proposed jury instructions florida

8/6/2019 Proposed Jury Instructions Florida

1/35

SECTIO 101 OATHS

101.1 Oath of Jurors Before Voir Dire

101.2 Oath of Jurors After Voir Dire

101.3 Oath of a Witness

101.1 OATH OF JURORS BEFORE VOIR DIRE

Do you solemnly swear or affirm that you will answer truthfully allquestions asked of you as prospective jurors?

101.2 OATH OF JUROR AFTER VOIR DIRE

Do you solemnly swear or affirm that you will well and truly try this case

between the Plaintiff John Carroll and Defendants Sandra Matteson, DavidLilienthal, Ronald Voelker, WaterSound Community Association, Inc. and

Watercolor Community Association, Inc., and a true verdict render according tothe law and evidence?

101.3 OATH OF A WITNESS

Do you solemnly swear or affirm that the evidence you are about to give will

be the truth, the whole truth, and nothing but the truth?

101.4 OATH OF AN INTERPRETER

Not applicable


2/35

'(6&5,37,212)7+(&$6(

3ULRUWR9RLU'LUH

:HOFRPH7KHFOHUNZLOOQRZDGPLQLVWHU\RXURDWK 1RZWKDW\RXKDYHEHHQVZRUQ,GOLNHWRJLYH\RXDQLGHDDERXWZKDWZHDUHKHUHWRGR

7KLV LV DFLYLO WULDO$FLYLOWULDOLVGLIIHUHQWIURPDFULPLQDOFDVHZKHUHDGHIHQGDQWLV

FKDUJHG E\ WKH VWDWH SURVHFXWRU ZLWK FRPPLWWLQJ D FULPH 7KH VXEMHFW RI D FLYLO WULDO LV D

GLVDJUHHPHQWEHWZHHQ SHRSOHRU FRPSDQLHVZKHUH WKH FODLPVRIRQHRUPRUHRIWKHVHSDUWLHVKDYHEHHQEURXJKWWRFRXUWWREHUHVROYHG,WLVFDOOHGDWULDORIDODZVXLW

7KLVLVDFDVHEHWZHHQD3ODLQWLIIQDPHG-RKQ&DUUROODQG'HIHQGDQWV6DQGUD0DWWHVRQ

'DYLG /LOLHQWKDO 0DU\ -RXOH 5RQDOG 9RHONHU DQG &RUSRUDWLRQV WKH :DWHU6RXQG %HDFK&RPPXQLW\$VVRFLDWLRQDQG WKH:DWHUFRORU&RPPXQLW\$VVRFLDWLRQ 0U&DUUROODOOHJHV WKH

'HIHQGDQWVIRUPHGDQXQGHUVWDQGLQJEHWZHHQWKHPWRER\FRWW0U&DUUROODQGWRXQUHDVRQDEO\LQMXUH KLP LQ KLV DWWHPSWV WR FRPSHWH DVD EXLOGHU DQGGHYHORSHU RI YDFDWLRQ KRPHV ,Q WKH

IXUWKHUDQFH RI WKH &LYLO &RQVSLUDF\ 0U &DUUROO DOOHJHV WKH 'HIHQGDQWV FRPPLWWHG DFWV RI6ODQGHU/LEHO%UHDFKRI)LGXFLDU\'XW\1HJOLJHQFH%UHDFKRI&RQWUDFW1HJOLJHQW5HWHQWLRQ

RI(PSOR\PHQWDQG)UDXG

7KHLQFLGHQWVLQYROYHGLQWKLVFDVHEHJDQLQDQGFRQWLQXHGWKURXJKDWWKH:DWHUFRORUFRPPXQLW\DQGVSUHDGWRWKHFRPPXQLW\RI:DWHU6RXQG%HDFK

7KHSULQFLSDOZLWQHVVHVZKRZLOOWHVWLI\LQWKLVFDVHDUH0U&DUUROODQGWKH'HIHQGDQWVDORQJ

ZLWK SHRSOH DVVRFLDWHG ZLWK WKH FRPPXQLWLHV ZKRP LQFOXGH FRPSHWLWRUV WR 0U &DUUROOVEXVLQHVVHV'LUHFWRUVRIWKH$VVRFLDWLRQV(PSOR\HHVRIWKH6W-RH&RPSDQ\(PSOR\HHVZLWKLQ

WKH$VVRFLDWLRQVIHOORZKRPHRZQHUVLQWKH:DWHU6RXQG%HDFK&RPPXQLW\DQGD3URIHVVLRQDO

*HRORJLVW

(OL]DEHWK2%ULHQ$P\1RUVWZRUWK\

7HUUL0RRUH'UHZ5REHUWVRQ

%ULDQ6WDFNDEOH7UDF\5HJDQ

%ULGJHW3UHFLVH'DYLG/LOLHQWKDO-U

-RDQ/XFKHVH

&UDLJ%DUDQRZVNL.HYLQ$FKDW]'DOH3XW]

