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iaia’01 iaia’01 iaia’01 IMPACT MPACT MPACT A A ASSESSMENT SSESSMENT SSESSMENT IN IN IN THE THE THE U U URBAN RBAN RBAN C C CONTEXT ONTEXT ONTEXT 21st Annual Conference Event of the 21st Annual Conference Event of the 21st Annual Conference Event of the International Association for Impact Assess International Association for Impact Assess International Association for Impact Assess ment ment ment 26 May—1 June 2001 Cartagena, Colombia IAIA’01 Host The Colombian Ministry of Environment The Environmental Professional’s Forum Bringing together • Environmental Decision-makers • Industry and Community Leaders • Professional Practitioners ABSTRACTS VOLUME

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iaia’01iaia’01iaia’01 IIIMPACTMPACTMPACT A A ASSESSMENTSSESSMENTSSESSMENT

INININ THETHETHE U U URBANRBANRBAN C C CONTEXTONTEXTONTEXT

21st Annual Conference Event of the21st Annual Conference Event of the21st Annual Conference Event of the

International Association for Impact AssessInternational Association for Impact AssessInternational Association for Impact Assessmentmentment

26 May—1 June 2001 Cartagena, Colombia IAIA’01 Host The Colombian Ministry of Environment The Environmental Professional’s Forum Bringing together • Environmental Decision-makers • Industry and Community Leaders • Professional Practitioners

ABSTRACTS VOLUME

I A I A ’ 0 1 A B S T R A C T S

NOTES

This volume contains the abstracts of papers and posters presented at IAIA’01, the 20th Annual Conference of the InternationalAssociation for Impact Assessment.

Abstracts received by the International Headquarters and represented by one or more authors registered on or before 15 April 2001are included.

Abstracts are arranged by alphabetical listing of primary authors. Key words and author indices are included at the end of thisvolume.

Abstracts have been minimally edited for style consistency, grammar, spelling, syntax, and mechanics; length in excess of 300words was subject to deletion. Abstracts, contact information, and key words are otherwise reprinted as provided by the author(s).

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The Need for Environmental Protection Legislation inthe Niger Delta Region of Nigeria

Achimota, Dickson; Akpofure, E.A. Local GovernmentChieftaincy Affairs & Community Development BureauAmarata Yenegoa, Bayelsa State, Nigeria

The need for bottom-top Environmental ProtectionLegislation in the Niger Delta Region of Nigeria cannot beover-emphasized. It is glaringly clear that we cannot liberateourselves and rise on one hand and sink on the other.

It is therefore imperative that the oil-bearing communities nolonger wallow in dissolute neglect, sheer deprivation andmonumental environmental devastation through thedeliberate effects of FEPA’s ineptitude and the federalgovernment’s continued practice of a unitary system in theguise of a federal system. What the ecological abuse,economic disenchantment and social frustrations havebrought to the region is youth restiveness, communalconflicts, and violence which the present state governmentin place has spent so much time, energy and resources to putout.

The way forward, therefore, is the provision forenvironmental protection legislation from the grassroots levelas it concerns the oil industry which should be transferredfrom the exclusive to the current legislative list so that states,and indeed the Niger Delta people, will be empowered tomake laws directed at checking further degradation of theirpeculiar environment, arising from the continuedexploration and exploitation of oil.

This is the enshrinement in the USEPA Act of the UnitedStates of America from which the FEPA Act was extracted.The federalism of the United States from which Nigeriacopied the federal system of governance is the legislativeright of the Niger Delta people.environmental degradation, national policy, true federalism,unitary system of government, national policy of environment,accomplice or watch dog, EIA report, PRA report, action/workplan, assessment for liability or compensation, sustainabledevelopment

Capacity Development and Linkages for EnvironmentalImpact Assessment in Africa (CLEIAA) (Poster)

Acquah, P.C.; Opoku, Irene Francisca Environmental Protection AgencyP. O. Box M326Accra-Ghana

+233 21 664697/8, 662693, 662465Fax [email protected]/[email protected]

www.cleiaa.org

The importance of Environmental Impact Assessment (EIA)was emphasised at the United Nations Conference onEnvironment and Development (UNCED) held in Rio deJaneiro in 1992. Consistent with the concept of SustainableDevelopment, principle 17 of the Rio Declaration endorsedthe universal application of EIA as a national instrument.The participating heads of States at UNCED thereforeadopted Agenda 21 and the Rio principles.

Pursuant to the above mentioned, the Africa MinistersConference on Environment held a meeting in Durban inJune 1995 (prior to IAIA’95). This was also followed up by aseries of meetings by Technical Experts, culminating in theNairobi stakeholder workshop in 1998 on “EIA CapacityBuilding in Africa.”

In order to move the process significantly forward, aconsultative meeting on Environmental AssessmentCapacity Development in Africa was held on May 25th and26th, 2000, in The Hague. The main outcome of themeeting was the organization of the Capacity Developmentand Linkages for EIA in Africa (CLEIAA), whose interimphase was started in October 2000.

The goal of the CLEIAA initiative is that “in 2010 allAfrican countries have a working EIA system in place,adapted to the needs and capacities of each country.”

The objectives of the interim phase are:

A. Improve provision of information to the Africancountries, the donor community, and relevant nationalsub-regional, regional and international organisations;

B. Harmonise EIA capacity development efforts on theAfrican continent; and

C. Design the long-term sustainability of the initiative andrelated structures.

The poster would outline activities, goals, objectives andexpected outcomes of the initiative. It is intended to createawareness and inform African countries, as well as theinternational community of the new initiative.

capacity, development, linkages, environmental, impact,assessment, Africa

Colombia Shifts into New Planning Systems. The Integration of Environmental Assessment in theBogota Municipal Master Plan. Case Study.

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Acosta, PatriciaDepartamento Administrativo De Planeación DistritalApartado Aereo 101920Bogotá, Colombia+57 1 613 7208 Fax +57 1 625 [email protected] or [email protected]

Acosta, IsraelAccion Ambiental Avenida 15 # 124 - 31 Oficina 611 Edificio Plaza AgoraBogotá, ColombiaApartado Aereo 101920+57 1 612 6487 Fax +57 1 625 [email protected]. com.co

The case study aims to establish how, through many years ofstructural change, Colombia has undergone a crucial processof transformation in its decision-making systems that finallyallows the application of key planning instruments anddifferent techniques in order to improve the quality,objectivity and feasibility of public policy. It focuses on thedevelopment of spatial planning and environmentallegislation, establishing through the evaluation of the processof approval of the Bogota Master Plan, the existence of anearly stage of integration between environmental appraisaland spatial planning instruments. It finds that existingelements could help strengthen, some of the forms ofintegration that would allow the introduction of formal orinformal SEA procedures, into the recently implementedspatial planning processes. Finally, it puts into considerationsome adjustments that could be implemented in theintermediate master plan revision, due in three years.

“Equity, Prosperity and Tranquility”: The Niger DeltaProject

Akpofure, E.A.; Kotschoubey, Nicolas P.; Wolf, C.P.University of Science & TechnologyDepaerment of ForestryPO Box 5166, T/AMADIPort Harcourt, NigeriaPhone/Fax +234 84 334 622

The Niger Delta Project is a regional and communitydevelopment project initiated by the Nigerian affiliate of theInternational Association for Impact Assessment (IAIA-Nigeria). Its purpose is to assist communities, governments,and industries in securing “equality, prosperity andtranquility” for the Niger Delta region of Nigeria. Althoughthe project was launched at the annual meeting of IAIA-Nigeria held 16-18 October 2000 in Yenagoa, Bayelsa State,its roots go back to earlier efforts to relieve suffering in theregion from economic deprivation and political repressionunder pervious regimes.

In June 1999 the new government of Nigeria issued a call forexpressions of interest in preparing a master plan to promote“equity, prosperity and tranquility” in the Niger Deltaregion. A response was submitted in August 1999 on behalfof a number of Nigerian and international colleagues. Atthe time, it was felt however that a “bottom up” grassrootsapproach was more appropriate to meeting the needs ofpeople in the region. The master planning exercise has notprogressed to date, due to delays in establishing a NigerDelta Development Commission which stem from politicalcontroversy and unrest over “resource control.”

At the Yenagoa meeting in October 2000, the public wasinvited to participate in exploring problems and possibilitiesfor community and regional development. Some 750registered; daily attendance averaged around 450.Participants heard formal presentations and formed groupsbased on local government areas to identify and rankcommunity problems and propose solutions to them withand-more importantly-without external support. Followingcommunity consultations after the meeting, formal proposalswere submitted to IAIA-Nigeria coordinators for review andendorsement by state government and, ultimately, by thefederal government and international donors.

community development, community impact assessment,participatory development

Mangrove Revegetation in the SustainableEnvironmental Management of Niger Delta Region ofNigeria (Poster)

Akpofure, E.A.; Georgewill, O.T.C.University of Science & TechnologyDepaerment of ForestryPO Box 5166, T/AMADIPort Harcourt, NigeriaPhone/Fax +234 84 334 622

Dr. E.A. Akpofure’s team on mangrove revegetationoperations started from early experience acquired from thefirst plantation development in Rivers State whichapparently also became the first mangrove plantationdevelopment work in Nigeria in 1986. The initial experienceguided the different methods later developed in raisingRhizophora spp. In the nursery, in view of the prevailing localconditions, human and pest problems associated withmangrove seedling development in the field. The variousmethods tried ranged from single containers for a multiplenumber of seedlings, the use of polypots of various sizes forsingle seedling production, and direct planting of propagulesin the field to single chikoko block for single or multipleseedling development in the nursery. The first Pilot Studyfor Shell Petroleum Development Company of NigeriaLimited (SPDC) was Dr. Akpofure’s team as the first todeliver the needed possibility of raising mangrove seedlings

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in a large scale. In pursuance of this effort she successfullyexecuted the first seismic line of single row planting of 6 kmswith Rhizophora spp, in Otokolomabia Creek near Bonny,Rivers State, Nigeria. This achievement led to her executinganother seismic line planting of 560 kms at bonny West and650 kms in Opobo Channel in 1995/96 all in Rivers State,also in 1997, she revegetated 1327 kms of seismic lines forELF Petroleum Nigeria Limited in their OML 57 in DeltaState. In 1996 she rehabilitated a dredge spoil near Sokuwith Zyzigium spp. Rehabilitation of backfield Right of Waywith multiple rows of mangrove seedlings particularly withRhizophora racemosa of a gas pipe line Right of Way(ROW) 29 kms by 20 m wide from Nembe in Bayelsa Stateto Soku in Rivers State (all in Nigeria), is the most currentsuccessful project carried out by this team. Dr. Akpofureand her team have therefore proffered possible solution tomangrove plantation development in Nigeria, in thesustainable environmental management of the Niger Deltadescribed by experts as “an epic center of environmentconflict.” The method adopted will be very useful in otherparts of the world where there are similar mangroveecosystems.

forest management, environmental remediation

The Population, Energy and Environment Program: Lessons from a Tri-partite Dialogue

Alba, Eleodoro MayorgaWorld BankOil, Gas and Chemicals Department2121 Pennsylvania Avenue - NW - Room F8P-204Washington DC 20433 USA+1 202 473 4295 Fax +1 202 522 [email protected]

This program is a response from countries sharing theAmazon to the challenge of developing an oil industrycompatible with the objectives of sustainable development. Itis a joint initiative by OLADE (The Latin-American EnergyOrganization) and The World Bank, aiming at supportinggovernments, industry and indigenous peoples in theirdialogue for developing common criteria to improve thehandling of environmental and social impacts of oil operations.

At the origin, governments appointed high level officials –National Coordinators (NC) – who agreed on the need of along-term action plan, involving key stakeholders fromindustry and indigenous peoples organizations.The PEA has hosted two meetings gathering the NC,company representatives, ARPEL (the regional industryassociation), indigenous peoples organizations and COICA(the coordinating organization of Amazon indigenousfederations). As a result, it has generated a tri-partitedialogue that is paving the way for joint activities, such as:

1. National dialogues to open communications among keystakeholders

2. Development of an information network, sponsored byCorporación Andina de Fomento

3. Preparation of Reference Documents to harmonizeindustry regulations, funded by the CanadianCooperation

4. A training program to improve social and environmentalstandards and existing dialogues, activity is executed in5 countries, sponsored by the German CDGFoundation.

Complementarily, there are other initiatives:

1. The IDB is preparing loans to support governmentswishing to engage in consultations prior to licensingexploration blocks

2. A comparison of oil rents’ distribution mechanisms andthe shares received by oil provinces and indigenouspeoples affected by the industry

It is evident that the PEA program has facilitated aneffective dialogue among the key stakeholders and thus isincreasingly calling the attention of other institutions. Thenext tri-partite meeting will be in Cartagena (May 23-25).

indigenous peoples, oil industry, environmental and socialregulations, tri-partite dialogue

Results of the Environmental Impact AssessmentSystems Review in Latin American and CaribbeanCountries

Alzina, VirginiaInter-American Development BankEnvironment Division1300 New York Avenue, N.W.Washington D.C. 20577Stop # W0502 USA+ 1 202 623 2941 Fax +1 202 623 [email protected]

Espinoza, Guillermo Centro de Estudios para el DesarrolloNueva de Lyon 0128Providencia, Chile+56 2 2312723 Fax +56 2 2326860ced @ctcreuna.cl

Since the 80s most of Latin American and Caribbean, LAC,countries adopted the environmental impact assessment(EIA) process which was often supported by the Inter-American Development Bank (IDB) with their financing of

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projects. A diversity of methodologies in the environmentalanalysis and different systematic expressions of the EIAprocess in the countries have generated a series ofindividualized EIA systems adjusted to the reality of eachcountry. Growing regional integration makes it a priority toseek greater harmonization of the EIA systems, principles,and procedures on a regional basis.

After two decades of EIA in the Region, the IDB sponsoreda review of the 26 EIA systems in LAC countries. Thisreview examines the EIA system’s operational aspects, itsregulatory framework, and the perception of 691 expertsfrom the public and private sectors, NGOs, consultants andacademics on the effectiveness of EIA systems. It concludesby assessing requirements to strengthen EIA systems in theregion.

The results show that the institutional foundations of EIA,its laws, principles and administrative procedures arereasonably well established in most of LAC countries,reflecting the fact that recent steps have been taken towardstrengthening many national EIA systems.

LAC EIA systems have been successful in informingstakeholders on the important actions or projects, which willsignificantly affect the environment. EIA systems in theregion have also helped in the application of environmentalprotection criteria and consideration of environmentalimpacts in the decision-making process. Finally, there is arecognized general acceptance on the necessity to articulatethe EIA process under a unique national EIA system.

Main strengths and weaknesses are identified for the EIAsystems and analyzed to draw policy recommendations toimprove them in several areas, including building enablingconditions and strengthening the institutionalization andpolitical will, the citizen participation and the administrative procedures.

environmental impact assessment systems, environmental impactassessment process, environmental impact assessment reports,Latin American countries

Integrating Spatial Planning and EIA in Ghana

Amoyaw-Osei, Yaw; Appah-Sampong, E.; Badu-Yeboah, K. Environmental Protection AgencyP. O. Box M326Accra, [email protected]@epaghana.org/[email protected]@Ghana.org, [email protected]

There are various actors in Environmental Assessment (EA)who also play roles in other development endeavours. Thereare two basis sets of laws governing development activities in

Ghana. These are: (i) Town & Country Planning Law 1945and Local Government Act 1993, Act 462 and (ii) theEnvironmental Protection Agency Act 1994, Act 490 and theEnvironmental Assessment Regulations, 1999 (LI 1652).

The lead institutions with regulatory mandates fordevelopment in Ghana are the Town and Country PlanningDepartment (TCPD), responsible for the former laws, andthe Environmental Protection Agency (EPA), for the latterlaws above.

While TCPD is decentralized to the District level, EPA isdecentralized to the regional level. The District Assembliesare the planning authorities with responsibility formanagement of areas under their jurisdiction. TheAssemblies operate through the TCPD and have establishedschemes and standards for land use zoning and projectcategorization. EIA is applied in Ghana as an improvedplanning tool, strangely however the planning authority hasno formal mechanism for its use. EPA is responsible for thescreening of undertakings for EIA though the Agency is notrepresented at the district level.

These are anomalies that impede the functions of the twoimportant institutions and stifle sustainable development.This paper looks at the following possible collaborativeinnovations that could remove the observed bottlenecks:

1. Comprehensive understanding of EIA procedures andlaws by TCPD and planning laws and procedures byEPA officials

2. Development of single screening criteria3. Decentralization of screening to the District level4. The TCPD of the assemblies to play a lead role in

screening supported by a committee of relevantdecentralized institutions and the DistrictEnvironmental Management Committee

5. SEA to cover land use planning schemes 6. EPA clearance to precede all other permits7. Joint monitoring of approved projects

spatial, integration, planning, district, assessment, development,impact, environmental, decentralization, screening, laws

Experiences in Wastewater Treatment and Disposal inthe Cities of Barranquilla and Santa Marta (Colombia)

Arteaga Núñez; FranciscoPlanning DepartmentSociedad de AcueductoAlcantarillado y Aseo de BarranquillaCra. 58 No. 67-09, Barranquilla, Colombia+57 5 361 43 45 Fax +57 5 326 82 [email protected]

Hurni, Andreas

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Wastewater Services DepartmentSociedad de AcueductoAlcantarillado y Aseo de BarranquillaCra. 58 No. 67-09, Barranquilla, Colombia+57 5 370 31 19 Fax + 57 5 379 12 [email protected]

The cities of Barranquilla (1.3 Mio. inhabitants) and SantaMarta (350,000 inhabitants) are situated in the Northernpart of Colombia at the Caribbean Coast and belong to thesmall group of Colombian cities that possess wastewatertreatment plants.

The evaluation of environmental impacts of similar projectsshould occur before, during and after the development ofprojects to ensure that they are meeting their intendedobjectives. Conscious of this responsibility a permanentmonitoring program for the wastewater treatment plants ofBarranquilla and Santa Marta was implemented. Theevaluation and interpretation of the results of the monitoringprogram allow for preventive and corrective action to avoidor minimize impacts to receiving waters and theenvironment.

Wastewater treatment plant “El Pueblo,”Barranquilla. Thewastewater treatment facility “El Pueblo” treats wastewaterfrom the southwestern portion of the city of Barranquilla, apopulation of around 350,000 inhabitants or 25% of the totalpopulation of Barranquilla. It is expected to reach its designcapacity of 1.400 l/s in the year 2025, serving a population of500,000. “El Pueblo” is based on treatment using stabilizationponds.

Benefitting from day-to-day experience and constantmonitoring, evaluation and interpretation of results, theinitial designs were improved for the entire treatmentsystem.

Wastewater treatment and disposal in Santa Marta. Due to thegeography of the city, its coastal location and the lack ofwastewater treatment installations, Santa Marta has optedfor the construction of a system consisting of a preliminarytreatment and a submarine outfall. The project is currentlydischarging 850 l/s and is expected to reach its designcapacity of 2,500 l/s in the year 2030.

This section will present the conditions in the discharge areabefore and after construction of the outfall.

wastewater, wastewater treatment, wastewater treatmentplant, environmental impacts, monitoring program, stabilizationponds, submarine outfall, Colombia, Barranquilla, Santa Marta

Sustainability Indicators in Austria - Case Studies atRegional (Styria) and Local Level (Graz)

Aschemann, RalfAustrian Institute for the Development of EnvironmentalAssessment (AN!DEA) and Science Shop GrazElisabethstrasse 3, A-8010 Graz, Austria+43/316/384677 or 318198 Fax +43 [email protected] www.anidea.at

Environmental policy’s discussions of the last years identifiedthe crucial importance to develop and apply not onlyecological, but sustainability indicators. Such indicators arean instrument to operationalize environmental, social andeconomic quality goals of plans, programmes and policies(PPPs) dealing with sustainable development issues.

Such indicators can be used for a judgement, whether thePPPs have reached their objectives and if so, to what extent.Moreover, they support decision-makers to adapt and revisetheir PPPs, and they are momentous for monitoringmeasures.

This paper selects two activities in Austria dealing withsustainability programmes and parameters. Theirdevelopment and application will be highlighted bypresenting a regional and a local case study. One isdescribing the indicators of the “Provincial EnvironmentProgramme of Styria” (approved in 2000), the other those ofthe “Local Agenda 21 of the City of Graz” (won as the firstcity in Europe the “European Sustainable City Award” in1996).

The latter one came into force five years ago; a firstevaluation has been completed in March 2000. In both casesthe chosen indicators measure the progress or theretrogression made in policy fields dealing, e.g., with climateprotection, energy issues, water management, transport,consumption of raw materials, agriculture, forestry, wastemanagement, and land-use planning. It is to state that thoseindicators are currently focusing more on ecological issuesthan on socio-economic ones, but that gap is becomingsmaller.

sustainable development, indicators, Local Agenda 21, Austria,Styria, Graz

Gene Technology Assessment and Regulation inAustralia: Recent Developments

Ashe, John F.John Ashe & AssociatesPO Box 4033, Manuka ACT 2603AUSTRALIA+61 26239 7835 Fax: +61 2 6239 [email protected]

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In December 2000 the Australian federal parliamentenacted legislation for the assessment and regulation of genetechnology in Australia. It does this by regulating certaindealings in relation to genetically modified organisms(GMOs), including research, manufacture, production,propagation, commercial release and import. State andTerritory legislation will complement the federal legislation.

The legislation will fill gaps in existing regulatoryarrangements and does not replace existing schemes for theregulation of food, therapeutic goods, human gene therapyand agricultural, veterinary and industrial chemicals. TheGene Technology Act 2000 establishes the office of GeneTechnology Regulator (the “Regulator”) to performfunctions and exercise powers under the Act. These includethe performance of risk assessments for proposed releases, thepreparation of risk management plans and the issuing oflicences. The Act also establishes three committees toprovide scientific, ethical and policy advice respectively tothe Regulator and/or the Ministerial Advisory Council.

The Act requires the Regulator to seek advice from thefederal environment Minister in relation to proposeddealings involving the intentional release of a GMO into theenvironment. In some circumstances such dealings may alsotrigger the environmental assessment and approval provisionsof the Environment Protection and BiodiversityConservation Act 1999 – the principal environmental impactassessment legislation at the federal level in Australia.

The paper will outline and discuss the provisions in the newlegislation for the assessment and regulation of GMOs,including consideration of criticisms of the legislation fromvarious quarters. It will also discuss how the new scheme fitsinto the overall arrangements for regulating the production,use and distribution of genetically modified products inAustralia.

Australia, gene technology, genetically modified organisms(GMOs), risk assessment, risk management, regulation

The Australian Regional Forest Agreement Process: aCase Study in Integrated Assessment and Decision-making

Ashe, John F.John Ashe & AssociatesPO Box 4033, Manuka ACT 2603AUSTRALIA+61 26239 7835 Fax: +61 2 6239 [email protected]

Conflict over Australian forest resources, especially betweenconservation and wood production, has in recent decadesbeen deep-seated and acrimonious, at times spilling over intophysical violence. Overlaying the fundamental conflict

between conservation and wood production has beenconflict between the Commonwealth (federal) and Stategovernments arising from intervention by theCommonwealth in State forest management issues.

In an attempt to find a lasting solution to these conflicts,Commonwealth and State governments have since the mid-1990s been pursuing a regional forest agreement (RFA)process, which includes a wide-ranging program ofenvironmental, economic, social and cultural heritageassessments known as comprehensive regional assessments(CRAs).These assessments are integrated and form part ofan integrated assessment and decision-making process.

The RFA process includes the design of a comprehensive,adequate and representative reserve system,recommendations for ecologically sustainable forestmanagement practices and identification of industrydevelopment opportunities.

The paper examines the RFA process as a case study inintegrated assessment, with illustrations drawn fromparticular RFAs. Issues examined include the policy originsand underpinnings of the process, the CRA methodologyscientific aspects of the process, public consultation trade-offmechanisms and the environmental, economic and socialbenefits and outcomes of the process.

Australia, strategic environmental assessment, integratedassessment, regional forest agreements, comprehensive regionalassessments, forests, wood production, conservation

Psycho-morphological Overview to Impact Assessment& Crises Management (Case Study Niger Delta)

Ayawei, Prosper; Akpofure, E.A.; Eshiemoge, Stanley;Duru, Sampson; Jonathan, Goodluck; Achimota, DicksonNiger Delta Regional Coordinator for InternationalAssociation for Impact Assessment Nigeria (IAIA) Flat 3 IAIA Complex Okutukutu P.O.Box 644 YenagoaBayelsa State, Nigeria

It is evident that the psycho-socio ecological problems of theNiger Delta (Nigeria), worsened by the past hazy politicalscenario has a direct impact on the youths, precipitatingvarious escalating incidents of crime, restiveness, andvandalizing attitudes closely associated with the youths mostof whom are unemployed even now, because of noacademic or vocational skills to market. Various levels ofgovernment-oriented impact assessment and crisesmanagement techniques have been employed which led tothe employment of diverse suppressive security apparatusand diversionary crises management techniques, aimed atchecking the climaxing nuggets of anti-social vicesperpetuated by the youths which have continued to lead to

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societal decadence. In this abstract, we believe that the mostviable solution to the holistic impact assessment and crisesmanagement of the Niger Delta Region is a well articulatedand implemented sustainable psycho-morphological impactassessment and crises management program. The saidapproach will act as: a) A base line for crises andenvironment management techniques in the region; b) Thebest approach to initiate the sustainability of the ruralindustrialization scheme and participatory rural appraisalreport/work plan; c) A model design for the promotion ofcordial relationship between the host communities, thegovernment and guest companies; d) An unprecedentedmodel for psycho-socio- economic and environment andcommunity development blueprint for the grassrootsdevelopment of the Niger Delta Region of Nigeria.

Niger Delta, psycho-morphological impact assessment and crisesmanagement, hypo-chrondaias, endo-morphological approach,ectomorphological approach, mesomorphological approach,ambimorphological approach

A 5-year Update of the Development of EIA Follow-upWorks Internationally and the Latest Experiences andDevelopment in Hong Kong

Au, ElvisHong Kong Environmental Protection Department27/F Southorn Centre130 Hennessy RoadHong Kong, Wanchai, China

+852 28351964 Fax +852 [email protected]

This presentation would take stock of and update thedevelopment after the international review of the EIAfollow-up works undertaken by the Hong KongEnvironmental Protection Department in 1995 as part of theInternational Study on the Effectiveness of EnvironmentalAssessment. It would also outline some key developmentsand experiences of the EIA follow up works in Hong Kongand the likely future directions in the 21st century.

The Integration of Sustainability Objectives into PolicyProcesses in South Africa

Audouin, Michelle; Rossouw, Nigel; Weaver, AlexCSIR Western Cape ProvincePO Box 320Stellenbosch, Western CapeSouth Africa+27 21 888 2400 Fax +27 21 888 [email protected]@[email protected]

Guidelines for Strategic Environmental Assessment (SEA)in South Africa were produced in 2000 by the CSIR, inpartnership with the national Department of EnvironmentalAffairs and Tourism (DEA&T). During the stakeholderworkshops, which were held as part of the formulationprocess for these Guidelines, it became evident that SEAapplied to the policy level of decision-making would bedifferent to that of the plan and programme levels. This isdue to the amorphous, incremental and more politicalnature of the policy-making process. The current SEAGuidelines only relate to the plan and programme levels ofdecision-making, therefore, research is being undertaken bythe CSIR on applying SEA to the policy process.

The challenges facing the integration of sustainability intopolicy-making include: understanding the practicalimplications of sustainability in the South African contextand within each sector in this country, and developing anapproach which is not only applied by environmentalspecialists, but is also easily understood and used by politicaldecision-makers and ensuring that this approach responds tothe strengths and weaknesses of the South African policyenvironment.

Stakeholders in policy processes have indicated that aproactive approach to the integration of sustainability intopolicy processes is required rather than a reactive assessmentafter a policy has been formulated. Key questions relating tosustainability objectives, to be asked at various stages duringthe policy formulation process, are therefore beingdeveloped.

In this paper, a brief overview of the policy environment inSouth Africa and the implications for the integration ofsustainability into policy processes is presented. Finally, anapproach to the development a tool for the integration ofsustainability objectives into policy processes is described.

strategic environmental assessment (SEA), sustainability, policy

Assessment Tools for Biodiversity Businesses: Settingthe Scene

Bagri Athanas, AndreaIUCN-The World Conservation Union28 rue MauverneyGland 1196, Switzerland+41 22 999 0267 Fax +41 22 999 [email protected]://biodiversityeconomics.org

Achieving sustainable development requires a re-think ofbusiness as usual. Businesses of today and the future arethinking increasingly of what they can do to improve theenvironment. A number of businesses have even adoptedconservation as a core component of their mission – seeking

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to benefit biodiversity while making a profit. Furthermore,recent years have witnessed the emergence of a number ofconservation investment funds which are actively seekingout such businesses. But just how can these funds and thebusinesses they are looking for be sure that their for-profitenterprises are contributing positively to biodiversity? Thispaper will provide an overview of the development of abiodiversity business sector and highlight key questionsrelating to the assessment of the impact of such businesses.

biodiversity, business

Environmental Assessment Follow-up: A Frameworkfor Environment Canada

Baker, JillEnvironmental Assessment Branch, National ProgramsDirectorateEnvironmental Protection ServiceEnvironment Canada17th Floor, Place, Vincent Massey351 St. Joseph BoulevardHull, Quebec K1A 0H3 Canada+1 819 953 1695 Fax+1 819 953 [email protected]

Dobos, RobEnvironmental Assessment SectionGreat Lakes and Corporate Affairs, Ontario RegionEnvironment CanadaP.O. Box 5050867 Lakeshore RoadBurlington, Ontario L7R 4A6, Canada+1 905 336 4953 Fax+1 905 336 [email protected]

Environmental assessment follow-up (EA follow-up) isrecognized as an essential component of an effectiveenvironmental assessment (EA) process. EA follow-up is aprogram for: ensuring the implementation of mitigationmeasures, determining the effectiveness of those measures,and verifying the accuracy of the EA. Despite therecognized importance of EA follow-up, it is rarelyundertaken in EAs conducted in Canada. Manystakeholders in the EA process have recently voiced theneed to strengthen the role of EA follow-up. The CanadianEnvironmental Assessment Act (CEAA) sets out theresponsibilities and procedures for the EAs of projectsinvolving the federal government. Proposed changes toCEAA are expected to strengthen the role of EA follow-up.

Environment Canada (EC) is a federal governmentdepartment that has two specific obligations under CEAA.As a Responsible Authority, EC must conduct EAs forprojects that it undertakes as a proponent or supportsthrough provision of funding, lands or a specific regulatory

approval. As a Federal Authority EC must provide specialistor expert information to other federal departments andagencies who are conducting EAs. Depending upon its roleEC has different responsibilities with respect to EA follow-up.

In response to the recognized weakness of EA follow-up,and in anticipation of the pending amendments to CEAA,EC has developed an EA Follow-up Framework. Theframework provides direction for EC in conducting andparticipating in EA follow-up programs. Specifically, theFramework: establishes criteria to aid in deciding on theneed for EA follow-up, establishes criteria for scoping thefollow-up issues, identifies potential tools and methodologiesthat may assist in the design and implementation of the EAfollow-up, and identifies EC’s roles and responsibilities in theEA follow-up. This paper describes this framework and howit will be used by EC staff when conducting or reviewingproject EAs.

environmental assessment, follow-up, mitigation, monitoring

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English Regions and Sustainability: Towards theDevelopment of a Productive Strategic EnvironmentalAssessment System

Barker, AdamDepartment of Land EconomySt Mary’s King’s CollegeAberdeen AB24 3UF UK+44 1224 272364 Fax +44 1224 [email protected]

Fischer, Thomas B.Institute for Regional Development and Structural Planning(IRS)Flakenstrasse 28-3115537 Erkner (bei Berlin) Germany+49 3362 793157 Fax: +49 3362 [email protected]

Central to this paper is the suggestion that planning anddevelopment frameworks in England are currently at apotentially productive, although problematic turning point.Whilst on the one hand the UK is attempting to make theinstitutional and procedural changes necessary to facilitatethe process of regionalisation and devolution, it is at thesame time facing the challenge of accommodating the needto make decision-making at different levels accountable tothe over-riding objectives of sustainable development. In thelight of these challenges, the authors highlight the value ofstrategic environmental assessment (SEA) as a mechanismfor improving the environmental quality of decision-makingand make recommendations as to how regional governancecan benefit from the development of an SEA system whichis capable of reconciling the sustainability conflicts derivedfrom different tiers of decision-making.

The paper is organised into three main sections. In the firstpart of the paper, the authors describe current Englishregional provisions and evaluate the degree to whichRegional Planning Guidance and Regional DevelopmentAgency Economic Strategies can effectively deliversustainable development. The second part of the paper thenexplores the use of SEA as a means of achieving sustainableconflict resolution and considers the benefits which are to bederived from effective SEA application. In the final part ofthe paper, the authors suggest how SEA can aid therealisation of sustainable development within the context ofcurrent UK regional provisions. Although the authorshighlight the fact that the UK government has madetentative steps towards the development of a system ofregional environmental assessment, the paper concludes thatsuch provisions are too limited in scope and that a moredynamic and comprehensive SEA system is required.

England, regions, planning, devolution, SEA Systems Approaches for Strategic EnvironmentalAssessment in New South Wales Local Government,

Australia

Bartlett, Samuel R.New England Ecological Economics GroupCentre for Water Policy ResearchUniversity of New EnglandArmidale, NSW, 2350 Australia+61 2 6773 2466 Fax +61 2 6773 [email protected]

Many of the established tools for sustainability planning andstrategic environmental assessment (SEA) assume that theobjectives of and issues for assessment are well defined andarticulated. However, sustainability planning and SEAfrequently encounter poorly defined or “wicked” problemscharacterised by high levels of complexity, uncertainty,conflict and controversy. Stakeholder dialogue during ascoping phase is widely promoted in order to capturealternative perspectives; however, the analytical phase ofSEA generally remains the province of supposedly objectiveand dispassionate experts. This paper explores some of themethodological alternatives available to SEA practitionersfrom the application of “systems thinking” and learningorganisation approaches. Several strands of systems thinkingare evaluated in terms of their possible contribution to SEA.Drawing on the author’s experience with local governmentplanning in New South Wales, Australia, it is argued thatthese systems tools are of great value, particularly whenapplied in SEA processes that adopt an interdisciplinary,participative and learning-oriented approach. Theimportance of institutional structures (particularly legislativeframeworks) that support such a conception of SEAis highlighted.

strategic environmental assessment, systems thinking, localgovernment

Sustainable Approach to Wastewater Treatment PlantsDesign Belgiorno, Vincenzo; Giannella, G. Department of Civil EngineeringUniversity of Salernovia Ponte Don Melillo, 84084Fisciano (SA) Italy +39 (0) 89 964089 Fax +39 (0) 89 964100 [email protected]

Systematic approach of design of wastewater treatmentplants is usually focused on the basis of the best economicand technical solution. Processes are differently chosenrelating to different characteristics of wastewater loads,sometime forgetting that a design can be functionallycorrect but can produce serious impacts on its surroundings.

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In Europe growing interest in environmental issues andscarcity of land due to high density of population makesdifficult the siting of wastewater plants in urban areas.Advances in legislation increase the consideration given toevaluate adverse effects which may result from the possiblesolutions upon the social, economic and environmentalresources of the area.

The paper will discuss environmental impacts due towastewater treatment plants with a “general to specific”approach. Different issues followed in siting issues in UE andin USA, cost effectiveness of technological solutions indeveloped and developing countries and specificenvironmental impacts are briefly presented. A screen isproposed useful to help the identification of wastewatertreatment process alternatives and to identify best solutionsrelated to specific sites. Potential adverse impacts areexamined, discussing how it is possible reduce to anacceptable level or mitigate by structural or not structuralmeasures visual, odor and sound impacts.

design, wastewater treatment plants, environmental impacts

SEA of Marinas in the Region of Liguria

Bettini, Virginio; Gazzola, Paola; Emanuele, Snidaro; Zuin,Cristina Dipartimento di urbanistica-IUAV 30135 Venice Italy+39 0441 2572224 Fax +39 041 [email protected]

The 8000 kms of the Italian coastline are a complex,dynamic and unique system, created through centuries ofhuman pressure and continuous degradation. The area isdensely inhabited; population growth, continuousurbanization, the exploitation of the sea bottom for industrialpurposes, the hazards stemming from maritime traffic,agricultural methods, uncontrolled fishing and many otherfactors have a considerable impact on the environment andthe coastal growth management. Tourism has itsresponsibilities for the state of the coastline and the qualityof its environmental resources: many typical features of theItalian coastal ecosystems have already been swept out. Onthe other hand, the tourist industry is aware of the potentialof the marine environment and the affluence this couldgenerate, if correctly exploited. Policies to protect, preserveand improve the quality of the marine environment havebeen defined at national level. For the first time in Italy, theregional administration has drawn up a locally coordinatedcoastal plan (Piano Territoriale di Coordinamento). Themunicipalities of the coastal areas will be the main actors,although they will play their part in the wider context of anational strategy.

The SEA of the Regional Costal Plan of Liguria has

managed to strike a balance between the need to developmarinas and to follow the conservation requirements set byregional and national policies.

With the use of a matrix, we developed scenarios whichcould minimize environmental impacts, by limiting thenumber of marinas, after taking into account the carryingcapacity and environmental emergencies due to the globalclimate change.

strategic environmental assessment, integrated costal zonemanagement, coastal tourism, Italy

Percolation and SIA in Urban Planning

Bettini, Virginio; Di Nota, Flavia; Gazzola, Paola; Gianoni,Pippo; Stevanin, Marco; Zannin, DanieleDipartimento di Urbanistica, IUAVSanta Croce 1957, 30135 Venice Italy+39 041 2572224/15 Fax +39 041 [email protected]

The Urban Impact Evaluation takes many parameters intoaccount: air and water quality values, availability of greenareas, entropy of energy cycles to be kept under control, theproblem of the urban sprawl. One of the keys to urban andregional sustainability is maintaining the ratiobetween source and sink.

We suggest the generalized use of the landscape ecologyanalysis, before drawing out any urban plan and before anyevaluation of urban impact. Plans and projects must complywith the need to maintain continuity between source andsink: this is an indispensable pre-requisite to any sustainableplan or project.

It is therefore necessary to apply the theory of percolation asa first step to any work, plan or project, in order to achieve ahigher than positive percolation value (pc higher than 0.59).

The percolation indicator will then be the most reliablevalue found so far in an ecologically oriented planning andevaluation exercise.

To this purpose we have experimented an application modelvalid for Mediterranean coastal urban areas. The model wastested and gauged on specific coastal sites and situations:the shoreline project in Cervia (Ravenna, Emilia RomagnaRegion, 1999), the revision of the Pozzallo master plan(Ragusa, Sicily, 2000), the Strategic Impact Assessment (SIA) of Kenzo Tange Master Plan inJesolo (Venice, work in progress, 2001).

strategic environmental assessment, urban planning, landscapeecology, percolation

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Adding a Health Component to SEA and EIA, withReference to Periurban Development

Birley, MartinIMPACT, The International Health Impact AssessmentConsortiumUniversity of Liverpool and Liverpool School of TropicalMedicinePembroke Place, Liverpool L3 5 QA, England+44 (0) 151 708 [email protected]/~mhb

It is widely recognised that health is a neglected componentof both EIA and SEA. There are a number of currentinitiatives that are designed to remedy this problem. Thesewill be described. At the same time, it is not always clear to anonhealth audience what kinds of health concerns shouldbe addressed. The paper will describe some of these healthconcerns with reference to the urban and periurbanenvironment of developing country cities. Further confusionarises because the term health impact assessment is used indifferent ways and some of these will be described. Theadvantages and disadvantages of adopting a quantificationapproach will be included. There is a growing consensusthat the method of health impact assessment is based onanalysing how the determinants of health may be changedby a policy, programme, plan, or project. It is not always clearwhat constitutes a determinant of health. These can bebroadly classified into biophysical factors and social factors.Both are equally important. Even where an assessment isdriven primarily by concern about the biophysicalenvironment, the social determinants of health requireattention. This will be illustrated by examples.

health, environment, strategic

Taking a Fresh Look at SEA’s Role from a Decision-making Perspective

Bina, Olivia University of CambridgeNewnham CollegeSidgwick Avenue, Cambridge CB3 9DF, United Kingdom+44 77 8060 [email protected]

The paper aims to address the basic – but arguablyfundamental – questions about why we think we needSEA, and what it can do for us. It argues that theoreticalperspectives on the role (and limitations) of assessmentmethods such as SEA can be enriched through the cross-reference to decision-making theory and policy-makingtheory. The relevance of these theories can be traced back

to the most common definitions of SEA, which stress its rolein supporting strategic decision-making processes(programmes, plans and policies). It therefore seems essentialto understand how an assessment process can influencethem, what stages it can relate to, and how it can identifyand influence the type of considerations made in thesecontext.

