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Technical Secretariat of the PEF pilot on Wine July 2016 PEFCR PILOT ONWINE Product Environmental Footprint Category Rules Wine (Pilot Phase) Draft version 04

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Page 1: PEFCR PILOT ONWINE - mpit.gov.pl Secretariat of the PEF pilot on Wine July 2016 PEFCR PILOT ONWINE Product Environmental Footprint Category Rules Wine (Pilot Phase)

Technical Secretariat of the PEF pilot on Wine July 2016

PEFCR PILOT ONWINE Product Environmental Footprint Category Rules Wine (Pilot Phase)

Draft version 04

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Contents 1

Contents ............................................................................................................ 2 2

Abbreviations ................................................................................................... 4 3

1. Introduction ................................................................................................ 5 4

1.1. Technical secretariat ....................................................................................... 5 5

1.2. Consultation and stakeholders ........................................................................ 6 6

1.3. Date of publication and expiration ................................................................... 6 7

1.4. Geographic region .......................................................................................... 7 8

1.5. Language(s) of PEFCR .................................................................................. 7 9

2. Methodological inputs and compliance ................................................... 8 10

3. PEFCR review and background information ........................................... 9 11

3.1. PEFCR review panel ...................................................................................... 9 12

3.2. Review requirements for the PEFCR document .............................................. 9 13

3.3. Reasoning for development of PEFCR ........................................................... 9 14

3.4. Conformance with the PEFCR Guidance ........................................................ 9 15

4. PEFCR scope ........................................................................................... 10 16

4.1. Functional unit .............................................................................................. 10 17

4.2. Representative product(s) ............................................................................. 10 18

4.3. Product classification (NACE/CPA) ............................................................... 11 19

4.4. System boundaries – life-cycle stages and processes .................................. 12 20

4.5. Selection of the EF impact categories indicators ........................................... 15 21

4.6. Additional environmental information ............................................................ 15 22

4.7. Assumptions/limitations ................................................................................ 16 23

5. Life Cycle Inventory ................................................................................. 17 24

5.1. Screening step .............................................................................................. 17 25

5.2. Data quality requirements ............................................................................. 17 26

5.3. Requirements regarding foreground specific data collection ......................... 18 27

5.4. Requirements regarding background generic data and data gaps ................ 20 28

5.5. Data gaps ..................................................................................................... 21 29

5.6. Use stage ..................................................................................................... 21 30

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5.7. Logistics ....................................................................................................... 22 31

5.8. End-of-life stage ........................................................................................... 23 32

5.9. Requirements for multifunctional products and multiproduct processes 33

allocation ................................................................................................................. 23 34

6. Benchmark and classes of environmental performance ...................... 25 35

7. Interpretation ............................................................................................ 26 36

8. Reporting, Disclosure and Communication .......................................... 27 37

9. Verification ............................................................................................... 28 38

10. Reference literature .............................................................................. 29 39

11. Definitions ............................................................................................. 30 40

12. Supporting information for the PEFCR .............................................. 34 41

13. List of annexes ..................................................................................... 35 42

Annex I – Representative product ................................................................ 35 43

Annex II – Supporting studies ....................................................................... 47 44

Annex III – Benchmark and classes of environmental performance ......... 49 45

Annex IV – Upstream scenarios (optional) ................................................... 50 46

Annex V – Downstream scenarios (optional) ............................................... 51 47

Annex VI – Normalisation factors ................................................................. 52 48

Annex VII – Weighting factors ....................................................................... 53 49

Annex VIII – Foreground data ........................................................................ 54 50

Annex IX – Background data ......................................................................... 58 51

Annex X – EoL formulas ................................................................................ 64 52

Annex XI – Background information on methodological choices taken 53

during the development of the PEFCR ......................................................... 65 54

Annex XII – Description of the default methods for calculating emissions 55

derived from the application of fertilisers and pesticides .......................... 73 56

57

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Abbreviations 58

BOM Bill of Materials

BiB Bag in box

CPA Classification of Products by Activity

EC European Commission

EF Environmental Footprint

ELCD European Life Cycle Database

EoL End-of-Life

ILCD International Life Cycle Data System

ISO International Organization for Standardization

LCA Life Cycle Assessment

LCI Life Cycle Inventory

LCIA Life Cycle Impact Assessment

LT Land Transformation

NACE Classification of Economic Activities

PCR Product Category Rules

PEF Product Environmental Footprint

PEFCR Product Environmental Footprint Category Rules

RP Representative Product

SC Steering Committee

SOM Soil Organic Matter

TS Technical Secretariat

VOC Volatile Organic Compound

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1. Introduction 59

The Product Environmental Footprint (PEF) Guide1 provides detailed and 60

comprehensive technical guidance on how to conduct a PEF study. PEF studies may 61

be used for a variety of purposes, including in-house management and participation in 62

voluntary or mandatory programmes. 63

This PEFCR shall be used in parallel with the PEF Guide. Where the requirements in 64

this PEFCR are in line with but at the same time more specific than those of the PEF 65

Guide, such specific requirements shall be fulfilled. 66

The use of the present PEFCR is optional for PEF guide in-house applications, it is 67

recommended for external applications without comparison/comparative assertions, 68

while it is mandatory for external applications with comparisons/comparative 69

assertions. 70

In the latter two application contexts, organisations are to fulfil the requirements of this 71

PEFCR document from section 7 to 10. 72

1.1. Technical secretariat 73

The Technical Secretariat (TS) for the pilot on wine formed by the organisations listed 74

in the following table: 75

Organisation name Sector Participant

Comité Européen des

Entreprises Vins (CEEV)

(Coordinator)

Wine producers association Aurora Abad

Ignacio Sánchez

Pernod Ricard

Winemakers Spain

Wine producers Ainhoa Peña

Comité Interprofessionnel

du Vin de Champagne

(CIVC) and three

Champagne producers

represented by CIVC

Wine producers association

and wine producers

Pierre Naviaux

Unione Italiana Vini (UIV) Wine producers association Stefano Stefanucci

Soc. Agr. Salcheto Wine producers Michele Manelli

The European Container

Glass Federation (FEVE)

Container glass

manufacturers

Adeline Farrelly

Amcor Closure producers Gerald Rebitzer

Isabelle Jenny

Nomacorc Closure producers Olav Aagaard

___________________________________________________________________ 1 European Commission (2013). "Annex II: Product Environmental Footprint (PEF) Guide to the

Commission Recommendation on the use of common methods to measure and communicate the life cycle environmental performance of products and organisations (2013/179/EU)."

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C.E. Liège Closure producers Joao Ferreira

Ana Dias

IHOBE – Public agency of

environment of the

Basque Government

Public agency Jose María Fernández

Alcalá

Andalusian Institute of

Technology (IAT)

R&D Rafael Rodríguez Acuña

Víctor Luis Vázquez

Institut Français de la

Vigne et du Vin (IFV)

R&D Sophie Penavayre

Lavola R&D Cristina Gazulla

Ecole supérieure

d‟agricultures (ESA) -

Angers

R&D Christel Renaud-Gentié

1.2. Consultation and stakeholders 76

The procedure for the development of this PEFCR draft includes a number of 77

consultation steps: 78

The 1st public stakeholder consultation addressed the scope and representative 79

product and the assessment of the alignment of existing Product Category Rules 80

(PCR) and took place between November 25th, 2014 and December, 21st 2014. Up to 81

16 stakeholders from 11 different organisations participated in the face-to-face 82

consultation meeting that was held in Brussels on November 25th, 2014. From this day 83

until December 21st, 2014 the 1st public consultation was opened and 9 sets of 84

additional comments were received from 7 additional organisations. In total, more than 85

150 comments were registered and addressed before summiting the final document to 86

the Steering Committee (SC). During the SC meeting held on February 27th, 2015 the 87

scope and representative product definition was approved. 88

The 2nd public consultation of the draft PEFCR document took place from December 89

30th, 2015 to January 30th, 2016. Up to 11 stakeholders participated in this consultation 90

with a total of 103 comments received and addressed. During the SC meeting held on 91

March 2nd, 2016 the draft PECR was approved. 92

The 3rd public consultation on this draft final version will be carried out between July 93

28th and September 8th, 2016. 94

All stakeholders registered in the wine pilot were able to take part in the consultation 95

through the web page related to the PEFCR Wine development: 96

https://webgate.ec.europa.eu/fpfis/wikis/display/EUENVFP/PEFCR+Pilot%3A+Wine 97

1.3. Date of publication and expiration 98

Version number: Draft final PEFCR version 99

Date of publication/revision: XX-XX-2016. 100

Date of expiration: 4 years after the date of publication. 101

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1.4. Geographic region 102

The PEFCR can be used to assess the PEF of wine produced for consumption in 103

Europe regardless of the country of production. 104

1.5. Language(s) of PEFCR 105

The PEFCR has been written in English and it is not foreseen to make this document 106

available in other languages. The original in English supersedes translated versions in 107

case of conflicts. 108

109

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2. Methodological inputs and compliance 110

This PEFCR has been developed in conformance with the following documents: 111

112

European Commission (2013). Annex II: Product Environmental Footprint (PEF) 113

Guide to the Commission Recommendation on the use of common methods to 114

measure and communicate the life cycle environmental performance of 115

products and organisations (2013/179/EU) (also called “PEF Guide”). 116

European Commission (2014). Environmental Footprint Pilot Guidance 117

document. Guidance for the implementation of the EU Product Environmental 118

Footprint (PEF) during the Environmental Footprint (EF) Pilot Phase, v. 5.2, 119

February 2016 (also called “PEF Guidance”). 120

ISO 14040, ISO 14044 and ISO 14071 on Life Cycle Assessment. 121

122

Seven different PCR and methodological guidelines were assessed by the WINE TS 123

for identifying the potential conflicts with the PEF Guide: 124

Beverage Industry Sector Guidance for Greenhouse Gas Emissions Reporting. 125

Beverage Industry Environmental Roundtable. Version 3.0, December 2013. 126

BP X 30-323-0 «General principles for an environmental communication on 127

mass market products» developed by AFNOR. Part 15: Methodology for the 128

environmental impacts assessment of food products (2012-10-22) 129

ENVIFOOD Protocol. Environmental Assessment of Food and Drink Protocol. 130

European Food Sustainable Consumption & Production RoundTable. 131

November 2013. 132

General principles of the OIV GHG accounting protocol (GHGAP) for the vine 133

and wine sector. 134

PCR 2010:02 Wine of fresh grapes, except sparkling wine; grape must (Version 135

1.03). The International EPD System. 136

PCR 2014:14 Sparkling wine of fresh grapes (Version 1.0). The International 137

EPD System. 138

Product Category Rules for wine. HAproWINE Life Project. Approval: 139

November 2013. LIFE08 ENV/E/000143. 140

141

The analysis undertook revealed that none of the existing PCR or guidelines fully 142

comply with the PEF Guide requirements and, in some cases, major conflicts exist in 143

aspects related to cut-off, biogenic carbon removals and emissions, and multi-144

functional processes; in additional, procedural requirements of the PEF Guide are 145

stricter than those included in the assessed PCR and guidelines. Therefore, the WINE 146

TS has developed these PEFCR for wine. 147

148

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3. PEFCR review and background information 149

3.1. PEFCR review panel 150

[Provide the name, contact information and affiliation of the chair and the other 151

members of the review panel] To be completed after review has started. 152

3.2. Review requirements for the PEFCR document 153

The review of the PEFCR document shall ensure that: 154

- Is consistent with the PEF Guide and the PEF Guidance (version 5.2). 155

- Is clearly written, avoiding potential misleading. 156

- Is applicable to all types of wine produced and/or consumed in the EU. 157

- Complements the PEF guide requirements with additional requirements specific 158

to the particularities of the life cycle of wine products. 159

- Provides adequate guidance to conduct a PEF-compliant study. 160

- Enables comparability and comparative assertions when this is considered 161

feasible, relevant and appropriate. 162

3.3. Reasoning for development of PEFCR 163

This PEFCR document aims at setting the rules for evaluating the environmental 164

footprint of wine produced or consumed in the EU through the application of a 165

harmonised method to assess the environmental impacts (compliant with the PEF 166

Guide and the PEF guidance) in order to obtain comparable results. 167

168

As previously reported an extensive methodological comparison has been carried out 169

among the existing PCR for wine (still and sparkling), which were taken into 170

consideration as a basis to set the rules of this PEFCR document. 171

3.4. Conformance with the PEFCR Guidance 172

[Summarize the conformity assessment against the „Guidance for the Implementation 173

of the EU PEF during the Environmental Footprint (EF) pilot phase‟]. To be completed 174

after the review. 175

176

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4. PEFCR scope 177

The product category for this PEFCR is wine which according to Regulation 178

1308/20132 is the product obtained exclusively from the total or partial alcoholic 179

fermentation of fresh grapes, whether or not crushed, or of grape must. Wine shall 180

have a minimum actual alcoholic strength (specific minimum limits are settled for 181

different wine-growing zones). 182

4.1. Functional unit 183

The functional unit is: “0.75 litres of packaged wine”, defined according to the 184

following aspects: 185

- What: Moderate consumption of alcoholic beverage. 186

- How long: Not applicable3. 187

- How well: Recommended serving temperature (normally between 8ºC to 17ºC). 188

- How much: 0.75 litres of wine. 189

The reference flow coincides with the (physical) functional unit, i.e. 0.75 l of packaged 190

wine. 191

192

The background information and the rationale for the selection of this functional unit 193

are provided in Annex I. 194

4.2. Representative product(s) 195

This PEFCR documents covers all wine subcategories: 196

- Still wine: the product obtained exclusively from the total or partial alcoholic 197

fermentation of fresh grapes or of grape must. Wine shall have a minimum 198

actual alcoholic strength and specific minimum limits are settled for different 199

wine-growing zones. 200

- Sparkling wine: obtained by first or second alcoholic fermentation from fresh 201

grapes, from grape must or from wine and which, when the container is opened, 202

releases carbon dioxide derived exclusively from fermentation. It includes 203

___________________________________________________________________ 2 Regulation (EU) no 1308/2013 of the European Parliament and of the Council of 17 December 2013

establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007. 3 As wine has a very long shelf life being exempted by Regulation 1168/2011 from a mandatory indication

of an expiry date, and the duration of the service provided is very variable, the how long aspect is not applicable

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quality sparkling wine, quality aromatic sparkling wine, aerated sparkling wine, 204

semi-sparkling wine and aerated semi-sparkling wine4. 205

The representative wines are virtual products defined according to the average data 206

on: 207

- Types of wine consumed in the EU (red, white and rosé; still and sparkling; 208

organic and non-organic). 209

- Quantity of grapes and oenological products consumed. 210

- Quantity and type of co-products produced. 211

- Origin of the still wine and sparkling wine consumed in the EU. 212

- Use of different types of packaging. 213

- General recommendations about serving temperatures. 214

215

The virtual representative products are defined as follows: 216

- Still wine: 217

o Wine-making: 63.5% red conventional, 4.4% red organic, 29.9% white 218

conventional and 2.1% white organic. 219

o Ageing in oak barrels (12 months): 15% of still red glass-bottled wine 220

and 3% of still white glass-bottled wine. 221

o Primary packaging: 79% of glass bottle (with different types of stoppers), 222

16% of Bag in Box, 4% of PET bottle and 1% of beverage carton. 223

o Types of stoppers used for glass bottles: 67% cork closure, 17% 224

synthetic stoppers (made of a mix of products) and 16% screw caps 225

(made of aluminium). 226

o Production: 75% in the EU, 25% abroad. 227

- Sparkling wine: 228

o Wine-making: 93.45% conventional and 6.55% organic. 229

o Primary packaging: glass bottle and Champagne cork stopper 230

o Production: 97% in the EU, 3% abroad. 231

232

More information is provided in Annex I. 233

4.3. Product classification (NACE5/CPA6) 234

The CPA/NACE class corresponding to wine product category is “11.02 –manufacture 235

of wine from grape”, including: 236

- Manufacture of wine; 237

- Manufacture of sparkling wine; 238

- Manufacture of wine from concentrated grape must; 239

- Blending, purification and bottling of wine; 240

- Manufacture of low or non-alcoholic wine. 241

242

___________________________________________________________________ 4 Regulation 1308/2013 defines each of these categories of grapevine products.

5 Statistical classification of economic activities in the European Union.

6 Statistical classification of products by activity in the European Union.

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CPA 11.02 excludes merely bottling and labelling of wine. However, this PEFCR 243

tackles all environmentally relevant activities in the life cycle of the product. 244

4.4. System boundaries – life-cycle stages and processes 245

The product system shall include the following life-cycle stages: grape production, wine 246

making, bottling, distribution and retail, consumption of wine and end of life of 247

packaging (see Figure 1, more detailed is provided in Annex I). Activities under the 248

control of wineries are ingredients sourcing (mainly grapes and oenological products), 249

wine making process and distribution to the customer (i.e. final consumer, retailer 250

and/or distribution centre). Packaging related process may not be under the control of 251

wineries marketing wine in bulk. 252

Figure 1: Life cycle stages and process of the product system of wine 253

254

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Grape production 255

The life cycle of wine starts with the cultivation of grapes which entails different 256

processes related with vine plantation, plants and soil management, grape harvesting 257

and vine destruction. This includes the following processes: 258

- Vine plant nursery: production of young vine plants through grafting of existing 259

vine canes. 260

- Land preparation and vine planting: soil preparation and cultivation, planting of 261

vine stocks and use of stakes and wires. 262

- Development and nourishing: grape early production before entering the full 263

productive phase. 264

- Pests and disease management. 265

- Canopy management. 266

- Fertilizing management. 267

- Irrigation (if applied). 268

- Harvesting. 269

- Vine destruction: grubbing of old or diseased vine-stocks and waste 270

management (burning, composting, crushing and landfill, etc.). 271

272

Wine making process 273

Once harvested, grapes are transported to the winery where are weighed, classified 274

and usually crushed to liberate the juice without squashing the seeds. At this point, two 275

co-products are obtained: grape must (used to make the wine) and grape pomace that 276

is derivate to the distillation industry to produce spirits, industrial alcohol, etc. Grape 277

must may be transported to other wineries or used within the same production site 278

where grapes have been crushed. 279

Then, the vinification process starts and it will differ depending mainly on the type of 280

wine: still or sparkling; white, red or rosé: and conventional or organic (see more details 281

in Annex I). Vinification includes different steps such as fermentation, clarification or 282

stabilisation, entailing the use of permitted oenological practices (additives and 283

processing aids) regulated by the EU wine legislation7 in the form of a positive list. In 284

addition to wine, the vinification process produces lees which are also derivate to the 285

distillation industry. 286

In any case, the following processes shall be included: 287

- Transportation of grapes from vineyards to the winery. 288

- Transportation of wine must to the winery producing wine (if applicable). 289

- Energy consumption. 290

- Water consumption. 291

- Production and transportation of oenological products (enzymes, acidification, 292

clarification, fermentation, preservation, enrichment, deacidification and/or 293

others). 294

- Ageing (if applied): production, transportation and waste management of 295

barrels. If barrels are used in several production cycles, only part of these 296

___________________________________________________________________ 7 Regulation 606/2009 laying down certain detailed rules for implementing Council Regulation (EC) No 479/2008 as regards the categories of grapevine products, oenological practices and the applicable restrictions.

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processes will be allocated to the product assessed taking into account the ratio 297

between ageing time and the total service life of the barrel. 298

- Cleaning operations. 299

- Waste management. 300

301

Packaging 302

Once produced, wine may be marketed in bulk or in small size containers for the retail 303

market. Different volumes and packaging options may be used for still wine, whereas 304

sparkling wine shall be marketed in a specific type of glass bottles and mushroom-305

shaped sparkling wine closure8. At this stage the following processes shall be included: 306

- Production and transportation processes related to packaging materials 307

(primary, secondary and tertiary). 308

- Energy consumption of filling operations. 309

310

Distribution to retail 311

Packaged or bulk wine is distributed to retail and the following processes shall be taken 312

into account as part of the product system: 313

- Distances travelled via truck, train, barge ship, ocean ship and/or air plane as 314

well as the load factor of the transport media used. 315

- Waste management of the secondary and tertiary packaging used. 316

317

Consumption 318

If maintained in the original (adequate) packaging and stored in room temperature, 319

wine does not require chilling for its preservation. However in the case of sparkling and 320

white and rosé wines, serving temperatures are recommended by winemakers to 321

improve consumer‟s experience, whereas for red wine the room temperature is usually 322

considered good enough. In the case the producer recommends to cool the product 323

before consumption or the ambient temperature is higher than the one recommended, 324

the energy consumption associated to this process shall be accounted for following the 325

procedure defined in section 5.6. 326

End of life 327

Once the wine is consumed, the primary packaging materials are recovered (recycled 328

or energy recovery) or disposed (landfilling or incineration without energy recovery). 329

Waste transportation and management processes shall be included in the product 330

system. Waste management of product losses or left-overs shall also be included in 331

this stage. 332

___________________________________________________________________ 8 Article 69, Regulation 607/2009 laying down certain detailed rules for implementing Council

Regulation (EC) No 479/2008 as regards the vineyard register, compulsory declarations and the gathering of information to monitor the wine market.

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4.5. Selection of the EF impact categories indicators 333

Based on the results of the screening study performed by the Wine Technical 334

Secretariat, the following ILCD impact categories are selected as most relevant and 335

shall be included in the Environmental Footprint of wine: 336

- Resource depletion – water. 337

- Eutrophication. 338

- Acidification. 339

- Climate change as the sum of fossil, biogenic and land use and transformation. 340

The background information concerning the rationale for the selection of the most 341

relevant impact categories is provided in Annex XI. 342

For the calculation of sub-indicator Climate change – biogenic, a simplified modelling9 343

shall be applied meaning: 344

- Only the emission of biogenic methane is modelled; no biogenic emissions and 345

uptakes from atmosphere are modelled. 346

- The biogenic carbon content at factory gate shall always be reported as meta-347

data. 348

- The Global Warming Potential for biogenic methane shall be the equivalent of 349

fossil methane reduced by 2 in order to compensate the benefit from the 350

missing uptake. 351

Being an upland crop, vineyards are not expected to be a major producer of methane. 352

4.6. Additional environmental information 353

The following additional environmental information shall be included in the 354

Environmental Footprint of wine: 355

- Long-term carbon storage for all processes in the life cycle of wine where it 356

occurs (e.g. in the soil of vineyards). Biogenic carbon removals and emissions 357

shall be included. 358

- Percentage of grapes coming from organic production10 as well as from other 359

certified systems for enhancing the level of biodiversity or by providing evidence 360

over the impact of grape production (or other life cycle stages) on levels of 361

___________________________________________________________________ 9 Named “Option 2” within the Guidance and requirements for biogenic carbon modeling in

PEFCRs – version 2.2 (February 2016). 10 According to Council Regulation (EC) N` 834&2007, organic production is an overall system

of farm management and food production that combines best environmental practices, a high level of biodiversity, the preservation of natural resources, the application of high animal welfare standards and a production method in line with the preference of certain consumers for products produced using natural substances and processes.