0DU\5RVHQKHLP5DHSK0HQRFDO

-DFN/XFKHVH


3/35

,1752'8&7,212)3$57,&,3$176$1'7+(,552/(6:KRDUHWKHSHRSOHKHUHDQGZKDWGRWKH\GR" -XGJH&RXUW ,DPWKH -XGJH


4/35

,QRUGHUWRKDYHDIDLUDQGODZIXOWULDOWKHUHDUHUXOHVWKDWDOOMXURUVPXVWIROORZ$EDVLF

UXOHLVWKDWMXURUVPXVWGHFLGH WKH FDVHRQO\RQWKHHYLGHQFHSUHVHQWHG LQWKH FRXUWURRP


5/35

(;3/$1$7,212)7+(92,5',5(352&(66

9RLU'LUH

7KHODVWWKLQJ,ZDQWWRGREHIRUHZHEHJLQWRVHOHFWWKHMXU\LVWRH[SODLQWR\RXKRZWKHVHOHFWLRQSURFHVVZRUNV

4XHVWLRQV&KDOOHQJHV 7KLV LV WKHSDUWRI WKH FDVH ZKHUHWKHSDUWLHV DQGWKHLU ODZ\HUV

KDYHWKHRSSRUWXQLW\WRJHWWRNQRZDOLWWOHELWDERXW\RXLQRUGHUWRKHOSWKHPFRPHWRWKHLURZQ

FRQFOXVLRQVDERXW\RXUDELOLW\WREHIDLUDQGLPSDUWLDOVRWKH\FDQGHFLGHZKRWKH\WKLQNVKRXOG

EHWKHMXURUVLQWKLVFDVH

+RZZHJRDERXWWKDWLVDVIROORZV)LUVW,OODVNVRPHJHQHUDOTXHVWLRQVRI\RX7KHQ

HDFKRIWKHODZ\HUVZLOOKDYHPRUHVSHFLILFTXHVWLRQVWKDWWKH\ZLOODVNRI\RX$IWHUWKH\KDYH

DVNHGDOORIWKHLUTXHVWLRQV,ZLOOPHHWZLWKWKHPDQGWKH\ZLOOWHOOPHWKHLUFKRLFHVIRUMXURUV

(DFKVLGHFDQDVNWKDW,H[FOXGHDSHUVRQIURPVHUYLQJRQDMXU\LIWKH\FDQJLYHPHDUHDVRQWR

EHOLHYHWKDWKHRUVKHPLJKWEHXQDEOHWREHIDLUDQGLPSDUWLDO7KDWLVZKDWLVFDOOHGDFKDOOHQJH

IRUFDXVH7KHODZ\HUVDOVRKDYHDFHUWDLQQXPEHURIZKDWDUHFDOOHGSHUHPSWRU\FKDOOHQJHVE\

ZKLFK WKH\ PD\ H[FOXGH D SHUVRQ IURP WKH MXU\ ZLWKRXW JLYLQJ D UHDVRQ %\ WKLVSURFHVVRI

HOLPLQDWLRQWKHUHPDLQLQJSHUVRQVDUHVHOHFWHGDVWKHMXU\,WPD\WDNHPRUHWKDQRQHFRQIHUHQFH

DPRQJWKHSDUWLHVWKHLUDWWRUQH\VDQGPHEHIRUHWKHILQDOVHOHFWLRQVDUHPDGH

3XUSRVHRI4XHVWLRQLQJ7KHTXHVWLRQVWKDW\RXZLOOEHDVNHGGXULQJWKLVSURFHVVDUHQRW

LQWHQGHGWRHPEDUUDVV\RXRUXQQHFHVVDULO\SU\LQWR\RXUSHUVRQDODIIDLUVEXWLWLVLPSRUWDQWWKDW

WKH SDUWLHV DQG WKHLU DWWRUQH\V NQRZ HQRXJKDERXW \RX WRPDNH WKLV LPSRUWDQW GHFLVLRQ ,I D

TXHVWLRQLVDVNHGWKDW\RXZRXOGSUHIHUQRWWRDQVZHULQIURQWRIWKHZKROHFRXUWURRPMXVWOHWPH

NQRZDQG\RXFDQFRPHXSKHUHDQGJLYH\RXUDQVZHUMXVWLQIURQWRIWKHDWWRUQH\VDQGPH,I

\RXKDYHDTXHVWLRQRIHLWKHUWKHDWWRUQH\VRUPHGRQWKHVLWDWHWROHWPHNQRZ

5HVSRQVHWR4XHVWLRQLQJ7KHUHDUHQRULJKWRUZURQJDQVZHUVWRWKHTXHVWLRQVWKDWZLOO

EH DVNHGRI\RX7KH RQO\ WKLQJWKDW ,DVN LVWKDW\RX DQVZHUWKH TXHVWLRQVDV IUDQNO\DQG DV

KRQHVWO\ DQG DV FRPSOHWHO\ DV \RX FDQ ZLOO WDNH@ >KDYH WDNHQ@ DQ RDWK WR DQVZHU DOO

TXHVWLRQV WUXWKIXOO\ DQG FRPSOHWHO\ DQG \RX PXVW GR VR 5HPDLQLQJ VLOHQW ZKHQ \RX KDYH

LQIRUPDWLRQ\RXVKRXOGGLVFORVHLVDYLRODWLRQRIWKDWRDWKDVZHOO,IDMXURUYLRODWHVWKLVRDWKLW

QRW RQO\ PD\ UHVXOW LQ KDYLQJ WR WU\ WKH FDVH DOO RYHU DJDLQ EXW DOVR FDQ UHVXOW LQ FLYLO DQG

FULPLQDOSHQDOWLHVDJDLQVWDMXURUSHUVRQDOO\6RDJDLQLWLVYHU\LPSRUWDQWWKDW\RXEHDVKRQHVW

DQG FRPSOHWH ZLWK \RXU DQVZHUV DV \RX SRVVLEO\ FDQ ,I \RX GRQW XQGHUVWDQG WKH TXHVWLRQ

SOHDVHUDLVH\RXUKDQGDQGDVNIRUDQH[SODQDWLRQRUFODULILFDWLRQ

,Q VXP WKLV LV D SURFHVV WR DVVLVW WKH SDUWLHV DQG WKHLU DWWRUQH\V WR VHOHFW D IDLU DQGLPSDUWLDOMXU\$OORIWKHTXHVWLRQVWKH\DVN\RXDUHIRUWKLVSXUSRVH,IIRUDQ\UHDVRQ\RXGR

QRWWKLQN\RXFDQEHDIDLUDQGLPSDUWLDOMXURU\RXPXVWWHOOXV


6/35

,1752'8&7,21

$GPLQLVWHURDWK


7/35

(;3/$1$7,212)7+(75,$/352&('85(

1RZWKDW\RXKDYHKHDUGWKHODZ,ZDQWWROHW\RXNQRZZKDW\RXFDQH[SHFWDVWKHWULDOSURFHHGV

2SHQLQJ6WDWHPHQWV,QD IHZPRPHQWV0U&DUUROODQGWKHDWWRUQH\VZLOOHDFKKDYHD

FKDQFH WR PDNHZKDW DUH FDOOHG RSHQLQJ VWDWHPHQWV ,Q DQRSHQLQJ VWDWHPHQW DQ DWWRUQH\ LV

DOORZHGWRJLYH\RXKLVYLHZVDERXWZKDWWKHHYLGHQFHZLOOEHLQWKHWULDODQGZKDW\RXDUHOLNHO\

WRVHHDQGKHDULQWKHWHVWLPRQ\

(YLGHQWLDU\ 3KDVH $IWHU WKH DWWRUQH\V RSHQLQJ VWDWHPHQWV WKH SODLQWLIIV ZLOO

EULQJWKHLUZLWQHVVHVDQGHYLGHQFHWR\RX

(YLGHQFH(YLGHQFHLVWKHLQIRUPDWLRQWKDWWKHODZDOORZV\RXWRVHHRUKHDULQGHFLGLQJ

WKLVFDVH(YLGHQFHLQFOXGHVWKHWHVWLPRQ\RIWKHZLWQHVVHVGRFXPHQWVDQGDQ\WKLQJHOVHWKDW,

LQVWUXFW\RXWRFRQVLGHU

:LWQHVVHV$ZLWQHVV LVDSHUVRQZKRWDNHVDQ RDWK WR WHOO WKHWUXWKDQGWKHQ DQVZHUV

DWWRUQH\VTXHVWLRQVIRUWKHMXU\7KHDQVZHULQJRIDWWRUQH\V TXHVWLRQVE\ZLWQHVVHVLVFDOOHG

JLYLQJWHVWLPRQ\7HVWLPRQ\PHDQVVWDWHPHQWVWKDWDUHPDGHZKHQVRPHRQHKDVVZRUQDQRDWK

WRWHOOWKHWUXWK

0U &DUUROO ZLOO QRUPDOO\ DVN D ZLWQHVV WKH TXHVWLRQV ILUVW 7KDW LV FDOOHG GLUHFW

H[DPLQDWLRQ 7KHQ WKH GHIHQVH ODZ\HUPD\ DVN WKH VDPH ZLWQHVV DGGLWLRQDO TXHVWLRQV DERXW

ZKDWHYHU WKHZLWQHVV KDV WHVWLILHG WR 7KDW LV FDOOHG FURVVH[DPLQDWLRQ&HUWDLQ GRFXPHQWVRURWKHUHYLGHQFHPD\DOVREHVKRZQWR\RXGXULQJGLUHFWRUFURVVH[DPLQDWLRQ$IWHUWKHSODLQWLIIV