The paper refers to a number of case studies (in the transportsector) to argue that the assessment culture, and the politicaland planning context within which SEA is applied, candictate much of the scope and form of the assessment. Thisleads to a discussion about the potential contribution of SEAto sustainability and long term change in the organisationaland cultural characteristics of policy-making institutions.Some of the issues raised here may also have importantimplications for how we present and use good practiceexamples and the lessons learned from them.

SEA, role of SEA, decision-making theory, policy and politicalcontext, sustainability

Environmental Assessment of Trade Agreements:Initiating a Process in the Latin American Context

Blanco, Hernán; Borregaard, Nicola; Dufey, AnnieCIPMA (Centro de Investigación y Planificación del MedioAmbiente)Bucarest 046, Piso 2DProvidencia, Santiago, Chile+56 2 3341091, 3341096 Fax +56 2 [email protected]@[email protected]

About a decade ago environmental assessment started to beapplied to the trade liberalization process. To date,multilateral organizations, like the WTO, UNEP andOECD, have set up environmental committees and aremaking specific recommendations about environmentalassessment of trade agreements. Countries like Canada andthe USA have executive orders that make theenvironmental review of trade agreements compulsory.Recently the concept of “Sustainability Review of TradeAgreements” has been gaining popularity, broadeningtherefore the environmental dimension of the assessment.

The situation in Latin American countries is quite differentthough. In many occasions environmental reviews are seenas threats to a freer trade regime. The base line information– required to pursue an environmental review – is scarce.There is little experience with environmental assessmentprocesses in general. And, in some cases, there is a lack oftransparency and of a consultative approach towardsdecision making.

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Although there has been substantial progress in theinternational experience of environmental assessment oftrade agreements, there is still much to do to adapt suchprocesses and methodologies to the Latin American reality.This paper will present the activities and partial results of atwo-year research project about how to adapt andimplement a participative assessment of the FTAAagreement in Chile.

trade and environment, environmental assessment of trade,public participation, strategic environmental assessment

Public Participation in the EIA System in Chile:Preventing the Conflicts?

Blanco, Hernán; Sepúlveda, ClaudiaCIPMA (Centro de Investigación y Planificación del MedioAmbiente)Bucarest 046, Piso 2D, Providencia, Santiago, Chile+56 2 3341091, 3341096 Fax 56 2 [email protected]@cipma.cl

Sabatini, FranciscoPontificia Universidad Católica de ChileFacultad de Arquitectura, Diseñño y Estudios UrbanosEl Comendador 1916, Santiago, [email protected]

The prevention of conflicts, and their negotiated resolutionsin case they arise, has always been a major task attributed topublic participation within the EIA system. A two-yearresearch project in Chile was dedicated to answering thequestion: What key factors in our public participationexperience, within the EIA system, can contribute topreventing and resolving conflicts? Two case studies werestudied: a pulp mill development project (a privateinvestment of over one billion US dollars) and an urbanhighway development in Santiago (a public investment ofover three hundred thousand US dollars). The study of bothcases reveals a number of concrete recommendations forpossible changes to the EIA system. Additionally, two majorissues – the need for participative social impact assessmentand for participative urban planning – were identified andstudied.

The progress we need to make is, however, not onlyrestricted to the EIA system but also refers to the broadercultural dimension, suggesting the need for major changesin our political culture. What is finally in play is our capacityfor a democratic coexistence, characterized by tolerance,dialogue, and the search for agreements. This is,undoubtedly, a major and long term goal.

Environmental conflicts are a permanent reminder that theidea of “sustainable development” must be put in practice

through the construction of negotiated agreements betweeneconomic, environmental and social interests. Publicparticipation has, therefore, an important role in paving theroad to the changes we need. This paper will present themain results and recommendations drawn from this researchproject.

public participation, EIA, social impact assessment, urbanplanning, conflicts, Chile

Public Participation in the Forestry Sector in Chile

Blanco, HernánCIPMA (Centro de Investigación y Planificación del MedioAmbiente)Bucarest 046, Piso 2DProvidencia, Santiago, Chile+56 2 3341091, 3341096 Fax +56 2 [email protected]

Among the main barriers to additional forest development inChile are the difficult relationships between the companiesand neighboring communities as well as environmentalconcerns. This paper presents the development, results andlessons of a public involvement program in the case of amedium size forest company in Chile (Forestal y ArcolaMonte Aquila, part of the Shell Group), and one of itsneighboring communities, the city of Curanilahue (about30,000 inhabitants). The program’s objective was to enrichthe relationship between the company and the community,in order to contribute to a better quality of life for thecommunity and a better productive performance for thecompany. A main concern for the company was theoccurrence of forest fires and its correlation with a deficientrelationship with the communities.

The involvement program implemented was inspired byDesmond Connor’s approach to “constructive citizenparticipation.” The program had four steps. In the first stepboth the company and the community were systematicallystudied. Issues such as history, past conflicts and issues,leadership, channels of communication, and mutualperceptions were covered and analyzed in both cases. Thisfirst step was the basisfor defining the most appropriate ways to continuing withthe program. The second step was dedicated to informingthe community about the company, this program and thecorresponding activities. The information was conveyedthrough “responsive publications” that included adetachable coupon requesting opinions and comments.Through the publication the community was invited to thethird step of the program: a face-to-face meeting in theformat of an “open house.”

Both company and community have considered theprogram very successful. The main issues of concern for both

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parties were identified, and creative solutions are being implemented.

public participation, forest sector, Chile

The Environmental Impact Assessment in Chile and itsRelation to Foreign Direct Investment in the ForestrySector: the Trillium Case

Bocchetto, MarcelaYale School of Forestry and Environmental Studies+1 203 772 [email protected]/environment

The Rio Condor lumber harvesting project in Tierra delFuego, located in the far south of Chile, owned by the U.S.firm Trillium Corporation, had taken a series of initiativesthat went beyond those required under the ChileanEnvironmental Law. Even though the forestry project hasprovided an “acid test” for Chile’s incipient environmentallegislation.

The case, which has mobilized a wide range of actors infavor and opposed to the project, has finally been approved,after three years of delay, in 1998, subject to a series ofconditions that must be met in the future.

The multifaceted aspects of this case have provided insightsand raised questions concerning the efficacy of Chile’sEnvironmental Impact Assessment System.

Trillium Corporation arrived in Chile with a newenvironmental ethic and with the idea of implementingsustainable forestry based on adaptive managementprinciples. In spite of this, its Rio Condor forestry project hasbeen subject to the criticism of extremist environmentalgroups, a prolonged process of public discussion and hadbecome a emblematic environmental conflict in Chile.

The goal of this paper is to analyze the context in which theRio Condor Project took place in order to understand thepotential and limitations of the environmental regulationsfor Foreign Direct Investment in the forestry sector in Chile.To reach this, the paper presents the local investmentcontext, the environmental regulatory framework, and amap of the social process that took place. Further, the paperpresents the participants of this process, their perspectives,and the situations they faced during the approval process bythe Chilean Government and Courts.

Foreign Direct Investment has contributed to consolidatingthe country’s integration into the international economy inthe last decade. The paper will seek the relationshipbetween private investment and the environment protectionin the Rio Condor project and analyses the outcomes andeffects of the social process over this topics. The

recommendations are made in the light of the opportunitiesfor attracting more private investment to the forestry sectorand enhancing the capacities of the Environmental ImpactAssessment System.

Chile, native forest, foreign investment

Cumulative Impacts in Southeast Florida MarineHabitat from Offshore Dredging for Beach FillActivities

Bocchetto, Marcela; Chambers, Adam; Henderson, Katina; Max, LisaYale School of Forestry and Environmental Studies+1 203 772 [email protected]@[email protected]@yale.eduwww.yale.edu/environment

The United States Army Corps of Engineers is currentlyinvolved in filling an inordinate number of beaches alongAmerica’s seashore. The main sand gaining method that theCorps uses for these projects is dredging from offshore sanddeposits. They place this limited mineral resource on erodingbeaches. The offshore dredging areas are commonly referredto as borrow pits; however, borrowing is somewhat of amisnomer because it unlikely that the sand will ever bereturned to these fragile ecosystems.

A great deal of these dredging activities occur in thesoutheast coastal areas of Florida. This area contains coralreefs, hard bottom ecosystems, and important transitionzones. Extensive dredging activities threaten this fragilecombination and essential fish habitat. The report highlightsthe lack of information about these effects, explores theenvironmental impacts of sand dredging on thesebiologically sensitive areas and analyzes the shortfalls of thecurrent regulatory regime.

The analysis is tailored to Dade, Broward and Palm Beachcounties. This unique coastal region will be irreversiblydamaged if the frequency, size or number of these dredgingprojects persists.

The report begins with an identification of the countieswithin the case study area and the corresponding offshoredredging sites. A detailed description of the dredgingactivities is presented. Then, the authors describe theunderwater ecosystems and the diverse life within them.Next, the Army Corps’ current offshore dredging activitiesand the possibly irreversible impacts of this destructiveprocess on these delicate ecosystems is discussed. TheNational Environmental Policy Act and other federalregulations apply to these projects. Finally, the paper

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includes an opinion as to whether the impacts of dredgingare sufficiently considered within these requirements.

The findings highlight inadequacies of the documentedimpacts. Cumulative impacts of past, present and futureoffshore dredging is superficially covered. The lack ofconcern for the cumulative impacts could result inirreversible impacts to this extremely fragile ecosystem.

cumulative impacts, NEPA, marine habitat

Development of a Framework for Joint ImplementationMeasures in Developing Countries to Reduce GreenHouse Gases in the Atmosphere

Bonilla, Juan PabloFUNDESARROLLOVia 40 # 36-135 local 5 y 6 Antiguio Edificio de la AduanaBarranquilla, Colombia+57 5 3419989 / +57 5 3419405 Fax + 57 5 [email protected]@hotmail.com

Concentration of GHGs in the atmosphere is rising rapidly,mainly because human activity is changing the way theatmosphere absorbs and emits energy, changing the world’sclimate. The international community has recognizedclimate change as a serious problem and as a result, the 1992United Nations Framework Convention on Climate Change(UNFCCC) became the first binding international legalinstrument to address the issue precisely.

The UNFCCC establishes the possibility for jointimplementation measures to reduce GHGs betweenindustrialized and developing countries in Article 4.2.a,initiating a process still under development for joint

implementation measures to fulfill the objective of theConvention.

In 1997, the Parties to the Convention adopted the KyotoProtocol including commitments to reduce their overallemissions of GHGs, by at least 5% below 1990 levels betweenyears 2008 and 2012. The Protocol also established emissionstrading, joint implementation between developed countries,and a Clean Development Mechanism (CDM) toencourage joint emissions reduction projects betweendeveloped and developing countries.

The main purpose of the CDM is to assist developingcountries in achieving sustainable development andcontributing to the UNFCCC objective. Therefore, adeveloping country must create the adequate political,institutional and technical framework to participate in the

implementation of these mechanisms. This researchdevelops such a framework

The IDB Environmental and Social Requirements forEnvironmental Management of Large ScaleInfrastructure Projects

Brito, ElizabethInter-American Development BankPrivate Sector Department1300 New York Avenue, N.W.Washington, D.C., 20577 USA+1 202 623 2693 Fax +1 202 312 [email protected].

The mandate of the Inter-American Development Bank fordirect financing to private sector investments focuses onlarge infrastructure projects in energy, transportation, waterand sanitation, communications, and capital market sectors.The Environmental and Social Unit (ESU) of the PrivateSector Department (PRI) has adapted the IDBenvironmental and social requirements to reflect the specificcharacteristics and aspects of private sector projects andactivities. The fundamental environmental, social andhealth and safety requirements for PRI projects are:

• Compliance with all applicable in-countryenvironmental, social, health and safety legalrequirements;

• Compliance with all the IDB environmental, social, andhealth and safety policies and guidelines;

• Promotion of information disclosure, stakeholderinvolvement, and transparency.

In addition, the ESU also requires that the Project sponsors(a) adopt sound environmental, social, and health andsafety practices and management systems, and (b) promotepositive externalities related to the Project, at the local andregional levels. The ESU encourages environmental, healthand safety managers to place environmental and social issueson the agenda at all levels of their organizations – fromoperations to finance and administration. ESU also fostersand supports project sponsors in their efforts to makeenvironmental management pro-active and cost-effectiveand to integrate environmental, health and safetymanagement into core business practices.

The ESU also encourages the sound use of IA and EIA(when required) as a first step to develop project-specificenvironmental management plans or corrective action plans(when required). The ESU believes that cost-effectivepollution prevention and clean production projects canimprove operations.

One of the main objectives of the ESU is to ensure that theBank provides environmental and social benefits

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additionally to projects, not only by ensuring that negativeimpacts are minimized and mitigated but also byencouraging and assisting sponsors to develop initiatives tomaximize the company’s environmental and socialcontribution to the local communities.

Piecing Together the Jigsaw of EnvironmentalManagement Tools: A Model

Brown, A. L.; Nitz, TraceySchool of Environmental PlanningGriffith UniversityBrisbane Queensland 4111 Australia+61 7 3875 7645 Fax: +61 7 3875 [email protected]@mailbox.gu.edu.au

The need to understand the relationships betweenenvironmental management tools (e.g., EIA, SEA, LCA,EMS, etc.) is receiving increasing recognition. At IAIA’00,the authors, in a similarly titled paper, proposed thedevelopment of a comprehensive model of environmentalmanagement to improve understanding of the relationshipsbetween different environmental management tools. This isa follow-on to that paper, reporting work in progress. Itdescribes the research methodology and a preliminary modelof environmental management tools and concepts. Itcharacterises a range of environmental management toolsand concepts along several dimensions, including, inter alia,methodology, data requirements, data input, users,applications, legislative status, environmental management“attitude,” and organisational structure. This umbrellamodel is used to identify relationships between differentenvironmental management tools across these dimensions.The paper

demonstrates the value of our model-building approach forimproving the understanding of environmental management.

environmental management, EIA, SEA, environmentalmanagement systems, life cycle assessment, environmentalauditing, environmental reporting

The Development of Real-time Environmental ImpactAssessment Review Procedures

Brownlie, SusandeVilliers Brownlie Associates21 Menin AvenueClaremont 7708 South Africa+27 21 674-4263 Fax +27 21 674-4263 [email protected]

Fuggle, Richard; Kilian, Darryll; Kruger, LynetteEnvironmental Evaluation Unit

University of Cape TownRondebosch 7701 South Africa +27 21 650-2874 (Fuggle)+27 21 650-2868 (Kilian)+27 21 650-2866 (Kruger)Fax +27 21 [email protected]@[email protected]

Lane, SueSue Lane & Associate Environmental Services5 Muswell Hill RoadMowbray, 7700 South Africa +27 21 686-8194 Fax +27 21 686-8194 [email protected]

Raimondo, JohnGibb Africa14 Kloof StreetCape Town, 8000 South Africa+27 21 469-9100 Fax +27 21 424-5571 [email protected]

Most established guidelines for reviewing environmentalimpact assessments adopt a historical perspective. Thisperspective is used because the aim of most publishedreviews has been to monitor change over time in either thenature or quality of environmental assessments. This paperpresents a structure that has been developed to assist personsresponsible for real-time review to assess the adequacy ofproject related EIAs and to guide subsequent action. Thestress is on quality assurance and good practice rather thanchange through time. Two fields and nine areas of revieware suggested. The first field is quality assurance, whichincludes review of:

1. professional ethics2. adequacy of information3. clarity of communication4. due consideration of alternatives.

The second field is procedural and covers review of:

5. description of project and affected environment6. legislation, policies and plans7. scoping and participation by interested and affected

parties8. assessment and evaluation of impacts9. mitigation, enhancement, management and monitoring

The guidelines consist of a number of key questions,supported by key considerations and information boxespertinent to each review area; the reviewer is guided toassess the adequacy of the EIA as a sound and reliable basisfor decision-making. The principles underpinning EIA and

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good decision-making form the basis for such judgements.The reviewer is provided with a structured assessment formon which the adequacy of each review area is noted. Basedon these entries, and guided by a table addressing possiblereview outcomes, the reviewer completes a reportsummarising the findings of the review and indicatingwhere and what further action is needed.

EIA, review, quality assurance

Why is Social Impact Assessment the Orphan of theAssessment Process?

Burdge, Rabel J. Room 510 Arntzen HallWestern Washington UniversityBellingham, WA 98225-9081 USA+1 360 650 7521 Fax +1 360 650 [email protected]

Field, Donald R.Rural Sociology & Forest EcologyUniversity of WisconsinMadison, Wisconsin, USA

With the possible exception of New Zealand, social impactassessment (SIA) has not been widely adopted as acomponent of the assessment process for project or policyappraisal. The reasons for non-adoption are many andvaried. First and foremost, there is minimal consensus as towhat it is. Secondly, there is little agreement on therelationship between social impact assessment (SIA) andenvironmental impact assessment (EIA). Indeed, are theyrelated and should the two processes be done collectively orseparately? When is social impact assessment required? If itis not required and does not contribute to the assessment ofresource development projects, then why do it? What werethe origins of SIA and why was it seen as important in thefirst place? What is included in a “social impact assessment”?Does a body of research findings exist that tells thepractitioner what to assess and how to proceed? Do we haveexamples where a social impact assessment has actuallymade a difference or been followed in the appraisal process?

In this paper we focus on the “sociology of knowledge”question—is there evidence that we are accumulating abody of knowledge that can be labeled social impactassessment? Whether SIA has become institutionalized willonly be partially addressed in the paper and then only in thesense of whether we have accumulated a SIA knowledgebase.

Our source of data is a content analysis of all the articlespublished in the two main impact assessment referredjournals – Environmental Impact Assessment Review andImpact Assessment and Project Appraisal. These two journals

are the repository of knowledge in the field as well asproviding a history of how impact assessment developed as apolicy discipline and research topic. We wanted to knowhow many articles had been published on SIA. How wasSIA labeled – social impact assessment or social assessment?What is the content of refereed SIA articles? Are the papersdealing with findings about SIA or procedures, that is, stepsin the process. And a final question—have the Guidelinesand Principles for Social Impact Assessment (1994, 1995)been influential in guiding the research and practice ofSIA? Each of the above questions are addressed based onthe content analysis of the 160 articles on social impactassessment appearing in the two journals since founding.

Learning About Social Change: Using Social ImpactAssessment in the Planning/Decision Process (Poster)

Burdge, Rabel J. Professor of Sociology and Environmental StudiesRoom 510 Arntzen HallWestern Washington UniversityBellingham, WA 98225-9081 USA+1 360 650 7521 Fax +1 360 650 [email protected]

Brathwaite, FarleyFaculty of the Social SciencesThe University of the West IndiesCave Hill CampusBarbados, West Indies

This poster illustrates the use of social impact assessment atthe community and project level to help planners, changeagents, elected officials and concerned citizens understandlikely future change in their community as a result of projectimplementation or policy change.

After a brief definition of social impact assessment and ahistory of its use in the planning process, the basic SocialAssessment Model is laid out. I provide visual examples ofhow an SIA matrix can be used in a variety of project andpolicy settings. Next the SIA scoping process is outlined asthe way to identify likely social impacts (issues) based onpast research and assessments of similar project and policychanges.

The content of the social assessment (analysis) is made up of28 social impact assessment variables (social scienceconcepts) which I use to explain change in a variety ofproject/policy settings. These indicators have been extractedfrom completed environmental and social impactassessments and ex-post facto social science research on ruraland urban communities. Next is a definition and ways ofmeasuring and analyzing selected SIA variables, followed bydemonstrations of significance and procedures for reducing

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the number of SIA variables to fit a project setting. The useof different data sources for social assessments is also shown.

The presentation includes a ranking procedure for theselection of significant SIA variables. Once identified, theseSIA variables become the basis for mitigation andenhancement of the change process. Examples of mitigationand enhancement alternatives are displayed for arepresentative project. The poster concludes with a outlinefor presenting the analysis and the SIA key citation index.

Practical Suggestions for Planning a Project-initiatedCEA Study

Canter, L.W.University of OklahomaEnvironmental Impact TrainingHorseshoe Bay, Texas, [email protected]

The current practice of environmental impact assessment(EIA) is largely derived from worldwide professionalexperience aggregated from conducting impact studies onnumerous types of projects. Current and future practicesrelated to incorporating cumulative effects assessment(CEA) within the EIA process for proposed projects can alsobe aided by incorporating professional experience. Based onseveral recent planning efforts regarding project-initiatedCEA studies, this paper summarizes practical suggestionsderived therefrom. These suggestions representconsiderations which can be useful in improving the processby which CEA can be incorporated in the EIA process forproposed projects. The suggestions are related to: (1)preparation for study planning by reviewing key court cases,establishing an inter-agency coordination team, and the useof peer reviewers; (2) use of the Worldwide Webthroughout the process; (3) determination of the impactfootprint for the proposed project followed by selection ofimpact indicators, and development of cause-effect linkagesvia use of adapted checklists, matrices, and/or networks; (4)inclusion of cumulative effects in the scoping process; (5)identification and aggregation of historical baselineinformation; (6) selection of descriptive, conceptual, orquantitative models for quantifying cumulative effects; (7)coordination with various governmental agencies in thedevelopment of significance criteria for impacted resources,ecosystems, and human communities; (8) delineation ofgovernmental agency management goals for the impactedcomponents; (9) coordination with various agencies inplanning monitoring and mitigation for the significantcumulative effects; and (10) dealing with inadequateinformation on future actions and inadequateunderstanding of fundamental scientific information onimpacted resources and ecosystems.

Environmental Assessment in Changing Societies:Lessons from Transitional Countries of Eastern Europeand the Former Soviet Union

Cherp, AlegCentral European UniversityDepartment of Environmental Sciences and PolicyNador u.9, Budapest, H-1051, Hungary+36 1 327 3089 Fax +36 1 327 [email protected] http://personal.ceu.hu/departs/envsci/eianetwork/

Between 1985 and 2001, the 27 transitional societies ofCentral and Eastern Europe and Central Asia introducedmore than 100 legal acts on Environmental Assessment (EA)and subjected dozens of thousands of proposed activities tothis procedure. Their goal has been to transform EA from atechnocratic appraisal integrated into centrally plannedeconomies to a more transparent procedure, designed toensure interdisciplinary analysis of environmental impactsand linked to publicly accountable decision-making. Thepaper aims to describe the key driving forces and thepractical outcomes of this transition.

The main driving force in the reform of EA systems has beenthe change in their societal context. The main policyagendas – environmental protection, democratisation ofdecision-making, market reforms and conforming tointernational requirements – along with the institutionalcontext of EA regulations and practice have influenced boththe change of EA systems over time and the regionalvariations in the patterns of their evolution.

The evolution of EA has followed distinct regional patterns.In most Central European nations, EA systems have beenradically reformed to approximate the procedures used indeveloped countries. In contrast, EA in most of the formerSoviet republics is still based on a procedure inherited fromthe USSR and substantially different from ‘Western’ EA.Finally, about one-third of the transitional countries,severely affected by regional tensions and conflicts orespecially profound social and economic dislocation, have,so far, failed to establish functioning EA systems.Throughout the region, there has been a gap between EAlegislation and practice, especially concerninginterdisciplinary analysis of environmental impacts, publicparticipation, and utilisation of EA findings in decision-making.

The paper argues that an effective EA system reform shouldbe “in gear” with socio-economic transformations bydemonstrating how “advanced” EA regulations failed inunreformed societies and how “stagnating” EA systems havebecome obstacles to economic and environmental reforms.

environmental assessment, countries in transition, Central andEastern Europe, market reforms, democratisation

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Managing Cumulative Effects of Multi Large Projects

Christie, RyersonCanadian Environmental Assessment AgencySuite 100, Revillon Building10237 - 104 Street N.W.Edmonton, Alberta T5J 1B1 Canada+1 780 422 7704 Fax +1 780 422 [email protected]

Creasey, RogerAlberta Energy and Utilities Board640 - 5 Avenue S.W.Calgary, Alberta T2P 3G4 Canada+1 403 297 3187 Fax +1 403 297 [email protected]

The paper demonstrates an approach to regional cumulativeeffects management, of multiple large scale projects, usingthe case of oil sands development in Alberta, Canada. The17 existing, approved or planned projects, all concentrated ina relatively small region, pose significant challenges forimpact assessment. This activity does present an alternativeto conducting and reviewing cumulative effects on a projectby project basis. In response, stakeholders have initiated aCumulative Environmental Management Association.Advantages of this approach include 1) more efficientgathering and sharing of information, including a commondatabase, 2) setting acceptable regional environmentalthresholds for all projects, 3) collaborative assessment ofsimilar cumulative effects from related projects, 4)coordinated regulatory review and approval process foroverlapping cumulative effects assessments, and 5)institutional empowerment from a Regional SustainableDevelopment Strategy administered by a public authority.Resourcing this initiative has challenged all stakeholders toprovide funding for stakeholder involvement, research andadministration in a fair and equitable way. Working groups,organized for specific environmental themes, develop a workplan and manage the individual research, monitoring andinventory initiatives. The working group results are used todevelop regional environmental thresholds. This caseprovides a model for integrating project-based cumulativeeffects assessment with regional management of cumulative effects.

EA of large scale projects

Environmental Considerations for Corps of EngineersProjects

Collinsworth, Stephen R. U.S. Army Corps of EngineersP.O. Box 2288Mobile, Alabama, 36628-0001 USA+1 334 690 2042 Fax +1 334 690 2754

[email protected]

Robison, Neil D.U.S. Army Corps of EngineersP.O. Box 2288Mobile, Alabama, 36628-0001 USA+1 334 690 3018 Fax +1 334 690 [email protected]

Nestler, John M.U.S. Army Engineer Research and Development Center3909 Halls Ferry RoadVicksburg, Mississippi 39180-6199 USA+1 601 634 3870 Fax +1 601 634 [email protected]

With over 200 years of support to the United States in civiland military works, the mission of the U.S. Army Corps ofEngineers has evolved to incorporate environmentalstewardship into its planning process for ongoing andproposed projects. This evolution has resulted from a greaterawareness of the impacts of its actions on natural resourcesand also a necessity to comply with federal environmentallaws and regulations that have been enacted over the past50 years. Before any major project can be undertaken, theNational Environmental Policy Act (NEPA) requires thatan environmental impact analysis must be completed. Inorder to conduct this environmental analysis, investigatorsmust first examine and describe the current environmentalconditions that exist within the proposed project area.Resources examined to compile this baseline data include inpart: land use, air quality, noise, water resources, soils,infrastructure, hazardous and toxic substances, biologicalresources, cultural resources, and socioeconomic conditions.The beneficial or adverse effects of implementing orconstructing the proposed project on these resources arethen analyzed and described in the environmental impactanalysis. This environmental analysis document and itsconclusions about impacts are made available for publicreview and comment and help to guide Corps of Engineersdecision makers about whether, or how a project should beimplemented. Many tools are now available to moreaccurately assess the potential impacts to our environment.These tools include GIS, hydrologic, hydraulic, and waterquality models. My presentation will address some of thesetools and their application in the environmental impactassessment process.

Organization Development for Public Participation:The Next Challenge

Connor, Desmond M. Connor Development Services Ltd.5096 Catalina Tce., Victoria, B.C., Canada V8Y 2A5+1 250 658 1323 Fax +1 250 658 [email protected]

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www.connor.bc.ca/connor

Public participation connects an organization, corporate orgovernmental, to its various publics interactively. The socialtechnology for public participation is by now fairly welldeveloped. But what happens if the organization’s internalcommunications are poor and its management is ineffective?Informed publics, expecting real-time responses to theirquestions and suggestions, will quickly become frustrated.The organization’s internal systems are likely to crash andburn – what to do?

There are five dimensions to internal communications –how rapidly and effectively do information and questionsget (1) IN to the system from its various publics, (2) OVERto other parts of the system which need to know, (3) UP tosenior management without selective screening, (4) DOWNto the working level once a senior management decision hasbeen made, and (5) OUT to the concerned publics? In myclient workshops, participants usually identify majordeficiencies which form an agenda for the organization’sHuman Resources Dept. There are five functional issues which any system mustmanage: (1) define, monitor and achieve its goals, (2) adaptto changes in its internal and external environment, (3)develop standard operating procedures for recurringactivities, (4) manage the tensions which develop whenwork is done, and (5) develop and maintain its esprit decorps or morale.

A brief overview of organization development will beprovided so that session participants can visit in-house orother human resources staff and discuss how internalcommunications and management can be improved in theirorganization, especially through participative management.

public participation, internal communications, managementfunctions, organization development

Public Participation and Personal, Organizational andCultural Group Values

Connor, Desmond M. Connor Development Services Ltd.5096 Catalina Tce., Victoria, B.C., Canada V8Y 2A5+1 250 658 1323 Fax +1 250 658 [email protected] www.connor.bc.ca/connor

As I live and work overseas, I find it important to becomeaware of my own values, those of client organization andthose of other cultural groups involved in a project. How do Imake choices when faced with ethical issues which arise outof diversity in gender, ethnicity, nationality, etc.? How dothe client organizations and other cultural groups make theirchoices? One way to deal with these questions is to examine

them using a common framework. Some years ago, I foundthe schema of “Variations in Value Orientations” developedby anthropologist Florence Kluckhohn and others in theearly 1950s useful. Using it, we can become aware of andcompare our own values, those of our organization and thoseof a cultural group; then identify values shared by all threeas a strength to work with, unshared values to acknowledgeand respect, and values in conflict which we need toaddress. Here is Kluckhohn’s framework:

1. Time - what is your usual time preference? Future:seeking change, Present: accommodating change, orPast: maintaining tradition?

2. Human Relations - how do you relate to others? Lineal:a hierarchy based on age, expertise or experience,Collateral: seeking consensus or reciprocity, orIndividualistic: based on self-reliance & majority rule?

3. Person-Nature - how do you relate to the forces ofnature? Mastery over: controlling the forces, Subject to:controlled by the forces, or Harmony with: balancingcontrol between you and the forces?

4. Activity - how do you express yourself in activity?Doing: emphasizing external activity, or Being: focusingon expressing your human personality?

5. Human Nature - how do you view human nature, andis this fixed or changeable? Evil: fatally flawed, Neutral:neither good nor evil, a Mixture of Good and Evil, orGood? Do you see each of these conditions as mutableor immutable? E.g., the assumption that people are bornsinful but may be saved.

public participation, values, value orientations, Kluckhohn

The Public and Healthcare: A Radical Proposal (Poster)

Connor, Desmond M. Connor Development Services Ltd.5096 Catalina Tce.Victoria, B.C., Canada, V8Y 2A5+1 250 658 1323 Fax +1 250 658 [email protected]/connor

Across Canada and the world, access to health services at anaffordable price is a priority issue. Adding user fees,permitting a parallel private healthcare system andincreasing taxes are not real solutions. I propose that weengage more informed and responsible citizens as partners inthis enterprise. After a brief historical review of healthcare inCanada and a definition of health, a summary of recentsurveys of public attitudes, knowledge and behaviour isprovided. The publics for healthcare are identified and ananalysis of the general public is outlined using two variables– knowledge and motivation. This generates four types ofpeople: Informed Actives,

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Uninformed Actives, Informed Passives and UninformedPassives.

A model of public management, a provincial highwaysdepartment, is examined. The public management of driversworks because: there are clear goals and rules of the road, aminimum and tested level of driving literacy is required,strong motivation (positive and negative) is provided. Thismodel is applied to healthcare to raise the levels ofknowledge, e.g., a health literacy test, and motivation, e.g.,through graduated premiums for medical services plans.Some reflections bring out the parallels between managingdrivers and managing citizens about health. The nature ofcitizen engagement is reviewed and applied to health. Inconclusion, the elements for national and community-levelprograms are identified. By creating opportunities for citizenengagement, people can work on health issues with theirneighbours, health administrators and elected officials.When citizens become more informed and active on healthissues, a more streamlined, efficient, effective and affordablehealthcare system is in sight. See the Library atwww.connor.bc.ca/connor for background information.

healthcare, public participation, citizen engagement

An Introduction to the Euro-Mediterranean Free TradeZone

Conover, Shirley A.M.Aber Ecological Consulting Ltd.7415 McAllister Road, RR#2Bewdley, Ontario K0L 1E0, Canada+1 905 342 3546 Fax +1 905 342 [email protected]

Source Document: Euro-Mediterranean Free Trade Zone:Implications for Sustainability. Case Studies, Assessments andRecommendations. Friends of the Earth Middle East . In 1995, 27 governments and the European Union signedthe Barcelona Agreement, a joint policy initiative to increasepolitical, economic and cultural ties between countriesaround the Mediterranean Sea by forming the “Euro-Mediterranean Partnership.” The Partnership includesAlgeria, Cyprus, Egypt, Israel, Jordan, Lebanon, Malta,Morocco, the Palestinian Authority, Syria, Tunisia, andTurkey, and the 15 member states of the European Union.

The main goals of the Partnership include:

1. Definition of a common area of peace and stabilitythrough a reinforcement of political dialogue andsecurity.

2. Construction of a zone of “shared prosperity” and thegradual establishment of the region as a free trade zone,to be functional by the year 2010.

3. Rapprochement between peoples through a social,cultural and human partnership.

To date the economic program with its focus on creating aregional Euro-Med free zone (Mediterranean Free TradeZone) has received the most attention. The MediterraneanPartner Countries (MPCs) represent a very minor share ofthe EU’s economy, but the EU accounts for approximatelyhalf of the total trade of the MPCs. Given the heavyeconomic dependence of the MPCs on the EU, the Euro-Med’s trade liberalisation program will have a profoundeffect on the economies and lifestyles of the MPCs. Workhas begun on achieving a balance between economicdevelopment and social stability, but associated impacts onthe environment and long-term sustainable developmenthave not yet been addressed. To begin to fill this gap,Friends of the Earth-Middle East and partner organizationsin Egypt, Israel, Jordan and Palestine undertook five casestudies to provide insights into some of the most significantissues at stake.

trade, trade agreements, resources, industrialcountries/developing countries

Socioeconomic Impact Assessment and Management:A Proposed Methodology

Correa, ElenaEnvironmental and Social DevelopmentLatin America and the Caribbean RegionThe World Bank1818 H Street, NWWashington D.C. 20433 USA+1 202 473 7026 Fax +1 202 676 [email protected]

The paper summarizes a methodology for the assessmentand management of socioeconomic impact of projects. Thismethodology was developed through 20 years of fieldexperience in different kind of projects in Latin America.The proposed methodology makes use of existentenvironmental impact assessment methodologies andintegrates socioeconomic component at the early technicalstages of a project. The methodology develops thiscomponent in each one of the following stages: (i) screeningand scoping of the main features of the project and theregion where it will be located, (ii) socioeconomic diagnosisof the region and the communities involved, (iii) descriptionand analysis of the project, (iv) impact identification, (v)impact assessment, (vi) formulation of impact managementplan in order to enhance the positive impacts and prevent,control, mitigate or compensate adverse impacts, and (vii)implementation and evaluation of the management plan.The importance and methodology for each stage is analyzedas well as the main tools to be used.

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methodology for socioeconomic impact assessment, integrationof socioeconomic impact assessment to environmentalassessment

Reasons for Weak Integration of Social and NaturalDimensions in EIAs

Correa, ElenaEnvironmental and Social DevelopmentLatin America and the Caribbean RegionThe World Bank1818 H Street, NWWashington D.C. 20433 USA+1 202 473 7026 Fax +1 202 676 [email protected]

Methodologies for Environmental Impact Assessment havebeen developing since 30 years ago. However, theintegration of socioeconomic aspects in these methodologiesis still very weak. This situation is due to several aspects.First, is the fragmentation of scientific knowledge during theXX Century and the separation of social sciences fromothers sciences. Second, the widespread assumption thatevery project was implemented for the progress of thehuman beings and for that reason they did not cause anyharm. And third, the subjacent belief that mankind is thehighest being on earth, with capacity and power todominate nature. The lack of integration of natural andsocial dimensions into Environmental Impact Assessment hashad several consequences: no attention to the impacts oncommunities affected by projects, overcosts for the lateidentification of impacts, and frequent conflicts betweencompanies and communities, among others. The integrationof natural and socioeconomic dimensions leads to holisticanalysis of the projects, reduces the costs of studies andmanagement plans, encourages community participationduring the impact assessment and the implementation ofmanagement plans, creates synergies in the management ofthe impacts, and plays an important role for the sustainabilityof the projects.

socioeconomic impacts, integration for natural and socialcomponents

The Cheviot Mining Project: Lessons for ProfessionalPractice

Creasey, RogerAlberta Energy and Utilities Board640 - 5th Avenue S.W.Calgary, Alberta, Canada T2P 3G4+1 403 297 3187 Fax +1 403 297 [email protected]

Ross, William A.

Environmental Design, University of CalgaryCalgary, Alberta, Canada T2N 1N4+1 403 220 6961 Fax +1 403 284 [email protected]

The Cheviot Coal mining project is proposed for the RockyMountains in west central Alberta, Canada. The proposedopen pit (surface) coal mine permit area is approximately 23km long by 3.5 km wide. Overall, the proposal includes theconstruction, operation, and decommissioning of a coalprocessing plant, and the development, operation andreclamation of a large open pit coal mine.

In Alberta, the development of a coal mine is based upon atwo-stage regulatory approval process. The initial approvalstage deals primarily with the conceptual plans for the mineproject as a whole. The second stage allows for site-specificchanges to the conceptual plans approved during the initialstage of review. The two-stage approval process for coal mineprojects is designed to look at the full range of likelyenvironmental and technical issues associated with a projecton a broad scale basis. In the case of the Cheviot Coalproject, a federal approval from the Department of Fisheriesand Oceans was also required.

From the aspect of environmental impact assessment, theCheviot project involved both provincial and federalrequirements. In addition, specific requirements forcumulative effects assessment came to be problematic forthe project. The public hearing process and court challengesinitiated by environmental groups opposing the projectcomplicated the eventual regulatory approvals. The majorlessons learned from this case study have had significantconsequences for other projects undergoing assessment,especially in terms of the requirements for cumulativeeffects assessment. These lessons deal with such interestingissues as the treatment of future human activities incumulative effects assessment, availability of informationrelated to other industrial activities, and the management ofcumulative effects.

