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Please Note
Investment Company Directory
529 PLAN
CollegeAccess 52930 Dan Road
Canton MA 02021
ALLIANZ - 529 - SD
Notes College Access - South Dakota
wwwcollegeaccess529com
Vision NA
Main Line (866) 529-7462
Marketing
Client
Other
Retirement
Fax
E-mail Address
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS - 529
Notes College America - Virginia
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
BLACKROCK - 529
Notes CollegeAdvantage - Ohio
wwwblackrockcom
Vision NA
Main Line (866) 529-8582
Marketing
Client
Other
Retirement
Fax
E-mail Address
Future Scholar 529 Savings Plan30 Dan Road Ste 8036
Canton MA 02021
COLUMBIA - 529
Notes Future Scholar 529 Savings Plan - South Carolina
wwwcolumbiamanagementcom
Vision
Main Line (888) 244-5674
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 1 of 494202018
Investment Company Directory
529 PLAN
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY - 529
Notes New Hampshire
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 544-9999
Client
Other
Retirement
Fax
E-mail Address
100 Fountain Pkwy
St Petersburg FL 33716
FRANKLIN - 529
Notes Franklin 529 - New Jersey
wwwfranklintempletoncom
Vision
Main Line (866) 362-1597
Marketing (800) 524-4040
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
HARTFORD - 529
Notes SMART529 - West Virginia
wwwhartfordfundscom
Vision 18464
Main Line (866) 574-3542
Marketing
Client
Other
Retirement
Fax (651) 738-4634
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
INVESCO - 529
Notes CollegeBound 529 - Rhode Island
Ascensus College Savings is the program manager
Advisor account access through www529quickviewcom
wwwcollegebound529com
Vision
Main Line (800) 410-4246
Marketing (800) 410-4246
Client (877) 615-4116
Other
Retirement
Fax
E-mail Address
Page 2 of 494202018
Investment Company Directory
529 PLAN
4515 Painters Mill RoadMailcode 17603
Owing Mills MD 21117
JOHN HANCOCK - 529
Notes Freedom 529 Plan - Alaska
wwwjohnhancockfreedom529com
Vision 18464
Main Line (866) 626-8529
Marketing
Client (866) 222-7498
Other
Retirement
Fax
E-mail Address
Advisor Guided College Savings95 Wells Avenue Ste 155
Newton MA 02459
JP MORGAN - 529
Notes Advisor Guided College Savings Plan - New York
wwwny529advisorcom
Vision 18464
Main Line (855) 576-6657
Marketing
Client (800) 774-2108
Other
Retirement
Fax (617) 559-8914
E-mail Address
Scholars Choice4400 Computer Drive
Westborough MA 01581
LEGG MASON - 529
Notes Scholars Choice - Colorado
Available on Advisor Central
wwwscholars-choicecom
Vision
Main Line (888) 572-4652
Marketing
Client
Other
Retirement
Fax (508) 599-4157
E-mail Address
30 Dan Road
Canton MA 02021
MFS - 529
Notes MFS 529 Savings Plan - Oregon
wwwmfscom
Vision 18201
Main Line (866) 529-1637
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 3 of 494202018
Investment Company Directory
529 PLAN
920 Main Street Ste 900
Kansas City MO 64105
NEST ADVISOR PLAN - 529
Notes Nebraska Education Savings Trust
wwwnest529advisorcom
Vision 18464
Main Line (888) 659-6378
Marketing
Client
Other
Retirement
Fax (617) 559-8908
E-mail Address
6811 South 27th Street
Lincoln NE 68512
NORTHERN TRUST - 529
Notes Bright Directions - Illinois
Bright Start Advisor-Sold Program merged into the Bright Drections program in 2017
wwwbrightdirectionscom
Vision NA
Main Line (866) 722-7283
Marketing
Client
Other
Retirement
Fax (402) 323-1797
E-mail Address
Lonestar 529 Plan CO Northstar Financial17605 Wright Street
Omaha NE 68130
NORTHSTAR FINANCIAL SERVICES
Notes Lonestar 529 College Saving Plan - Texas
wwwlonestar529com
Vision
Main Line (800) 445-4723
Marketing
Client
Other
Retirement
Fax (402) 431-4452
E-mail Address
MI 529 Advisor Plan30 Dan Road
Canton MA 02021
NUVEEN - 529 - MI
Notes Michigan 529 Advisor PlanTaken over by Nuveen from Allianz effective 090117
wwwmi529advisorcom
Vision NA
Main Line (866) 529-8818
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
Page 4 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
CollegeAccess 52930 Dan Road
Canton MA 02021
ALLIANZ - 529 - SD
Notes College Access - South Dakota
wwwcollegeaccess529com
Vision NA
Main Line (866) 529-7462
Marketing
Client
Other
Retirement
Fax
E-mail Address
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS - 529
Notes College America - Virginia
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
BLACKROCK - 529
Notes CollegeAdvantage - Ohio
wwwblackrockcom
Vision NA
Main Line (866) 529-8582
Marketing
Client
Other
Retirement
Fax
E-mail Address
Future Scholar 529 Savings Plan30 Dan Road Ste 8036
Canton MA 02021
COLUMBIA - 529
Notes Future Scholar 529 Savings Plan - South Carolina
wwwcolumbiamanagementcom
Vision
Main Line (888) 244-5674
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 1 of 494202018
Investment Company Directory
529 PLAN
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY - 529
Notes New Hampshire
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 544-9999
Client
Other
Retirement
Fax
E-mail Address
100 Fountain Pkwy
St Petersburg FL 33716
FRANKLIN - 529
Notes Franklin 529 - New Jersey
wwwfranklintempletoncom
Vision
Main Line (866) 362-1597
Marketing (800) 524-4040
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
HARTFORD - 529
Notes SMART529 - West Virginia
wwwhartfordfundscom
Vision 18464
Main Line (866) 574-3542
Marketing
Client
Other
Retirement
Fax (651) 738-4634
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
INVESCO - 529
Notes CollegeBound 529 - Rhode Island
Ascensus College Savings is the program manager
Advisor account access through www529quickviewcom
wwwcollegebound529com
Vision
Main Line (800) 410-4246
Marketing (800) 410-4246
Client (877) 615-4116
Other
Retirement
Fax
E-mail Address
Page 2 of 494202018
Investment Company Directory
529 PLAN
4515 Painters Mill RoadMailcode 17603
Owing Mills MD 21117
JOHN HANCOCK - 529
Notes Freedom 529 Plan - Alaska
wwwjohnhancockfreedom529com
Vision 18464
Main Line (866) 626-8529
Marketing
Client (866) 222-7498
Other
Retirement
Fax
E-mail Address
Advisor Guided College Savings95 Wells Avenue Ste 155
Newton MA 02459
JP MORGAN - 529
Notes Advisor Guided College Savings Plan - New York
wwwny529advisorcom
Vision 18464
Main Line (855) 576-6657
Marketing
Client (800) 774-2108
Other
Retirement
Fax (617) 559-8914
E-mail Address
Scholars Choice4400 Computer Drive
Westborough MA 01581
LEGG MASON - 529
Notes Scholars Choice - Colorado
Available on Advisor Central
wwwscholars-choicecom
Vision
Main Line (888) 572-4652
Marketing
Client
Other
Retirement
Fax (508) 599-4157
E-mail Address
30 Dan Road
Canton MA 02021
MFS - 529
Notes MFS 529 Savings Plan - Oregon
wwwmfscom
Vision 18201
Main Line (866) 529-1637
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 3 of 494202018
Investment Company Directory
529 PLAN
920 Main Street Ste 900
Kansas City MO 64105
NEST ADVISOR PLAN - 529
Notes Nebraska Education Savings Trust
