proposed nonlinear 3-d analytical method for piled raft foundations

15
 Proposed nonlinear 3-D analytical method for piled raft foundations Sangseom Jeong, Jaeyeon Cho Department of Civil Engineering, Yonsei University, Seoul 120-749, Republic of Korea a r t i c l e i n f o  Article history: Received 1 February 2013 Received in revised form 5 February 2014 Accepted 25 February 2014 Keywords: Piled raft Soil–structure interaction Numerical analysis Field measurement Load transfer approach a b s t r a c t The load distribution and deformation of piled raft foundations subjected to axial and lateral loads were investigated by a numerical analysis and eld case studies. Special attention is given to the improved ana- lytic al method (YSPR) proposed by considerin g raft exibili ty and soil nonli nearit y. A load transfer approach using  p y,  t  z  and  q z  curves is used for the analysis of piles. An analytical method of the soil–structure interaction is developed by taking into account the soil spring coupling effects based on the Filonenko-Borodich model. The proposed method has been veried by comparing the results with other numerical methods and eld case studies on piled raft. Through comparative studies, it is found that the proposed method in the present study is in good agreement with general trend observed by eld measurements and, thus, represents a signicant improvement in the prediction of piled raft load sharing and settlement behavior.  2014 Elsevier Ltd. All rights reserved. 1. Introduction In recent years, a number of huge construction projects, such as high-rise buildings and long span bridges, are being undertaken. The piled raft foundations are especially being recognized as an economical foundation system for high-rise buildings. Here, piles as settlement reducers have been discussed for over a quarter of a century [2]  and some signicant applications have been reported [12,38,42] . Optimized design strategy is a major importance for an economic construction to be achieved. An optimized design of a piled raft can therefore be dened as a design with minimum costs for the installa tion of the foundation and satisfac tory bearin g behavior for a given geometry and raft loading  [35]. The piled raft is a composite foundation system consisting of three bearing ele- ments: raft, piles and subsoil. Therefore, the behavior of a piled raft is affected by the 3D interaction between the soil, piles and raft, thus, a simple and convenient analytical method is needed to eval- uate these interactions. Much work has been done to study load sharing and settlement behavior of piled raft by many researchers. Numerical methods hav e be en dev elo ped wid ely in the las t two dec ade s be cause numerical methods are less costly and may be used to consider many kinds of different soil and foundation geometries compared to eld and model tests. Although these methods make slightly different modeling techniques, they can generally be classied into thre e grou ps: (1) simp lied calc ulat ion meth ods  [30,32], (2) approximate computer-base d methods [5,9,14,15,37] and (3) more rigorous computer-based methods  [12,17,18,45,48]. The rst type of method is based on the linear elastic analysis of piled raft subj ected to axial loadi ng. Generall y, the simp lied calculation methods are most commonly used procedure for the preliminary design of a piled raft foundation. However, it is noted tha t the se ana lyt ica l methods are limited to ela sti c pro ble m. Because this calculation procedure is developed for rigid raft and is assumed that the soil is perfectly elastic. Thus, it may not repre- sent the nonlinear behavior of actual piled raft in the eld: it does not take into account the actual behavior of nite exible raft and pile–soil interaction, etc. The second type of method has been used to investigate the pil ed raft sys tem, which is analy zed as a con tin uou s ela sti c medium using nite element formulation. In these methods, the rese arch by Poulos  [29], Clan cy and Rand olph  [5], Poulos  [30] and Russo  [37]  also have some disadvantages. It did not predict the membrane behavior of raft because the raft is generally mod- eled as plate element. Therefore, the raft used in these methods may not reect the displacement due to membrane action of large size raft foundations for high-rise buildings. In addition, most of the previous research is related to piled rafts subjected to vertical loading and only semi-innite homogeneous single soil layer was considered. The consideration of various loading condition and soil layer will be more realistic in design practice. The third type of method is based on the three-dimensional nite-element or nite-differ ence techniques. Poulos  [31]  noted that th e most fe as ible me thod of anal ys is wa s the thre e- dimen sion al line ar/n onlinear FE meth od. However, a rigo rous http://dx.doi.org/10.1016/j.compgeo.2014.02.009 0266-352X/ 2014 Elsevier Ltd. All rights reserved. Corresponding author. E-mail address:  [email protected] (J. Cho). Computers and Geotechnics 59 (2014) 112–126 Contents lists available at  ScienceDirect Computers and Geotechnics journal homepage:  www.elsevier.com/locate/compgeo

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Proposed Nonlinear 3-D Analytical Method for Piled Raft Foundations

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  • defol anposnds dodeandin thpre

    constrridges,ciallyigh-risiscusseplicatiy is a med. Ana desi

    behavior of piled raft by many researchers. Numerical methodshave been developed widely in the last two decades becausenumerical methods are less costly and may be used to considermany kinds of different soil and foundation geometries comparedto eld and model tests. Although these methods make slightlydifferent modeling techniques, they can generally be classied intothree groups: (1) simplied calculation methods [30,32], (2)

    is generallin these m

    may not reect the displacement due to membrane action osize raft foundations for high-rise buildings. In addition, mthe previous research is related to piled rafts subjected to vloading and only semi-innite homogeneous single soil layer wasconsidered. The consideration of various loading condition and soillayer will be more realistic in design practice.

    The third type of method is based on the three-dimensionalnite-element or nite-difference techniques. Poulos [31] notedthat the most feasible method of analysis was the three-dimensional linear/nonlinear FE method. However, a rigorous

    Corresponding author.E-mail address: [email protected] (J. Cho).