This paper will document the review process, compilation ofthe environmental impact and cumulative effectsassessments, and describe how legal and regulatoryrequirements affected the practice of impact assessment inthis case. Emphasis will be on the lessons learned from whathas been described as the most important cumulative effectsassessment case study in Canada.

environmental impact assessment, mine development,cumulative effects assessment

How to Ensure 100% with an EIA Law: CanadianInternational Development Agency Case History

Croal, Peter

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Canadian International Development Agency12th Floor, 200 Promenade du PortageHull, Quebec, K1A 0G4 Canada+1 819 953 9129 Fax +1 819 953 [email protected]

The Canadian Environmental Assessment Act has been lawin Canada since 1995. Although CEAA is a national law, itdoes apply to any federal departments including CIDA thatare funding “projects” outside of the country. For the last 5years the Environmental Assessment and ComplianceDivision of CIDA has been working very hard to ensureCIDA has the tools and information to properly apply theAct. Training was put in place, management frameworkssigned, staff hired and manuals prepared. A casualinspection would make one believe that the Act was beingapplied well and effectively. During 1999 an internalcorporate audit was done on compliance with CEAA theresults of which were to prove otherwise. CIDA hadobtained a compliance of 41%. One can be critical of auditresults and question their accuracy. Nevertheless, the factremains that compliance with the act was not satisfactory.These results can be attributed to lack of understandingabout the Act, inadequate staffing, poor communication,CIDA culture, other priorities or workloads. The audit resultcaught the attention of CIDA’s President who quicklyresponded with a set of actions which are targeted at theaudits findings. Having spent 4 years at the World Bank asCanada’s Executive Director as well as serving two terms asEnvironment Canada’s Deputy Minister, he was well versedon how public institutions need to respect environmentallaws and policy. Following the release of the Audit, thePresident released a series of Directives which called for100% compliance with CEAA. These directives specify howCIDA will respond technically and procedurally, andoutline the management systems which need to bedeveloped. Key to the compliance strategy is ensuring thatno funds for projects can be released unless certain CEAAfields are completed in SAP, CIDA’s financial and projectmanagement system. As well, these fields can only be filledout by designated environmental specialists who must reviewthe CEAA report and process before coding the requiredinformation in SAP which then allows project funds to flow.These responses to the audit have been met with quite arange of reactions and views. Lessons learned about theaudit and subsequent actions will form the core of thepresentation. This talk will be of interest to any EApractitioner who faces EA challenges with respect tocompliance.

Canada’s First Nations, Development andEnvironmental Protection

Croal, PeterCanadian International Development Agency12th Floor, 200 Promenade du Portage

Hull, Quebec, K1A 0G4 Canada+1 819 953 9129 Fax +1 819 953 [email protected]

The link between First Nations in Canada, development co-operation and environmental protection overseas is notobvious. To some First Nations leaders, development effortshave ignored their concerns while favouring distantcountries. To some in the international developmentcommunity, First Nations appear to show little interest in theSouth apart from occasional humanitarian or politicalactivity, and the cultural dynamics seem perplexing.

In reality, Canada’s First Nations – more than 630communities and about a million people – are an untappedresource offering a unique pool of experience. In effect,Canada has several hundred developing countries here athome to learn from and co-operate with in their struggles fordevelopment. They share many of the challenges faced bydeveloping countries: rural life, urbanism, health, education,women’s participation, private sector involvement,infrastructure, good governance, poverty reduction, and theenvironment. They present a wide range of models andinnovations, from the independence-oriented James Bayand Northern Quebec Agreement to the integrationistNisga’a treaty.

Some communities have produced important learningsbased on their own principles and social structures – andvarious mixtures of this indigenous knowledge with Euro-American approaches have produced some spectacularsuccesses, moving certain communities to full and richdevelopment in one generation. The lessons learned shouldbe of interest to the development community, and the FirstNations themselves may be enriched by involvement withinternational communities.

This paper tries to show the value, to internationaldevelopment, of First Nations approaches – and, conversely,what in international development may be of interest to FirstNations. It begins by noting relevant aspects of First Nationsculture and history that explain apparent reticence tobecome engaged in international development. Afterdescribing development principles adopted by First Nations,and some international development projects undertaken bythem, it outlines what First Nations can offer the majorityculture, in terms of learning about environment anddevelopment, and suggests what aspects of internationaldevelopment are of potential interest to First Nations.

Environmental and Social Management Plan for theCana Brava Hydroelectric Power Plant (Cana BravaHPP)

da Luz, Edio LaudelinoCompanhia Energética Meridional (CEM)

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Rua Dib Mussi, 366 Florianópolis, Santa Catarina, Brasil 88015-110+55 48 221 7394 Fax +55 48 221 [email protected]

Cana Brava Project involves the construction and operationof a 450-MW hydroelectric power plant and theconstruction of a 60-km 230-kV transmission line. TheProject is located on the Tocantins River, between themunicipalities of Minaçu and Cavalcante in the State ofGoiás, approximately 250 km north of Brasilia, in the mid-west region of Brazil.

The Project is among the first private projects to bedeveloped under the new institutional and regulatoryframework established in 1995 and 1996, and is also one ofthe first Independent Power Producers (IPP) or self-generators to be financed under a project finance scheme inBrazil. The concession was obtained by CompanhiaEnergética Meridional (CEM), which is a subsidiary (SPC)company of Tractebel Group. The environmental and socialimpact assessment of the Cana Brava HPP includes thebiological, physical and economic impacts caused during theconstruction and operation period.

The consistence and performance of the EnvironmentalManagement Plan, detailed in Environmental and SocialManagement Plan (ESMP) to Cana Brava HydroelectricPower Plan are described in 19 specific programs coveringmany subjects of regional scientific interest such as the“cerrado” flora and fauna, archeology, environmentaleducation water quality and site contingency andemergency plans. It also includes several social programsrelated to the resettlement of the people affected by the139km2-reservoir, social, as well as health and sanitarycompensation to the Minaçu city (which is located on thevery edge of the reservoir area). Since the IDB was includedin the financing process, the mitigation and management ofthe environmental and social impacts gained morerelevance, when compared with the requirements of the in-country government agencies.

CEM sees the introduction of the IDB environmental andsocial guidelines as an important benchmark for theBrazilian national energy sector. Moreover, theseenvironmental and social guidelines reflect the “goodpractice” in environmental and social management thatCEM is proud to implement as part of its corporate policy andentrepreneurial vision of sustainable development.

The World Bank’s Approach to Social Analysis

Social Analysis/Assessment Thematic Team*Dani, Anis; Gacitua-Mario, Estanislao (presenters)Social Development Department, ESSDRoom MC 5-403

World Bank 1818 H Street NWWashington DC 20433 USA+1 202 473 2263 Fax +1 202 522 [email protected]

This paper presents and discusses the conceptual frameworkthat guides social analysis and the operational implicationsthis framework has for the Bank. Social analysis is been usedin the Bank as a framework for understanding the socialfactors that have an effect on development interventions aswell as for assessing the potential social risks and impacts ofthose interventions. In the Bank’s work, social analysis startsfrom the premise that the goal of social development isequitable and sustainable economic growth. Social analysiscontributes to this goal by helping to design strategies forsocial inclusion and empowerment. Social analysis in Bankoperations examines patterns of social diversity, social risksand participation in order to formulate strategies for socialinclusion and empowerment, particularly of the vulnerableand the poor.

In Bank operations, social analysis helps to establishoperational feasibility of proposed interventions by settingcriteria and procedures for assessing social issues and socialrisks. The role of social analysis in lending operations isdetermined by a preliminary scoping exercise. Social analysisis carried out along with other technical analyses (economic,financial, institutional, environmental). As such, it is anumbrella that embraces the range of social issues relevant toBank operations, including the social safeguard policies(involuntary resettlement, indigenous peoples, culturalproperty). Social assessment is carried out through a range ofinstruments, including socio-economic surveys, focus groupdiscussions, case studies, participatory rapid appraisals, socialaudits, and social impact assessments.

* The Social Analysis/Assessment Thematic Team is a Bank-wideteam consisting ofAnis A. Dani (Bank-wide Coordinator)Naima Hasci (Africa Region Coordinator)Bruce Harris (East Asia and Pacific Region Coordinator)Nora Dudwick (Europe and Central Asia Region Coordinator)Estanislao Gacitua-Mario (Latin America and The CaribbeanRegion Coordinator)Arbi Ben-Achour (Middle East and North Africa RegionCoordinator)David Marsden (South Asia Region Coordinator)

The Links Between SEA and EIA: The Practice

de Boer, Jan JaapMinistry of Housing, Spatial Planning and the Environment(ipc 660) P.O. Box 30945NL 2500 GX The Hague, The Netherlands+31 70 3394096 Fax +31 70 [email protected]

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In literature and in practice there are a lot of expectationsconcerning the relations between SEA and EIA. A priorSEA of a policy, plan or programme will have benefits for thefollowing EIAs at the project level. These expected benefitsare also used as a important reason to introduce SEAobligations. But what are exactly these links? Do they existin reality? And under which conditions? These questionswere the reasons for the EIA and SEA unit of the ministry tostart a study of the links between SEA and EIA in thepractice. This study was co-financed by the EuropeanCommission and covers experiences in several member statesof the European Union.

The study concludes that positive relations exists but thatthey do not occur everywhere in the same way. Factors astiering in the decision making system are important. Legallybinding tiering does however rarely exist. And the decisionmaking follows not always a rational path from policy toproject level. The conclusions of the study will be presented: SEA does not replace EIA. SEA addresses other alternativesand impacts then the project level EIA. EIA is not alwaysapplied at project level but sometimes at the planning level.The conditions for these benefits are mainly a goodcommunication between the levels and may be enhancedby legal arrangements. The reduction in time and costs forthe EIA level of the application of SEA is however hard toprove.

The results of the study are available in print but also in theEnglish section of the website of the ministry:www.minvrom.nl.

SEA, EIA, links, practice

A Role For Internal Audit In Achieving ComplianceWith EIA Legislation

de Kergommeaux, DavinPerformance Review BranchCanadian International Development Agency200 Promenade du PortageHull, Quebec, Canada K1A 0G4+1 819 994 0659 Fax +1 819 953 [email protected]

The Canadian Environmental Assessment Act (CEAA),applies to activities funded by Canadian tax dollars inCanada and abroad including CIDA’s developmentprojects. Internal audit provides independent and objectiveinformation to management to assist in making informeddecisions. In 1998 CIDA’s Executive Committee approvedan audit of the implementation of the CEAA at CIDA. Theaudit reviewed CIDA’s management framework andprocesses, then assessed CIDA’s compliance with the Act.CIDA’s Policy Branch was accountable for developing theframework while individual program branches were

accountable for actual implementation. The framework wasjudged to be exemplary. With appropriate managementprocesses in place, it might have been difficult convincingmanagement that compliance with the Act was significantlyless than expected. Ultimately the careful application of fiveaudit techniques allowed the auditors to present crediblefindings which guided management to focus on correctingproblems. First, statistical sampling allowed projection ofresults right across CIDA. Second, the sample was keptconfidential to avoid false identification of problem areas.Third, field staff were asked to sign observation sheets toprevent subsequent disagreement. Fourth, Policy Branchwas kept aware of preliminary findings to avoid surpriseswhen reporting. And fifth, an interim report identified thekey finding: potential disconnect between the managementframework, and implementation. As a result, managementquickly accepted the audit results and took action to correctshortcomings. An action plan called for 100% compliancewith the Act. Vice-presidents were made responsible toreport compliance, and a follow-up audit was scheduled.The audit was credited with identifying the problems andsupporting management decisions necessary to ensure fullcompliance. Every branch has undertaken extensive newtraining, and informal reports indicate compliance levels arenow very high. We expect the report of the follow-up auditto be good news.

environmental legislation and auditing, CanadianEnvironmental Assessment Act, CEAA

Sharing Knowledge in the Institutional Framework ofan EIA Process

de Schutter, JoopResource AnalysisZuiderstraat 110, PO Box 2814 2601 CV Delft, The Netherlands +31 15 219 15 19 Fax +31 15 212 48 92 [email protected]

Impact assessment brings together people with various levelsof expertise, different (institutional) backgrounds anddifferent roles to play. A successful IA process requires thatall parties involved have at least a basic understanding of therules and regulations that guide screening on the legal needfor IA on the one hand and analysis of the actual potential(bio)physical and socio-economic impacts (scoping) on theother. This is valid not only for the IA professionals, but alsofor project proponents, governmental organizations such asthe competent authority and other institutions, NGOs andparticipants in the EIA process in general. This presentationwill focus on concepts for knowledge sharing, recentdevelopments in software supported instruments forknowledge management in general and the DR EIAprogram in particular. The paper illustrates the use of shared

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knowledge in the frame-work of the institutional andorganisational setting of participatory IA and EIA processes.

IA, EIA process, screening, scoping, participatory planning,knowledge sharing

Minimizing Impact of Transportation Infrastructure onthe Environment and Biodiversity by Using SEA

Defloor, W.; van Straaten D.; Peymen J.; Van Gulck, T.Institute of Nature ConservationKliniekstraat 25, B-1070Brussels, Belgium+32 (0)2 5581854 Fax +32 (0)2 [email protected]

The complexity of habitat fragmentation caused by lineartransport infrastructure to nature and fauna makes itdifficult to describe its negative environmental influences.Although in an efficient environmental planninginformation of both new road construction projects as formanaging of the existing road network, pragmaticinstruments are needed to translate environmental data intodecision-supporting information. At an early stage in thedecision-making process projects are often still “open” andthe proposition of alternatives can be important in order toreduce environmental impacts. In this perspective thevulnerability approach seems a promising instrument.

A methodology of vulnerability impact assessment (VIA)has been elaborated for the effect-groups habitat-loss andthe barrier-effect on fauna caused by linear transportinfrastructure. Existing biotic and a-biotic cartographicinformation – digitally available throughout the wholestudied region Flanders (the northern part of Belgium) –and knowledge about dose-effect-relations andeffect-prediction models have been used. The elaboratedvulnerability maps formulate a spatial indication on thedistribution of vulnerability to the considered effect-groupsat the locations transected by linear transportationinfrastructure. In combination with other data layers,including information on nature protection areas, on theecological networks, fauna distribution data, etc., apriority-dataset of locations (“hotspots”) on thetransportation network where negative influences for theecosystem can be expected, is obtained.

In the ongoing master transportation plan of Flanders, thebottleneck locations deducted from the priority-dataset willbe used in order to propose specific environmental (fauna)mitigation measurements on the Flemish transportationnetwork.

vulnerability impact assessment, geographical information systemanalysis, transportation planning, habitat-fragmentation,habitat-loss, mitigation measurements

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The Impact of Forest Road Construction in Ecuador

Espinel, Mauricio L. OPS Ecuador Calle San Cristobal 590 Quito Ecuador +593 4 288 414 Fax +593 4 280 542 [email protected]/ [email protected]

The government of Ecuador currently has no health impactassessment policy, no procedures and no capacity toundertake assessments. However, it is engaged in a series ofdevelopment projects with major health consequences.These projects like a road in the north of the coast near theborder with Colombia are severely disrupting the livelihoodsof indigenous forest dwelling peoples causing malnutritionand psychosocial disorder, changing the prevalence ofvector-borne diseases and generating an epidemic ofsexually transmitted diseases. It is probably too late toprevent any of this. However, by knowing the consequencesof such projects, interventions can be implemented toreduce the negative effect of such factors on the population.Additional consequences seen in the area are: migration,intensive deforestation, land use change, ancientcommunity practices loss.

This paper presents a description of the area, analyses theresults of an evaluation of the changes telling how this casestudy of the health impacts of a road have been presented ata high level, high profile national government seminar underthe auspices of the WHO launching a process ofincorporation of health impact assessment policy andpractices. The lessons learned will increase the capacity ofthe Ecuador government to manage its development moreeffectively.

Finally the document analyses how less ecologicallydisruptive economies where natural ecosystems arerespected and valued and wealth resides in stocks of varioustypes of capital determining that human, social capital whileprotecting natural capital should better protect and enhancehealth. After the incorporation with the global economy,this reality confronts an increasing income economy whichis unlikely to enhance health, quite apart from its ecologicaldevastating consequences.

Ecuador, health impact assessment, health diagnosis,development, vector borne diseases, road impact

Environmental Assessment Tiering in TransportPlanning - Where Is the Evidence?

Fischer, Thomas B.Institute for Regional Development and Structural Planning(IRS)Flakenstrasse 28-31

15537 Erkner (bei Berlin) Germany+49 3362 793157 Fax +49 3362 [email protected]

If planning procedures and environmental assessments wereconducted in a rational manner, they would most likely beorganised in a tiered system, i.e., policies would lead to lowertier plans and programmes and ultimately into concreteprojects. Whilst this concept has been advertised by variousauthors (dating back to Lee and Wood, 1978; see alsoHübler et al., 1995), it has remained unclear to what extenta clear tiering structure does in fact exist in reality. Withoutempirical evidence, SEA tiering is bound to remain atheoretical construct, possibly without any connection withreality.

To date, tiering in impact assessment has received onlycomparatively little attention. This paper therefore looks attiering practice for six selected infrastructure projects (roadand rail) in Germany and the UK. The relationships oflower and higher tiers of decision making (particularly ofenvironmental impact assessment (EIA) and strategicenvironmental assessment (SEA)) are described andanalysed.

References:

Hübler, K.-H.; Riehl, C. and Winkler-Kühlken, B. 1995.UVP in der Bauleitplanung - Praxisprobleme undLösungsvorschläge, Band 1, Reihe Berichte desUmweltbundesamtes 6/95, Umweltbundesamt, Berlin.

Lee, N. and Wood, C. 1978. EIA - A European Perspective,Built Environment 4(2): 101-110.

tiering, SEA, EIA, transport planning

An Ecosystem Approach to Biodiversity Managementfor Minerals Development.

Franklin, Kevin C. Corporate Citizenship UnitWarwick Business SchoolUniversity of WarwickCoventry, CV4 7AL UK+44 (0) 24 765 73130 Fax +44 (0) 24 7657 3177 [email protected]

Vincelette, ManonQit Madagascar Minerals S.A.B.P. 4003, 101-AntananarivoMadagascar+261 20 22 425 59 [email protected]

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This paper investigates biodiversity at the interface of thebiological and social arenas. It does so through the guidingprinciples of the ecosystem approach (EA) as outlined bythe secretariat to the Convention on Biological Diversity(CBD). As such, it addresses the conservation, sustainableuse and equitable sharing of biodiversity. Like the EA, thispaper promotes the use of a holistic systems orientedmethodology to address core issues for sustainedbiodiversity. It does so at numerous levels of theacknowledged biodiversity hierarchy, and from bothscientific and social perspectives. Included herein is the linkbetween site-level biodiversity and national action plans orpolicy. In addition to an understanding of ecosystems, the paper addresses an understanding of people and naturalresource relationships as well as land use impacts andtechnologies. These relationships would ideally beestablished during the process of baseline data gathering and environmental impact assessment.

A conceptual model for biodiversity management ispresented in the context of minerals development. Themodel is seen as being applicable to many aspects and scalesof mining operations, and includes contextualisation withthose activities surrounding the focal area. The modelframework is derived from systems theory and based onfield validated ecosystem and biodiversity issues. It includesthe principles of EA and selected biodiversity indicators derived from the literature. Use of the model and potential(sociological) complications to biodiversity management arenoted with reference to recent field examples. The authorsuggests that the systemic inclusion of dynamic socialprocesses with those of the ecosystem, make this approachan effective assessment and management tool.

biodiversity, ecosystem approach, impact, indicators, localcommunity, company

Good Dams - Bad Dams in Latin America: Log-book ofan Hydro-Quebec Environmental Advisor

Gagnon, BenoitHydro-Québec855 Ste-Catherine, 9th floorMontréal, Québec, Canada H2L 4P5+1 514 840 3000 ext. 4443 Fax+1 514 840 [email protected]

Privatization of electrical utilities is under process sincealmost a decade through Latin America. Social andeconomical stabilization, deregulation of the energeticsector, openness of the electricity market for foreigninvestors and capitalization needs by Latin Americancountries catalyzed the privatization of electrical utilities.Over the last five years, Hydro-Québec and its subsidiary,Hydro-Québec International (HQI), participates in dozen ofrestructuring and privatization process of electrical utilities in

various Latin American countries.

As environmental advisor, I have participated, over the last 4years, in six due diligence missions required for theprivatization processes in five Latin American countries. Ihave visited more than 30 sites including hydro and thermalpower plants, substations, maintenance areas andencampment sites.

We wish to present and discuss our observations about goodand bad environmental management practices that we havenoted. Some examples will come from our recent subsidiaryin Panama (EGE Fortuna). Rare or unusual infrastructureswould also be shown. We want to share the positive aspectsand the difficulties of making environmental audit inforeign countries. We have learned that the challenges ofenvironmental management are more complex in tropicalenvironment. Interesting exchanges with Latinenvironmental specialists help us to look in different waysover our proper practices.

IMPORTANT NOTICE : We will respect theconfidentiality of the due diligence process. The countriesor companies’ names that I have audited will not bementioned excepted for the Hydro-Québec Internationalsubsidiary.

Hydro-Québec, environmental audit, environmental duediligence, hydroelectric utilities, thermal utilities, Latin America,environmental practices

How to Determine the Reserved Flow? The Major Issueof Tabaret Hydroelectric Power Plant

Gagnon, Benoit; Rougerie, Jean-François855 Ste-Catherine, 9th floorMontréal, Québec Canada H2L 4P5+1 514 840 3000 ext. 4443 Fax +1 514 840 [email protected]

Hydro-Québec is studying the feasibility of building a newhydropower plant on the Kipawa reservoir located in theTemiscaming region (Quebec). The reservoir covers asurface area of 284 km²² and has two outlets: the Kipawariver (Laniel dam) and Gordon Brook (Kipawa dam). Damswere built between 1909 and 1911 to control flooding alongthe Ottawa River. The generating station would be locatedsome 40 km northwest of Témiscaming City, between thetwo existing outlets. The development would include a 500-metre-long headrace canal, a 130-MW power plant (90-mhead) and a tailrace ending in the Temiscamingue Lake.The flooded area (1-km²²) would encompass two lakes. This project would reducesignificantly the mean annual flow in the two outlets.

The 15-km long Kipawa river is located in a natural

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environment. The landscape is characterized by a shorelinecovers with mature forests and the presence of 14 rapids.The river is the site of an annual white-water rally.Canoeing, kayaking and trekking activities are alsopracticed. The river shelters fish populations and spawning grounds.

The 14-km Gordon Brook runs through an urban landscape(4,000 inhabitants). In its first half, the brook is constitutedby a chain of lakes surrounded by residential andrecreational infrastructures. In the second half, the brookruns trough an artificial channel. Water intake for industrialand residential purposes are located on the brook. The brookshelters fish populations and spawning grounds.

We present the methodology applied to determine thereserved flow in each outlet to preserve the aquatic habitatsand to maintain the actual uses and values of thisenvironment: recreation and tourism, white-water activities,drinking/industrial-water supply and landscape. Themethodology includes, hydrological and wildlife datarecollection, water quality and aquatics 1D/2D models,environmental, social and landscape surveys and workingsessions with concerned publics.

ecological flow, reserved flow, Hydro-Québec, environmentalimpact assessment, methodology, hydroelectric power plant,white-water activity, fish habitat

The PUP of Trento: An Italian Case Study ofIntegrated Planning

Gazzola, Paola; Bettini, Virginio; Stevanin, Marco; Gianoni,PippoDipartimento di UrbanisticaIstituto Universitario di Architettura di Venezia (IUAV)1957 Ca’ Tron, 30135 Venice Italy+39 (0)41/2572224 Fax +39 (0)41/[email protected] / [email protected] [email protected]/ [email protected]

The accountability of environmental issues in differentplanning and decision-making levels has always metdifficulties and perplexities in Italy.

In the past, the urban system has been considered as theonly system to plan and manage; more recentlyenvironmental planning has been intended as a part ofurban planning or as a process to identify the naturalresources in “special areas” or the cultural goods to protect.This has generated the Italian’s current planning system,characterized by a high level of plan fragmentation, in theestablishment of several agencies and legislativerequirements to preserve and protect specific environmentalcomponents rather than others. We have lost the sense ofthe “big picture,” the concept of the territory as a whole, as aresource and heritage, where the identities, values,

structures, qualities, capacities and vocations must be takeninto account in order to better define the conditions for asound development. The attempt to interpret the behaviourof urban, environmental, regional systems and strategies andactions able to guarantee the development of the humanand natural environment in a compatible and sustainablemanner, is now becoming a national policy also in Italy.

In Trentino, an autonomous Italian region and province, thisinterdisciplinary, integrated and complete approach hasbeen translated in the planning and decision-makingprocess, and more in detail in the “Piano UrbanisticoProvinciale” (PUP) of Trento. The PUP is an urban,environmental and regional planning tool, and a law as well.It has also a programme and management nature, since thesocio-economic development program (Programma diSviluppo Socio-Economico) has been integrated in the plan.The Piano Urbanistico of Trento aims to identify dynamicstrategies and goals, operates choices, provides elements ofcoordination, indicates compatibilities, establishes priorities,defining the political and functional hierarchy of targets andactions.

integration, sustainable development, urban, environmental andregional planning, Italy

NGO-Government Collaboration for Gender BalancedDevelopment in Southeastern Anatolia, Turkey

Genel, SemaBilkent UniversityFaculty of Economics, Administrative and Social SciencesDepartment of Political Science06533 Bilkent, Ankara, Turkey+90 312 290.13.39 Fax +90 312 [email protected]

Saltik, AhmetSustainable Rural and Urban Development AssociationCinnah caddesi, Mesnevi sokak, 3/3Cankaya, Ankara, Turkey+90 312 438.20.98 Fax +90 312 [email protected]

NGOs in Turkey have started shifting their activities fromthe distribution of goods as charity institutions run byvolunteers to more professional organizations run bypermanent staff striving for alternatives to traditionaldevelopment practices in the country. Multi-purposecommunity centers functioning as women’s organizations inSoutheastern Anatolia is one such example of an NGO-government cooperation aiming at gender balanced socialdevelopment in the region through grassroots participation.In the 22 community centers currently active in the regionthe aim is to develop women’s resources and build capacityin order to make them aware of their potentials and

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contribute to sustainable human development. Thesecommunity centers are mostly set up in squatterneighborhoods in cities of Southeastern Anatolia. Thesemigrant communities are formed by families leaving theirvillages either due to the armed conflict in the region or thelack of infrastructure and facilities in their former ruralsettlements. Working with women is particularly importantin these migrant neighborhoods and communities whichhave been formed from people with a wide range of differingexperiences, interests, and worldviews. The results of a socialimpact assessment of these community centers reveals theinfluence of the centers on the local women and theirfamilies as the target group as well as the governmentinstitutions. Through these women’s projects, NGOs as thelink between the local community and the governmentauthorities are evaluated.

NGOs, gender balanced social development, community centers,migrant neighborhoods, Turkey

Capacity Building for Trade Impact Assessment:Lessons from the Development of EIA

George, Clive; Curran, JohannaEIA Centre and IDPMUniversity of ManchesterManchester M13 9PL UK+44 161 275 6881 Fax +44 161 275 [email protected]@man.ac.uk

Nafti, RachidCentre Internationale des Technologies de l’EnvironnementBoulevard de l’EnvironnementTunis, Tunisia+2161 820441 Fax +2161 [email protected]

The paper examines difficulties in creating capacity indeveloping countries to undertake impact assessments oftrade policy, and possible approaches to overcoming them.The assessment of trade agreements and of related policiescan be a highly complex task, involving many differentspecialist disciplines. In addition to the technical difficulties,many hurdles have to be overcome in order to integrate aneffective impact assessment process into policy-formulationand decision-making mechanisms. Difficulties which are insome ways similar, but in other ways different, have beenencountered in the development of effective EIA systems indeveloping countries. Many of the lessons learned from theintroduction of EIA systems are directly relevant to buildingcapacity for trade impact assessment, and others areindirectly relevant. The paper reviews EIA capacity buildingexperience, and considers how the lessons learned might beapplied within initiatives to build capacity for the impactassessment of trade policy.

trade impacts, world trade, sustainability impact assessment,capacity building, institutional strengthening, developingcountries

UNEP’s Reference Manual for the IntegratedAssessment of Trade-related Policies

Goldsmith, BerniceFaculty of Engineering & Computer ScienceConcordia UniversityMontreal, Quebec, Canada+1 514 848 3071 Fax +1 514 848 [email protected]

That international trade can have both positive andnegative economic, environmental and social effects is notdisputed. These effects cross many boundaries fromindividuals, households, regional and eco-systems, acrosscompanies and across industries. Consequently, a moreintegrated way of examining these effects is needed.

This presentation will provide an overview of two UNEPinitiatives in understanding the role of assessments inaddressing the negative impacts of trade liberalization andpromoting the positive ones. It will present a review of theReference Manual for the Integrated Assessment of Trade-related Policies and assessment studies.

The Manual has been published as a reference documentintended for use by policy makers, practitioners in thedeveloped world and developing countries to conductintegrated assessments of economic, environmental andsocial impacts of trade policy and trade liberalization.

This presentation will discuss the country assessments andwhat lessons were learned, and outline the objectives,purpose and elements of the Manual and its central themeson the role of national government’s approaches toenvironmental and trade policy and liberalization. It will alsoexplain the role of meaningful stakeholder participation, theapplication of appropriate methodologies, the concept ofintegrated assessment, the objective of “flanking” policiesand the principle of “learning by doing” integrated impactassessment.

UNEP’s Manual provides the international impactassessment community with a valuable reference resourcefor integrating environmental and trade policy. Thechallenge for Impact Assessment professionals is to show theway forward in enhancing capacity by engaging andsupporting national actors in project identification,formulation and implementation.

Consequently our session will be drafting a submission to theWorld Summit (Rio +10) in Integrated Assessment for

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Trade and Sustainable Development, which includesenvironment, economy and society. Your participation isencouraged and welcome.

Copies of the Manual will be available to participants of thesession.

overview, integrated assessment, environment, trade, Manual,case studies

Certifying Green Development: An Incentive-BasedApplication of Impact-Assessment

Grassetti, Richard A. GECO Environmental/California State University Hayward7008 Bristol DriveBerkeley, California 94705 USAPhone/Fax +1 510 849 [email protected]

Kent, Michael Resource Economist/Environmental Consultant1500 Poplar Avenue #BRichmond, CA 94805Phone/Fax +1 510 965 [email protected]

Certifying certain types of economic activities as “green” orsustainable has expanded in the US and abroad toencompass forestry, agriculture, and industrial activities,among others. In these sectors, this provides an economicincentive to undertake these activities in anenvironmentally sustainable manner through the use of atransparent and systematic process.

In this paper, the authors develop an impact-assessmentbased methodology for certifying land development as“green” or sustainable. As a starting point, the State ofCalifornia’s Environmental Quality Act (CEQA) list ofenvironmental factors was adapted and expanded to moreexplicitly and thoroughly incorporate sustainability criteria.Then a ranking system was developed to determine theconformance of each proposed development with principlesof sustainability. This model was applied to an actual casestudy in the San Francisco Bay area. Strengths andweaknesses of this approach were identified. The value ofthis approach (the carrot) in promoting sustainabledevelopment is addressed and compared with theeffectiveness of standard CEQA EIA procedures(the stick)in promoting sustainable development.

sustainability,“green” certification, economic incentives, landdevelopment

Case Study: Citizen Values Assessment “Social Impactsof Large Scale Depots for HeavilyContaminated Sediments”

Groen, WimMinistry of Transport, Public Works and Water ManagementCivil Engineering DivisionP.O. Box 200003502 LA Utrecht, The Netherlands+ 31 30 285 7918 Fax. + 31 30 285 [email protected]

Citizen Values Assessment (CVA) is a tool to investigate theway in which groups of citizens value the qualities of theirliving environment and to use this information as one of thesources to judge and compare project alternatives in anEnvironmental Impact Assessment (EIA). It generates asystematic, objective overview of the values that determinethe quality of the living environment from the perception ofthe affected citizens themselves. This profile of citizens’values is used to determine possible impacts of futureprojects.

The CVA study described in this paper was an integral partof an EIA. The EIA concerned a project on finding astructural solution to the heavily contaminated sediments ofcoastal harbours in the Province of North Holland in theNetherlands. Removing of (heavily contaminated)sediments is necessary to keep the Dutch (sea)ports near theNorth Sea channel en the western part of the Waddenseaaccessible for (marine) shipping and because of possible risksfor the environment. At present however, there isinsufficient capacity for removing and cleaning up ofheavily polluted sediments. On several locations solutionsare sought by three types of approaches: large scale depots,processing units and measures avoiding pollution. The CVAstudy revealed the possible impacts of the project alternativeson the quality of the living environment, seen from theperspective of residents, holiday makers and day trippers.The results of the CVA study are not only fully integratedin the final EIA report, but also fulfilled a major role in thecommunication and public consultation/participation whichwas part of the EIA process.

citizens values assessment, social impact assessment, SIA-methodology, environmental impact assessment, judging projectalternatives on the basis of citizens values, public participation

European Cooperation for Urban Sustainability

Gullón, NataliaHigher Technical School of Civil EngineeringUniversidad Politécnica de Madrid Arroyofresno 26, 7º izda. 28035 Madrid, Spain+ 34.913169808 Fax +34 913366689

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[email protected]

A lot of efforts are being made in different countries in orderto achieve more sustainable cities. One of the priorities of theEuropean Union’s Fifth Framework Programme is focusedon the city of tomorrow and deals with “new models for thesustainable development of European cities.” In the early1990’s the European Action COST Urban Civil Engineeringwas launched, in order to meet the increasing demand forpromotion and co-ordination of research related to thecomplex process of city transformation, viewed from a designstandpoint. COST (Co-operation in the Field of Scientificand Technical Research) is a framework and forum forinternational R&D collaboration, which enables the co-ordination of national research at a international level.COST has a geographical scope beyond the EU andwelcomes the participation of interested institutions fromnon-COST-member states without any geographicalrestriction. Today its nearly 200 Actions involve some 40000participating scientists from 32 European member countriesand from nearly 50 participating institutions belonging toadditional 14 different countries.

This paper focuses on the work and results of COST ActionC8, “Best Practice in Sustainable Urban Infrastructure,”whose main objective is to develop better solutions forsustainable urban infrastructure by:

• exchanging experience on, • assessing and developing solutions for, • comparing and developing methods to assess various

solutions for and promoting the diffusion of bestpractices concerning sustainable urban infrastructure.

The secondary objective is to achieve a commonunderstanding on sustainability and related criteria fordecision-making in urban planning and design, as well as todocument these results in proceedings, compendiums, booksor other publications or websites available to all Europeancountries. The Action will operate for 5 years and involves16 countries: Austria, Belgium, Canada, Denmark,Slovenia, Finland, France, Germany, Italy, The Netherlands, Norway, Portugal, Spain, Sweden,Switzerland and the UK.

cities, decision-making, sustainability, urban infrastructure

GISability of SEA (Poster)

Gullón, NataliaHigher Technical School of Civil EngineeringUniversidad Politécnica de Madrid Arroyofresno 26, 7º izda. 28035 Madrid, Spain+34 913169808 Fax +34 [email protected]

To what extent could GIS be a suitable tool for SEA?Strategic Environmental Assessments usually address a largegeographical area and capture considerations from variousdisciplines, integrating ecological, economic and socio-cultural criteria. The data scale and level of detail arereduced. Sustainability indicators and broad concepts areused, such as energy consumption, spatial impacts,atmospheric and noise pollution, cultivable soils loss, etc.Could GIS be used to integrate all of them, providing adirect reference to the spatial context in which they occur?Geographic Information Systems allow modelling, dynamicvisualization, up-to-dates, etc, and offer a great capacity ofdata treatment. Could they be used to integrate the largeamount of data of various natures (qualitative andquantitative, graphic and alpha-numeric) that have to betaken into consideration throughout the planning anddecision-making process? Could GIS be a used as a spatialanalysis tool to represent and analyse for example theevolution of complex systems such as cities (spatialdevelopment or urban decline) and the effects of humanaction on the natural environment? This poster tries to givean answer to all these questions and presents someconclusions on the GISability of SEA.

decision-making, geographic information systems, GIS, spatialplanning, strategic environmental assessment, SEA

Geographic Information Systems in EnvironmentalImpact Assessment Context – The Colombian Case(Poster)

Guzmán, Elmer Cardozo Ministry of Environment of ColombiaCalle 37 No. 8-40 Bogotá, D.C, Colombia+57 1 332 34 34 / +57 1 332 34 00Fax +57 1 288 97 [email protected]

In Colombia, environmental impacts caused by differentactivities developed by man produce many detrimentaleffects on the environment. Environmental assessment is atask that has become important in the country in the last 25years and is made by different organizations and institutes,being at the present time the Ministry of the Environment,the coordinating axis of the national environmentalmanagement.

Throughout that time, multiple policies and regulations atnational, regional and local level have been designed, whosefundamental intention is the suitable protection,preservation and handling of the natural resources and as awhole, have allowed to define a coherent operationalscheme, that orients the present processes of environmentalassessment.

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Nevertheless, the frame of construction of the processes ofenvironmental assessment by the government has ignoredthe use of modern computer science technologies, like thecase of the Geographic Information Systems (GIS), basicallybecause of three aspects: the limitations that a transferenceof opportune technology implies towards countries intransition; the shortage of enabled human resource in thesesubjects and finally, the high costs that implies to access thetechnology.

This situation has come correcting gradually in Colombia, inthe first place because the government interest ofimplementing modernization policies result in suitable wayto respond the necessities of a country in continuous processof change, and also because of marketing aspects, whichhave allowed the increasing use of this type of technologiesoriginating a considerable reduction in the price of hardwareand software allowing consequently, the access to these toolswith its respective programs of qualification.

Since decision making processes and a generation of newknowledge have contributed, GIS has been widelydemonstrated as a very useful tool in diverse fields such asacademia, research, politics, industry and commerce.

In this sense, the present document has as purpose to showthe advances and utilities of GIS as a tool to improve themaking decision support process, within the context ofenvironmental impact assessment in Colombia.

geographic information system, environmental impactassessment, Ministry of Environment, Colombia

Oil and Gas Exploration in Dureji Game Reserve,Pakistan - Anticipated and Actual Impacts on WildUngulates

Hasan, SalmanHagler Bailly Pakistan1, Street 15, F-7/2Islamabad 44000, Pakistan+92 51 2276113 Fax +92 51 [email protected]

Khan, BasitPremier & Shell Pakistan B.V.4th Floor, Jang BuildingFazal-e-Haq Road, Blue AreaIslamabad 44000, Pakistan+92 51 2823814

[email protected]

In the summer of 2000, Premier & Shell Pakistan B.V.conducted a seismic survey and drilled an exploratory wellin Dureji Game Reserve, Pakistan. Dureji Game Reserve islocated in southern Pakistan, and is a semi arid area thatsupports scattered populations of Afghan urial (wild sheep)and Sindh ibexes (wild goats).

Both the seismic survey and the exploratory well werelocated in and around core urial and ibex habitat, due towhich special mitigation measures were implemented toreduce project impacts on wildlife. The projects alsoincluded regular monitoring of wildlife behavior anddistribution, which was compared with baseline informationcollected earlier to assess the actual impacts of the oil andgas exploration activities.

Mitigation measures for the seismic survey included the useof portable equipment that could be transported by people orcamels, so that constructing new access roads was notnecessary, and strict personnel management (limiting thenumber of people, their movement, the areas they wereallowed to work in, the duration that they could work, etc.)when working inside the core zone.

The main mitigation measure for the exploratory well wasthe implementation of a range management program(RMP). The objective of the RMP was to reduce grazingpressure in the area by stall feeding domestic goats, therebyimproving conditions for wild ungulates, and compensatingfor the disturbance caused by the drilling.

Wildlife monitoring results showed that the actual impactsof the seismic survey and exploratory well on wild ungulateswere lower than those predicted in the projectenvironmental impact assessments.

This paper describes and discusses the seismic and drillingprojects, the measures taken to mitigate project impacts onwildlife, wildlife monitoring methodology, and the results ofthe wildlife monitoring programs.

oil and gas exploration, impact assessment, wild ungulates, urial,ibex, wildlife monitoring, range management

Health and Environment in Sustainable Development inBahrain (Poster)

Hassan, A.A.; Birley, MartinIMPACT - The International Health Impact AssessmentConsortiumLiverpool School of Tropical MedicinePembroke Place, Liverpool L3 5QA England+44 151 7089393 Fax +44 151 7088733

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[email protected]@liv.ac.uk

Fakhro, Khalid; Alkuwari, ZahwaEnvironmental AffairsMinistry of Housing, Municipalities and EnvironmentP.O. Box 26909, Bahrain+973 293693 Fax +973 293694

The project “Health and Environment in SustainableDevelopment in Bahrain” is being implemented inpartnership between a national team of the government ofBahrain, an international team from IMPACT – theinternational health impact assessment consortium at theUniversity Liverpool and the United Nations DevelopmentProgramme.

The state of Bahrain is a small – mainly urban – island statewith limited land and depleted oil and gas resources. Thecountry has embarked on economic diversification led bythe industrial sector. Land reclamation, waste dumping andpollution caused by industrial expansion and the effect ofthe recent two gulf wars are causing serious environmentalhealth and other hazards. This interface betweendevelopment, environment and health is taking placeagainst an already complex health situation.