wwwnest529advisorcom
Vision 18464
Main Line (888) 659-6378
Marketing
Client
Other
Retirement
Fax (617) 559-8908
E-mail Address
6811 South 27th Street
Lincoln NE 68512
NORTHERN TRUST - 529
Notes Bright Directions - Illinois
Bright Start Advisor-Sold Program merged into the Bright Drections program in 2017
wwwbrightdirectionscom
Vision NA
Main Line (866) 722-7283
Marketing
Client
Other
Retirement
Fax (402) 323-1797
E-mail Address
Lonestar 529 Plan CO Northstar Financial17605 Wright Street
Omaha NE 68130
NORTHSTAR FINANCIAL SERVICES
Notes Lonestar 529 College Saving Plan - Texas
wwwlonestar529com
Vision
Main Line (800) 445-4723
Marketing
Client
Other
Retirement
Fax (402) 431-4452
E-mail Address
MI 529 Advisor Plan30 Dan Road
Canton MA 02021
NUVEEN - 529 - MI
Notes Michigan 529 Advisor PlanTaken over by Nuveen from Allianz effective 090117
wwwmi529advisorcom
Vision NA
Main Line (866) 529-8818
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
Page 4 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY - 529
Notes New Hampshire
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 544-9999
Client
Other
Retirement
Fax
E-mail Address
100 Fountain Pkwy
St Petersburg FL 33716
FRANKLIN - 529
Notes Franklin 529 - New Jersey
wwwfranklintempletoncom
Vision
Main Line (866) 362-1597
Marketing (800) 524-4040
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
HARTFORD - 529
Notes SMART529 - West Virginia
wwwhartfordfundscom
Vision 18464
Main Line (866) 574-3542
Marketing
Client
Other
Retirement
Fax (651) 738-4634
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459-3204
INVESCO - 529
Notes CollegeBound 529 - Rhode Island
Ascensus College Savings is the program manager
Advisor account access through www529quickviewcom
wwwcollegebound529com
Vision
Main Line (800) 410-4246
Marketing (800) 410-4246
Client (877) 615-4116
Other
Retirement
Fax
E-mail Address
Page 2 of 494202018
Investment Company Directory
529 PLAN
4515 Painters Mill RoadMailcode 17603
Owing Mills MD 21117
JOHN HANCOCK - 529
Notes Freedom 529 Plan - Alaska
wwwjohnhancockfreedom529com
Vision 18464
Main Line (866) 626-8529
Marketing
Client (866) 222-7498
Other
Retirement
Fax
E-mail Address
Advisor Guided College Savings95 Wells Avenue Ste 155
Newton MA 02459
JP MORGAN - 529
Notes Advisor Guided College Savings Plan - New York
wwwny529advisorcom
Vision 18464
Main Line (855) 576-6657
Marketing
Client (800) 774-2108
Other
Retirement
Fax (617) 559-8914
E-mail Address
Scholars Choice4400 Computer Drive
Westborough MA 01581
LEGG MASON - 529
Notes Scholars Choice - Colorado
Available on Advisor Central
wwwscholars-choicecom
Vision
Main Line (888) 572-4652
Marketing
Client
Other
Retirement
Fax (508) 599-4157
E-mail Address
30 Dan Road
Canton MA 02021
MFS - 529
Notes MFS 529 Savings Plan - Oregon
wwwmfscom
Vision 18201
Main Line (866) 529-1637
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 3 of 494202018
Investment Company Directory
529 PLAN
920 Main Street Ste 900
Kansas City MO 64105
NEST ADVISOR PLAN - 529
Notes Nebraska Education Savings Trust
wwwnest529advisorcom
Vision 18464
Main Line (888) 659-6378
Marketing
Client
Other
Retirement
Fax (617) 559-8908
E-mail Address
6811 South 27th Street
Lincoln NE 68512
NORTHERN TRUST - 529
Notes Bright Directions - Illinois
Bright Start Advisor-Sold Program merged into the Bright Drections program in 2017
wwwbrightdirectionscom
Vision NA
Main Line (866) 722-7283
Marketing
Client
Other
Retirement
Fax (402) 323-1797
E-mail Address
Lonestar 529 Plan CO Northstar Financial17605 Wright Street
Omaha NE 68130
NORTHSTAR FINANCIAL SERVICES
Notes Lonestar 529 College Saving Plan - Texas
wwwlonestar529com
Vision
Main Line (800) 445-4723
Marketing
Client
Other
Retirement
Fax (402) 431-4452
E-mail Address
MI 529 Advisor Plan30 Dan Road
Canton MA 02021
NUVEEN - 529 - MI
Notes Michigan 529 Advisor PlanTaken over by Nuveen from Allianz effective 090117
wwwmi529advisorcom
Vision NA
Main Line (866) 529-8818
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
Page 4 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
4515 Painters Mill RoadMailcode 17603
Owing Mills MD 21117
JOHN HANCOCK - 529
Notes Freedom 529 Plan - Alaska
wwwjohnhancockfreedom529com
Vision 18464
Main Line (866) 626-8529
Marketing
Client (866) 222-7498
Other
Retirement
Fax
E-mail Address
Advisor Guided College Savings95 Wells Avenue Ste 155
Newton MA 02459
JP MORGAN - 529
Notes Advisor Guided College Savings Plan - New York
wwwny529advisorcom
Vision 18464
Main Line (855) 576-6657
Marketing
Client (800) 774-2108
Other
Retirement
Fax (617) 559-8914
E-mail Address
Scholars Choice4400 Computer Drive
Westborough MA 01581
LEGG MASON - 529
Notes Scholars Choice - Colorado
Available on Advisor Central
wwwscholars-choicecom
Vision
Main Line (888) 572-4652
Marketing
Client
Other
Retirement
Fax (508) 599-4157
E-mail Address
30 Dan Road
Canton MA 02021
MFS - 529
Notes MFS 529 Savings Plan - Oregon
wwwmfscom
Vision 18201
Main Line (866) 529-1637
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 3 of 494202018
Investment Company Directory
529 PLAN
920 Main Street Ste 900
Kansas City MO 64105
NEST ADVISOR PLAN - 529
Notes Nebraska Education Savings Trust
wwwnest529advisorcom
Vision 18464
Main Line (888) 659-6378
Marketing
Client
Other
Retirement
Fax (617) 559-8908
E-mail Address
6811 South 27th Street
Lincoln NE 68512
NORTHERN TRUST - 529
Notes Bright Directions - Illinois
Bright Start Advisor-Sold Program merged into the Bright Drections program in 2017
wwwbrightdirectionscom
Vision NA
Main Line (866) 722-7283
Marketing
Client
Other
Retirement
Fax (402) 323-1797
E-mail Address
Lonestar 529 Plan CO Northstar Financial17605 Wright Street
Omaha NE 68130
NORTHSTAR FINANCIAL SERVICES
Notes Lonestar 529 College Saving Plan - Texas
wwwlonestar529com
Vision
Main Line (800) 445-4723
Marketing
Client
Other
Retirement
Fax (402) 431-4452
E-mail Address
MI 529 Advisor Plan30 Dan Road
Canton MA 02021
NUVEEN - 529 - MI
Notes Michigan 529 Advisor PlanTaken over by Nuveen from Allianz effective 090117
wwwmi529advisorcom
Vision NA
Main Line (866) 529-8818
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
Page 4 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
920 Main Street Ste 900
Kansas City MO 64105
NEST ADVISOR PLAN - 529
Notes Nebraska Education Savings Trust
wwwnest529advisorcom
Vision 18464
Main Line (888) 659-6378
Marketing
Client
Other
Retirement
Fax (617) 559-8908
E-mail Address
6811 South 27th Street
Lincoln NE 68512
NORTHERN TRUST - 529
Notes Bright Directions - Illinois
Bright Start Advisor-Sold Program merged into the Bright Drections program in 2017
wwwbrightdirectionscom
Vision NA
Main Line (866) 722-7283
Marketing
Client
Other
Retirement
Fax (402) 323-1797
E-mail Address
Lonestar 529 Plan CO Northstar Financial17605 Wright Street
Omaha NE 68130
NORTHSTAR FINANCIAL SERVICES
Notes Lonestar 529 College Saving Plan - Texas