ZLWQHVVHVKDYHWHVWLILHGWKHGHIHQGDQWZLOOKDYHWKHRSSRUWXQLW\WRSXWZLWQHVVHVRQWKHVWDQG

DQGJRWKURXJKWKHVDPHSURFHVV7KHQ0U&DUUROOJHWVWRGRFURVVH[DPLQDWLRQ7KHSURFHVVLV

GHVLJQHGWREHIDLUWRERWKVLGHV

,WLVLPSRUWDQWWKDW\RXUHPHPEHUWKDWWHVWLPRQ\FRPHVIURPZLWQHVVHV7KHDWWRUQH\VGR

QRWJLYHWHVWLPRQ\DQGWKH\DUHQRWWKHPVHOYHVZLWQHVVHV

2EMHFWLRQV 6RPHWLPHV WKH DWWRUQH\VZLOO GLVDJUHH DERXW WKH UXOHV IRU WULDO SURFHGXUH

ZKHQDTXHVWLRQLVDVNHGRIDZLWQHVV:KHQWKDWKDSSHQVRQHRIWKHODZ\HUVPD\PDNHZKDWLVFDOOHGDQREMHFWLRQ7KHUXOHVIRUDWULDOFDQEHFRPSOLFDWHGDQGWKHUHDUHPDQ\UHDVRQVIRU

DWWRUQH\VWRREMHFW


8/35

EHLQJFRUUHFWO\IROORZHG,I,VD\DTXHVWLRQPD\QRWEHDVNHGRUDQVZHUHG\RXPXVWQRWWU\WR

JXHVVZKDWWKHDQVZHUZRXOGKDYHEHHQ7KDWLVDJDLQVWWKHUXOHVWRR

6LGH %DU &RQIHUHQFHV 6RPHWLPHV , ZLOO QHHG WR VSHDN WR WKH DWWRUQH\V DERXW OHJDO

HOHPHQWVRIWKHFDVHWKDWDUHQRWDSSURSULDWHIRUWKHMXU\WRKHDU7KHDWWRUQH\VDQG,ZLOOWU\WR

KDYHDVIHZRIWKHVHFRQIHUHQFHVDVSRVVLEOHZKLOH\RXDUHJLYLQJXV\RXUYDOXDEOHWLPHLQWKHFRXUWURRP%XWLIZHGRKDYHWRKDYHVXFKDFRQIHUHQFHGXULQJWHVWLPRQ\ZHZLOOWU\WRKROG

WKHFRQIHUHQFHDWWKHVLGHRIP\GHVNVRWKDWZHGRQRWKDYHWRWDNHDEUHDNDQGDVN\RXWROHDYH

WKHFRXUWURRP

5HFHVVHV%UHDNVLQDQRQJRLQJWULDODUHXVXDOO\FDOOHGUHFHVVHV 'XULQJD UHFHVV\RX

VWLOOKDYH\RXUGXWLHVDVDMXURUDQGPXVWIROORZWKHUXOHVHYHQZKLOHKDYLQJFRIIHHDWOXQFKRU

DWKRPH

,QVWUXFWLRQV%HIRUH&ORVLQJ$UJXPHQWV$IWHUDOOWKHHYLGHQFHKDVEHHQSUHVHQWHGWR\RX

,ZLOO LQVWUXFW \RX LQ WKH ODZ WKDW \RXPXVW IROORZ ,W LV LPSRUWDQW WKDW \RX UHPHPEHU WKHVH

LQVWUXFWLRQV WRDVVLVW\RX LQHYDOXDWLQJWKH ILQDO DWWRUQH\SUHVHQWDWLRQVZKLFK FRPHQH[W DQG

ODWHU GXULQJ \RXUGHOLEHUDWLRQV WRKHOS\RXFRUUHFWO\ VRUW WKURXJK WKH HYLGHQFHWRUHDFK\RXU

GHFLVLRQ

&ORVLQJ$UJXPHQWV0U&DUUROODQGWKHDWWRUQH\VZLOOWKHQKDYHWKHRSSRUWXQLW\WRPDNH

WKHLUILQDOSUHVHQWDWLRQVWR\RXZKLFKDUHFDOOHGFORVLQJDUJXPHQWV

)LQDO,QVWUXFWLRQV$IWHU\RXKDYHKHDUGWKHFORVLQJDUJXPHQWV,ZLOOLQVWUXFW\RXIXUWKHU

LQWKHODZDVZHOODVH[SODLQWR\RXWKHSURFHGXUHV\RXPXVWIROORZWRGHFLGHWKHFDVH

'HOLEHUDWLRQV$IWHU\RXKHDUWKHILQDOMXU\LQVWUXFWLRQV\RXZLOOJRWRWKHMXU\URRPDQGGLVFXVVDQGGHFLGHWKHTXHVWLRQV,KDYHSXWRQ\RXUYHUGLFW IRUP