Bahrain is a country in transition from a traditional patternof morbidity and mortality to an industrialised pattern. Thecountry is afflicted by both types of health hazards, thetraditional communicable diseases, and the typical healthhazards of an industrialised country such as non-communicable diseases, over-nutrition, injuries andpsychosocial disorders.

The government has recently recognised that sustainabledevelopment of the country can only be ensured if the fullrange of potential impacts of development projects areassessed in a timely fashion and action proceeds from that assessment. However, to date no comprehensiveenvironmental health impact assessments have beenundertaken. This is mainly due to the limited capacity ofthe Government authorities and other relevant institutions.The project objective is the institutionalisation ofenvironmental heath impact assessment as a tool ofenvironmental policy and a planning tool for sustainabledevelopment.

The project will seek to integrate health, environment,social and economic impact assessment methods andprocedures. Nationals will receive in-country and overseastraining in this powerful new discipline using hands-on andinter-disciplinary task-based methods.

The ultimate development aim of the project is to developnational self-reliance in Bahrain on all matters related toprotection and management of the physical and social

environment in order to protect and enhance humanhealth.

health, environment, Bahrain

Assessment of the Environmental and Social Impacts ofthe West Siberian Oil Industry

Ingram, Verina Jane; Blok, HenkIWACO B.V.Hoofdweg 490, Postbus 85203009 AM RotterdamThe Netherlands+31 10 286 5410 (Ingram)+31 10 286 5432(Blok)Fax +31 10 220 [email protected]@rtd.iwaco.nl

An environmental and social assessment of the impacts ofthe oil industry in West Siberia was the original wish ofGreenpeace. Greenpeace required an independentassessment to support their scientific field trips to WestSiberia in the summer of 2000 as part of a campaign targetedat the Russian oil industry. IWACO B.V. Consultants forWater and Environment was commissioned to provideindependent scientific data to support the Greenpeacecampaign. The vast geographic scale and sheer size of the oilsector’s activities however called for a more scoped task. Theresult was a strategic Environmental and Social Profile,based on environmental impact assessment principles. Theproject provides a tantalising glimpse of the impacts of the oilsector on the physical and social environment in WestSiberia.

The proposed paper will first introduce the project andproject activities, which included a definition and scoping ofthe project area, narrowing down of the geographic area tothe oldest oil producing region of Nizenvartovsk anddiscussion of possibilities for extrapolating the findings toWest Siberia. The scope was also affected by the particulardemands of the client, including the entirely NGO fundedbudget, access to the region and industry and authorities.This in turn influenced the approach, which aimed to be asscientifically rigorous and independent given the scale,scope and budget. The paper will introduce the novelapproach which included conducting an oil industry andenvironmental and social baseline, hazard assessment andsensitivity analysis, determination of key environmental andsocial issues following an interactive priority ranking withGreenpeace, data gathering by literature review, interviews,remote sensing and fieldwork, impact assessment anddevelopment of proposals for environmental managementand mitigation measures and reporting. The paper willdiscuss and justify the activities that produced the Profile: aliterature review and desk study; Remote sensing analysis;

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Fieldwork and sampling; Fact finding missions andinterviews; Chemical analysis of samples, with the output aseries of reports.

The paper will present a summary of the West Siberiaphysical and social environment and oil industry, the initialassessment of potential environmental and social Impactsand the final social and environmental assessment. Anumber of practical, but possibly controversial potentialenvironmental management measures for the impacts wereproposed – these will be outlined in the paper. The reactionsof a number of stakeholders to the project: the oil sector,Russian governmental authorities, NGOs and internationalfinancing institutes will be discussed.

oil industry, environmental and social assessment, West Siberia

The Analytical Strategic Environmental Assessment(ANSEA) Project

Jiliberto, RodrigoTAU Consultora AmbientalC/Santa Matilde 4–28039 Madrid, Spain+34 91 450 20 93 Fax +43 91459 43 [email protected]

The Analytical Strategic Environmental Assessment(ANSEA) project is a research financed under the 5thFramework Research Programme of the European Union.The overall objective of ANSEA is to develop an approachand framework for SEA that ensures a sound integration ofthe environment into decision-making processes. Currentpractice of SEA is often based on modified environmentalimpact assessment (EIA) procedures and methods. EIAfocuses on the ‘’objective’‘ identification, prediction andevaluation of environmental impacts of concretedevelopment options. However, in the case of PPPs, wesuggest that the environmental assessment procedure mustgo far beyond the analysis of the environmental impacts: itshould also influence the process and content of priorities,issues and values in decision-making.

Placing the decision-making process as the departure point issuggested to be the appropriate way to define a consistentobject of study for SEA. This approach requires a conceptualframework based on decision theory, which involves thesystematic analysis of decision processes.The project can be summarised in four steps.

1. The partners involved in the project will consolidateand formalise the conceptual elements of a SEA basedon an analytical framework.

2. The ANSEA concept is applied/tested to case studies infour policy areas (transport, urban development,Forestry and energy) in five EU countries (Germany,UK, the Netherlands, Spain and Sweden). At the same

time, a review of existing experiences in SEA of policies,plans and programmes (PPP) will be carried out in twoadditional member states (Italy and Portugal).

3. The theoretical basis for ANSEA is revised andfinalized and the design of a methodological frameworkfor its practical application is developed, based on theresults of the case studies.

4. The results will be disseminated through a Europeansymposium, two books and a web page.

strategic environmental assessment, environmental assessment

Analytical Strategic Environmental Assessment ofSantiago de Chile Urban Transport Plan

Jiliberto, RodrigoTAU Consultora AmbientalC/Santa Matilde 4–28039 Madrid, Spain+34 91 450 20 93 Fax: +43 91459 43 [email protected]

The National Environment Commission (CONAMA) of theMetropolitan Region of Chile asked TAU ConsultoraAmbiental (Spain) to elaborate a strategic environmentalassessment methodology of urban transport planning in thecity of Santiago de Chile. TAU elaborated a proposal on theconcept of an analytical strategic environmental assessment(ANSEA), based on a simple idea: the environmentalassessment of a strategic decision which has the objective ofobtaining the adequate incorporation of ALL theenvironmental considerations relevant in the decision,without limiting itself to its possible environmental effects,which are nearly impossible to identify in this case. Themethodology incorporated the following elements:

• Identification of the basic environmental decisionalconsiderations to be borne in mind in the planning ofurban transport.

• Detailed functional hierarchical description of theplanning process.

• Identification of decisional domains in the functionalhierarchical description having a environmentalrelevancy (environmental decision domain).

• Specific allocation and description of the decisionalenvironmental considerations to the singleenvironmental decision domain.

• Analysis of the effective incorporation of theenvironmental considerations in the environmentaldecision domain in the actual urban transport plan.

Main results

• ANSEA endorsed the precise identification of theenvironmental considerations that the transport planhad inadequately incorporated, which wereapproximately a hundred. The assessment identified

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precisely the environmental decision domains wherethose environmental inconsistency were located.

• Definition of an ad-hoc SEA intitutional procedure forthe urban transport plan which could be applied in thefuture.

• Design of a strategic environmental assessment follow-up programme for the execution phase of the plan.

• Characterisation of the planning process and its relationwith environmental shortages.

• Production of strong arguments for CONAMA in itsdialogue with the Transport Secretary (SECTRA),which will apply the ANSEA approach in its nextprogramme.

strategic environmental assessment, environmental assessment

Development of Environmental Impact AssessmentTraining Programmes at the University of Debrecen(Hungary) from Undergraduate Level to M.Sc. DiplomaCourse – A Tool for the Enhancement of EuropeanUnion Pre-accession Process

Karácsonyi, ZoltánUniversity of DebrecenCentre for Environmental Management and Policy4032 Debrecen, Egyetem tér 1. Hungary+36 52/512.921 Fax +36 52/[email protected]

Hungary makes significant efforts for the European Union(EU) accession and early implementation of AcquisCommunitaire. One of the most sensitive areas for thepre-accession process is the environment. Both thepre-accession process and EU membership requiressignificant human resources development. Well-trained civilservants and experts who are aware of the internationalpractice and able to apply the acquired skills directly areneeded. The need for these experts is already high, and theUniversity of Debrecen (Hungary) is willing to meet thischallenge by developing and launching a training programin this field. Special significance is given to EIA as oneeffective tool for the implementation of the environmentalpolicy.

Starting from the early undergraduate training, a rapid andeffective development happened in this field. One elementis the integration of an EIA module into the EnvironmentalManagement and Policy course (module based, one-year,full-time M.Sc. program, run in English in Pan-Europeanco-operation). The Environmental Impact AssessmentManagement postgraduate diploma course has beendeveloped and was already launched in the 2000/2001academic year.

Graduates of the Environmental Impact AssessmentManagement part-time course will be able to coordinate EIA

report development and undertake given tasks within theprocess.

The necessity for the training is also underlined by the factthat a new EIA Act – harmonizing with relevant EUregulations and Espoo conventions – just recently came intoforce in Hungary.

development of environmental impact assessment trainingprogramme, University of Debrecen Hungary, EIA diplomacourse, EIA and EU pre-accession process

Strategic Environmental Assessment (SEA) in Korea

Kim, Ji-YoungEIA Division, Korea Environment Institute 613-2 Bulgwang-Dong Eunpyeong-GuSeoul, 122-706, Korea+82 2 380 7677 Fax +82 2 380 [email protected]

In Korea, Environmental Agreement System (EAS) hasbeen introduced to achieve environmentally sustainabledevelopment since the early 1980s. This EAS has beenincorporated with decision-making process by consideringthe environmental impacts of the development activities andrecently divided into two systems of Environmental ImpactAssessment (EIA) and Environmental Review (ER) inKorea.

EIA in Korea has contributed to make the developers anddecision-makers understand the importance of theenvironmental aspects for sustainable developments.However, there have been discussions that EIA in Korea hasa passive tendency due to its limited applicability only to theindividual development projects. In order to overcome thisdeficiency of EIA system in Korea, an ER system which issimilar to Strategic Environmental Assessment (SEA) wasintroduced in 1993. The major purpose of the Korean ERsystem is to implement the environmental considerations atthe level of Policy, Planning and Programme. However, itdoes not play an important role because there is neithersupplementary regulations nor laws to impose the developersto fulfil the pre-agreed environmental considerations. Hencethe current Korean ER is considered as a part of anadministrative procedure in the development approvalprocess, not as a pre-development agreement system.

An effort to secure the effectiveness and implementation ofthe ER system was reflected in the amendment of‘’Framework Act on Environmental Policy’‘ in December1999. Although the basic law has been amended in favourof the ER system, it is not quite effective than was expectedbecause there still are such problems as limited range ofdevelopment plans where the system can be applied, many

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exemptions, lack of regulations and laws subsidizing the ERsystem, and lack of public participation.

Consequently, various efforts are necessary to improve theKorean ER system and it will take a long period of time tosettle down the system. Meanwhile, the priority can be givento the modifications of ER process and regulations for thesubjected development plans. The ER procedure should bemodified for the inclusion of various types of public andstake holders’ participation at each stage. The regulationsshould be modified in a way that the Korean ER system canbe widely applied to development policies and plans, such asthe national 5-year development plan and national land useplan.

Korea, environmental impact assessment, environmental review,strategic environmental assessment

Including Biodiversity in Impact Assessment - Can WeInclude That Which We Don’t Know?

King, Nicholas BioNET-INTERNATIONALBakeham Lane, EghamSurrey TW20 9TY UK+44 1491 829036/7/8 Fax +44 1491 829082/[email protected]@bionet-intl.orgwww.bionet-intl.org

At the species level of biodiversity, it is estimated that wecurrently have described and know as little as ten per centof the organisms which inhabit the planet. By and largethose which have been described are the larger plants andanimals, those which can be described as the “users” or“beneficiaries” of ecosystem services or which are ultimatelyimpacted on. The smaller and micro-organisms which makeup the remaining 90%, which perform such beneficialecosystem services as pollination, nutrient cycling, and soilgeneration and propagate such deleterious impacts as diseasetransmission and parasitism, are relatively unknown,undiscovered and undescribed.

At the current rates of discovery and the estimated rates ofspecies loss, we are losing species far faster than we aregetting to know of their existence, let alone their roles,interrelationships and functions. Unless significant steps aretaken to rectify this imbalance as well as to slow the rates ofloss, we are unlikely to be able to adequately includebiodiversity in impact assessment other than as a generalestimate of species loss. A massive injection of resources intotaxonomic capacity building globally is required as part ofthis redress. Taxonomy is the basis of all biology, of all that isknown about organisms and thus of biodiversity impactassessment. Without taxonomy, no knowledge is availableon living organisms - and if you don’t know what you have,

you cannot determine what the impacts are, or implementpreventative or mitigative actions during “development.”

biodiversity, species loss, numbers of species, taxonomy,conservation

EIA Follow-up - Experiences within an NorwegianEnergy Company

Kinn, Sigurd JuelStatoil TEK F&T MST4035 Forus, Norway+47 51 99 61 74 Fax +47 51 99 05 [email protected]

Fundingsland, Monica Louise Curry3F2, 13 Piershill PlaceEdinburgh EH8 7EH Scotland+44 131 650 7252 Fax +44 131 650 [email protected]

The paper will describe briefly the legal basis for EIA follow-up in the Norwegian legislation (Plan and Building Act andPetroleum Act). The paper will also describe theconclusions from a seminar in Norway about EIA Follow-upwhich will be held in March and where national authorities,researchers and EIA practitioners will participate. Further itwill describe some experiences and findings of how EIAfollow-up is practiced within Statoil (international energy/oiland gas-company in Norway). This description will partly bebased on findings from two case studies within the companyin 2000 (a gas pipeline and an offshore field development)where observed practice is compared with criterias for goodpractice for EIA follow-up – and partly on general EIAexperiences over the last decade within the company thatincluded reviews conducted by national environmentalauthorities.

EIA follow-up is probably one of the weakest parts of theEIA process and is expected to be more focused in thefuture. Good environmental practice is expected to be moreimportant for commercial companies and good proceduresfor EIA follow-up are regarded as essential in this context.Based on these acknowledgments and the findings in thecase studies, experience within Statoil and the conclusionsfrom the Norwegian seminar, proposals for improving thepractice of EIA follow-up will be suggested. EIA follow-up, projects, industry/energy company

Application of Risk Analysis Methods to TwoAlternatives of a Large-scale Wastewater DisposalScheme in Hong Kong

Koenig, A.

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The University of Hong KongDepartment of Civil EngineeringPokfulam Road, Hong Kong, China+852 28592655 Fax +859 [email protected]

Large-scale wastewater collection and treatment worksconstitute extremely complex systems, involvingmechanical/physical, biological, environmental, and humanfactors. Modern wastewater systems often require advancedtreatment at a very high technical reliability and hence theapplication of modern process-control techniques. This inturn requires more plant components, which increases thefailure probability of the system. However, reliability or riskassessments of large wastewater systems have rarely beencarried out in connection with environmental impactevaluation, although successful risk identification,evaluation, and analysis would lead to higher systemreliability, thereby contributing to a higher effluent qualityand improved water environment.

In this paper, important factors influencing system reliabilitywere identified and mathematical formulations forquantifying reliability and risk in wastewater systems arepresented. A rational, semi-quantitative methodology wasestablished for the determination of comparativeenvironmental risk potentials according to the state of theart. This approach was then applied to two potentialalternatives of a large-scale wastewater disposal scheme inHong Kong in terms of reliability/risk analysis, namely (i) amodel centralised system, and (ii) a model decentralisedsystem. Each system was divided into interconnectedsubsystems, which were individually analysedquantitatively, based on available reliability data from actualwastewater treatment plants. Then the overallenvironmental risk potential of the two alternatives wasdetermined quantitatively, taking into account hydrauliccharacteristics and sensitivity of the receiving water bodiesin Hong Kong.

The results showed that, contrary to expectation, thecentralised system exhibited a higher system reliability thanthe decentralised system resulting in a lower risk potential tothe water environment. The usefulness and limitations ofthe applied methodology as an integral part of moderndecision support systems for large-scale infrastructuredevelopment and its environmental risk potential are discussed.

reliability, risk analysis, environmental risk potential,wastewater system, Hong Kong

Integrating Biodiversity in EIA. An Experiment:Ground Water Extraction in a Wetland Area

Kolhoff, ArendNetherlands Commission for EIA

P.O. 2345, 3500 GH Utrecht, The Netherlands+ 31 30 234 76 04 Fax +31 30 230 43 [email protected]

The Netherlands Commission for EIA started implementingthe following recommendation by the fifth Conference ofParties of the Convention on Biodiversity. Preparation ofguidelines for the integration of biodiversity in EIA. Thisresulted in a checklist of biodiversity aspects to be studied inEIA, which has been presented at IAIA in Hong Kong. Theobjective is guidelines for the integration of biodiversity inEIA in the Netherlands. The checklist will provide theprimary information.

Further development of the checklist / guidelines will bedone by way of testing a number of EIA studies. For testingthe following project has been selected: extraction of 3.0million m3 ground water in an area adjacent to aninternational and national protected wetland (Ramsar site).In this EIA, different site and capacity alternatives and theirimpacts on biodiversity will be assessed and compared.Testing is limited to the first phase of the EIA procedure, thepreparation of guidelines for the EIA study.

Lessons learned: (i) Ecosystem as starting point; linksbetween impacts on the abiotic and the biotic environmentshould become clear by preparing an impact tree.Determination of the use and non use values of theecosystem / biodiversity needs further study; (ii) Withregard to the impact on species and their habitats it has beenconcluded that only protected species should be consideredas a number of species of this group can be identified asindicators for non-protected species; (iii) Only plantcommunities which are affected will be considered. Inparticular the value of the affected surface should bedetermined in order to make a comparison of the impacts ofthe different alternatives possible; (iv) In national decreeson protection of species and habitats it is mentioned thatsignificant impacts should be studied. It needs further studywhat is meant by “significant.”

biodiversity, EIA, guidelines

Eco-physiographic Elaboration –– EnvironmentalFoundation of Planning of Land Development in Poland

Kowalczyk, Ryszard ECOPLAN Poland45-316 OPOLEul.Rzeszowska 11, Poland+ 48 77 4558950 Fax + 48 77 [email protected]

A new act called Environmental Protection Law will takeeffect Poland on 1 July 2001. It will replace the current actin force on protection and shaping of the environment, from

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1980. Solutions in the new act were adjusted to the onesbinding in the countries of the European Union.

In some cases, as for example in land development planning,the solutions are different and they reflect Polish experienceand in substantially more effective way allow for usingprocedures of drawing up, consulting and agreeing of masterplans as the procedures that make the idea of balanceddevelopment real.

Eco-physiographic solution is a document that ischaracterised by individual elements of the naturalenvironment and mutual correlation of these elements. It isdrawn up in advance, i.e., prior to the commencement ofplanning works and is to serve to take into account theenvironmental conditions in forming a land developmentdesign.

Therefore, the eco-physiographic elaboration will be used inthe very initial phase of the concept formation, i.e.functional and spatial structure of the defined area.Although it is a planning process, individual [subjective]decisions on the land use are taken at this stage. Althoughdue to the planning solutions these are not formal decisions,i.e., the decisions taken on the basis of the administrativelaw regulations, their subsequent results have substantialmeaning. The Minister of Environmental Protection andNatural Resources got a statutory obligation to issue theordinance defining kinds and a scope of the eco-physiographic elaboration.

The eco-physiographic elaboration may be used as a basic orproblematic elaboration. The basic elaboration is drawn upfor all three types of the planning elaboration in the field ofthe land development, however, the problematic elaborationis drawn up if additional problems requiring recognition arerevealed during the planning works.

The eco-physiographic elaboration should include completeinformation on the environment and its functioning andmake the basis for forming of the environmental objectivesin the planning elaboration in the field of land developmentand defining of the land development conditions that resultfrom the environment features. This paper includes thescope of eco-physiographic elaboration.

In order to ensure the same level of information particularityfor the needs of planning elaboration, it was agreed that theeco-physigraphic elaboration should be drawn up in thesame scale as the planning elaboration.

land development, eco-physiographic elaboration

Strategic Assessments of the Effect in the Procedure ofDrawing Up and Agreeing of Master Plans

Kowalczyk, Ryszard ECOPLAN Poland45-316 OPOLEul.Rzeszowska 11, Poland+48 77 4558950 Fax +48 77 [email protected]

The system of master plans in Poland is regulated by the acton the land development. A master plan is drawn up for thearea of municipality or its part or a complex of municipalitiesor its part. The master plan drawn up for the municipalityarea constitutes a municipality regulation and a voivodshiparea, is based on the act on Geological and Mining Lawenvisaged for mining areas, and is drawn up in regard to thewhole country. In

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relation to these concepts, there is an obligation to carry outa proceeding concerning the environmental effectassessment, including changes introduced to thesedocuments.

Although in the case of drawing up of concepts of changesin policies, strategies, plans or programs other than projectsconcerning the land development planning, the obligationto carry out the proceeding in the environmental effectassessment regards each master plan as well as all of itschanges.

According to the act on access to information onenvironment, its protection and the environmental effectassessments, a public administration institution that draws upthe concept of master plan or introduces changes in thealready agreed and binding master plan prepares theenvironmental effect forecast, i.e., a report on the strategicassessment of the effect.

The public administration institution that draws up themaster plan or introduces the changes in the already agreedplan provides the master plan along with the environmentaleffect forecast for the proceeding with the societyparticipation and assessment by the public administrationinstitutions.

Prior to the agreement of the master plan or its changes, thepublic administration institution provides to the public theinformation on possibility of submitting of remarks andmotions within 21 days from making it public, at the sametime indicating the place of submission of the remarks.Consideration of the submitted remarks and motions is theinstitution’s obligation.

Nevertheless, the act on access to information onenvironment, its protection and the environmental effectassessments introduces a new format for making informationpublic – by means of putting the information on the Internetsite of the institution proper for accepting [agreeing] on thelocal master plan if the institution has such Internet site.

SEA, spatial planning

The Scope of the Report on Strategic Assessment ofEnvironmental Effects on Land Development Planning

Kowalczyk, Ryszard ECOPLAN Poland45-316 OPOLEul.Rzeszowska 11, Poland+ 48 77 4558950 Fax + 48 77 [email protected]

The strategic assessment of the environmental effect on theland development planning was called the environmentaleffect forecast.

The scope of the report on strategic effect assessment, whichis carried out during the process of drawing up and agreeingof master plans, is defined in the special ordinance by theMinister of Environment and Natural Resources from theyear 2001 on particular conditions which forecastenvironmental effects of the local master plans’ concepts.

According to the provisions of the above mentionedordinance, the following elements should be defined andassessed in the report on the strategic assessment of theeffect:1. results of effect of implementation of the arrangements

of the local master plan concept on the elements ofnatural and cultural environment, and in particular onpeople, air, ground surface including soil, minedminerals and surface and ground waters as well asmaterial goods and cultural heritage;

2. environmental effects that may result from theenvisaged use of the area in connection withintroduction of substance or energy, operation, carryingout of earthworks, change of water relations, change ofenvironmental structure, land reclamation, as well asintroduction of species that are strange to local flora andfauna and a risk of occurrence of extraordinary hazardsto the environment.

It should be stressed that not only natural environment butalso cultural environment, i.e. cultural heritage and materialgoods are covered by the scope of the forecast. It issubstantial extension of the scope in relation to the one thatwas established in the previous ordinance in force of theMinister of Environment and Natural Resources comingfrom the year 1995.

The Report drawn up in the proceedings concerning theassessment of the effect on environment of local masterplans should include the following assessment:

• functional and spatial solutions and other arrangementsincluded in the local master plan concept from thepoint of view of the environment condition andfunctioning, its sensitivity / resistance to deterioration,ability to regeneration, its values and resources definedin the eco-physiographic elaboration;

• functional and spatial solutions and other arrangementsincluded in the concept of the local master plan fromthe point of view of the cultural environment valuesand protection of the existing material goods;

• solutions eliminating or limiting negative influences onthe environment that may result from realisation of thearrangements included in the concept of the localmaster plan as well as the effects in the case of giving upthe planned arrangements;

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• effectiveness of the protection of flora diversity in thelocal master plan concept;

• the proposed particular conditions in the local masterplan concept that result from the necessity ofenvironmental protection, appropriate management ofnatural resources and protection of farming and forestsoils;

• effects that may occur as a result of realisation of thearrangements of the local master plan in the existingand the envisaged protective areas;

• compliance of the arrangements included in the localmaster plan concept with regulations on theenvironmental protection including regulations fromthe acts on establishing of protective areas and buildingsand protection plans;

• compliance of the planned land development with thelocal eco-physiographic conditions;

• potential trans-border effects.

The natural environment is treated as a compact systemthrough underling of the requirement of the analysis ofindividual environmental elements in their mutualcorrelation, and therefore, this way of analysing the effectsin the proceedings concerning the assessment of the effecton the environment of the local master plans is moreadequate to reality and ensures greater efficiency of theforecasts.

SEA, spatial planning

Health Impact Assessment: Where to Next

Kwiatkowski, Roy E.Office of Environmental Health AssessmentHealth Canada0802C, Tunney’s PastureOttawa, Ontario K1A 0L2, [email protected].

Gosselin, PierreWHO/PAHO Collaborating Center on environmental andoccupational health impact assessment and surveillanceCentre hospitalier universitaire de Québec2400 rue d’EstimauvilleBeauport, Quebec, G1E 7G9, [email protected]

Déry, LouisePolicy Division, Health [email protected].

The linkages between environmental degradation andhuman health are emerging consistently as priorities fordeveloped and developing countries. There is a growingunderstanding that the environment is a major determinantof human health and, conversely, that human health is a

key driver for action, on the environment.

Recognizing that achieving sustainable development on thenational and international scenes requires addressing in anintegrated manner, the close interconnection betweenhuman health and environmental degradation, HealthCanada, together with a federal, provincial, territorialcommittee have developed a three volume CanadianHandbook on Health Impact Assessment outlining acommon approach to assess the impacts of developmentprojects on humans. Public consultations on the Handbookhave clearly identified a need for mechanisms to providepractical training nationally and internationally to HealthImpact Assessment/Environmental Impact Assessmentpractitioners. This paper will outline efforts within Canadato provide this training.

As well, a number of international activities (Meeting ofAmericas Ministers of the Environment, G8 Ministers’Meeting, the Rio+10 Summit, plus others) are planned overthe next two years which are of significant interest to HIApractitioners. Details will be provided on Canada’s efforts toengage in dialogue on the theme of health and environmentwith stakeholders to develop a robust health andenvironment agenda/position at these crucial meetings.

Offshore EIA and Compliance Monitoring in aSensitive Region – Gulf of Guayaquil, Ecuador

Lauria, Mary LouKomex Europe129 Cumberland RoadBristol, BS1 6UY, UK+44 117 925 1304 Fax +44 117 929 [email protected]

Hooper, MichaelKomex EcuadorAv. Los Shyris N37-313 y El TelégrafoEd. Rubio, 4to Piso. Quito, Ecuador +593 2 265622 Fax +593 2 [email protected]

Blum, Juan-CarlosEfficacitas Consulting Ltd.Complejo Alban BorjaEdificio Classic, Suite 30, Piso 3Guayaquil, Ecuador+593 2 265622 Fax +593 2 [email protected]

It is a well-accepted fact that the Gulf of Guayaquil,Ecuador, is both a productive and highly sensitiveenvironment of exceptional species biodiversity. Followingthis understanding, a full EIA was conducted in the Gulf for

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Ecuador’s first offshore natural gas facility. As this projectrepresented the first for offshore Ecuador, a thoroughscoping process was necessary between the operator,regulatory body and key stakeholders to define specificarticles and discharge limits for offshore operations.Preliminary discharge limitations were developed based onexisting discharge limits in the region including theEnvironmental Regulation for Hydrocarbon Operations inEcuador, and Venezuelan discharge limits, and alsoincorporated international limits including USA, Canadaand the UK. The EIA forecast changes that may occur inthe marine environment, and demanded a baselineunderstanding of the natural driving forces in the Gulf ofGuayaquil. The process incorporated an intensive fieldprogramme, social assessment and a focus on the valuedecological components in the region including artisanal andcommercial fishing, and the potential impacts to sensitiveareas such as the island of Santa Clara. The Gulf ofGuayaquil is in direct continuity with the eastern Pacificand is subject to varying oceanic phenomena including theEl Niño Southern Oscillation. To ensure the sustainability ofthis project, a range of studies were carried out during ElNiño and La Niña years to determine a baseline of criteriafrom which an appropriate compliance monitoringprogramme could be based.

marine assessment, sensitive area, offshore oil and gas, EIA,social assessment, compliance monitoring

Sustainability Impact Assessment of InternationalTrade Agreements: an Emerging Tool of StrategicAppraisal

Lee, Norman; Kirkpatrick, ColinImpact Assessment for Sustainable Development Unit (IASDU)Institute for Development Policy and ManagementUniversity of ManchesterCrawford House, Precinct CentreOxford Road, Manchester, M 13 9GHUnited Kingdom+44(0)161-275 2800/2804 Fax +44(0)[email protected]@man.ac.uk

Proposals for new trade agreements, international andregional, generate a great deal of controversy because ofconcern over their potentially significant economic,environmental and social consequences. This fact,combined with the growing commitment to sustainabledevelopment, has increased pressure to undertake

sustainability impact assessments (SIA) of both existing tradeagreements and proposed new agreements.

During the second half of 1999, the Institute for

Development Policy and Management (IDPM) at theUniversity of Manchester undertook, for the EuropeanCommission, a preliminary SIA of the proposed New Roundof WTO trade negotiations (the Millennium Round). Itsmain purpose was to inform negotiators and other interestedparties of the potentially significant sustainability impactsfrom such an agreement, which could require parallelflanking and other measures to correct where these were negative.

This paper is based on the findings of that study and ofsubsequent work on the SIA of international and regionaltrade agreements. The main issues addressed are:

• What are the principal requirements of preliminarySIAs and the resulting findings relevant to thepreliminary stages of negotiations of a MillenniumRound?

• How should preliminary SIA methods be elaborated foruse in the later, more detailed, stages of tradenegotiations?

• How can SIAs contribute to the identification andappraisal of flanking measures, enhance the prospects of“win-win” outcomes and reduce the concerns andcontroversies surrounding trade negotiations?

• What are the key areas in which SIA methodology andits application need to be strengthened?

The SIA of trade agreements provides a striking illustrationof attempts to extend environmental assessment to the globallevel of appraisal and to integrate this with strategic forms ofeconomic and social appraisal. It raises important questionsabout SIA which apply well beyond trade reform appraisal.

world trade, trade agreements, sustainability impact assessment,methodology, flanking measures

Agricultural Processing Plants: Impacts for RuralCommunities

Leistritz, F. Larry; Sell, RandallDepartment of Agribusiness and Applied EconomicsNorth Dakota State UniversityFargo, ND 58105 USA+1 701 231 7455 Fax +1 701 231 [email protected]

Expended processing of agricultural products in rural areashas been widely pursued as a strategy for communityeconomic development. In recent years, a substantialnumber of rural communities in the western Corn Belt andnorthern Great Plains have succeeded in developing orattracting new agricultural processing facilities. Expansion ofvalue-added agricultural processing in rural areas isgenerally seen as a positive development; however, thisexpansion has not been without its problems. The objectiveof this study was to gain a better understanding of thesocioeconomic impact of new agricultural processing plants.

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Several alternative hypotheses about the impacts ofagricultural processing plants on rural communities areevaluated through primary data collected from communityleaders, company officials, and area residents in severalNorth Dakota towns that are the sites of new agriculturalprocessing facilities, as well as secondary data from a varietyof courses. The communities studied had populationsranging from about 1,500 to 15,000 and each was the site ofan agricultural processing plant developed during the 1990s.The plants represented a variety of processing activities andincluded a slaughter plant, a corn wet milling facility, afrozen french fry producer, and a pasta plant. Their initialinvestment ranged from $1.6 million to $260 million, whiletheir employment at the time of the study ranged from 46 to274 workers. Study results indicated that improved jobopportunities and enhanced incomes were generally seen asmajor positive effects of each of the new processing plants.Residents’ incomes were enhanced both by the plants’ joband payroll (which often represented second incomes forarea households) and by increased incomes for area farmers(either from dividends paid directly by the processing plants,or from higher prices for a crop already being produced, or byallowing producers to raise a commodity that previously hadno viable market). Because most of the plant jobs weretaken by persons already living in the area, the new plantsdid not lead to substantial immigration or major populationgrowth in the host communities, but rather served tostabilize the local economy (or to slow the rate of decline).Of all the effects of the plants, only air quality and waterquality were more often rated as negative than positive bylocal residents. However, interviews with community leadersindicated that even these effects did not constitute majorproblems or issues.

rural industry, manufacturing, food processing, socioeconomicimpacts

Wetland Restoration to Reduce Flood Damage in theRed River of the North, USA

Leitch, Jay A. College of Business AdministrationNorth Dakota State UniversityP.O. Box 5137Fargo, ND 58105-5137 USA

+1 701 231 7577 Fax +1 701 231 [email protected].

Shultz, StevenDepartment of Agribusiness and Applied EconomicsNorth Dakota State UniversityP.O. Box 5636Fargo, ND 58105-5636 USA

+1 701 231 8935 Fax +1 701 231 [email protected].

The economic feasibility of alternative wetland restorationactivities to store runoff water to reduce flood damage wasevaluated in two subwatersheds of the Red River of theNorth (USA) watershed. Evaluation used data from recenthydrologic modeling and wetland restoration studies, theNational Wetland Inventory, local land rental values, andsite-specific historical flood damage. Neither simple wetlandrestoration based on plugging existing drains, restorationwith controlled outlets, nor complete ecological restorationwere found to be economically feasible. Inclusion ofadditional non-market wetland values in the analyses is notlikely to tip the balance in favor of restoration, due largely tothe abundance of wetlands and low human populationdensity in the watershed.

wetlands, Red River of the North, flooding, restoration, NorthAmerica, flood damage mitigation

Preparing for Another Flood of the Century in the RedRiver of the North, USA

Leitch, Jay A. College of Business AdministrationNorth Dakota State UniversityP.O. Box 5137Fargo, ND 58105-5137 USA+1 701 231 7577 Fax +1 701 231 [email protected]

A major flood in 1997 disrupted the lives of over 100,000people for several months and resulted in economic damagein the United States and Canada of over US$5 billion. TheCity of Winnipeg, Manitoba, came within centimeters of farmore serious flood damage. Red River of the Northwatershed residents on both sides of the USA-Canadainternational border met the challenge of that flood, butasked for government to analyze the root causes of the floodand to recommend mechanisms to mitigate potentialdamages from major floods in the future. Canadian PrimeMinister Chretien and U.S. President Clinton asked TheInternational Joint Commission to do the study and makerecommendations. The IJC issued its report (Living with theRed) in late 2000, wherein it makes several observations andrecommendations, such as: an even greater flood couldoccur; people, property, and the floodplain ecosystem will beat risk until binational solutions are developed; there is nosingle solution; major population centers need immediateattention; and governments at all levels need to promote aculture of flood preparedness.

flooding, transboundary cooperation, USA-Canada, Red Riverof the North, flood damage mitigation, flood of 1997

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EIA as a Tool for Knowledge Generation in SimilarSubsequent Projects

Leknes, EinarRogaland ResearchP.O. Box 80464086 Stavanger, Norway+ 47 51 87 50 00 Fax + 47 51 87 52 [email protected]

One of the most important functions of EIA is to get hold ofand present knowledge about the specific cause-and-effectrelationships in order to improve decisions regardingconditions for project approval. In many cases knowledgeabout cause-and-effect relationships is not easily obtainableand requires comprehensive research, investigations orexperimentation. This type of knowledge generation does,however, often demand more time and funds than thepreparation of a single EIA can contribute with. A group ofsimilar subsequent projects does increase the possibility ofmore thorough knowledge generation.

This paper analyses and describes the development of EIA asknowledge generator in several reoccurring issues insubsequent projects. The focus is attached to variationsbetween different kinds of issues regarding EIA as aknowledge generator. One of the findings is that EIA hasbeen more successful as knowledge generator in professionalissues than in political issues. Variations between issuessubject to regulation and issues with conflicting or diffusegoals have also been examined.

EIAs function in bringing knowledge about cause-and-effect relationship affects in a broader context EIA as a toolfor management, monitoring and auditing. Variationsbetween different kinds of issues regarding management,monitoring and auditing are also illustrated.

In total, 45 EIAs of plans for the development and operationof petroleum fields and pipelines on the Norwegiancontinental shelf, during the period 1985-1997 constitute theempirical basis. The development of knowledge aboutcause-and-effect with respect to five issues reoccurring inmost of these EIAs has been analysed. These issues are (1)restriction-zones for the fisheries, (2) negative impacts ontrawling caused by pipelines, (3) discharges to sea, (4)emission of CO2 and NOx and (5) the localisation ofoperating organisations and bases.

EIA, knowledge generation, auditing, petroleum, Norway

Environmental Assessment Applications in Large Oil &Gas Onshore Development Projects

Leon, Jorge A.; Cardenas, Marco V.BP Exploration Company ColombiaCarrera 9A No. 99-02 Piso 7Bogota, Colombia+57 1 628 4747 (Leon)+57 1 628 4998 (Cardenas)Fax +57 1 628 [email protected]@bp.com

The Challenge• Developing a large oil and gas development project in a

beautiful and sensitive environment. The roughtopography, the presence of important watercourses andsome forested areas plus the presence of humansettlements are some of the conditions that characterisethe Casanare foothills in Colombia. These added to thespecial geological conditions pose extreme challenges tothe drilling operations and the reservoir development.

• The development of Cusiana and Cupiagua hasrequired the construction of more than 50 wellsites, 150Km of new access roads and 250 Km of buried pipelines.

• Difficult access conditions have restricted our ability toacquire field information required for studies anddesigns.

• During the project’s development Colombia hasexperienced a significant and continuous evolution inits environmental regulatory and institutionalframework.

Our Approach• These conditions on top of a commitment to apply high

environmental standards have demanded theimplementation of innovative environmental andproject planning processes. They required theintroduction of changes in the way decisions weremade and great innovations both in the way keyinformation was gathered and in the application ofplanning tools like environmental assessments at earlystages.

• They also required the incorporation of severaltechnological advancements: the implementation of aGeographical Information System (GIS) with satellite,radar and aerial photographs, thematic mapping of theenvironmental conditions and the location of theinfrastructure; 3D surface and subsurface modelvisualization; videoconferencing & application sharingbetween the central office and field remote stations;and the use of data bases for storing and sharingdocuments, studies, designs, permits and licences.

EIA, oil & gas projects, large scale projects, GIS

EIA Serving Urban Sustainability: Czech Experience

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MacháÖek, JaroslavCzech Academy of SciencesEnvironmental CommissionNárodní 3, 110 00 Praha 1+420 2 21403292 Fax +420 2 [email protected]

The project “Sustainability of Human Settlements,” whichthe author has been responsible for, progressed into the stageof completion recently, as a part of a major UNDPProgramme “Towards Sustainability in Czech Republic.”The paper to be presented draws upon this project’soutcomes, particularly in terms of criteria and indicatorsapplicable for EIA and SEA.

The potential “pool” of criteria has been found veryextensive. More than six hundred “elementary” criteria havebeen defined. They form selection framework for scoping ina major assessment procedure. A substantial first part of thispool has been made up by the criteria reflecting the state ofenvironment in terms of its immediate impact on humanhealth and physical condition in general (e.g., air pollutionand emission parameters; water contamination of humanorigin etc.

The second part of the stock cumulates criteria connectedwith purely ecological constituents of urban structures (e.g.,vegetation coverage and greenery, local, regional andsuperregional systems of ecological stability, etc.).

The remaining third part of the pool groups criteria that maybe defined as physical constituents of urban environmentresulting from human activities and representing at the sametime selection of values considered to be permanentprovision of urban life – with respect to the sense ofcommunities’ evolution. Into this category, the criteriainclude presence of aesthetically valuable elements,provision of public spaces making possible human contact,occurrence of visual intrusion, quality of perspectives,horizons, and silhouettes; many others should be included.

