peter w hall financial disclosure report for 2009

8/3/2019 Peter W Hall Financial Disclosure Report for 2009

1/7

I ao~ o FINANCIAL DISCLOSURE REPORT R e ~ o r t R e q u i r e a b v t ~ e ~ l ~ i ~in Governm ent Ac t o f l 97 iSRev. mOW FOR CALENDAR YEAR 2009 (~ U.S.C. opp. tOrah)I. Fer~ oa Repo r~ng (l~ s t ~ rne, ~ ,, mM dl~ in sta l) ~ . Cou rt o r Organ iz a tlo a 3 . D a t e o f R e p o r tHall, Peter W. Court of Appeals -- 2d Circui t 05/12/2010

4 . T i t l e ( A r t i c l e II l j u d g e ~ i n d i c a t e ~ t i v e o r s e n i o r s e a m s ; ! ~ . R e p o r t T y p e ( c h e c k a p p r o p r ia t e t y p e ) i 6. Reporting Periodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - r i m e ) i[~] N o m i r ~ i o n , D a t e 01/01/2009Judge, Active [] Initial [] A n n u a l [] Fired t*12/31/2009

l Sb. [ ] Ameod cd Repo r t7. Chamber~ o r Office Address & On the basis of the information contained In this Repoct and anymodifications pertaining ther~o, i t Ig in my opinion, in complianceUnited States Cour~ of Appeals wi th app l lcable l aws and regnia t toas .P.O. Box 8 85Rut land, VT 05702-0885 Reviewin g O~cer D a t e

I M P O R T A N T N O T E S : 1 ~ e i n s tr u c t i o n s a c c o m p a n y i n g t h i ~ f o r m m g st b e f o l l o w e d . C o m p l e t e a l l p a r t s ,checking the NONE box for each part where you have no repor table information. Sign on la3t page.

I . P OS ITIO NS . r ~e.~-a~#i ,~ ,#~alo~. ; ,e ,~ , . ~ - , o faZ~#i , -~ , , ,ao ,~)D NONE (No reportable positions.)

POSITION N A M E OF ORGANIZATION[ENTITYI. M ember, Execut ive Commit tee Sterry . Waterman Inns o f Cour t Chapter , Southern Vermont

2. M ember, Boa rd of Directors Federa l Judg~ Assoc ia t ion

3 . M ember, Board o f Trustees Vermon t Law Schoo l

5.J

I I. A G R E E M E N T S . t x ,~ , ,~ . ~ individual only; see pp. 14-16 of fding instructions.) :S-~[---] N O N E (N o repor table agreeme n ts .)

DATE PARTIES AND TERM S1 ,2001 Sharehold ers in former law f i rm, Kenlan, Schwieber t , Facey & G oss , P.C.; cont d pantc~ pat ion ( fo r fund mana gersservices only) in vested law fi rm 401(k) fund


2/7

F I N A N C I AL D IS C L O S U R E RE P O R T N . m , o ~ ~ o ~ ~ o ~ D . , o r R e r ~ -P a g e 2 o f 7 n a u , V e t e r W . 0 5 / 1 ~ 0 1 0

I l L N O N - I N V E S T M E N T I N C O M E . t R e ~ o ~ ~ , , ~ i , ~ . ~ ~ , ~ , ~ o . , o ; , e o ~ ~ 7 . u o f . ~ , z ~ , ~ , ~A. Fi ler s Non-I nv e s tment I nc ome

N O N E ( N o r e p o r t a bl e n o n - in v e s t m e n t i n c o m e . )DATE SOURCE AND TYTE ~COME( y o u r s , n o t s p o u s e s )

1 .2.

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf ) ou ~ married during a n y p o r t io n o f th e r e p o r t ln g ~ ea r , complete th is sec t io n .( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )~-] NONE (~o r e p o r t a bl e n o n = i n v e s t m e n t i n c o m e . )

DATE ~OURCE AND TYPE1 . 2 0 0 9 Riverside Pet l losp i tal . Inc. -- s alary

2. 2009 Self-employed -- veter inar ian

3.

4.

I V . R E I M B U R S E M E N T S - . . , ~ , p o - ~ i o - . , o ~ , f o o ~ , e n t e r t a i .... t.( I n c lu d e s t h o s e t o s p o u s e a n d d e p a n d e n t c h i l d r e n , " s e e p p , 2 J . 2 7 o f f i l in g i n s t r u c t i o n s .)

[~ NONE (No r e p o r t a bl e r e i m b u r se m e m s .)SOURCE DATES LOCA~ON PURPOSE ITEM S PAID OR PROVIDED

1. M arsha l l -Wythe Schoo l o f February 13 -14, 2009 Wil l i amsburg , V A Judg ing Mo o t Cou r t Food , Lodg ingLaw , Wi l li am & M ary

2. New York Universi ty Law Apr i l 30 - Ma y 1 , New York Ci ty . New York De l ive r ing Hea ly Lec ture Transpor t a ti on , f ood , l odg i ngSchoo l 2009

3. Federal Judges Associa t ion May 2 -4 , 2009 Wash i ng t on , DC Board M eeti ng Transpor t a ti on , f ood , l odg i ng

4.5.


3/7

N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T [ H a l l , P e te r W . 05/12/2010

V . G I F T S . a , ~ d ~ ~ o s , , o ~ o ~ o ~ , ~ d , ~ o ~ o . t children; s~e p p . 2 ~ - 3 1 of filing instructions.)NONE (~o reportable gifts.)

SO~CE DESCRIPTION VALUE

I.2.3.4.

V I. LIA B ILIT IES . a ,~ l .~ ,~~ HONE ~o repo~able liabilities.)