9/35

NHHSDQRSHQPLQGXQWLO\RXKDYHKHDUGDOORIWKHHYLGHQFHDQGLVGHVLJQHGWRSUHYHQW\RXIURP

LQIOXHQFLQJKRZ\RXUIHOORZMXURUV WKLQNXQWLO WKH\KDYHKHDUGDOORIWKHHYLGHQFHDQGKDG DQ

RSSRUWXQLW\WR IRUPWKHLURZQRSLQLRQV7KH WLPHDQGSODFHIRUFRPLQJ WR\RXU ILQDORSLQLRQV

DQGVSHDNLQJDERXWWKHPZLWK\RXUIHOORZMXURUVLVGXULQJGHOLEHUDWLRQVLQWKHMXU\URRPDIWHUDOO

RIWKHHYLGHQFHKDVEHHQSUHVHQWHGFORVLQJ DUJXPHQWVKDYHEHHQPDGHDQG ,KDYHLQVWUXFWHG

\RXRQWKHODZ,WLVLPSRUWDQWWKDW\RXKHDUDOORIWKHIDFWVDQGWKDW\RXKHDUWKHODZDQGKRZWR

DSSO\LWEHIRUH\RXVWDUWGHFLGLQJDQ\WKLQJ

&RQVLGHU 2QO\ WKH (YLGHQFH ,W LVWKH WKLQJV \RX KHDU DQG VHH LQ WKLV FRXUWURRP WKDW

PDWWHU LQ WKLV WULDO 7KH ODZ WHOOV XV WKDW D MXURU FDQ FRQVLGHU RQO\ WKH WHVWLPRQ\ DQG RWKHU

HYLGHQFHWKDWDOOWKHRWKHUMXURUVKDYHDOVRKHDUGDQGVHHQLQWKHSUHVHQFHRIWKHMXGJHDQGWKH

ODZ\HUV'RLQJDQ\WKLQJHOVHLVZURQJDQGLVDJDLQVWWKHODZ7KDWPHDQVWKDW\RXPXVWQRWGR

DQ\ZRUNRULQYHVWLJDWLRQRI\RXURZQDERXWWKHFDVH


10/35

RSLQLRQLVDERXWDQ\SDUWRIWKHFDVH,WZRXOGEHZURQJIRU\RXWRFRQFOXGHWKDWDQ\WKLQJ,VD\

RUGRPHDQVWKDW ,DPIRURQHVLGHRUDQRWKHULQWKH WULDO'LVFXVVLQJDQGGHFLGLQJWKHIDFWV LV

\RXUMREDORQH


11/35

127(7$.,1*%


12/35

-852548(67,216

'XULQJWKHWULDO\RXPD\KDYHDTXHVWLRQ\RXWKLQNVKRXOGEHDVNHGRIDZLWQHVV,IVRWKHUHLVDSURFHGXUHE\ZKLFK\RXPD\UHTXHVWWKDW,DVNWKHZLWQHVVDTXHVWLRQ$IWHUDOOWKH

DWWRUQH\V KDYH FRPSOHWHGWKHLUTXHVWLRQLQJRIWKH ZLWQHVV \RX VKRXOGUDLVH\RXUKDQG LI\RXKDYHD TXHVWLRQ,ZLOOWKHQJLYH\RXVXIILFLHQWWLPH WRZULWHWKHTXHVWLRQRQDSLHFHRISDSHU

IROGLWDQGJLYHLWWRWKHEDLOLIIZKRZLOOSDVVLWWRPH


13/35

'(326,7,217(67,021


14/35

,16758&7,21:+(1),567,7(02)'2&80(17$5


15/35

,16758&7,21:+(1(9,'(1&(,6),56738%/,6+('72-85256

7KHGHVFULEHLWHPRIHYLGHQFHKDVEHHQUHFHLYHGLQHYLGHQFH,WLVEHLQJVKRZQWR\RXQRZWRKHOS\RXXQGHUVWDQGWKHWHVWLPRQ\RIWKLVZLWQHVVDQGRWKHUZLWQHVVHVLQWKHFDVHDVZHOODVWKH

HYLGHQFHDVDZKROH


16/35

,1752'8&7,21

0HPEHUVRIWKHMXU\\RXKDYHQRZKHDUGDQGUHFHLYHGDOORIWKHHYLGHQFHLQWKLVFDVH,DPQRZJRLQJWRWHOO\RXDERXWWKHUXOHVRIODZWKDW\RXPXVWXVHLQUHDFKLQJ\RXUYHUGLFW>


17/35

-RKQ&DUUROOFODLPVKH KDGDFRQWUDFWZLWK:DWHU6RXQGZKLFKZDVWKH&RYHQDQWVDQG5HVWULFWLRQV&DUUROOFODLPV:DWHU6RXQGEUHDFKHGWKDWFRQWUDFWZKHQLWRUGHUHGDFRYHUWVXUYH\

RI &DUUROOV FRQVWUXFWLRQ H[SUHVVHG OLHQV DJDLQVW KLV SURSHUW\ IRU DQ LPSURSHU %HQHILWHG$VVHVVPHQWDQGUHPRYHGKLVQDPHIURPWKHDSSURYHGEXLOGHUVOLVWZLWKRXWIROORZLQJWKH1RWLFH

3URYLVLRQVRUULJKWVWRDKHDULQJLQ WKHFRQWUDFW -RKQ&DUUROOVXIIHUHGGDPDJHVDVD UHVXOWRI:DWHU6RXQGV%UHDFKRI&RQWUDFW

-RKQ&DUUROOFODLPV:DWHU6RXQG:DWHUFRORUDQG5RQDOG9RHONHUIRUPHGDQGH[HFXWHGD&LYLO&RQVSLUDF\DJDLQVWKLPLQWKHIXUWKHUDQFHRIWKHDERYHFODLPV7KH'HIHQGDQWVVXFFHHGHG

E\FRPPLWWLQJRYHUWDFWVDJDLQVW&DUUROOLQYLRODWLRQRIWKHH[SUHVVWHUPVRIWKH&RYHQDQWVIRUERWKFRPPXQLWLHV&DUUROOZDVGDPDJHGDVDUHVXOWRIWKHLUFRYHQ

:DWHU6RXQG :DWHUFRORU 'DYLG /LOLHQWKDO 6DQGUD0DWWHVRQ0DU\ -RXOH DQG5RQDOG

9RHONHUGHQ\&DUUROOVFODLPV

-RKQ &DUUROOPXVW SURYH KLVFODLPV E\ WKH JUHDWHU ZHLJKW RI WKHHYLGHQFH , ZLOO QRZGHILQHVRPHRIWKHWHUPV\RXZLOOXVHLQGHFLGLQJWKLVFDVH

*5($7(5:(,*+72)7+((9,'(1&(

*UHDWHUZHLJKWRI WKHHYLGHQFHPHDQVWKHPRUHSHUVXDVLYHDQGFRQYLQFLQJ IRUFHDQGHIIHFWRIWKHHQWLUHHYLGHQFHLQWKHFDVH

1(*/,*(1&(

1HJOLJHQFH LV WKH IDLOXUH WR XVH UHDVRQDEOH FDUH ZKLFK LV WKH FDUH WKDW D UHDVRQDEO\FDUHIXO SHUVRQ ZRXOG XVH XQGHU OLNH FLUFXPVWDQFHV 1HJOLJHQFH LV GRLQJ VRPHWKLQJ WKDW D

UHDVRQDEO\FDUHIXOSHUVRQZRXOGQRWGRXQGHUOLNHFLUFXPVWDQFHVRUIDLOLQJWRGRVRPHWKLQJWKDWDUHDVRQDEO\FDUHIXOSHUVRQZRXOGGRXQGHUOLNHFLUFXPVWDQFHV

/(*$/&$86(

D /HJDOFDXVHJHQHUDOO\

1HJOLJHQFHLVDOHJDOFDXVHRIORVVRUGDPDJHLILWGLUHFWO\DQGLQQDWXUDODQGFRQWLQXRXV

VHTXHQFHSURGXFHVRUFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJVXFKORVVRUGDPDJHVRWKDWLWFDQUHDVRQDEO\EHVDLGWKDWEXWIRUWKHQHJOLJHQFHWKHORVVRUGDPDJHZRXOGQRWKDYHRFFXUUHG

E &RQFXUULQJFDXVH,QRUGHUWREHUHJDUGHGDVDOHJDOFDXVHRIORVVRUGDPDJHQHJOLJHQFHQHHGQRWEHWKHRQO\

FDXVH1HJOLJHQFHPD\EHDOHJDOFDXVHRIORVVRUGDPDJHHYHQWKRXJKLWRSHUDWHVLQFRPELQDWLRQZLWK VRPH QDWXUDO FDXVH RU VRPH RWKHU FDXVH LI WKH QHJOLJHQFH FRQWULEXWHV VXEVWDQWLDOO\ WRSURGXFLQJVXFKORVVRUGDPDJH