Diversity of urban areas calls for the adjustment of EIA toparticular urban settings. Localisation of establishments andactivities in cities brings up growing need to balance interestsof various subjects, which EIA has to reflect.

EIA, scoping, urban environment, health, ecosystems, urbanstudies

Routeing and EIA for Overhead Transmission Lines

Marshall, RossEnvironment Group, ScottishPowerPower Systems, New Alderston HouseDove Wynd, Strathclyde Business ParkBellshill, ML4 3AD UK

[email protected]

High voltage, high capacity overhead lines are the economicand reliable choice for the bulk transmission of electricitythroughout the world. The routeing of transmission lines is acomplex process, and in the UK requires a balance to bestruck between statutory obligations, engineeringrequirements, economic viability, land use and theenvironment. Transmission line routeing projects can rightlygenerate considerable public interest and debate, but areoften focused on local issues such as visual amenity ratherthan the wider benefits of the project to society as a whole.Given the extent of their public and regulatory scrutiny, theEnvironmental Statements of such schemes must beobjective and transparent in the approach adopted to therouteing strategy.

This paper sets out an explanation of ScottishPower’sapproach to the routeing and EIA of overhead transmissionlines. The approach is based on the premise that the majoreffect of an overhead transmission line is visual and thedegree of visual intrusion can be reduced through carefulrouteing. In addition, a well-routed line takes into accountother environmental and technical considerations and willavoid, wherever possible, the most sensitive and valuednatural and man-made features.

EIA, routeing, mitigation, energy industry, overhead transmissionlines

A New Challenge for Industry: Integrating EIA withinOperational EMS

Marshall, Ross; Wright, RayEnvironment Group, ScottishPowerPower Systems, New Alderston HouseDove Wynd, Strathclyde Business ParkBellshill, ML4 3AD [email protected]

Smith, NickPlategable Ltd.Tyne Lodge, 14 HardgateHaddington, Scotland EH41 [email protected]

The ability of Environmental Impact Assessment (EIA) andEnvironmental Management Systems (EMS), such as BSEN ISO 14001, to promote better environmentalperformance is dependent on the capability andcommitment of its practitioners. In the absence ofcommitment and resources they become theoretical toolsturning environmental action into rhetoric and merewindow dressing. Increasingly, EMS are providing abackbone to the construction, operation, maintenance and

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management of new facilities and structures from theirinitial stages of development planning through tocommercial operation. This article seeks to outline theexperiences of a group of environmental practitioners withinthe energy industry as they attempt to move existing EIAprocesses into active EMS.

EMS, EIA, ISO14001, energy industry, environmentalperformance

Mitigation Linkage - EIA Follow up Through theApplication of Environmental Management Plans inTransmission Construction Projects

Marshall, RossEnvironment Group, ScottishPowerPower Systems, New Alderston HouseDove Wynd, Strathclyde Business ParkBellshill, ML4 [email protected]

EIA is an anticipatory risk assessment process effective inassisting Decision Making Bodies to identify the significantadverse impacts of new developments prior to grantingconsent. Whilst viewed primarily as a decision-making toolfor the regulator, its role in facilitating development practiceis often overlooked. For many new developments, EIA actsas an important pre-construction planning exercise in whichdesign attributes, site and routeing strategy and mitigationconcepts are closely examined prior to finalised design andproject costing. When moving out of the consenting processinto the formal construction stage, it is thus important thatthe design commitments that mitigated environmentaleffect and assisted in the gaining of consent are carriedthrough into practice. In ScottishPower’s electricaltransmission and distribution business, increased use ofenvironmental management plans (EMP) has been adoptedas the controlling strategy to link EIA into the company’sISO 14001 Environmental Management Systems. EMPshave been used as a tool to ensure mitigation linkage toconstruction project, to set audit programmes for contractors,and as management controls to ensure consent conditionsare complied with. This paper seeks to outline recentexperience in the planning and construction of newoverhead electrical transmission lines and substations withinthe UK.

follow up, EIA, EMS, energy industry, environmentalmanagement plans

EIA of the Nuclear Power Plant Temelin –Background, Methods, Experience

Martis, Miroslav

Institute of Applied Ecology Faculty of ForestryCzech University of Agriculture281 63 Kostelec nad Cernymi lesyCzech [email protected]

A very particular case has been taking place in the CzechRepublic in the last months. A nuclear power plant has beenconstructed at Temelin in South Bohemia during the pasttow decades. Based on a certain legal construction, thecurrent valid Czech legal arrangement from 1992 did notapply to this construction. At the moment when theconstruction of the first of the two 1,000 MW reactors wasfinished and the testing operation of the reactor with theturbine was commissioned (the second reactor with aturbine is just being finished) a non-formal “screening” ofthe construction was held and on an agreement of thePrime Ministers of Austria and the Czechia and with theassistance of EC Commissioner the Czech party decided toperform an EIA of the nuclear power station.

While the basic EIA report was elaborated by the validCzech EIA Act, the scoping list for the EIA review(including standard environmental assessment, health riskassessment, social impact assessment, etc.) was put togetheron the pertinent appendix of the EIA Directive of EU andwith respect to comments of Austrian and German expertsand requirements of EU based on the Euratom Agreement,the assessment itself was elaborated by a team ofindependent experts appointed by the Degree of the CzechGovernment which put together an extended expertbackground composed of experts not having dealt withTemelin NPP until then. All available applicable data wereused. The assessing team worked in a contact with Austrianand German experts and under the assistance of ECspecialists.

The background data (namely the EIA report, but also setsof ten of other documents), scoping list and EIA reviewwere made public in Czechia, Austria and Germany. Publichearings were a part of the 30-day notification period of theEIA report. The conclusions of the experts and thecomments of the public were involved in the final expertstatement of environmental impact assessment of TemelinNPP.

This result should become documentation for followingpolitical negotiations of representatives of the concernedparties. Temelin NPP is not supposed to be commissionedinto a commercial operation before concluding the above-mentioned exercise.

EIA, nuclear energy, public, scoping, Temelin

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Ecological Vulnerability of Landscape - How toCategorise It?

Martis, MiroslavInstitute of Applied Ecology Faculty of ForestryCzech University of Agriculture281 63 Kostelec nad Cernymi lesyCzech [email protected]@ri.ipex.cz

Categorisation system of ecological vulnerability of thelandscape is designed as a modular system integratingavailable information sources on the landscape andinterpreting the data from the point of feasibility of a policy,programme, or also a concrete project in a determinedterritory.

The ecological vulnerability features not only anature-scientific but also a cultural dimension – as itcorresponds with the character of a hundreds-years’inhabited and cultivated landscape.

The system of landscape categorisation should providerelevant data for assessment of environmental impacts andfollowing decision procedures in the detail corresponding tothe area of the affected territory and the extent andcontents of the development goal.

The purpose of the landscape categorisation system isnamely an expert support to:

• SEA - Strategy Environment Assessment• EIA - Environmental Impact Assessment• Design of regional and sectorial operational programmes• Allocation of grants from the sphere of landscape

management within both national funds and pertinentEU programmes (SAPARD, ISPA, PHARE)

• Design and modification of territorial developmentdocumentation

The aim of the categorisation does not consist in locking aconsiderable part of our landscape from any developmentbut to hit off better the exceptionality of individualterritories, their unique values and to support thedevelopment in the sense of real ecological capacity andgenius loci.

The categorisation process results in ecological feasibilitystudies of realisation of development goals, priorities, trends,and concrete projects. Pilot categorisation was designed forecological vulnerability and feasibility of a line construction,a 5-class feasibility categorisation was used:• collision (unreal realisation)• crisis (extra difficult realisation)

• compromise (conditionally real project)• consensus (measures for realisation)• non-collision realisation

landscape, vulnerability, feasibility, categorisation, EIA, SEA,physical planning, line constructions

Integrating Biodiversity Issues in Impact Assessments Mathur, Vinod B.Wildlife Institute of IndiaP.O.# 18, ChandrabaniDehradun - 248 001, India+91 135 640112 Fax +91 135 [email protected] The rapid depletion of global biodiversity and the perceiveddependence of mankind on biological resources havehighlighted the need to conserve, sustainably use andequitably share these resources. The significance ofBiodiversity Impact Assessment (BIA) as an extension ofEnvironmental Impact Assessment (EIA) in order to ensurethat biodiversity issues are explicitly considered in impactassessments is being gradually understood by the global EIAcommunity.

This paper discusses the experience gained in conducting anecological assessment of India’s first expressway projectlinking two commercially important metropolitancities-Mumbai and Pune. The expressway alignmenttransgresses through biodiversity rich forest landscapeharboring a range of endemic and endangered species, bothfloral and faunal. During the scoping exercise the ecologicalcriterion and the spatial context was established by bringingtogether experts on ecology, economics and sociology. Thealternative options were then analyzed for possible impacts,benefits and costs keeping the biodiversity consideration infocus. Acknowledging that data and information on thestatus of biodiversity is always scarce and insufficient, thebiodiversity community and the impact assessmentcommunity were brought together to plug-in informationgaps. A range of mitigation measures based on the principleof ‘’no net loss’‘ of ecosystems, species populations andgenetic diversity were developed, giving due considerationto factors that govern the conservation capability in afragmented forest landscape. In-situ conservation measure ofdesignating a biogeographically representative area as a‘’wildlife sanctuary’‘ has been recommended forcompensatory mitigation of some of the biodiversity relatedimpacts due to expressway construction.

The paper stresses that concerted efforts are needed forintegrating biodiversity concerns into planning anddecision-making processes and issues relating to the (i)availability of researched information and (ii) promotingawareness about biodiversity amongst the impact assessment

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community need to be effectively addressed for betterintegration of biodiversity concerns in EIA.

biodiversity conservation, expressway impacts, compensatorymitigation

Management Plan of an Area Affected by a NaturalDisaster at Vargas Littoral, Venezuela

Mato-Dustin, MariaEcology & Environment, Inc.368 Pleasant View DriveLancaster, NY 14086 USA+1 716 684 8060 Fax +1 716 684 [email protected]

The Plan site is located at the coastline of Vargas State andcontains 85.5% of the population concentrated in its center,which has developed by forming settlements along the roadparallel to the shoreline. Its surface covers 7% of the wholeState.

The purpose of the Management Plan is the environmentalrecovery, the reconstruction of the urban environmentdestroyed by nature, and the creation of the correspondingregulatory instruments.

The magnitude of the disaster took place at the CentralLittoral - due to meteorological, geological andanthropogenic causes - destroyed the urban areas and theroads. The worst damage was suffered by the infrastructureand service sectors, especially by the villages and areaslocated at the alluvial forks of rivers and creeks: Piedra Azul(Maiquetía), Guanape (Punta de Mulatos Sector), LaAlcantarilla and Galipán (Macuto), Osorio, Germán,Cariaco (La Guaira), San Julián (Los Corales, Caribe andCaraballeda), El Cojo (Sector Las 15 Letras), Cerro Grande(Tanaguarena), Naiguatá (Naiguatá), Uria (Carmen deUria), and Camurí Grande (Camurí). This highlighted thepresence of unplanned settlements in high risk zones andwithout provisions for adequate environmentalmanagement.

In addition, to these problems are the environmental impactscaused by the loss of the vegetation cover, soils and otherresources of flora and fauna at El Avila National Park; thenegative effect of the hydrographic basins and thedeterioration of the central coastal zone, considered the coreof tourism, commercial and infrastructure services.Moreover, the coastal-marine ecosystems were affected andthe shoreline suffered changes due to the accumulation ofsediments.

After this event, the Management Plan was conceived as aninstrument to give answers with an integral and prospectivevision for a sustainable management of the area that covers

an approximate surface of 10,982 ha and includes 8 parishes.This instrument will contain all land use zones and establishthe limits of the urban, tourist-recreational, conservation,protection and restoration areas related to the Northernslope of El Avila National Park and the existing basins, riverbeds and creeks; the urban area and the coast line, as wellas the guiding the alignment of transportation and sanitarycivil work corridors. Likewise, the Plan includes SpecialRegulation on the Use and Management of the area to givea legal framework to the proposals made.

New Zealand’s Royal Commission on GeneticModification: An Overdue Strategic EnvironmentalAssessment?

Morgan, Richard K. Department of GeographyUniversity of OtagoP.O. Box 56, Dunedin, New [email protected]

The Environmental Risk Management Authority (ERMA)is the New Zealand agency charged with consideringapplications for the importation, or local development, andrelease of new organisms, including genetically modifiedorganisms (GMOs). The agency has been making decisionson GMO applications since July 1998, but its decisions weresubject to increasingly vehement criticism from a variety ofobjectors.

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In late 1999, the incoming government declared amoratorium on GMO approvals until a Royal Commissionhad had the chance to investigate the issue of geneticmodification, and report back to government. TheCommission began its work in mid 2000, completed formalsubmissions from recognised groups in March 2001, and isdue to publish its report in June 2001.

This paper considers the role of the Royal Commission in thenational debate on GMOs, characterises some of the keyissues raised by submitters, and evaluates the process fromthe perspective of strategic environmental assessment.

New Zealand, genetic modification, GMO, Royal Commission,submissions, strategic environmental assessment

An Evaluation of Project-level Health ImpactAssessment Practices in New Zealand

Morgan, Richard K.; Morgan, TraceyDepartment of GeographyUniversity of OtagoP.O. Box 56, Dunedin, New [email protected]

The wording of the Resource Management Act 1991 inNew Zealand implies that health effects ought to beaddressed, where appropriate, in the assessment ofenvironmental effects (AEEs) which developers must submitwhen seeking resource consents from regional and/orterritorial local authorities. However, anecdotal evidencesuggests health issues are not routinely considered byapplicants, but when they are, they are viewed largely interms of potential threats to physical health.

In the research described in the paper, carried out by thesecond author, a Masters student, the situation inChristchurch, the main city on the South Island of NewZealand, is used to explore the issues facing the effectivepractice of HIA in New Zealand. Various agencies, groupsand individuals influence the way health issues are (or arenot) captured by the consent process in Christchurch, andone aim of the research was to examine the perceptions keystaff in these organisations have of HIA, its purpose, andhow it should be carried out. Linked to this was the amount,and nature, of advice available for consent applicants fromstaff of the local councils and the public health agencies.The project also involved an evaluation of the treatment ofhealth concerns in a number of AEEs.

The paper presents preliminary findings from the research.

health impact assessment, New Zealand, projects, resourceconsents, practices

EIA Follow-up: Outcomes and ImprovementDiscussion Paper

Morrison-Saunders, AngusDivision of Science and EngineeringMurdoch University, South StMurdoch WA 6150 Australia+618 9360 6125 Fax +618 9360 [email protected]

Arts, JosMinistry of Transport, Public Works & Water ManagementTransportation/EIA CentrePO Box 5044, 2600 GA Delft, The Netherlands+31 15 2518461 Fax: +31 15 [email protected]

Caldwell, PaulaEnvironmental Assessment Branch, National ProgramsDirectorateEnvironmental Protection ServiceEnvironment Canada17th Floor, Place, Vincent Massey351 St. Joseph BoulevardHull, Quebec K1A 0H3, Canada+1 819 953 1296 Fax +1 819 953 [email protected]

Baker, Jill Environmental Assessment Branch, National ProgramsDirectorateEnvironmental Protection ServiceEnvironment Canada17th Floor, Place, Vincent Massey351 St. Joseph BoulevardHull, Quebec K1A 0H3 Canada+1 819 953 1695 Fax +1 819 953 [email protected]

Environmental Impact Assessment (EIA) follow-up refers tothe activities undertaken during the post-decision stages ofthe process to monitor, evaluate, manage and communicatethe environmental outcomes that occur in order to providefor some follow-up to the Environmental Impact Statement(EIS). Drawing on monitoring and auditing data, EIAfollow-up is intended to provide feedback on EIA outcomes;e.g. ,How did the actual impacts of a project compare withthe predictions in the EIS? Were impacts mitigated andmanaged in accordance with approval conditions set bydecision-makers? How effective was the EIA process itself?In addressing questions such as these, EIA follow-upprovides accountability for the outcomes of the process. The paper defines important terminology concerning EIAfollow-up. It then briefly presents some key findings of a

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workshop on EIA follow-up conducted at IAIA’00 Back tothe Future in Hong Kong, June 2000. It is intended toprovoke discussion which will generate answers to some ofthe challenging questions on the practice of EIA follow-upin key areas such as:

• EIA follow-up: what, why and how?• What are the problems with implementation?• What are the potential results and outcomes?• What action can be taken on the basis of EIA follow-up

results?• Is EIA follow-up cost-effective?• What is the role of EIA stakeholders during follow-up

activities?• What is the contribution of EIA follow-up to adaptive

environmental management and broader issues such ascumulative impacts, health impacts, communityimpacts and Strategic Environmental Assessment?

In discussing these issues, the emphasis is on how to advanceand improve follow-up activities which will in turn lead toimproved EIA practices and acceptance of the process.Specifically this paper seeks to share the outcomes of recentEIA follow-up case studies, identify good practices in EIAfollow-up and share the lessons learned.

EIA follow-up, monitoring, auditing, evaluation, best practice,adaptive environmental management

EIA Practitioner Perceptions on the Role of Science inImpact Assessment

Morrison-Saunders, AngusDivision of Science and EngineeringMurdoch UniversitySouth St, Murdoch WA 6150Australia+618 9360 6125 Fax+618 9360 [email protected]

Bailey, JohnDivision of Science and EngineeringMurdoch UniversitySouth St, Murdoch WA 6150Australia+618 9360 2375 Fax+618 9360 [email protected]

The process of environmental impact assessment (EIA)brings together a broad raft of professional practitionersincluding environmental policy-makers, administrators,decision-makers, government agencies, planners, engineers,scientists, social scientists, and business and project managersas well as the public. From the diversity of these practitionersit can be anticipated that people from different backgroundswill have different expectations of how the process should

function in practice. This paper presents the results of afollow-up survey of EIA practitioners in Western Australia.The purpose of the research was to examine the role ofscience in EIA based upon the experiences and expectationsof EIA practitioners. Thirty EIA practitioners wereinterviewed. These were drawn from the EnvironmentalProtection Authority (the peak body responsible for EIA inWestern Australia) and its supporting administrative agencythe Department of Environmental Protection, othergovernment decision-making authorities, environmentalconsultants and project managers and environmentalofficers. Interviewees were also selected to representdifferent industry sectors (i.e. planning, industrial andresource development projects) as well as urban and remotesettings. Interviewees were asked about the role of science inimpact prediction, monitoring activities, mitigation andmanagement, and EIA decision-making. The resultsindicate that practitioners have different expectations of therole of science in EIA according to the type of project and itslocation (i.e. urban or remote) and the stage of the EIAprocess. Most participants indicated that the role of scienceshould be greatest during the earlier stages of EIA andprovide the basis for these activities (i.e. baseline monitoring,impact prediction and mitigation design). Science was seento be less important during decision-making and ongoingproject management and should be kept in balance withother factors such as socio-political and economicconsiderations. Despite these differences, overall, goodscience was seen to be a hallmark for effective EIA.

science, environmental impact assessment, professional practice,monitoring, impact prediction, mitigation, decision-making

Tumen River SAP Project and EnvironmentalInformation System

Myungjin, KimNEACEDT, Research Planning Division National Institute of Environmental Research, KoreaKyongseo-dong, Inchon 404-170Republic of Korea+82 32 560 7049 Fax +82 32 [email protected]

The Tumen River region in Northeast Asia is abundantwith natural resources, has a great human resource potential,and is likely to become a focus of economic development.The region includes strategically and internationallysignificant waters, including the Tumen River with itstributaries, the Mongolian steppe, and Peter the Great Bay.This region has habitats of migratory birds and is alsocharacterized by unique biological diversity.

However, the industrial and economic development willbring new dangers, and unless mitigation strategies areimmediately implemented, growth in the region will

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threaten the regional environmental resources. It is unlikelythat national efforts will suffice to ameliorate their long-termimpact.

There is a need for collaborative and region-wide activitiesto protect this area from the impacts of the industrialdevelopment that is likely to accelerate as a result of therecent geopolitical changes in the region.

Governments recognized early on that any success inattracting investment would have the potential to result inserious environmental degradation, if it were not managedproperly and in a sustainable manner. For that reason, on the6th of December 1995, the five member Governmentssigned the “Memorandum of Understanding onEnvironmental Principles Governing the Tumen RiverEconomic Development Area and Northeast Asia.”

The Tumen River Strategic Action Program (SAP) Projectis to build the foundation for a long term, effectivecooperation in the region called the TumenNet. GEF(Global Environment Facility) and five participatingcountries of the People’s Republic of China, DemocraticPeople’‘s Republic of Korea (DPRK), Mongolia, RussianFederation, and Republic of Korea (ROK) funded 10.17million dollars. DPRK does not, unfortunately, participate inthe project yet. The project started last June.

It is composed of five components of SAP, TransboundaryDiagnostic Analysis (TDA), Public Awareness,Environmental Information System (EIS), and WaterSurvey.

EIS component will contribute to increase the involvementof affected communities in the project and other projectstakeholders and provide for basic information forEnvironmental Impact Assessment. The basic ideas for EISare “Work for people ,not scholars, minimize work scope,avoid new digitizing, utilize existing data, harmonize withsector reports.” EIS deals with base information ofinternational water and biodiversity, electronic-map, andweb links.

Tumen River, Strategic Action Program (SAP), TransboundaryDiagnostic Analysis (TDA), TumenNet, EnvironmentalInformation System (EIS)

Decision-making and SEA: A Theoretical Perspective

Nilsson, Måns Stockholm Environment InstituteLilla, Nygatan 1, Box 2142, SE-103 14Stockholm, Sweden

+46 8 4121415 Fax 46 8 [email protected]

Strategic Environmental Assessment aims to incorporateenvironmental and sustainability considerations intostrategic decision-making processes, such as the formulationof policies, plans and programmes. In order to be effective,the assessment must take the real decision-making process asthe departure point. Existing SEA approaches are frequentlytailored after an EIA model conceived from a rationalperspective on decision-making. However, there are goodreasons to assume that most strategic decision-makingprocesses are characterised by a bounded rationality. Also,the predictability of environmental consequences generallybecomes weaker at strategic levels than at the project leveland complexity increases in terms of the numbers of actorsinvolved in the decision. This paper examines varioustheoretical perspectives to decision-making and discusses theimplications for decision support in general and SEA inparticular. The authors argue that the design of the SEAmust be more sensitive to the real characteristics of thedecision-making context.

strategic environmental assessment, decision-making, rationality,decision sciences, complexity

SEA Analytical Tools and Their Application in theEnergy Sector Nilsson, Måns Stockholm Environment InstituteLilla, Nygatan 1, Box 2142, SE-103 14Stockholm, Sweden+46 8 4121415 Fax 46 8 [email protected]

Strategic Environmental Assessment (SEA) has beendeveloped to enhance the structured integration ofenvironmental and sustainability concerns in strategicdecision-making processes. SEA must be able respond andbe adaptive to many different decision contexts. Differentfeatures will be necessary at different levels and in differentsectors. This paper gives a theoretical and methodologicaloverview of how SEA can be adapted to the energy sectorplanning and policy.

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A key aspect, often neglected in SEA literature, is how andwhen to integrate various analytical tools within the SEAframework. The paper presents a theoretical model for SEA,specifically tailored for energy planning, which focuses on itsrelations to analytical tools addressing key aspects such asdata input, scenario generation, uncertainty andpreference/valuation. First, the theoretical foundations forSEA in decision-making sciences and the generic analyticalneeds will be discussed. Second the specific analytical needsfor the energy sector are identified. Third, a description andanalysis of a set of tools is carried out according to a setframework. Fourth, the principles and features of anintegrated analytical-procedural SEA model are outlined.

strategic environmental assessment, SEA, policy and planningtools, energy, analytical tools, uncertainty, risk, valuation

EIA and Urban Air Quality: Which Standards GetPrimacy?

Northey, RodneyBirchall Northey36 Wellington St. E., Suite 300Toronto, Ontario, CANADA M5E 1C7 +1 416 860 1412 Fax +1 416 860 [email protected]

In environmental assessment, much is made of the issue ofnational standards. In urban areas, however, a dominantforce is local standards, and often there are many layers ofsuch standards: zoning standards, building codes, emissioncontrols. Is EIA a source of additional standards or a meansof articulating priorities among standards? Two Canadianexamples will be used to show how different models ofenvironmental assessment provide different answers to thisquestion. Both examples are related to the issue of urban airquality and smog. The first example will consider new landdevelopment directly increasing air emissions. The secondexample will be new municipal road development indirectlyincreasing air emissions.

air quality, smog, zoning, emissions

EIA and Local Use of International Conventions: HowMuch Weight Should International Standards Receive?

Northey, RodneyBirchall Northey36 Wellington St. E., Suite 300Toronto, Ontario, CANADA M5E 1C7 +1 416 860 1412 Fax +1 416 860 [email protected]

As more and more international environmental conventionsreference environmental assessment as a central

implementation tool, it is necessarily essential that specificenvironmental assessments occurring at the local levelconsider these global issues. Yet, absent specific policies atthe regime level, it seems unlikely if not impossible thatindividual assessments will provide appropriate considerationof such issues. Canada provides an important context for thisissue given Canada’s long history with environmentalassessment and recent judicial consideration of internationalconventions. Three Canadian examples will be used tohighlight the inconsistent consideration of internationalconventions in climate change and biodiversity. This willlead to an examination of options for reform.

Canada, conventions, biodiversity, climate change, judicialconsideration

The State of the Environment in Bayelsa State ofNigeria

Ofongo, A.E.; Komonibo, I.T.; Akpofure, A.E.; Nelson, BeliefBayelsa State House of AssemblyHouse Committee on EnvironmentP.M.B. 37, Yenagoa, Nigeria

Bayelsa State, which lies at the epicentre of the water-dominated and environmentally-fragile Niger Delta, ischaracterised by an intricate network of rivers, rivulets,creeks and streams which constitute the Nun River andForcados River systems. These two river systems serve as themajor discharge routes for the2.23 million km2 drainagebasin of the Niger Delta and Benue Rivers.

It is interesting to note that Bayelsa State, which extendsfrom the shores of the Atlantic Ocean in the south to about10 kilometres north of the bifurcation of the River Niger intothe Nun and Forcados Rivers, is prone to all types ofdevastating ecological problems.

By a sheer coincidence of fate, this same fragileenvironment is endowed with numerous natural resources,both renewable and non-renewable. The exploitation ofsome of these natural resources which include crude oil andgas, require technologically complex activities that leave intheir trial unimaginable environmental devastation.

The cost of environmental degradation and health hazardsposed to the oil producing communities is incalculable.Aquatic life in our rivers and creeks are made extinct sinceseveral species that were known to older generations are nomore in existence. Agricultural yields are on the downturnas a result of continuous environmental pollution withreciprocal remediation of the land.

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Environmental degradation is not limited to land and wateronly in Bayelsa but also to the atmosphere. One of the mostdevastating forms of environmental pollution is gas flares.

Bayelsa State, dissolute neglect, deprivation, monumentalenvironmental devastation, topography, synergistic effects ofvelocity and volumetric flow, acidic compounds, pipelinecorrosion

The Need for Resource Control / Management in theNiger Delta Region of Nigeria

Ofongo, A.E.; Komonibo, I.T.; Akpofure, E.A.; Nelson, BeliefBayelsa State House of AssemblyHouse Committee on EnvironmentP.M.B. 37, Yenagoa, Nigeria

The history of resource control in this country dates back tothe glorious days when agricultural produce such asgroundnut, cocoa and palm produce were the mainstay ofthe economy of this country. In those days (in the 50s and60s), coal and tin were mined in commercial quantity.

The parameters used in sharing the nation’s wealth was100% derivation. The peoples and regional governmentsdirectly controlled these resources and paid tax to thefederal government.

However, the sudden twist in the history and dynamics ofresources Control in the Country occurred when crude oilbecame the mainstay of Nigeria’s economy.

Our big brothers in the north, west and eastern regions whoenjoyed the full benefits of the groundnut pyramids, cocoaand palm produce, now turned around to fashion outobnoxious laws which vest the control of crude oil and gas inthe hands of the federal government.

The situation our people have found themselves from thistrend is abject poverty, a degenerated environment andmental torture.

In order to fulfill the wishes and aspirations of Bayelsans andto re-enact the tenets and practice of true federalism in theFederal Republic of Nigeria, it is therefore the collectiveWISH and WILL of the People of Bayelsa State, which werepresent, to control our resources to have a new lease onlife.

resource control, true federalism, marginalisation,tactical/strategic frustration, regional hypocrondiases, regionalpost traumatic stress disorder, exploration of crude and naturalresources, oil exploration licence, oil mining lease, rights of pre-emption, regulation, delegation of powers, legality andinterpretation, termination revocations

Lessons Learned - Preparing a Regional EnvironmentalAssessment for the Elqui Watershed, Chile

Oleson, KirstenWorld Bank1818 H St, NWWashington, DC 20433, USA+1 202 483 7156 Fax +1 202 676 [email protected]

Quintero, Juan DavidWorld Bank+1 202 473 5294 Fax [email protected]

The Government of Chile, through the Ministry of PublicWorks, is designing a program to strengthen the integratedwater resource management on a national level. Specifically,this program seeks to improve the management of waterresources in eight watersheds in Chile by strengtheningmanagement tools, improving conservation andenvironmental and biodiversity protection, and targetedinfrastructure investments.

REA Methodology and EA Process. For each region in whichthe program is considering interventions, a RegionalEnvironmental Assessment will be completed as input intothe Integrated Watershed Management Plan. Each REAwill include watershed-specific analysis of the most criticalenvironmental issues, legal and institutional analyses, anassessment of cumulative impacts, and an environmentalmanagement plan. Project-specific EIAs for projects fundedby the program will each enter into the existing EIA reviewsystem of the Government. Review and approval of allEnvironmental Impact Assessments and Declarations ofEnvironmental Impacts are a prerequisite for anenvironmental license.

Cumulative Effects Assessment. The effort to analyzecumulative effects was the first such effort in Chile. Allprojects whether ongoing or planned, public or private, withsome relevance to water resources were identified andincluded in the analysis of impacts. The REA will serve as atool to open future dialogue across various sectors.

Lessons Learned. This project is a World Bank-financedproject, and is categorized as an “A” – meaning that therecould be significant and irreversible environmental impactsof project activities. Therefore, the borrower was required tocarry out an environmental assessment. The Bank projectteam suggested the methodology outlined above. The paperwill explore this approach, and assess under whatcircumstances this is a sound and responsible way to complywith World Bank fiduciary responsibilities.

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strategic environmental assessment, regional environmentalassessment, integrated water resources management, lessonslearned

Integrating Education, Training and Communicationfor Public Involvement in EIA

Oprea, I.; Oprea, M.; Guta, V.; Diaconu, C.Institute for Nuclear ResearchPitesti 0300, P.O. BOX 78, [email protected]@cc.nuclear.ro

We are going to a globalised world, thus involving theintegration of every activity and every person. The publicinvolvement in the development process is evident, takinginto account that any objective will affect the people andany negative feedback could influence the result of theinvestment.

Generally the public could be influenced by amplification ofnegatively-evaluated consequences, resulting inpsychosocial effects leading to illness or anxieties. Thisproblem will be resolved by the public access to informationprovided by experts.

A real-time interactive communication system is proposed asan open tool in order to facilitate decision-making by accessto rapid and reliable information.

The main task of the system is to collect, process, displayand exchange the information relative to environmentalimpact assessment (EIA), to provide assistance and receivespecific opinions, and for public understanding of the field.

The education and training integration will mitigate thebarriers which may inhibit the interaction andcommunication process. To increase learning will assurespecialists-public interaction and a good information flow forknowledge exchange.

The paper will outline key approaches in reachingagreement on the importance of the peoples’ educationalprocess. The impact of development will be available to thepublic revealing the positive consequences, such asincreased employment and income.

An effective way to avoid negative reactions consists ofextensive consultation to identify the concerns and needs ofthe public and access to suggestive and attractive programsfor education and training.

The system is developing as a modern information module,integrated into complex international management systems.It can be placed everywhere; everybody could access thefacilities for education, world experience and training.

Providing a real-time response to citizen concerns, thesystem represents an economical and rapid way to mitigatethe consequences of development and to providemeaningful input to the decision-making process.

Lessons Learned: A Case Study of the Grand CouleeDam

Ortolano, LeonardProfessor of Civil EngineeringDepartment of Civil and Environmental EngineeringTerman Engineering CenterStanford UniversityStanford, CA 94305-4020 USA+1 650 723 2937 Fax +1 650 725 [email protected]

Cushing, Katherine Kao Pacific Institute for Studies in Development, Environment,and Security654 13th StreetOakland, California 94612 USA+1 510 251 1600 Fax +1 510 251 [email protected]

In 1998, the World Commission on Dams beganinvestigating predicted versus actual social, environmental,and economic impacts of large dams globally. TheCommission selected the Grand Coulee Dam, and itsassociated irrigation works in Washington, for inclusion in its“knowledge-base.” Below we describe lessons learned fromexamining the project’s effects over the past sixty years.

Failure to provide an opportunity for Native Americans andrelocated settlers to participate in planning led to resentmentand conflict that, in some cases, is ongoing. This discontentunderscores the importance of having an open planningprocess so issues among stakeholders can be addressed early.

Rules for project operations did not recognize how changesin scientific information, economic conditions, technologicalinnovations, and social values would influence how project outputs and impacts were valued overtime. Periodic re-evaluations of operations are needed toensure that projects can adapt to changing conditions.

Stakeholders and planners did not employ a commonframework for appraising portions of the project linked toirrigation. For example, they did not distinguish between afinancial appraisal and an economic appraisal.Consequently, disagreements persist about the nature of theproject’s irrigation subsidies and the indirect benefits of irrigation.

Equity should be a major criterion in deciding how tocompensate adversely affected parties. Grand Coulee’s

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planners simply employed market value in taking privatelands for project purposes, but this failed to provide faircompensation to groups such as Native American tribeswhose salmon-based cultures were significantly impacted bythe project.

Actions having irreversible and cumulative impacts onanadromous fish in the Columbia River Basin were takenwithout careful study. The failure of planners to give weightto these impacts has impaired the ability of managingagencies to save several endangered species. Potentialirreversible and cumulative impacts of dams should bestudied ex ante, with input solicited from potentially affectedparties.

Tennessee Valley Authority Integrated River BasinDevelopment-From Strategic Planning to ProjectImplementation, Monitoring, and Evaluation

Oxendine, Linda B.; McKeehan, TimEnvironmental Policy and Planning Resource ManagementTennessee Valley Authority400 West Summit Hill DriveKnoxville, Tennessee 37902-1499+1 865 632 3440 (Oxendine)+1 865 632 7571 (McKeehan)[email protected]@tva.gov

The Tennessee Valley Authority (TVA) was created by anAct of the U.S. Congress in 1933 to develop the resources ofthe Tennessee Valley. TVA’s early task emphasized anattack on the barriers to development-floods, poortransportation, poor land management practices, and ageneral malaise reflecting a population with little hope forthe future. Following construction of an integrated system ofdams and reservoirs, TVA managed the system primarily toprovide for navigation, flood control, and (consistent withthose purposes) power generation.In February 1991, in response to the increasing public andpolitical demands, the TVA Board of Directors changed thelong-term operating priorities of the Tennessee River andreservoir system by adopting a 5-year Lake ImprovementPlan (LIP). In developing the LIP, TVA prepared anenvironmental impact statement to evaluate the costs andbenefits of alternative strategies to incorporate water qualityand recreation into the three original operating purposes andto provide for extensive public involvement. Site-specificreviews were tiered from the EIS. Predictions and mitigationwere monitored and evaluated to verify accuracy andeffectiveness. Results include recovery of over 180 miles (290km) of lost aquatic habitat, improved levels of dissolvedoxygen in over 300 miles (482 km) of rivers below TVAdams, and extended lake level on 10 tributary reservoirs.Currently, a TVA lake-level policy task force monitors thechanging needs of the region in preparation for a future

reexamination of existing river and reservoir operatingpolicies.

This paper discusses the components of strategic and project-specific environmental impact assessment, includingmonitoring and evaluation, as derived from the literatureand the application by TVA of those components in makingpolicy and subsequent project decisions that address thechanging needs and public demands of the people of theTennessee Valley region.

strategic impact assessment, river basin planning, publicinvolvement, project monitoring and evaluation

Molecular Marker Assisted Breeding: A PotentialAlternative to Transgenic Crop Improvement?

Pachico, Douglas; de Londono, Nora Ruiz; Vladerrama, HernandoCIAT, AA 67-13, Cali, ColombiaTel: (572) 445 0062 Fax (572) 445 [email protected]

While transgenic crops are seen by some as a critical meansto meet the growing food needs, especially of the poor in thetropics, biotechnology offers other techniques that havesignificant potential to increase food production. Marker-assisted breeding can enhance the efficiency ofconventional breeding as well as lead to quicker results at alower cost. Moreover, the current generation of transgeniccrops focuses on a single trait and a single gene for that traitbut molecular markers have the potential to facilitate thepyramiding of multiple genes for multiple traits and toincorporate greater genetic diversity into crop varieties. Thispaper examines the potential impacts of marker-assistedbreeding. The cost effectiveness of conventional breedingand marker-assisted selection are compared in a case studyof bean breeding for resistance to the golden mosaic geminivirus. The precision of molecular markers is criticallyassessed and different limitations to the method areconsidered. A risk assessment framework for comparing thepotential impacts of markers on crop productivity and on theenvironment in contrast to genetically modified crops isdeveloped.

transgenic crops, marker-assisted breeding, costs of breeding, riskassessment

The Impact on Public Agricultural Research ofBiosafety Regulations for Transgenic Crops

Pachico, Douglas; Johnson, Nancy; White, DouglasCIATAA 67-13, Cali, Colombia(572) 445 0062 Fax (572) 445 0073

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[email protected]@cgiar. [email protected]

Concern about the biosafety of transgenic crop varieties hasled to a regulatory regime covering their use. This regime isembodied in international agreement, through theCartegena Biosafety Protocol to the Convention onBiodiversity as well as being a matter of national regulationin many countries. This paper reviews the regulatoryrequirements for risk assessment for transgenic crop varieties,noting common criteria including assessment of the risks ofgene flow to other species, weediness, impact on non-targetspecies, and human health. Despite differences in standardsand processes through which these criteria are applied, thereis clear consensus that these risks need to be addressed. Thiscontrasts with established practice for conventionallyimproved varieties that are released based solely onagronomic and economic performance without anyassessment for environmental impacts. However, with theincreased risks associated with new transgenic crop varieties,impact assessment must now take a more comprehensiveapproach similar to the assessment of natural resourcemanagement interventions. This paper discusses some of theincreased methodological complexities implied with the newimpact assessment framework required for transgenic crops.In addition, there are important institutional impacts to beconfronted, especially in the case of public internationalagricultural research. Historically, public internationalresearch institutes improved germplasm was distributedfreely to national research programs subject only toagronomic/economic impact assessment. However, theinstitutional responsibilities for conducting the additionalenvironmental impact assessments for transgenic varietieshave yet to be clarified. Without a clear plan for conductingthese assessments, the deployment of transgenic crops willnot be possible. Furthermore, investment in research todevelop such varieties is not justified even if they were to bebenign environmental impacts. Finally, the need for morethorough impact assessment prior to the release of transgeniccrops effectively increases research costs. The paper brieflyconsiders how differing research costs between transgenicand conventional varieties can affect benefit/costconsiderations and thus priorities for agricultural research.

transgenic crops, regulation, impact assessment methods, publicinternational agricultural research, natural resource management

When Is an SEA an SEA?

Partidário, Maria Rosário Faculdade de Ciências e TecnologiaUniversidade Nova de LisboaQuinta da Torre, 2825 - 114 Caparica, Portugal

The question keeps coming up – when is an SEA an SEA?The examples of the so-called SEA multiply, the notion andunderstanding of the limits of SEA are broader and fuzzy,the object of strategic assessment ranges from policy to majorprojects - all accepted by experts in the field! Yet, theirfeeling of unsatisfaction often remains, the feeling of stillhaving the same unanswered questions!