    Computers and Geotechnics 59 (2014) 112126

    Contents lists availab

    d

    lseuate these interactions.Much work has been done to study load sharing and settlement

    the membrane behavior of raft because the rafteled as plate element. Therefore, the raft usedhttp://dx.doi.org/10.1016/j.compgeo.2014.02.0090266-352X/ 2014 Elsevier Ltd. All rights reserved.predicty mod-ethodsf largeost oferticalfor the installation of the foundation and satisfactory bearingbehavior for a given geometry and raft loading [35]. The piled raftis a composite foundation system consisting of three bearing ele-ments: raft, piles and subsoil. Therefore, the behavior of a piled raftis affected by the 3D interaction between the soil, piles and raft,thus, a simple and convenient analytical method is needed to eval-

    pilesoil interaction, etc.The second type of method has been used to investigate the

    piled raft system, which is analyzed as a continuous elasticmedium using nite element formulation. In these methods, theresearch by Poulos [29], Clancy and Randolph [5], Poulos [30]and Russo [37] also have some disadvantages. It did not1. Introduction

    In recent years, a number of hugehigh-rise buildings and long span bThe piled raft foundations are espeeconomical foundation system for has settlement reducers have been da century [2] and some signicant ap[12,38,42]. Optimized design strategeconomic construction to be achievpiled raft can therefore be dened asuction projects, such asare being undertaken.

    being recognized as ane buildings. Here, pilesd for over a quarter ofons have been reportedajor importance for anoptimized design of a

    gn with minimum costs

    approximate computer-based methods [5,9,14,15,37] and (3) morerigorous computer-based methods [12,17,18,45,48].

    The rst type of method is based on the linear elastic analysis ofpiled raft subjected to axial loading. Generally, the simpliedcalculation methods are most commonly used procedure for thepreliminary design of a piled raft foundation. However, it is notedthat these analytical methods are limited to elastic problem.Because this calculation procedure is developed for rigid raft andis assumed that the soil is perfectly elastic. Thus, it may not repre-sent the nonlinear behavior of actual piled raft in the eld: it doesnot take into account the actual behavior of nite exible raft andLoad transfer approach 2014 Elsevier Ltd. All rights reserved.Proposed nonlinear 3-D analytical metho

    Sangseom Jeong, Jaeyeon Cho Department of Civil Engineering, Yonsei University, Seoul 120-749, Republic of Korea

    a r t i c l e i n f o

    Article history:Received 1 February 2013Received in revised form 5 February 2014Accepted 25 February 2014

    Keywords:Piled raftSoilstructure interactionNumerical analysisField measurement

    a b s t r a c t

    The load distribution and dinvestigated by a numericalytical method (YSPR) proapproach using py, tz asoilstructure interaction ithe Filonenko-Borodich mother numerical methodsthat the proposed methodmeasurements and, thus, reand settlement behavior.

    Computers an

    journal homepage: www.efor piled raft foundations

    rmation of piled raft foundations subjected to axial and lateral loads werealysis and eld case studies. Special attention is given to the improved ana-ed by considering raft exibility and soil nonlinearity. A load transferqz curves is used for the analysis of piles. An analytical method of theeveloped by taking into account the soil spring coupling effects based onl. The proposed method has been veried by comparing the results witheld case studies on piled raft. Through comparative studies, it is founde present study is in good agreement with general trend observed by eldsents a signicant improvement in the prediction of piled raft load sharing

    le at ScienceDirect

    Geotechnics

    vier .com/ locate/compgeo

  • d GeS. Jeong, J. Cho / Computers annumerical approach of the piled raft system is computationallyexpensive and requires extensive training because of the three-dimensional and nonlinear nature of the problem. Therefore, a -nite element analysis is more suitable for obtaining benchmarksolutions against which to compare simpler analysis methods, orfor obtaining solutions of a detailed analysis for the nal designof a foundation, rather than as a preliminary routine design tool[15].

    In this study, an improved analytical method (YSPR) for the de-sign of piled raft has been proposed to overcome some limitationsof the existing methods. It is intermediate in complexity and theo-retical accuracy between the second and third type of method. Inthe present method, a numerical technique is used to combinethe soil and pile head stiffness with the stiffness of the raft. In order

    Fig. 1. Flat-she

    Fig. 2. Modeling ofotechnics 59 (2014) 112126 113to examine the validity of the proposed method, the analysis re-sults are compared with the available solutions from previous re-searches. In the eld case study, comparative analyses betweenYSPR and a eld measurement data are carried out for the pile loadand settlement behavior.

    2. Method of analysis

    2.1. Modeling of exible raft

    Finite element techniques have often been used for the analysisof raft by different researchers such as Clancy and Randolph [5],Zhang and Small [49], Kitiyodom and Matsumoto [14]. According

    ll element.

    pile element.

  • d Ge114 S. Jeong, J. Cho / Computers anto the former methods [5,49], the raft can be treated as a plate andthe soil can be treated as a series of interactive springs by using aMindlins solutions [22], in which the contact pressure at any pointon the base of the raft is proportional to the deformation of the soilat that point or as an elastic half-space in which the behavior of thesoil can be obtained from a number of closed-form solutions. In thelater method, the raft is modeled as thin plates and the piles aselastic beams and the soil is treated as interactive springs [14].The interactions between structural members are made by theuse of Mindlins solutions. The primary limitation of these methodsis that the membrane behavior of the exible raft cannot be con-sidered because the nodal displacements (in the x- and y-direction)for the membrane action are not included. This limitation can beovercome by using a at-shell element. An improved four-nodeat-shell element proposed by the authors [48], which combinesa Mindlins plate element and a membrane element with torsionaldegrees of freedom, is adopted in this study. The at-shell elementcan be subjected to the membrane and bending actions that areshown in Fig. 1. The displacement due to the membrane action isconsidered independent of the displacement due to the bending

    Fig. 3. Soilstructure interactions

    Fig. 4. Interactions between raft, pileotechnics 59 (2014) 112126action, therefore it can be considered separately. For the bendingaction, the displacement eld for an individual element can be de-scribed in terms of the vertical nodal displacement and the rota-tions about the x and y axes. For the membrane action, thedisplacement eld can be described in terms of the nodal displace-ments in the x and y directions.