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biodiversity of the functional areas managed, as for example those run by 362

Biodiversity Friend certification11 and Viticulture Durable en Champagne12). 363

- Post-consumer recycled content of the primary packaging materials used. 364

365

For still wine produced under the rules set by Protected Designation of Origin (PDO) or 366

Protected Geographical Indication (PGI) schemes requiring the use of glass bottles, a 367

comparison against a second benchmark may be included as a sensitivity analysis. 368

This second benchmark will refer to the representative still wine packaged in glass 369

bottles (see Annex XI). 370

371

All the background information concerning the rationale for the selection the additional 372

environmental information is provided in Annex XI to the PEFCR. 373

4.7. Assumptions/limitations 374

For grape production, available datasets are not adaptable to different situations 375

regarding use of fertilizers, pesticides, tying materials, management practices, etc. 376

377

For many oenological products used in wine making no secondary data is available. 378

379

Default product losses shall be considered for wine distribution and consumption and, 380

therefore, an additional amount of packaged wine shall be produced to compensate 381

these losses and meet the functional unit. 382

383

___________________________________________________________________ 11 Biodiversity Friend is a standard certification developed in 2010 by World Biodiversity

Association to evaluate the biodiversity and promote its conservation in agriculture (www.biodiversityfriend.org). 12

Viticulture Durable en Champagne is a certification created in 2014 which includes external auditing of 123 criteria including “biodiversity-friendly” actions.

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5. Life Cycle Inventory 384

5.1. Screening step 385

A screening study has been performed by the WINE TS (see Annex I for more 386

information). According to the study, the most relevant life cycle stages for both wine 387

and sparkling wine are: grape production, packaging production and wine making. 388

The most relevant processes are: 389

For grape production: those related to the application of fertilizers and 390

pesticides and the use of metals (steel, zinc, copper) for tying the vines. 391

For packaging production: production of glass bottles as primary packaging. 392

For wine making: electricity consumption during wine making. 393

For distribution: transport from the retailer to the place of consumption, despite 394

this process is not product-related. 395

For consumption and end of life (packaging): dishwashing of wine glasses and 396

transportation of waste, respectively. 397

5.2. Data quality requirements 398

The effort of data collection shall be focused on the most relevant life cycle stages and 399

processes identified in the screening (see Annex I). Depending on the case, some of 400

these relevant processes may be of the foreground system whereas others belong to 401

the background system (see chapter 5.3). 402

403

Life cycle stage Process System Data requirements

Grape production

Vine planting Foreground / background

Primary data if company

owns the vineyard or can

access to specific data

Canopy

management Foreground / background

Fertilizing

management Foreground / background

Pest and disease

management Foreground / background

Irrigation Foreground / background

Wine making Vinification Foreground Primary data

Ageing Foreground Primary data (if applicable)

Packaging Packaging Background Primary data for the BOM

and background data for the

production process.

Distribution

Distribution to retail Foreground

Transport from retail

to consumer Background Default scenario and

background data

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Consumption Cooling of wine Background Default scenario and

background data

End of life

Packaging waste

management Background Default scenario and

background data

Left-over waste

management Background Default scenario and

background data

404

According to the PEF Guide, the overall data quality rating (DQR) shall be calculated 405

considering the quality rating achieved for six different criteria (summing up the results 406

achieved per each criteria and then dividing the result by 6). Criteria for defining the 407

quality rating respect to time, geographical and technological representativeness are 408

specific for this product category, whereas criteria for completeness, methodological 409

appropriateness and consistency and parameter uncertainty are those indicated in the 410

PEF Guide. 411

412

413

Quality

rating

Time related

representativeness

Technological

representativeness

Geographical

representativeness

1 – Very

good

Average data of at least

3 consecutive years

and ≤ 4 years old

Specific process and

technology

Data from the area under

study

2 – Good

Average data of 1-2

years and 2-4 years

old data

Same process but

slightly different

technology

Country specific data

3 – Fair Average data of 1 year

and 5-10 years old data

Average technology for

the same product/

process

Average data from a region

where similar technologies

are applied

4 – Poor 11 – 15 years old data

Average technology for

similar product /

process

Continent specific data

5 – Very

poor > 15 years old data

Other process or

unknown Global data or unknown

414

5.3. Requirements regarding foreground specific data collection 415

In this section requirements for primary specific data collection within each life cycle 416

stage are provided. Annex VIII provides a detailed list of substances and elementary 417

flows data that shall be collected by the applicant considering 3 possible situations: 418

- Situation 1: process run by the company applying the PEFCR. 419

- Situation 2: process not run by the company applying the PEFCR but with 420

access to company-specific information. 421

- Situation 3: process not run by the company applying the PEFCR and without 422

access to company-specific information. 423

424

Whereas wine making process shall be considered as “situation 1” processes in all the 425

cases, grape production may be classified as situation 1, 2 or 3 depending on the 426

specific case of the company applying the PEFCR. Packaging production, distribution 427

and End of life usually involve “situation 3” processes. 428

429

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430

431

a) Grape production (situation 1, 2 or 3) 432

Whenever the company applying the PEFCR can access to specific data (e.g. in case 433

they own or have a strong influence on the vineyard management), specific data shall 434

be collected as grape production is a relevant process for most of the impact 435

categories and a good data quality (DQR ≤ 2) is mandatory for this process. 436

In other cases (situation 3), the company applying the PEFCR shall justify why it is not 437

possible to access to company-specific information. 438

If specific data is used (situations 1 or 2) data from vineyards producing at least 50% of 439

the grape used in the wine making process should be collected to represent the whole 440

production. All data should refer to at least 3 consecutive years, whereas average data 441

from 5 or more consecutive years is preferable, if available. Deviations from these rules 442

shall be justified. 443

In case specific data is not available or collectable at a reasonable cost and effort 444

(aspect that shall be justified), default secondary datasets with the appropriate quality 445

level shall be used (see chapter 5.4). 446

447

Vine plant nursery, planting, nourishing and destruction 448

The plantation and destruction cycle of vine shall be taken into account estimating the 449

number of plants grubbed and planted during the last 25 years in the vineyard. This 450

information will allow calculating the average life time of each plant. 451

The type and amount of tying materials (posts, wires, etc.), irrigation equipment (if 452

applicable) and fertilizers and pesticides used per nourishing each plant will be 453

estimated. Default methods for calculating the Nitrogen and Phosphorous balances 454

and effects of pesticides applied in this stage are listed in Annex VIII. 455

The average production of grape per plant shall be calculated for the last 3 years (5 if 456

available) in order to estimate the part of the vine plant that has to be allocated to each 457

kg of grape. 458

459

Canopy management 460

Energy consumption and waste associated to canopy management should be collected 461

for at least 3 years for the whole vineyard surface and then divided by the total 462

production of grape in that period. 463

464

Fertilizing management 465

The amount and type of fertilizers applied to the vineyard in 3 different years 466

(consecutive and 5 if available) for the whole vineyard surface shall be collected and 467

then divided by the total production of grape during that period. 468

Default methods for calculating the Nitrogen and Phosphorous balances are listed in 469

Annex VIII. 470

471

Pest and disease management 472

The amount and type of treatments used for managing pests and diseases in vineyard 473

in 3 different years (consecutive and 5 if available) for the whole vineyard surface shall 474

be collected and then divided by the total production of grape during that period. 475

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Default methods for assessing the effects of pesticides application are listed in Annex 476

VIII. 477

478

Irrigation (if used) 479

The amount of water used (classified per type of source) for irrigation of the vineyard 480

shall be collected for the last 3 years (5 if available) for the whole vineyard surface 481

shall be collected and then divided by the total production of grape during that period. 482

483

b) Wine making process 484

Wine making process shall be based on company-specific data referring to at least 1 485

year, whereas average data from 3 or more consecutive years is preferable. At least 486

Good data (DQR ≤ 2) quality is mandatory for this process. 487

Specific data to collect is included in Annex VIII. 488

489

c) Packaging 490

Primary packaging has a remarkable contribution in most of the impact categories and 491

therefore good data quality (DQR ≤ 3) is mandatory for this process. 492

For secondary and tertiary packaging, fair data quality may be used. 493

Specific data to collect and default datasets to used are included in Annex VIII. 494

495

d) Distribution to retail 496

Specific data to be collected refers to the average transportation distance and media 497

used between the winery and the distribution or retail centre, whether wine is 498

transported packaged or in bulk. 499

All data shall refer to at least 1 year, whereas average data from 3 or more consecutive 500

years is preferable, if available. 501

Specific data to collect is included in Annex VIII. 502

5.4. Requirements regarding background generic data and data gaps 503

In this section requirements for background generic data use within each life cycle 504

stage are provided. Annex IX provides a detailed list of all generic and semi-specific 505

data that shall be used by the applicant. 506

Relevant background data shall have a DQR≤ 3, according to the general data quality 507

criteria defined in the Guidance for the implementation of the EU Product 508

Environmental Footprint (PEF). For non-relevant processes, datasets with a DQR of 4 509

can be used. 510

511

a) Grape production 512

In situation 1 and 2: generic data may be used for assessing the inputs of the different 513

processes involved, i.e. production of fuel, pesticides, fertilizers, etc. 514

In situation 3, default generic datasets listed in Annex IX shall be used for assessing 515

grape production. 516

517

518

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b) Wine making process 519

Default secondary datasets included in Annex IX shall be used for assessing the 520

production of energy sources, water, barrels, cleaning products and oenological 521

products, as well as for waste management and goods transportation. 522

523

c) Packaging 524

Default secondary datasets included in Annex IX shall be used for assessing the 525

production of the packaging materials (primary, secondary and tertiary). 526

527

d) Distribution to retail 528

Default secondary datasets included in Annex IX shall be used for assessing the 529

transportation processes and waste management of secondary and tertiary packaging 530

used. 531

532

e) Consumption 533

Default secondary datasets included in Annex IX shall be used for assessing energy 534

production. 535

536

f) End of life 537

Default secondary datasets included in Annex IX shall be used for assessing the 538

transportation and management of primary packaging waste as well as the waste 539

management of wine losses and left-overs. 540

5.5. Data gaps 541

Data gaps may occur when representative and suitable specific or generic data is not 542

available. 543

544

Existing LCI datasets do not cover the complete production cycle of grape in different 545

regions and circumstances (e.g. irrigation, organic production, etc.). When companies 546

applying the PEFCR do not run this process or have access to company-specific 547

information, available datasets may be applied (see Annex IX). 548

549

For some oenological products, secondary data may not be available and in such 550

cases if company-specific data is not collectable at a reasonable cost and effort, the 551

best available generic data should be used as a proxy (see Annex IX). 552

5.6. Use stage 553

The use stage starts at the moment the end user consumes wine and till the product 554

enters its end-of-life stage. It includes activities and products needed for a proper 555

consumption of wine: 556

- Product-independent processes (the same for all wine products even if the 557

producer changes the product‟s characteristics): use of glass for drinking wine. 558

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Not being environmentally relevant, this process is excluded from the system 559

boundaries. 560

- Product dependent processes: recommended serving temperature. May be 561

relevant for some impact categories and therefore shall be included in the 562

system boundaries. 563

To model the use stage processes the main function approach shall be applied. As a 564

default scenario, cooling of the product before its consumption will be considered for 565

sparkling and still wines (red, white or rosé). In all cases, the default scenario proposed 566

by AFNOR-ANIA (2012) is applied, i.e. wine is stored in the refrigerator during 7 days 567

until it is completely consumed with an energy consumption of 0.0037 kWh/l/day. It is 568

assumed that 0.75 l of wine (still or sparkling) requires 2.25 l of storage volume in the 569

fridge. Therefore, the total electricity consumption will be 0.058 kWh. 570

As a default scenario 5% product-losses during the use phase shall be considered, 571

including those related to the alteration of the wine taste, among others (e.g. losses at 572

restaurants). Therefore an additional amount of packaged wine shall be produced and 573

transported to compensate these losses and meet the functional unit. Different product-574

losses rates should be considered in a sensitivity analysis if different values are 575

justified. It will be considered that lost wine and left-overs are poured down the drain 576

(and therefore treated as waste water) as part of the end-of-life stage. 577

Use stage results for final products shall be reported separately from other life cycle 578

stages and not as additional information. 579

5.7. Logistics 580

The following transport processes shall be included in the system boundaries. If 581

primary data is not available, the following default distances and transport media shall 582

be considered. 583

584

Transport Default distance

(km)

Transport media

Fertilizers and products used for pest and disease management from providers to the vineyard.

350 Truck

Grape from the vineyard to the winery 25 Truck

Other ingredients (oenological practices) and auxiliary materials (barrels, secondary packaging, etc.) from providers to winery

150 Truck

Waste from vineyard or winery to waste treatment facility 50 Truck

Primary packaging glass bottles 350 Truck

39 Train

86 Boat

cork stoppers 500 Truck

aluminium screw cap 400 Truck

plastic cork stopper 800 Truck

label 150 Truck

overcap 400 Truck

Bag in Box 800 Truck

PET container 400 Truck

Beverage carton – container 1077 Truck

Beverage carton – closure 600 Truck

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Packaged wine from

winery to final use

EU market 1000 Truck

120 Ferry

Extra EU market 640 Truck

18300 Ship

Waste packaging materials to waste treatment facility 50 Truck

585

85% default load factor shall be applied. Other load factors may be assessed in 586

sensitivity analysis. 587

588

1% loss rate during distribution shall be considered as the overall consolidated value 589

for transportation, storage and retail. 590

591

In case reusable packaging is used (e.g. glass bottles), guidelines and requirements 592

given in the working paper of the PEF - Packaging Working Group on Reuse times for 593

reusable packaging shall be applied. 594

595

For all the processes, capital goods (including infrastructures) shall be included unless 596

they fall under a 5% cut-off rule based on material or energy flow or the level of 597

environmental significance and fair quality data is available (DQR ≤ 3). 598

5.8. End-of-life stage 599

The PEF formula shall be used to model the End of Life (EoL) of packaging materials. 600

Other formulas may be tested in a sensitivity analysis. 601

602

When available, country-specific rates for recycling, incineration with energy recovery, 603

incineration without energy recovery and landfill of packaging waste shall be used13. 604

605

It will be considered that wine lost or not consumed will be poured down the drain and 606

treated as waste water. 607

608

In all cases, a distance of 100 km shall be considered from the collection point to the 609

waste treatment facility. Default datasets included in Annex IX shall be used to model 610

waste treatment. 611

5.9. Requirements for multifunctional products and multiproduct 612

processes allocation 613

614

Wherever possible, allocation should be avoided by dividing the multifunctional unit 615

process to be allocated into two or more sub-processes and collecting the input and 616

output data related to these sub-processes. 617

Allocation is necessary in wine making as by-products (i.e. grape pomace and lees) of 618

the process can be used by a variety of other systems, e.g. grape pomace can be 619

___________________________________________________________________ 13

For the supporting studies, default data for End of Life provided by the European Commission shall be applied.

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distillate for spirits production (brandy or grappa) or grape pomace and lees can be 620

used to produce industrial alcohol or non-alcoholic products (e.g. grape seed oil, 621

tartaric acid, polyphenols, fertilizers, etc.). Under the current legal framework in the EU, 622

in most of the cases wine co-products (pomace and lees) go to wine distilleries, other 623

uses being residual. 624

Mass and alcohol content values are considered to better reflect the causality between 625

wine and its by-products, whereas economic allocation may not be suitable for the wine 626

sector due to the high variability of prices of by-products in Europe (geographically, 627

temporally and dependent on the company negotiation power), the distortion 628

introduced by public subventions and the high versatility of the products resulting from 629

distillation of marc and lees (potable alcohol, carburation, fertilizers, cosmetics…). 630

Therefore, mass-based allocation shall be applied as the default option whereas 631

economic allocation and physical allocation based on alcohol content shall be applied 632

as well. Specific data shall be collected shall be collected for the calculation of the 633

allocation factors. 634

In all cases, the following will be taken into account: 635

- In the case of grape pomace, upstream processes entail grape production and 636

grape crushing processes. 637

- In the case of lees, upstream processes entail grape production and the wine 638

making processes occurring until the separation of lees. 639

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6. Benchmark and classes of environmental 640

performance 641

Annex III gives benchmarks for still and sparkling wine for the 15 impact categories. 642

These benchmarks coincide with the results of the screening assessment of the two 643

representative products. 644

In addition, Annex XI shows benchmarks for still wine packaged in glass bottles for the 645

declaration of additional environmental information (see point 4.6). 646

647

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7. Interpretation 648

The interpretation of the PEF results shall include the following steps: 649

Identification of hotsposts. For each impact category, the most relevant life 650

cycle stages, processes and elementary flows shall be identified. To this end, 651

those elements with a cumulative contribution reaching at least 80% to the 652

impact category results before normalisation and weighting shall be listed, from 653

the most contributing in descending order. Most relevant impact categories shall 654

be identified based on the normalised and weighted results. 655

Assessment of the robustness of the PEF model shall include an 656

assessment of the extent to which methodological choices influence results. 657

Estimation of uncertainty: at least a qualitative description of uncertainties of 658

the PEF results and data robustness shall be provided. 659

Conclusions, recommendations and limitations shall be described in 660

accordance with the defined goals and scope of the PEF study. The limitations 661

of the study shall be clearly stated and described. 662

663

664

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8. Reporting, Disclosure and Communication 665

This section will be completed at a later stage. 666

It is envisaged to test the following communication vehicles during the communication 667

phase of the Wine Pilot: report, banner (website) and advertisement (wine catalogue, 668

poster at the point of sale). Demos of these communication vehicles will be tested in 669

focus groups (wine consumers) and individual interviews (professional purchasers). 670

671

672

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9. Verification 673

Verification responds to the need to assess compliance of the PEFCR supporting study 674

and its results with the requirements established in the PEF Guide and this PEFCR (in 675

its latest version available). In this regard, the verification procedure shall confirm: 676

o The traceability and validity of the information/data, both primary data of the 677

organisation carrying out the study or of its suppliers, and other forms of secondary 678

data used in the supporting studies. 679

o Whether the environmental performance and other environmental information given 680

in the PEF profile is in line with the underlying data and calculations carried and 681

whether this information is valid and scientifically sound. 682

The verifier shall: 683

o Make use of sample checks for the unit processes/information modules/PEFCR 684

modules to check their conformance to original data sources. 685

o Check that the calculations are made in a correct way based on the life cycle 686

inventory and recommended characterisation, normalisation and weighting factors. 687

The organisation shall: 688

o Provide the verifier with information about the underlying data and calculations 689

carried out upon request. 690

o Implement the comments of the verifiers before starting external communication of 691

the PEFCR supporting study results. 692

693

694

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10. Reference literature 695

European Commission (2013). Annex II: Product Environmental Footprint (PEF) Guide 696

to the Commission Recommendation on the use of common methods to measure and 697

communicate the life cycle environmental performance of products and organisations 698

(2013/179/EU) (also called “PEF Guide”). 699

European Commission (2014). Environmental Footprint Pilot Guidance document. 700

Guidance for the implementation of the EU Product Environmental Footprint (PEF) 701

during the Environmental Footprint (EF) Pilot Phase, v. 5.1, September 2015 (also 702

called “PEF Guidance”). 703

ISO 14040, ISO 14044 and ISO 14071 on Life Cycle Assessment. 704

Beverage Industry Sector Guidance for Greenhouse Gas Emissions Reporting. 705

Beverage Industry Environmental Roundtable. Version 3.0, December 2013. 706

BP X 30-323-0 «General principles for an environmental communication on mass 707

market products» developed by AFNOR. Part 15: Methodology for the environmental 708

impacts assessment of food products (2012-10-22) 709

ENVIFOOD Protocol. Environmental Assessment of Food and Drink Protocol. 710

European Food Sustainable Consumption & Production RoundTable. November 2013. 711

General principles of the OIV GHG accounting protocol (GHGAP) for the vine and wine 712

sector. 713

PCR 2010:02 Wine of fresh grapes, except sparkling wine; grape must (Version 1.03). 714

The International EPD System. 715

PCR 2014:14 Sparkling wine of fresh grapes (Version 1.0). The International EPD 716

System. 717

Product Category Rules for wine. HAproWINE Life Project. Approval: November 718

2013. LIFE08 ENV/E/000143. 719

720

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11. Definitions 721

• Additional Environmental Information – EF impact categories and other 722

environmental indicators that are calculated and communicated alongside PEF 723

results. 724

• Allocation – An approach to solving multi-functionality problems. It refers to 725

“partitioning the input or output flows of a process or a product system between the 726

product system under study and one or more other product systems” (ISO 727

14040:2006). 728

• Average Data – Refers to a production-weighted average of specific data. 729

• Background processes – Refers to those processes in the product life cycle 730

for which no direct access to information is possible. For example, most of the 731

upstream life-cycle processes and generally all processes further downstream will 732

be considered part of the background processes. 733

• Business to Business (B2B) – Describes transactions between businesses, such 734

as between a manufacturer and a wholesaler, or between a wholesaler and a 735

retailer. 736

• Business to Consumers (B2C) – Describes transactions between business and 737

consumers, such as between retailers and consumers. According to ISO 738

14025:2006, a consumer is defined as “an individual member of the general public 739

purchasing or using goods, property or services for private purposes”. 740

• Comparative Assertion – An environmental claim regarding the 741

superiority or equivalence of products, based on the results of a PEF study 742

and supporting PEFCRs (based on ISO 14040:2006). 743

• Comparison – A comparison, not including a comparative assertion, (graphic or 744

otherwise) of two or more products regarding the results of their PEF, taking 745

into account their PEFCRs, not including a comparative assertion. 746

• Co-product – Any of two or more products resulting from the same unit 747

process or product system (ISO 14040:2006). 748

• Cradle to Gate – An assessment of a partial product supply chain, from the 749

extraction of raw materials (cradle) up to the manufacturer‟s “gate”. The 750

distribution, storage, use stage and end-of-life stages of the supply chain are 751

omitted. 752

• Cradle to Grave – An assessment of a product‟s life cycle including raw 753

material extraction, processing, distribution, storage, use, and disposal or recycling 754

stages. All relevant inputs and outputs are considered for all of the stages of the 755

life cycle. 756

• Critical review – Process intended to ensure consistency between a PEF study 757

and the principles and requirements of this PEF Guide and PEFCRs (if available) 758

(based on ISO 14040:2006). 759

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• Data Quality – Characteristics of data that relate to their ability to satisfy stated 760

requirements (ISO 14040:2006). Data quality covers various aspects, such as 761

technological, geographical and time-related representativeness, as well as 762

completeness and precision of the inventory data. 763

• Environmental impact – Any change to the environment, whether adverse or 764

beneficial, that wholly or partially results from an organisation‟s activities, products 765

or services (EMAS regulation). 766

• Flow diagram – Schematic representation of the flows occurring during one or 767

more process stages within the life cycle of the product being assessed. 768

• Foreground Processes – Refer to those processes in the product life cycle 769

for which direct access to information is available. For example, the producer‟s site 770

and other processes operated by the producer or its contractors (e.g. goods 771

transport, head-office services, etc.) belong to the foreground processes. 772

• Gate to Gate – A partial assessment looking only at the processes carried out on a 773

product within a specific organisation or site. 774

• Gate to Grave – An assessment including only the distribution, storage, use, 775

and disposal or recycling stages of a product. 776

• Generic Data – Refers to data that is not directly collected, measured, or 777

estimated, but rather sourced from a third-party life-cycle-inventory database or 778

other source that complies with the data quality requirements of the PEF method. 779