wwwlonestar529com
Vision
Main Line (800) 445-4723
Marketing
Client
Other
Retirement
Fax (402) 431-4452
E-mail Address
MI 529 Advisor Plan30 Dan Road
Canton MA 02021
NUVEEN - 529 - MI
Notes Michigan 529 Advisor PlanTaken over by Nuveen from Allianz effective 090117
wwwmi529advisorcom
Vision NA
Main Line (866) 529-8818
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
Page 4 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER - 529 NEW MEXICO
Notes Scholars Edge - New Mexico
wwwscholarsedge529com
Vision 2618
Main Line (866) 529-7283
Marketing
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM - 529
Notes Putnam 529 for America - Nevada
wwwputnamcom
Vision
Main Line (800) 225-2465
Marketing (877) 711-1890
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
TIAA CREFF - 529
Notes Affordable College Savings - Mississippi
wwwcollegesavingsmsorg
Vision
Main Line (800) 486-3670
Marketing
Client
Other
Retirement
Fax
E-mail Address
95 Wells Avenue Ste 155
Newton MA 02459
UPROMISE - 529
Notes College Choice Advisor - Indiana
wwwupromisecom
Vision NA
Main Line (866) 485-9413
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 5 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
529 PLAN
Tomorrows Scholar CO ING4400 Computer Drive
Westborough MA 01581-1722
VOYA - 529
Notes Tomorrows Scholar - Wisconsin
Formerly ING Funds
wwwtomorrowsscholarcom
Vision
Main Line (866) 677-6933
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 6 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
8420 W Dodge Road 5th Floor
Omaha NE 68114
AIGAMERICAN GENERAL
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416
ALLIANZ LIFE
Notes Fixed and Fixed Indexed Annuities
wwwallianzlifecom
Vision
Main Line (800) 950-5872
Marketing
Client (800) 950-7372
Other (800) 950-5872 - Licensing
Retirement
Fax (763) 582-6002
E-mail Address
6000 Westown Parkway
West Des Moines IA 50266
AMERICAN EQUITY
Notes Fixed and Fixed Indexed Annuities
wwwamerican-equitycom
Vision
Main Line (888) 221-1234
Marketing
Client
Other (888) 221-1234 ext 1721 Commissions
Retirement
Fax
E-mail Address
Attn Annuity Services 104271949 E Sunshine St
Springfield MO 65899-0427
AMERICAN NATIONAL INS CO
Notes Fixed and Fixed Index Annuities
NY ApplicationsFixed Annuity - (866) 490-3163Reg 60 Unit - (877) 540-5657Fax - (281) 535-4623Mailing addressFixed Annuity DeptOne Moody Plaza - 7th FloorGalveston TX 77550
wwwanicocom
Vision
Main Line (800) 252-9546
Marketing
Client (800) 252-9546
Other (888) 801-8845 CommissionsLicensing
Retirement
Fax (409) 766-2022
E-mail Address
Page 7 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
301 E 4th Street
Cincinatti OH 45202
ANNUITY INVESTORS
Notes 403b PlansMember company of Great American Insurance Group
wwwwrite403bdirectcom
Vision
Main Line (800) 438-3398
Marketing
Client (800) 854-3649
Other
Retirement
Fax (877) 731-3920
E-mail Address
8420 W Dodge Road 5th Floor
Omaha NE 68114
ATHENE (SMS)
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwathenecom
Vision
Main Line (800) 786-5566
Marketing
Client
Other (800) 786-5566 ext 7 (contracting)
Retirement
Fax (402) 343-9945
E-mail Address newbusinessseniormarketsalescom
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - FIXED
Notes FKA Metlife USA Fixed Annuity Product Only - Service Only
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Fixed Index Annuities
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (877) 244-7526
Marketing (855) 447-2537
Client
Other
Retirement
Fax (877) 554-2413
E-mail Address
Page 8 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH - FIXED
Notes Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN - FIXED
Notes Fixed and Index Annuities
wwwgreatamericaninsurancecom
Vision
Main Line (800) 438-3398
Marketing
Client ext 11966 1197011912
Other ext 12877 or 11580 - Licensing
Retirement
Fax (877) 731-3920
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN - FIXED ANNUITY
Notes Fixed Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL - FIXED
Notes Fixed and Index Annuities
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 9 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
30 Dan RoadSte 55765
Canton MA 02021
JOHN HANCOCK - FIXED
Notes Fixed Annuities
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - FIXED
Notes AKA Lincoln National
SERVICE ONLY
Products AvailableOptichoice ChoicePlus FixedSelect Fixed
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND - SAMMONS RET SOL
Notes Livewell Fixed Index Annuity Product
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL - FIXED
Notes Fixed and Fixed Index Annuities
wwwmidlandannuitycom
Vision
Main Line (877) 586-0243
Marketing (877) 586-0241
Client (877) 586-0244
Other (877) 586-0242 - Licensing
Retirement
Fax (877) 586-0247
E-mail Address
Page 10 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
3400 Southpark Place Ste ADSPF-F4
Grove City OH 43123-4856
NATIONWIDE LIFE - FIXED
Notes For New Heights Product Only Senior Market Sales (SMS) is the IMOcase manager for this product Business is sent to them for processing first wwwseniormarketsalescom
Case ManagementCommissionsBruce Zimmerman (402) 343-3673Nikki Gray (402) 343-3658
newbusinessseniormarketsalescom
All other Fixed Business is sent to Nationwide
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement
Fax
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
NORTH AMERICAN
Notes Fixed and Index Annuities
wwwnorthamericancompanycom
Vision
Main Line (866) 322-7067
Marketing (866) 322-7066
Client (866) 322-7069
Other (866) 322-7068 - Licensing
Retirement
Fax (866) 322-7073
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE - FIXED
Notes Fixed and Index Annuities
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL - FIXED
Notes Fixed Annuities New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other
Retirement
Fax
E-mail Address
Page 11 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
FIXED ANNUITY
2001 Market Street Ste 1500
Philadelphia PA 19103-9802
RELIANCE STANDARD
Notes
wwwreliancestandardcom
Vision
Main Line (800) 351-7500
Marketing Sales ext 3696
Client (800) 351-7500
Other Licensing ext 4040
Retirement
Fax (267) 256-3542
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - FIXED
Notes Fixed Annuities
Foundations product must be sold through Foresters Equity Services
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - FIXED
Notes Fixed and Index Annuities
wwwing-usacom
Vision
Main Line (800) 369-5303
Marketing (800) 344-6860
Client
Other
Retirement
Fax (515) 698-2035
E-mail Address
Page 12 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
ALGER FUNDS
Notes
wwwalgercom
Vision 0149
Main Line (800) 233-3292
Marketing
Client
Other
Retirement
Fax
E-mail Address
8000 IH 10 West 4th Floor
San Antonio TX 78230
ALLIANCE BERNSTEIN
Notes
wwwcollegeboundfundcom
Vision 2162
Main Line (800) 247-4154
Marketing (800) 227-4618