    2.2. Modeling of single and pile groups

    In this study, piles are treated as beam-column elements. Thebehavior of soil surrounding the individual piles is representedby loadtransfer curves (tz, qz, and py curves), and the interac-tion between piles is represented by p-multiplier (fm) and groupefciency factor (Ge). The loaddeformation relationship of individ-ual pile heads may be derived by a single pile analysis based onbeam-column method. In this method, a pile member is describedas a series of beam column elements with discrete springs to rep-resent the soil support condition as shown in Fig. 2. The governingdifferential equations for the axially loaded and laterally loadedpile can be expressed as:

    in piled raft foundation [13].

    s, and subsoil in present method.

  • Axially loaded pile : EAd2w

    dz2 Cbzw 0 1

    Laterally loaded pile : EId4y

    dz4 Q d

    2y

    dz2 q Ksy 0 2

    where EA, EI are the axial stiffness and the exural rigidity the pile,w is the vertical deection of the pile at point z, bz is the stiffness/circumference for the axial reaction represented by the modulusof the soil-response (tz or qz or both), which depends on thedepth z and pile movement w, and C is circumference of the pileat point z. Q is the axial load on the pile, q is the distributed loadalong the length of the pile, and KS is the stiffness for the lateral soilreaction represented by the modulus of the soil-response (py)curve.

    In the next step, nite difference technique is used to solve thedifferential equations governing the compatibility between the piledisplacement and the load transfer along a pile. These techniquesare generally based on load tests on full-scale and parametric niteelement analyses of pilesoil interactions, which are representedby loadtransfer curves (tz, qz, and py curves).

    2.3. Soilstructure interaction

    The load-bearing behavior of a piled raft is characterized bycomplex soilstructure interaction between the piles, raft and the

    1

    2

    P1

    P2

    u1 u2 u2

    P

    u

    1

    2

    P1

    P2

    0

    (kt)1

    (kt)2

    u1

    Iteration

    Load

    incr

    emen

    t

    (ks)2

    (kt)i : tangential slope

    (ks)i : secant slope

    (ki)1

    (ki)j

    Fu

    u

    (ki)j : i = load incrementj = Iteration number

    j=1 : tangential stiffnessj>1 : secant stiffness

    f((u) i- 1)

    Fu=f(u )f((u i)i)

    uj

    (a)

    S. Jeong, J. Cho / Computers and Geotechnics 59 (2014) 112126 1150 (u) i- 1 (ui)j(b)Fig. 5. Increment secant modulus method [48]. (a) Concept of increment secantmodulus method. (b) Estimating stiffness at ith load increment.

    Fig. 6. Modeling of psubsoil, as shown in Fig. 3 [13]. The present method makes useof pilesoilpile and raftsoilpile interaction to simulate the realpiled raftsoil response under lateral and vertical loadings. Addi-tionally, for the raftsoilraft interaction, this study uses a semi-empirical parameters proposed by many researcher [7,39,40] asthe modulus of soil reaction below the raft. The use of theseparameters as assumed in the derivation procedure, may be a lim-itation. However, these interactions are incorporated in a calcula-tion procedure that is computationally very efcient.iled raft (YSPR).

  • d Ge116 S. Jeong, J. Cho / Computers anPiles in such groups interact with one another through the sur-rounding soil, resulting in the pilesoilpile interactions. In thisstudy, a set of nonlinear py curves which can be modied byreducing all of the p-values on each curve by a p-multiplier (fm)are used as input to study the behavior of the laterally loaded piles.The p-multiplier can be calculated for each pile in the group[3,6,19]. For each pile i in the group, the p-multiplier can be ex-pressed as:

    fmi b1ib2ib3i bji 3where bji is the p-reduction factor due to the effect of pile j on pile i.

    In a group of closely-spaced piles, the axial capacity of group isalso dominated by variation in settlement behavior of individualpiles due to pilesoilpile interaction. The most reliable data

    Fig. 7. Flow chaotechnics 59 (2014) 112126concerning the efciency of the piles in a group is derived by manyresearchers [11,21,41]. In this study, loadtransfer curves in sideresistance (tz curve) and in end bearing resistance (qw curve)which can be modied by reducing all of the t- and q-values oneach curve by a group efciency factor (Ge) are used as input tostudy the behavior of the vertically loaded piles.

    In classical solution, the Winkler model [46] is used for analyz-ing raft foundation. However, the Winkler model could not predictaccurately the displacement of some solids, e.g. soil. The Winklermodel ignores the important interaction existing between adjacentpoints in the soil continuum. In other words, the soil springs areconsidered as isolated foundation elements. In order to overcomea limitation, much work has been performed to propose someimproved or rened models [8,10,27,43]. For the raftsoilpile

    rt of YSPR.

  • present method proposed an improved raftsoilpile system byconnecting the top ends of soil springs and pile elements with anelastic at-shell element including membrane action. By usingat-shell element, a realistic representation of the subgrade reac-tion can be established directly in terms of coupled soil resistancein which the response at any point on the interface affects otherpoints. The authors believe that a combination of the soil springand the elastic at-shell element may be used to overcome therestrictions associated with conventional methods, and therebyalso used to analyze appropriately axially loaded piled raft, in soildeposits. Consequently, the proposed analytical method should bebased on the concept of soilstructure interaction under the lateraland vertical loadings.

    2.4. Global stiffness matrix

    The stiffness matrix of a at-shell element (Kat-shell=raft) in localcoordinate system was constructed through combining separatelythe stiffness matrix of a plate element (Kplate) and that of a mem-

    S. Jeong, J. Cho / Computers and Geotechnics 59 (2014) 112126 117interaction, in this study a membrane-spring system originallyproposed by Filonenko-Borodich [8] was incorporated to involvethe soil spring-coupling effects. This system can provide a mechan-ical interaction between the individual soil spring and pileelements by using the at-shell element. As shown in Fig. 4, the

    Fig. 8. Schematic diagram of vertical and lateral loaded piled raft. (a) Pileconguration. (b) Section-view.