• Input – Product, material or energy flow that enters a unit process. 780

Products and materials include raw materials, intermediate products and co-781

products (ISO 14040:2006). 782

• Intermediate product – Output form a unit process that is input to other unit 783

processes that require further transformation within the system (ISO 784

14040:2006). 785

• Life cycle – Consecutive and interlinked stages of a product system, from raw 786

material acquisition or generation from natural resources to final disposal (ISO 787

14040:2006). 788

• Life-Cycle Approach – Takes into consideration the spectrum of 789

resource flows and environmental interventions associated with a product from a 790

supply-chain perspective, including all stages from raw material acquisition 791

through processing, distribution, use, and end-of-life processes, and all relevant 792

related environmental impacts (instead of focusing on a single issue). 793

• Life-Cycle Assessment (LCA) – Compilation and evaluation of the inputs, outputs 794

and the potential environmental impacts of a product system throughout its 795

life cycle (ISO 14040:2006). 796

• Life-Cycle Impact Assessment (LCIA) – Phase of life cycle assessment that 797

aims at understanding and evaluating the magnitude and significance of the 798

potential environmental impacts for a system throughout the life cycle (ISO 799

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14040:2006). The LCIA methods used provide impact characterisation factors for 800

elementary flows to aggregate the impact to a limited number of midpoint and/or 801

damage indicators. 802

• Multi-functionality – If a process or facility provides more than one 803

function, i.e. it delivers several goods and/or services ("co-products"), it is 804

“multifunctional”. In these situations, all inputs and emissions linked to the process 805

must be partitioned between the product of interest and the other co-products in a 806

principled manner. 807

• Output – Product, material or energy flow that leaves a unit process. 808

Products and materials include raw materials, intermediate products, co- products 809

and releases (ISO 14040:2006). 810

• Product – Any goods or services (ISO 14040:2006). 811

• Product category – Group of products that can fulfil equivalent functions (ISO 812

14025:2006). 813

• Product Category Rules (PCR) – Set of specific rules, requirements and 814

guidelines for developing Type III environmental declarations for one or more 815

product categories (ISO 14025:2006). 816

• Product Environmental Footprint Category Rules (PEFCRs) – Are 817

product-type-specific, life-cycle-based rules that complement general 818

methodological guidance for PEF studies by providing further specification at the 819

level of a specific product category. PEFCRs can help to shift the focus of the PEF 820

study towards those aspects and parameters that matter the most, and hence 821

contribute to increased relevance, reproducibility and consistency. 822

• Product system – Collection of unit processes with elementary and product 823

flows, performing one or more defined functions, and which models the life 824

cycle of a product (ISO 14040:2006). 825

• Reference Flow – Measure of the outputs from processes in a given product 826

system required to fulfil the function expressed by the unit of analysis (based on 827

ISO 14040:2006). 828

• Sensitivity analysis – Systematic procedures for estimating the effects of the 829

choices made regarding methods and data on the results of a PEF study (based 830

on ISO 14040: 2006). 831

• Specific Data – Refers to directly measured or collected data 832

representative of activities at a specific facility or set of facilities. Synonymous with 833

“primary data.” 834

• Subdivision – Subdivision refers to disaggregating multifunctional 835

processes or facilities to isolate the input flows directly associated with each 836

process or facility output. The process is investigated to see whether it can be 837

subdivided. Where subdivision is possible, inventory data should be collected only 838

for those unit processes directly attributable to the products/services of concern. 839

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• System Boundary – Definition of aspects included or excluded from the study. 840

For example, for a “cradle-to-grave” EF analysis, the system boundary should 841

include all activities from the extraction of raw materials through the processing, 842

distribution, storage, use, and disposal or recycling stages. 843

• System boundary diagram – Graphic representation of the system boundary 844

defined for the PEF study. 845

• Uncertainty analysis – Procedure to assess the uncertainty introduced into the 846

results of a PEF study due to data variability and choice-related uncertainty. 847

• Unit of Analysis – The unit of analysis defines the qualitative and 848

quantitative aspects of the function(s) and/or service(s) provided by the product 849

being evaluated; the unit of analysis definition answers the questions “what?”, 850

“how much?”, “how well?”, and “for how long?” 851

• Unit process – Smallest element considered in the Resource Use and 852

Emissions Profile for which input and output data are quantified (based on ISO 853

14040:2006). 854

• Waste – Substances or objects which the holder intends or is required to dispose 855

of (ISO 14040:2006). 856

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12. Supporting information for the PEFCR 857

858

Open stakeholder consultations 859

https://webgate.ec.europa.eu/fpfis/wikis/display/EUENVFP/PEFCR+Pilot%3A+Wine 860

861

PEFCR Review Report 862

This section will be completed at a later stage. 863

864

865

Additional requirements in standards not covered in PEFCR 866

867

This section will be completed at a later stage. 868

869

870

Cases of deviations from the default approach 871

This section will be completed at a later stage. 872

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13. List of annexes 873

Annex I – Representative product 874

Wine is produced from grapes through vinification. Two virtual representative 875

products (representing 99% of EU traded wines) have been defined: 876

- Still wine: the product obtained exclusively from the total or partial alcoholic 877

fermentation of fresh grapes or of grape must. Wine shall have a minimum 878

actual alcoholic strength and specific minimum limits are settled for different 879

wine-growing zones. 880

- Sparkling wine: obtained by first or second alcoholic fermentation from fresh 881

grapes, from grape must or from wine and which, when the container is opened, 882

releases carbon dioxide derived exclusively from fermentation. Quality sparkling 883

wine, quality aromatic sparkling wine, aerated sparkling wine, semi-sparkling 884

wine and aerated semi-sparkling wine are included within this category. 885

Wine and its by-products are used to produce more elaborated products through 886

additional distillation and/or enrichment products. This other wine products are not 887

covered by this PEFCR document (however this document could be used for 888

calculating part of their PEF). 889

Based on available information about existing technologies and practices, two virtual 890

products have been defined. The main assumptions adopted for defining the virtual 891

representative products are: 892

- The composition of the two representative products (i.e. still wine and sparkling 893

wine) was determined based on available data for the EU market as well as on 894

the expert knowledge from the WINE TS. 895

- For grape production, it is considered that 14.5% of vineyards are irrigated and 896

that 6.55% produce organic grapes. 897

- The representative still wine is composed by 63.5% red conventional, 4.4% red 898

organic, 29.9% white conventional and 2.1% white organic wines. 899

- Ageing of still wine occurs in oak barrels, during 12 months and for 15% of still 900

red glass-bottled wine and 3% of still white glass-bottled wine. 901

- Still wine is distributed partially in bulk: 42% in the case of intra EU market and 902

58% of extra EU market. 100% of sparkling wine is distributed packaged. 903

- Representative sparkling wine is composed by 93.45% conventional and 6.55% 904

organic wines. 905

- The differences between organic and conventional still and sparkling wine are 906

tackled in two processes: the production of grape and the use of different 907

oenological practices. It is believed that these processes capture the main 908

differences between both types of production. 909

- Primary packaging of the representative still wine is formed by 79% of glass 910

bottle (with different types of stoppers), 16% of Bag in Box, 4% of PET bottle 911

and 1% of beverage carton. Types of stoppers used for glass bottles: 67% cork 912

closure, 17% synthetic stoppers and 16% screw caps. 913

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- Primary packaging of the representative sparkling wine is formed by glass bottle 914

and mushroom-shaped sparkling wine closure. 915

- Still wine is produced 75% in the EU and 25% abroad, whereas sparkling wine 916

is produced 97% in the EU and 3% abroad. 917

918

919

Bill of materials and ingredients needed for producing the representative products 920

Grape, oenological products and packaging materials are the 3 types of materials and 921

ingredients needed for producing still and sparkling wine. Oenological practices are the 922

treatments and substances permitted for the production of wine and strictly regulated 923

by the EU wine legislation (Regulation 606/2009) in the form of a positive list largely 924

based on the OIV Code of Oenological Practices. 925

Wine is not made on a fixed recipe as soil, weather, geology, varietals are decisive 926

variables in regard to the oenological practices to be employed each year. In addition, 927

oenological practices and limits will also depend on the applicable rules of 928

geographical indications; currently, there are around 1,560 geographical indications for 929

wine in the EU. Taking that into account, the following table shows the average 930

oenological practises applicable to the two virtual representative products. For each 931

treatment, maximum permitted limits set up by legislation and/or highest recommended 932

doses by producers, as well as the percentage of wines using it (based on estimations 933

build upon information from suppliers) have been considered to calculate the amount 934

used. It is important to remark that the bill of materials represent virtual products which 935

could not be legally produced nor found on the real market, as some oenological 936

products cannot be combined according to existing legislation. 937

938

Material

Quantity per 0.75 litres of packaged

wine (g)

Still wine Sparkling wine

1. GRAPE 1.20E03 1.20E03

2. OENOLOGICAL PRODUCTS 1.15E-00 1.16E-00

Enzymes 1.35E-02 1.35E-02

Acidification

- Lactic acid 1.53E-02 1.56E-02

- Malic acid 1.46E-02 1.46E-02

- Tartaric acid 1.54E-01 1.56E-01

Clarification

- Calcium alginate 0.00E+00 1.40E-02

- Potassium alginate 0.00E+00 1.05E-04

- Potassium caseinate 2.25E-02 2.24E-02

- Casein 2.25E-02 2.24E-02

- Isinglass 1.12E-03 1.12E-03

- Silicon dioxide 7.50E-04 7.47E-04

- Edible gelatine 1.87E-02 1.87E-02

- Plant proteins 3.37E-02 3.36E-02

- Ovalbumin 1.12E-02 1.12E-02

- Kaolin 3.75E-03 3.74E-03

- Classic filtration aids 4.50E-01 4.48E-01

- Bentonite 4.50E-01 4.48E-01

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Material

Quantity per 0.75 litres of packaged

wine (g)

Still wine Sparkling wine

Stabilization

- Calcium tartrate 7.00E-05 6.99E-05

- Potassium bitartrate 1.40E-04 1.40E-04

- Yeast mannoproteins 1.12E-05 1.12E-05

- Arabic gum 1.50E-04 1.49E-04

- CMC (Carboxymethycellulose) 2.80E-05 2.80E-05

Fermentation

- Fresh lees 7.00E-02 6.99E-02

- Ammonium bisulphite 1.40E-01 1.40E-01

- Thiamine hydrochloride 1.12E-02 1.12E-02

- Yeast cell walls 1.50E-01 1.49E-01

- Yeast for wine production 2.80E-02 2.80E-02

- Diammonium phosphate 7.00E-02 6.99E-02

- Ammonium sulphate 1.40E-01 1.40E-01

Preservation

- Sorbic acid 1.40E-03 1.40E-03

- Potassium bisulphite 6.31E-02 1.49E-01

- Nitrogen 4.50E-02 4.48E-02

- DMDC (dimethyldicarbonate) 1.40E-03 1.40E-03

- Lysozyme 1.05E-02 1.05E-02

- Ascorbic acid 2.81E-02 2.80E-02

- Citric acid 7.50E-04 7.47E-04

Enrichment

- Concentrated grape must 7.12E+00 7.10E+00

- Rectified concentrated must 7.21E-01 7.19E-01

- Saccharose 1.04E+00 1.04E+00

Deacidification

- Lactic Bacteria 1.12E-02 1.12E-02

- Potassium carbonate 7.50E-03 7.47E-03

- Neutral potassium tartrate 1.25E-03 1.25E-03

- Potassium bicarbonate 1.25E-03 1.25E-03

- Calcium carbonate 1.25E-03 1.25E-03

Other

- PVPP (Polyvinylpolypyrrolidone) 2.80E-02 2.80E-02

- Oenological charcoal 7.23E-03 0.00E+00

- Copper sulphate 7.50E-06 7.47E-06

- Oak chips 1.12E-01 1.12E-01

- Metartaric acid 3.00E-02 2.99E-02

- Tannins 4.50E-02 4.48E-02

3. PACKAGING 3.92E02 7.13E02

- Glass container, stopper, overcap and

label 3.86E02 7.13E02

- Bag in box 4.10E00

- PET bottle 2.42E00

- Beverage carton 1.05E-01

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Functional unit 939

940

What Moderate consumption of alcoholic beverage

How long Not applicable

How well Recommended serving temperature (normally between 8ºC to 17ºC)

How much 0.75 litres of wine

941

About the “how much” 942

The reasons for using the “0.75 litres of packaged wine” as unit of analysis are 943

as follows: 944

- Packaged wine (in e.g. glass bottles, beverage carton, etc.) is a 945

recognisable unit for wineries and consumers. 946

- 750 ml is a common mandatory nominal quantity for different wine 947

products (see Directive 2007/45/EC). 948

- 84% of EU wine is put in the market bottled (in <2 litres containers), 949

according to Eurostat (2013). 950

- 90% of packaged EU wine is put in the market in 750 ml nominal 951

quantity, according to the last data available. 952

About the “how long” 953

Wine is exempted from mandatory indication of the expiry date as the product 954

has a very long shelf life. On the other hand, the duration of the service 955

provided by the product may widely vary depending not only on the 956

characteristics of the product (quantity, taste, alcoholic strength, etc.) but also 957

on the characteristics of the consumer (age, habits, likes, etc.) and even the 958

circumstance under the product is consumed (special occasion, periodicity, 959

etc.). 960

Moderate drinking guidelines are set by governments. According to the national 961

drinking guidelines reported by the International Centre of Alcohol Policies 962

(ICAP), a low risk moderate consumption is defined as: up to 2 drink units a day 963

for women, up to 3 drink units a day for men and no more than 4 drink units on 964

any one occasion. Both the consumption of wine per person and the amount of 965

ethanol of a drinking unit differ from country to country. 966

Finally, the "quality” of wine is a complex multifaceted value which involves a 967

myriad of traits: farm and production practices, origin, taste, flavour, specificity, 968

authenticity, the pattern or occasion of consumption (culture, settings, context, 969

fashion)... just to mention some of the multiple objective and subjective 970

variables in place. 971

972

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System boundary diagram and description: 973

The system considered includes grape production, wine making, bottling, distribution, 974

retail, consumption of wine, and end of life of packaging. As representative data was 975

not available, capital goods were excluded for wine making, distribution and retail. 976

The grape production (or the agricultural phase of the wine production) includes all the 977

operations related to the cultivation of grapes, from selecting the place for cultivation to 978

harvesting the grapes. 979

Although there are some variations in wine production process mainly due to the type 980

of wine to be produced and the technologies implemented in the winery itself, most of 981

the steps are common, i.e. classification of grapes, removal of unwanted vegetal 982

material, squashing of the grapes, vinification and bottling. Vinification includes 983

different steps such as fermentation, clarification or stabilisation, entailing the use of 984

permitted oenological practices (additives and processing aids) regulated by the EU 985

wine legislation14 in the form of a positive list. 986

Wine and winery by-products can be processed into many industries, for instance they 987

can be distillate for spirits production (i.e. grape pomace15 distillation for brandy and 988

grappa production), or to produce industrial alcohol (grape pomace and lees). 989

Once produced, wine may be marketed in bulk or in small size containers for the retail 990

market. Different volumes and packaging options may be used for still wine, whereas 991

sparkling wine shall be marketed in a specific type of glass bottles and mushroom-992

shaped sparkling wine closure16. 993

The majority of the still wine and sparkling wine consumed in EU-28 is produced within 994

this territory, whereas the rest is imported mainly from Australia, Chile, South Africa 995

and USA. 996

If maintained in the original (adequate) packaging and stored in room temperature, 997

wine does not require chilling for its preservation. However in the case of sparkling and 998

white and rosé wines, serving temperatures are recommended by winemakers to 999

improve consumer‟s experience, whereas for red wine the room temperature is usually 1000

considered good enough. Once the wine is consumed (using normally wine glasses) 1001

the packaging materials are recycled or discarded. 1002

1003

___________________________________________________________________ 14 Regulation 606/2009 laying down certain detailed rules for implementing Council Regulation (EC) No 479/2008 as regards the categories of grapevine products, oenological practices and the applicable restrictions. 15

Also known as “marc”. 16 Article 69, Regulation 607/2009 laying down certain detailed rules for implementing Council

Regulation (EC) No 479/2008 as regards the vineyard register, compulsory declarations and the gathering of information to monitor the wine market.

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Figure 2: System boundaries for wine: main steps, inputs and outputs considered 1004

1005

GRAPE PRODUCTION

(AGRICULTURAL

PHASE)

MANUFACTURE OF

WINE FROM GRAPE

(WINEMAKING PROCESS)

DISTRIBUTIONRETAIL AND

CONSUMPTION

END OF LIFE

ENERGY

FERTILIZERS

PESTICIDES

AUXILIARIES

WATER

WASTEWATER

SOLID WASTES

BIOMASS

EMISSIONS

TR

AN

SP

OR

T

TR

AN

SP

OR

T

ENERGY WATER

AUXILIARY MATERIALS

OENOLOGICAL

PRACTICES(Sulphites, filter plates,

diatomaceous earths,

etc.)

PACKAGING(Glass bottles, PET,

bottles, bag in box,

closures, labels,

cardboard, etc.)

TR

AN

SP

OR

T

WASTEWATER EMISSIONS

WASTES

ORGANIC/BIOMASSOTHER

(used filter plates,

used diatomaceous

earths, tartrates,

packaging wastes , etc.)

STEMS

STALKS

LEES

POMACE

BIOMASS

VALORIZATION

ENERGYFERTILIZERS

DISTILLATION

INDUSTRY

INDUSTRIAL

ALCOHOL

SPIRITS(Brandy, grappa,

etc.)

OTHER

VALORIZATION INDUSTRIES

GRAPE SEED OIL, TARTARIC

ACID, POLYPHENOLS

ENERGY

EMISSIONS

ENERGY

EMISSIONS

TR

AN

SP

OR

T

ENERGY EMISSIONS

RE-USE RECYCLING

INCINERATION LANDFILL

PACKAGING MANUFACTURE

PRODUCT SYSTEM OF WINE

GRAPE PRODUCTION

(AGRICULTURAL

PHASE)

MANUFACTURE OF

WINE FROM GRAPE

(WINEMAKING PROCESS)

DISTRIBUTIONRETAIL AND

CONSUMPTION

END OF LIFE

ENERGY

FERTILIZERS

PESTICIDES

AUXILIARIES

WATER

WASTEWATER

SOLID WASTES

BIOMASS

EMISSIONS

TR

AN

SP

OR

T

TR

AN

SP

OR

T

ENERGY WATER

AUXILIARY MATERIALS

OENOLOGICAL

PRACTICES(Sulphites, filter plates,

diatomaceous earths,

etc.)

PACKAGING(Glass bottles, PET,

bottles, bag in box,

closures, labels,

cardboard, etc.)

AUXILIARY MATERIALS

OENOLOGICAL

PRACTICES(Sulphites, filter plates,

diatomaceous earths,

etc.)

PACKAGING(Glass bottles, PET,

bottles, bag in box,

closures, labels,

cardboard, etc.)

TR

AN

SP

OR

T

WASTEWATER EMISSIONS

WASTES

ORGANIC/BIOMASSOTHER

(used filter plates,

used diatomaceous

earths, tartrates,

packaging wastes , etc.)

STEMS

STALKS

LEES

POMACE

BIOMASS

VALORIZATION

ENERGYFERTILIZERS

DISTILLATION

INDUSTRY

INDUSTRIAL

ALCOHOL

SPIRITS(Brandy, grappa,

etc.)

OTHER

VALORIZATION INDUSTRIES

GRAPE SEED OIL, TARTARIC

ACID, POLYPHENOLS

ENERGY

EMISSIONS

ENERGY

EMISSIONS

TR

AN

SP

OR

T

ENERGY EMISSIONS

RE-USE RECYCLING

INCINERATION LANDFILL

PACKAGING MANUFACTURE

PRODUCT SYSTEM OF WINE

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Figure 3: General winemaking processes (main stages and vinification processes) 1006

1007

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Results 1008

The most impacting life cycle stages for 0.75 litres of packaged still and sparkling 1009

wine are grape production, wine making and the production of the primary packaging 1010

used. 1011

For grape production, the environmental impacts are mainly related to the production 1012

and use of agrochemicals (chemical fertilizers and pesticides) as well as metals (e.g. 1013

steel, zinc and copper) used to tie vines during production. 1014

Within the wine making processes, the consumption of electricity is the process with 1015

higher environmental impacts associated. 1016

The production of glass bottles (79% of the packaging used for the representative still 1017

wine and 100% for the sparkling wine) is the most relevant contributor to the 1018

packaging stage. 1019

Regarding distribution and retail of wine, the transportation of wine from the retailer to 1020

the place of consumer is the most impacting process. 1021

In comparison with these stages, consumption and the end of life (packaging) 1022

impacts are relatively lower. In the case of use, it is the dishwashing of wine glasses 1023

the most impacting process due to the water and electricity consumption associated. 1024

Finally, the collection and transportation of packaging waste is the process with 1025

higher environmental impacts in the end-of-life. 1026

1027

1028

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Figure a: Life cycle impacts of 0.75 litres of still wine (virtual product) 1029

1030

1031

Figure b: Life cycle impacts of 0.75 litres of sparkling wine (virtual product) 1032

1033

Conclusions 1034

Most relevant life cycle stages. For both wine and sparkling wine, most 1035

relevant life cycle stages are: 1036

o Grape production. 1037

o Packaging production. 1038

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o Wine making. 1039

In comparison, the other life cycle stages have a lower contribution. 1040

Most relevant processes. For both wine and sparkling wine, the most 1041

relevant processes are: 1042

o For grape production: those related to the application of fertilizers and 1043

pesticides and the use of metals (steel, zinc, copper) for tying the 1044

vines. 1045

o For packaging production: production of glass bottles as primary 1046

packaging. 1047

o For wine making: electricity consumption during wine making. 1048

o For distribution: transport from the retailer to the place of consumption, 1049

despite this process is not product-related. 1050

o For consumption and end of life (packaging): dishwashing of wine 1051

glasses and transportation of waste, respectively. 1052

Most relevant elementary flows. For both wine and sparkling wine, the most 1053

relevant elementary flows are: 1054

Impact category Elementary flow

(compartment)

Process

Acidification Sulphur dioxide (air)

Nitrogen oxides (air)

Glass bottle production; Grape

production (vine tying); Diesel

combustion

Climate Change Carbon dioxide (air) Glass bottle production; electricity

consumption at winery; Grape

production (vine tying)

Eco-toxicity for aquatic fresh

water

Folpet (soil) Grape production

Eutrophication aquatic – fresh

water

Phosphate (water) Grape production

Eutrophication terrestrial Nitrate (water) Grape production

Eutrophication terrestrial Nitrogen oxides (air) Glass bottle production

Human Toxicity – cancer

effects

Chromium (air) Grape production (steel posts for

vine tying)

Human Toxicity – non-cancer

effects

Zinc (soil) Grape production

Ionising Radiation – human

health

Carbon C14 (air) Electricity consumption at winery

and during use; Glass bottle

production

Land Transformation To arable irrigated intensive

From arable, irrigated, intensive

Permanent crops

Grape production

Ozone depletion Halon (1301) (air) EoL waste collection an

transportation; transportation from

retail to consumer

Particulate Matter Dust (PM 2.5) (air) Glass bottle production

Photochemical ozone

formation

Nitrogen oxides (air) Glass bottle production; Grape

production (steel posts for vine

tying)

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Resource depletion – water River water from technosphere Electricity consumption at winery;

Glass bottle production

Resource Depletion –

mineral, fossil

Indium Grape production (zinc coils used

in vine planting)

1055

Based on the normalised and weighted results and applying the PEF 1056

procedure17, the five most significant impact categories are: 1057

o Resource depletion – mineral, fossil. 1058

o Ecotoxicity for aquatic fresh water. 1059

o Human toxicity – non-cancer effects. 1060

o Human toxicity – cancer effects. 1061

o Resource depletion – water. 1062

These 5 categories represent 88% and 85% of the normalised and weighted 1063

results of still wine and sparkling wine, respectively. The rest of categories 1064

contribute less than 3 – 4 % to the overall normalised and weighted results. 1065

However, the WINE TS considers that the most relevant impact categories 1066

for communication purposes are: 1067

o Resource depletion – water. 1068

o Eutrophication - marine. 1069

o Acidification. 1070

o Climate change. 1071

This deviation proposed is based on the following reasons: 1072

a) Indium is the resource explaining most of the resource depletion and is 1073

related to the “zinc coating” of metals posts used in the plantation of vines. 1074

Despite indium is a rare mineral, results should be interpreted with care as 1075

inventory data may be overestimated and the default characterization 1076

factor used for Indium (based on reserve base estimates of 1999) may be 1077

too high in comparison to most recent estimates are considered. For all 1078

these reasons, the WINE TS considers that “resource depletion – mineral 1079

fossil” should not be considered as one of the most relevant impact 1080

categories. 1081

b) Regarding the normalised results of “Ecotoxicity for aquatic fresh water”, 1082

the WINE TS considers that USETOX models are not reliable enough for 1083

inorganic compounds like Copper or Zinc as the characterization factors 1084

___________________________________________________________________ 17 Screening and hotspot analysis: procedure to identify the hotspots and the most relevant

contributions (in terms of impact categories, life cycle stages, processes and flows), version 4.0. 24th

April 2015.