Client (800) 221-5672
Other
Retirement
Fax
E-mail Address
Boston Financial Data Svcs 30 Dan Road
Canton MA 02021
ALLIANZ - MF
Notes
wwwallianzinvestorscom
Vision 0149
Main Line (800) 947-0693
Marketing (800) 947-0710
Client
Other
Retirement
Fax
E-mail Address
430 W 7th Street
Kansas City MO 64105
AMERICAN CENTURY
Notes
wwwamericancenturycom
Vision 0149
Main Line (800) 378-9878
Marketing (800) 345-6488
Client
Other
Retirement
Fax
E-mail Address
Page 13 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
12711 N Meridian Street
Carmel IN 46032
AMERICAN FUNDS
Notes 401k plans available
wwwamericanfundscom
Vision 0149
Main Line (800) 421-0180
Marketing
Client
Other
Retirement
Fax (888) 421-4351
E-mail Address
895 Main Street
Dubuque IA 52001
AMERICAN TRUST RETIREMENT
Notes Employer Sponsored Retirement Plans
wwwamericantrustretirementcom
Vision
Main Line (563) 589-0875
Marketing
Client
Other (563) 589-7177 New Bus
Retirement
Fax (563) 589-0866
E-mail Address lbakeramericantrustcom
CO PFPC INC 101 Sabin Street
Pawtucket RI 02860
AQUILA
Notes
wwwaquilafundscom
Vision NA
Main Line (800) 952-6666
Marketing (800) 437-1000
Client
Other
Retirement
Fax
E-mail Address
CO Ultimus Fund Solutions225 Pictoria Dr Ste 450
Cincinatti OH 45246
AVE MARIA
Notes Catholic faith based investments
wwwavemariacom
Vision NA
Main Line (888) 726-9331
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 14 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
BLACKROCK FUNDS
Notes
wwwblackrockcom
Vision NA
Main Line (800) 882-0052
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO US Bancorp Fund Svcs615 E Michigan St 3rd Floor
Milwaukee WI 53202
CALAMOS FAMILY FUNDS
Notes
wwwcalamoscom
Vision 0149
Main Line (800) 582-6959
Marketing
Client (800) 823-7386
Other
Retirement
Fax
E-mail Address
BFDS 330 W 9th Street
Kansas City MO 64105
CALVERT GROUP
Notes Socially Responsible Funds
wwwcalvertcom
Vision 1459
Main Line (800) 368-2746
Marketing (800) 368-2748
Client (800) 368-2745
Other
Retirement
Fax
E-mail Address
BFDS Attn Operations30 Dan Road
Canton MA 02021-2809
COHEN AND STEERS
Notes
wwwcohenandsteerscom
Vision NA
Main Line (800) 437-9912
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 15 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
1200 17th Street Ste 850
Denver CO 80202
COLORADO BONDSHARES
Notes
No Web Presence
Vision 0149
Main Line (800) 572-0069
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
COLUMBIALIBERTY FUNDS
Notes
wwwcolumbiafundscom
Vision 3739
Main Line (800) 441-4020
Marketing (800) 426-3750
Client (800) 345-6611
Other
Retirement
Fax
E-mail Address
State Street Bank amp Trust CoCO Davis Funds30 Dan Road
Canton MA 02021
DAVIS FUNDS
Notes
wwwdavisfundscom
Vision 11229
Main Line (800) 440-0334
Marketing (800) 717-3477
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
DELAWARE INVESTMENTS
Notes
wwwdelawareinvestmentscom
Vision NA
Main Line (800) 523-1918
Marketing (877) 693-3546
Client
Other
Retirement
Fax
E-mail Address
Page 16 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
DREYFUS FUNDS
Notes
wwwdreyfuscom
Vision NA
Main Line (800) 346-3621
Marketing (800) 334-6899
Client (800) 645-6561
Other
Retirement (800) 358-0910
Fax
E-mail Address
210 W 10th Street 6th Floor
Kansas City MO 64105-1614
DWS INVESTMENTS
Notes On Vision under Deutsche Asset amp Wealth Mgmt
Formerly Scudder Investments
wwwdws-investmentscom
Vision 2196
Main Line (800) 621-5027
Marketing
Client
Other (800) 738-3510 - Back Office
Retirement (800) 522-1441
Fax (816) 346-8307
E-mail Address
CO US Bancorp Fund Services615 E Michigan St 3rd Floor
Milwaukee WI 53202
EAGLE FUNDS
Notes
wwweagleassetcom
Vision NA
Main Line (800) 421-4184
Marketing (727) 567-3520
Client
Other
Retirement
Fax (855) 394-8958
E-mail Address
4400 Computer Drive
Westborough MA 01581
EATON VANCE
Notes
wwweatonvancecom
Vision NA
Main Line (800) 225-6265
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 17 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great West401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
30 Dan Road
Canton MA 02021
FEDERATED INVESTMENTS
Notes
wwwfederatedinvestorscom
Vision 48070
Main Line (800) 245-5051
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Crosby Pkwy KC1G
Covington KY 41015
FIDELITY INVESTMENTS
Notes 401k plans available
wwwadvisorfidelitycom
Vision 40060
Main Line (800) 522-7297
Marketing (800) 840-6333
Client
Other
Retirement (800) 248-4253
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
FIRST EAGLE FUNDS
Notes
wwwfirsteaglefundscom
Vision 0149
Main Line (800) 334-2143
Marketing (800) 747-2008
Client
Other
Retirement
Fax (732) 855-5721
E-mail Address
Page 18 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
Raritan Plaza 1 8th Floor
Edison NJ 08837
FORESTERS FINANCIAL SERVICES
Notes Formerly First Investors - Changed name to Foresters Financial Services as of 92115
wwwfirstinvestorscom
Vision NA
Main Line (800) 524-2803
Marketing
Client
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
FORWARD FUNDS
Notes Formerly Kensington Funds
wwwforwardfundscom
Vision NA
Main Line (800) 999-6809
Marketing
Client
Other
Retirement
Fax
E-mail Address
3344 Quality Drive
Rancho Cordova CA 95670
FRANKLIN TEMPLETON
Notes Templeton address 100 Fountain Parkway N St Petersburg FL 33716
wwwfranklintempletoncom
Vision 0149
Main Line (800) 524-4040
Marketing (800) 462-1216
Client (800) 632-2301
Other
Retirement (800) 527-2020
Fax
E-mail Address
66 Brooks Drive
Braintree MA 02184
GAM FUNDS
Notes
wwwgamfundscom
Vision NA
Main Line (800) 426-4685
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 19 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
401 Theodore Fremd Ave One Corporate Center
Rye NY 10580-1422
GAMCO INVESTORS
Notes Formerly Gabelli Funds
wwwgabellicom
Vision 0149
Main Line (800) 422-3554
Marketing
Client (800) 233-1137
Other
Retirement
Fax (914)921-5118
E-mail Address
330 W 9th Street First Floor
Kansas City MO 64105
GOLDMAN SACHS
Notes
wwwgscom
Vision 40060
Main Line (800) 762-5035
Marketing (800) 292-4726
Client (800)292-2552
Other
Retirement
Fax
E-mail Address
2960 North Meridian St Ste 300
Indianapolis IN 46208
GREEN CENTURY FUNDS
Notes Funds Transfer Agent is Huntington Asset Services
wwwgreencenturycom
Vision
Main Line (800) 221-5519
Marketing
Client
Other
Retirement
Fax
E-mail Address
330 W 9th Street
Kansas City MO 64105
GUARDIAN PARK AVENUE
Notes
wwwguardianinvestorcom
Vision NA
Main Line (800) 766-3863
Marketing (877) 500-2388
Client
Other
Retirement (800) 847-4015
Fax
E-mail Address
Page 20 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road Ste 55022
Canton MA 02021-2809
HARTFORD MUTUAL FUNDS
Notes
wwwhartfordinvestorcom
Vision 0149
Main Line (888) 843-7824
Marketing (800) 456-7526
Client
Other
Retirement (800) 339-4015
Fax (888) 802-0039
E-mail Address
30 Dan Road
Canton MA 02021
HIGHLAND CAPITAL
Notes
wwwhcmlpcom