    Fig. 9. Soil spring constant for linbrane element (Kmembrane) as followings:

    Kflat-shell Kplate 00 Kmembrane

    4

    The stiffness matrix of a plate element Kplate is represented inthe following form:

    Kplate ZVBTbDbBbdV

    ZVBTs DsBsdV 5

    where Bb is the bending strain matrix and Bs is the shear strain ma-trix. For an isotropic material, Db and Ds are given as follows:

    Db Et3

    121 m2

    1 m 0m 1 00 0 1 m=2

    264

    375 6a

    Ds WEt21 m1 00 1

    ; W 5

    66b

    where E is Youngs modulus, m is Poissons ratio, and t is constantthickness of the plate. On the other hand, the stiffness matrix of amembrane element Kmembrane is represented in the following form:

    Kmembrane ZvBmGRT C BmGRdV 1cV hh

    T 7aear analysis of a single pile.

  • 6p

    -0.1 0 0.1 0.2

    d GeDe4

    2

    0

    thfro

    mG

    .L.(m

    )0.02 0.03 0.04 0.05

    IwV

    118 S. Jeong, J. Cho / Computers anh ZvbgbgTdV ; 7b

    c E21 m 7c

    where C is the constitutive modulus, c is taken as the shear modu-lus. Bm, G, R are the strain matrices representing the relationship be-tween the displacements (the membrane displacement, therotation, and midside incompatible displacement respectively)and the strains. b, g, b, and g are also the strain matrices for theinnitesimal rotation elds.

    The pile head stiffness (K11 K66) is assumed to be constantwithin each load increment and each iteration and then superposi-tion can be applied in order to develop a pile head stiffness matrix(Eq. (8)) in individual piles. Using loaddisplacement relationshipsrepresenting pile behaviors according to pile head movements[34], the relationship between the nodal force and nodal displace-ments can be expressed in Eq. (9). In addition, the stiffness matrix

    10

    8 PRABFEM (K&M, 2003)PLAXIS 3DYSPR

    10

    8

    6

    4

    2

    0

    Dep

    thfro

    mG

    .L.(m

    )

    -0.1 0 0.1 0.2IuH

    PRABFEM (K&M, 2003)PLAXIS 3DYSPR

    (a)

    (b)Fig. 10. Comparison of analysis result for piled raft: (a) Settlement and6

    4

    2

    Dep

    thfro

    mG

    . L.( m

    )0CsH

    otechnics 59 (2014) 112126for pile groups can be formed by sum of n single pile stiffness ma-trix (Eq. (10)).

    Kpile

    K11 0 0 0 K15 00 K22 0 K24 0 00 0 K33 0 0 00 K42 0 K44 0 0

    K51 0 0 0 K55 00 0 0 0 0 K66

    2666666664

    3777777775i

    8

    Kpileifdgi fFig 9

    Kpilegroups Xni1

    Kpilei 10

    where [K]pile(i) is an individual pile head stiffness matrix, {di} a dis-placement or rotation, and {Fi} force or moment at the ith pile head.

    10

    8 PRABFEM (K&M, 2003)PLAXIS 3DYSPR

    10

    8

    6

    4

    2

    0

    Dep

    thfro

    mG

    .L.( m

    )

    -0.4 -0.2 0 0.2CbH

    PRABFEM (K&M, 2003)PLAXIS 3DYSPR

    (c)

    (d)(b) lateral displacement, (c) shear force; and (d) bending moment.

  • The procedure for nonlinear solution in this study includes the

    F(

    Pile

    ] (a)

    d GeA component (K11 K66) of pile head stiffness matrix is changed ateach load increment and iteration stage.

    The soil support at various nodes of raft foundation is simulatedby a series of equivalent and independent springs in three direc-tions (x, y and z directions). The spring behavior can be linear ornonlinear. In linear case, soil behavior is dened by soil stiffness(K11 K33) which is assumed to be constant within each loadincrement and each iteration. The soil reactions at any point canbe expressed as

    k11 0 0 0 0 00 k22 0 0 0 0

    266

    377

    dudv

    8>>>>>>9>>>>>>

    FuFv

    8>>>>>>9>>>>>>

    600 mm

    Pile caph(variable)

    Sand

    Pile

    15 mm

    Rock

    (a)Fig. 11. Test pile group congurations [42.5D, 5.0D, and 7.5D22 mm

    S. Jeong, J. Cho / Computers an0 0 k33 0 0 00 0 0 0 0 00 0 0 0 0 00 0 0 0 0 0

    6666664

    7777775i

    dwauavaw

    >>>>>>>>>:

    >>=>>>>>>>>;

    i

    FwMuMvMw

    >>>>>>>>>:

    >>=>>>>>>>>;

    i

    11

    Ksoilifdgi fFig 12where [K]soil(i) = individual soil stiffness matrix, {di} = displacementor rotation, and {Fi} = force of soil at point i. In nonlinear case, springbehavior is dened by giving pairs of loadrelative displacementvalues. At this point, soil stiffness is calculated by nonlinear solutionprocedure.