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are very uncertain. This combined with the before mentioned 100% soil 1085

assumption in ecoinvent v2 model, lead to unreliable characterization 1086

factor for Folpet and inorganics compounds. For all these reasons, the 1087

“ecotoxicity for aquatic fresh water” should not be considered as one of 1088

the most relevant impact categories. For the same reasons, “human 1089

toxicity – non-cancer effects” and “human toxicity – cancer effects” should 1090

not be considered either. 1091

c) As resource depletion and toxicity-related categories may present 1092

overestimated results, remaining categories may be more relevant than 1093

initially estimated using the PEF method. On the other hand, some impact 1094

categories are closely related to just one type of packaging (i.e. glass 1095

bottles) and therefore will not be relevant for wine packaged in other types 1096

of packaging (i.e. bag in box, PET bottles, beverage carton, etc.). For 1097

these reasons, eutrophication-marine and acidification have been chosen 1098

by the WINE TS amongst the most relevant impact categories for both 1099

their relative contribution to the normalised results and for tackling 1100

different life cycle stages and processes. 1101

d) The WINE TS considers that Climate Change should be addressed when 1102

communicating the environmental impact of wine as all life cycle stages 1103

contribute to this impact (whereas other impact categories are mainly 1104

related to grape production) and consumers are more familiar with carbon 1105

footprint that with other impact categories. 1106

1107

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Annex II – Supporting studies 1108

Three supporting studies have been carried out for testing the draft PEFCR for 1109

calculating the environmental footprint of 3 products: still wine produced in Spain and 1110

sold in UK, still wine produced and sold in Italy and sparkling wine produced in 1111

France and sold in different EU countries. In all cases, companies produce wine and 1112

grow grapes and therefore activity data has been collected for the whole production 1113

process. 1114

1115

As required by the draft PEFCR, three different allocation methods have been tested 1116

when co-products are produced. The range of values used for allocating the different 1117

co-products depending on the criteria applied is: 1118

1119

Relevant differences in overall results occur when mass, economic or physical 1120

allocation criteria are applied. 1121

Most relevant impact categories differ from one study to the other, but in at least two 1122

of three studies are as follows: 1123

- Freshwater ecotoxicity 1124

- Human toxicity, non-cancer effects 1125

- Mineral, fossil resource depletion 1126

- Terrestrial eutrophication 1127

- Water resource depletion 1128

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The following aspects were suggested for improving this PEFCR: 1129

Include guidelines about how to calculate the emissions of organic waste 1130

(leafs, stems, stalks) left in soil vineyards. 1131

Review methods for calculating nitrate leaching to ground during N-fertilizers 1132

applications. 1133

Include default values for estimating the quantity of soil erode at the vineyard 1134

(parameter needed for calculating the phosphate emissions). 1135

Describe how reusable barrels shall be allocated to the functional unit. 1136

Exclude non relevant capital goods from the system boundaries. 1137

Explain how carbon storage at soil (additional information) shall be related to 1138

the functional unit. 1139

1140

1141

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Annex III – Benchmark and classes of environmental 1142

performance 1143

The following table shows the results of the two representative products (still wine 1144

and sparkling wine) for the 15 impact categories assessed. These results were 1145

obtained in the screening study described in Annex I. 1146

1147

Impact category Unit Still wine Sparkling wine

Climate Change kg CO2 equivalent 1.40E+00 1.70E+00

Ozone Depletion kg CFC-11 equivalent 3.60E-08 4.26E-08

Ecotoxicity for

aquatic fresh water

CTUe (Comparative Toxic Unit for

ecosystems) 2.34E+01 2.04E+01

Human Toxicity -

cancer effects

CTUh (Comparative Toxic Unit for

humans) 2.68E-08 2.40E-08

Human Toxicity –

non-cancer effects

CTUh (Comparative Toxic Unit for

humans) 9.45E-02 1.01E-01

Particulate

Matter/Respiratory

Inorganics

kg PM2.5 equivalent

1.23E-03 1.63E-03

Ionising Radiation –

human health effects

kBq U235

equivalent (to air) 9.45E-02 1.01E-01

Photochemical Ozone

Formation

kg NMVOC equivalent 5.35E-03 5.41E-03

Acidification mol H+ eq 1.08E-02 1.22E-02

Eutrophication –

terrestrial

mol N eq 3.02E-02 3.45E-02

Eutrophication –

aquatic freshwater

kg P equivalent 5.24E-05 4.79E-05

Eutrophication –

aquatic marine

kg N equivalent

3.39E-03 3.49E-03

Resource Depletion –

water

m3

water use related to local

scarcity of water 3.27E-02 3.52E-02

Resource Depletion –

mineral, fossil

kg antimony (Sb) equivalent 4.16E-04 3.63E-04

Land Transformation kg C (deficit) 1.69E+00 2.86E+00

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Annex IV – Upstream scenarios (optional) 1148

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Annex V – Downstream scenarios (optional) 1149

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Annex VI – Normalisation factors 1150

The JRC Technical Report developed by Benini et al (2014) provides the list of 1151

normalization factors to be used in the PEFCR pilot phase. Those factors are based 1152

on An “EU-27 domestic inventory” i.e. an extensive collection of emissions into air, 1153

water and soil as well as resources extracted in EU-27 on a per year basis. 1154

1155

Impact category Unit Domestic

Normalisation factor

per person

(domestic)

Overall

robustness

Climate Change kg CO2 equivalent 4.60E+12 9.22E+03 Very high

Ozone Depletion kg CFC-11

equivalent

1.08E+07 2.16E-02 Medium

Ecotoxicity for

aquatic fresh water

CTUe (Comparative

Toxic Unit for

ecosystems)

4.36E+12 8.74E+03 Low

Human Toxicity -

cancer effects

CTUh (Comparative

Toxic Unit for

humans)

1.84E+04 3.69E-05 Low

Human Toxicity –

non-cancer effects

CTUh (Comparative

Toxic Unit for

humans)

2.66E+05 5.33E-04 Low

Particulate

Matter/Respiratory

Inorganics

kg PM2.5 equivalent 1.90E+09 3.80E+00 Very high

Ionising Radiation –

human health effects

kBq U235

equivalent

(to air)

5.64E+11 1.13E+03 Medium

Photochemical Ozone

Formation

kg NMVOC

equivalent

1.58E+10 3.17E+01 Medium

Acidification mol H+ eq 2.36E+10 4.73E+01 High

Eutrophication –

terrestrial

mol N eq 8.76E+10 1.76E+02 Medium

Eutrophication –

aquatic freshwater

kg P equivalent 7.41E+08 1.48E+00 Medium to

low

Eutrophication –

aquatic marine

kg N equivalent 8.44E+09 1.69E+01 Medium to

low

Resource Depletion –

water

m3

water use related

to local scarcity of

water

3.74E+13 7.48E+04 Medium to

low

Resource Depletion –

mineral, fossil

kg antimony (Sb)

equivalent

4.06E+10 8.14E+01 Medium

Land Transformation kg C (deficit) 3.74E+13 7.48E+04 Low

Source: Benini, L. ; Mancini, L. ; Sala, S. ; Manfredi, S. ; M.Schau, E. ; Pant, R. 1156

2014. Normalisation method and data for Environmental Footprints. Joint Research 1157

Centre Technical Reports, European Commission. Report EUR 26842 EN. 1158

https://ec.europa.eu/jrc/en/publication/eur-scientific-and-technical-research-1159

reports/normalisation-method-and-data-environmental-footprints 1160

1161

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1162

Annex VII – Weighting factors 1163

Impact categories shall receive the weight defined in the most updated version of the 1164

Guidance for the implementation of the EU Product Environmental Footprint (PEF). 1165

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Annex VIII – Foreground data 1166

Grape production (situation 1) 1167

General data

Specific data required Units Comments

Vineyard surface ha

Number of plants plants/ha

Grape production (yield) kg/year

Year of plantation -

Vine plant nursery, planting, nourishing and destruction

Specific data required Units Comments

Average life-time of vines years/plant

Posts kg/year/plant

Specify materials,

production location and

average service life

Wires and other tying materials kg/year/plant

Specify materials,

production location and

average service life

Fertilizers kg/year/plant Specify type and

production location

Pesticides kg/year/plant Specify type and

production location

Energy consumption MJ/year/plant Specify type

Waste produced from vine

destruction kg/year/plant

Specify type and waste

treatment

Canopy management

Specific data required Units Comments

Energy consumption MJ/year/plant Specify type

Waste produced kg/year/plant Specify type and waste

treatment

Fertilizing management

Specific data required Units Comments

Fertilizers kg/year/plant Specify type and

production location

N mineral fertilizer used kg N/year/plant Specify type

Energy consumption MJ/year/plant Specify type

Pest and disease management

Specific data required Units Comments

Pesticides kg/year/plant Specify type and

production location

Energy consumption MJ/year/plant Specify type

Irrigation

Specific data required Units Comments

Materials used kg/year/plant Specify type, production

location and service life

Water consumption m3/year/plant Specify origin

Energy consumption MJ/year/plant Specify type

1168

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Wine making process 1169

General data

Specific data required Units Comments

Winery surface m2

Annual production Number of bottles / year

Litres / year

Specify type

Vinification

Specific data required Units Comments

Grape used kg/year

Wine produced litres/year

Oenological products used kg/year Specify type and

production location

Energy consumption kWh/year

MJ/year

Specify type

Water consumption m3/year

Cleaning products kg/year Specify type

Waste produced kg/year Specify type and waste

treatment

Co-products produced (marc,

lees…) kg/year

Specify type, alcohol

content and sell price

Ageing

Specific data required Units Comments

Barrels used kg/year Specify materials and

production location

Cleaning products kg/year Specify materials and

production location

Energy consumption kWh/year

MJ/year

Specify type

Water consumption m3/year

Waste produced kg/year Specify type and waste

treatment

1170

Packaging 1171

Specific data required Units Comments

Primary packaging used kg/year Specify type and

production location

Energy consumption in fill-in and

packaging processes kWh/year

Specify type

Secondary packaging kg/year Specify type and

production location

Tertiary packaging kg/year Specify type and

production location

1172

Distribution to retail 1173

Specific data required Units Comments

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Transport to distributor km/year

Specify type of transport

and amount of product

distributed to each point

1174

Default methods for calculating emissions derived from the application of fertilizers 1175

and pesticides (see Annex XIII for a description of the methods) 1176

Method Activity data required

Emissions to air

Ammonia (NH3) EMEP (EEA 2013)

Tier 1,2

Specify type and amount of fertiliser

(mineral and organic) applied in the

cultivated area, expressed in kg N per

ha yr of cultivated area.

Dinitrogen monoxide or

nitrous oxide (N2O)

IPCC (2006) Tier 1

Specify type and amount of fertilisers

(mineral and organic) and crop

residues applied in the cultivated area,

expressed in kg N per ha yr

of

cultivated area.

Nitrogen oxides (NOX) EMEP (EEA 2009)

Tier 1

Specify type and amount of fertiliser

(mineral and organic) applied in the

cultivated area, expressed in kg N per

ha yr of cultivated area.

Carbon dioxide (CO2) after

urea application

IPCC (2006) Tier 1

Specify amount of urea applied in the

cultivated area, expressed in kg urea

per ha yr of cultivated area.

Carbon dioxide (CO2) form

land occupation and

transformation

Ecoinvent v2

(Frishknecht et al,

2007)

Specify land use change in the

cultivated area under study over the

last 20 years.

Specify land occupation expressed in

m2 y, time period starts after the

harvest of the previous crop (average

harvest date) and ends with the

harvest of the considered crop.

Emissions to surface water

Phosphate run-off to

surface water (PO43-

)

SALCA – P

Prasuhn 2006

Specify amount of P2O5 in fertilisers

(mineral, slurry or solid manure)

applied in the cultivated area,

expressed in kg P2O5 P lost through

run-off to rivers per ha yr of cultivated

area.

Phosphorus through water erosion to surface water: (P, PO4

3-)

SALCA – P

Prasuhn 2006

Specify amount of soil eroded in the

cultivated area, expressed kg of

eroded soil per ha yr of cultivated

area.

Heavy metals – Soil loss

(Cd, Cr, Cu, Hg, Ni, Pb,

Zn)

Freiermuth (2006)

(SALCA method)

Specify amount of soil eroded in the

cultivated area, expressed kg of

eroded soil per ha yr of cultivated

area.

Emissions to groundwater

Nitrate (NO3-)

SQCB (Faist et. al 2009)

Specify type and amount of fertiliser

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(mineral and organic) applied in the

cultivated area, expressed in kg/ha (in

case of mineral fertilizer), m3/ha (in

case of slurry) or kg/ha (in case of

manure) and irrigation expressed in m3

per ha.

Phosphate leaching to

ground water (PO43-

)

SALCA – P Prasuhn 2006

Specify amount of P2O5 in fertilisers

(slurry or liquid sewage sludge)

applied in the cultivated area,

expressed in kg P2O5 leached to

ground water per ha yr of cultivated

area.

Heavy metals - leaching

(Cd, Cr, Cu, Hg, Ni, Pb,

Zn)

Freiermuth (2006) (SALCA method)

Specify amount of heavy metals

leached to ground water in the

cultivated area, expressed in kg of

heavy metals leached to ground water

per ha yr of cultivated area.

Emissions to agricultural soil

Pesticides (if any applied)

Ecoinvent v2

(Nemecek and Kägi

2007)

Specify type (CAS registry numbers

and names of active ingredients) and

mass applied (of individual pesticide or

of each active ingredient) in the

cultivated area, expressed in t a-1

.

1177

1178

1179

1180

1181

1182

1183

1184

1185

1186

1187

1188

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Annex IX – Background data 1189

Background data shall have a DQR≤ 3, according to the general data quality criteria 1190

defined in the Guidance for the implementation of the EU Product Environmental 1191

Footprint (PEF). 1192

1193

The following sources of background data shall be used in PEF studies: 1194

1195

Grape production (situations 2 or 3) 1196

Product Dataset used [reference year]

Grafted vine production

Grafted vine plant, nursery (phase), production and varieties mix, at tree nursery AGRIBALYSE V1.2 [2005-2009]

Grafted vine plantation and destruction

Grafted vine, plantation destruction (phase), conventional, variety mix, Languedoc-Roussillon AGRIBALYSE V1.2 [2005-2009]

Grape early production - conventional

Grape, early production (phase) integrated, variety mix, Languedoc-Roussillon, at vineyard AGRIBALYSE V1.2 [2005-2009]

Grape early production - organic

Grape, early production (phase), organic, variety mix, Languedoc-Roussillon, at vineyard AGRIBALYSE V1.2 [2005-2009]

Grape full production – conventional

Grape, full production (phase), integrated, variety mix, Languedoc-Roussillon, at vineyard AGRIBALYSE V1.2 [2005-2009]

Grape full production - organic

Grape, full production (phase), organic, variety mix, Languedoc-Roussillon, at vineyard AGRIBALYSE V1.2 [2005-2009]

Herbicides Acetamide-anillide-compound produc58nspecifiedcified (market for, GLO) [2000]

Dinitroaniline-compound (market for, GLO) [2000]

Pesticide unspecified (market for, GLO) [2000]

Glyphosate (market for, GLO) [2000]

Phenoxy-compound (market for, GLO) [2000]

Cyclic N-compound (market for, GLO) [2000]

Bipyridylium-compound (market for, GLO) [2000]

Pyridine-compound (market for, GLO) [2000]

Organophosphorus-compound (market for, GLO) [2000]

Fungicides Folpet (market for, GLO) [2000]

Fosetyl-Al (market for, GLO) [2000]

[sulfonyl]urea-compound (market for, GLO) [2000]

Pesticide unspecified (market for, GLO) [2000]

Sulphur (market for, GLO) [2000]

Cyclic N-compound (market for, GLO) [2000]

Nitrile-compound (market for, GLO) [2000]

Copper oxide (market for, GLO) [2000]

Mancozeb (market for, GLO) [2000]

Dinitroaniline-compound (market for, GLO) [2000]

Pyridine-compound (market for, GLO) [2000]

Insecticides Pesticide unspecified (market for, GLO) [2000]

Pyrethroid-compound (market for, GLO) [2000]

Pyridine-compound (market for, GLO) [2000]

Tying materials EU-15 Copper wire, technology mix, consumption mix, at plant, cross section 1 mm² ELCD [2014]

GLO Special high grade zinc, primary production, production mix, at plant ELCD [2014]

Steel hot rolled coil (ILCD), blast furnace route, production mix, at plant, 1kg ELCD [2014]

RER: market for Sawnwood, hardwood, raw, dried (u=10%) Ecoinvent [2016]

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RER: production of Polyester resin, unsaturated Ecoinvent [2016]

Fertilizers Ammonium nitrate phosphate production (RER) ecoinvent [1999]

Ammonium nitrate phosphate, as P2O5 ecoinvent [1999]

Ammonium nitrate, as N (market for, GLO) ecoinvent [1999]

Ammonium sulfate, as N (market for, GLO) ecoinvent [1998]

Chemical inorganic (market for, GLO) ecoinvent [2000]

Diammonium phosphate production (RER) ecoinvent [1999]

Diammonium phosphate, as P2O5 ecoinvent [1999]

Magnesium oxide (market for, GLO) ecoinvent [2000]

Monoammonium phosphate production (RER) ecoinvent [1999]

Monoammonium phosphate, as P2O5 ecoinvent [1999]

Potassium chloride, as K2O (market for, GLO)ecoinvent [2000]

Potassium sulfate, as K2O (market for, GLO) ecoinvent [1999]

Single superphosphate production (RER)ecoinvent [1999]

Sulfuric acid (market for, GLO) ecoinvent [2000]

Triple superphosphate production (RER) ecoinvent [1999]

Urea, as N (market for, GLO) ecoinvent [1999]

Machinery GLO: market for shed ecoinvent [1994]

GLO: market for agricultural machinery, unspecified ecoinvent [1995]

GLO: market for tractor, 4-wheel, agricultural ecoinvent [1995]

GLO: Universal Tractor PE <u-so> [2013]

EU-15 Diesel, from crude oil, consumption mix, at refinery, 200 ppm sulphur ELCD 3 [2014]

1197

Wine making process 1198

LCI datasets used for modelling oenological products 1199

Product Dataset used [reference year]*

Ammonium bisulphite GLO: Ammonium sulphate as N ecoinvent [2011] as a proxy

Ammonium sulphate GLO: Ammonium sulphate as N ecoinvent [2011] as a proxy

Ascorbic acid DE: Ascorbic acid PE [2012] US: Corn grains, at farm (12% H2O content) PE [2013]

Bentonite GLO: market for bentonite ecoinvent [1997]

Calcium alginate GLO: market for calcium chloride ecoinvent [2012] used as a proxy

Calcium carbonate GLO: Limestone, unprocessed ecoinvent [2011]

Calcium tartrate Production of fresh lees based on primary data compiled used as a proxy; mass allocation

Casein US: Milk protein concentrate powder 4424 (MPC 70) PE [2012] used as proxy

Cellulose GLO: market for cellulose fibre, inclusive blowing in ecoinvent [1995]

Citric acid GLO: market for citric acid ecoinvent [2010]

CMC Carboxymethylcellulose

GLO: market for carboxymethyl cellulose, powder ecoinvent [1993]

Concentrated grape must

Average grape production and energy consumption for pressing the grapes (provided by VITEC, 2015) used as a proxy

Copper sulfate GLO: market for copper sulfate ecoinvent [2006]

Diammonium phosphate RER: market for ammonia, liquid ecoinvent [2000] GLO: market for phosphoric acid, industrial grade, without water, in 85% solution state ecoinvent [1986]

Dimethyl dicarbonate (DMDC)

DE: Dimethyl carbonate (DMC) PE [2013] as a proxy

Edible gelatin GLO: activated silica production ecoinvent [2012] used as a proxy

Enzymes GLO: market for carboxymethyl cellulose, powder ecoinvent [1993] used as a proxy

Fresh lees Production of fresh lees based on primary data compiled used as a proxy; mass allocation.