Vision NA
Main Line (877) 665-1287
Marketing (877) 665-1287
Client
Other
Retirement
Fax
E-mail Address
US Bank Corp615 E Michigan St 3rd Floor
Milwaukee WI 53202
HOTCHKIS AND WILEY
Notes Service Only
wwwhwcmcom
Vision NA
Main Line (866) 493-8637
Marketing (800) 443-2862
Client
Other
Retirement
Fax
E-mail Address
1 Main Street N 4th Floor
Minot ND 58703
INTEGRITY VIKING FUNDS
Notes
wwwintegrityvikingfundscom
Vision NA
Main Line (800) 276-1262
Marketing (800) 276-1262
Client
Other
Retirement
Fax (701) 857-1810
E-mail Address
Page 21 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
430 W 7th Street
Kansas City MO 64105-1407
INVESCO
Notes Formerly AIM Investments Also included former Van Kampen Funds
wwwinvescocom
Vision 0149
Main Line (800) 457-0630
Marketing
Client
Other
Retirement
Fax (713) 986-9766
E-mail Address
CO State Street Trnsfer Agency200 Clarendon Street
Boston MA 02116
ISI FUNDS
Notes
wwwisifundscom
Vision NA
Main Line (800) 955-7175
Marketing
Client (617) 937-3222
Other
Retirement
Fax
E-mail Address
6300 Lamar Avenue
Shawnee Mission KS 66202
IVY FUNDS
Notes Also known as Waddell and Reed
wwwivyfundscom
Vision 0149
Main Line (800) 456-5111
Marketing
Client (800) 777-6472
Other
Retirement
Fax
E-mail Address
Mutual Fund Operations - JH30 Dan Road
Canton MA 02021
JOHN HANCOCK
Notes
wwwjhfundscom
Vision 50395
Main Line (800) 257-3336
Marketing (800) 225-6020
Client (800) 225-5291
Other
Retirement
Fax
E-mail Address
Page 22 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
30 Dan Road
Canton MA 02021
JP MORGAN
Notes
wwwjpmorganfundscom
Vision 18464
Main Line (800) 480-4111
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BNY4400 Computer Drive
Westborough MA 01581
LEGG MASON
Notes
wwwleggmasoncom
Vision 96727
Main Line (877) 332-2371
Marketing
Client (877) 721-1926
Other
Retirement (866) 807-0886
Fax (508) 599-4186
E-mail Address
330 W 9th Street CT7
Kansas City MO 64105-1514
LORD ABBETT
Notes
wwwlordabbettcom
Vision 31270
Main Line (800) 821-5127
Marketing (888) 522-2388
Client (800) 821-5129
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MAINSTAY FUNDS
Notes
wwwmainstayinvestmentscom
Vision 18201
Main Line (800) 624-6782
Marketing
Client (888) 474-7725
Other
Retirement
Fax
E-mail Address
Page 23 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
30 Adelaide Street E Ste 1
Toronto Ontario M5C3G9
MFS MERIDIAN FUNDS
Notes
wwwmfscom
Vision NA
Main Line (800) 387-1013
Marketing
Client
Other
Retirement
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
MFS
Notes Massachusettes Financial Services
wwwmfscom
Vision 18201
Main Line (800) 343-2829
Marketing
Client (800) 654-0266
Other
Retirement
Fax
E-mail Address
1290 Broadway Ste 1100
Denver CO 80203
MTB GROUP OF FUNDS
Notes
wwwmtbfundscom
Vision NA
Main Line (800) 836-2211
Marketing
Client
Other
Retirement
Fax
E-mail Address
615 E Michigan St 3rd Floor
Milwaukee WI 53202
NATIONWIDE FUNDS
Notes
wwwnationwidefundscom
Vision 0149
Main Line (800) 848-0920
Marketing
Client (800) 848-0920
Other
Retirement
Fax (414) 773-6933
E-mail Address
Page 24 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
888 Boylston Street Ste 800
Boston MA 02199-8197
NATIXIS
Notes
wwwganatixiscom
Vision NA
Main Line (800) 862-4863
Marketing
Client (800) 225-5478
Other
Retirement
Fax (816) 221-9380
E-mail Address
CO BNY Mellon Inv Servicing4400 Computer Drive
Westborough MA 01581
NEW ALTERNATIVES
Notes
wwwnewalternativesfundcom
Vision NA
Main Line (800) 441-6580
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
NUVEEN
Notes
wwwnuveencom
Vision 0149
Main Line (800) 257-8787
Marketing (800) 752-8700
Client
Other
Retirement
Fax
E-mail Address
803 West Michigan Street
Milwaukee WI 53233-2301
OAK RIDGE FUNDS
Notes Reorganization of the Pioneer Oak Ridge Small Cap Growth Fund and Large Cap Growth Fund
wwwoakridgefundscom
Vision
Main Line (855) 551-5521
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 25 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
6803 S Tucson Way
Centennial CO 80112
OPPENHEIMER
Notes 401k plans available
wwwoppenheimerfundscom
Vision 2618
Main Line (800) 525-7040
Marketing
Client (800) 525-7048
Other
Retirement (800) 835-7305
Fax
E-mail Address
Attn Work Management4400 Computer Drive
Westborough MA 01581
PACIFIC LIFE - MF
Notes
wwwpacificlifecom
Vision NA
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
PGIM INVESTMENTS
Notes FKA Prudential Funds
wwwpgimcompgim-investments
Vision NA
Main Line (800) 396-5501
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
PIMCO ADVISOR FUNDS
Notes
wwwpimcocominvestments
Vision 0149
Main Line (800) 426-0107
Marketing (800) 426-0107
Client
Other
Retirement
Fax
E-mail Address
Page 26 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
BFDS30 Dan Road
Canton MA 02021
PIONEER FUNDS
Notes
wwwpioneerfundscom
Vision 0149
Main Line (800) 622-3265
Marketing
Client (800) 225-6292
Other
Retirement (800) 622-0176
Fax
E-mail Address
BFDS30 Dan Road
Canton MA 02021
PRINCIPAL MUTUAL FUNDS
Notes 401k plans available
wwwprincipalcom
Vision 0149
Main Line (800) 531-6466
Marketing (800) 654-4278
Client (800) 531-6466
Other
Retirement
Fax
E-mail Address
CO Bisys Fund Services3435 Stelzer Road
Columbus OH 43219
PROFUNDS
Notes
wwwprofundscom
Vision FESI
Main Line (888) 776-5717
Marketing
Client (888) 776-3637
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
PUTNAM
Notes
wwwputnamcom
Vision 32688
Main Line (800) 354-2228
Marketing (800) 354-4000
Client (800) 225-1581
Other
Retirement (800) 662-0019
Fax
E-mail Address
Page 27 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street 1st Floor
Kansas City MO 64105
RS INVESTMENTS
Notes
wwwrsimcom
Vision 0345
Main Line (800) 766-3863
Marketing
Client
Other
Retirement
Fax (816) 374-7412
E-mail Address
5801 SW 6th Ave Mail Zone 547
Topeka KS 66636
SAMMONS RETIREMENT SOLUTIONS
Notes Livewell Plus Mutual Fund IRA
wwwsrslivewellcom
Vision NA
Main Line (866) 747-3421
Marketing (855) 624-0201
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT
Notes
wwwsecuritybenefitcom
Vision NA
Main Line (800) 888-2461
Marketing (800) 888-2461
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
CO BFDS30 Dan Road
Canton MA 02021
SENTINEL INVESTMENTS
Notes
wwwsentinelinvestmentscom
Vision 2575
Main Line (800) 282-3863
Marketing (800) 233-4332
Client (800) 282-3863
Other
Retirement
Fax
E-mail Address
Page 28 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
CO BFDS330 W 9th Street
Kansas City MO 64105
SUNAMERICA
Notes
wwwsunamericafundscom
Vision 1021
Main Line (800) 858-8850
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Includes Group Bundled Plan
wwwsymetracom
Vision NA
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
CO BFDS330 W 9th Street
Kansas City MO 64105
THORNBURG
Notes
wwwthornburgcom
Vision 10838
Main Line (800) 847-0200
Marketing
Client
Other
Retirement
Fax (505) 984-8973
E-mail Address
