postnormal science, lay know and plural rationalities - iaia 2006

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    Post-normal science,

    local lay knowledge and

    plural rationalitiestheoretical foundations for integrating quantitative and qualitative

    methodologies and community engagementwithin health impact assessment

    Presented by Salim Vohra26th Annual International Association for Impact Assessment Conference, Stavanger, May 2006

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    science

    affected stakeholder groups

    Why these three understandings are

    important for HIA

    facts =decisions+ values

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    contd

    Clarifies the ambiguity about whether HIA is ascience or not

    Provide a scientific framework for understandingand fitting affected communities and individuals

    Demonstrates the importance and use of values

    both within science and in good science baseddecision-making

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    HIA not quite science? Is health impact assessment a science?

    It is important to emphasise that HIA is not strictly a science. Having said this, it most certainly draws on a scientific knowledge

    base.

    Scientific evidence on health impacts of specific determinants forms

    the backbone of this creative, interdisciplinary form of enquiry.

    But each HIA is uniquely located in time, space and local conditionsthough its evidence base can be evaluated, and the rigour with

    which procedures and methods were implemented can (and should)

    be assessed.

    Uncertainties encountered during the undertaking of HIAs will

    frequently dictate the need to make assumptions, which may resultin challenges to the HIAs validity: such assumptions are acceptable

    as long as they are stated explicitly, so that the reader is free to

    agree or disagree.

    Scott-Samuel, A., Birley, M., Ardern, K., (2001). The Merseyside Guidelines for Health Impact Assessment.

    Second Edition, May 2001. 20 pages. ISBN 1 874038 56 2. Published by the International Health ImpactAssessment Consortium.

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    Is there a role for communities? So how can we combine participation and HIA?

    .. But perhaps a more radical solution would be to suggest that in the

    context of HIA, limiting involvement to a small group of experts

    might be the most appropriate and efficient means to generate

    sufficient information to influence the policy-making process.

    Support for such an approach comes not from a rejection of thevalidity of community involvement but because if HIA is to get

    beyond the field of purely academic interest and gain credibility with

    policy-makers, it must fit policy-makers requirements.

    ..

    HIA should explicitly acknowledge the tension between the timerequired to deliver on the policy agenda and the time required to

    build true participatory partnerships with communities.

    Parry J, Wright J; Editorials -Community Participation in health impact assessments: intuitively appealing

    but practically difficult; Bulletin of the World Health Organisation; Vol 81, No 6, 2003, pg 388.

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    Hard values, soft science Health impact assessmentare most likely to inform decisions-making if the decision-makers own the assessment and areclosely involved in all stages of the HIA, from scoping (defining allthe elements) to report.

    One might logically conclude from this that decision-makers should

    make their own impact assessments.

    While this solution has much to recommend it, it is difficult to

    reconcile with the principle of openness, and presents the risk that

    matters outside the narrow policy agenda will be neglected.

    ..

    The need for policy-makers to have impartial advice may not fit with

    the values of public health. ..

    Public health practitioners value health, equity and participation, and

    it may be difficult to switch to an impartial assessment.

    Kemm J; Editorials - Perspectives on health impact assessment; Bulletin of the World Health Organisation;

    Vol 81, No 6, 2003, pg 387.

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    Pos t- no rm al scie nce When normal science cannot predict

    consequences with any degree of certainty and

    societal decisions need to be made

    Then using an extended peer community ofaffected stakeholders to review and quality

    assure the facts and help develop a consensus

    on the evidence and the way forward leads to

    more accurate and robust science-based and

    scientific decision-making

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    Pos t- no rm al scie nce

    Low LEVEL OF UNCERTAINTY High

    Expert-ProfessionalJudgement

    (use of judgement andgood practice)

    Post-NormalScience

    (uncertain facts, disputedvalues,

    high stakes, decisionsurgent)

    High

    DECISION

    STAKES

    ignorance

    Technical uncertainty

    (reduced by

    the use of statistics)

    Methodological uncertainty(reduced by the use of

    professional consensus

    and peer review)

    Epistemological uncertainty

    (reduced by the use of

    societal and community consensus

    and community review)

    AppliedNormal Science(traditional notions of science)

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    Local la y knowl edg e Individuals and communities have localised experiential knowledgeabout their social and natural environment; the key individual,

    organisational and institutional actors that work within them; and

    how these interact with each other.

    This knowledge, especially in situations where the science isuncertain, can be incorporated into scientific assessment to

    particularise, specify and apply the more universal and general

    findings that science provides.

    It means that the experiential knowledge or knowledge notconstructed within an explicit scientific method should not be

    dismissed as anecdotal but assessed and evaluated before being

    accepted or rejected.

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    What do you see?

    Margolis, H, Dealing with Risk: why the public and experts disagree on environmental

    issues, Chicago, 1996.

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    Rig ht Scientific A nswer: pe rh aps?A series of black lines and markings

    on a two dimensional white surface that- when viewed with a binocular vision system

    and an arts culture context where three

    dimensional objects are represented in twodimensions

    gives the appearance of a duck or rabbits head

    and produces a gestalt effect of seeing first aducks head and then a rabbits head

    and vice versa.

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    Plural rationalities Individuals, groups and institutions develop a set of values

    and ways of seeing, understanding and interacting with theworld around them.

    These rationalities or worldviews are each legitimate andvalid ways of viewing and understanding the world. Most of

    the time we tend to be unaware of them.

    This means that in societal decision-making processes,especially those involving risk and uncertainty, dominantgroups and institutions frame and structure the process in

    ways that fit their own values and understandings.

    This is/can be at the expense of the alternative values andunderstandings of other affected stakeholders.

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    Impacts are like an elephant!

    Spain, M. Kings Fund newsletter 1998. .

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    Conclusion: value for HIA

    Science is a social process

    All knowledge is conditional

    Perceptions are part of reality

    They enable the development of an approach to HIA

    that combines quantitative and qualitative

    methodologies and community participation in a way

    that is scientific, credible, relevant and effectiveespecially when there is disagreement and conflict

    between different stakeholder groups.

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    Thanks for listening