Gum-arabic GLO: market for protein pea ecoinvent [2000] used as a proxy

Isinglass GLO: activated silica production ecoinvent [2012] used as a proxy

Kaolin GLO: market for kaolin ecoinvent [2000]

Lactic acid GLO: market for lactic acid ecoinvent [2010]

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Lactic bacteria GLO: market for carboxymethyl cellulose, powder ecoinvent [1993] used as a proxy

Maleic acid RER: market for maleic anhydride ecoinvent [1997] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [1993]

Metartaric acid RER: market for maleic anhydride ecoinvent [1997] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [1993] GLO: market for hydrogen peroxide, without water, in 50% solution state ecoinvent [1995] RER: heat, central or small-scale, natural gas ecoinvent [2014]

Neutral potassium bitartrate

RER: market for maleic anhydride ecoinvent [2016] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [2016] GLO: market for hydrogen peroxide, without water, in 50% solution state ecoinvent [2016] RER: heat, central or small-scale, natural gas ecoinvent [2014] GLO: market for potassium hydroxide ecoinvent [2016]

Nitrogen RER: market for nitrogen, liquid ecoinvent [2011]

Oak chips RER: market for wood chips, dry, measured as dry mass ecoinvent [2011] used as a proxy

Oenological charcoal GLO: market for charcoal ecoinvent [1985]

Ovalbumin RER: heat, central or small-scale, natural gas ecoinvent [2014]

Plant protein GLO: market for protein pea ecoinvent [2000] used as a proxy

Potassium alginate GLO: market for calcium chloride ecoinvent [2012] used as a proxy

Potassium caseinate US: Milk protein concentrate powder 4424 (MPC 70) PE [2012] used as a proxy

Potassium bicarbonate GLO: market for potassium carbonate ecoinvent [2000] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [1993] RoW: market for carbon dioxide, liquid ecoinvent [1979]

Potassium bisulphite RER: Sulphuric acid production ecoinvent [2001] GLO: Potassium carbonate ecoinvent [2011]

Potassium bitartrate RER: market for maleic anhydride ecoinvent [1997] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [1993] GLO: market for hydrogen peroxide, without water, in 50% solution state ecoinvent [1995] RER: heat, central or small-scale, natural gas ecoinvent [2014] GLO: market for potassium hydroxide ecoinvent [1998]

Potassium carbonate GLO: market for potassium carbonate ecoinvent [2000]

Rectified grape must Average grape production and energy consumption for pressing the grapes (provided by VITEC, 2015) used as a proxy

Sorbic acid DE: Ascorbic acid PE [2012] and US: Corn grains, at farm (12% H2O content) PE [2013] used as a proxy

Saccharose GLO: market for sugar, from sugarcane ecoinvent [1994]

Silicon dioxide GLO: market for silica sand ecoinvent [1998]

Tannins Production of fresh lees based on primary data compiled used as a proxy

Tartaric acid RER: market for maleic anhydride ecoinvent [1997] GLO: market for water, completely softened, from decarbonised water, at user ecoinvent [1993] GLO: market for hydrogen peroxide, without water, in 50% solution state ecoinvent [1995] RER: heat, central or small-scale, natural gas ecoinvent [2014]

Thiamine hydrochloride RER: hydrochloric acid production, from the reaction of hydrogen with chlorine ecoinvent [1997]

Yeast cell walls EU-27: Yeast production PE [2012]

Yeast for wine EU-27: Yeast production PE [2012]

Yeast mannoproteins EU-27: Yeast production PE [2012]

1200

**in all cases, market data refer to year 2011, whereas the reference year specified refers to the 1201 production of the fertilizer 1202

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1203

LCI datasets used for modelling winemaking processes 1204

Process Dataset used [reference year]

Transport of inputs (oenological products, grapes and cleaning products)

RER: Articulated lorry (40t) incl. fuel ELCD [2005]

Electricity EU-27: Electricity mix, AC, consumption mix, at consumer, 1kV - 60kV ELCD [2014]

Water RER: Drinking water, water purification treatment, production mix, at plant, from surface water ELCD [2014] RER: Drinking water, water purification treatment, production mix, at plant, from groundwater ELCD [2014]

Sodium hydroxide (NaOH) – cleaning products

RER: Sodium hydroxide, production mix for PVC production, at plant, 100% NaOH ELCD [2014]

Citric acid – cleaning products

RoW: citric acid production ecoinvent [2010]

Bleach – cleaning products

RER: Sodium hypochlorite, without water, in 15% solution state, sodium hypochlorite production, product in 15% solution ecoinvent [2016]

Wastewater treatment

EU-27 Waste water - untreated, organic contaminated ELCD [2014]

1205

LCI datasets used for modelling ageing 1206

Process Dataset used [reference year]

Oak barrel DE: Spruce wood, timber, production mix, at saw mill, 40% water content ELCD [2014] GLO: Steel hot rolled section, blast furnace and electric arc furnace route, production mix ELCD [2014]

Sulphur GLO: Sulphur ecoinvent [2011]

Transport of barrels and sulphur to wineries

RER: Articulated lorry (40t) incl. fuel ELCD [2005]

Water Europe without Switzerland: market for tap water ecoinvent [2012]

Electricity mix EU-27: Electricity mix, AC, consumption mix, at consumer, 1kV - 60kV ELCD [2014]

Wastewater treatment

EU-27 Waste water - untreated, organic contaminated ELCD [2014]

Wood landfill EU-27: Landfill of untreated wood ELCD [2014]

Wood incineration EU-27: Waste incineration of untreated wood (10.7% water content) ELCD [2014]

1207

Packaging 1208

LCI datasets used for modelling primary, secondary and tertiary packaging 1209

Process Dataset used [reference year]

Glass bottle RER: Container glass (delivered to the end user of the contained product, reuse rate: 7%); technology mix at plant. ECLD [2014]

Natural cork stopper (still wine)

Dataset created based on Demertzi et al (2016) and Dias et al (2014b) based on primary data from C.E.Liège [-]

Champagne cork stopper (sparkling wine)

Dataset created based on Rives et al (2012) and primary data from C.E.Liègie [-]

Plastic cork Primary data from Nomacorc [2014]

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stoppers

Aluminium screw caps (glass bottles and PET bottles)

RER: Aluminium sheet, primary prod., prod. mix, aluminium semi-finished sheet product ELCD [2014]

Aluminium overcap (glass bottles)

RER: Aluminium sheet, primary prod., prod. mix, aluminium semi-finished sheet product ELCD [2014] RER: Polyethylene film (PE-LD) PlasticsEurope [2005]

Paper label (glass bottles, PET bottles)

RER: market for paper, woodfree, uncoated ecoinvent [2011]

Beverage carton (sleeve and closure)

EU-27: Beverage carton converting ELCD/ACE [2014]

PET bottle (container and closure)

RER: PET bottles PlasticsEurope [2015] RER: Aluminium sheet, primary prod., prod. mix, aluminium semi-finished sheet product ELCD [2014]

Bag in Box Primary data from Smurtfit Kappa [2009] Corrugated board boxes, technology mix, prod. mix, 16,6 % primary fibre, 83,4 % ELCD [2014] RER: Polyethylene film (PE-LD) PlasticsEurope [2005] RER: PET film PlasticsEurope [2015] RER: Aluminium sheet, primary prod., prod. mix, aluminium semi-finished sheet product ELCD [2014] RER: Polypropylene Granulate, production mix ELCD [2014] EU-27: Ethylene propylene dien elastomer (EPDM) PE [2012] GLO: market for printing ink, offset, without solvent, in 47.5% solution state ecoinvent [2011]

Cardboard box Corrugated board boxes, technology mix, prod. mix, 16,6 % primary fibre, 83,4 % ELCD [2014]

Wood Pallet GLO: EUR-flat pallet ecoinvent [2011]

LDPE foil RER: Packaging film, low density polyethylene ecoinvent [2014]

1210

Distribution to retail 1211

Process Dataset used [reference year]

Wine transportation – bulk, ship

GLO: Bulk carrier ocean, technology mix, 100.000-200.000 dwt [2014]

Wine transportation – road

RER: Articulated lorry transport, Euro 0, 1, 2, 3, 4 mix, 40 t total weight, 27 t max, ELCD [2014]

Wine transportation – car RER: transport, passenger car, EURO 4 ecoinvent [2005]

Waste transport RoW: municipal waste collection service by 21 metric ton lorry ecoinvent [1991]

1212

Use phase 1213

Process Dataset used [reference year]

Electricity consumption EU-27 Electricity mix, AC, consumption mix, at consumer, < 1kV [2014]

Wastewater treatment EU-27 Waste water - untreated, organic contaminated ELCD [2014]

1214

End-of-life (packaging) 1215

Process Dataset used [reference year]

Waste transport RoW: municipal waste collection service by 21 metric ton lorry ecoinvent [1991]

Glass landfill EU-27: Landfill of glass/inert waste ELCD [2014]

Glass incineration EU-27: Waste incineration of glass/inert material ELCD [2014]

Plastic landfill EU-27 Landfill of plastic waste ELCD [2014]

Plastic incineration EU-27: Waste incineration of plastics (PET, PMMA, PC) ELCD [2014]

Paper/cardboard landfill EU-27: Landfill of paper waste ELCD [2014]

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Paper/cardboard incineration

EU-27: Waste incineration of paper fraction in municipal solid waste (MSW) ELCD [2014]

Aluminium landfill EU-27: Landfill of glass/inert waste ELCD [2014]

Aluminium incineration EU-27: Waste incineration of glass/inert material ELCD [2014]

Beverage carton landfill EU-27: Landfill of municipal solid waste ELCD [2014]

Beverage carton incineration

EU-27: Waste incineration of municipal solid waste (MSW) ELCD [2014]

Cork/wood landfill EU-27: Landfill of untreated wood ELCD [2014]

Cork/wood incineration EU-27: Waste incineration of untreated wood (10.7% water content) ELCD [2014]

Electricity credit EU-27: Electricity mix, AC, consumption mix, at consumer, 1kV - 60kV ELCD [2014]

Thermal energy credit RER: heat, central or small-scale, natural gas ecoinvent [2014]

1216

1217

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Annex X – EoL formulas 1218

The default EoL formula defined in the most updated version of the Guidance for the 1219

implementation of the EU Product Environmental Footprint (PEF) shall be applied. 1220

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Annex XI – Background information on 1221

methodological choices taken during the development 1222

of the PEFCR 1223

1224

1225

XI.I Selection of impact categories 1226

The most significant impact categories have been selected by the Wine TS taking 1227

into account their contribution to the screening normalised and weighted results, the 1228

reliability of the impact assessment methods used and their suitability for 1229

communication purposes (see Annex I for more details). Regarding the latter, the TS 1230

considers that both the familiarity of the concept amongst consumers and that 1231

different life cycle stages are affected by the selected impact categories, are key 1232

aspects to consider when selecting the most relevant impact categories for 1233

communication purposes. The following impact categories shall be selected for 1234

communication purposes: 1235

Resource depletion – water. 1236

Eutrophication – marine. 1237

Acidification. 1238

Climate Change. 1239

1240

XI.II Additional environmental information: carbon storage 1241

Organic residues (mainly leaves and stocks) deposited in the vineyard soil contribute 1242

to increase its permanent organic carbon stock. In addition, vines contribute to 1243

carbon sequestration in their permanent structure during long periods. Both effects 1244

should be taken into account and calculated as part of additional environmental 1245

information. 1246

In the same way, carbon permanently stored in the soil and tree biomass of cork oak 1247

forests should be taken into account, as tree live for more than 100 years and 1248

sequestered CO2 during their lifespan. The following methods shall be applied if a) 1249

carbon permanently stored in the soil and/or b) biogenic carbon sequestration in 1250

permanent structure are calculated as additional information: 1251

a) Carbon permanently stored at soil (vineyards and oak forests) 1252

There are two fundamentally different and equally valid approaches to 1253

estimating organic carbon stock changes in mineral soils: 1254

The process-based approach, which estimates the net balance of additions 1255

to and subtraction from a carbon stock. The carbon stock changes are based 1256

on the first-order kinetics model (Hénin and Depuis ,1945), to evaluate the 1257

effect of agricultural practices on the changes in a given pool by using the 1258

following formulae (Bosco et al., 2013): 1259

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1260

tk

ek

OMkeSOMSOM I

tk

t 2

2

1

**

2

10

1261

Where: 1262

Parameter Definition

SOMt Soil Organic Matter at time t, expressed in Mg ha-1. SOM0 Soil Organic Matter at time t, expressed in Mg ha-1.

k2 Mineralisation coefficient (corresponding to the annual rate of SOM loss by mineralisation).

k1 Humification coefficient (refers to the annual rate of organic matter inputs incorporated in SOM).

OMI Annual organic matter inputs (i.e. fractions of organic matter originating from grapevine (leaves and pruning residues), natural grass cover (above-ground and below-ground biomass), cover crops (above-ground and below-ground biomass) and manure.

The humification coefficient (k1) values of the organic matter input (OMI) are 1263

included below (Fregoni, 1989; Boiffin et al., 1986). 1264

Input K1 values

Grapevines Leaves 0.1 Stalks 0.2

Pruning residues

0.3

Inter-row grassing

Above-ground biomass

0.2

Below-ground biomass

0.2

Manure 0.3

The mineralisation coefficient (k2) is affected by air temperature, soil texture 1265

and limestone content. k2 is calculated by using the following formulae (Boiffin 1266

et al., 1986; Bockstaller and Girardin, 2003): 1267

200200c200,12 lk 1268

Where: 1269

Parameter Definition

Temperature factor, expressed in ºC.

c Clay content, expressed in g Kg-1. l Limestone content, expressed in g Kg-1.

)5(2.0 T 1270

Parameter Definition

Temperature factor, expressed in ºC.

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67

T Annual air temperature, expressed in ºC. 1271

Conversion of Soil Organic Matter (SOM) to Soil Organic Carbon (SOC): 1272

Most analytical methods used routinely for measuring SOM contents actually 1273

determine the content of SOC, and not SOM. Since not single conversión factor is 1274

appropiate for all soils, it would be better to determine and reports results from such 1275

determinations in term of SOC and not SOM value. In any case, SOC can be 1276

estimated from SOM values as follows: 1277

CF

SOMSOC 1278

Where: 1279

Parameter Definition

SOC Soil Organic Carbon, expressed in grams of C per 100 grams soil. SOM Soil Organic Matter; expressed in grams of C per 100 grams soil. CF Conversión factor used ranged from 1.72 to2.0.

References: 1280

Boiffin J, Keli Zagbahi J, Sebillotte M (1986) Systèmes de culture et 1281

statut organique des sols dans le Noyonnais: application du modèle 1282

de Hénin–Dupuis. Agronomie 6:437–446. 1283

Bosco, S., Di Bene, C., Galli, M., Remorini, D.,Massai, R., Bonari, E., 1284

2013. Soil organicmatter accounting in the carbon footprint analysis of 1285

the wine chain. Int. J. Life Cycle Assess. 18 (5), 973–989. 1286

Bockstaller C, Girardin P (2003) Mode de Calcul des Indicateurs 1287

Agrienvironmentaux de la Methode INDIGO. Version 1.61 du Logiciel. 1288

Unpublished INRA Internal Technical Report, Colmar, France 1289

Fregoni M (1989) La viticoltura biologica: basi scientifiche e 1290

prospettive. Vignevinin 12:7–12. 1291

Hénin S, Dupuis M (1945) Essai de bilan de la matière organique du 1292

sol. Ann Agron 15:17–19. 1293

The stock-based approach, which estimates the difference in carbon stocks 1294

at two points in time. The carbon stock changes in a given pool as an annual 1295

average difference between estimates at two points in time by using the 1296

stock-difference method can be estimated as follows: 1297

12

44

12

,,,,

,12

12

tt

CCC

tiSOCsptiSOCsp

ttSOCi 1298

Where: 1299

Parameter Definition

CSOCi,t2-t1 Annual carbon stock change in the pool for stratum i, expressed in tonnes CO2-e ha-1 yr-1.

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CSOCsp,i,t2 Carbon stock in the pool for sample plot sp, stratum i, at time t2; expressed in tonnes C ha-1.

CSOCsp,i,t1 Carbon stock in the pool for sample plot sp, stratum i, at time t1; expressed in tonnes C ha-1.

44/12 Ratio of molecular weight of CO2 to carbon, expressed in tonnes CO2-e tonnes C-1

1300

Pi

Sp i

tispsampletispsampletispSOCsample

tiSOCspP

DepBDCC

1

2,,,2,,,2,,,

2,, 1301

Where: 1302

Parameter Definition

CSOCsp,i,t2 Carbon stock in the pool for sample plot sp, stratum i, at time t2; expressed in tonnes of C ha-1.

CSOCsample,sp,i,t2 Soil organic carbon of the sample in sample plot sp, stratum i, at time t2, determined in the laboratory in grams C/100 grams soil (fine fraction <2 mm).

BDsample,sp,i,t2 Bulk density of fine (<2 mm) fraction of mineral soil in sample plot sp, stratum i, at time t2, determined in the laboratory in grams fine fraction per cm-3 total sample volume.

Depsample,sp,i,t2 Depth to which soil sample is collected in sample plot sp and stratum i at time t2; expressed in cm.

Sp Sample plots in stratum (Sp=1, 2, 3,…, Pi). i Strata (i=1, 2, 3,…, M)

t2 Last year of inventory time period at what soil sample is collected in sample plot sp and stratum i.

1303

Pi

Sp i

tispsampletispsampletispSOCsample

tiSOCspP

DepBDCC

1

1,,,1,,,1,,,

1,,

** 1304

Where: 1305

Parameter Definition

CSOCsp,i,t1 Carbon stock in the pool for sample plot sp, stratum i, at time t2; expressed in tonnes of C ha-1.

CSOCsample,sp,i,t1 Soil organic carbon of the sample in sample plot sp, stratum i, at time t1, determined in the laboratory in grams of C/100 grams soil (fine fraction <2 mm). BDsample,sp,i,t1 Bulk density of fine (<2 mm) fraction of mineral soil in sample plot sp, stratum i, at time t1, determined in the laboratory in grams fine fraction per cm-3 total sample volume. Depsample,sp,i,t1 Depth to which soil sample is collected in sample plot sp and stratum i at time t1; expressed in cm.

Sp Sample plots in stratum (Sp=1, 2, 3,…, Pi).

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i Strata (i=1, 2, 3,…, M)

t1 Year at beginning of inventory time period at what soil sample is collected in sample plot sp in stratum i.

Notes: 1306

When using the stock-difference method, it is important to ensure that the 1307

area of land (sample plots) at times t1 and t2 are identical. 1308

It is good practice to use the area at the end of the inventory period (t2) to 1309

define the area of land remaining in the land-use category. Under default 1310

assumptions therefore land will be transferred from a conversion category to 1311

a remaining category after it has been in a given land use for 20 years. 1312

Bulk density: 1313

For bulk density determination, samples (cores) of known volume are collected in the 1314

field and oven dried to a constant weight at 105 oC (for a minimum of 48 hours). The 1315

total sample is then weighed, then any coarse rocky fragments (>2 mm) are sieved 1316

and weighed separately. The bulk density of the soil core is estimated as: 1317

1318

CV

RFODWBDsample

1319

Where: 1320

Parameter Definition

BDsample Bulk density of the < 2mm fraction, expressed in grams per cubic centimetre.

ODW Oven dry mass total simple; expressed in grams. RF Mass of coarse fragments (> 2 mm); expressed in grams. CV Core volume; expressed in cm3 1321

References: 1322

The Earth Partners LLC, 2012.VCS Module VMD0021 Estimation of Stocks in 1323

the Soil Carbon Pool. 1324

Lal, R, 2004. Carbon emission from farm operations. Environment 1325

International, 30, 981-990. 1326

Lal, R, 2004. Soil carbon sequestration to mitigate climate change, 1327

Geoderma, 123, 1-22. 1328

West, T.O, Marland, G., 2002. Net carbon flux from agricultural ecosystems: 1329

methodology for full carbon cycle analyses. Environmental Pollution, 116, 1330

439-444. 1331

West, T.O, Marland, G., 2003. Net carbon flux from agriculture: Carbon 1332

emissions, carbon sequestration, crop yield, and land-use change. 1333

Biogeochemistry, 63, 73-83. 1334

1335

For the estimation of the CO2 equivalent per functional unit, the following formulae 1336

should be applied: 1337

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70

1338

Y

AfPeCC

ttiSOC

s

**12,

1339

Where: 1340

Parameter Definition

CS Carbon permanently stored at soil per functional unit, expressed in tones CO2-e per functional unit.

CSOCi,t2-t1 Annual carbon stock change in the pool for stratum i, expressed in tonnes CO2-e ha-1 yr-1.

Pe Plot extension, expressed in ha

Af Allocation factor, expressed in kilogrames of grapes needed per functional unit.

Y Yield, expressed in kilogrames of grapes yr-1

1341

b) Biogenic carbon stored in permanent plants structures (carbon that 1342

vines and/or oaks remain accumulating after the 100 year assessment 1343

period) 1344

A process-based approach in which the biomass carbon loss is subtracted from the 1345

biomass carbon gain (gain-loss method) is adopted to estimate the biogenic carbon 1346

balance in vine and cork oak biomass (aboveground and belowground) as follows: 1347

1348

Where: 1349

Parameter Definition

CBi,t1-t0 Carbon balance in the pool of aboveground and belowground biomass, expressed in tonnes CO2-e ha-1

PCi,t1-t0 Production (growth) of wood type i from time t0 up to time t1, expressed in tonne dry matter ha-1.

CFi Carbon fraction of dry matter of wood type i, expressed in tonne C (tonne dry matter)-1.

PBTPj,t1-t0 Production (growth) of biomass component j from thinnings and prunings from time t0 up to time t1, expressed in tonne dry matter ha-

1.

CFj Carbon fraction of dry matter of biomass component j, expressed in tonne C (tonne dry matter)-1.

PBSj,t1 Production (growth) of biomass component j in standing trees at time t1, expressed in tonne dry matter ha-1.

LBTPj,t1-t0 Loss of biomass component j from thinnings and prunings that is oxidized (by burning or decay) from time t0 up to time t1, expressed in tonne dry matter ha-1.

t0 Year of stand establishment t1 Year 100 or behind

i Wood types (e.g. =virgin cork, secondary cork, reproduction cork, “falca”)

j Biomass components (j=stem, branches, foliage, roots)

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44/12 Ratio of molecular weight of CO2 to carbon, expressed in tonnes CO2-e tonnes C-1

1350

Note: 1351

For simplification, PBTPj,t1-t0 can be considered equal to LBTPj,t1-t0. 1352

1353

For the estimation of the CO2 equivalent per functional unit, the following formulae 1354

should be applied: 1355

6

0,

,

10*

*92.0*

1

01

tti

tti

BPC

AfCBC

1356

Where: 1357

Parameter Definition

CB Biogenic carbon stored in permanent plants structures per functional unit, expressed in tones CO2-e per functional unit.

CBi,t1-t0 Carbon balance in the pool of aboveground and belowground biomass, expressed in tonnes CO2-e ha-1

PCi,t1-t0 Production (growth) of wood type i from time t0 up to time t1, expressed in tonne dry matter ha-1.