    Finally, the stiffness matrix of a piled raft can be dened by thecombination of the foundation system and the supporting soil.Therefore, the stiffness matrix formulations of a piled raft systemcan be written as the following:

    Kpiled raft Kraft Ksoil Kpilegroups 13

    2.5. Nonlinear solution procedure

    To consider the nonlinear loaddisplacement relationship ateach pile head and soil (below the raft), an incremental secantmodulus method developed by Won et al. [48] is used. When thisincremental secant modulus method is used, the displacement u2corresponding to load P2 is increased to u02 as shown in Fig. 5(a), sothat point (P2, u02) will be located on the curve and consequentlythe displacement will be close to the exact solutions.following step. In total, 10 (ten) loaddisplacement curves (axial 1;lateral 8; torsional 1) are estimated per each pile head. Fig. 5(b)shows the estimation method of stiffness at an ith load increment.In this method, external forces are rst divided by N (number ofload increment). The stiffness at ith load increment and jth itera-tion is represented (ki)j. In each load increment, tangential slopeis adopted at rst iteration (j = 1) and the secant modulus at j > 1for the stiffness of pile head, which is expressed as Eqs. (14) and(15), respectively.

    2 2 pile groups (b) 3 3 pile groups.Rock

    (b)600 mm

    Pile capFhvariable)

    Sand

    15 mm

    2.5D and 5.0D22 mm

    otechnics 59 (2014) 112126 119kij df udu uui1

    j 1 14

    kij f uij f ui1

    uij ui1j > 1 15

    uij ui1 Duj 16

    where (u)i1 is an accumulated nal displacement at a previousload increment and (ui)j is an accumulated displacement at the ithload increment and jth iteration.

    At each load increment, displacements (Duj) are calculatedthrough structural analysis and then accumulated displacements(ui)j are estimated using Eq. (16). If the convergence criteria,DujDuj1 < e is satised, the accumulated nal displacements(u)i are calculated and continue to the next load increment. Thisprocess iterates until the load increment number reaches N. Inthe structure analyses, the tangential slope (df(u)/du) and load(f(u)) of individual piles are estimated using cubic spline method[1]. The procedure described above is iterated until the errorbetween the assumed and calculated displacements falls within atolerance limit.

    As a nal outcome, an improved numerical method (YSPR) wasproposed to analyze the response of a raft and a piled raft consid-ering raft exibility and soil nonlinearity (Fig. 6). Fig. 7 shows theow chart of present method.

  • 3. Verication of proposed method with previous studies

    3.1. Kitiyodom and Matsumoto [14]

    A series of linear piled raft analyses were performed to verifythe present method by comparison with other numerical methodswhich have been used in the preliminary design of piled raft. Aschematic diagram of a 2 2 piled raft is shown in Fig. 8. Thisstructure consists of a raft, and four identical vertical piles, whichare spaced by 1.5 m (=3.75D, where D is the pile diameter). Thepiles have an embedded length of 10 m, a diameter of 0.4 m. Pilehead conditions are xed. A square raft of size 3 3 m with athickness of 0.9 m is rested on a homogeneous soil. The Youngsmodulus and Poissons ratio of the soil are 12,500 MPa and 0.3.The raft and piles, with a Youngs modulus and Poissons ratio of

    0 0.004 0.008 0.012 0.016Displacement (m)

    0

    0.01

    0.02

    0.03

    0.04

    Late

    rall

    oad

    (kN

    )

    measured (2.5D)measured (5.0D)measured (7.5D)predicted (2.5D)predicted (5.0D)predicted (7.5D)

    0 0.004 0.008 0.012 0.016 0.02Displacement (m)

    0

    0.02

    0.04

    0.06

    0.08

    Late

    rall

    oad

    (kN

    )

    measured (2.5D)measured (5.0D)predicted (2.5D)predicted (5.0D)

    (a)

    (b)Fig. 12. Lateral loaddisplacement curves at pile head. (a) 2 2 pile groups. (b)3 3 pile groups.

    Table 1Material parameters used for this study (case studies).

    Case Material properties

    Type Depth (m) E

    Japan case [15] Pile Steel pipe 0 to 5.5 2Raft Concrete 0 to 2.2 3Soil Sandy silt 0 to 1.7 1

    Silty clay 1.7 to 13.5 1Germany case [34] Pile Concrete 5.5 to 25.5 2

    Raft Concrete 3 to 5.5 3Soil Sand 3 to 8 7

    Frankfurt clay 8 to 113 4Korea case Pile Concrete 0 to 30 2

    Raft Concrete 0 to 6.0 3Soil Gneiss Soil spring stiffness (kPa

    0 to 204,250

    a Note: M.C. is Mohr Coulomb elasto-plastic model, L.E. is linear elastic model used in

    120 S. Jeong, J. Cho / Computers and Geotechnics 59 (2014) 112126125,000 MPa and 0.3 respectively, is subjected to a vertical andlateral load. Fig. 9 shows the spring constants were used for thelinear soil condition. The same axial spring constants were usedalong the pile depth, with a constant value of 7,527,867 kN/m2,which includes the pile perimeter. The end-bearing spring was8,692,180 kN/m2, and the tension part was neglected. The con-stants of the horizontal springs were increase from 0 to4,682,274 kN/m2 along the pile depth. Since the soil is assumedto be an elastic model, the p-reduction and group efciency factorof unity were used [6,18,41].

    The response of piled raft is presented in settlement, lateral dis-placement of pile, and in shear force and bending moment distri-bution at various depths. Fig. 10(ad) shows representativeresults from the proposed method. In addition, these results weretested by comparing them with well-known three existing numer-ical methods: the PRAB [15]; the nite element method performedby Kitiyodom and Matsumoto and PLAXIS 3D [28]. The results areshown in terms of dimensionless parameters of IwV for the settle-ment, IuH for the lateral displacement of a pile respectively, CsH,CbH for the shear force, and the bending moment along the pilerespectively. These parameters can be calculated by Eqs. (17)(20).