F ,QWHUYHQLQJFDXVH


18/35

1HJOLJHQFHPD\DOVREHDOHJDOFDXVHRIORVVRUGDPDJHHYHQWKRXJKLWRSHUDWHVLQFRPELQDWLRQ

ZLWKVRPHQDWXUDOFDXVHRUVRPHRWKHUFDXVHRFFXUULQJDIWHUWKHQHJOLJHQFHRFFXUVLIVXFKRWKHUFDXVHZDVLWVHOIUHDVRQDEO\IRUHVHHDEOHDQGWKHQHJOLJHQFHFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJ

VXFKORVVRUGDPDJHRUWKHUHVXOWLQJORVVRUGDPDJHZDVDUHDVRQDEO\IRUHVHHDEOHFRQVHTXHQFHRIWKHQHJOLJHQFHDQGWKHQHJOLJHQFHFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJLW

35((037,9(&+$5*(6

7KHFRXUWKDVGHWHUPLQHGDQGQRZLQVWUXFWV\RXWKDW

D 'XW\WRXVHUHDVRQDEOHFDUH

7KHFLUFXPVWDQFHVDWWKHWLPHDQGSODFHRIWKHLQFLGHQWLQYROYHGLQWKLVFDVHZHUHVXFKWKDW6DQGUD0DWWHVRQ'DYLG/LOLHQWKDO0DU\ -RXOH5RQDOG9RHONHUDQG:DWHU6RXQG KDGDGXW\WRXVHUHDVRQDEOHFDUHIRU-RKQ&DUUROOVVDIHW\

E 9LFDULRXVOLDELOLW\

:DWHU6RXQGDQG'DYLG/LOLHQWKDODUHUHVSRQVLEOHIRUDQ\QHJOLJHQFHRI6DQGUD0DWWHVRQ0DU\-RXOHDQG5RQDOG9RHONHU LQRUGHULQJD FRYHUWVXUYH\ RI-RKQ&DUUROOV SURSHUW\SXEOLVKLQJWKHUHVXOWVRIWKHLQDFFXUDWHVXUYH\WRWKH:RUOG:LGH:HEDQGUHPRYLQJ-RKQ&DUUROOVQDPHIURPWKHOLVWRIDSSURYHGEXLOGHUVDQGSRVWLQJWKDWQRWHIRUSXEOLFDWLRQWR5HDOWRUVDQGRZQHUVDQGGLVWULEXWLQJWKDWQRWLFHRQWKH:RUOG:LGH:HE

F 1HJOLJHQFH

6DQGUD 0DWWHVRQ'DYLG /LOLHQWKDO0DU\ -RXOH5RQDOG 9RHONHU DQG :DWHU6RXQGZHUHQHJOLJHQW7KHLVVXHIRU\RXWRGHFLGHRQ-RKQ&DUUROOVFODLPLVZKHWKHUVXFKQHJOLJHQFHZDVDOHJDOFDXVHRIORVVRUGDPDJHWRFODLPDQW

35(/,0,1$5


19/35

%XWDSHUVRQLVQRWUHVSRQVLEOHIRUWKHQHJOLJHQFHRIDQLQGHSHQGHQWFRQWUDFWRURURIWKH

DJHQWVRUHPSOR\HHVRIDQLQGHSHQGHQWFRQWUDFWRU$QLQGHSHQGHQWFRQWUDFWRULVDSHUVRQZKRLVHQJDJHGE\DQRWKHUWRSHUIRUPVSHFLILFZRUNDFFRUGLQJWRKLVRUKHURZQPHWKRGV

DQGZKRVHPHWKRGVRISHUIRUPLQJWKHZRUNDUHQRWFRQWUROOHGE\WKHSHUVRQHQJDJLQJKLPRUKHUDQGDUHQRWVXEMHFWWRWKDWSHUVRQVULJKWRIFRQWURO

$SSDUHQWDJHQF\

ZKHWKHU 5RQDOG 9RHONHU 6DQGUD 0DWWHVRQ 'DYLG /LOLHQWKDO DQG 0DU\ -RXOH ZHUH DQDSSDUHQWDJHQWRI:DWHUFRORUDQG:DWHU6RXQGDQGZDV DFWLQJZLWKLQ WKH VFRSHRIWKHLU

DSSDUHQWDXWKRULW\DWWKHWLPHDQGSODFHRIWKHLQFLGHQWLQWKLVFDVH$QDJHQWLVDSHUVRQZKRLVHPSOR\HGWRDFWIRUDQRWKHUDQGZKRVHDFWLRQVDUHFRQWUROOHGE\WKHLUHPSOR\HURU

LVVXEMHFWWRWKHLUHPSOR\HUVULJKWRIFRQWURO'DYLG/LOLHQWKDO6DQGUD0DWWHVRQ5RQDOG9RHONHUDQG0DU\ -RXOHZDV DQDSSDUHQWDJHQW LI:DWHU6RXQG DQG:DWHUFRORUE\ WKHLU

ZRUGVRUFRQGXFWFDXVHGRUDOORZHG-RKQ&DUUROOWREHOLHYHWKDW'DYLG/LOLHQWKDO6DQGUD0DWWHVRQ5RQDOG9RHONHUDQG0DU\-RXOHZHUHDQDJHQWRIDQGKDGDXWKRULW\WRDFW IRU

:DWHU6RXQG DQG :DWHUFRORU DQG LI -RKQ &DUUROO MXVWLILDEO\ UHOLHG XSRQ WKDW EHOLHI LQ

GHDOLQJZLWK'DYLG/LOLHQWKDO 6DQGUD0DWWHVRQ5RQDOG9RHONHUDQG0DU\-RXOHDV WKHDJHQWRI:DWHU6RXQG DQG:DWHUFRORU$SDUW\LV UHVSRQVLEOH IRU WKH QHJOLJHQFHRIWKHLUDSSDUHQW DJHQW RFFXUULQJ ZKLOH WKH DSSDUHQW DJHQW LV DFWLQJ ZLWKLQ WKH VFRSH RI WKHLU

DSSDUHQWDXWKRULW\

%85'(12)3522)2135(/,0,1$5


20/35

DGYDQFH QRWLFH LQYLRODWLRQ RI WKH &RYHQDQWV DQG WRSUHVHQW D FDVH WR:DWHU6RXQG DQG:DWHUFRORUV %RDUG RI 'LUHFWRUV WR UHPRYH &DUUROOV QDPH IURP WKH OLVW RI DSSURYHGEXLOGHUVDQGLIVRZKHWKHUWKDWQHJOLJHQFHZDVDOHJDOFDXVHRIWKHORVVRUGDPDJHWR-RKQ&DUUROO

%85'(12)3522)210$,1&/$,0

,I WKH JUHDWHU ZHLJKW RI WKH HYLGHQFH GRHV QRW VXSSRUW RQH RU PRUH RI -RKQ&DUUROOV

FODLPV \RXUYHUGLFW VKRXOGEH IRU 'DYLG/LOLHQWKDO6DQGUD 0DWWHVRQ 5RQDOG9RHONHU0DU\

-RXOH:DWHU6RXQGDQGRQWKRVHFODLPV

+RZHYHU LI WKHJUHDWHUZHLJKWRIWKHHYLGHQFHVXSSRUWVRQHRUPRUHRI -RKQ&DUUROOVFODLPV WKHQ \RXU YHUGLFW VKRXOG EH IRU -RKQ &DUUROO DQG DJDLQVW 'DYLG /LOLHQWKDO 6DQGUD