CO Gemini Fund Svcs17605 Wright St Ste 2
Omaha NE 68130
TIMOTHY PLAN
Notes Morally Responsible Funds
wwwtimothyplancom
Vision NA
Main Line (800) 662-0201
Marketing
Client
Other
Retirement
Fax (402) 963-9094
E-mail Address
Page 29 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
CO BNY Mellon4400 Computer Drive
Westborough MA 01581
TOUCHSTONE INVESTMENTS
Notes
wwwtouchstoneinvestmentscom
Vision NA
Main Line (800) 638-8194
Marketing
Client
Other
Retirement
Fax (508) 599-4066
E-mail Address
330 W 9th Street
Kansas City MO 64105
TRANSAMERICA FUNDS
Notes
wwwtransamericainvestmentscom
Vision 0740
Main Line (888) 233-4339
Marketing
Client
Other
Retirement
Fax (888) 329-4339
E-mail Address
210 W 10 Street 8th Floor
Kansas City MO 64105
VAN ECK GLOBAL FUNDS
Notes
wwwvaneckcom
Vision NA
Main Line (800) 826-3338
Marketing (800) 826-1112
Client
Other
Retirement
Fax
E-mail Address
7951 E Maplewood AvenueSuite 122
Greenwood Village CO 80111
VICTORY CAPITAL
Notes FKA Munder Funds
wwwvcmcom
Vision NA
Main Line (800) 991-8191
Marketing
Client (800) 438-5789
Other
Retirement
Fax
E-mail Address
Page 30 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
MUTUAL FUND
4400 Computer Drive
Westborough MA 01581
VIRTUS INVESTMENTS
Notes Formerly Phoenix Funds
wwwvirtuscom
Vision NA
Main Line (800) 243-1574
Marketing
Client (800) 243-4361
Other
Retirement
Fax
E-mail Address
4400 Computer Drive
Westborough MA 01581
VOYA INVESTMENT MANAGEMENT
Notes Formerly ING Funds
wwwinvestmentsvoyacom
Vision
Main Line (800) 992-0180
Marketing (800) 334-3444
Client
Other
Retirement
Fax
E-mail Address
30 Dan Road
Canton MA 02021
WELLS FARGO ADVANTAGE
Notes
wwwwellsfargoadvantagefundsco
Vision 0149
Main Line (800) 225-2618
Marketing
Client (800) 222-8222
Other
Retirement
Fax
E-mail Address
Page 31 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
101 Pennsylvania Blvd
Pittsburgh PA 15228
ABSOLUTE CAPITAL MANAGEMENT
Notes
wwwabscapcom
Vision NA
Main Line (888) 388-8303
Marketing
Client
Other (412) 388-1600
Retirement
Fax (412) 388-1900
E-mail Address webinfoabscapcom
1023 Commerce Street Ste D
Lynchburg VA 24504
ASSETMARK - IA
Notes Formerly known as Genworth Wealth Management401k plans available
Monday - Friday 8am-8pm ET
wwwassetmarkcom
Vision
Main Line (800) 664-5345
Marketing
Client
Other (800) 822-4227
Retirement
Fax
E-mail Address
11130 Coldwater Rd Ste 104
Fort Wayne IN 46845
ATLAS CAPITAL MGMT
Notes 401k plans available
Email Due to Industry regulations and for security purposes Atlas Capital will not accept instructions via email
Marketing MarketingacmcbizCustomer Support CustomersupportacmcbizRep Support Representativesupportacmcbiz
wwwatlascapitalmanagementcom
Vision
Main Line (800) 237-3714
Marketing
Client
Other (260) 637-2857
Retirement
Fax (260) 637-9707
E-mail Address atlascapacmcbiz
7777 Washington Village Drive Ste 280
Centerville OH 45459
BEACON CAPITAL MANAGEMENT
Notes 401k plans available
wwwbeaconinvestingcom
Vision
Main Line (866) 439-9093
Marketing
Client
Other
Retirement
Fax (937) 424-4825
E-mail Address contactusbeaconinvestingcom
Page 32 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1055 Westlakes Drive Ste 250
Berwyn PA 19312
BRINKER CAPITAL
Notes 401k plans available
Hours of Operation Monday - Friday 830am - 7pm ET
wwwbrinkercapitalcom
Vision
Main Line (800) 333-4573
Marketing
Client
Other (610) 407-5500
Retirement
Fax
E-mail Address
420 Bedford Street Ste 340
Lexington MA 02420
BTS ASSET MANAGEMENT
Notes
wwwbtsmanagementcom
Vision
Main Line (800) 343-3040
Marketing
Client
Other (800) 343-3040 x 312 Licensing
Retirement
Fax
E-mail Address
17605 Wright Street
Omaha NE 68130
CLARK LANZEN SKALLA (CLS)
Notes
wwwclsinvestcom
Vision
Main Line (888) 455-4244
Marketing
Client
Other (402) 493-3313
Retirement
Fax (402) 493-2811
E-mail Address
3883 Telegraph Road Ste 100
Bloomfield Hills MI 48302
FLEXIBLE PLAN INVESTMENTS
Notes 401k plans available
Hours of Operation Monday - Friday 900am -500pm ET
Marketing - marketingflexibleplancomClient Services - clientservicesflexibleplancom
wwwflexibleplancom
Vision
Main Line (800) 347-3539
Marketing
Client
Other
Retirement
Fax (248) 642-6741
E-mail Address salesflexibleplancom
Page 33 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
THIRD PARTY MONEY MANAGER
1201 Elm Street Suite 3500
Dallas TX 75270
HILLTOP SECURITIES
Notes Formerly known as Southwest SecuritiesAdvantage Platform - 401k plans available
wwwswstcom
Vision
Main Line (214) 859-6735
Marketing
Client
Other
Retirement
Fax (214) 859-5639
E-mail Address
1145 Hembree Rd
Oswald GA 30076
HOWARD CAPITAL
Notes HCM 401(k) Optimizer Program
New Business - Lauree Williams ext 1221Fee Payment - Karen Howard ext 1225
wwwhowardcmcom
Vision
Main Line (770) 642-4902
Marketing
Client
Other
Retirement
Fax (770) 642-4903
E-mail Address infohowardcmcom
565 Washington Avenue Ste 7
North Haven CT 06473
PTS ASSET MANAGEMENT
Notes 401k plans available
wwwptsmanagementcom
Vision
Main Line (800) 678-9730
Marketing
Client
Other (203) 234-9499
Retirement
Fax (203) 234-9550
E-mail Address
1 Freedom Valley Drive
Oaks PA 19456
SEI
Notes
wwwseiccom
Vision
Main Line (610) 676-1000
Marketing
Client
Other
Retirement
Fax (610) 676-1021
E-mail Address
Page 34 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
NW 5989 1801 Parkview Drive
Shoreview MN 55126
ALLIANZ LIFE - CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
5701 Golden Hills Drive
Golden Valley MN 55416-1297
ALLIANZ LIFE - NO CHECK
Notes Variable Annuities New York OK
wwwallianzlifecom
Vision
Main Line (800) 624-0197
Marketing (800) 542-5427
Client
Other
Retirement
Fax
E-mail Address
2710 Media Ctr Dr Bldg 6 120
Los Angeles CA 90065
AMERICAN GENERAL - CHECK
Notes Variable Annuities New York OK
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
1050 North Western Street
Amarillo TX 79106-7011
AMERICAN GENERAL - NO CHECK
Notes Variable Annuities
Formerly SunAmerica
wwwsunamericacom
Vision
Main Line (800) 445-7862
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 35 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Attn Licensing2727-A Allen Pkwy
Houston TX 77019
AMERICAN GENERAL
Notes
wwwamericangeneralcom
Vision
Main Line (800) 340-2765
Marketing
Client
Other
Retirement
Fax (800) 337-0961
E-mail Address
1300 S Clinton Street
Fort Wayne IN 46802
AMERICAN LEGACY
Notes Variable Annuities New York OK
wwwamericanlegacycom
Vision
Main Line (800) 443-8137
Marketing
Client
Other
Retirement
Fax
E-mail Address
5900 O Street
Lincoln NE 68510
AMERITAS
Notes Variable AnnuitiesVULs amp Group Plans - 401k plans available
wwwagencyameritascom
Vision
Main Line (800) 745-1112
Marketing
Client
Other
Retirement
Fax
E-mail Address
500 Plaza Drive 6th Floor
Secaucus NJ 07094
AXA EQUITABLE
Notes Variable Annuities amp VULs New York OK
Equi-Vest 403b and Retirement Gateway 457b products available
401k plans available
wwwaxadistributorscom
Vision