    IwV EsDwqzBrLr17

    IuH EsDuqxBrLr18

    CsH SqxBrLr19

    CbH BqxDBrLr20

    (MPa) m c (kN/m3) / () c (kPa) Modela

    .1E08 0.2 75 L.E.0,000 0.2 25 L.E.3 0.3 18 0 25 M.C.5 0.3 18 0 29.64 M.C.3,500 0.2 25 L.E.4,000 0.2 25 L.E.5 0.25 18 32.5 0 M.C.7a 0.15 19 20 20 M.C.8,000 0.2 YSPR3,234 0.15 /m)PLAXIS 3D Foundation Frankfurt clay: E = 45 + [tanh((z 30)/15) + 1] 0.7z.

  • ]. (a) Plan-view and (b) section-view.

    0 0.5 1 1.5 2 2.5Load (MN)

    S. Jeong, J. Cho / Computers and Geotechnics 59 (2014) 112126 121Fig. 13. Field test of piled raft [16

    Table 2Properties used for estimating load transfer curves (Japan case).

    Contents Sandy silt Siltywhere w, u are the settlement and lateral displacement at the pilehead, qz and qx are uniform vertical and lateral load, the breadth,Br and length, Lr, S and B are the shear force and the bending mo-ment along the pile.

    The calculated results of the proposed analysis method closelyapproach the computed data from the other numerical methods.It should be noted that the present method provides a very satisfac-tory prediction of the shear force and the bending moment in indi-vidual piles, when the exibility of the raft is considered by usingthe combination of the membrane and bending actions. Althougha reasonably good agreement between the proposed and the exist-ingmethodswas obtained, the proposedmethod has a larger settle-ment those of the existing methods at the same load. Conclusively,it is thought that YSPR can be usedwith some condence in the pre-liminary design of axially and laterally loaded piled raft.

    3.2. Chung and Jeong [4]

    In this section, the verication of lateral response of the presentmethod against laboratory load test is discussed. By Chung and

    clay

    tz, qz curves [39] Ultimate skin friction, s(kPa)

    40 40

    Initial shear modulus, Gi(kPa)

    5000 5769

    Poissons ratio, m 0.3 0.3Ultimate bearingcapacity, Qf (kN)

    250

    py curves [19,20] Undrained shear strength(kPa)

    25 29.64

    Unit weights (kN/m3) 18.0 18.0py modulus, k (kN/m3) 27,150 27,150

    Subgrade reactionmodulus

    Kx, Ky (kN/m3) 27,150 Kz (kN/m3) 5291

    Table 3Calculated stiffness of single pile and piled raft (Japan case).

    K11 (kN/m) K22 (kN/m) K33 (k

    Single pile 0.4052E+02 0.4052E+02 0.3877Piled raft (w/o Ge) 0.2735E+05 0.2735E+05 0.3453Piled raft (w/Ge) 0.2735E+05 0.2735E+05 0.2492Jeong [4], a series of small scale model tests were carried out tostudy the behavior of pile groups subjected to lateral loadings onsand. The test soil used in this study was: the unit weight15.3 kN/m3, cohesion 0 kN/m2 and drained friction angle 37. Themodel piles made from PVC tubes were 0.6 m in embedded length,22 mm in diameter and 2.5 mm wall thickness and 28,265 kN m2

    exural rigidity(EI). Fig. 11 shows an idealization of the subsurfaceprole and pile embedment for test piles.

    Using present method the behavior of pile groups are predictedwith different group congurations and different center-to-centerpile spacing: 2.5D, 5.0D, and 7.0D. Back-tted hyperbolic pycurves that are calculated at 5, 10, and 20 cm along the pile depthin model test of single pile are implemented. Initial tangent

    N/m) K44 (kN/rad) K55 (kN/rad) K66 (kN/rad)

    E+05 0.3434E+03 0.3434E+03 0E+06 0.2730E+06 0.2730E+06 0E+06 0.2208E+06 0.2208E+06 0

    50

    40

    30

    20

    10

    0Se

    ttlem

    ent(

    mm

    )

    Measured (K&I, 1967)Calculated (R & E, 2006)YSPRPLAXIS 3D

    Fig. 14. Computed and measured response of piled raft settlement.

  • Fig. 15. Torhaus Der Messe: (a) prole view and (b) conguration of pile.

    Table 4Properties used for estimating load transfer curves (Germany case).

    Contents Quaternarysilt

    Frankfurtclay

    tz, qz curves [39] Ultimate skin friction, sf(kPa)

    143 91.6

    Initial shear modulus, Gi(kPa)

    30,000 20,434

    Poissons ratio, m 0.25 0.15Ultimate bearingcapacity, Qf (kN)

    90

    py curves [24,33] Internal friction angle () 32.5 20Unit weights (kN/m3) 18 19py modulus, k (kN/m3) 16,300 136,000

    Subgrade reactionmodulus

    Kx, Ky (kN/m3) 16,300 136,000Kz (kN/m3) 294,000

    Table 5Calculated stiffness of single pile and piled raft (Germany case).

    K11 (kN/m) K22 (kN/m) K33 (k

    Single pile 0.3979E+03 0.3979E+03 0.3020Piled raft (w/o Ge) 0.1118E+08 0.1138E+08 0.1300Piled raft (w/Ge) 0.1117E+08 0.1137E+08 0.1242

    122 S. Jeong, J. Cho / Computers and Geotechnics 59 (2014) 112126stiffnesses (Ks) of the py curves at the depths of 0.05, 0.1, and0.2 m are 11, 14.3, and 50 kN/m2, respectively. Also ultimate capac-ities (Pu) of the py curves at the same depths are 0.0011, 0.0033,and 0.0033 kN/m, respectively.

    To consider the detailed group effect, p-multipliers calculatedfrom the Chungs experiment are implemented. For the 2 2group, p-multipliers are 0.86 for lead row and 0.45 for trail rowat 2.5D pile spacing; 0.95 for lead row and 0.67 for trail row at5.0D; 1.0, 0.83 for lead, trail row at 7.5D. For the 3 3 group,p-multipliers are 0.8, 0.3 and 0.4 for lead, middle, and trail rowsat 2.5D pile spacing; 0.93, 0.48, and 0.6 at 5.0D pile spacing.