0DWWHVRQ5RQDOG9RHONHU0DU\-RXOH:DWHU6RXQGDQGRQWKRVHFODLPV

+RZHYHULIWKHJUHDWHUZHLJKWRIWKHHYLGHQFHVXSSRUWV-RKQ&DUUROOFODLPVDJDLQVWRQH

RUPRUHRIWKHGHIHQGDQWVWKHQ\RXVKRXOGGHFLGHDQGZULWHRQWKHYHUGLFWIRUPWKHSHUFHQWDJH

RIWKHWRWDOQHJOLJHQFHRIDOOGHIHQGDQWVWKDWZDVFDXVHGE\HDFKRIWKHP

,I WKHJUHDWHUZHLJKW RI WKH HYLGHQFHGRHV QRW VXSSRUW:DWHU6RXQG:DWHUFRORU6DQGUD

0DWWHVRQ'DYLG/LOLHQWKDO5RQDOG9RHONHUDQG0DU\-RXOHVGHIHQVHVDQGWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVVXSSRUWWKH'HIHQGDQWVFODLPWKHQ\RXUYHUGLFWVKRXOGEHIRU-RKQ&DUUROOLQWKH WRWDO DPRXQW RI KLV GDPDJHV \RX VKRXOG GHFLGH DQG ZULWH RQ WKH YHUGLFW IRUP ZKDWSHUFHQWDJHRIWKHWRWDOQHJOLJHQFHRIDOOGHIHQGDQWVZDVFDXVHGE\HDFKGHIHQGDQW

*5($7(5:(,*+72)7+((9,'(1&(

*UHDWHUZHLJKW RI WKHHYLGHQFH PHDQV WKHPRUH SHUVXDVLYH DQG FRQYLQFLQJ IRUFH DQG

HIIHFWRIWKHHQWLUHHYLGHQFHLQWKHFDVH&/($5$1'&219,1&,1*(9,'(1&(

&OHDUDQGFRQYLQFLQJHYLGHQFHGLIIHUVIURPWKHJUHDWHUZHLJKWRIWKHHYLGHQFHLQWKDWLW

LVPRUHFRPSHOOLQJDQGSHUVXDVLYH&OHDUDQGFRQYLQFLQJHYLGHQFH LVHYLGHQFHWKDWLVSUHFLVHH[SOLFLWODFNLQJLQFRQIXVLRQDQGRIVXFKZHLJKW WKDW LWSURGXFHVD ILUPEHOLHIRUFRQYLFWLRQ

ZLWKRXWKHVLWDWLRQDERXWWKHPDWWHULQLVVXH

1(*/,*(1&(

1HJOLJHQFHLV WKHIDLOXUH WRXVH UHDVRQDEOH FDUHZKLFK LV WKH FDUH WKDWD UHDVRQDEO\FDUHIXO SHUVRQZRXOGXVH XQGHU OLNH FLUFXPVWDQFHV1HJOLJHQFH LV GRLQJVRPHWKLQJ WKDW D

UHDVRQDEO\FDUHIXOSHUVRQZRXOGQRWGRXQGHUOLNHFLUFXPVWDQFHVRUIDLOLQJWRGRVRPHWKLQJWKDWDUHDVRQDEO\FDUHIXOSHUVRQZRXOGGRXQGHUOLNHFLUFXPVWDQFHV

/(*$/&$86(

D /HJDOFDXVHJHQHUDOO\


21/35

$VWDWHPHQWRUSXEOLFDWLRQLVDOHJDOFDXVHRIORVVRUGDPDJH LILWGLUHFWO\DQG LQQDWXUDO

DQGFRQWLQXRXVVHTXHQFHSURGXFHVRUFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJVXFKORVVRUGDPDJHVRWKDWLW FDQ UHDVRQDEO\EHVDLGWKDWEXWIRU WKH VWDWHPHQWRUSXEOLFDWLRQ WKH ORVVRUGDPDJH

ZRXOGQRWKDYHRFFXUUHG

E &RQFXUULQJFDXVH ,QRUGHUWREHUHJDUGHGDVDOHJDOFDXVHRIORVVRUGDPDJHDVWDWHPHQWRUSXEOLFDWLRQQHHG

QRWEHWKHRQO\FDXVH$VWDWHPHQWRUSXEOLFDWLRQPD\EHDOHJDOFDXVHRIORVVRUGDPDJHHYHQWKRXJK LWRSHUDWHV LQFRPELQDWLRQZLWK WKH DFWRIDQRWKHU VRPH QDWXUDO FDXVHRU VRPH RWKHU

FDXVHLIWKHVWDWHPHQWRUSXEOLFDWLRQFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJVXFKORVVRUGDPDJH

F ,QWHUYHQLQJFDXVH

$VWDWHPHQW RUSXEOLFDWLRQPD\ DOVREHD OHJDO FDXVHRIORVV RUGDPDJHHYHQ WKRXJK LW

RSHUDWHV LQ FRPELQDWLRQ ZLWK WKH DFW RI DQRWKHU VRPH QDWXUDO FDXVH RU VRPH RWKHU FDXVHRFFXUULQJ DIWHU WKH VWDWHPHQW RU SXEOLFDWLRQ RFFXUV LI VXFK RWKHU FDXVH ZDV LWVHOI UHDVRQDEO\

IRUHVHHDEOHDQGWKHVWDWHPHQWRUSXEOLFDWLRQFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJVXFKORVVRUGDPDJH RU WKH UHVXOWLQJ ORVV RU GDPDJH ZDV D UHDVRQDEO\ IRUHVHHDEOH FRQVHTXHQFH RI WKH

VWDWHPHQWRUSXEOLFDWLRQDQGWKHVWDWHPHQWRUSXEOLFDWLRQFRQWULEXWHVVXEVWDQWLDOO\WRSURGXFLQJLW


22/35

,668(6213/$,17,))6&/$,035,9$7(&/$,0$17

1210(',$'()(1'$17

7KHLVVXHVIRU\RXWRGHFLGHRQWKHFODLPRI-RKQ&DUUROODJDLQVW:DWHU6RXQG:DWHUFRORU

6DQGUD0DWWHVRQ0DU\-RXOH5RQDOG9RHONHUDQG'DYLG/LOLHQWKDODUH

D ,VVXHZKHWKHUDGHIDPDWRU\SXEOLFDWLRQFRQFHUQLQJFODLPDQWZDVPDGHDVFODLPHG

:KHWKHU :DWHU6RXQG :DWHUFRORU 6DQGUD 0DWWHVRQ 5RQDOG 9RHONHU 0DU\ -RXOH DQG

'DYLG/LOLHQWKDOPDGHWKHVWDWHPHQWVFRQFHUQLQJ-RKQ &DUUROORUDOO\ LQSULQW DQGRUYLDWKH:RUOG:LGH:HEDQGLIVRZKHWKHUWKHVWDWHPHQWWHQGHGWRLQMXUH-RKQ&DUUROOLQKLV