Af Allocation factor, expressed in grams of cork per functional unit. 1358

Note: 1359

Considering a typical moisture content of 8% in cork. 1360

1361

1362

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XI.III Additional environmental information: additional benchmarks if the 1363

use of glass bottles is compulsory 1364

In those cases where the use of glass bottles is required, a comparison 1365

against a second benchmark may be included as a sensitivity analysis. This 1366

second optional benchmark refers to the representative still wine packaged in 1367

glass bottles. 1368

1369

Impact category Unit Still wine

Climate Change kg CO2 equivalent 1.73E+00

Ozone Depletion kg CFC-11 equivalent 3.94E-08

Ecotoxicity for

aquatic fresh water

CTUe (Comparative Toxic Unit for

ecosystems) 2.32E+01

Human Toxicity -

cancer effects

CTUh (Comparative Toxic Unit for

humans) 2.73E-08

Human Toxicity –

non-cancer effects

CTUh (Comparative Toxic Unit for

humans) 2.23E-07

Particulate

Matter/Respiratory

Inorganics

kg PM2.5 equivalent

1.26E-03

Ionising Radiation –

human health effects

kBq U235

equivalent (to air) 9.04E-02

Photochemical Ozone

Formation

kg NMVOC equivalent 6.03E-03

Acidification mol H+ eq 1.16E-02

Eutrophication –

terrestrial

mol N eq 3.29E-02

Eutrophication –

aquatic freshwater

kg P equivalent 5.74E-05

Eutrophication –

aquatic marine

kg N equivalent

3.51E-03

Resource Depletion –

water

m3

water use related to local

scarcity of water 2.63E+00

Resource Depletion –

mineral. fossil

kg antimony (Sb) equivalent 4.15E-04

Land Transformation kg C (deficit) 1.69E+00

1370

1371

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Annex XII – Description of the default methods for 1372

calculating emissions derived from the application of 1373

fertilisers and pesticides 1374

XII.I Emission to air - Ammonia 1375

Ammonium (NH4+) contained in fertilisers can easily be converted into ammonia 1376

(NH3) when is exposed to the atmosphere. The following factors affects for the 1377

calculation of NH3 emissions: 1378

the chemical composition of the solution (including the concentration of NH3); 1379

the temperature of the solution; 1380

the surface area exposed to the atmosphere; 1381

the resistance to NH3 transport in the atmosphere. High pH favours the 1382

volatilisation of NH3 from many N fertilisers, so where the soil is acidic (pH 1383

values less than 7), volatilisation will tend to be small. In contrast, where the 1384

soil is alkaline, the potential for volatilisation will be larger. However, the 1385

strong interaction between the fertiliser and the soil may override the effects 1386

of initial soil pH, so the volatilisation depends on both the type of soil and the 1387

type of fertiliser. 1388

The most widespread basis is the EMEP/EEA guidelines from the EEA, which are 1389

used to establish national emission inventories. 1390

A) Volatilization of the nitrogen content of mineral fertilisers. 1391

Method proposed by EEA for national inventories (tier 2): 1392

ijalkji

J

j

jifert

I

i

NHfert cpEFmE

1·1·· __

1

__

1

_ 3 1393

Where: 1394

Parameter Definition

Efert_NH3 Emission flux (kg NH3 a-1of cultivated area).

mfert_i_j Mass of fertiliser-N applied as type i in the jth region (kg a-1 of cultivated area, N)

EFi_j EF for fertiliser type i in region j [kg NH3 (kg N) -1] (Table XII.I.1) palk_j proportion of the ith region where soil pH>7.0 (Table XII.I.1) ci soil pH multiplier for fertiliser type I (Table XII.I.1) 1395

Fertilisant Low soil pH (pH =< 7.0)

High soil pH (pH >7.0)

Multiplier c

Ammonium nitrate 0.037 0.037 1

Anhydrous ammonia 0.011 0.011 4

Ammonium phosphate 0.113 0.293 10

Ammonium sulphate 0.013 0.270 10

Calcium ammonium nitrate

0.022 0.022 1

Calcium nitrate 0.009 0.009 1

Ammonium solutions 0.037 0.037 1

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Ammonium solutions 0.125 0.125 1

Urea ammonium sulphate

0.195 0.195 1

Urea 0.243 0.243 1

Other NK and NPK 0.037 0.037 1

Table XII.I.1. Emission factors for total NH3 emissions from soils due to N fertiliser 1396

volatilisation and foliar emissions. Note: the multipliers are used when these 1397

fertilisers are applied to soils with pH > 7.0 (source: Harrison and Webb, 2001). 1398

Method proposed at plot level (vineyard): The emission of ammonia from each 1399

fertiliser type is calculated as the product of the mass of fertiliser of that type applied 1400

and the EF for that fertiliser type. 1401

i

n

i

ifertNHfert EFmE ·1

__ 3

1402

Adapted from the method proposed in the EMEP / EEA, 2013 (Tier 1 approach for 1403

the general equation and Tier 2 approach for the EF for each fertiliser type). 1404

Parameter Definition

Efert_NH3 Emission flux (kg NH3 a-1of cultivated area).

mfert_i_j Mass of fertiliser-N applied as type i in the jth region (kg a-1 of cultivated area, N)

EFi_j EF for fertiliser type i in region j [kg NH3 (kg N) -1] (Table XII.I.2) 1405

Fertilisant Low soil pH (pH =< 7.0)

High soil pH (pH >7.0)

Ammonium nitrate 0.037 0.037

Anhydrous ammonia 0.011 0.011

Ammonium phosphate 0.113 0.293

Ammonium sulphate 0.013 0.270

Calcium ammonium nitrate

0.022 0.022

Calcium nitrate 0.009 0.009

Ammonium solutions 0.037 0.037

Ammonium solutions 0.125 0.125

Urea ammonium sulphate

0.195 0.195

Urea 0.243 0.243

Other NK and NPK 0.037 0.037

Table XII.I.2. Emission factors for total NH3 emissions from soils due to N fertiliser 1406

volatilisation and foliar emissions (source: EMEP / EEA, 2013). 1407

B) Volatilization of the nitrogen content of organic fertilisers. 1408

Method proposed by EEA implies using different emission factors (EF) for calculating 1409

emissions during grazing or while spreading organic fertiliser. These factors apply to 1410

the quantity of Total Ammoniacal Nitrogen (TAN) and depends on the type of organic 1411

fertiliser used, whether it is liquid or solid, the source of emissions (grazing or not) 1412

and the form of application. 1413

Parameter Definition

Eapplic_slurry/solid Emission flux (kg NH3-N a-1 of cultivated area)

mapplic_slurry/solid_TAN mass of fertiliser applied slurry/solid (kg TAN a-1 of cultivated area) EFapplic_slurry/solid EF for fertiliser applied slurry/solid (kg NH3-N (kg TAN)-1) (Table

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XII.I.3) 1414

Livestock Proportion of

TAN Manure storage

type EF

spreading EF

grazing/outdoor

Dairy cows 0.6 liquid 0.55 0.10

0.6 solid 0.79 0.10

Other cattle (young cattle, beef cattle

and suckling cows)

0.6 liquid 0.55 0.06

0.6 solid 0.79 0.06

Fattening pigs (8-110 kg)

0,7 liquid 0.40 0.251

0.7 solid 0.81 0.251

Sow (and piglets to 8 kg)

0.7 liquid 0.29 0.25

0.7 solid 0.81 0.25

Sheep (and goats) 0.5 solid 0.90 0.09

Horses (and mules, asses)

0.6 solid 0.90 0.35

Laying hens (laying hens and parens)

0.7 liquid 0.69 0.092

0.7 solid 0.69 0.092

Broilers (broilers and parents)

0.7 solid 0.66 0.092

Turkeys 0.7 solid 0.54 0.092

Ducks 0.7 solid 0.54 0.092

Geese 0.7 solid 0.45 0.092

Average (from

AGRIBALYSE®)

- liquid 0.51 0.09

- solid 0.71 0.09

NOTAS: 1 Same values as for sows.

2 Average values from AGRIBALYSE®

Table XII.I.3. Emission factors for total NH3 emissions from soils due to N fertiliser 1415

volatilisation and foliar emissions (source: EMEP / EEA, 2013). 1416

1417

References: 1418

AGRIBALYSE®, the French LCI Database for agricultural products. 1419

EMEP / EEA, 2013. Air pollutant emission inventory guidebook. Part B: 1420

sectoral guidance chapters; Chapter 3.D: Agriculture - Crop production and 1421

agricultural soils. 1422

EMEP / EEA, 2013. Agriculture – Manure management. 1423

EPD. ARABLE CROPS, 2013. International EPD Programme. Product 1424

Category Group: Arable crops 2013:05 (Valid until: 2016-06-12) 1425

Harrison, R., Webb, J. (2001). „A Review of the effect of N fertiliser form on 1426

gaseous N emissions‟, Advances in Agronomy, 73, pp. 65–108. 1427

1428

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XII.II Emission to air – Dinitrogen monoxide or nitrous oxide. 1429

Nitrous oxide is produced naturally in soils through the processes of nitrification and 1430

denitrification. Nitrification is the aerobic microbial oxidation of ammonium to nitrate, 1431

and denitrification is the anaerobic microbial reduction of nitrate to nitrogen gas (N2). 1432

Nitrous oxide is a gaseous intermediate in the reaction sequence of denitrification 1433

and a by-product of nitrification that leaks from microbial cells into the soil and 1434

ultimately into the atmosphere. 1435

The following N sources are considered for estimating direct N2O emissions from 1436

managed soils: 1437

synthetic N fertilisers; 1438

organic N applied as fertiliser (e.g., animal manure, compost, sewage sludge, 1439

rendering waste); 1440

urine and dung N deposited on pasture, range and paddock by grazing 1441

animals; 1442

N in crop residues (above-ground and below-ground), including from N-fixing 1443

crops and from forages during pasture renewal; 1444

N mineralisation associated with loss of soil organic matter resulting from 1445

change of land use or management of mineral soils; and 1446

drainage/management of organic soils (i.e., Histosols). 1447

In addition to the direct emissions of N2O from managed soils that occur through a 1448

direct pathway (i.e., directly from the soils to which N is applied), emissions of N2O 1449

also take place through two indirect pathways: 1450

following volatilisation of NH3 and NOx from managed soils and from fossil 1451

fuel combustion and biomass burning, and the subsequent redeposition of 1452

these gases and their products NH4+ and NO3

- to soils and waters; and 1453

after leaching and runoff of N, mainly as NO3-, from managed soils 1454

Method proposed for the estimation of direct and indirect emissions of N2O to air: 1455

33321262

14

17

14

28

44NOEFNHEFNNEFON crtot

(1) 1456

(1) Adapted from the method proposed in the IPCC Guidelines, 2006. 1457

Where: 1458

Parameter Definition

N2O N2O emissions produced from managed soils (kg N2O ha-1) 44/28 Molecular weight ratio of N2O (where N2O = 44/28 N2O-N).

EF1 Ntot

N additions from mineral fertilisers, organic amendments and crop residues = 0.01 kg N2O - N (kg N-applied)-1. Total of nitrogen from mineral and organic fertilisers to managed soils (kg N ha-1).

Ncr Nitrogen contained in the crop residues (kg N ha-1). EF2 N volatilisation and re-deposition = 0.01 Kg N2O - N (kg NH3-

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N+NOx-N volatilised)-1. 14/17 Molecular weight ratio of NH3-N (where NH3 - N = 14/17 NH3). NH3 Losses of nitrogen in the form of ammonia (kg NH3 ha-1). 14/62 Molecular weight ratio of NO3

--N (where NO3--N = 14/62 NO3

-).

EF3 Leaching/runoff = 0.0075 kg N2O-N (kg N-leached/in runoff water)-1.

NO3- Losses of nitrogen in the form of nitrate (kg NO3

- ha-1). 1459

Other reference for EF is EPD, 2013: 1460

Fertiliser type Emission Factors (Direct emissions)

Ammonium sulfate 0.01

Ammonium nitrate 0.008

Calcium ammonium nitrate

0.007

Ammonia, direct application

0.009

Urea 0.011

Ammonium phosphates

0.009

Nitrogen solutions 0.01

Other straight N 0.012

Other complex NP-N 0.009

Compound NK-N 0.009

Compound NPK-N 0.008

General mineral N fertilizers

0.01

Animal manure 0.008

Table XII.II.1 Total NO2 emissions from cultures due to fertilizer use. Values are kg 1461

NO2-N emitted per kg of N in fertilizers applied (Source: Bouwman, A. F., L. J. M. 1462

Boumans, and N. H. Batjes, 2002, Modelling global annual N2O and NO emissions 1463

from fertilized field). 1464

1465

Fertiliser type Emission Factors

(Indirect emissions)

per kg of NH3-N volatilized from fertilizers applied

0.01

per kg of NO3-N lost by leaching/runoff 0.0075

Table XII.II.2 Total NO2 emissions from cultures due to fertilizer volatilization. Values 1466

are kg NO2-N emitted per kg of NH3-N volatilized from fertilizers applied and per kg of 1467

NO3--N lost by leaching/runoff (Source: IPCC, 2006b. Guidelines for national 1468

greenhouse gas inventories. Vol No 4: Agriculture, forestry and other land use 1469

(AFOLU). Ed Eggleston S., Buendia L., Miwa K., Ngara T. et Tanabe K., Kanagawa, 1470

Japan). 1471

References: 1472

EPD, 2013. International EPD Programme. Product Category Group: Arable 1473

crops 2013:05 (Valid until: 2016-06-12). 1474

IPCC, 2006b. Guidelines for national greenhouse gas inventories. Vol No 4: 1475

Agriculture, forestry and other land use (AFOLU). Chapter 4. N2O Emissions 1476

from Managed Soils, and CO2 Emissions from Lime and Urea Application. Ed 1477

Eggleston S., Buendia L., Miwa K., Ngara T. et Tanabe K., Kanagawa, Japan. 1478

Nemecek, T., 2013. Estimating direct field and farm emissions. 1479

AgroscopeReckenholz-Tänikon Research Station ART, Zurich, Switzerland, 1480

31p. 1481

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Nemecek, T., Schnetzer, J., 2011. Methods of assessment of direct field 1482

emissions for LCIs of agricultural production systems - Data v3.0. 1483

AgroscopeReckenholz-Tänikon Research Station ART, Zurich, August 2011, 1484

34p. 1485

Peano L, Bengoa X, Humbert S, Loerincik Y, Lansche J, Gaillard G, Nemecek 1486

T (2014) The World Food LCA Database project: towards more accurate food 1487

datasets. In: Schenck R, Huizenga D (eds) Proceedings of the 9th 1488

International Conference on Life Cycle Assessment in the Agri-Food Sector 1489

(LCA Food 2014), 8-10 October 2014, San Francisco, USA. ACLCA, Vashon, 1490

pp 964–966 1491

1492

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XII.III Emission to air – Nitrogen oxides (NOx). 1493

Soils and crops are considered to be a net sink for most NOx (NO + NO2) 1494

compounds. However, NO may be released from soils during nitrification and 1495

denitrification following N application and mineralization of incorporated crop residues 1496

and soil organic matter. 1497

In agricultural soils, where pH is likely to be maintained above 5.0, nitrification is 1498

considered to be the dominant pathway of NO emission (Remde and Conrad, 1991; 1499

Skiba et al., 1997; Venterea et al., 2005). Nitrification is the process by which micro-1500

organisms oxidize NH4+-N to NO3-N. The main determinants of NO production in crop 1501

production and agricultural soils are mineral N concentration, temperature, soil 1502

carbon concentration and soil moisture. 1503

Increased nitrification is likely to occur following application of fertilisers containing 1504

NH4+, soil cultivation and incorporation of crop residues (Aneja et al., 1997). 1505

A review of a global dataset of NO measurements from 189 agricultural fields, but 1506

biased toward industrialised countries, has shown that NO emissions are well related 1507

to the amount of N applied. Broadcasting fertiliser-N results in greater NO emissions 1508

than incorporating fertiliser-N or applying it as solution. Soils with organic C contents 1509

of > 3 % have significantly greater NO emissions than soils with < 3 % organic C, and 1510

good drainage, coarse texture and neutral pH promote NO emissions. Fertiliser and 1511

crop type do not appear to significantly influence NO emissions (Bouwman et al., 1512

2002; Stehfest and Bouwman, 2006). 1513

The method proposed by EEA (2013) (tier 1) is: 1514

NOappliedfertilizerNO EFARE ·_ 1515

Where: 1516

Parameter Definition

ENO Amount of NO emitted (kg a-1 NO). AR fertiliser_applied Amount of N applied (kg a-1, N). EFNO Emission factor of NO (kg NO (kg N) -1). 1517

The importance of NOx emission from N fertiliser is relatively small compared to 1518

other sources. Therefore simple emission factor is used. The EF for the application of 1519

mineral and organic fertiliser (including animal manure) is 0.012 kg NOx-N/kg N 1520

applied (EMEP / EEA, 2013, 3.D Table 3-1, converted from NO to N: 0.026*14/30 = 1521

0.012). 1522

Other references for EF are: 1523

Stehfest and Bouwman (2006) suggested that for Europe, 1.2 % of N applied 1524

on cropland and fertilised grassland is reemitted as NO (manure application 1525

included). 1526

Freibauer and Kaltschmitt (2000) had earlier suggested 1.0 % of applied N be 1527

used as the EF. 1528

An EF of 0.66% was recently used to estimate emissions from upland soils in 1529

Asia (Yan et al., 2003). 1530

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Bouwman et al. (2002) reported means of 0.5 % for animal manures and 1 % 1531

for fertiliser-N, albeit there was no significant difference in those means. 1532

EPD, 2013. Values are kg NO-N emitted per kg of N in fertiliser applied. 1533

1534

Fertiliser type Emission Factors

Ammonium sulfate 0.007

Ammonium nitrate 0.006

Calcium ammonium nitrate

0.006

Ammonia, direct application

0.005

Urea 0.007

Ammonium phosphates

0.007

Nitrogen solutions 0.007

Other straight N 0.010

Other compound NP-N

0.006

Compound NK-N 0.008

Compound NPK-N 0.006

General mineral N fertilizers

0.007

Animal manure 0.005

1535

1536

References: 1537

Aneja et al., 1997. Aneja, V.P., Holbrook, B., Robarge, W.P. (1997). „Nitrogen 1538

Oxide Flux from an Agricultural Soil during winter fallow in the Upper Coastal 1539

Plain of North Carolina, USA‟, Journal of the Air and Waste Management 1540

Association, 47, pp. 800–805. 1541

Bouwman et al., 2002. Bouwman, A.F., Boumans, L.J.M., Batjes, N.H. 1542

(2002a). „Modelling global annual N2O and NO emissions from fertilised 1543

fields‟, Global Biogeochemical Cycles, 16, pp. 1080. 1544

EMEP/EEA, 2013. Air pollutant emission inventory guidebook. Part B: 1545

sectoral guidance chapters; Chapter 3.D: Agriculture - Crop production and 1546

agricultural soils. 11p. 1547

EPD, 2013. International EPD Programme. Product Category Group: Arable 1548

crops 2013:05 (Valid until: 2016-06-12) 1549

Freibauer and Kaltschmitt, 2000. Freibauer, A., Kaltschmitt, M., eds. (2000). 1550

„Emission Rates and Emission Factors of Greenhouse Gas Fluxes in Arable 1551

and Animal Agriculture‟. Project report Task 1. EU Concerted Action „Biogenic 1552

Emissions of Greenhouse Gases Caused by Arable and Animal Agriculture‟ 1553

(FAIR3-CT96-1877). Universität Stuttgart, Institut für Energiewirtschaft und 1554

Rationelle Energieanwendung, pp. 375. 1555

Remde and Conrad, 1991. Remde, A., Conrad, R. (1991). „Role of nitrification 1556

and denitrification for NO metabolism in soils‟, Biogeochemistry, 12, pp. 189–1557

205. 1558

Skiba et al., 1997. Skiba, U., Fowler, D., Smith, K.A. (1997). „Nitric oxide 1559

emissions from agricultural soils in temperate and tropical climates: Sources, 1560

controls and mitigation options‟, Nutrient Cycling in Agroecosystems, 48, pp. 1561

75–90. 1562

Stehfest and Bouwman, 2006. Stehfest, E., Bouwman, L. (2006). „N2O and 1563

NO emission from agricultural fields and soils under natural vegetation: 1564

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summarizing available measurement data and modelling of global annual 1565

emissions‟, Nutrient Cycling in Agroecosystems, 74, pp. 1385–1314. 1566

Venterea et al., 2005. Venterea, R.T., Rolston, D.E.E., Cardon, Z.G. (2005). 1567

„Effects of soil moisture, physical, and chemical characteristics on abiotic nitric 1568

oxide production‟, Nutrient Cycling in Agroecosystems, 72, pp. 27–40. 1569

Yan et al., 2003. Yan, X., Akimoto, H., Ohara, T. (2003). „Estimation of nitrous 1570

oxide, nitric oxide and ammonia emissions from croplands in East, Southeast 1571

and South Asia‟, Global Change Biology, 9, pp. 1080–1096. 1572

1573

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XII.IV Emission to air – Carbon dioxide (CO2) after urea application. 1574

After application of urea and lime, fossil CO2 is released to the air. 1575

1576

1577

Where: 1578

Parameter Definition

CO2 Emissions Annual C emissions from urea application, kg CO2 yr-1 M Annual amount of urea fertilisation, kg urea yr-1

EF

Emission factor, kg of CO2 (kg of urea)-1 (default value: 1.57 kg CO2/kg Urea). The molecular weight of urea (CH4N2O) is 60, the C content is 12/60, the N content is 28/60, the conversion of C into CO2 is 44/12, from which follows: 12/60*60/28*44/12=1.57.