Main Line (888) 517-9900
Marketing (800) 661-6729
Client (800) 789-7771
Other
Retirement (877) 433-4238 - Pending business
Fax
E-mail Address
Page 36 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4700 Westown Pkwy Ste 200
West Des Moines IA 50398
BRIGHTHOUSE FINANCIAL - VA
Notes FKA Metlife
Variable Annuities New York OK
General American IVA product is OK to sell
wwwbrighthousefinancialprocom
Vision
Main Line (800) 848-3854
Marketing
Client
Other (866) 654-6249
Retirement
Fax (515) 457-4403
E-mail Address
18210 Crane Nest Dr 5th Floor
Tampa FL 33647
BRIGHTHOUSE FINANCIAL - VUL
Notes FKA Metlife
Variable Universal Life Term Conversions
wwwbrighthousefinancialprocom
Vision
Main Line (877) 638-0411
Marketing
Client
Other
Retirement
Fax
E-mail Address
96 Worcester Street
Wellesley Hills MA 02481
DELAWARE LIFE
Notes Variable Annuities New York OK
Formerly SunLife
wwwdelwarelifecom
Vision
Main Line (877) 253-2323
Marketing
Client
Other
Retirement
Fax
E-mail Address
8515 East Orchard Rd
Greenwood Village CO 80111
EMPOWER RETIREMENT
Notes Formerly known as Great WestVariable Annuities - 401k plans available
wwwempower-retirementcom
Vision
Main Line (888) 606-4032
Marketing (877) 630-4015
Client
Other (303) 737-3000 - Licensing
Retirement (866) 317-6587
Fax
E-mail Address
Page 37 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
5801 SW 6th AveMail Zone 507
Topeka KS 66636
FORETHOUGHT
Notes Variable Annuities Forethought took over the Hartford VA Product line and rebranded it in 2013
Global Atlantic is the Marketing name for Forethought
wwwforethoughtcom
Vision
Main Line (866) 645-2449
Marketing (877) 454-4777
Client
Other
Retirement
Fax (785) 286-6104
E-mail Address
6610 West Broad St Bldg 2
Richmond VA 23230
GENWORTH FINANCIAL
Notes Variable Annuities New York OK
wwwgenworthcom
Vision
Main Line (800) 554-6843
Marketing
Client
Other
Retirement
Fax
E-mail Address
301 E 4th Street 10th Floor
Cincinatti OH 45202
GREAT AMERICAN
Notes Variable Annuities amp Group Plans - 401k plans available
wwwgreatamericaninsurancecom
Vision
Main Line (800) 789-6771
Marketing
Client
Other
Retirement
Fax (513) 412-2336
E-mail Address
3900 Burgess Place 3 South
Bethlehem PA 18017
GUARDIAN
Notes Variable Annuities
wwwguardianinvestorcom
Vision
Main Line (800) 221-3253
Marketing (800) 650-6505
Client
Other
Retirement
Fax (610) 807-8940
E-mail Address
Page 38 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1338 Indian Mound Drive
Mt Sterling KY 40353
HARTFORD LIFE - VA
Notes Variable Annuities - Service Only
wwwhartfordadvisorcom
Vision
Main Line (800) 862-7155
Marketing (877) 454-4777
Client
Other
Retirement
Fax (860) 392-3346
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214
HARTFORD LIFE - VUL
Notes Variable Universal Life New York OKServiced by Prudential
wwwhartfordadvisorcom
Vision
Main Line (800) 243-5433
Marketing
Client
Other
Retirement
Fax
E-mail Address
1 Horace Mann Place
Springfield IL 62715
HORACE MANN
Notes Tax Sheltered Annuities (TSAs)
Appointment Fax (217) 535-7178
wwwhoracemanncom
Vision
Main Line (866) 630-4032
Marketing
Client
Other
Retirement
Fax (877) 832-3785
E-mail Address
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE INS CO NY
Notes Variable Annuities New York OK
wwwintegritycompaniescom
Vision
Main Line (800) 433-1778
Marketing (800) 900-6460
Client
Other
Retirement
Fax
E-mail Address
Page 39 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
400 Broadway
Cincinnati OH 45202
INTEGRITY LIFE
Notes Variable Annuities
wwwintegritycompaniescom
Vision
Main Line (800) 900-6460
Marketing (800) 900-6460
Client (800) 325-8583
Other
Retirement
Fax
E-mail Address
1 Corporate Way
Lansing MI 48951
JACKSON NATIONAL
Notes Variable Annuities amp VULs
New York OK - only with 6566 License
wwwjacksoncom
Vision
Main Line (800) 711-5653
Marketing (800) 565-8798 - Appts
Client (800) 873-5654 - Service
Other
Retirement
Fax
E-mail Address
9920 Corporate Campus Dr Ste 1000Ste 1000
Louisville KY 40223
JEFFERSON NATIONAL
Notes Variable Annuities
wwwjeffnatcom
Vision
Main Line (866) 667-0561
Marketing
Client (866) 667-0564 Service
Other
Retirement
Fax
E-mail Address
30 Dan Road Ste 55765
Canton MA 02021
JOHN HANCOCK - VA
Notes Variable Annuities Group Annuities - 401k plans available
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
Page 40 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road
Canton MA 02021
JOHN HANCOCK - VUL
Notes Variable Univeral Life Fixed Life
wwwjohnhancockcom
Vision
Main Line (800) 344-1029
Marketing (800) 505-9427 - Appts
Client (800) 344-1029
Other
Retirement (877) 346-8378
Fax (416) 963-7323
E-mail Address
2000 Wade Hampton Blvd
Greenville SC 29615
KEMPER (ZURICH)
Notes Destination Product - Variable Annuity - Service Only
No Web Presence
Vision
Main Line (800) 621-5001
Marketing
Client
Other
Retirement
Fax (864) 609-3961
E-mail Address
5801 SW 6th Avenue
Topeka KS 66603
KEMPER
Notes Variable Annuities - Service Only
wwwkemperinvestorscom
Vision
Main Line (800) 457-9047
Marketing
Client
Other
Retirement
Fax (785) 228-4584
E-mail Address
200 SW 6th Avenue
Topeka KS 66603
LINCOLN BENEFIT LIFE - VA
Notes Variable Annuities - Service Only
No Web Presence
Vision
Main Line (800) 457-7617
Marketing
Client
Other
Retirement
Fax (758) 228-4584
E-mail Address
Page 41 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1275 Sandusky Road
Jacksonville IL 62650
LINCOLN BENEFIT LIFE - VUL
Notes Variable Universal Life - Service Only
Alliance-One Services will handle service calls for lifeinsurance policies (except GenBuilder policies)Ph (844) 768-6780Fax (844) 768-6772
Licensing (800) 789-7968
GenBuilder policies are handled through the Annuity Service Center Ph (800) 643-8190Fax (785) 286-61215801 SW Sixth Avenue Mail Zone 520Topeka KS 66636
wwwlblcom
Vision
Main Line (800) 865-5237
Marketing
Client
Other (800) 788-4993 commissions
Retirement
Fax
E-mail Address
1300 South Clinton Street
Fort Wayne IN 46802
LINCOLN FINANCIAL - VA
Notes AKA Lincoln NationalVariable Annuities - New York OK
Lincoln Optichoice FixedIndexed Annuity product availablefor Service Only
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
100 N Greene Street
Greensboro NC 27401
LINCOLN FINANCIAL - VUL
Notes AKA Lincoln National
VUL Sales available throughAlpine Brokerage Services(866) 777-2006wwwalpinebrokeragecom
wwwlfgcom
Vision
Main Line (800) 453-8588
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 42 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
1 Griffin Rd North
Windsor CT 06095-1512
MASS MUTUAL
Notes Retirement Plans Only - FKA Hartford Retirement Group401k plans available
Service only for VULs - Requests can be faxed to 800-559-3822 or emailed to edshub2massmutualcom
Agent changes for plans formally administered by Hartford go to1295 State Street - MIP W112Springfield MA 01111Fax (860) 562-6470
wwwmassmutualcom
Vision
Main Line (800) 874-2502