    Fig. 12 shows the predicted and observed lateral loadsettle-ment curves. The analysis of pile groups was performed for a xedhead condition and spacing-to-diameter ratios varying from 2.5 to7.5. The present method considering pilesoilpile interaction rel-atively well predicts the general trend of the measured lateralloads for the pile groups studied if the measured deections arerelatively small (say less than 15 mm).

    N/m) K44 (kN/rad) K55 (kN/rad) K66 (kN/rad)

    E+06 0.4482E+05 0.4482E+05 0E+08 0.2583E+09 0.2115E+09 0E+08 0.2548E+09 0.2078E+09 0

    Fig. 16. Pile load: (a) pile 1, 2, 3 and (b) pile 4, 5, 6.

  • d Ge4. Comparison with other case histories

    The validity of the proposed method was examined by compar-ing the results from the present approach with some of the eld-measured results. The pile and soil properties employed with theYSPR and PLAXIS 3D analyses for the case histories were the sameproperties mentioned in their research. In the eld, the soil stiff-ness signicantly depends on the stress level, indicating that thestiffness generally increases with depth. To account for the in-crease of the stiffness with the depth, the Youngs modulus of soil(Eincrement) value which is the increment of stiffness per unit ofdepth was used in FE analyses. Table 1 summarizes the materialproperties used in the case studies.140

    120

    100

    80

    60

    40

    20

    0

    Settl

    emen

    t(m

    m)

    0 50 100 150 200 250

    Load (MN)

    PLAXIS 3DYSPR (w/o Ge)YSPR (w/ Ge)

    Smax = 124mm

    Measuredsettlement

    Fig. 17. Settlement behavior of large piled raft foundation.

    S. Jeong, J. Cho / Computers an4.1. Japan case

    The settlement behavior of axially loaded piled raft reported byKoizumi and Ito [16] are compared with the predicted values of theproposed method. This test site was located near the 1-chome, Ote-machi in Tokyo. A fully instrumented piled raft was installed in theclay soil, which consists of sandy silt with gravel and organic siltyclay. Fig. 13 shows the subsurface prole and pile congurations ofthe test piled raft. All of the test piles are 300 mm in dia. and 5.5 min length. The soil and material properties were determined byback-analysis of eld load test results using PLAXIS 3D Foundation.From full-scale tests in clay soil presented by ONeill [23] and Whi-taker [47], the group efciency factor, Ge, was set at 0.7 for thereduction of side resistance (tz curve) and end bearing resistance(qw curve) of piles. The input parameter of soil used to generatethe load transfer curve and soil-spring are summarized in Table 2.

    Table 3 shows the estimated stiffness of single pile and piledraft when a vertical load of unity is applied. Compared to the stiff-ness in which the group efciency factor was 1.0, the stiffness ofpiled raft showed a signicant decrease in K33 of about 28%. Thisis because the decrease of the pile resistance due to the pilesoilpile interaction (i.e. group efciency factor), change the globalstiffness of piled raft.

    The proposed analysis method (YSPR) and a nite elementprogram analysis (PLAXIS 3D) results were compared with themeasured loadsettlement curves in Fig. 14. All the methodspredicted the general trend of the measured values reasonablywell. However, the calculated results by Roberto and Enrico [36]have a relatively smaller settlement as the applied load increasedthan the results of the proposed solution. This clearly demonstratesthat for analysis result, YSPR gives more exible results for nonlin-ear behavior of soil, because the Roberto and Enrico [36] use soilexibility matrix(based on linear elastic analysis of pile groups)for soilpile interaction and the proposed method does so usingnonlinear load transfer curves and solution algorithm. These dis-crepancies between predicted and measured behavior at the highload levels are because the assumptions of raftsoil relative stiff-ness and group efciency factor are inuenced on the settlementbehavior of piled raft. In addition, computational time to run thiscase saves 57 min of computer time, and is about 20 times fasterthan the 3D FE analysis.

    4.2. Germany case

    The settlement and load sharing behavior of instrumented,large, piled raft installed in stiff clay was compared with the pre-dicted values of the proposed and the FE analyses. Constructed be-tween 1983 and 1986, the 130 m high Torhaus was the rstbuilding in Germany with a foundation designed as a piled raft. Atotal number of 84 bored piles with a length of 20 m and diameterof 0.9 m are located under two 17.5 24.5 m large rafts. The bot-tom of the 2.5 m thick raft lies just 3 m below ground level(Fig. 15(a)). The subsoil comprises quaternary sand and gravel upto 2.5 m below the bottom of the rafts, followed by the Frankfurtclay [34]. And a schematic diagram of 7 6 piled raft structure isshown in Fig. 15(b). The maximum load of Peff = 200 MN for eachraft [37] minus the weight of the raft is successively applied bymeans of a uniform load over the whole raft area. In the presentmethod (YSPR), the soil around individual pile is modeled withnonlinear load transfer curves. The axial load transfer curves (tz,qz curves) are estimated using the equation developed by Wangand Reese [44], the lateral load transfer curve (py curve) is usedas an API model [25,32]. The group efciency factor, Ge, was setat 0.73 for the average value of pile spacing: 3D 4D [23,47].The input parameter of soil used to generate the load transfer curveand soil-spring are summarized in Table 4.

    Table 5 summarizes the calculated stiffness for the single pileand the piled raft foundation. A decrease in the group efciencyfactor from 1.0 to 0.73 results in about 4.5% decrease in stiffnessof piled raft. It is also noted that the stiffness of piles inside thegroup varied with a group effect. Fig. 16(ab) shows a comparisonof the measured and calculated pile loads. The prediction of thepresent method is much more conservative than that of 3D FEanalyses and the measured one. However the proposed methodis in good agreement with general trend of pile load which increasefrom a center pile (pile1) to the edge (piles 2, 4 and 6) and to thecorner pile (piles 3 and 5). The computed results for the center,side, and corner piles show that the load distribution of the indi-vidual piles in a group is highly inuenced by the exibility ofthe raft. This nding was similar to what Won et al. [48] discussedabout correlation between the pile member force and the exibil-ity of pile cap for a pile groups.