Typically, anything that could not be well resolved withproject EIA is certainly because an SEA should haveapplied!!

In the limit, an SEA is an SEA because it looks moreattractive and fashionable, and because Mr. X so decided!By applying an SEA it proves that those who do it areup-dated with the most current knowledge onenvironmental assessment and certainly pair up with themost advanced practices!

Wrong moves!!

SEA is not a panacea for the deficiencies of EIA! It isincreasingly urgent that this point is made clear, not only intheory but in practice. By following this path of makinganything sound like an SEA, of mixing up SEA with what is,or used to be, well named as EIA, what we may get in theend is the total discredit of the values and objectives thatmotivated the generation of a new approach called SEA.

The motivation for this paper derives from the notion thatmay be SEA, as currently generally used, is addressing thewrong target. It is argued that SEA should focus certainly onthe policy and more on the strategy that supports a plan orprogramme rather than on the plan or programme outline,solution, document itself! It is also argued that SEA shouldfocus more on the decision (the cause) rather than on themodifications on the environment (the physical, ecological,social, economic consequences). It is finally argued thatthroughout the decision-making process there are criticaldecision moments (decision windows) that should be thetargets of SEA.

The purpose of the paper is to generate discussion around itsinitial question: when is an SEA an SEA? What are thesigns of evidence of an SEA? And to possibly come up withconcrete ideas that can contribute to the clarification of thepurpose and role of SEA.

SEA, sustainable development, decision-making

First Review on Country Status on the Integration ofEnvironmental, Social and Economic Issues in SpatialPlanning

Partidário, Maria Rosário

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Faculdade de Ciências e TecnologiaUniversidade Nova de LisboaQuinta da Torre, Monte da Caparica, 2825 Portugal

Eggenberger, MarkusSwiss Agency for Development and CooperationFreiburgstrasse 130, 3003 Berne, Switzerland

An International Study for the Development of aFramework for Integration of Environmental, Social andEconomic Issues in Spatial Planning was initiated last year inHong-Kong, at the time of the 20th Annual Conference ofIAIA, when the first project meeting, with many of itscontributors, took place. In the interim, the Study was givenformal project status by the IAIA Board. According to the work programme for this project, anumber of case-studies are currently being conducted toverify existing national or regional planning systems andprocedures with respect to the considered forms ofintegration adopted in the project. The purpose is to collectevidence of current practice, which will provide the basis forfurther elaboration on a potential framework for integratedspatial planning.

This paper aims to provide the main elements that areshared, or that are emphasized, in each case-studydeveloped ahead of the Cartagena meeting and that will bepresented at the workshop. It is therefore the document thatwill support a workshop discussion on a tentative framework.

spatial planning, integration, SEA, sustainable development

The VIAOESTE Environmental Management Plan

Britto, José CarlosFerreira, Gustavo Loiola; Akiossi, Adriano (presenters)VIAOESTE S.A., Estrada Gregório Spina, 1001Distrito Industrial City: AraçariguamaSão Paulo, Brasil 18147-000+55 11 4136-6042 Fax +55 11 [email protected]@[email protected]

VIAOESTE S.A. is a company created to construct newroads and operate new and existing roads included in theconcession agreement signed in March 30, 1998 with theGovernment of the São Paulo State, Brasil. The concessionagreement includes the following roads:• SP-280 from km 13.7 to km 79.38;• SP-270 from km 34 to km 115.5; and• SP-075 from km 0 to km 15.

The total concession road system covers about 162 km.

The main objective of the Environmental Management Plan(EMP) is to enable the company to manage theenvironment-related questions in accordance with theconcessionaire construction and operations activities. Thesize of the enterprise and of the construction work to beperformed requires a consistent Environmental ManagementPlan, which is necessary to prevent and mitigateenvironmental impacts and also to preserve the company’simage and its main patrimony that are the roads.

The EMP has all the compromises, activities to be performedand their respective implementation time schedule.

The VIAOESTE compromises are translated into sevenprograms structured to enable control measure and evaluatepotential environmental impacts, and mitigate andcompensate negative environmental consequences.

The main programs are:• Corrective Action Plan for existing environmental

liabilities• Environmental monitoring of the construction phase

activities• Environmental management of the operation and

maintenance activities• Control of the environmental licensing and

Compensatory programs• Resettlement actions• Sustainable development of the cities served by the

roads• Environmental education and social communication

The EMP is continuously updated and revised due to thehigh company dynamics and also due to the long concessioncontract period. To comply with the IDB monitoringrequirements, the Company reports quarterly and annuallyon the implementation of the EMP.

Integration of an Environmental and Urban ImpactAssessment Course in the Master’s Degree Program onUrban Development Projects in the IberoamericanaUniversity in Mexico

Pisanty-Levy, Julieta Architecture, Urbanism and Design Department Iberoamericana University Horacio # 1834-301, Col. PolancoC.P. 11510, Mexico City, Mexico +52 52 80 95 95 Fax + 52 55 59 90 75 / +52 52 80 95 95 [email protected]

Since 1946, Mexico has faced accelerated urban growth dueto policies applied by the Federal Government to increaseindustrial development. These plans required largemovements of labor force, which were accentuated by the

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lack of adequate attention to rural areas. Farmersabandoned their communities and migrated from thecountryside to the cities, which seemed to offer better lifeopportunities, expanding demographic concentration ofMexican urban areas.

By 1970, planning authorities started to design regulatoryland use strategies taking into account the cities’ populationnecessities. City planners and other professionalscollaborated in urban planning and laws on this subject wereissued. A decade later, in the 1980s, environmental aspectswere incorporated in urban planning and development. TheGeneral Ecological Balance and Environmental ProtectionAct issued in 1988, states the need to curtail urbandevelopment without environmental protection.

Due to the increasing demand of qualified professionals,some graduate and postgraduate courses on urbandevelopment and related areas have been designed inseveral Mexican universities.

The main purpose of this paper is to present a briefdescription of the nature, outline and objectives of themultidisciplinary master’s degree program in “UrbanDevelopment Projects”offered at the Architecture,Urbanism and Design Department of the IberoamericanaUniversity in Mexico City, and emphasis on the “UrbanEcology” course which provides students with theknowledge and performance of activities related toenvironmental and urban impact assessment of this kind ofproject.

accelerated urban growth, urban planning, environmentalprotection, qualified professionals, urban development projects,master’s degree program

SEA and Integrating Environment into the Decision-making

Platzer, UrsulaFederal Ministry of Agriculture, Forestry, Environment andWater ManagementStubenbastei 5A-1010 Wien, Austria+43 1 51522 2115 Fax +43 1 51522 [email protected]

The presentation will focus on the role of the process in thecontext of SEA and integrating environment intoplanning/decision-making.

Process is understood as what has to be done when and bywhom. The goal of the process is to introduce SEA and theenvironment into planning in a systematic way from thebeginning until the end. Relevant actors in this process areplanners, SEA experts, environmental experts/authorities,

the public and the decision-makers. The question is how tobring together these relevant actors on an equal level.

Experience shows that first of all exact planning concerningthe design of the planning and SEA is necessary. In additionto the process design the relevant actors have to beidentified in time and it has to be settled how to bring themtogether. The scoping phase has to be extended frommethodological to process oriented questions.

Two different process approaches were tried out in pilotSEAs. In both cases the SEA was integrated into the existingplanning-procedures. The process was carried out indifferent ways. In one case the process approach was atraditional one. The planner was in charge of the SEA. Theenvironmental authority, the public and the decision-making authority were involved at certain moments. Thisprocess worked well due to the highly motivatedenvironmental authorities support of the planner wellbeyond the foreseen steps.

This experience was reflected in the second approach whereall relevant actors were brought into one team. The teamwas responsible for the planning and the SEA. The processwas managed and organized by a process manager. Thediscussions in the team were regulated by a moderator. Thisapproach requires clearly defined rules and communicationsskills from the participants.

The results in both cases show that process management isnecessary to support integration of environment in thecontext of SEA.

strategic environmental assessment, SEA, integration, process,Austria

Evolution of the Mangrove in Cispatá Bay Area.Comparative Analysis (Poster)

Posada, Ricardo DelgadoMinistry of Environment of ColombiaCalle 37 No. 8-40 Bogotá, D.C. Colombia+57 1 332 34 34 / + 57 1 332 34 00Fax + 57 1 288 97 [email protected]

In 1994, ECOPETROL and BPXC, because of the need forappropriate facilities to store and export the crude of theCusiana field, decided the presentation of the project ofExtension of the Coveñas Oil Terminal.

The oil activity in all stages is regulated environmentallyand the implementation of this project required the

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presentation of an Environmental Impact Assessment Studyas a part of requirements from the Ministry of Environmentwithin their process in order to obtain the EnvironmentalLicense.

The implementation and structuring of this research had toincorporate into the project the identification of mangrovesystems units in Cispatá Bay area near the Caribbean Sea.

The knowledge about the area identified the growth of themangrove systems associated basically to the change of themouth of the Sinú Rriver in this area.

In that sense this abstract will present the methodology thatwas implemented in order to determine that the process offormation of the forest of mangrove systems in the zone isreal and in spite of the intervention by the man in thesesystems, the zone has prospered, generating great areascovered by forest with mangrove systems.

Basically the study is based on temporal and spatial analysisfor a period of 37 years. Based specifically in photo-interpretation of the aerial material available for the zone,the exercise consisted of the identification of the use of theground for each of the consulted years.

environmental impact assessment, mangrove systems evolution,oil sector, Ministry of Environment, Colombia

On-Farm Biotechnology for Cassava in Colombia: ThePotential Impact of Rapid Propagation

Quinones, Juan David; Pachico, Douglas; Escobar, R.H.CIATAA 67-13, Cali, Colombia+572 445 0062 Fax +572 445 [email protected]@[email protected]

Although biotechnology is generally seen as a high-science,laboratory-based activity, some biotechnology techniquescan be potentially adapted for use even by resource-poorfarmers like cassava growers in Colombia. It has long beenknown that in vitro propagation of cassava can produceplanting material that is free of virus and other diseases andhigher yielding as a result. However, the cost of producingplanting material in the laboratory is high, and thedifficulties of distributing the resulting material to dispersedsmall farmers are great. This paper assess the potentialimpacts of a novel community based “on-farm” system forproducing through tissue culture clean planting materialwith higher yields. First alternative systems for producingcassava planting material are described. These includeconventional on-farm production of vegetative plantingmaterial, community-based rapid propagation through tissueculture of clean planting material, and laboratory based

rapid production systems. The full inputs and costs, variableand capital, of the various systems are estimated for differentscales of production. The benefits of disease- free cassavaseed are calculated based on experimental results. The costsand benefits of the three systems are compared and asensitivity analysis is conducted.

biotechnology, on-farm, cassava, rapid propagation, costs andbenefits

Cumulative Impact Assessment in the Water andSanitation Projects: Cartagena: Water Supply,Sewerage, and Environmental Cleanup Project

Quintero, Juan DavidLatin America RegionThe World Bank1818 H Street NWWashington, DC USA+1 202 473 5294 Fax +1 202 676 [email protected]

To assist the Government of Colombia in addressing theproblems related to water pollution in the city of Cartagena,the project will develop a cost-effective approach tocomprehensive wastewater management andwater pollution control in the major water bodies in andaround the city. Cartagena, a Caribbean city in thenorthwestern part of Colombia, is one of Colombia’s fivemost important cities with almost 800,000 inhabitants. Theproject will include investments for the collection, treatmentand final disposal of domestic sewage. The communitiesliving around a major urban wetland – the “Cienaga deTesca” Lagoon – and surrounding areas will benefit fromproposed investments in water and sewage collection, whilethe benefits of treatment and final disposal will benefit theentire city. The project will also include water supplysystems for the poor rural communities North of Cartagena,which lie near the path of the proposed outfall. Whencompleted, the proposed project would have: (i) improvedwater supply by rehabilitation, expansion and optimization ofthe operation of water supply systems and by developingadditional water supply sources, expanding water coverageup to 95%, so as to ensure the increased demand up to theyear 2010; (ii) improved sewerage and drainage services inCartagena by expanding the coverage rate of the seweragenetwork (up to 95%), especially in poor marginal areas; (iii)contributed to environmental cleanup and protection inCartagena by providing installations for controlling pollutionof water bodies surrounding and crossing the urban area;(iv) supported the consolidation of new institutionalarrangements with private sector participation (ACUACAR,the Water and Sewerage Company of Cartagena is aMunicipality-Aguas de Barcelona mixed public-privateenterprise); and (v) contributed to the goal of achievingsustainable economic development in the Cartagena region

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by ensuring reliable water and sewerage services andalleviating water pollution problems.

Perhaps the most environmentally and socially sensitivecomponent of the proposed project will be the constructionand operation of an ocean outfall discharging into theCaribbean Sea. The environmental assessment process wasbased on a two-phase approach: (i) a feasibility studyanalyzed collection, treatment, and disposal options whichwere compared on their technical, economic andenvironmental merits; (ii) once a project scheme wasselected, a more detailed environmental assessmentdesigned a comprehensive environmental management plan(EMP). A World Bank-appointed panel of five internationalexperts, with broad experience in wastewater management,design and construction of ocean outfalls, water quality andoceanographic modeling, environmental impact assessment,and private sector participation provided advice, reviewedtechnical reports, and participated in public consultationmeetings.

Perhaps the most important methodological characteristic ofthe EA was the introduction of cumulative impact analysis.All projects, whether ongoing or planned, public or private,with some relevance to the sanitation conditions of the city,the conservation of wetlands and other ecosystems, and theexpansion of the urban perimeter were identified andincluded in the analysis of impacts. Major projects identifiedincluded: sewerage expansion and improvement in theCartagena Bay sewerage network financed by theInterAmerican Development Bank; a new outlet (Bocana)for the Cienaga de Tesca Lagoon, financed by the DutchGovernment; a proposed national highway which willsurround the southern perimeter of the Cienaga de TescaLagoon which will be constructed by the National HighwaysInstitute (INVIAS); a proposed expansion of the city airportwhich will impact on some wetland areas; and privatetourism development plans on the northern area ofCartagena. The social dynamics in and around the Cienagade Tesca lagoon was studied in great detail. Invasion andillegal filling of wetland has been exacerbated by anincreased influx of population displaced by violence andother political instability in Colombia. The environmentalimpact analysis was carried out with this dynamic setting asa backdrop. Finally, and most importantly, the EA effortinteracted with ongoing efforts by the municipality ofCartagena to prepare a new land use plan. The conveyancesystems, treatment facilities and outfall site, as well as aprotected area in the Cienaga de Tesca Lagoon havealready been incorporated in preliminary drafts of the landuse plan.

Public Participation and Sustainability Issues withinEIA: The Indian Context Rajvanshi, Asha

Wildlife Institute of IndiaP.O.# 18, ChandrabaniDehradun -248 001, India+91 135 640112 Fax +91 135 [email protected] Almost all development projects invariably place the greatestdemands on critical and scarce natural resources. One of thefundamental objectives of EIA is the assurance ofenvironmental and biodiversity resource sustainability. Thesustainability indicators are varied and many and are oftentoo complex to be dealt by environmental resource managersand environmental assessment experts alone. Thecomplexities of sustainability issues are dictated by theecological and biodiversity values of resources directlyimpacted by the proposed development and also bypersistent and long-term dependencies of local people onsuch resources. In most regions of the world, consultative approachesinvolving “open door’‘ model of public involvement is nowbeing seen as an effective step in environmental assessmentfor addressing biodiversity threats and emergingsustainability crisis. In India too, public involvement hasbecome a mandatory step in EIA ever since the publicationof a legislative notification in the official Gazette of theGovernment of India in April 1997. The existing frameworkadopted for public participation in India has not been veryeffective in the appraisal of all the development-inducedimpacts on biodiversity and their resultant impacts on theindigenous people and vice-versa.

This paper projects the inherent weaknesses in the publichearing process currently in place in India. Lack of proactiveparticipation by inadequately represented stakeholders inpublic hearing conducted by the project authorities hasfailed to precipitate the reliable information for decisionmaking. The paper discusses options to overcome some ofthe pitfalls of the existing consultative process and alsohighlights the advantages of initiating public involvementfairly early in EIA to make it an integral feature ofassessment procedures.

resource sustainability, biodiversity conservation, publicparticipation

Integrating HIV/AIDS Issues into the EnvironmentalAssessment Process

Ramasar, VasnaCouncil for Scientific and Industrial Research359 King George V Avenue Congella 4013 South Africa+27 31 261 8161 Fax +27 31 261 2509

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[email protected]

Colvin, MarkMedical Research Council 296 Umbilo Road Umbilo 4013 South Africa+27 31 202 0777 Fax +27 31 202 [email protected]

Mercier, Jean-RogerThe World Bank 1818 H St. NWWashington, DC 20433 USA+1 202 473 5565 Fax +1 202 477 [email protected]

HIV/AIDS has become one of the foremost issuesthreatening global sustainability. The disease, first describedin 1982, is now crippling development, especially in Africa.HIV/AIDS is no longer only a health issue but rather adevelopment issue requiring interventions on all fronts. Environmental assessment (EA) developed out of arecognised need to protect the biophysical environment fromover-exploitation. As environmental practices becameestablished, practitioners have expanded the concept of“environment” to incorporate social, economic and healthissues. Some success has been achieved in this regard butthe alarming incidence of HIV/AIDS demands that it begiven greater priority in all aspects of development,including EA.

This paper proposes that EA can play a significant role inreducing the transmission of HIV and limiting the impact ofAIDS in development projects. The Environmental ImpactAssessment (EIA) process is well established within manycountries and development agencies and thus provides anideal vehicle to bring an HIV/AIDS component intoprojects. As EA includes EIA + environmentalmanagement, the process can be adapted to includeHIV/AIDS impact assessment + HIV/AIDS management.It is proposed that HIV/AIDS interventions should be builtinto the EA process from the start. This requires theadaptation of existing EA tools and the incorporation of newtools into the EA process while still ensuring that the EA isnot overburdened by the HIV/AIDS component. An earlyscreening process using checklists, matrices and keyquestions will identify vulnerable projects and communities.This will determine the need for a full HIV/AIDS ImpactAssessment, surveillance programmes, or the development ofan HIV/AIDS Management Plan. Case studies ofdevelopment projects in Uganda and Ethiopia are used toillustrate this approach. The ultimate outcome will beprojects that proactively deal with HIV/AIDS and limit theimpact of this epidemic on staff and impacted communities.

HIV/AIDS, environmental assessment, development projects

Environment Assessment of Urban Land Use Plans inChile: A Practice that Builds Sustainability

Rivera, Carmen Mardones National Commission for Environment Obispo Donoso 6, ProvidenciaSantiago, Chile+ 562 2405679 Fax + 562 [email protected]://www.conama.cl/seia

In Chile, regional and urban land use plans must submit tothe “Environmental Impact Assessment System” prior toapproval and implementation. This practice came into forcein 1997, and since that time Chile has developed a singularexperience in this type of environmental evaluation. As ofOctober 2000, more than 150 plans have been evaluated.Before that, Chile had no formal or systematic mechanism to include environmentalconsiderations in physical planning.

Regional offices of many Government Ministries participatein the environmental assessment process, revising andapproving plans. This has meant a significant improvementof Chile’s institutional capacity for physical planning, aprocess scarcely implemented in the last 25 years. Urbanplanning professionals in Chile have also improved theircapacity to include environmental considerations in theirapproach, although, municipal urban planning staff does notalways have sufficient expertise. Additionally, the citizenparticipation process could benefit from more attention. Onthe whole, though, institutional talent developed throughthis process strengthens co-ordination, transparency, multi-sector and interdisciplinary practices, integration oftechnical and political perspectives, and other necessaryattributes needed to reach sustainable development.

In relation to the content of environmental assessment, itwas first necessary to identify and build consensus on theenvironmental considerations in Plans. Currently,CONAMA (Chile’s National Commission for theEnvironment) is establishing criteria and elaborating guidesfor environmental assessment, including technical tools forassessing the different environmental components (water,soil, biodiversity, landscape, cultural heritage, etc.) of plans,a different process from evaluating projects. This is a greatchallenge, considering the lack of availability of baselineinformation, the scarcity of funds and limited expertise,above all if the criteria must be immediately applicable in acountry with significantly different local and regional realities.

strategic environmental assessment, land use planning,procedure, practice, carrying capacity, Chile

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Sharing Knowledge in the EIA Preparation Phase

Robijn, FrankResource AnalysisZuiderstraat 110, PO Box 2814 2601 CV Delft, The Netherlands +31 15 219 15 19 Fax +31 15 212 48 92 [email protected]

Sharing knowledge in an IA process is essential. Increasedaccessibility of knowledge will make proponents more awareof environmental consequences, will enable authorities toimprove their decisions and IA practitioners and the publicin general will profit from shared experiences. Software toolscan facilitate knowledge sharing between the variousparticipants. An example is DR-EIA, a screening andscoping expert system to assist in the preparation of a terms ofreference for implementation of an EIA. We give anoverview of the current status of the instrument.Development of such a system should be user-driven. Wepresent ideas from (current and potential) users on howsuch an instrument can help to get their job done and howfuture development of the instrument in different userenvironments worldwide can be implemented. A live,hands-on version of the program is available at the session.

EIA, knowledge sharing, screening, scoping

Follow Up Studies in Cumulative Effects ManagementApplications in Developing Nations

Ross, William Faculty of Environmental DesignUniversity of Calgary, Calgary, Alberta

Green, JeffAXYS Environmental Consulting Ltd. 2045 Mills Road, Sidney, British Columbia

Croal, PeterCIDAHull, Quebec

Cumulative effects assessment is now routinely required aspart of environmental impact assessments for projectapprovals in selected developing countries, but this has beeneffective only recently. Some view these cumulative effectsassessments as a necessary and costly component of thedevelopment approval process.

In some developing countries, legislation or regulationsrequire that environmental impact assessments be completedfor certain within-country projects. Projects funded byinternational financial institutions or by national agenciesfrom nations such as the United States, England and

Canada, require that comprehensive environmental impactassessments be completed as part of the funding approval.While such requirements exist, there is a wide variability inthe quality of the impact assessments and the review process.Despite these problems, many developing nations recognisethe importance of the environmental assessment process inhelping to manage environmental effects. There is alsoincreasing awareness of the importance of includingcumulative effects assessment as part of these processes.

Some international agencies, governments and practitionershave argued, however, that inclusion of cumulative effectsassessment as part of the project approval process will placeunjustifiable demands on the environmental review processgiven existing in-county capabilities, data availability andfinancial costs. Concerns are also raised about thewillingness of countries to modify legislation to includecumulative effects assessment and to enforce such requirements.

Based on several case studies, it is argued that rather than aburden, cumulative effects assessment and managementoffer developing countries opportunities to move effectivelytowards environmentally- and socially-sustainabledevelopment. Cumulative effects assessment should not beviewed as another regulatory tool for environmentalmanagement, but rather as a tool to identify cumulative(often regional) environmental concerns, and to formulatemethods to manage cumulative impacts. When properlyconducted, the results of cumulative effects assessmentscould have many applications:

• environmentally- and socially-sustainable land useplanning

• coastal and marine resource planning• forestry, agriculture and watershed management• human safety and disaster management• development of contingencies and responses to global

warming• maintenance of biodiversity

To be effective, management of cumulative effects indeveloping nations should be human-centric; that is thatmanagement tools should clearly describe the benefits tohumans of effectively managing cumulative effects, whilealso providing solutions for minimising cumulativeenvironmental impacts. This presentation will also focus onthe critical role of follow up studies in managing cumulativeeffect. Such an approach will aid local communities andresidents in better understanding the linkages betweenenvironmental health and their quality of life, andeventually promoting practices that will help achieve thegoal of environmentally- and socially-sustainabledevelopment and management.

follow up studies, cumulative effects assessment, cumulativeeffects management, developing country EIA

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The Integration of Strategic Environmental Assessment(SEA) and Local Planning in South Africa

Rossouw, Nigel; Audouin, Michelle; Weaver, Alex;Madiba, TinyCSIR PO Box 320Stellenbosch, Western CapeSouth Africa+27 21 888 2400 Fax +27 21 888 [email protected]

Strategic Environmental Assessment (SEA) is evolving as animportant decision-making tool for sustainable development.In South Africa guidelines for SEA at the plan andprogramme level have been produced. However, themajority of SEA application has been at the programmelevel. Currently, SEA in South Africa is intended to be aself-regulating tool. Initiation of SEA would arise from thebenefits it provides to decision-makers. SEA is seen as a toolfor operationalising sustainability objectives and integratingthem into strategic level decision-making. SEA has emergedin South Africa as a result of:• The limitations of project-specific EIA in addressing

cumulative effects and in placing specific projectswithin a wider policy and development context;

• The need to integrate sustainability and environmentalquality objectives into planning; and

• The need to provide guidelines at the planning level forproject-specific EIA.

A programme to create awareness and build capacity for theintegration of SEA and local planning will be initiated inSouth Africa by the national Department of EnvironmentalAffairs and Tourism. This programme aims to integrate SEAand planning by doing the following:• Creating awareness among environmental practitioners

and planners that integration is imperative forsustainable development;

• Building the capacity of local authorities;• Sharing the tools, techniques and approaches from the

environmental assessment and planning disciplines; and• Developing the methodology for the integration of SEA

and planning.

This paper provides an overview of: (1) the process tointegrate SEA and planning; and (2) the challenges facingthis integration in South Africa.

SEA, planning, integration

Public Consultations in Environmental Assessments:The World Bank Experience

Rukuba-Ngaiza, Nightingale; Lubis, Rusdian

The World Bank1818 H StreetWashington, DC 20433 USA+1 202 473 6325 Fax +1 202 522 [email protected]

Public consultations in the Environmental Assessment (EA)process promote the designing and implementation ofprojects that are environmentally and socially sustainable.Information derived from the consultative process helps inthe reduction of conflicts, minimizes costs, and is often usedto change project design and select alternative sites in orderto protect cultural sites and sensitive habitats with rareanimals and plants. In the end consultations assist in thedesigning of projects which reflect the interests andconcerns of the various stakeholders.

The World Bank often conducts internal reviews of itsportfolio in order to assess the quality and quantity of publicconsultations in the EAs. This paper analyzes publicconsultations in World Bank financed projects from1997-2000, compares its findings with the reviews conductedin 1992, 1996 and 1997 and highlights the trends. The papernotes that there are both quantitative and qualitativeimprovements in the Bank’s EA consultations. It attributesthe improvements to factors both within and outside theWorld Bank. Within the World Bank, some of the changesinclude the increased role of the Inspection Panel,Safeguard Compliance Unit, Quality Assurance Group andincreased training on the Bank’s safeguard policies withemphasis on public consultations and disclosure. Outside theBank, the capacity of civil society and enablingenvironment (laws and government commitment inborrowing member countries) have been critical factors.

The paper concludes by pointing out some of the obstacleswithin the World Bank and the client countries to effectivepublic involvement. It also provides a set ofrecommendations to improve public consultations in the EAsof World Bank financed projects.

The Right to Participate in EnvironmentalDecision-Making: Public Participation in theEnvironment Assessment Process in East Africa

Rukuba-Ngaiza, Nightingale; Bekhechi, Mohamed A. The World Bank1818 H StreetWashington, DC 20433 USA+1 202 473 6325 Fax +1 202 522 [email protected]

The paper examines the international instruments on theright to participate in decisions that affect the environmentand assesses the extent to which the laws on publicparticipation and disclosure in the three East African

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countries of Kenya, Uganda and Tanzania propound theprinciples embedded in these instruments.

To understand how the laws on the books are implemented,the paper analyzes three reports on public participation inEnvironment Assessment (EA) process of six (6)development projects, four of which were financed by theWorld Bank. The criteria to assess public participationincluded the quality of the information, whether it wasreceived in a timely and effective manner, extent to whichthe views of the consulted were taken into account duringthe decision-making process and the avenues available tothe public to guard against arbitrary disregard of its inputinto the EA process.

The paper finds that the public was able to participate insome of the projects, but the desirable levels of “meaningfulconsultation” were still lacking. It explains that well writtenlaws and development agencies policies on publicparticipation do not operate in a vacuum. The levels ofgovernance, government’s view of the EA process vis-à-visdevelopment, capacity of institutions to implement the laws,and capacity of civil society to participate are a pre-requisiteto a meaningful dialogue. Paper makes severalrecommendations which governments and developmentagencies may consider to promote more effective publicinvolvement in environmental decision-making as a wholeand the EA process in particular.

Bolivia-Brazil Gas Pipeline

Saavedra, Carlos Gonzalo Bolivia Brazil Gas PipelineGas TransBolivia S.A. (GTB)[email protected]

Neto, Ascendino d’Avila MeloTransportadora Brasileira Gasoduto (TBG)[email protected]

The paper presents highlights of the environmental andsocial aspects of the Bolivia-Brazil Gas Pipeline Project. Itcovers:

1) Project Description: including the pipeline itself, meteringstations and compression facilities. It describes the GasPipeline from Rio Grande in Santa Cruz Bolivia to Sao Paulo(Replan ) and then on to Porto Alegre in Rio Grande do Sulin Southern Brazil. It also describes city gates and tie-ins tocurrent or future projects.

2) Parks: the pipeline crosses three important and distinctareas which required special studies and care. Those are theParque Nacional Gran Chaco (Kaa Iya) in Bolivia, thePantanal which covers portions of Bolivia and Brazil, but the

pipeline crossed it mostly in Brazil, and the Mata Atlantica,located near the Atlantic coasts of Brazil.

3) Environmental Management: describing EnvironmentalImpact Studies, licenses and permits, EnvironmentalPrograms and costs, the multiple levels of control, inspection,auditing, etc. Numerous organizations were involved in themonitoring, national within Bolivia and Brazil and foreign,mostly from the US and Canada.

4) Social Aspects: the interrelation with the Civil Society,compensation to non-Indigenous towns and communities,public audiences, interrelation with NGOs, Ombudsman’srole.

5) Indigenous Peoples Development Plan benefiting 77communities in Bolivia. The Plan covers: a) CommunityRelations, b) Management of Sustainable DevelopmentProjects, c) Land Titling and d) a Fiduciary Fund for ParkKaa Iya of Gran Chaco. Similarly in Brazil benefiting 22communities in three states. Major accomplishments aredescribed in both countries.

6) Preventive Plan for management of possible unknowndiscoveries during construction, such as dangerous materialsand archeology. The paper describes the important scientificdiscoveries made in several archeological sites along the rightof way of the pipeline, mostly in areas close to the shores ofRio Grande and Rio Parapeti in Bolivia and Mato Grosso doSul, São Paulo and Santa Catarina, in Brazil.

7) Operations Phase: Maintaining EnvironmentalManagement Plan, enforcement of regulations and MLAsrequirements, surveillance to prevent traffic other thanregular maintenance and as deterrent to colonization. Effortsin obtaining ISO 9000, ISO 14000 and BS-8800 certification.

8) Role of the MLAs and Governments of both countries.

9) Lessons Learned.

Mitigating the Environmental Impacts of theConstruction of the Volta Hydro-electric Dams: TheVRA Initiatives

Sackey, Ben A. Environment Section Volta River Authority Community OneAkosombo, Ghana +233 251 20751 Ext 740381 Fax + 233 21 669521 [email protected]

The Volta River Authority (VRA) is an electric powerutility with the primary business of generating, transmitting

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and distributing electricity in Ghana and to someneighbouring countries. Currently, VRA has constructedtwo hydro-electric dams on the Volta River, the Akosombo(912 MW) and Kpong dams (160 MW), which has resultedin the formation of the Volta reservoir.

Water available from the Volta reservoir is primarily used forhydro-energy production. Other significant uses of thereservoir are transportation, fishery, domestic purposes,tourism and irrigation. Subsequently, VRA is also responsiblefor the development of the Volta reservoir by providingfacilities and promoting socio-economic development of theVolta basin. This is to ensure a continuous, safe, efficientand competitively priced electricity.

Critical social and environmental impacts of concern toVRA as a result of the construction of the two (2) Voltahydro-electric dams include the following:

• Residual Problems arising out of the Akosombo andKpong Resettlement Programmes

• Public health • De-forestation and land degradation along the banks of

the lake • Presence of tree stumps in the water body• Excessive growth of aquatic weeds on the lake,

especially water hyacinth• The formation of a sand-bar at the Volta estuary and its

related health hazards, and • Pollution by the riverine population

The paper discusses these critical social and environmentalimpacts and the measures being undertaken by the VoltaRiver Authority to mitigate the undesirable effects and alsoto improve on the socio-economic status of the people of theVolta basin.

Some potentials of the Volta reservoir like fishery, tourism,transportation and agriculture are also discussed.

Volta River Authority, hydro-electric dams, environmentalimpact assessment, social impact assessment

Environmental Management for the Handling andDisposition of Plastic Packages of Pesticides (Poster)

Sánchez, Jairo Homez Ministry of Environment of ColombiaCalle 37 No. 8-40 Bogotá, D.C., Colombia+57 1 332 34 34 / +57 1 332 34 00Fax +57 1 288 97 [email protected] or [email protected]

The packages are a symbol of the consumer society, becausethey are transformed in a waste after their use; in the case ofthe plastic packages of pesticides, these generate apermanent risk on the health and the environment of therural Colombian society, mainly by the uses and the finaldisposition that the farmers can give them, especially whenthey are used to store foods and/or water; additionally, theyare a contamination source, when they are buried or thrownto the water bodies without previous processing.

The plastic packages provide an important source of energylike fuel in furnaces of cement production; this alternative isconsidered an environmentally appropriate technique, dueto its successful implementation in different countriesaround the world. The continuous growth of the population,demands nutritious security and therefore an increase in thefarming production and its protection by means of thesuitable use of chemical substances.

In this context, this project has as objective to present thedefinition of an alternative for the handling and dispositionof the plastic packages of pesticides, through actions andcoordinated strategies of the public and private sector andthe society. The methodology was developed through theformulation of a preliminary program of environmentalmanagement of packages of pesticides, identifying theproblematic one, the possible involved actors and thedevelopment of a test of elimination determining VOCs,metals, dioxynes and furans.

One of the results of this project is that the activeparticipation of the involved actors is very important. It is alsonecessary to have appropriate technical specifications of thefurnace, and mainly that the temperatures should bebetween 1.100 and 2.000 Celsius degrees, in order to notsurpass the limits established at international level.

pesticides, environmental management, hazardous waste,Colombia

Using Indicators in Environmental Impact Assessmentand Management

Sarandón, RamiroFaculty of Natural Sciences and MuseumNational University of La Plata and Estudio E3: Ecology,Engineering and Environment Diag. 78 No. 959 (1900) La Plata, R. ArgentinaPhone/Fax +54 221 472 [email protected]://www.estudioe3.com.ar

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Gaviño Novillo, J. MarceloFaculty of EngineeringNational University of La Plata and Estudio E3: Ecology,Engineering and Environment Diag. 78 No. 959 (1900) La Plata, R. ArgentinaPhone/Fax +54 221 453 1996

[email protected]://www.estudioe3.com.ar

The environment is a complex system of many andinteracting biophysical and socioeconomic components.Therefore, the environmental consequences of developmentprojects, generally composed of many components andactivities, are difficult to predict. The environmentalmanagement needs an integral and multidisciplinaryapproach, and faces the problem of analyzing the availableinformation in a process of decision-making that includesdifferent social actors. The environmental indicators, asselected variables that synthesizes the information, may beused to guide the analysis and the management of theenvironmental information on the ecosystems and on theproject under assessment.

In this paper we present a strategy and two study cases, fordealing with the complexity of information management forenvironmental assessment and project appraisal, usingselected environmental and interventions indicators thatsynthesize the information to improve environmentalmanagement. In the first case we apply the indicatorsapproach and a geographic information system (GIS)technology, for the environmental impact assessment of aregional land use planning project that includes recreationaland productive activities. In the second case we develop anadministrative tool for a preliminary project screening thatidentifies the needs and scope of an environmental impactassessment of projects at the local scale. Both cases arelocated in the Andean portion of the Patagonia Argentina.In both cases the indicators are applied both to the project(interventions indicators) and to the geographic area(environmental indicators). This allows development ofstrategies for project adjustment and the assessment ofalternative sites to develop the activities minimizing theenvironmental impacts. The use of indicators simplifies themanagement and communications of the relevantinformation to different audiences and assures the adoptionof an integral and multidisciplinary approach, being avaluable tool for those dealing with the environmentalmanagement of development project, especially at a local orregional scale.

environmental management, environmental indicators, projectappraisal, environmental assessment, geographic informationsystem

Participatory Research as a Means to AchieveSustainability in the Logging Industry of the UpperPurus River- Peru

Shoobridge, DiegoERM PeruAv. Del Sur 288 Lima 33 [email protected] [email protected]

This paper is a follow up of the proposal presented at theIAIA Conference in Hong Kong. The paper presents theresults of the participatory research conducted withindigenous populations in the Upper Purus river.

The Upper Purus River Basin, in the department of Ucayaliin central Peru, is an Amazon rainforest region populated bynative communities. Because of its isolation, the region stillhas rich biodiversity and valuable timber and forestresources. This timber has been exploited at non-sustainablerates generating serious threats to the natural resources ofthe area.

The timber extraction activity in the area represents themain economic income for the local people, both indigenousand settlers. However there is a significant illegal extraction,wood taken from native peoples’ territories, exploitation ofthe workforce, a maze of concessions, displacement,migrations and limitations to enforce law. There is a need todevelop a viable sustainable solution to this issue.

The Government of Peru, through its correspondingimplementing agency, the National Institute of NaturalResources INRENA, is trying to promote sustainable use ofthe resources in the region. It currently doing extensiveresearch and implementing an EIA to assess the potentialinfluence of new regulations and land zoning. The EIAprocess is seen as a fundamental factor for the overallenvironmental management of the project.

An independent contractor will provide for social andenvironmental baseline data. The research is conductedwith the communities through consultation and thepromotion of participatory processes that allow the localpopulation to influence the outcome of the project, thedesign and acceptance of the land-zoning, the promotion ofagreed management strategies for the timber activity andthe support for the idea of conservation.

This project helps to demonstrate in a pragmatic way theviability of sustainable natural resource management withthe participation of indigenous populations, providing amodel for the application of similar strategies in other areasappropriate for rainforest regions.

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Current Issues of Environmental Impact Assessment inKorea

Sangwook, HanAsia Pacific Environment and Management InstituteHeyoung Bldg. #808, Ahnguk-dong, Seoul 110-244, Korea+82 2 722 5965 Fax +82 2 733 [email protected]

Myungjin, KimNEACEDT, Research Planning Division National Institute of Environmental Research, KoreaKyongseo-dong, Inchon 404-170, Republic of Korea+82-32 560 7049 Fax + 82 32 568 [email protected]

Environmental impact assessment (EIA) in Korea has beenused to improve environmental conservation and decision-making since environmental impact statement (EIS) wasintroduced in 1981 with the promulgation of theEnvironment Preservation Act in 1977, which replaced thePollution Control Act legislated in 1963. EIA system andmethods have developed for sustainable development andstakeholders need.

The EIA system has been improved with the enlargement ofproject type, public participation, environmental monitoring,and guideline improvement, etc. Environment PreservationAct amended fourthly for regulatory development and theAct was replaced with the Environmental Policy Act in1990.

Environmental Impact Assessment Act promulgated in 1993as an independent system. Also the Prime Minister’s Decreeon environmental review of administrative plan and projectenacted in 1993 covered environmentally sensitive projectnot included in EIA project and administrative plans.Though the Decree introduced policy and plan EIA likeStrategic Environmental Assessment, it covered onlygovernment projects. In 2000, Prior Environmental ReviewSystem based on Environmental Policy Act replaced theDecree. The system covers government and private project.It expects to solve development issues like Lake Shihwa.

Various assessment systems exist in one development project.So stakeholders related to the project want to simplify theprocess. Impact Assessment Act of Environment, Traffic,and Disaster, etc, which replaced EIA Act was promulgatedfor satisfying the need in 2001 and its major role is tointegrate several assessment acts.