EXVLQHVVRURFFXSDWLRQ

0U&DUUROOFODLPVWKRVHGHIDPDWRU\VWDWHPHQWVZHUH

-RKQ &DUUROO DQG KLV FRPSDQ\ &KDPEHUV 6WUHHW %XLOGHUV ZHUH SURSHUO\ DQG MXVWLILDEO\UHPRYHGIURPWKHDSSURYHGEXLOGHUVOLVWVDW:DWHU6RXQGDQG:DWHUFRORU

-RKQ&DUUROOVFRQVWUXFWLRQDW/RW:DWHU6RXQG%HDFKZDVEXLOWLQYLRODWLRQRI:DOWRQ

&RXQW\VKHLJKWRUGLQDQFHDQGQHHGHGWREHWRUQGRZQ

,IWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVQRWVXSSRUW-RKQ&DUUROOVFODLPRQWKHVHLVVXHV

WKHQ\RXUYHUGLFWVKRXOGEHIRU:DWHU6RXQG:DWHUFRORU6DQGUD0DWWHVRQ0DU\-RXOH5RQDOG9RHONHU DQG'DYLG/LOLHQWKDO +RZHYHU LI WKHJUHDWHUZHLJKW RI WKH HYLGHQFH VXSSRUWV-RKQ

&DUUROOVFODLPRQWKHVHLVVXHVWKHQ\RXUYHUGLFWVKRXOGEHIRU-RKQ&DUUROOLQWKHWRWDODPRXQWRIKLVGDPDJHVKRZHYHU\RXVKDOOFRQVLGHUWKHGHIHQVHRISULYLOHJHUDLVHGE\:DWHUFRORUF 'HIHQVHLVVXHZKHWKHUGHIHQGDQWKDGTXDOLILHGSULYLOHJH

2QWKHGHIHQVHRISULYLOHJH,LQVWUXFW\RXWKDWSURYLGHGRQHGRHVQRWVSHDNZLWKLPSURSHUPRWLYHVZKLFK,VKDOOH[SODLQLQDPRPHQWDSHUVRQVXFKDV:DWHUFRORULVSULYLOHJHGWRPDNHDVWDWHPHQWWRVRPHRQHVXFKDVDPHPEHURIWKH:DWHUFRORU+2$HYHQLIWKHVWDWHPHQWLVXQWUXHXQGHUWKHIROORZLQJFLUFXPVWDQFHV

,QDEXVLQHVVUHODWLRQVKLSD'HIHQGDQWZKRKDVDGXW\RULQWHUHVWLQWKHVXEMHFWPDWWHURID

VWDWHPHQWPDNHVWKDWVWDWHPHQWWRDQRWKHUSHUVRQZKRKDVDFRUUHVSRQGLQJGXW\RULQWHUHVW,IWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVQRWVKRZWKDWWKHVHFLUFXPVWDQFHVH[LVWHGWKHQ

\RX PXVW ILQG WKDW :DWHUFRORU KDG QR SULYLOHJH WR PDNH VXFK D VWDWHPHQW HYHQ ZLWK SURSHUPRWLYHV+RZHYHULIWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVVKRZWKDW:DWHUFRORUVSRNHXQGHUFLUFXPVWDQFHVFUHDWLQJVXFKDSULYLOHJHWKHQ\RXVKRXOGGHFLGHZKHWKHUDV-RKQ&DUUROOFODLPV

:DWHUFRORUPDGHWKHVWDWHPHQWZLWKLPSURSHUPRWLYHVDEXVLQJWKDWSULYLOHJHG ,VVXHZKHWKHUGHIHQGDQWDEXVHGTXDOLILHGSULYLOHJH

'LG:DWHUFRORUKDYHDSULYLOHJHWRPDNHDVWDWHPHQWHYHQLIXQWUXHSURYLGHGWKH\GLGVRZLWKSURSHUPRWLYHV7KHLVVXHIRU \RX WRGHFLGHLVWKHUHIRUHZKHWKHU DV-RKQ&DUUROOFODLPV:DWHUFRORUPDGHWKHVWDWHPHQWZLWKLPSURSHUPRWLYHVDEXVLQJWKDWSULYLOHJH2QHPDNHVDIDOVHVWDWHPHQWDERXWDQRWKHUZLWKLPSURSHUPRWLYHVLIRQHVSULPDU\PRWLYHDQGSXUSRVHLQPDNLQJWKH VWDWHPHQW LV WRJUDWLI\RQHV LOO ZLOOKRVWLOLW\ DQG LQWHQW WRKDUP WKH RWKHU UDWKHU WKDQ WR


23/35

DGYDQFHRUSURWHFW:DWHUFRORUVLQWHUHVWULJKWRUGXW\WRVSHDNWRLWVDJHQWVRUPHPEHUVRQWKDWVXEMHFWRUWRDGYDQFHRUSURWHFWWKHLQWHUHVWVRIWKHSHUVRQWRZKRPWKHVWDWHPHQWZDVPDGH

,IWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVQRWVXSSRUW-RKQ&DUUROOVFODLPWKDW:DWHUFRORUDEXVHGDQ\SULYLOHJHLWKDGDQGWKHJUHDWHUZHLJKWRIWKHHYLGHQFHGRHVVXSSRUWWKHGHIHQVHRISULYLOHJHWKHQ\RXUYHUGLFWVKRXOGEHIRU:DWHUFRORU

+RZHYHU LI WKH JUHDWHU ZHLJKW RI WKH HYLGHQFH VXSSRUWV -RKQ &DUUROOV FODLP WKDW:DWHUFRORUDEXVHGDQ\SULYLOHJHLWKDGWKHQ\RXUYHUGLFWVKRXOGEHIRU-RKQ&DUUROOLQWKHWRWDO

DPRXQWRIKLVGDPDJHV


24/35

'()$0$7,21'$0$*(6

,I \RX ILQG IRU :DWHUFRORU :DWHU6RXQG 'DYLG /LOLHQWKDO 5RQDOG 9RHONHU 6DQGUD0DWWHVRQDQG0DU\-RXOH\RXZLOOQRWFRQVLGHUWKHPDWWHURIGDPDJHV%XWLI\RXILQGIRU-RKQ&DUUROO \RX VKRXOG DZDUG -RKQ &DUUROO DQ DPRXQW RI PRQH\ WKDW ZLOO IDLUO\ DQG DGHTXDWHO\FRPSHQVDWH-RKQ&DUUROOIRU VXFKORVVRUGDPDJHDVWKHJUHDWHUZHLJKW RIWKHHYLGHQFHVKRZV

