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Political Science 12: IR -- Week 2b Lecture

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Page 1: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Political Science 12: IR -- Week 2b Lecture

Page 2: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Understanding Interests, Interactions, and Institutions2

Page 3: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests, Interactions, and Institutions

1. Interests: actors and preferences 2. Interactions: cooperation,

bargaining, public goods, and collective action

3. Institutions

Page 4: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests, Interactions, and Institutions

1. Interests: actors and preferences 2. Interactions: cooperation,

bargaining, public goods, and collective action

3. Institutions

Page 5: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests: Actors and Preferences

Who are the actors?

Page 6: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests: Actors and Preferences

What do they want? Different actors have different preferences

Page 7: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests: Actors and Preferences

Page 8: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests: Actors and Preferences

Table 2.1: Key Categories

of Actors and Interests in

World Politics

Page 9: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests: Actors and Preferences

Map 2.1: The Middle East

Page 10: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests, Interactions, and Institutions

1. Interests: actors and preferences 2. Interactions: cooperation,

bargaining, public goods, and collective action

3. Institutions

Page 11: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions

Actors are purposive; they develop strategies that they believe are the best response to the anticipated strategies of others.

Page 12: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions

Strategic interactions: each actor’s strategy or plan of action depends on the anticipated strategy of others.

Page 13: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Cooperation

• Two or more actors adopt policies that make them better off than they were before.

• This can create additional value.

Page 14: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Cooperation

Figure 2.1: Cooperation

Page 15: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Cooperation

• Coordination • Collaboration

Page 16: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Cooperation

Figure 2.2: Bargaining

Page 17: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Bargaining

Coercion or threat

Page 18: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Bargaining

Depends on BATNA B: BEST A: ALTERNATIVE T: TO N: NO A: AGREEMENT

Page 19: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interactions: Bargaining

Figure 2.3: Cooperation

and Bargaining

Page 20: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Putting It Together: Preferences and Interactions

• Ordinal preferences • Ranking preferences

Page 21: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

The Game Matrix

Figure 2A.1: A

Game Matrix

Page 22: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

The Prisoner’s Dilemma

Figure 2A.2: The Prisoner’s Dilemma: A Collaboration Problem

Page 23: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

The Prisoner’s Dilemma

Figure 2.4: U.S. and Soviet Russian Strategic Nuclear Weapons

Inventories, 1945-2010

Page 24: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Cooperation Problems and Public Goods

• Public Goods • Free Riding • Collective Action Problems

Page 25: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Cooperation Problems and Public Goods

Figure 2A.3: Chicken

Page 26: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Cooperation Problems and Public Goods

Figure 2A.4: The Stag Hunt

Page 27: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Interests, Interactions, and Institutions

1. Interests: actors and preferences 2. Interactions: cooperation,

bargaining, public goods, and collective action

3. Institutions

Page 28: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Institutions

Page 29: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Institutions

• Numbers: the more, the more difficult • Iteration and linkage • Information

Page 30: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

• What role do institutions play? • How do institutions balance rule-

based interaction with power?

Page 31: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

How Institutions Promote Cooperation

• Enforcement or punishment • Self-enforcing agreements (no

incentives to defect) • Setting standards of behavior: the

clearer, the better

Page 32: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

How Institutions Promote Cooperation

• Monitoring and surveillance • Reducing costs of joint decision-

making • Resolving disputes

Institutions are not neutral.

Page 33: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

How Institutions Promote Cooperation

Page 34: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Institutions

• Most states follow the rules most of the time.

• Institutions can facilitate cooperation that would have been unlikely without institutions.

• It is less costly to use existing institutions, even if imperfect, than to establish new ones.

Page 35: Political Science 12: IR -- Week 2b Lecturepages.ucsd.edu/~egartzke/documents/plsc_12_week2b... · 2015. 4. 6. · Institutions • Most states follow the rules most of the time

Political Science 12: International Relations