Marketing
Client
Other (800) 471-5537 Commissions
Retirement
Fax (413) 744-4564
E-mail Address
4350 Westown Parkway
West Des Moines IA 50266
MIDLAND NATIONAL LIFE
Notes Variable Annuities amp VULs
wwwmnlifecom
Vision
Main Line (866) 270-9564
Marketing (877) 586-0241
Client
Other (877) 586-0242 - Licensing
Retirement
Fax (866) 270-9565
E-mail Address
CO Sammons Ret Solutions Mail Zone 547 5801 SW 6th Ave
Topeka KS 66636-1001
MIDLAND VA - SAMMONS
Notes Livewell Variable Annuity Product - not offered in NY
wwwsrslivewellcom
Vision
Main Line (866) 747-3421
Marketing
Client
Other
Retirement
Fax (866) 511-7038
E-mail Address
400 Robert Street North
St Paul MN 55101
MINNESOTA LIFE
Notes Variable Annuities only
VA - Attn Individual Annuity Dept
wwwminnesotalifecom
Vision
Main Line (888) 237-1838
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 43 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Mutual of Omaha Plaza
Omaha NE 68175-0001
MUTUAL OF OMAHA
Notes 401k Group Annuities New York OK
wwwmutualofomahacom
Vision
Main Line (800) 867-6873
Marketing (877) 401-7253
Client
Other
Retirement
Fax (402) 997-1831
E-mail Address
One National Life Drive
Montpelier VT 05604
NATIONAL LIFE
Notes Variable Annuities amp VULs
Will not appoint for COBD - New Business only
wwwnationallifecom
Vision
Main Line (800) 732-8939
Marketing
Client
Other
Retirement
Fax
E-mail Address
3400 Southpark Place Ste A
Grove City OH 43123-4856
NATIONWIDE LIFE
Notes Variable Annuities Group Annuities - 401k plans availableNew York OKVULs
Retirement1 Nationwide PlazaColumbus OH 43215
wwwnationwidecom
Vision
Main Line (800) 321-6064
Marketing
Client
Other
Retirement (800) 367-5939
Fax
E-mail Address
1 Security Benefit Place
Topeka KS 66636
NEA SECURITY BENEFIT
Notes TSAs (Variable Annuities)
wwwneasecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 44 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
One Financial Way Ste 100
Cincinnati OH 45242
OHIO NATIONAL
Notes Variable Annuities
wwwohionationalcom
Vision
Main Line (888) 925-6446
Marketing
Client
Other
Retirement
Fax
E-mail Address
250 West North Street
Indianapolis IN 46202
ONE AMERICA
Notes VAS amp VULS
wwwoneamericacom
Vision
Main Line (800) 537-6442
Marketing
Client
Other
Retirement (800) 249-6269
Fax
E-mail Address
6750 Mercy Rd 4th Floor RSD
Omaha NE 68106
PACIFIC LIFE
Notes Variable Annuities amp VULs New York OK401k plans availableQualified Longevity Annuity Contracts (QLAC) available on the Pacific Secure Income Deferred Annuity
(800) 722-2333 - Annuities (Non NY)
(800) 748-6907 - Annuities (NY only)
(800) 586-0096 - Fax (NY only)
(800) 800-7681 ext 5912 - VULs only
wwwpaclifecom
Vision
Main Line (800) 722-2333
Marketing
Client
Other
Retirement
Fax (888) 837-8172
E-mail Address
600 Dresher Road
Horsham PA 19044
PENN MUTUAL
Notes Variable Annuities (Service Only)VULs New York OK
wwwpennmutualcom
Vision
Main Line (800) 523-0650
Marketing
Client (800) 818-8184 ext3526
Other
Retirement
Fax (215) 956-7699
E-mail Address
Page 45 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
30 Dan Road Ste 8027
Canton MA 02021-2809
PHOENIX LIFE
Notes Variable Annuities amp VULs
VA Fax - (816) 221-9674
VUL Fax - (816) 221-7036
wwwphoenixwmcom
Vision
Main Line (800) 417-4769
Marketing
Client (800) 541-0171
Other
Retirement
Fax
E-mail Address
801 Grand Avenue 8th Floor
Des Moines IA 50392
PRINCIPAL LIFE
Notes Variable Annuities amp VULs COBD Fax - (515) 248-8021
wwwprincipalcom
Vision
Main Line (800) 247-9988
Marketing
Client
Other
Retirement
Fax (866) 885-0390
E-mail Address
2801 Highway 280 South
Birmingham AL 35223
PROTECTIVE LIFE
Notes Variable Annuities amp VULs
VUL - (800) 265-1545
wwwprotectivecom
Vision
Main Line (800) 456-6330
Marketing (800) 628-6390
Client
Other
Retirement
Fax
E-mail Address
2101 Welsh Road
Dresher PA 19025
PRUDENTIAL
Notes Variable Annuities amp VULs New York OK
wwwannuitiesprudentialcom
Vision
Main Line (800) 628-6039
Marketing
Client (800) 752-6342
Other (866) 622-8778 Life
Retirement
Fax
E-mail Address prunewbusinessprudentialcom
Page 46 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
20 Washington Ave South
Minneapolis MN 55401
RELIASTAR
Notes Variable Annuities amp VULs
wwwingcompro
Vision
Main Line (888) 238-6297
Marketing (866) 484-8727
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
RELIASTARING LIFE DESIGN
Notes VULs in New York Only
No Web Presence
Vision
Main Line (877) 882-5050
Marketing (800) 448-9839 ext 2070
Client
Other
Retirement
Fax
E-mail Address
One Security Benefit Place
Topeka KS 66636-0001
SECURITY BENEFIT - VA
Notes Variable Annuities
wwwsecuritybenefitcom
Vision
Main Line (800) 888-2461
Marketing (800) 888-2461 ext 7019
Client (785) 368-1374
Other
Retirement
Fax
E-mail Address
100 Centerview Drive Ste 100
Nashville TN 37214-3439
SYMETRA FINANCIAL
Notes Variable Annuities VULs amp Group Plans - 401k plans available
wwwsymetracom
Vision
Main Line (800) 796-3872
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 47 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
4333 Edgewood Road NE
Cedar Rapids IA 52499
TRANSAMERICA LIFE
Notes Variable Annuities amp Group Plans - 401k plans available
No Web Presence
Vision
Main Line (800) 346-3677
Marketing (888) 401-5826 - Group
Client
Other
Retirement
Fax
E-mail Address
500 Bielenberg Drive
Woodbury MN 55125
UNION TIMES
Notes VULs - Service Only
wwwhartfordinvestorcom
Vision
Main Line (800) 800-2000
Marketing
Client
Other
Retirement
Fax
E-mail Address
2001 Third Avenue South
Birmingham AL 35223
UNITED INVESTORS
Notes Variable Annuities amp VULs - Service Only
VULs - (800) 265-1545
wwwuiliccom
Vision
Main Line (800) 288-2722
Marketing (800) 288-2722 ext 4329
Client
Other
Retirement
Fax (205) 325-2520
E-mail Address
CO Chase Bank Lockbox 30115414800 Frye Road
Fort Worth TX 76155
VALIC - CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
Page 48 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018
Investment Company Directory
VARIABLE ANNUITYVUL
Document Control1050 N Western
Amarillo TX 79106
VALIC - NO CHECKS
Notes Group Annuities Only - 401k plans available
wwwvaliccom
Vision
Main Line (877) 246-4501
Marketing
Client (800) 448-2542
Other
Retirement
Fax
E-mail Address
909 Locust Street
Des Moines IA 50309
VOYA - VA
Notes Variable Annuities
wwwing-usacom
Vision
Main Line (800) 366-0066
Marketing
Client
Other
Retirement
Fax
E-mail Address
2000 21st Avenue NW
Minot ND 58703
VOYA - VUL
Notes Variable Univeral Life
Sales available throughEschels Financial Group(800) 969-9990wwweschelsfinancialcom
wwwing-usacom
Vision
Main Line (866) 464-7355
Marketing
Client
Other
Retirement
Fax
E-mail Address
4333 Edgewood Road NE
Cedar Rapids IA 52499
WESTERN RESERVE LIFE
Notes Variable Annuities amp VULs - VAs are Service Only
wwwwesternreservecom
Vision
Main Line (800) 851-9777
Marketing
Client
Other
Retirement
Fax
E-mail Address
Page 49 of 494202018