References: 1579

IPCC, 2006b. Guidelines for national greenhouse gas inventories. Vol No 4: 1580

Agriculture, forestry and other land use (AFOLU). Chapter 4. N2O Emissions 1581

from Managed Soils and CO2 Emissions from Lime and Urea Application. Ed 1582

Eggleston S., Buendia L., Miwa K., Ngara T. et Tanabe K., Kanagawa, Japan. 1583

1584

1585

EFMEmissionsCO 2

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XII.V Emission to air – Carbon dioxide (CO2) from land occupation and 1586

transformation. 1587

Land transformation is a change from one land use type to another as a result of a 1588

human activity. The amount of land transformed is the area required to produce 1 1589

functional unit of a product. Land use change has impacts on soil properties (e.g. 1590

carbon content, compaction, nutrients leaching, N2O emissions among others), on 1591

biodiversity, on biotic production (Brandão and Milà i Canals 2012; Koellner et al. 1592

2013; Koellner et al. 2012) and on other environmental aspects such as landscape, 1593

albedo and evapotranspiration. 1594

Direct (dLUC) and indirect (iLUC) land use changes are often distinguished. Direct 1595

land use change can be defined as a change directly related to the history of the 1596

piece of land occupied. Indirect land use change can be defined as a change that 1597

appears in a different area than the direct land use as an indirect consequence. 1598

There is no international consensus on how to consistently and systematically 1599

address LUC in life cycle inventory, despite significant research in the LCA 1600

community (Bauen et al. 2010; Fritsche et al. 2010; Nassar et al. 2011). 1601

Land use change 1602

In crop production, global land transformation impacts are mainly driven by 1603

deforestation of primary forests. However, land use change from secondary forest or 1604

grassland to arable land must also be addressed in the inventory. Land use change 1605

from perennial to annual crops is also assessed. 1606

LUC from crop production follows the methodology applied in ecoinvent V3.0 1607

(Nemecek et al. 2014), which is based on IPCC (2006) methodology. The 1608

quantification of the land use change areas is based on annualized, retrospective 1609

data of the last 20 years. All carbon pools are considered for all of the vegetation 1610

categories affected (Table 1). 1611

In cases where the crop area in the country and its corresponding total land type 1612

area have increased in the considered time period, and if the area occupied by the 1613

natural ecosystem decreased during the same time period, the direct LUC is 1614

considered to be potentially relevant (Milà i Canals et al. 2012). Otherwise, LUC from 1615

a given land type is irrelevant to the life cycle inventory. Two alternative approaches 1616

for allocating LUC are modelled. Both are country specific. 1617

Crop-specific approach (default): land use change is allocated to all crops and 1618

activities that grew in the last 20 years in a given country, and only to them, 1619

according to their respective area increase. 1620

Shared-responsibility approach: land use change during the last 20 years is 1621

evenly distributed among all crops and activities present in the country, based 1622

on current area occupied (appendix 6.2). 1623

For the default allocation, calculation of the area of land transformed per hectare of 1624

crop is computed with a Microsoft Excel tool (More info here: 1625

http://blonkconsultants.nl/en/tools/land-use-change-tool). This tool uses statistical 1626

data for crops production and natural land areas in all countries from 1989 to 2012 1627

(FAOSTAT 2012), as well as for country climates and soil types (EU-JRC 2010). It 1628

has been reviewed and approved by the World Resources Institute (WRI) for use in 1629

the GHG Protocol. To attribute LUC associated with the increase in area of each 1630

crop, a time period of 20 years is used for the calculation of the average annual 1631

increment. The same time period is applied for the amortisation of the emissions, 1632

which is aligned with PAS2050-1 (BSI 2011a, BSI 2011b), FAO guidelines for feed 1633

supply chains (LEAP 2014) and ecoinvent V3.0 (Nemecek et al. 2014). 1634

Four kinds of carbon pools: 1635

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aboveground biomass (AGB); 1636

belowground biomass (BGB); 1637

dead organic matter (DOM) and; 1638

soil organic carbon (SOC). 1639

And five categories of vegetation are considered: 1640

primary forest; 1641

secondary forest; 1642

shrubland; 1643

grassland and; 1644

perennial cropland. 1645

1646

Carbon pool

Land transformation

From primary forest

From secondary

forest

From shrubland

From perennial crop

From grassland

AGB 8% harvested and stored

92% emitted as biogenic CO2 (20% burned, 72% by decay) 100% emitted

by decay

BGB 100% emitted as biogenic CO2

DOM 100% emitted by decay Ignored

SOC SOC changes (measured according to the calculation rules proposed)

Table XII.V.1. Carbon pool accounting in land transformation (Source: IPCC, 2006b) 1647

Land occupation 1648

Measured in [m2y], land occupation is calculated by multiplying the occupied area by 1649

time. Land occupation starts after the harvest of the previous crop (average harvest 1650

date) and ends with the harvest of the considered crop. If the date of the harvest of 1651

the previous crop is unknown, a period of 12 months is assumed, unless it is known 1652

that there is more than one cropping season per year. The previous crop is the last 1653

crop on the same field, where a physical product is harvested (previous main crop, 1654

catch crop for fodder or pasture) (Nemecek et al. 2011). Impacts associated with land 1655

occupation result from changes in soil organic carbon (SOC) content. 1656

References: 1657

Bauen A., Chudziak C., Vad K. & Watson P. (2010) A causal descriptive 1658

approach to modelling the GHG emissions associated with the indirect land 1659

use impacts of biofuels. E4tech, London, UK. 1660

Brandão M. & Milà i Canals L. (2012) Global characterisation factors to 1661

assess land use impacts on biotic production. International Journal of Life 1662

Cycle Assessment. doi: 10.1007/s11367-012-0381-­3. 1663

British Standards Institution (BSI) (2011a) The Guide to PAS 2050:2011. How 1664

to carbon footprint your products, identify hotspots and reduce emissions in 1665

your supply chain. British Standards Institution, London. 1666

British Standards Institution (BSI)(2011b) PAS 2050:2011 specification for the 1667

assessment of the life cycle greenhouse gas emissions of goods and 1668

services. British Standards Institution, London 1669

European Commission – Joint Research Centre – Institute for Environment 1670

and Sustainability (EU-­JRC) (2010) Thematic Data Layers for Commission 1671

Decision of 10 June 2010 on guidelines for the calculation of land carbon 1672

stocks for the purpose of Annex V to Directive 2009/28/EC. European Soil 1673

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Portal – Soil Data and Information Systems. Available at: 1674

http://eusoils.jrc.ec.europa.eu/projects/RenewableEnergy. Accessed June 1675

2016. 1676

FAOSTAT (2012) Agriculture data. Food and Agriculture Organization of the 1677

United Nations. http://faostat.fao.org. Accessed June 2016. 1678

Fritsche U.R., Hennenberg K. & Hünecke K. (2010) The “iLUC Factor” as a 1679

Means to Hedge Risks of GHG Emissions from Indirect Land Use Change – 1680

Working Paper. Darmstadt, Germany. 1681

IPCC, 2006b. Guidelines for national greenhouse gas inventories. Vol No 4: 1682

Agriculture, forestry and other land use (AFOLU). Ed Eggleston S., Buendia 1683

L., Miwa K., Ngara T. et Tanabe K., Kanagawa, Japan. 1684

Koellner T., de Baan L., Beck T., Brandão M., Civil B., Goedkoop M., Margni 1685

M., Milà i Canals L. Müller-Wenk R., Weidema B. & Wittstock B. (2012) 1686

Principles for life cycle inventories of land use on a global scale. International 1687

Journal of Life Cycle Assessment. doi: 10.1007/s11367-012-0392-0 1688

Koellner T., de Baan L., Beck T., Brandão M., Civil B., Margni M., Milà i 1689

Canals L., Saad R., Maia de Souza D. & Müller-­‐ Wenk R. (2013) UNEP-1690

SETAC guideline on global land use impact assessment on biodiversity and 1691

ecosystem services in LCA. International Journal of Life Cycle Assessment 1692

18:1188–1202. doi: 10.1007/s11367-013-0579-z 1693

LEAP (2014) Environmental performance of animal feeds supply chains: 1694

Guidelines for quantification. Livestock Environmental Assessment and 1695

Performance Partnership. FAO, Rome, Italy 1696

Milà i Canals L., Rigarlsford G. & Sim S. (2012) Land use impact assessment 1697

of margarine. The International Journal of Life Cycle Assessment: 1-13. 1698

Nassar AM, Harfuch L, Bachion LC, Moreira MR (2011) Biofuels and land-use 1699

changes: searching for the top model. Interface Focus 1:224–32. 1700

doi:10.1098/rsfs.2010.0043 1701

Nemecek T., Schnetzer J., Reinhard J (2014) Updated and harmonised 1702

greenhouse gas emissions for crop inventories. International Journal of Life 1703

Cycle Assessment, Published online: 20 February 2014. 1704

Peano L, Bengoa X, Humbert S, Loerincik Y, Lansche J, Gaillard G, Nemecek 1705

T (2014) The World Food LCA Database project: towards more accurate food 1706

datasets. In: Schenck R, Huizenga D (eds) Proceedings of the 9th 1707

International Conference on Life Cycle Assessment in the Agri-Food Sector 1708

(LCA Food 2014), 8-10 October 2014, San Francisco, USA. ACLCA, Vashon, 1709

pp 964–966. 1710

1711

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XII.VI Emission to surface water – Phosphate run-off to surface water. 1712

Phosphorus (P) is an important plant nutrient and must be supplied to the plants in 1713

sufficient quantities. A part of the phosphorus is lost to water due to leaching, run-off 1714

and soil erosion through water. We distinguish between three different kinds of 1715

phosphorus emissions to water: 1716

Leaching of soluble phosphate to ground water (inventoried as “phosphate, to 1717

ground water”). 1718

Run-off of soluble phosphate to surface water (inventoried as “phosphate, to 1719

river”); 1720

Erosion of soil particles containing phosphorus (inventoried as “phosphorus, 1721

to river”). 1722

Run-off to surface waters shall be calculated as follows: 1723

rorolro FPP 1724

Where: 1725

Parameter Definition

Pro Quantity of phosphorus lost through run-off to rivers (kg P/ha of cultivated area).

Prol Average quantity of P lost through run-off to rivers for a land use category (default value: 0,175 kg P/ha of cultivated area for grapevines).

Fro Correction factor for fertilization with phosphorus. 1726

manOPslOPOPFro 525252 *80/4,0*80/7,0min80/2,01 1727

Parameter Definition

P2O5min Quantity of P2O5 applied with mineral fertilizers (kg/ha). P2O5sl Quantity of P2O5 applied with slurry (kg/ha).

P2O5man Quantity of P2O5 applied with solid manure (kg/ha). Values for P2O5-content for slurry and manure can be found in Walther et al. (2001).

References: 1728

Faist et al. 2009. Faist Emmenegger M., Reinhard J. & Zah R. (2009) 1729

Sustainability Quick Check for Biofuels – intermediate background report. 1730

With contributions from T. Ziep, R. Weichbrodt, Prof. Dr. V. Wohlgemuth, 1731

FHTW Berlin and A. Roches, R. Freiermuth Knuchel, Dr. G. Gaillard, 1732

Agroscope Reckenholz-Tänikon. Dübendorf, Switzerland. 1733

Panagos, P., Meusburger, K., Ballabio, C., Borrelli, P., Alewell, C. (2014). Soil 1734

erodibility in Europe: A high-resolution dataset based on LUCAS. Science of 1735

the total environment 479-480, 189-200. 1736

Peano L, Bengoa X, Humbert S, Loerincik Y, Lansche J, Gaillard G, Nemecek 1737

T (2014) The World Food LCA Database project: towards more accurate food 1738

datasets. In: Schenck R, Huizenga D (eds) Proceedings of the 9th 1739

International Conference on Life Cycle Assessment in the Agri-Food Sector 1740

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(LCA Food 2014), 8-10 October 2014, San Francisco, USA. ACLCA, Vashon, 1741

pp 964–966 1742

Prasuhn V. (2006) Erfassung der PO4-Austräge für die Ökobilanzierung 1743

SALCA Phosphor. Agroscope Reckenholz - Tänikon ART, 20p. 1744

Renard, K.G. , Freimund, J.R. (1994) Using monthly precipitation data to 1745

estimate the R-factor in the revised USLE. Journal of hydrology May 1994. v. 1746

157. 1747

Walther U., Ryser J.-P. & Flisch R, 2001. Grundlagen für die Düngung im 1748

Acker- und Futterbau 2001. Agrarforschung, 8 (6): 1-80. 1749

Wilke B. & Schaub D. (1996) Phosphatanreicherung bei Bodenerosion. Mitt. 1750

Deutsche Bodenkundl. Gesellsch. 79, 435-438. 1751

Wischmeier W.H. & Smith D.D. (1978). Predicting rainfall erosion losses – a 1752

guide to erosion planning. U.S. Department of Agriculture, Agricultura 1753

Handbook No. 537. 1754

1755

1756

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XII.VII Emission to surface water – Phosphate emissions through water erosion 1757

to surface water. 1758

P emissions through erosion of particulate phosphorous to surface water shall be 1759

calculated as follows: 1760

erwrcserer FFPSP 1761

Where: 1762

Parameter Definition

Per Quantity of P emitted through erosion to rivers (kg P/ha of cultivated area yr).

Ser Quantity of soil eroded (kg/ha of cultivated area yr). The amount of eroded soil Ser can be calculated as is described below.

Pcs P content in the top soil (kg P/kg soil) (default value: 0.00095 kg P/kg soil can be used as an average value).

Fr Enrichment factor for P. (default value: 1.86 can be used as an average value, Prasuhn, 2006). This factor takes account of the fact that the eroded soil particles contain more P than the average soil.

Ferw Fraction of the eroded soil that reaches the river (default value: 0.2 can be used as an average value) (dimensionless).

If there is no more accurate information available, could be estimated using the 1763

default value 0.53 kg P2O5/ha, derived from an elaboration made using the SALCA-P 1764

model (considering 1,5 t ha-1 yr-1 of eroded soil) (source: International EPD 1765

Programme. Product Category Group: Arable crops). 1766

The amount of eroded soil (Ser) can be calculated using the universal soil loss 1767

equation according to Faist and Emmenegger et al. (2009), where the USLE 1768

(Universal Soil Loss Equation, Wischmeier and Smith 1978) is expressed as: 1769

PccLSkRSer 211000 1770

Where: 1771

Parameter Definition

Ser Potential long term annual soil loss (kg/ha of cultivated area yr). R Erosivity factor (MJ mm/ ha of cultivated area h yr).

k

Erodibility factor (t h/ MJ mm). Values for k factor can be calculated either from table 7-2 given by Faist Emmenegger et al. (2009) or taken from table 5 in Panagos et al. (2014) for European countries and table 4 for other countries, where the information about the soil class is not available.

LS Slope factor (dimensionless).

c1 Crop factor (dimensionless). Values for c1 factor can be found in table 7-3 in Faist and Emmenegger et al. (2009).

c2 Tillage factor (dimensionless). Values for c2 factor can be found in table 7-4 in Faist and Emmenegger et al. (2009).

P Practice factor (dimensionless). Values for P factor can be found in table 7-5 in Faist and Emmenegger et al. (2009).

The erosivity factor (R) is computed according to Renard and Freimund (1994): 1772

1773

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61.10483.0 PR if P 850 mm 1774 2004105.0219.18.587 PPR if P 850 mm 1775

1776

Where: 1777

Parameter Definition

R Erosivity factor (MJ mm/ ha of cultivated area h yr). P Precipitation factor (mm/yr). 1778

ionprecipitatFracSnowirrigationFracSnowionprecipitatP 1.01 1779

1780

Where: 1781

Parameter Definition

FracSnow Fraction of the annual precipitation falling as snow (%/100). 1782

The Slope factor (LS factor) computation is based on the original equation described 1783

in Wischmeier and Smith (1978). The only adjustment consists in transforming the 1784

input data from the SI (International System Units) units to the American metric 1785

system. 1786

065.0

100sin*56.4

100sin*41.65*

6.72

28083.3*22.0

iiii

SSLLS if Si 1787

1% 1788

065.0

100sin*56.4

100sin*41.65*

6.72

28083.3*23.0

iiii

SSLLS if 1789

1 % Si 3.5% 1790

065.0

100sin*56.4

100sin*41.65*

6.72

28083.3*24.0

iiii

SSLLS if 1791

3.5% % Si 5% 1792

065.0

100sin*56.4

100sin*41.65*

6.72

28083.3*25.0

iiii

SSLLS if Si 1793

5% 1794

1795

Where: 1796

Parameter Definition

LSi partial slope factor for the segment i. Li Length of the segment i (m). Si Slope of the segment i (%).

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1797

References: 1798

Faist et al. 2009. Faist Emmenegger M., Reinhard J. & Zah R. (2009) 1799

Sustainability Quick Check for Biofuels – intermediate background report. 1800

With contributions from T. Ziep, R. Weichbrodt, Prof. Dr. V. Wohlgemuth, 1801

FHTW Berlin and A. Roches, R. Freiermuth Knuchel, Dr. G. Gaillard, 1802

Agroscope Reckenholz-Tänikon. Dübendorf, Switzerland. 1803

Panagos, P., Meusburger, K., Ballabio, C., Borrelli, P., Alewell, C. (2014). Soil 1804

erodibility in Europe: A high-resolution dataset based on LUCAS. Science of 1805

the total environment 479-480, 189-200. 1806

Peano L, Bengoa X, Humbert S, Loerincik Y, Lansche J, Gaillard G, Nemecek 1807

T (2014) The World Food LCA Database project: towards more accurate food 1808

datasets. In: Schenck R, Huizenga D (eds) Proceedings of the 9th 1809

International Conference on Life Cycle Assessment in the Agri-Food Sector 1810

(LCA Food 2014), 8-10 October 2014, San Francisco, USA. ACLCA, Vashon, 1811

pp 964–966 1812

Prasuhn V. (2006) Erfassung der PO4-Austräge für die Ökobilanzierung 1813

SALCA Phosphor. Agroscope Reckenholz - Tänikon ART, 20p. 1814

Renard, K.G. , Freimund, J.R. (1994) Using monthly precipitation data to 1815

estimate the R-factor in the revised USLE. Journal of hydrology May 1994. v. 1816

157. 1817

Walther U., Ryser J.-P. & Flisch R, 2001. Grundlagen für die Düngung im 1818

Acker- und Futterbau 2001. Agrarforschung, 8 (6): 1-80. 1819

Wilke B. & Schaub D. (1996) Phosphatanreicherung bei Bodenerosion. Mitt. 1820

Deutsche Bodenkundl. Gesellsch. 79, 435-438. 1821

Wischmeier W.H. & Smith D.D. (1978). Predicting rainfall erosion losses – a 1822

guide to erosion planning. U.S. Department of Agriculture, Agricultura 1823

Handbook No. 537. 1824

1825

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XII.VIII Emission to surface water – Trace metal emissions through erosion. 1826

Seven heavy metals were selected taking in consideration the problems that are 1827

causing in agriculture (Kühnholz, 2001). Trace metal emissions through erosion shall 1828

be calculated as follows: 1829

1830

Where: 1831

Parameter Definition

Merosion Agricultural related heavy metal i emission through erosion (kg ha-1 of cultivated area).

Ctot_i Total heavy metal content in the soil (mg/kg of soil) (data in table XII.VIII.1.).

Ser Amount of soil erosion. The amount of eroded soil (Ser) can be calculated according to Oberholzer et al., 2006. (kg ha-1 of cultivated area).

a Accumulation factor (1.86 can be used as an average value, Wilke & Schaub 1996).

Ferosion

Erosion factor considering the distance to river or lakes (0.2 can be used as an average value which considers only the fraction of the soil that reaches the water body, the rest is deposited in the field) (dimensionless).

Ai Allocation factor for the share of agricultural inputs in the total inputs for heavy (dimensionless).

1832

Cd Cu Zn Pb Ni Cr Hg

0.178 87.244 63.703 27.368 23.088 50.363 0.068

Table XII.VIII.1. Average content of trace metal in soils for grapevines in mg per kg of 1833

soil (source:RMQS, 2013). 1834

References: 1835

Oberholzer H.R., Weisskopf P., Gaillard G., Weiss F. & Freiermuth, R. (2006) 1836

Methode zur Beurteilung der Wirkungen landwirtschaftlicher Bewirtschaftung 1837

auf die Bodenqualität in Ökobilanzen – SALCA-SQ. Agroscope FAL 1838

Reckenholz. 1839

Prasuhn V. (2006) Erfassung der PO4-Austräge für die Ökobilanzierung 1840

SALCA Phosphor. Agroscope Reckenholz - Tänikon ART, 20p. 1841

RMQS, 2013. Base de Données d‟Analyses de Terres. 1842

http://www.gissol.fr/programme/rmqs/rmqs.php 1843

Wilke B. & Schaub D. (1996) Phosphatanreicherung bei Bodenerosion. Mitt. 1844

Deutsche Bodenkundl. Gesellsch. 79, 435-438. 1845

1846

ierosioneritotierosion AfaScM ····__

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XII.IX Emission to groundwater – Phosphate leaching to ground water. 1847

Phosphorus leaching to the ground water shall be estimated as an average leaching, 1848

corrected by phosphorus fertilization: 1849

gwgwlgw FPP 1850

Where: 1851

Parameter Definition

Pgw Quantity of phosphorus leached to ground water (kg/ha of cultivated area).

Pgwl Average quantity of P leached to ground water for a land use category (default value: 0,07 kg P/ha of cultivated area for grapevines).

Fgw Correction factor for fertilization with slurry.

slOPFgw 5280/2,01 1852

Where: 1853

Parameter Definition

P2O5sl Quantity of P2O5 contained in the slurry or liquid sewage sludge (Kg/ha). Values for P2O5-content can be found in Walther et al. (2001).

References: 1854

Faist et al. 2009. Faist Emmenegger M., Reinhard J. & Zah R. (2009) 1855

Sustainability Quick Check for Biofuels – intermediate background report. 1856

With contributions from T. Ziep, R. Weichbrodt, Prof. Dr. V. Wohlgemuth, 1857

FHTW Berlin and A. Roches, R. Freiermuth Knuchel, Dr. G. Gaillard, 1858

Agroscope Reckenholz-Tänikon. Dübendorf, Switzerland. 1859

Panagos, P., Meusburger, K., Ballabio, C., Borrelli, P., Alewell, C. (2014). Soil 1860

erodibility in Europe: A high-resolution dataset based on LUCAS. Science of 1861

the total environment 479-480, 189-200. 1862

Peano L, Bengoa X, Humbert S, Loerincik Y, Lansche J, Gaillard G, Nemecek 1863

T (2014) The World Food LCA Database project: towards more accurate food 1864

datasets. In: Schenck R, Huizenga D (eds) Proceedings of the 9th 1865

International Conference on Life Cycle Assessment in the Agri-Food Sector 1866

(LCA Food 2014), 8-10 October 2014, San Francisco, USA. ACLCA, Vashon, 1867

pp 964–966 1868

Prasuhn V. (2006) Erfassung der PO4-Austräge für die Ökobilanzierung 1869

SALCA Phosphor. Agroscope Reckenholz - Tänikon ART, 20p. 1870

Renard, K.G. , Freimund, J.R. (1994) Using monthly precipitation data to 1871

estimate the R-factor in the revised USLE. Journal of hydrology May 1994. v. 1872

157. 1873

Walther U., Ryser J.-P. & Flisch R, 2001. Grundlagen für die Düngung im 1874

Acker- und Futterbau 2001. Agrarforschung, 8 (6): 1-80. 1875

Wilke B. & Schaub D. (1996) Phosphatanreicherung bei Bodenerosion. Mitt. 1876

Deutsche Bodenkundl. Gesellsch. 79, 435-438. 1877

Wischmeier W.H. & Smith D.D. (1978). Predicting rainfall erosion losses – a 1878

guide to erosion planning. U.S. Department of Agriculture, Agricultura 1879

Handbook No. 537. 1880

1881

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XII.X Emission to groundwater – Nitrate leaching to ground water. 1882

Nitrate leaching to the ground water shall be estimated according the simple 1883

regression model proposed by SQCB-NO3 model (Faist et al. (2009)): 1884

1000

11·00362.0·0000601.0·0037.0

·37.21

yUCS

Lc

PN org

1885

Where: 1886

Parameter Definition

N NO3-N leached (kg N/kg product). P Precipitation + irrigation (mm/year).

(*) In the equation described in (Roy 2003), the annual precipitation amounts are considered without mentioning irrigation. In this case, it considers that the water amount supplied through irrigation also contributes to the nitrate leaching and is thus added to the precipitation amounts.

c Clay content (%). L Root depth (m).

(*) Root depth is used instead of layer thickness in (Roy 2003)

S Nitrogen supply through fertilisers (kg N/ha). (*) It does not restrict the nitrogen fertilizer to the mineral fertilizer as in (Roy 2003), but it considers the nitrogen supplied through organic and mineral fertilizer.

Corg Organic carbon content (%) (*) Organic carbon content is used instead of the amount of nitrogen in soil organic matter in (Roy 2003)

U Nitrogen uptake by crop (kg N/ha). Y Yield (tons product/ha).

(*) This coefficient related to the yield is used in order to relate the nitrate loss to one kilogram of product. If it does not apply this coefficient, it obtains the nitrate loss per hectare instead of per kilogram of product.