Various methods have been developed to improve theeffective implementation of the EIA process. Integratedassessment method of air and water quality model andgeographic information system, health risk assessment modelon industrial development, rapid assessment for traindevelopment through a demilitarized zone (DMZ), cyber

EIA using Internet and map server are being discussed. EIAprofessional engineer license will be implemented soon forappropriate EIS preparation.

Still, EIA is not fully satisfactory and is sometimesconsidered an inefficient and superficial tool. Although EIAhas improved its formal rules, such as regulations andtechnical methods, it does not account well for informalrules, i.e., social norms and unwritten codes of conduct,which influence interactions and are based on deep-rootedtraditional culture and religion.

environmental impact assessment, strategic environmentalassessment, EIA Act, Lake Shihwa, rapid assessment, DMZ,cyber EIA, informal rules

Integrated Environmental Impact Assessment, a StepTowards Integrated Impact Assessment

Scholten, Jules J.; Morel, Stefan A.A.; Post, Reinoud A.M.Commission for Environmental Impact AssessmentP.O. Box 2345, 3500 GH Utrecht, The [email protected] [email protected] [email protected]

Regulatory agencies and developers have to cope withdifferent forms of impact assessment in support of decisionmaking covering the economic, social and environmentalaspects of development initiatives. Further, the assessmentsof these aspects themselves can be broken down into manysub-components: various forms of cost-benefit analyses, riskassessment, ecological assessment, health assessment, genderassessment studies and so on. The diversity of fields andtheir separate requirements are making effective regulationand well informed decision making excessively complex.There is an urgent need for a truly Integrated ImpactAssessment. This paper will outline the search for moreintegration in conducting impact assessments in TheNetherlands. There appears to be good reason for a carefuland gradual approach. The economic and social interests arethe driving force behind most development initiatives thatalso have major environmental consequences. As yet, theenvironmental interest is insufficiently strong to opt at oncefor a fully Integrated Impact Assessment in which allinterests are considered equal. Therefore, as an intermediatestep towards full integration, Integrated EnvironmentalImpact Assessment is being developed in which theenvironmental consequences are tuned with the economicand social motives and consequences of development initiatives.

integrated impact assessment, gradual approach in TheNetherlands

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Development of Conceptual Models and Tools for theStrategic Appraisal of Policies, Plans and Programmes(Poster)

Scrase, Ivan; Sheate, WilliamEnvironmental Policy & Management GroupImperial College Centre for Environmental Technology(ICCET)TH Huxley School of EnvironmentEarth Sciences and EngineeringFourth Floor, RSM BuildingPrince Consort Road, London SW7 2BP+44 (0)20 7594 7313 Fax +44 (0)20 7594 6464 [email protected] www.huxley.ic.ac.uk/research/epmg/EPMGFrontpage.html

Brookes, AndrewNational Centre for Risk Analysis and Options AppraisalThe Environment Agency of England and WalesSteel House, 11 Tothill Street, London SW1H 9NF [email protected]

The proliferation of environmental decision-aiding tools isincreasingly seen as an obstacle to the development andeffective use of policies, plans and programmes to helpsociety move towards sustainable development. For example,the Environment Agency (EA) of England and Wales usestools and techniques such as EIA, risk assessment, economicappraisal, environmental management systems and life cycleassessment in the policy area of Integrated Pollution Control.However, these tools and techniques are used withindistinct disciplinary functions, rather than in an integratedor interdisciplinary fashion. This is considered inefficient(e.g., in data collection), and an obstacle to progress towardssustainable development.

The EA’s National Centre for Risk Analysis and OptionsAppraisal is developing approaches to integrated appraisal ofpolicies, with a focus on balancing environmental, social andeconomic concerns. In parallel, the Environmental Policyand Management Group (EPMG) at London’s ImperialCollege is promoting understanding of the inter-relationshipsbetween decision-aiding tools, and fostering improvedlinkages between them through the Journal of EnvironmentalAssessment Policy and Management. The current doctoralresearch at EPMG is jointly funded by the EA and theEconomic and Social Research Council.

The research aims to understand and clarify therelationships between decision-aiding tools and techniques,and to develop a conceptual framework within which arange of tools can work more effectively. This frameworkwill then be tested using case study examples from the EA’swork, leading to recommendations for improving theefficiency and effectiveness of their decision-makingprocesses. It is expected that the framework should havepractical value in other agencies, organisations and

government departments that are involved in developingand/or implementing policies, plans and programmes withimpact upon the environment and have implications forsustainable development.

strategic, integration, environmental policy, conceptualframework, tools, techniques, approaches, integrated appraisal

Environmental Assessments of Trade Negotiations

Shuttleworth, Jaye; Gillmore, ThomasDepartment of Foreign Affairs and International Trade -CanadaEnvironmental Services Division (AES)125 Sussex Drive, Ottawa, Ontario K1A 0G2, Canada+1 613 944 1066 Fax +1 613 944 0432

In February 2001, Canada released a Framework forConducting Environmental Assessments of TradeNegotiations. This paper will provide an overview of thedrafting process and the public consultation that led to therelease as well as an explanation of how the Framework willbe applied to future negotiations.

Background. Canada is now applying the framework to anumber of national assessments of trade negotiations,including the agriculture and services talks at the WorldTrade Organization (WTO) and the Free Trade Area ofthe Americas (FTAA). The assessments will examine theenvironmental implications of trade liberalization with aview to mitigating any adverse effects and optimizing thepositive effects. The framework establishes a process forundertaking national environmental assessment of tradenegotiations with two key objectives: to assist nationalnegotiators integrate environmental considerations into thenegotiating process; and to address public concerns bydocumenting how environmental factors are beingconsidered in the course of negotiations. Given theemerging methodology in this field of analysis, applying theframework presents a number of practical challengesincluding data limitations, timing issues, and the need tomanage expectations while at the same time carrying outbroad national consultations. Practical solutions to thesechallenges will be explored and examined. trade negotiations, strategic environmental assessment, publicparticipation

Isipingo Story

Singh, Larry; Sewduth, Dhaya; Wolf, C.P.Social Impact Assessment Center423 Broome StreetNew York, NY 10013 USA+1 212 966 2708 Fax +1 212 219 1963

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[email protected]

This chapter of the Isipingo story begins in June 1995 withIAIA’95 in Durban. The theme on that occasion was“Impact Assessments: Involving People in the Managementof Change Towards a Sustainable Future.” That theme wasembodied and personified by residents of a nearbycommunity, members of the Isipingo EnvironmentalCommittee. They joined the proceedings to person a displayand present a paper, “Isipingo: The Case for EnvironmentalImpact Assessment and Community Consultation.”Afterwards they lead a field trip to acquaint IAIAparticipants at first hand with their community and itsenvironmental problems, including air, land, and waterpollution from urban growth and industrial development inthe South Durban Basin. This paper recounts the impact ofthat experience and projects an alternative future for thecommunity and its environment.

The proximity of industry and community adjacent tounique natural environment presents both problems andpossibilities for equitable and sustainable development.Following IAIA’95, some of the participants and localresidents conceived of a community based center at theIsipingo Island Hotel to explore ways of protecting andenhancing environmental quality in “productive harmony”with industry and commerce-of combining environmentaland economic security and opportunity. Naturally thiswould involve committed participation of both communityand industry. For the sake of equity, interests of the larger aswell as the local community would need to be recognizedand served.

Thus was the Isipingo Island Institute conceived. To make along, continuing story short, the formal launch took place on4 November 2000. Work is now underway on a master planfor institutional and community development and a businessplan to sustain that development.

The moral of the story is that IAIA can itself have a directand beneficial impact by “Involving People in theManagement of Change Towards a Sustainable Future.”Those people will write the sequels.

community development, community impact assessment,participatory development

A Draft Framework for the Integration of BiologicalDiversity in Impact Assessment

Slootweg, RoelSevS ConsultancyJuffermansstraat 52341 JH Oegstgeest, The Netherlands+31 71 [email protected]

Kolhoff, ArendNetherlands EIA CommissionP.O. Box 23453500 GH Utrecht, The Netherlands+31 30 2347605 Fax +31 30 [email protected]

Treweek, JoChancery CottageKentisbeare, CullomptonDevon UK+44 1884 [email protected]

The CBD as well as the Ramsar convention have specificallyrequested the development of guidelines to integratebiodiversity in impact assessment. In recent attempts todevelop such a set of guidelines, it became evident that bothworlds of impact assessors and biological diversity expertsoperate in their own realms, having developed their ownlanguages, approaches and methodologies. There is a needfor a framework that can accommodate both thepredominantly scientific approach of the biodiversitycommunity and the predominantly procedural approach ofthe impact assessment community. Both the NetherlandsMinistry of Foreign Affairs and the Netherlands EIACommission are working on the development of such aframework, which is intended to provide guiding principlesto the development of country-specific guidelines, adaptedto the needs, legislation and implementation capacity ofeach individual country.

The framework consists of:

• A conceptual framework of thinking on theidentification of (pathways of) impacts from proposedactivities and how biodiversity issues can behighlighted.

• A procedural framework: environmental impactassessment is a highly structured procedure with aninternationally accepted number of clearly definedsteps. Tasks and responsibilities of various actors in theimpact assessment procedure are defined for each step.Biodiversity aspects have to be woven into these steps ofthe procedure, including the identification ofbiodiversity-related tasks for each relevant actor

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• A legislative framework: How can existing legislation beused in impact assessment, for the conservation andsustainable use of biodiversity, and how should existingIA legislation accommodate for biodiversity issues.

• A format for country specific guidelines. How to usethese guiding principles to draft country specificguidelines.

biodiversity, guidelines, conceptual, legislative and proceduralframework

Integrating Social Assessment into a BiophysicalResearch Project

Snow, Hendrik*; Bryan, HobsonUniversity of AlabamaDepartment of GeographyP.O. Box 870322Tuscaloosa, Alabama 35487 USA+1 205 348 1950 Fax +1 205 348 [email protected]@bama.ua.edu

A research project in the southeastern United Statesdemonstrates how social assessment can supplementtraditional approaches to biophysical scientific inquiry. Aninterdisciplinary research team currently is investigating thefactors that control the movement of methyl mercurythrough the aquatic system of the primary rivers of theMobile-Alabama River Basin. These factors include inputsfrom agricultural and urban land uses, impoundments of therivers, and abundant wetlands. Studies indicate generallyincreasing levels of methyl mercury in fish tissue, promptingconcerns about human exposure to mercury, primarilythrough consuming contaminated fish. A social assessmentconducted with this research project is identifyingprominent issues and involving stakeholders towardssuggesting public policy approaches to controlling methylmercury exposure. This research project takes a dualapproach to public involvement through social assessment.As stakeholders, recreational fishermen participate in datacollection, and a resident expert fisherman advises projectmanagement. This activity presents a dual benefit ofcontributing to the social assessment and improving projectmanagement. This process informs stakeholders of theresearch findings and generates suggestions for policyresponse. By coupling public participation into the researchproject orientation, social assessment contributes to afoundation for meaningful public input into the policymaking process.

* The primary author serves as a graduate research assistantcoordinating the social assessment of an ongoing three-year EPA-funded project.

social assessment, public participation, biophysical research

Regional Frameworks for the Assessment andManagement of Cumulative Effects - A CanadianExperience

St-Louis, RobertEnvironmental Assessment Branch Environment Canada 17th Floor, Place Vincent Massey 351 St-Joseph Boulevard Hull, Quebec, Canada K1A 0H3 +1 819 953 1524 Fax +1 819 953 4093 [email protected]

A number of initiatives are presently underway in Canada,to look at environmental effects of resource developmentfrom a regional perspective. Such regional approaches toenvironmental effects management have become essential,and their usage is becoming more common in some parts ofCanada. A few examples of such regional managementframeworks can be found in:

• Canada’s Far North (to deal with increasingdevelopment of diamond mines and possible future oiland gas pipelines)

• Canada’s western provinces (to deal with theproliferation of large tar sands oil extraction industries)

• Canada’s East Coast (to deal with increasingexploration and development of offshore oil and gasresources, as well as increasing levels of aqua-cultureactivities)

Within these regional environmental effects assessment andmanagement frameworks, cumulative effects assessmentobviously plays a prominent role, given that many of theimpacts of concern in these areas are cumulative in nature.

Such regional frameworks are complex to setup and put intopractice, not only because of the ecological complexitiesinherent within the natural ecosystems that theseframeworks encompass, but also because of the large numberand diversity of stakeholders that are required to make themwork (various levels of government, various industry sectors,community groups, environmental non-governmentorganizations, etc.). Another significant barrier to effectiveimplementation of such regional management approaches isthe complexity of jurisdictional and legislative frameworkswithin Canada.

This presentation will:

• briefly outline some of the geographical areas in Canadaundergoing rapid and extensive resource development

• provide an overview of some of the regional frameworksin place for assessing and managing environmentaleffects, including cumulative effects

• describe some of the lessons learned from these attemptsto manage environmental effects on a regional scale

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(including how these regional studies and frameworkshave helped Environment Canada in reviewingindividual projects occurring in those geographicalregions)

environmental assessment, regional assessment, cumulativeeffects

Joint Scoping, Reviewing and Monitoring of the EIAfor the Tidal Inlet Project in the Ciénaga De La VirgenLagoon, Cartagena, Colombia

Steinhauer, I.A.Netherlands Commission for Environmental Impact AssessmentDepartment Development CooperationArthur van Schendelstraat 800PO Box 2345, 3500 GH UtrechtThe Netherlands+31 30 2347654 Fax +31 30 [email protected] or [email protected]

The Ciénaga de la Virgen lagoon lies close to the town ofCartagena. Wastewater is discharged directly into thelagoon, and the quality of the water in the lagoon hasdeclined considerably in recent years as a result. There is nolonger a permanent open channel between the lagoon andthe Caribbean Sea and the self-cleaning capacity of thelagoon has been impaired, leading to environmental andhealth risks. The lagoon can be restored by creating a‘stabilized tidal inlet’ to allow unpolluted seawater to mixwith the polluted lagoon water. This would bring the level ofpollution back down to an acceptable level.

This project is financed by the Colombian Ministry ofTransport and the Netherlands Ministry for DevelopmentCooperation. According to Colombian environmental lawand Netherlands environmental policy in the framework ofdevelopment cooperation, an EIA was required. A jointscoping and review of the EIA-report was performed by theNetherlands Commission for EIA and CARDIQUE(Corporación Autónoma del Canal del Dique, the localenvironmental authority) to support decision making in bothcountries.

The execution of the project started in 1999 andCARDIQUE and the Commission for EIA were asked to re-activate their collaboration through following the contentsand outcomes of the monitoring programme. The operationof the Tidal Inlet will start by the end of 2000. This paper will focus on the added value of EIA for thisproject and on the added value of the close collaborationbetween CARDIQUE and the Commission for EIA.

EIA, development cooperation, Colombia, Netherlands, joint

review

Environment Agency Environmental ImpactAssessment Scoping Guidelines

Stewart, Gerard WilliamNational Centre for Risk Analysis and Options AppraisalEnvironment Agency, Steel HouseLondon SW1H 9NF England020 7664 6828 Fax 020 7664 [email protected]

The Environment Agency’s (the Agency’s) ScopingGuidelines for the Environmental Impact Assessment ofprojects comprise a handbook and some 80 guidance noteson individual development types. The notes cover projects asdiverse as “camping and caravan parks” to “coastalprotection” and from “leather manufacture” to “leisure centres.”

The handbook explains the value of scoping, the role of theAgency and the availability and purpose of the projectspecific guidance notes. The notes include information onkey legislation, development control requirements, Agencylicenses and authorisations, baseline information andsurveys, potential impacts, mitigation measures and relevantguidelines and references.

The guidance is targeted at developers, their consultants,Local Planning Authority staff, Agency staff, and otherswho are involved in promoting and appraising projects andactivities which are likely to affect the environment. It isgeneral in nature and does not replace the need forconsultation with the Agency and others on individualprojects or reference to more detailed guidance. It isintended to be a starting point to help identify key issuesand promote full and early involvement of the EnvironmentAgency and other organisations in EIA. Implementation willbe carried out through training of key Agency staff, tying into Agency policies and procedures, promotion in keyjournals and through use of the Agency’s internet site.

Future developments may include close working with otherkey stakeholders involved in the EIA process and thecollaborative production of guidelines. Close working withcontacts in Government on the implications of theforthcoming European Directive on the EnvironmentalAssessment of Certain Plans and Programmes has alreadycommenced. Work is also underway on developing closer linkages between the environmental, social and economicaspects of strategic decision making.

environment agency, environmental impact assessment, scoping

Citizen Values Assessment: An Impact AssessmentTool to Investigate Citizens’ Judgements (Poster)

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Stolp, AnneliesMinistry of Transport, Public Works and Water ManagementCivil Engineering DivisionP.O. Box 200003502 LA Utrecht, The Netherlands+31 30 2857833 Fax +31 30 [email protected]

Scientists’ assessments of project alternatives, and sometimeseven Social Impact Assessment (SIA) practitioners’ expertjudgements, can be different to citizens’ perceptions aboutthe environmental and lifestyle values of affectedcommunities. Therefore, in Environmental ImpactAssessment (EIA), SIA and other planning procedures it isimportant to take citizens’ values into account. CitizenValues Assessment (CVA) is a tool to objectively andsystematically investigate the way in which groups ofcitizens value the qualities of their living environment andto use this information as one of the sources to judge andcompare project alternatives in the EIA. It generates asystematic, objective overview of the values that determinethe quality of the living environment from the perception ofthe affected citizens themselves. This profile of citizens’values is used to determine possible impacts of futureprojects. CVA potentially overcomes NIMBY (Not In MyBack Yard) responses that result of interactive processes inwhich project alternatives are discussed directly with(representatives of) the community. By identifying the keyvalues of the living environment rather than opinions onproject alternatives, CVA is not influenced by fear orhysteria generated by project plans. By providing systematicand neutral information based on citizen’s values, CVAprovides a rational basis for decision making.

Onshore Effects of Offshore Oil and Gas Employment

Storey, KeithDepartment of GeographyMemorial University of NewfoundlandSt. John’s, Newfoundland, Canada, A1B 3X9+1 709 737 8987 Fax +1 709 737 [email protected]

Shrimpton, MarkCommunity Resource Services Ltd.St. John’s, Newfoundland, Canada, A1C 5X1Phone/Fax +1 709 576 [email protected]

Most offshore oil workers spend extended periods, often oneor more weeks, at their workplace –– usually a productionplatform or a mobile drilling rig. They then leave theworkplace and live at home with their families, if any, for anon-work period that is also commonly one or more weeks.

The offshore accommodations, recreational facilities andfood are provided by their employer, which also providestransportation between the workplace and some onshore“pick-up point,” commonly a heliport.

This work system was originally developed to meet theneeds of the offshore oil industry because daily commutingwas not feasible and no “local” workforce or permanent full-time accommodations was available. It is now also used bythe mining industry and by other land-based and marineactivities in remote and/or hazardous environments, insituations where the local labor force cannot meet industryneeds, and where the work schedule makes a dailycommute impractical.

Offshore employment should not be seen as inherentlyproblematic –– like all other work systems, it offers bothadvantages and disadvantages for workers, their families andthe communities and regions in which they live. Some ofthe more important of these issues are discussed in undertwo interrelated categories: human resources and familyissues and community and regional issues.

The paper focuses, however, on responses to these issues. It isclear that employer initiatives in such areas as workschedules, accommodations, transportation,communications, hiring, orientation, counseling and familypolicies and services can optimize the effects of the offshoreemployment in respect of all of the above issues. Regulatoryauthorities, trade unions, local government agencies,community groups and others, including the workers andfamilies themselves, may also have an important role to play.Such optimization can have benefits for employers, workers,their families, their communities and, more generally, localsociety.

offshore oil and gas, commute work systems, social impacts

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Towards a Structured Approach to StrategicEnvironmental Assessment

Storey, Keith; Noble, BramDepartment of GeographyMemorial University of NewfoundlandSt. John’s, Newfoundland, Canada, A1B 3X9+1 709 737 8987 (Storey) +1 709 737 8998 (Noble)Fax +1 709 737 [email protected]@thezone.net

Considerable attention has been given to the role ofStrategic Environmental Assessment (SEA) in policy, planand program assessment, however, there is very littleconsensus on an appropriate methodology for SEA. Twobasic perspectives on SEA methodology emerge from theliterature: first, that appropriate SEA methodologies arereadily available based on the application of project-levelEIA approaches to strategic assessment questions andsecond, that SEA requires a different, more broad-brush,approach than project-level EIA. If SEA is to advance inapplication and effectiveness, then an appropriate, generallyaccepted, SEA methodology needs to be established.Despite calls for SEA to develop more independently ofproject-level assessment, existing SEA methodologies tend tobe based on project-level EIA principles. It is argued herethat while SEA can perhaps utilize many of the existingmethods from project-level EIA, it does require a different,more broad-brush, but structured methodological approach.This paper reviews the current state-of-the-art of SEAmethodology, and presents a generic SEA methodologicalframework and example based on the notion of the “bestpracticable environmental option.”

strategic environmental assessment, SEA, SEA methodology,best practicable environmental option

Strengths and Weaknesses of Biodiversity Integrationwith National Environmental Assessment Processes

Treweek, JoKomexChancery Cottage, KentisbeareCullompton, Devon, EX15 2DS, UK+44 1884 266525 Fax +44 117 929 3404 (marked FAO Jo TREWEEK)

Duthie, DavidGEF Coordination Office, UNEPPO Box 30552Nairobi, Kenya+254 2 621234 Fax +254 2 623162

Zanewich, Debra

KomexSuite 100, 4500-16th Avenue N.W. Calgary, Alberta, Canada T3B OM6+1 403 247 0200 Fax+1 403 247 4811

This paper presents the results of a study carried out by theUNDP/UNEP/GEF Biodiversity Planning Support Program(BPSP) to assess strengths and weaknesses of integration ofbiodiversity with national environmental assessmentprocesses. The global situation is reviewed and the results of15 national case study reports are presented. These reportsprovide information on the process of integrating biodiversityinto environmental assessment at the national level inAfghanistan, Argentina, Colombia, Guyana, Uruguay, theKyrgyz Republic, Romania, India, Nepal, Cameroun, Niger,the Seychelles, South Africa, Tanzania and the Yemen.The paper will also report on a workshop held in Zambia inMay 2001 at which the need for guidance on incorporationof biodiversity into impact assessment was discussed.

biodiversity, impact assessment, guidance

Improving Public Participation in Portugal

Valadas, BertíliaRua Aquiles Machado, 26, 6E Dto1900-077 Lisboa, [email protected]

Portugal is a Southern European country with a poortradition of public participation. Democracy was born 25years ago and Environmental Impact Assessment has beenapplied for 10 years under the Ministry of Environment’sresponsibility.

EIA legislation follows the spirit of European Uniondirectives. Rules for different actors are clear andenvironmental authorities make serious efforts for improvingpublic participation. Relevant information is made availablefor consultation in central and regional environmentaldepartments, in municipalities and at INTERNET.Announcements are published on newspapers andordinances are posted at city halls. Until the end of 1999 thecontact between proponents and interested populations onlyhappened in public hearings for larger projects.

Statistics show that the average number of opinions receivedfor the EIA process is increasing year by year. Nevertheless,participation is still weak and the quality of contributions ispoor. At the same time, a small number of processes focusmedia attention and degenerates frequently in openconflict, hampering the decision making process.

In the beginning of 2000 the Ministry of Environmentconducted a review of methods and results. This analysis ledto the identification of critical points, revealing a strong

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need of making more friendly information accessible topeople. A new public participation procedure was built andbegan to be applied. Since national NGO seem todemonstrate a limited capacity of EIA participation andbecause of investments on information technologies couldnot guarantee immediate results, due to high illiteracy, thenew model mainly re-enforces the role of citizens and localauthorities. First results are very encouraging.

The story of this experience is reported. A comparison ofresults in the old and the new public participation model isprovided. Difficulties are pointed out and lessons for furtherdevelopment are underlined.

public participation, EIA

Integrating Strategic Assessment in Its Organizationaland Decision Making Context

van den Berg, JobDHV Management ConsultantsPO BOX 10763800 BB Amersfoort, The Netherlands+31 334682987 Fax +31 [email protected]

A recent evaluation of several Dutch national governmentpractices of integrating strategic environmental assessmentin policy development and strategic decision making showsthat many different factors influence the way professionalsand decision makers succeed in dealing with the challengeof an integrated approach. This paper first of all presents themost important factors that were found to be relevant. Apartfrom methodological and instrumental factors especially theinfluence of organizational and political context andconstraints are indicated.

Policy development is more and more an integrative processin itself. Sectoral ministries have to cooperate to developcomprehensive and sustainable policies. This asks for newapproaches of policy development and creativity in applyingstrategic assessment. The paper illustrates consequences forthe classical role of the Ministry for the Environment,indicates promising practical examples of integratedapproaches and discusses organizational needs to beobtained in order to improve the practice of integratedstrategic assessment on a high policy level.

strategic assessment, integrated appraisal and approaches, policyanalysis, public administration, decision making Systems for Handy and Objective EIA-projectScreening. How to Make the “Project ScreeningProcess” Objective? Criteria for the Project Screeningin an EIA-procedure.

Van Dyck, MarcResource Analysis BelgiumWilrijkstraat 37 / 1B-2140 Antwerp, Belgium+32 3 270.00.30 Fax +32 3 [email protected]

Pillu, Geert Ministry of the Flemish RegionDepartment of Environment and InfrastructureAdministration of Environment, Nature, Water and LandManagementUnit EIAGraaf De FerrarisgebouwKoning AlbertII-laan 20, bus 8B-1000 Brussels, Belgium+32 2 553.80.80 Fax +32 2 [email protected]

The article is a reflection of a study executed in 1999 for theMinistry of Environment in Flanders, Belgium. The studyresults will be completely updated with additional ideasconcerning the further implementation of the approach indaily policy making at the regional government level.

As the European legislation concerning the EIA-proceduresevolves further, the Member States try to develop systems toadapt to the Guidelines of the EU. In the newEIA-Guideline the possibility was included to perform a realproject screening for a list of projects with potentiallysignificant environmental impacts.

The Flemish Unit EIA has to process a large number ofdossiers. To be able to perform an even more objectiveproject screening in the future, a set of evaluation criteriawas defined. These criteria had to be in compliance withthe existing environmental permitting and master planninglegislation. In the study a technique of policy analysis wasused and a system of cascading flow charts wasimplemented to break down the complexity of projectevaluation. In compliance with the EU requirements,criteria were used that are linked to the projectspecifications, to the area in which the project is plannedand to the environmental impacts of the project. The thirdgroup of criteria was also linked to vulnerability maps thatare being developed at this moment by the Institute ofNature Conservation in Flanders. The combination of thesecriteria allows a further project screening that goes beyondthe case-by-case evaluation of projects in the screeningphase, which is still mainly the practice in many countriesincluding, e.g., the Netherlands. The method makes thescreening process more objective and it fits into the localenvironmental legislation. This method is a good example ofhow project screening in EIA can be made operational.

The paper will present the method and the way it wasdeveloped to fit into the existing environmental legislation.

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In this paper the influence of the study results on thedevelopment of new legislation will be included. If possible,as much information as possible about the practicalimplementation of the approach in daily policy making willbe included.

Finally, a link will be made between the operational resultsof this study and the development of knowledge systems forthe screening and scoping phases in the EIA-procedures.

EIA, screening phase, scoping phase, evaluation criteria,environmental legislation, EU

Planning Based on Environmental Analysis in theMunicipality of Yamaranguila, Honduras

van Gent, PetrieConsultantAP 15025, Colonia KennedyTegucigalpa, Honduras+504 232 [email protected]

Ukkerman, RobNetherlands Development Organisation SNVAP 15025, Colonia KennedyTegucigalpa, Honduras+504 236 [email protected]

Kessler, Jan JoostAIDEnvironmentDonker Curtiusstraat 7-5231051 JL Amsterdam, The Netherlands+31 20 [email protected]

In 1998 a Strategic Environmental Analysis was carried outin the municipality of Yamaranguila, Honduras on requestof the mayor. There is very little experience with planning inpoor, rural municipalities in Honduras and the SEAN servedto start a structures analysis and planning process inYamaranguila, giving the mayor better possibilities to co-ordinate the activities of the different organisations (GOs aswell as NGOs) in his municipality.

The Netherlands Development Organisation SNVcontracted a Dutch consultant to give methodologicalsupport to the SEAN process. The consultant is still involvedin the ongoing process resulting from the SEAN, on avoluntary basis.

Yamaranguila has an area of 29,300 ha at an altitude of 800-2220 m, counts 14,000 inhabitants in 36 villages of mainlyindigenous Indians, who live on rain-fed agriculture (maize,beans) and some irrigated agriculture (vegetables), although

90% of the area is only suitable for forest. Some 45% of thearea is still covered by forest. Yamaranguila is known for its(relatively) good forest management, and in 1997 won anational forestry award.

The objectives of SEAN were: • Increase the use of natural resources, present in

Yamaranguila through investigation of their economicalpotential, while securing their sustainability.

• Reach better inter-institutional co-ordination within themunicipality and create bases for co-operation betweendifferent actors within the population.

• Increase the environmental awareness at all levels.

To implement the SEAN an inter-institutional,multidisciplinary team was formed that held workshops invillages and with specialists. Six main themes were identifiedand elaborated in the Strategic Plan: Yamaranguila 2020(food grains, forestry, agricultural diversification, coffee,livestock and urban projects). From this plan a projectproposal was written.

Not only documents were the output of the SEAN. Also theprocess was very important and resulted in the creation ofworking groups per theme and in improving the participationof the population in the planning processes. The workinggroups consist of representatives of the municipality,agencies and village organisations who co-ordinate andnegotiate future development per theme, that is thensupported by the same organisations in a more co-ordinatedway, all within the framework of the strategic plan.

SEAN, strategic environmental analysis, municipal planning,Honduras

Strategic Environmental Assessment of the MasterTransport Plan in Flanders (N-Belgium)

van Straaten, DickInstitute of Nature ConservationFlemish Ministry, Kliniekstraat 251070 Brussels, Belgium+32/[email protected]

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Smolders, Kathleen University of AntwerpInstitute for Environmental SciencesUniversity of AntwerpUniversiteitsplein 1B-2610 Antwerp, Belgium+32 3 820 21 29 Fax +32 3 820 22 71

Verheyen, RudofUniversity of AntwerpDepartment of BiologyUniversiteitsplein 1B-2610 Antwerp, Belgium+32 3 820 2264 Fax + 32 3 820 22 [email protected] Since the change of government in the Flemish region(N.-Belgium) in the beginning of 2000, the minister oftransport and the competent authority are working out amaster Transport Plan, covering the whole Flemish Region.This plan has five goals: (1) guarantee the accessibility ofthe Flemish economic nodes and ports, (2) guarantee socialjustice regarding transport, (3) increasing traffic safety andminimising accidents, (4) increase quality of life, even withincreasing transport facilities and (5) minimising thenegative impact of transportation infrastructure onenvironment and biodiversity (nature).

Recently, the transport authority has launched an informalstrategic environmental assessment (there is no SEAlegislation in Flanders) that should accompany this masterTransport Plan. A multidisciplinary group of experts(universities and scientific institutes) was entrusted with theenvironmental impact assessment, covering the followingmain issues: air pollution, noise pollution, hydrologicalaspects, human health, biodiversity, and landscape. Thiscontribution will focus on some major problems andexperiences:

• the integration and feedback of the results andsuggestions of the SEA into the planning process of theMaster Transport Plan;

• how to deal with alternatives and scenarios for such alarge scale Master Plan, covering a wide range ofdecision-making;

• how to deal with public participation and involvement(general public, stakeholders, different authorities,NGOs, advisory bodies, etc.);

• methodological aspects to assess the different scenarioson two planning levels:

• transport network level: modal choice (modalsplit), manipulating traffic loads (taxation,categorisation, location economic centres,transport nodes, etc. On this level, generalimpact, indicators are used describingenvironmental quality on the

national/regional level (greenhouse gasses,acidification and autrophication, etc;)

• corridor level: location of so called ‘missinglinks’ where impact is described by spatialindicators (noise nuisance, habitatfragmentation, landscape perception, local airpollution...)

• how to integrate environmental assessment withsocio-economic aspects searching for a sustainabletransport scenario

• how to deal with linking different levels ofdecision-making (tier)

strategic environmental assessment, transport planning,sustainable transport

Social Impact Assessment at the Policy Level

Vanclay, FrankCentre for Rural Social ResearchCharles Sturt UniversityLocked Bag 678Wagga Wagga NSW 2678 Australia+61 2 69332680 Fax +61 2 [email protected]

Dani, Anis Ahmad Social Development Department, ESSDRoom MC 5-403World Bank 1818 H Street NWWashington DC 20433 USA+1 202 473 2263 Fax +1 202 522 [email protected]

Although SIA can potentially be applied at the policy level,the practice and accumulated experience of SIA has beenat the project level. Most writing and theoreticaldevelopment has also been at the project level. In the pastdecade, development aid has shifted from assistance fordevelopment projects to a focus on macroeconomic,structural and sectoral policy reforms, and on national orsub- national programs that support these reforms. Policychanges at the macro level can have very significant positiveand negative social impacts that materialize over time. Theability to anticipate these impacts can lead to betteroutcomes and increase the prospects of sustainability byimproving program design. Conversely, ignoring socialimpacts can lead to impoverishment and social tensions thatin turn undermine reform objectives. Analyzing the socialimpacts of policy reform poses a new methodologicalchallenge. There is a need for an analytical framework toidentify and predict the social impacts that may result frommacro-policy reforms. This paper re-examines and adapts theSIA framework to the context of macro- economic,structural and sectoral policy reforms. It also considers how

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the potential variables considered in SIA may need to beexpanded for the adaptation of SIA from project to policy,from negative impacts to positive benefits, and fromunintended to intended consequences of developmentinterventions.

social impact assessment, policy assessment, structuraladjustment, development

Health Impact Assessment and Intersectoral Policy atNational Level in The Netherlands

Varela Put, Gerard; den Broeder, Lea; Penris, Mamon;Roscam Abbing, Ernst W.Netherlands School of Public HealthDepartment of Intersectoral PolicyP.O. Box 80803503 RB Utrecht, The Netherlands+31 30 2913232 Fax +31 30 2913242 [email protected] www.nsph.nl

In 1996 the Department of Intersectoral Policy (DIP) wasestablished within the Netherlands School of Public Health(NSPH) by the Minister of Health (MOH). The assignmentwas to develop and experiment with HIA as an instrumentfor intersectoral policy of the MOH. Two main tasks:conducting/co-ordinating HIA and developing expertiseregarding intersectoral policy (including methodology).

The Working Programme 2000-2001* of the NSPH-DIPconsists of the following activities: further development ofthe systematic approach for screening (case-finding) andscoping; conducting/commissioning HIA; strategies forintervention (HIA follow up); network of experts; digitalapplications (HIA-Checklist, HIA-Database, Keyworddevelopment); other impact assessments; local health policy.HIA reports: Energy Tax Regulation (Ecotax)*; High SpeedRailway; Tobacco Policy (2 HI Screenings, 1997, 1 HIAnalysis, 1998); Alcohol & Catering Act; Reduction of theDental Care Package*; National Budget 1997 / AnnualSurvey of Care; Election Programmes Political Parties;Housing Forecast 2030*; ICES (“OperationInterdepartmental Commission for Economic StructuralReinforcement”) (2 reports); Identification of policy areasinfluencing determinants of five major health problems*;Coalition Agreement 1998; Occupational policy and healthimpact screening*; National Budget 1999; RegionalDevelopment Policy (pending); National Budget 2000*;Housing Policy (in process); National Budget 2001 (inprogress).

Based on the Evaluation Report (1999), the report of theDutch Council for Health and Care (2000)* and otherrelevant reports the Dutch Ministry of Health will reconsiderits policy up till now and will write a new programme for the

future regarding intersectoral policy and HIA.

* Full translation available in English.

Design Principles for Developing Guidelines forModelling Indigenous Impact Assessments

Vemuri, Siva Ram School of Business, Tourism & HospitalityFaculty of Law, Business and ArtsNorthern Territory UniversityDarwin, NT 0909 Australia+61 8 89 466 087 Fax +61 8 89 466 777Ram_V@ Business.ntu.edu.au

Many guidelines for assessing environmental impacts exist.Agencies and organizations involved with developmentalaspects use guidelines routinely for assessments of projects.These guidelines either directly or indirectly involveindigenous people. As these guidelines find universalacceptance two aspects need close attention. First,guidelines need to be analysed to determine how effectivethey are in enabling indigenous people to participate inimpact assessments. Second, there is a need to developguidelines for explicitly modelling indigenous impactassessments. This paper is concerned with the second aspect.

The objective of this paper is to identify the design principlesfor developing guidelines for indigenous impact assessments.The first section of the paper provides taxonomy of existingguidelines. The second section of the paper discusses thecriteria for selecting a subset of existing guidelines to decipher the principles underlyingtheir design. The third section analyses a number ofstrategies - characteristic specification, bench marking,strategic perspective analysis, case study approach, fieldtesting - which potentially could be adopted for creatingindigenous designing principles. The final section proposesan agenda for further action for developing guidelines formodelling indigenous impact assessments.

guidelines, indigenous assessments

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Adopting Sectoral Environmental Guidelines as aPreliminary Environmental Assessment Tool forProject Development in Colombia

Viña-Vizcaino, Gerardo; Lopez, AndreaMinistry of Environment of ColombiaCalle 37 No 8 - 40Bogotá D.C., Colombia+57 1 3323434 Fax +57 1 [email protected]@minambiente.gov.co

Considering the fact that EIA is an on-going process ofreview, negotiation and incremental decision making,culminating in an essential political action of making adecision whether or not a project proposal could proceed incertain given conditions, the Ministry of Environment ofColombia in the past couple of years developed the initiativeto formulate and adopt through a shared formulation processbetween industry associations, academic reps and specializedconsultants, production sectors’ environmental managementguidelines, which to date could be considered as theminimal acceptable environmental practices to be followedin project activities by the different interested parties.

The refereed Guidelines (32 specific ones developed todate) comprise the basic conceptual, methodological andprocedural criteria to be followed by each interested party,while implementing activities at several project types, indifferent production sectors such as mining, electric,petroleum & gas, transportation projects and urbansettlements.

The goal to achieve in the following two years will be todevelop and adopt additional basic environmentalguidelines in key sectors such as agriculture (17 in total),health activities, cement industry and specific industrialactivities, considering the important value given in terms ofcost reduction, projects unified criteria for evaluation andfollow up and project adoption of minimal acceptableenvironmental practices by productive sector, leaving finaldecision making to regional and territorial aspects, instead ofsector definitions.

guidelines, project environmental management, minimalacceptable environmental practices

Taking It To The Streets: Tying Together TheEducational and Service Missions of an UrbanUniversity With an Active, Applied CommunityResearch Center

Will, Jeffry A. Northeast Florida Center for Community InitiativesUniversity of North FloridaJacksonville, FL 32224 USA+1 904 620 2463 Fax +1 904 620 [email protected]

Owens, Charles, E. Northeast Florida Center for Community InitiativesUniversity of North FloridaJacksonville, FL 32224 [email protected]

Following the lead of many critics of Higher Education,Ernest Boyer embarked upon redefining the role of Collegesand Universities, particularly those institutions outside of theResearch I and Research II Carnegie classifications. Anumber of new faculty in smaller universities, many ofwhom were trained as researchers (as opposed to merelyteachers), often find that employment in non-research-dominated universities prevents professional growth due todemands placed on direct instruction. In this paper, wepresent a a base study of an applied sociological researchcenter at a medium sized Urban University in Florida thathas been particularly successful in its efforts to combine theacademic and service components of the University’smission with the applied, as well as more traditionalacademic research. Over the past 5 years nearly $1.4 millionhas been obtained in applied contract research, involving adozen faculty, with over 50 students (undergraduate andgraduate) employed on research projects, and over 300student volunteers participating. Projects have includedAssessing the Impact of an Inner City Minority InfantMortality Reduction, Prison Reform, Adolescent PregnancyPrevention Program Assessment, research on homelessness,and the evaluation of a number of juvenile crime prevention

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programs. In all cases, research team members work directlywith persons directly affected by the research to insurecommunity participation. In addition, faculty associatedwith the Center have used the projects from the center forclassroom based learning activities as well as communityservice based learning processes.

urban research, evaluation, community action research

Indigenous Peoples and the Convention on BiologicalDiversity – “Article 8j”

Williams, Terry Department of Inter-Governmental AffairsThe Tulalip TribesMarysville, WA 98271 USA+1 360 651 4480 Fax +1 360 651 [email protected]

The Convention on Biological Diversity, initiated in 1992,has been acceded to by 180 nations, more than any otherglobal convention. Article 8(j) of the Convention recognizesthe need “to respect, preserve and maintain knowledge,innovations and practices of indigenous and localcommunities embodying traditional lifestyles relevant for theconservation and sustainable use of biological diversity” andpromote their wider application. This Convention is highlyrelevant to the practice of environmental impact assessment,because its wide global acceptance puts it in the lead inestablishing the principles of international law regardingindigenous peoples and their relationship to their homelandsand knowledge. The Convention is strongly influencing theimplementation of national legislation regarding the accessto traditional knowledge and mechanisms for sharing thebenefits of its use. More importantly, the Convention is alsohelping to change the status of indigenous peoples in regardsto natural resource management by influencing standardsfor research, planning and development.