CRED~OR ~ VAL~ CODE1 . B~ of Amefica Cr~itlin~and C~d J

2. ~Mo~ Ch~e & Co Cr~it ~ J

3. M~ch~t~ Mu~ Life Insu~ce Lo~ ag~n s t who le l i fe po l icy va lue JComply

4. NationwideFinaneiM S~i~s Insu~ Lo~ aga in s t w ho le l i t~ po l i cy va lue J

5.


4/7

Name of Person Repertlng Date of R~rtFINAbICIAL DISCLOSURE REPORTH ~ l , P e te r W .a g e 4 o f 7 05/1~olo

~ N O N E ( N o repo r table incom e, asse ts, o r t ransac t ions . )A. ! B. C. D .D e s c r i p ~ e n o f A s s e t s I n c o m e d u r in g G r o s s " , a lu e a t e n d T r a n s a c t J o n ~ d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g I x c l o d o f , : p o r t i n g p e r i o d(0 [ (~) O) (2) (3) (4) (~ )(2 )

p l & c " ( X ) " a f t e r e a c h ~ t ss e t Amount Type(e.g .. Value * Va l ue T y p e ( e , g . , Da t e ] V a l ue Gain l d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d J v . , r e n t , C o d e 2 i M e t ho d buy, sell , mm!dR/y y Code 2 Code I buy tt lselltr, ( A - H ) o r i n t . ) ( J - P ) i C o d e 3 r e d e m p t i o n ) i (J P) ( A - H ) ( i f p r i v a t e....... i ( Q - W ) i t r a n s a c t i o n )

I. CIGNA (common) A Dividend J T

2. IRA: Fide l it y Asse t Ma nager 50% M utua l A Dividend J TFund3. John H ancock - U.S. Governmen t B Dividend M TSecur i t ies Fund4. Interest in t imber & land , Shaftsbury, V T A Rent L W

5. Instal lment note f rom Kenneth Kenn edy for C Interest K Tl and so ld 8 /18 /086. Rental I D R~nt K WRutland. VI"7. Nationw ide Life Ins. Co. of Amer. whole A Dividend K Ul ife ins. Policy8 . M a.ssachusetLs M utual Life Ins. Co. - - whole A Dividend K Ul ife ins. Policy9. Peoples United (X) A Interest J T

1 0 . Berksh i re Bank (X ) A Interest K T

I 1. Heri tage Family Credi t Union (X) A Interest J T

1 2 . Edward D. Jones Money M arke t Accoun t A Dividend K T(x )1 3. Vermon t Educ . & Heal t h B]dg s F in .Revenue A I n t e r e * t J TBonds (X )1 4. American Funds (mutual fund ) -- Income A lnt./Div. J TFund of Amtr ica (X)1 5 . Federa ted (mu tua l fund ) - Pr ime Cash A lnt./Div. JSerie~ (X)16. C o c a C o l a C o . ( X ) A D i v i d e n d J T

1 7 . I DX ( X ) None J T


5/7

F IN A N C I A L D IS C L O S U R E R E P O R T N , m e o f P e r s o n R e p o r t i n g D a te o f R e po r tP a g e 5 o f 7 n a n , P e te r W . 0 ~ 1 1 2 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , c o~ , e , v . l .o , ~ ,~ a c a o ~ , a = l ~ ~o. o/,m ....N O N E ~o r~omable income, ~sets, or ~actions.)

~ A. B. C. D.~fipfion of As~ l~m d~g Gross value at e~ Tin.dons d~g ~mng p~

(~l~g ~t ~) :; ~ng ~ of ~ing pen~ (1) ~) (t ) ~ 2 ) 0) (~) O) ~ (4) (S )

Pl~e "(X)" ~ ~ ~m Amour T~ (e.g., V a lu e V a lu e T~ (e.g., Da~ V~lue ~ GaM l~fi~ ofC~e I ~d~x~pt ~m prior d isc losu~ . d i v . , ~ n L C ~ 2 M~ b u y , s e l l ,~ ( A - H ) ~ o r i n t . ) ( J - P ) C ~ 3 r e d e m p t i o n ) {J-P) ~ (A-H) ( i f p r i v a t e( Q - ~ ~ ~ction)

1 8 . W e s te r n N a t i o n a l L i f e I n s u r a n c e C o m p a n y A Int~Div. J T, ( x )19. I--I I(x) N o . o J ~


6/7


7/7

F I N A N C I AL D IS C L O S U R E RE P O R TP a g e 7 o f 7 H a r t , P e t e r W . 0 5 / 1 2 / 2 0 1 0I X . C E RT I F I CA T I O N .

I cer t i fy tha t a l l in fo rma t ion g iven above ( inc lud ing in fo rma t ion pe r t a in ing to m y spou se and minor o r d ependen t ch i ld ren , i f any ) i saccura te , t rue , and comple te to the bes t o f my know ledge and be l ief , and tha t any in fo rma t ion n o t repo r ted wa s wi thh e ld because i t me t app l ie ab le s t a tu to~p r ov i s io n s p e rm i t~ n g n o n - d i s c l o s u r e .

I fu r the r cer t i fy tha t e a rned income f rom o ut s ide employment and hon ora r i a and the accep tance o f g i f t s wh ich have been repo r ted a re incompl i ance w i th the p ro vi s ions o f 5 U.S .C. app . 501 e l . s eq . , 5 U.S .C. 7353 , and Jud ic i a l Confe rence regu la t ions .

Signa t u r e

NOTE: ANY INDIVIDUAL WHO KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECT TO CM LAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i es t o :

Commi t t ee on F ina nc i a l D i s c l o s u r eAdmin is t r a t ive Off ice of the Uni ted Sta tes Cour t sSu i t e 2 -301One Colum bus Circ le , N.E.Wash ing t o n , D .C. 205 44

peter w hall financial disclosure report for 2009

Documents