services field and are selected for their experience, knowledge and professional integrity. Most importantly, they are not obligated to any proprietary products or sales" quotas, so they offer objective advice designed to meet your goals.

Advisors in Legacy Premier Advisors have the ability to share their knowledge, ideas, planning techniques and technology for the benefit of their clients. Through formal and informal meetings, Legacy Premier Advisor members can partner together to make sure that a client's specific needs are addressed in the most appropriate manner.

You benefit from: - The depth of the advisors' combined expertise - Their shared knowledge of planning strategies - A broad range of financial resources across the network - Our advisors also have strong relationships with attorneys, accountants and other professionals that enable them to provide advice for clients on all aspects of their financial needs.

The Best Of Both Worlds

Your Personal CFO • Written financial plan when appropriate. • Formal and informal meetings to meet your needs and expectations • Complete financial assessment • Prioritize and set financial goals • Referrals and assistance with CPAs and attorneys • Assistance with property and casualty

Investment Management • Regular investment reviews • Consolidate and simplify accounts • Review existing 401(k) and IRA • Online consolidated accounts

Wealth Management • Retirement income planning • Estate and charitable planning • Long term care planning • Maximizing Social Security • Insurance planning

Business Services • Succession and Retirement Planning • Key Executive Benefits • Deferred Compensation • Exit Strategy Planning • Business Valuation & Succession

Helping You and Your Family • Multi-generational legacy planning • Insurance audit reviews • Trust services • Client educational events and seminars

Safeguarding & Due Diligence • Regulated by both SEC & FINRA • 3rd party compliance and oversight • 3rd party investment managers • 3rd party investment custodians • Insurance company due diligence • Disaster protection plan in place • Unbiased investment research

Our Services

Why Choose Us We know that talking about financial matters can often be difficult. You want to be sure you make the right decision in choosing a partner to help you meet your financial objectives. In a wide world of financial firms, Legacy Investment Services, with over seventy years of combined advisory experience, stands out for these very important reasons: • Respect for Your Values and Your Vision • Our Firm is Bound to the Highest Fiduciary Standards

• Client Centered Service

• Privately Owned, We Offer Comprehensive, Personalized Advice Based on Your Individual Situation

• A Strong Professional Network to Support Your Goals

• Highly Personal Service with Strong National Resources

What Is An Independent Firm? Firms, like ours, are owned by principals of the firm and offer advice as individual advisory representatives through Woodbury Financial Services, Inc. We are not employees of a large, “brand name” firm. We are under no obligation to represent or use specific financial products or instruments produced by any firm. We can provide financial tools to our clients from a broad array of national resources. That means we offer advice, based on your needs, with no inherent conflicts of interest. Advisors who are employed by some of the larger firms may be required to recommend products produced by their firm which may not always be the best fit for their clients.

We Are Invested In Your Future

Choose the Best of All Worlds Advisors who are selected members of Legacy Premier Advisors and are individual advisory representatives with Woodbury Financial Services, Inc, take a holistic approach to your financial planning and implementation needs. They offer you the best of all worlds when you need the advice and experience of a trusted financial advisor.

At Legacy Financial Services, Inc. you have the benefit of an experienced Independent and objective financial professional who offers advice through a first class national firm, Woodbury Financial Services, Inc., and benefits from the support of a nationwide network of producers helping you reach your financial goals. That is truly a powerful partnership working for you

Matt Boehm, Managing Partner

Professional Experience Matt Boehm is a Managing Partner with Legacy Wealth Partners, Inc. and he provides customized financial planning, analysis and solutions to his clients, specializing in retirement planning and investment analysis to individuals.

Since 1980 Matt has helped clients make informed financial choices to help achieve their goals. “I enjoy spending time with my clients in order to understand their unique goals and to help them achieve their custom financial strategies.”

Matt hosts various client events throughout the year. He focuses on education through one-on-one coaching and group meetings. “As a professional advisor, one of my key responsibilities is to help educate clients and keep them informed, so that they are comfortable with their investment decisions.” Matt is able to do what’s best for his clients because he is an independent financial advisor. As an owner of Legacy Wealth Partners, Inc., he has a vested interest in every client’s success. “I know the importance of understanding my clients’ goals. Every client is unique and every strategy must be custom designed.”

Matt makes it a priority to stay current with the latest retirement strategies. This gives him more options to meet unique client needs. Long-term relationships are of utmost importance to Matt. Matt has appeared on PBS, giving a presentation titled “Financial Strategies for Seniors” and has also presented to numerous non-profit organizations providing retirement and estate planning strategies and solutions.

Prior to joining Legacy, Matt spent over 20 years in corporate finance as Treasurer, Controller, Director of Mergers & Acquisitions and Vice President of Financial Operations and Continuous Improvement. “I strongly believe that my past corporate experience gives me a well rounded and unique perspective in serving my clients; experience and perspective not possessed by most other advisors.”

Personal Matt enjoys spending time with his adult children, taking a keen interest in their personal and professional lives. Spending time with his children, as well as time in Florida, is a great outlet for relaxation from his busy schedule, while also allowing him to meet with his clients who spend time in Florida throughout the year.

Education and Accomplishments • BS in Accountancy, Northern Illinois University • MBA, Northern Illinois University • Certificate in Management Accounting (CMA) • SmartVestor Pro (Dave Ramsey Solutions) • FPA Oak Brook Council Board of Directors