In my presentation, I will review the decisions of the recentConference of the Parties (COP), and their relevance toimpact assessment. I will also review the structure of theConvention and how it works through the passage ofdecisions, national implementation and development ofprograms of work and international cooperation. I willemphasize the role of these decisions regarding themeaningful participation of indigenous peoples in all issuesthat concern them, the role and need for strengthenedcommunication and transparency. I will examine theConvention’s support for ecosystem management for theconservation of biodiversity and traditional knowledge, andaddress the co-management role that indigenous peoplesplay in this process.

indigenous peoples, biodiversity, Convention on BiologicalDiversity, Convention on Biodiversity, Article 8j

The Project Description: A Difficult but Critical Stepin EIA

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Wilson, LeeBox 931Sante Fe, NM 87504 USA+1 505 988 [email protected]

Accurate impact predictions require understanding howeach aspect of a project will affect different resources. Ifimpact-causing activities are not fully described, impactstudies will not be focused properly, and predictions may bewrong. A common EIA failing is that project designers arenot aware of all the ways in which a project maymeaningfully affect the environment. As a result, theinformation provided to EIA preparers often is insufficient,and important impacts are ignored or misrepresented. TheEIA team must be detectives to extract ALL important factsabout how a project will cause change. Investigation of whatactually happened at an analogous facility can helpdetermine what is important.

A good project description begins with recording essentialinformation about “who, where, why, and when.” Thismeans using functional terms to describe the project’s owner,operator, purpose and need; using natural systems terms todescribe location; and using human/ecological behaviorcontexts to characterize the phasing/timing of projectplanning, construction, operation and closure. Maps showingeach project facility are essential, especially locations ofmaterial/energy inputs and outputs; and there should be acomplete inventory of all activities to monitor, minimize ormitigate impacts.

The core of the description is the “what, how, and howmuch” of the project. Many checklists exist that identifyimpact-generating activities for particular project types, butthe EIA team must make independent judgments to ensureaccuracy and completeness. This presentation will illustrateone approach, the “functional checklist,” which directs theEIA team to consider the project in terms of “forces forchange,” “materials balance,” and “form and flow.” Forcesfor change means considering the consequences of eachproject input that makes things happen, such as machinery,power, labor and capital. Materials balance means a fullinventory of materials used to construct and operate theproject; and a corresponding accounting of all outputs,especially waste products. Form and flow meansunderstanding each physical change to the landscapecaused by project activities, and how off-site resources aremodified. Quantification (dimensions, rates, mass,concentration) is essential for good project description.

project description, EIA methods, checklists

Impacts of a Large Wildfire on a Nuclear Laboratory:The Cerro Grande Fire, Los Alamos, USA (Poster)

Wilson, Lee

Box 931Sante Fe, NM 87504 USA+1 505 988 [email protected]

In May 2000 a “controlled” wildfire swept through part ofLos Alamos, New Mexico (USA), and burned nearly 20,000hectares. Because the fire affected one of the world’s majornuclear laboratories, the impacts of this disaster wereextraordinary. Total damages and recovery costs for arelatively small area may approach one billion dollars.

Direct effects of the fire. The fire destroyed 202 homes, leftanother 200 families homeless and turned an attractivewoodland neighborhood into something resembling a warzone. Nearly 20,000 persons were evacuated and forced intotemporary shelter. Businesses lost several weeks of income.Work was halted at the laboratory; possible breaches ofnational security occurred at this time. EIA-based planningprevented loss of key lab facilities, but most had soot andsmoke damage. Years of scientific data were destroyed, andmany environmental monitoring stations were lost. The firescorched waste disposal areas, giving rise to fears about toxicfumes. Air quality data show increased radioactivity duringthe fire, which may reflect natural combustion.

Effects of post-fire runoff and sediment transport. Much of theheavily wooded and steeply sloping watershed west of thecity was denuded by the fire, and fire ash caused a markedreduction in soil permeability. As a result, the estimatedflood runoff and sediment production from these watershedsincreased by an order of magnitude. Large storms arepredicted to cause unstable channel conditions with thepotential to undermine and/or overtop existing facilities,including some containing critical nuclear materials. Therealso is the risk of transport of contaminated sediments fromon-site waste areas to downstream areas occupied by NativeAmericans.

Effects of fire suppression and post-fire activities. Largeamounts of labor, energy, chemical and water resourceswere committed to fire control. An intensive program ofwatershed rehabilitation was initiated even before the firewas out. Large amounts of rubble from burned areas had tobe disposed. A trailer park was built for those whose homeswere lost, and large amounts of government aid wereprovided to those affected persons who are U.S. citizens.More than 2000 waste material sites on lab property wereassessed and hundreds were selected for site-specificprotection against erosion. In flood-prone areas, criticalnuclear materials were relocated, some vulnerable labfacilities were demolished, and contaminated sedimentswere removed. The most spectacular of several floodprotection measures was a large dam costing more than $8Mthat was designed and constructed in less than 90 days.

fire impacts, radioactivity, waste disposal sites, flood control

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IAIA International Study on the Integration ofEnvironmental, Social and Economic Issues in SpatialPlanning. Case Study of the Metropolitan SpatialDevelopment Framework (MSDF), Cape Town, SouthAfrica

Wiseman, Keith; Shepherd, Desiree City of Cape TownP O Box 16548Vlaeberg 8018, South Africa+27 21 487 2283 Fax +27 21 487 [email protected] [email protected]

The Metropolitan Spatial Development Framework(MSDF) for Cape Town, South Africa, was selected as acase study for the IAIA international study on theintegration of environmental, social and economic issues inspatial planning. Initiated in 1991, the MSDF was the firstplanning exercise which attempted to redress the citystructure in order to reverse the legacy of the past apartheidideology. The MSDF process took into account the uniqueenvironment of the Cape, its people and the economy,whilst the plan itself was prepared during a period ofpolitical, legislative and social change. An environmentalevaluation was done at a metropolitan level, which gave theMSDF a new environmental dimension. This evaluation isexamined in the context of the spatial planning process andthe various forms of integration provided by the case studytemplate. The case study shows that some substantive,methodological and procedural integration was attempted,although these were constrained by low levels ofinstitutional and policy integration. Policies and proceduresfor Integrated Environmental Management (IEM) and laterlegislative requirements for Environmental ImpactAssessment (EIA) emerged separately from the MSDFspatial planning process. To-date, the MSDF has notachieved its broad goal of becoming a statutory plan,although it is being implemented in some areas and sectorsof Cape Town. This uneven implementation is aconsequence of uneven institutional integration, includingthe separation of spatial planning and EIA processes. Thecase study has shown that institutional integration isrequired at the higher conceptual and policy levels of spatialplanning if substantive, methodological and proceduralintegration is to be achieved at lower, more detailed sub-area planning orproject level approval.

The Use of Environmental Permit to Ensure theUndertakings Recommended in Environmental ImpactAssessment

Yuen, Wang C.

Environmental Protection DepartmentThe Government of Hong Kong Special AdministrationRegion27/F Southorn Centre130 Hennessy RoadWan Chai, Hong KongFax +852 2591 [email protected]

To different EIA processes, there are many commonfeatures, such as, systematic, structured andwell-documented assessment of the environmental impactsof a project. In practice, it is a complicated issue to followthrough the findings and recommendations in the EIAreports in order to achieve the planned objectives inavoiding, preventing and mitigating the adverse impacts dueto the implementation of the project. In Hong Kong, sincethe enactment of the EIA legislation, it is a statutoryrequirement for all designated projects to obtain anenvironmental permit (EP) before the commencement ofconstruction of the project. This paper discusses thepermitting system of the Hong Kong EIA Ordinance andthe enforcement strategies for an effective and efficientimplementation. In addition, the EIA process publicized inthe INTERNET providing all details of the issuedenvironmental permits for public access is also discussed. Inthe paper, the likely on-line development of environmentalmonitoring of projects is outlined.

environmental impact assessment (EIA) process, designatedprojects, environmental permit, Internet

Building Biodiversity into Private Business: KafueFisheries Ltd., Zambia

Zanewich, DebraKomexSuite 100, 4500 16th Ave NWCalgary, Alberta, Canada T3B 0M6Phone: +1 403 247-0200 Fax +1 403 247 [email protected]

Flynn, Diana; Flynn, FergusLechwe Lodge/Kafue FisheriesBox 37940, Lusaka, Zambia +032 30128 Cel: 095 704803Fax +032 [email protected]

Treweek, Joanna R.KomexChancery Cottage, Kentisbeare

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Cullompton, Devon, EX15 2DS UK+44 1884 266525 Fax +44 117 929 [email protected]

This paper explores the role of private business insafeguarding and promoting the conservation of biodiversity.Based on experiences in owning and overseeing asustainable agricultural enterprise in Zambia, commonprinciples and indicators are identified that could be used toraise awareness of how private businesses can contribute.Potential barriers to building biodiversity into business arealso explored.

The presentation introduces Kafue Fisheries Ltd., a privatelyowned and operated commercial venture in Zambia that hasbeen in existence since 1981. Kafue Fisheries includes anintegrated pig and fish farm, a tourist lodge, and a gamefarm. Approximately 40 of the 1800 hectare site is used forthe pig and fish operations and the remaining land providesa variety of habitats for the wildlife on the game farm. KafueFisheries promotes agribusiness, eco-tourism, biodiversityconservation, and ecological restoration in support ofsustainable development.

The implications of commitment to being a “biodiversitybusiness” are not fully understood. Komex InternationalLtd., through its ownership of Kafue Fisheries, is exploringthis concept by developing a set of indicators that will beapplied to the future management of Kafue Fisheries.Responsibility for conservation of biodiversity at KafueFisheries is being integrated into core business strategies andobjectives. Insights into what being a biodiversity businessmeans for Kafue Fisheries will be offered. Examples willinclude measures that conserve biodiversity yet balanceprivate sector business objectives. Key recommendations toenhance business commitment to the principles of abiodiversity business will be presented.

biodiversity, private sector, sustainable development, corporateenvironmental commitment, business

Isolated and Recently Contacted Indigenous Peoples inthe South East of the Peruvian Amazon: SocialAssessment and Recommendations for Their Survival

Zarzar, Alonso The World Bank1818 H Street NWWashington DC 20433 USA+1 202 458 0150 Fax +1 202 676 [email protected]

Around a dozen small indigenous groups currently inhabitthe most remote upper areas of the basins that formed thesouth east of the Peruvian Aamazon (near the borders ofBrazil and Bolivia). They are the isolated survivors of therubber boom era (1880-1920). This paper is the result of asocial assessment carried out at various stages of fieldworkbetween 1977 and 1997 and is based also on secondarysources provided by other scholars as well as by the peoplesand institutions living and working in this region. The paperattempts to present a summary of these findings and aims atraising awareness about the current situation of these highlyvulnerable groups. Initial remarks are devoted to theperceptions that have been elaborated around these groups.This is followed by a brief introduction to the region’shistorical background, focusing on the kind of social andeconomic activities that have been developed in the past.This part finalizes with a presentation of the currentdilemmas these groups are facing and their alternatives forsurvival. A brief ethnographic description of the isolatedindigenous groups -and of those recently contacted – livingin the headwaters is provided. This section includesestimated demographics, approximate locations andterritories under use, basic cultural adaptive features, ethnicidentities, linguistic classifications and a brief historicalbackground. A critical review of their relationships withother social actors is presented. A discussion follows on theirlegal status and the current impacts that are being producedin their surroundings. The presentation finalizes with a set ofrecommendations addressed to the main social actors, theprivate sector and the institutions involved (including thevarious sectors of government), that aimed at contributing tothe enforcement of their rights, their well being and their survival.

Amazon basin, isolated indigenous peoples, Peru, social impacts

SEA in the CR - Experience, Open Issues, Background

Zdrazil, Vladimir; Martis, Miroslav

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Institute of Applied Ecology Faculty of ForestryCzech University of Agriculture281 63 Kostelec nad Cernymi lesyCzech [email protected]@[email protected]

Since the first SEA of a national strategy (1998-NationalPolicy of Energy) was performed, strategic environmentalassessment in the Czech Republic has moved from the stageof individual search for forms and tools of assessment in eachcase to a stage of approach consolidation and design ofuniform guidelines for strategic environmental assessment.

The key issues that emerged in the period 1998-2000 andwhich had to be solved include:

• Assessment initiation mostly after the strategy wasdesigned.

• Possibilities and constraints of co-operationbetween developer and assessee.

• Competence and authority of assessing team.• Varying quality of elaboration in strategies (like

concreteness of development ideas, quantificationof indicators, territorial projections, time schedule).

• Relations of concepts (superior-subordinate,national-regional, multisectorial-sectorial).

• Unavailability of necessary data for assessment.• Forms of evaluation and assessment of impacts.• Ways of public involvement into the assessment

and treatment of their opinions and commentsboth on the strategy itself and its environmentalassessment.

• Proposals of monitoring and postproject analysis.• Integration of results into the final wording of the

strategy (way of SEA implementation, measure ofobligation for permitting authority).

• Concurrence of SEA of a strategy and the EIAs ofprojects implementing this strategy, measure ofobligation of SEA statement for individual projects’EIAs, assessment of realisation of relevant projectsand EIA conditions determining them, andmeasures for updating the strategy in an adequatetime horizon (closing the SEA-EIA-SEA cycle andits “spiralisation”).

• The role of public in the stage of a strategyimplementation, including the control of SEAconclusions.

With the view to the number of assessed and approvedconcepts in a relatively short time (1998-2000), more than 10concepts varying in their sector scope) the most importantissue that has emerged consists in identification of mutuallinks of those concepts and strategies. Finding a solution to

this seems very urgent both for elaboration of the strategiesthemselves and their environmental assessment as well. Theexperience has shown so far that in implementing thestrategies there occur ambiguities and disputes on superiorityor validity of a concrete part of an approved strategy as aresult of a conflict with another related strategy.

The situation can be illustrated by the sectors of transportand agriculture, which are covered by numerous conceptsand strategies with variable inter-relationship within andbetween the transport and agricultural sectors.

Just the effort to practise the principles of monitoring of anapproved concept implementation and to practisepost-project analysis together with the tendency to relatecyclically SEA-EIA-SEA in an “endless” spiral show thisissue was neglected in the past and it is sure to complicateaccomplishment of the approved concepts both now and in anear future.

SEA, EIA, policy, programme, transport, agriculture,environmental protection

Biological Assessment – An Environmental ImpactAssessment Tool

Zdrazil, Vladimir Institute of Applied Ecology Faculty of ForestryCzech University of Agriculture281 63 Kostelec nad Cernymi lesyCzech [email protected]

In elaborating the environmental impact assessmentdocumentation there is a key chapter dealing withdescription of the present state of fauna, flora, ecosystems,and natural environment as a whole likely to be affected bythe assessed project and then assessment of the impact onbiota, ecological relationships, and the whole naturalenvironment. Based on the ten-year-long practice in EIAthe applied approaches can be classified as two fundamentalones:

• Exploitation and assessment of data existing withindatabases of nature protection authorities andorganisations.

• Territory survey by own efforts and then assessment ofobtained data.

The first approach can only be applied to a project that isgoing to be realised in a long monitored territory or theconsidered project can be presumed – on the experience sofar – not to have an important environmental impact.

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The second approach is necessary namely in case the dataon nature characteristics are not available and namely incase of a project the scope and character of which is likely toaffect the present environment very much. Such approach – so-called “biological assessment” – is established legally atthe Czech Nature and Landscape Protection Act (No.114/1992). The right to require the biological assessmentbelongs to nature protection authorities. If the biologicalassessment is imposed, the authority cannot issue apermitting decision before receiving the conclusions of theassessment.

The biological assessment namely contains a report onidentification, description, and evaluation of the presentconditions of the likely affected biota, habitats, andlandscape and likely direct and indirect impacts of thedeveloper’s intended use of the landscape from the view ofimpact upon flora and fauna and their habitats.The assessment deals with the whole lifetime of the project(implementation/construction, use, removal, waste disposal),as well as comparison of possible alternatives of the intendedintrusion and identification of the optimum alternative.

The practice of implementing the biological monitoring sofar has shown methods of this tool of environment protectionhave not consolidated both screening and scoping.

A new proposed guideline for biological assessment targets asolution to the issues in order to provide a uniform approachto assigning and elaborating the biological assessment andapplication of the results in exercising other environmentprotection instruments like strategy environment assessmentor territory development planning or construction permittingprocedure.

biological assessment, EIA, biota, fauna, flora, habitat,landscape, natural environment

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Index by Key Word

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KEY WORD INDEX

Aaccelerated urban growth . . . . . . . . . . . . . . . . . . . . . . . . . . . 61acidic compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56action/work plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5adaptive environmental management . . . . . . . . . . . . . . . . . 53Africa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5agriculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86air quality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55Amazon basin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85ambimorphological approach . . . . . . . . . . . . . . . . . . . . . . . . . 11analytical tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Article 8j . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 9assessment for liability or compensation . . . . . . . . . . . . . . . . . 5auditing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53Australia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Austria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 62

BBahrain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Barranquilla . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Bayelsa State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56best practicable environmental option . . . . . . . . . . . . . . . . . 76best practice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53biodiversity . . . . . . . . . . . . . . . . . . 12, 31, 40, 55, 73, 77, 82, 85biodiversity conservation . . . . . . . . . . . . . . . . . . . . . . . . . 51, 64biological assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87biophysical research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73biota . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87biotechnology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62business . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 85

CCanada . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55Canadian Environmental Assessment Act . . . . . . . . . . 29, 66capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5capacity building . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33carrying capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65case studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34cassava . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62categorisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50CEAA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29, 66Central and Eastern Europe . . . . . . . . . . . . . . . . . . . . . . . . . 22checklists . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83Chile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16, 17, 65cities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35citizen engagement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24citizens values assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . 34climate change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55coastal tourism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Colombia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 36, 62, 69, 75community action research . . . . . . . . . . . . . . . . . . . . . . . . . . 82community centers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33community development . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 72

community impact assessment . . . . . . . . . . . . . . . . . . . . . 6, 72commute work systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76company . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31complexity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54compliance monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45comprehensive regional assessments . . . . . . . . . . . . . . . . . . . 10conceptual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73conflicts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16conservation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 40Convention on Biodiversity . . . . . . . . . . . . . . . . . . . . . . . . . . 82Convention on Biological Diversity . . . . . . . . . . . . . . . . . . . 82conventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55corporate environmental commitment . . . . . . . . . . . . . . . . . 85costs and benefits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62costs of breeding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59countries in transition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22cumulative effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74cumulative effects assessment . . . . . . . . . . . . . . . . . . . . . 26, 66cumulative impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18cyber EIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

Ddecentralization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9decision making . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77decision sciences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54decision-making . . . . . . . . . . . . . . . . . . . . . . . . . . 35, 53, 54, 60decision-making theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15delegation of powers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56democratisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22deprivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14designated projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84developing countries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33developing country EIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 9, 30, 80development cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . 75development of environmental impact assessment training

programm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39devolution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13dissolute neglect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56district . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9DMZ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

EEA of large scale projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22eco-physiographic elaboration . . . . . . . . . . . . . . . . . . . . . . . . 42ecological flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32economic incentives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34ecosystem approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31ecosystems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48ectomorphological approach . . . . . . . . . . . . . . . . . . . . . . 11, 20Ecuador . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30EIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16, 19, 20, 28

30, 42, 45, 47-50, 65, 75, 77, 78, 86, 87EIA Act . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71EIA and EU pre-accession process . . . . . . . . . . . . . . . . . . . . 39

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EIA diploma course . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39EIA follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53EIA methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83EIA process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29EIA report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55EMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55energy industry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48, 49England . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 34, 37, 64environment agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75environmental . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 9environmental and regional planning . . . . . . . . . . . . . . . . . 32environmental and social assessment . . . . . . . . . . . . . . . . . . 38environmental assessment . . . . . . . . . 12, 22, 38, 39, 64, 69, 74environmental assessment of trade . . . . . . . . . . . . . . . . . . . . 16environmental audit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31environmental auditing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19environmental degradation . . . . . . . . . . . . . . . . . . . . . . . . . . . 5environmental due diligence . . . . . . . . . . . . . . . . . . . . . . . . 31environmental impact assessment . . . . . 26, 32, 35, 36, 40, 53,

62, 68, 71, 75environmental impact assessment (EIA) process . . . . . . . . 84environmental impact assessment process . . . . . . . . . . . . . . . 8environmental impact assessment reports . . . . . . . . . . . . . . . 8environmental impact assessment systems . . . . . . . . . . . . . . . 8environmental impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 14environmental indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69Environmental Information System (EIS) . . . . . . . . . . . . . . 54environmental legislation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78environmental legislation and auditing . . . . . . . . . . . . . . . . 29environmental management . . . . . . . . . . . . . . . . . . . . . . 19, 69environmental management plans . . . . . . . . . . . . . . . . . . . . 49environmental management systems . . . . . . . . . . . . . . . . . . 19environmental performance . . . . . . . . . . . . . . . . . . . . . . 49, 72environmental permit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84environmental policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61, 72environmental practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31environmental protection . . . . . . . . . . . . . . . . . . . . . . . . 61, 86environmental remediation . . . . . . . . . . . . . . . . . . . . . . . . . . . 7environmental reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19environmental review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40environmental risk potential . . . . . . . . . . . . . . . . . . . . . . . . . 41EU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53, 82evaluation criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78exploration of crude and natural resources . . . . . . . . . . . . . 56expressway impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51

Ffauna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87feasibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50fire impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84fish habitat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32flanking measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45flood control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

flood damage mitigation . . . . . . . . . . . . . . . . . . . . . . . . . 46, 47flood of 1997 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47flooding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46flora . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87follow up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49follow up studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66follow up studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66follow-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12food processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46foreign investment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17forest management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7forest sector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17forests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

Ggender balanced social development . . . . . . . . . . . . . . . . . . 33gene technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10genetic modification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52genetically modified organisms (GMOs) . . . . . . . . . . . . . . . 10geographic information system . . . . . . . . . . . . . . . . . . . . 36, 69geographic information systems . . . . . . . . . . . . . . . . . . . . . . 35geographical information system analysis . . . . . . . . . . . . . . . 29GIS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35, 48, 77GMO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52gradual approach in The Netherlands . . . . . . . . . . . . . . . . . 71Graz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10“green” certification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34guidelines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42, 73, 81

Hhabitat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87habitat-fragmentation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29habitat-loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29hazardous waste . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69health . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 37, 48health diagnosis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30health impact assessment . . . . . . . . . . . . . . . . . . . . . . . . . 30, 52healthcare . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24HIV/AIDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64Honduras . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79Hong Kong . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, 41hydro-electric dams . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68Hydro-Québec . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31, 32hydroelectric power plant . . . . . . . . . . . . . . . . . . . . . . . . . . . 32hydroelectric utilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31hypo-chrondaias . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

IIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29ibex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37impact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 9, 31impact assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37, 77impact assessment methods . . . . . . . . . . . . . . . . . . . . . . . . . . 59indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 31indigenous assessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81

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indigenous peoples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 82industrial countries/developing countries . . . . . . . . . . . . . . 25industry/energy company . . . . . . . . . . . . . . . . . . . . . . . . . . . 41institutional strengthening . . . . . . . . . . . . . . . . . . . . . . . . . . . 33integrated appraisal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72integrated appraisal and approaches . . . . . . . . . . . . . . . . . . . 77integrated assessment . . . . . . . . . . . . . . . . . . . . . . . . . 10, 34, 47integrated costal zone management . . . . . . . . . . . . . . . . . . . 14integrated impact assessment . . . . . . . . . . . . . . . . . . . . . . . . 71integrated water resources management . . . . . . . . . . . . . . . 57integration . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 32, 60, 62, 66, 72integration for natural and social components . . . . . . . . . . 25integration of socioeconomic impact assessment to

environmental . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25internal communications . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Internet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84ISO14001 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49isolated indigenous peoples . . . . . . . . . . . . . . . . . . . . . . . . . . 85Italy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14, 32

Jjoint review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75judging project alternatives on the basis of citizens values

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35judicial consideration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

KKluckhohn . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24knowledge generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47knowledge sharing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29, 65Korea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

LLake Shihwa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71land development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34, 42land use planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65landscape . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50, 87landscape ecology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15large scale projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48Latin America . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Latin American countries . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8laws . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9legality and interpretation . . . . . . . . . . . . . . . . . . . . . . . . . . . 56legislative and procedural framework . . . . . . . . . . . . . . . . . 73lessons learned . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57life cycle assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19linkages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5links . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, 28Local Agenda 21 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10local community . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31local government . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Mmanagement functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23mangrove systems evolution . . . . . . . . . . . . . . . . . . . . . . . . . 62

Manual . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34manufacturing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46marginalisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56marine assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45marine habitat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18market reforms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22master’s degree program . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61mesomorphological approach . . . . . . . . . . . . . . . . . . . . . . . . 11methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32, 45methodology for socioeconomic impact assessment . . . . . . 25migrant neighborhoods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33mine development . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26minimal acceptable environmental practices . . . . . . . . . . . 81Ministry of Environment . . . . . . . . . . . . . . . . . . . . . . . . . 36, 62mitigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 48, 53mitigation measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 53monitoring program . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9monumental environmental devastation . . . . . . . . . . . . . 5, 56municipal planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

Nnational policy of environment . . . . . . . . . . . . . . . . . . . . . . . . 5national policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5native forest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17natural environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87natural resource management . . . . . . . . . . . . . . . . . . . . . . . 59NEPA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Netherlands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75New Zealand . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52New Zealand; projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52NGOs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Niger Delta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11North America . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46Norway . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47nuclear energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50numbers of species . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

Ooffshore oil and gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45, 76oil & gas projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48oil and gas exploration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37oil exploration licence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56oil industry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 38oil mining lease . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56oil sector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62on-farm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62organization development . . . . . . . . . . . . . . . . . . . . . . . . . . . 23overhead transmission lines . . . . . . . . . . . . . . . . . . . . . . . . . . 48overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

Pparticipatory development . . . . . . . . . . . . . . . . . . . . . . . . . 6, 72participatory planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29percolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

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Peru . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85pesticides . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69petroleum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47physical planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50pipeline corrosion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 66policy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 86policy analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77policy and planning tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55policy and political context . . . . . . . . . . . . . . . . . . . . . . . . . . 15policy assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80PRA report . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5practice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28, 65practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52private sector . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62professional practice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53programme . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86project appraisal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69project description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83project environmental management . . . . . . . . . . . . . . . . . . 81project monitoring and evaluation . . . . . . . . . . . . . . . . . . . . 58projects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41, 52psycho-morphological impact assessment and crises

management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11public . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50public administration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77public international agricultural research . . . . . . . . . . . . . . 59public involvement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58public participation . . . . . . . . . 16, 17, 23, 24, 35, 64, 72, 73, 77

Qquality assurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

Rradioactivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84range management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37rapid assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71rapid propagation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62rationality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54Red River of the North . . . . . . . . . . . . . . . . . . . . . . . . . . 46, 47regional assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74regional environmental assessment . . . . . . . . . . . . . . . . . . . . 57regional forest agreements . . . . . . . . . . . . . . . . . . . . . . . . . . . 10regional hypocrondiases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56regional post traumatic stress disorder . . . . . . . . . . . . . . . . . 56regions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13regulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 56, 59reliability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41reserved flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32resource consents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52resource control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56resource sustainability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25restoration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55risk analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41risk assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, 59risk management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10river basin planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58road impact . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30role of SEA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15routeing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48Royal Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52rural industry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46

SSanta Marta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53scooping phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78scoping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29, 48, 50, 65, 75screening . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 29, 65screening phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78SEA . . . . . . 15, 19, 28, 30, 35, 43, 44, 50, 55, 60, 62, 66, 76, 86SEA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13SEA methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76SEAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79sensitive area . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45SIA-methodology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35, 52smog . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55social assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45, 73social impact assessment . . . . . . . . . . . . . . . . . . . 16, 35, 68, 80social impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76, 85socioeconomic impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . 25, 46spatial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9spatial planning . . . . . . . . . . . . . . . . . . . . . . . . . . . 35, 43, 44, 60species loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40stabilization ponds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9strategic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 72Strategic Action Program (SAP) . . . . . . . . . . . . . . . . . . . . . 54strategic assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77strategic environmental analysis . . . . . . . . . . . . . . . . . . . . . . 79strategic environmental assessment . . . . . . . 10, 12, 13-16, 35

38-40, 54, 55, 57, 62, 65, 71, 72, 76, 80strategic impact assessment . . . . . . . . . . . . . . . . . . . . . . . 58, 59structural adjustment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Styria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10submarine outfall . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9submissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52sustainability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 15, 34, 35sustainability impact assessment . . . . . . . . . . . . . . . . . . . 33, 45sustainability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34sustainable development . . . . . . . . . . . . . . . . . 5, 10, 32, 60, 85sustainable transport . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80synergistic effects of velocity and volumetric flow . . . . . . . 56systems thinking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Ttactical/strategic frustration . . . . . . . . . . . . . . . . . . . . . . . . . . 56taxonomy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72

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Temelin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50termination revocations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56thermal utilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31tiering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72trade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25, 34trade agreements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25, 45trade and environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16trade impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33trade negotiations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72transboundary cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . 47Transboundary Diagnostic Analysis (TDA) . . . . . . . . . . . . 54transgenic crops . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59, 70transport . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86transport planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30, 80transportation planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29tri-partite dialogue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7true federalism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 56Tumen River . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54TumenNet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54Turkey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33

Uuncertainty . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55unitary system of government . . . . . . . . . . . . . . . . . . . . . . . . . 5University of Debrecen Hungary . . . . . . . . . . . . . . . . . . . . . 39urban . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32urban development projects . . . . . . . . . . . . . . . . . . . . . . . . . 61urban environment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48urban infrastructure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35urban planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 16, 61urban research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

urban studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48urial . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37USA-Canada . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47

Vvaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55value orientations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24vector borne diseases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Volta River Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68vulnerability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50vulnerability impact assessment . . . . . . . . . . . . . . . . . . . . . . 29

Wwaste disposal sites . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84wastewater . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9wastewater system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41wastewater treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9wastewater treatment plant . . . . . . . . . . . . . . . . . . . . . . . . 9, 14West Siberia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38wetlands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46white-water activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32wild ungulates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37wildlife monitoring . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37wood production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10world trade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33, 45

Zzoning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

I A I A ’ 0 1 A B S T R A C T S

Index by Author

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AUTHOR INDEX

AAchimota, Dickson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 11Acosta, Israel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Acosta, Patricia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Acquah, P.C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5Akiossi, Adriano . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Akpofure, E.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 6, 11, 55, 56Alba, Eleodoro Mayorga . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Alkuwari, Zahwa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Alzina, Virginia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Amoyaw-Osei, Yaw . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Appah-Sampong, E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Arteaga Núñez; Francisco . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Arts, Jos . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52Aschemann, Ralf . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Ashe, John F. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Au, Elvis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Audouin, Michelle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, 66Ayawei, Prosper . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

BBadu-Yeboah, K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Bagri Athanas, Andrea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Bailey, John . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53Baker, Jill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 52Barker, Adam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Bartlett, Samuel R. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Bekhechi, Mohamed A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67Belgiorno, Vincenzo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Bettini, Virginio . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14, 32Bina, Olivia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Birley, Martin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 37Blanco, Hernán . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 16Blok, Henk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Blum, Juan-Carlos . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Bocchetto, Marcela . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Bonilla, Juan Pablo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Borregaard, Nicola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Brathwaite, Farley . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Brito, Elizabeth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Britto, José Carlos . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Brookes, Andrew . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Brown, A. L. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Brownlie, Susan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Bryan, Hobson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73Burdge, Rabel J. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

CCaldwell, Paula . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52Canter, L.W. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Cardenas, Marco V. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47Chambers, Adam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Cherp, Aleg . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21Christie, Ryerson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Collinsworth, Stephen R. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

Colvin, Mark . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64Connor, Desmond M. . . . . . . . . . . . . . . . . . . . . . . . . . . . 23, 24Conover, Shirley A.M. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24Correa, Elena . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Creasey, Roger . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22, 25Croal, Peter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26, 65Curran, Johanna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Cushing, Katherine Kao . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57

Dda Luz, Edio Laudelino . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Dani, Anis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Dani, Anis Ahmad . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80de Boer, Jan Jaap . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28de Kergommeaux, Davin . . . . . . . . . . . . . . . . . . . . . . . . . . . 28de Londono, Nora Ruiz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58de Schutter, Joop . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Defloor, W. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29den Broeder, Lea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Déry, Louise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Di Nota, Flavia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Diaconu, C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Dobos, Rob . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12Dufey, Annie . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Duru, Sampson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Duthie, David . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

EEggenberger, Markus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Emanuele, Snidaro . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Escobar, R.H. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62Eshiemoge, Stanley . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Espinel, Mauricio L. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Espinoza, Guillermo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

FFakhro, Khalid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Ferreira, Gustavo Loiola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60Field, Donald R. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Fischer, Thomas B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, 30Flynn, Diana . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85Flynn, Fergus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85Franklin, Kevin C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Fuggle, Richard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Fundingsland, Monica Louise Curry . . . . . . . . . . . . . . . . . . 40

GGacitua-Mario, Estanislao . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Gagnon, Benoit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Gaviño Novillo, J. Marcelo . . . . . . . . . . . . . . . . . . . . . . . . . . . 69Gazzola, Paola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14, 32Genel, Sema . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32George, Clive . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Georgewill, O.T.C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Giannella, G. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

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AUTHOR INDEX

Gianoni, Pippo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14, 32Gillmore, Thomas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Goldsmith, Bernice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Gosselin, Pierre . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Grassetti, Richard A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Green, Jeff . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65Groen, Wim . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Gullón, Natalia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35Guta, V. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Guzmán, Elmer Cardozo . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

HHasan, Salman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36Hassan, A.A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Henderson, Katina . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Hooper, Michael . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Hurni, Andreas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

IIngram, Verina Jane . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37

JJiliberto, Rodrigo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38Johnson, Nancy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59Jonathan, Goodluck . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

KKarácsonyi, Zoltán . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Kent, Michael . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Kessler, Jan Joost . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78Khan, Basit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36Kilian, Darryll . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Kim, Ji-Young . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39King, Nicholas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Kinn, Sigurd Juel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Kirkpatrick, Colin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45Koenig, A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41Kolhoff, Arend . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41, 73Komonibo, I.T. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55, 56Kotschoubey, Nicolas P. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Kowalczyk, Ryszard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42, 43Kruger, Lynette . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Kwiatkowski, Roy E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

LLane, Sue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Lauria, Mary Lou . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Lee, Norman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45Leistritz, F. Larry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45Leitch, Jay A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46Leknes, Einar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47Leon, Jorge A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47Lopez, Andrea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81Lubis, Rusdian . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66

MMacháÖek, Jaroslav . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48Madiba, Tiny . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66Marshall, Ross . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48, 49Martis, Miroslav . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49, 50, 86Mathur, Vinod B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50Mato-Dustin, Maria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51Max, Lisa . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17McKeehan, Tim . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58Mercier, Jean-Roger . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64Morel, Stefan A.A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Morgan, Richard K. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51, 52Morgan, Tracey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52Morrison-Saunders, Angus . . . . . . . . . . . . . . . . . . . . . . . 52, 53Myungjin, Kim . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53, 70

NNafti, Rachid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Nelson, Belief . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55, 56Nestler, John M. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Neto, Ascendino d’Avila Melo . . . . . . . . . . . . . . . . . . . . . . . 67Nilsson, Måns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54Nitz, Tracey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Noble, Bram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76Northey, Rodney . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

OOfongo, A.E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55, 56Oleson, Kirsten . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56Opoku, Irene Francisca . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5Oprea, I. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Oprea, M. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Ortolano, Leonard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57Owens, Charles, E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82Oxendine, Linda B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

PPachico, Douglas . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58, 59, 62Partidário, Maria Rosário . . . . . . . . . . . . . . . . . . . . . . . . . 59, 60Penris, Mamon . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Peymen J. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Pillu, Geert . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78Pisanty-Levy, Julieta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61Platzer, Ursula . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61Posada, Ricardo Delgado . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62Post, Reinoud A.M. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71

QQuinones, Juan David . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62Quintero, Juan David . . . . . . . . . . . . . . . . . . . . . . . . . . . 56, 62

I A I A ’ 0 1 A B S T R A C T S

AUTHOR INDEX

RRaimondo, John . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19Rajvanshi, Asha . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63Ramasar, Vasna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64Rivera, Carmen Mardones . . . . . . . . . . . . . . . . . . . . . . . . . . . 64Robijn, Frank . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65Robison, Neil D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Roscam Abbing, Ernst W. . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Ross, William . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65Ross, William A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Rossouw, Nigel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, 66Rougerie, Jean-François . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Rukuba-Ngaiza . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66Rukuba-Ngaiza, Nightingale . . . . . . . . . . . . . . . . . . . . . 66, 67

SSaavedra, Carlos Gonzalo . . . . . . . . . . . . . . . . . . . . . . . . . . . 67Sabatini, Francisco . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Sackey, Ben A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68Saltik, Ahmet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32Sánchez, Jairo Homez . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68Sangwook, Han . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70Sarandón, Ramiro . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69, 72Scholten, Jules J. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Scrase, Ivan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Sell, Randall . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45Sepúlveda, Claudia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Sewduth, Dhaya . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Sheate, William . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71Shepherd, Desiree . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84Shoobridge, Diego . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70Shrimpton, Mark . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75Shultz, Steven . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46Shuttleworth, Jaye . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Singh, Larry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72Slootweg, Roel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73Smith, Nick . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49Smolders, Kathleen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79Snow, Hendrik . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73St-Louis, Robert . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74Steinhauer, I.A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74Stevanin, Marco . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14, 32Stewart, Gerard William . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75Storey, Keith . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75, 76

TTreweek, Joanna R. . . . . . . . . . . . . . . . . . . . . . . . . . . 73, 76, 85

UUkkerman, Rob . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78

VValadas, Bertília . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77van den Berg, Job . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77Van Dyck, Marc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78van Gent, Petrie . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78Van Gulck, T. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29van Straaten D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29van Straaten, Dick . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79Vanclay, Frank . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Varela Put, Gerard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Vemuri, Siva Ram . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81Verheyen, Rudof . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79Vincelette, Manon . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30Viña-Vizcaino, Gerardo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81Vladerrama, Hernando . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

WWeaver, Alex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, 66White, Douglas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59Will, Jeffry A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82Williams, Terry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82Wilson, Lee . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83Wiseman, Keith . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84Wolf, C.P. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6Wright, Ray . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48

YYuen, Wang C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

ZZanewich, Debra . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76, 84Zannin, Daniele . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Zarzar, Alonso . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85Zdrazil, Vladimir . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86, 87Zuin, Cristina . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14

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