    Fig. 17 shows a settlement behavior of the piled raft. The mea-sured maximum settlement is about 124 mm, the calculated set-tlements using YSPR and PLAXIS 3D are 106.7 (with Ge; 111.5)mm and 117 mm respectively. This curve demonstrates the effectof pilesoilpile interaction by considering group efciency. Theproposed method with an interaction factor is more appropriateand realistic to represent a pilesoilpile interaction for closely-

    otechnics 59 (2014) 112126 123spaced piles than on that of no-interaction analysis. In Both valuesof YSPR and 3D FE analyses are smaller than the measured one.However, these two numerical methods provide an acceptable

  • d Ge124 S. Jeong, J. Cho / Computers andesign prediction. Despite the approximate assumptions involved(i.e., loading condition, construction process, consolidation of clay),the present method when used in nonlinear analysis is useful forpredicting the settlement behavior of a piled raft foundation takingaccount of soil nonlinearity, the exibility of the large raft, and thepile arrangement. The time taken for the computer to run this casesaves 115 min of computer time, and is about 24 times faster thanthe 3D FE analysis. For large problems this computational savingcan be very signicant.

    4.3. Korea case

    As shown in Fig. 18, preliminary design case of a piled raft (OOsuper tower) conducted at high-rise building construction sites inKorea were representatively selected for the design application.The construction site is comprised mainly of normally bandedgneiss, brecciated gneiss and fault core zones. Based on the resultsof pressure meter, Goodman Jack and plate load tests carried out inthe eld, a nonlinear elastic modulus design line is established to

    Fig. 18. Preliminary design case of large piledotechnics 59 (2014) 112126represent the stiffness of the ground. A schematic diagram of a raftfoundation with piles is shown in Fig. 18(b). This structure consistsof a raft, and 112 of ground strengthen piles. The piles have anembedded length of 30 m, a diameter of 1.0 m. A large raft size71.7 71.7 m with a thickness of 6.0 m is resting on a bandedgneiss. The raft and ground strengthen piles, with a Youngs mod-ulus of 30 GPa and 28 GPa respectively, is subjected to a verticalload (Ptotal = 6,701 MN).

    Fig. 19(ad) shows the raft settlement at different sections pre-dicted by GSRaft [26] and YSPR. Agreement between the GSRaftand YSPR of settlement is generally good; however there is a slightdifference in prediction of settlement in the faulting zone wherethe sudden drop of the magnitudes were occurred. This can beattributed to the inappropriate assumption of material propertiesdue to no accurate ground investigation data on this section. Thecalculated raft settlement has some difference between theproposed method and the existing solution, based on the sameanalysis conditions. This is because the conceptual methodologyof the present method is completely different from that of general

    raft: (a) plan view and (b) prole view.

  • d GeS. Jeong, J. Cho / Computers anstructural models. The raft is modeled as a grillage and the piles aretreated as bar element with axial stiffness only in GSRaft whileYSPR is adopted at-shell element and 6 6 pile head stiffness.Although there are no measured proles of raft settlement, theproposed analysis method showed reasonably good correspon-dence with well-known in-house program.

    5. Conclusions

    The primary objective of this study was to propose an improvedanalytical method for a pile raft foundations. The conceptual meth-odology of the proposed method is completely different from thatof general continuum method. A series of analytical studies wereconducted. Through comparisons with case histories, it is clearlydemonstrated that the proposed method was found to be in goodagreement with measurement data. From the ndings of thisstudy, the following conclusions can be drawn:

    1. By taking into account the raft exibility and soil nonlinearity,the proposed analytical method is an appropriate and realistic

    Fig. 19. Raft settlement distribution: (a) sectionotechnics 59 (2014) 112126 125representation of the settlement and load sharing behavior ofpiled raft foundation. It provides results that are in good agree-ment with the eld measurement and numerical analyses.

    2. Proposed analytical method produces a considerably larger set-tlement of piled raft than the results obtained by the linear elas-tic analysis. Additionally, the analytical method is intermediatein theoretical accuracy between general three-dimensional FEanalysis and the linear elastic numerical method. The settle-ment of piled raft obtained by the present method is similarto that obtained by the PLAXIS 3D, while it shows smaller val-ues than those obtained by existing method based on linearelastic analysis of pile groups.

    3. From the example case histories, the proposed method is shownto be capable of predicting the behavior of a large piled raft.Nonlinear loadtransfer curve and at-shell element can over-come the limitations of existing numerical methods, to someextent, by considering the realistic nonlinear behavior of soiland membrane action of exible raft.

    4. Additionally, the comparative studies demonstrated that thepresent method, when used in analysis of large scale piled raft,

    1, (b) section 2, (c) section 3; (d) section 4.

  • is useful for computational saving and improving performancein engineering practice.

    Acknowledgements

    This work was supported by the National Research Foundationof Korea (NRF) grant funded by the Korea government (MSIP) (No.2011-0030040).

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    Proposed nonlinear 3-D analytical method for piled raft foundations1 Introduction2 Method of analysis2.1 Modeling of flexible raft2.2 Modeling of single and pile groups2.3 Soilstructure interaction2.4 Global stiffness matrix2.5 Nonlinear solution procedure

    3 Verification of proposed method with previous studies3.1 Kitiyodom and Matsumoto [14]3.2 Chung and Jeong [4]

    4 Comparison with other case histories4.1 Japan case4.2 Germany case4.3 Korea case

    5 ConclusionsAcknowledgementsReferences