ZDV FDXVHGE\WKH VWDWHPHQWDQGRU SXEOLFDWLRQ LQTXHVWLRQ


25/35

3(5621$/,1-85


26/35

,QGHWHUPLQLQJWKHWRWDODPRXQWRIGDPDJHV\RXVKRXOGQRWPDNHDQ\UHGXFWLRQEHFDXVHRI

WKHQHJOLJHQFH LI DQ\RI-RKQ&DUUROO7KH FRXUWZLOO HQWHUD MXGJPHQWEDVHGRQ\RXUYHUGLFWDQGLI\RXILQGWKDW-RKQ&DUUROOZDVQHJOLJHQWLQDQ\GHJUHHWKHFRXUWLQHQWHULQJMXGJPHQWZLOO

UHGXFHWKHWRWDODPRXQWRIGDPDJHVE\WKHSHUFHQWDJHRIQHJOLJHQFHZKLFK\RXILQGZDVFDXVHGE\-RKQ&DUUROO

7KHFRXUWZLOODOVRWDNHLQWRDFFRXQWLQHQWHULQJMXGJPHQWDJDLQVWDQ\GHIHQGDQWZKRP\RXILQGWRKDYHEHHQQHJOLJHQWWKHSHUFHQWDJHRIWKDWGHIHQGDQWVQHJOLJHQFHFRPSDUHGWRWKH

WRWDOQHJOLJHQFHRIDOOWKHSDUWLHVWRWKLVDFWLRQ

5('8&7,212)'$0$*(67235(6(179$/8(

$Q\DPRXQWRIGDPDJHVZKLFK\RXDOORZIRUORVVRIDELOLW\WRHDUQPRQH\LQWKHIXWXUHVKRXOGEHUHGXFHGWRLWVSUHVHQWPRQH\YDOXHDQGRQO\WKHSUHVHQWPRQH\YDOXHRIWKHVHIXWXUH

HFRQRPLFGDPDJHVVKRXOGEHLQFOXGHGLQ\RXUYHUGLFW

7KHSUHVHQWPRQH\YDOXHRIIXWXUHHFRQRPLFGDPDJHV LVWKHVXPRIPRQH\QHHGHGQRZZKLFKWRJHWKHUZLWKZKDWWKDWVXPZLOOHDUQLQWKHIXWXUHZLOOFRPSHQVDWH-RKQ&DUUROOIRUWKHVHORVVHVDVWKH\DUHDFWXDOO\H[SHULHQFHGLQIXWXUH\HDUV

-2,17/,$%,/,7


27/35

:(,*+,1*7+((9,'(1&(

,QGHFLGLQJWKLVFDVHLWLV\RXUGXW\DVMXURUVWRGHFLGHWKHLVVXHVDQGRQO\WKRVHLVVXHVWKDW,VXEPLWIRU\RXUGHWHUPLQDWLRQ


28/35

%(/,(9$%,/,7


29/35

08/7,3/(&/$,06$*$,167180(52863$57,(6

,Q\RXUGHOLEHUDWLRQV\RXZLOO FRQVLGHU DQGGHFLGHGLVWLQFW FODLPV7KHFODLPV WREHFRQVLGHUHGDUH

'LG'HIHQGDQWV'DYLG/LOLHQWKDO6DQGUD0DWWHVRQ0DU\-RXOH5RQDOG9RHONHUDQGRU

:DWHU6RXQGFRPPLW)UDXGDJDLQVW-RKQ&DUUROO"

'LG 'HIHQGDQWV 'DYLG /LOLHQWKDO 6DQGUD 0DWWHVRQ DQGRU 0DU\ -RXOH %UHDFK WKHLU)LGXFLDU\'XW\WR-RKQ&DUUROO"

'LG 'HIHQGDQWV 'DYLG /LOLHQWKDO 6DQGUD 0DWWHVRQ 0DU\ -RXOH 5RQDOG 9RHONHU

:DWHU6RXQGDQGRU:DWHUFRORUFRPPLWD/LEHODJDLQVW-RKQ&DUUROO"

'LG 'HIHQGDQW :DWHU6RXQG QHJOLJHQWO\ UHWDLQ 6DQGUD0DWWHVRQ DQGRU 0DU\ -RXOH LQWKHLUHPSOR\PHQW"

'LG'HIHQGDQW:DWHU6RXQG:DWHUFRORUDQGRU5RQDOG9RHONHUIRUPD&LYLO&RQVSLUDF\DJDLQVW-RKQ&DUUROO"

'LG 'HIHQGDQW 'DYLG /LOLHQWKDO 6DQGUD 0DWWHVRQ 0DU\ -RXOH 5RQDOG 9RHONHU

:DWHUFRORUDQGRU:DWHU6RXQGFRPPLWDVODQGHUDJDLQVW-RKQ&DUUROO"

'LG'HIHQGDQW:DWHU6RXQG'DYLG/LOLHQWKDO 6DQGUD0DWWHVRQ0DU\ -RXOHRU5RQDOG9RHONHUFRPPLWQHJOLJHQFHDJDLQVW-RKQ&DUUROO"

'LG'HIHQGDQW:DWHU6RXQGEUHDFKLWVFRQWUDFWZLWK-RKQ&DUUROO"

$OWKRXJKWKHVHFODLPVKDYHEHHQWULHGWRJHWKHUHDFKLVVHSDUDWHIURPWKHRWKHUVDQGHDFKSDUW\LVHQWLWOHGWRKDYH\RXVHSDUDWHO\FRQVLGHUHDFKFODLPDVLWDIIHFWVWKDWSDUW\7KHUHIRUHLQ\RXUGHOLEHUDWLRQV\RXVKRXOGFRQVLGHUWKHHYLGHQFHDVLWUHODWHVWRHDFKFODLPVHSDUDWHO\DV\RX

ZRXOGKDGHDFKFODLPEHHQWULHGEHIRUH\RXVHSDUDWHO\


30/35

&21&/8',1*,16758&7,21%()25(),1$/$5*80(17

7KDWLVWKHODZ\RXPXVWIROORZLQGHFLGLQJWKLVFDVH7KHDWWRUQH\VIRUWKHSDUWLHVZLOOQRZSUHVHQWWKHLUILQDODUJXPHQWV:KHQWKH\DUHWKURXJK,ZLOOKDYHDIHZILQDOLQVWUXFWLRQV

DERXW\RXUGHOLEHUDWLRQV


31/35

6(&7,21&/26,1*,16758&7,216

0HPEHUVRIWKHMXU\ \RXKDYHQRZKHDUGDOOWKHHYLGHQFHP\ LQVWUXFWLRQVRQWKHODZWKDW\RXPXVWDSSO\LQUHDFKLQJ\RXUYHUGLFWDQGWKHFORVLQJDUJXPHQWVRIWKHDWWRUQH\V


32/35

,Q UHDFKLQJ \RXU YHUGLFW GR QRWOHW ELDV V\PSDWK\ SUHMXGLFH SXEOLFRSLQLRQ RU DQ\

RWKHUVHQWLPHQWIRURUDJDLQVWDQ\SDUW\WRLQIOXHQFH\RXUGHFLVLRQ


33/35

LQVWUXFWLRQVDQGWKHIRUPFDUHIXOO\


34/35

&,9,/&2163,5$&


35/35

&,9,/&2163,5$&

proposed jury instructions florida

Documents