1887

This regression model is based on data within those ranges: 1888

• Precipitation: 40-2000 mm 1889

• Clay content: 3-54% 1890

• Rooting depth: 0.25-2m 1891

Some parameter values are found for default values (tables) or supplied by the 1892

user (inputs): precipitation and irrigation, (P), clay content (c) and root depth (L). 1893

Some others require simple computations: nitrogen supply (S), organic carbon 1894

content (Corg) and nitrogen uptake (U). 1895

Default values: annual precipitation (P), organic carbon content (Corg), clay 1896

content (c), root depth (L) and unit uptake 1897

The tables contain the values of all the parameters needed in order to perform the 1898

assessment of nitrate loss and which are not supplied by the user. 1899

Annual precipitation (P) 1900

The values assumed here are averages of values found in the FAO ecozone 1901

classification (FAO 2001) and on the SD FAO map18 Therefore the user has to 1902

___________________________________________________________________ 18 http://www.fao.org/sd/Eidirect/climate/Eisp0002.htm

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provide a value for the annual rainfall in these cases. For the other ecozones, the 1903

considered values are: 1904

FAO ecozones Carbon content

(t/ha in upper 30cm =t/3000 m

3)

Annual precipitation (mm)

Tropical wet 59 2500

Tropical moist 48 1500

Tropical dry 34 1000

Tropical dry 34 500

Tropical dry 34 50

Tropical montane 55 -

Warm temperate moist 55 1200

Warm temperate dry 25 700

Warm temperate dry 25 400

Warm temperate dry 25 200

Warm temperate moist or dry

40 -

Cool temperate moist 81 1500

Cool temperate moist 81 600

Cool temperate dry 38 300

Cool temperate dry 38 150

Cool temperate moist or dry

59 -

Boreal moist 22 500

Boreal dry 22 400

Boreal moist and dry 22 -

Table XII.X.1. Annual precipitation and carbon content for each ecozone flows 1905

(Source: Nemecek et. al, 2011). 1906

Organic carbon content (Corg) 1907

A rough approximation of the organic carbon content in the soil is made in previous 1908

Table, using the IPCC values (IPCC 2006) for each climate region. It would be 1909

worthwhile using more accurate organic carbon content by using more detailed data. 1910

The values in (IPCC 2006) are given in tons of organic carbon per hectare in the first 1911

30 cm of soil. This is equivalent to tons of organic carbon per 3000m3. 1912

Clay content (c) 1913

For the histosol, no data is available in (USDA 1999). These soils are comprised 1914

primarily of organic material. The mineral material content should be minor and 1915

therefore a low clay content of 2% is assumed. This very rough approximation could 1916

lead to important errors in the nitrate leaching computation for these soils. The risk is 1917

however quite low since these soils cover less than 1% of the global ice free land 1918

surface and since they are usually not used for agriculture. 1919

USDA soil order Clay content (%)

Alfisol 28

Andisol 10.4

Aridisol 17.2

Entisol 3.5

Gelisol 23.7

Histosol 2

Inceptisol 4.9

Mollisol 21.1

Oxisol 53.9

Spodosol 1.8

Ultisol 12.3

Vertisol 49.0

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Table XII.X.2. Clay content for each USDA (Source: Faist et al., 2009). 1920

Root depth (L) 1921

The FAO database crop water management (FAO) gives values for the rooting 1922

system depth for the main common crops, such as, grape crops (FAO, 199819). 1923

Crop Maximum Root Depth

(m)

Gra

pe

s

Table o Raisin 1.0-2.0

Wine

Table XII.X.3. Root depth for grape crop (FAO, 1998) 1924

The minimum value of maximum rooting depth will be used in order to prevent 1925 overestimation (FAO, 1998b20). 1926

Unit_uptake 1927

It has to calculate the nitrogen uptake for the grape crops, since no data has been 1928

found in FAO database ecocrop (FAO), taking into account that the regression 1929

equation used for calculating nitrate emissions needs the quantity of nitrogen that is 1930

taken up by the whole plant. The yield however refers to the main product. It thus has 1931

to express the nitrogen uptake of the whole plant but expressed per ton of main 1932

product (Faist et al., 2009). 1933

N mineral fertilizer 1934

The default values for the N mineral fertilizer originate from the ecoinvent database. 1935

For each country or region, a reference dataset in the database ecoinvent has been 1936

chosen. 1937

Inputs (values supplied by users) 1938

The user has to provide some information in order to quantify the related nitrate 1939

emissions. A default value is available for some of the required inputs, but others are 1940

compulsory. 1941

The user has to be cautious regarding the units when typing in the inputs. The units 1942

are International System of Units (SI) units or derived units. All the input concerning 1943

resources are related to a surface of one hectare and to the period of cultivation. 1944

Irrigation 1945

The irrigation has to be supplied by the user in [m3/ha]. It corresponds to the water 1946

quantity supplied through irrigation to one hectare of the considered crop. 1947

For perennial crops it corresponds to the water amount supplied between two 1948

harvests, considering the water and the fertilizers supplied during the first 1949

unproductive phase too, but it does not consider the water and fertilizer amounts 1950

used in the first unproductive lifetime of the crop in SQCB. This is a simplification 1951

which will lead to a possible underestimation of the nitrate emissions. 1952

Ecozone 1953

___________________________________________________________________ 19 http://www.fao.org/docrep/X0490E/X0490E00.htm 20 http://www.fao.org/docrep/008/y5749e/y5749e00.htm

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The user finds this information by locating his production zone in the corresponding 1954

ecozone map. The ecological zones (ecozones) are defined as zones or areas with 1955

relatively homogeneous natural vegetation formations and coinciding roughly with the 1956

Köppen-Trewartha climatic types (FAO, 2001) (see table Table XII.X.1.). 1957

Annual precipitation 1958

The ecozone concept is a relatively good indicator of the mean annual precipitations 1959

in flat regions. 1960

In mountainous regions, the precipitation amount can be very different from one 1961

location to another according to the altitude, the mountainside orientation as well as 1962

other local effects. The ecozone concept is thus too rough in such regions and 1963

cannot provide information about the annual rainfall. The user has to provide the 1964

annual rainfall value for his production zone when it is located in a mountainous 1965

region (TM, SM, TeM or BM). The units are mm/year. 1966

It is usually easy to find such information by consulting the regional or national 1967

meteorological office. 1968

USDA soil order 1969

The user finds the correct soil order related to his production zone by identifying his 1970

production zone in the soil order map. A soil order is the highest level of soil 1971

classification in the USDA classification system. At this classification level, soils vary 1972

greatly within a given unit. Consequently, the utilization of these rough soil categories 1973

to derive other information (clay content for instance) can lead to inaccurate or wrong 1974

results. For a detailed assessment, a lower level of classification should be selected 1975

or field analyses should be carried out. 1976

Organic fertilizer (liquid or solid) 1977

The liquid organic fertilizer (slurry) amount has to be supplied by the user in 1978

m3slurry/ha. It is the amount of slurry applied per hectare to the considered crop during 1979

the cultivation period, expressed in months. 1980

The solid organic fertilizer (manure) amount has to be supplied by the user in 1981

kgmanure/ha. It is the amount of manure applied per hectare to the considered crop 1982

during the cultivation period, expressed in months. 1983

The cultivation period is intended to be the period between two consecutive harvests, 1984

taking into account the N mineral fertilizer amount applied during the unproductive 1985

phase, but it neglects this amount in SQCB for simplicity reasons and this will lead to 1986

an underestimation of nitrate losses. 1987

The possible types and their nitrogen contents are described in the following table. 1988

Type of slurry Nitrogen content

(kg/m3)

Beef and dairy cattle

Liquid

2.3

Pigs 3.8

Average liquid manure

3

(*) A dilution factor of 40:60 (slurry:water) is assumed if the user does not enter his dilution factor. 1989

Table XII.X.4. Types of slurry and nitrogen content (Source: Faist et al., 2009). 1990

1991

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Type of manure Nitrogen content

(kg/t)

Beef and dairy cattle

Solid

1.3

Pigs 2.3

Hens (from deep pit)

5

Hens (from belts)

3.6

Broilers 8

Average liquid manure

1.5

Table XII.X.5. Types of manure and nitrogen content (Source: Faist et al. (2009). 1992

N mineral fertilizer 1993

The N mineral fertilizer amount has to be supplied by the user in kgN/ha. It is the 1994

quantity of N mineral fertilizer applied per hectare to the considered crop during the 1995

cultivation period21, expressed in months. 1996

The possible N mineral fertilizers which can be selected by the user are shown in the 1997

following tables. 1998

Fertilizers Country Unit Nutrient

Ammonium nitrate phosphate, as N RER kg N

Ammonium nitrate, as N RER kg N

Ammonium sulphate, as N RER kg N

Calcium ammonium nitrate, as N RER kg N

Calcium nitrate, as N RER kg N

Diammonium phosphate, as N RER kg N

Monoamonium phosphate, as N RER kg N

Potassium nitrate, as N RER kg N

Urea ammonium phosphate, as N RER kg N

Urea, as N RER kg N

Ammonium nitrate phosphate, as P2O5 RER kg P

Diammonium phosphate, as P2O5 RER kg P

Monoammonium phosphate, as P2O5 RER kg P

Thomas meal, as P2O5 RER kg P

Triple superphosphate, as P2O5 RER kg P

Single superphosphate, as P2O5 RER kg P

Potassium chloride, as K2O RER kg K

Potassium nitrate, as K2O RER kg K

Potassium sulphate, as K2O RER kg K

Table XII.X.6. Fertilizers in the SQCB tool (Source: Faist et al., 2009). 1999

2000

2001

2002

2003

___________________________________________________________________ 21 The cultivation period is intended to be the period between two consecutive harvests, taking into

account the N mineral fertilizer amount applied during the unproductive phase, but it neglects this amount in SQCB for simplicity reasons and this will lead to an underestimation of nitrate losses.

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2004

Fertilizers N P2O5 K2O Ca

Ammonium nitrate 35%

Calcium ammonium nitrate 27%

Calcium nitrate 16%

Potassium nitrate 14%

Urea ammonium nitrate 32%

Urea 46%

Ammonium nitrate phosphate 8% 52%

Diammonium phosphate 18% 46%

Monoammonium phosphate 11% 52%

Thomas meal 17% 32%

Triple superphosphate 48%

Single superphosphate 21%

Potassium chloride 60%

Potassium nitrate 14% 44%

Potassium sulphate 50%

XII.X.7. Composition of the multi-nutrient fertilizers (Source: Faist et al., 2009). 2005

If the specific fertilizer of the user doesn‟t exist in the tool, the user is advised to 2006

choose a fertilizer with similar nutrients composition. 2007

Yield 2008

The yield of product has to be supplied by the user in [tons/ha]. This quantity 2009

represents the amount of main product harvested per hectare. It is not the amount of 2010

whole crop (main product + co-products + residues) harvested per hectare. 2011

For vineyard, it will consider the harvested amount of grapes per hectare. 2012

Computation: nitrogen supply (S), organic carbon content (Corg) and nitrogen 2013

uptake (U) 2014

Nitrogen supply (S) 2015

It considers the nitrogen supplied with the mineral fertilizers and with the liquid and 2016

solid organic fertilizers: 2017

m

N

S

N CmCsfS ·· 2018

Parameter Definition

S Nitrogen supply (kgN/ha).

f N Mineral fertilizer (kg/ha). (*)The value of the applied amount of mineral fertilizer will be supplied by the user

s Liquid organic fertilizer (slurry) (m3 slurry/ha). (*)The value of the applied amount of liquid organic fertilizer will be supplied by the user

s

NC Concentration of N in the slurry (kgN/m3 slurry). (*) The concentration of N in slurry will be extracted from previous table

m Solid organic fertilizer (manure) (kg manure/ha). (*)The value of the applied amount of solid organic fertilizer will be supplied by the user

m

NC Concentration of N in the manure (kgN/kg manure). (*) The concentration of N in manure will be extracted from previous table

2019

Organic carbon content (Corg) 2020

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The mean values for the organic carbon content are given per 3000 m3 of soil in first 2021

table. It has to convert it to percent (mass fraction). It needs the bulk density in order 2022

to carry out this conversion. As a rough approximation, a single value is taken for all 2023

soils. For a more precise assessment, it should consider a bulk density for each soil 2024

unit. 2025

The conversion is computed in this way: 2026

1003.1

1

3000

1 EMPA

orgorg CC 2027

Parameter Definition

orgC Organic carbon content manure (%).

EMPA

orgC Organic carbon content given in Table 1 (tons Corg/3000m3).

2028

A bulk density of 1.3 tons of soil m3 is assumed (average), based on the values found 2029 in (USDA 1999) and the values given by the American bulk density calculator22. 2030

Nitrogen uptake (U) 2031

The nitrogen uptake is computed as followed: 2032

U = Unit _ uptake * y 2033

Parameter Definition

U Nitrogen uptake (kg N/ha).

Unit_uptake Unit uptake in (kg N/tons product).

y Yield (tons product/ha).

References: 2034

de Willigen 2000. de Willigen P. (2000) An analysis of the calculation of 2035

leaching and denitrification losses as practised in the NUTMON approach. 2036

Plant Research International, Report 18, Wageningen, Netherlands. 2037

Faist et al. 2009. Faist Emmenegger M., Reinhard J. & Zah R. (2009) 2038

Sustainability Quick Check for Biofuels – intermediate background report. 2039

With contributions from T. Ziep, R. Weichbrodt, Prof. Dr. V. Wohlgemuth, 2040

FHTW Berlin and A. Roches, R. Freiermuth Knuchel, Dr. G. Gaillard, 2041

Agroscope Reckenholz-Tänikon. Dübendorf, Switzerland. 2042

FAO, 1998. Crop evapotranspiration. Guidelines for computing crop water 2043

requirements. Chapter 8. ETc under soil water stress conditions. Table 22. 2044

Ranges of maximum effective rooting depth (Zr), and soil water depletion 2045

fraction for no stress (p), for common crops Ed. Richard G., USA, Luis S., 2046

Portugal, Dirk Raes, Belgium, et Martin Smith, FAO. 2047

FAO, 1998b. Scaling soil nutrient balances Enabling mesolevel applications 2048

for African realitie. Annex 3. Rooting depth. Food and Agriculture 2049

Organization of the Unit Nations. Rome, 2004. 2050

___________________________________________________________________ 22 http://www.pedosphere.com/resources/bulkdensity/worktable_us.cfm

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100

FAO, 2001. Global Ecological Zoning for the Global Forest Resources 2051

Assessment 2000. Forestry Department, Food and Agriculture Organization 2052

of the United Nations. Rome, Italy. 2053

FAO Crop Water Management, 2054

http://www.fao.org/ag/agl/aglw/cropwater/cwinform.stm. 2055

FAO Ecocrop, http://ecocrop.fao.org/ecocrop/srv/en/cropFindForm. 2056

Ghazavi, M. A. (2004). Potato mechanization in Iran. 4th International Crop 2057

Science Congress. 2058

IPCC (2006). 2006 IPCC guidelines for national greenhouse gas inventories. 2059

Volume 4: Agriculture, forestry and other land use. L. B. Simon Eggleston, 2060

Kyoko Miwa, Todd Ngara and Kiyoto Tanabe. Kanagawa. 2061

Nemecek, T., 2013. Estimating direct field and farm emissions. 2062

AgroscopeReckenholz-Tänikon Research Station ART, Zurich, Switzerland, 2063

31p. 2064

Nemecek, T., Schnetzer, J., 2011. Methods of assessment of direct field 2065

emissions for LCIs of agricultural production systems - Data v3.0. 2066

AgroscopeReckenholz-Tänikon Research Station ART, Zurich, August 2011, 2067

34p. 2068

Oberholzer et al. 2001. Oberholzer B., Poser K., Dill A. & Herzog F. (2001) 2069

Kann die Nitratauswaschung zuverlässig simuliert werden? In: Neue 2070

Erkenntnisse zu Stickstoffflüssen im Ackerbau, FAL-Tagung 6.4.2001, 8p. 2071

Richner et al. (in prep.) Richner W., Oberholzer H.R., Freiermuth Knuchel R., 2072

Huguenin O., Ott S. & Walther U. (in prep.) Modell zur Beurteilung der 2073

Nitratauswaschung in Ökobilanzen – SLACA-NO3, Agroscope Reckenholz - 2074

Tänikon ART, 27p. To be published at: www.agroscope.ch. 2075

Roy 2003. Roy R. N., Misra R.V., Lesschen J.P. & Smaling E.M. (2003). 2076

Assessment of soil nutrient balance: approaches and methodologies. Food 2077

and Agriculture Organization of the United Nations. Rome, Italy. 2078

Stauffer et al. 2001. Stauffer W., Prasuhn V. & Spiess E. (2001) Einfluss 2079

unterschiedlicher Fruchtfolgen auf die Nitratauswaschung. In: Neue 2080

Erkenntnisse zu Stickstoffflüssen im Ackerbau, FAL-Tagung 6.4.2001, 8p. 2081

USDA 1999. USDA (1999). Soil Taxonomy. A Basic System of Soil 2082

Classification for Making and Interpreting Soil Surveys. Agriculture Handbook. 2083

Number 436, United States Department of Agriculture Natural Resources 2084

Conservation Service. 2085

2086

2087

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XII.XI Emission to groundwater – Trace metal emissions into ground and 2088

surface water (leaching). 2089

Seven heavy metals were selected taking in consideration the problems that are 2090

causing in agriculture (Kühnholz, 2001). Trace metal emissions into ground and 2091

surface water (leaching) shall be calculated as follows: 2092

2093

2094

Where: 2095

Parameter Definition

Mleach_I Agricultural related heavy metal i emission (mg ha-1 year-1). mleach_i Average amount of heavy metals emission (data in table 6)

Ai Allocation factor for the share of agricultural inputs in the total inputs for heavy metal i (dimensionless).

2096

Cd Cu Zn Pb Ni Cr Hg

50 3,600 33,000 600 N/A 21,200 1.3

Table XII.XI.1. Average leaching in mg per ha per year in Switzerland (source: 2097

Wolfensberger & Dinkel, 1997) 2098

References: 2099

Oberholzer H.R., Weisskopf P., Gaillard G., Weiss F. & Freiermuth, R. (2006) 2100

Methode zur Beurteilung der Wirkungen landwirtschaftlicher Bewirtschaftung 2101

auf die Bodenqualität in Ökobilanzen – SALCA-SQ. Agroscope FAL 2102

Reckenholz. 2103

Prasuhn V. (2006) Erfassung der PO4-Austräge für die Ökobilanzierung 2104

SALCA Phosphor. Agroscope Reckenholz - Tänikon ART, 20p. 2105

RMQS, 2013. Base de Données d‟Analyses de Terres. 2106

http://www.gissol.fr/programme/rmqs/rmqs.php 2107

Wilke B. & Schaub D. (1996) Phosphatanreicherung bei Bodenerosion. Mitt. 2108

Deutsche Bodenkundl. Gesellsch. 79, 435-438. 2109

2110

iileachileach AmM ·__

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XII.XII Emission to agricultural soil – Pesticides. 2111

Pesticides (such as fungicides, herbicides, and insecticides, plant growth regulators 2112

and defoliants) are applied to agricultural fields to optimise crop yield. 2113

In practise, their consideration in life cycle assessment (LCA) is affected by important 2114

inconsistencies between the emission inventory modelling and impact assessment, 2115

two distinct phases of an LCA study. A clear definition of the delineation between the 2116

product system model as represented in the life cycle inventory (LCI) (i.e. 2117

technosphere) and the natural environment as represented by life cycle impact 2118

assessment (LCIA) characterisation models (i.e. ecosphere) is currently missing 2119

(Dijkman et al., 2012). 2120

The typical difficulty with respect to pesticides is to quantify the proportion emitted to 2121

the environment (off-filed), while usually only the amount applied to the agricultural 2122

field (on-filed) is known. 2123

After the Basel Workshop (on May 2014), LCA practitioners and developers 2124

proposed default emission fractions to environmental media via initial pesticides 2125

distribution, on particular they discussed on how to consistently model in life cycle 2126

assessment (LCA) the fractions of applied pesticides reaching air, surface 2127

freshwater, soil, and agricultural corps as emissions for its inclusion in LCI 2128

databases. 2129

1. The widely used life cycle inventory database ECOINVENT v2 adopted the 2130

assumptions that the amount of pesticide applied is emitted 100% to 2131

agricultural soil (Nemecek and Kägi, 2007). This approach only quantifies 2132

maximum possible emissions. 2133 2. In the US LCI Database (NREL, 2012), pesticide emissions are inventoried as 2134

emissions to air and water based primarily on leaching and runoff data from 2135

US EPA (1999) and Kellogg et al. (2002). 2136 3. The pesticide emission model PestLCI 2.0 (Dijkman et al., 2012) employs a 2137

local fate model that estimates the amounts emitted to air, surface water, 2138

and ground water through the soil, respectively, based on application 2139

methods, local meteorological conditions, crop types, and other influencing 2140

factors. 2141 4. The recent US field crop LCI Database “BUSDA LCA Digital Commons” 2142

does not consider any fate and transport losses and clearly reports release of 2143

pesticides to agricultural soil, and also to air when relevant according to the 2144

application method inventoried (Cooper et al., 2013; 2145

http://www.lcacommons.gov). 2146

2147

Ecoinvent v2 US LCI PestLCI 2.0

USDA LCA Digital

Commons Emission médium (%)

Soil 100 - - 100

Air - 96 0.61 -

Surface water - 4 0.02 -

Groundwater - - 0.62 -

Degradation, crop uptake, etc

- -

98.7 -

Table XII.XII.1. Comparing four life cycle emission inventory approaches: 2148

percentages emitted to environmental media per unit of 2,4-D applied to corn 2149

(Source: Rosenbaum et al., 2015) 2150

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The active ingredients applied are distributed among the different environmental 2151

media (emission fractions) which correspond to the initial distribution after the 2152

application. The following fractions will be distinguished: 2153

On-field: 2154

Soil surface (excluding plant deposit) agricultural soil; 2155

Paddy water (excluding plant deposit) surface water; 2156

Plant (plant deposit) 2157

Off-field: 2158

Air (via volatilization on-field and wind drift, fraction not deposited close to the 2159

field) 2160

Surface water (via spray drift deposition, excluding runoff, avoiding double 2161

counting with air (of which a fraction eventually redeposits on surface water at 2162

long distance); distinguishing fresh and marine water as far as possible and 2163

meaningful 2164

Soil (distinguishing types [natural, industrial, agricultural, etc.] if possible) 2165

The emission fractions to environmental media via initial distribution and the 2166

degraded fraction sum up to 100%of the quantity applied to the filed in order to 2167

maintain conservation of mass and to allow for assessment of all potential impacts in 2168

the LCIA. 2169

References: 2170

Audsley et al. 2003. Audsley E, Alber S, Clift R, Cowell S, Crettaz P, Gaillard 2171

G, Hausheer J, Jolliet O, Kleijn R, Mortensen B, Pearce D, Roger E, Teulon 2172

H, Weidema B, Van Zeijts H (2003) Harmonisation of environmental life cycle 2173

assessment for agriculture. 2174

Cooper et al. 2013. Cooper J, Kahn E, Ebel R (2013). Sampling error in US 2175

field crop unit process data for life cycle assessment. 2176

Dijkman et al. 2012. Dijkman TJ, Brikved M, Hauschild MZ (2012). PestLCI 2177

2.0: a second generation model fro estimating emissions of pesticides from 2178

arable land in LCA. 2179

EMEP/EEA (2013). 3.D.f, 3.I Agriculture other including use of pesticides. 2180

MJPG, 1995. Emissie-evaluatie 1995. Achtergronddocument Commissie van 2181

deskundigen Emissie-Evaluatie MJP-G, IKC, Ede. 2182

Kellogg et al. (2002). Kellogg R, Nehring R, Grube A, Goss D, Plotkin S 2183

(2002). Environmental indicators of pesticide leaching and runoff from farm 2184

fields. 2185

Margni et al. 2002. Margni M, Jolliet O, Crettaz P (2002). Lige cycle 2186

assessment of pesticides on human health and ecosystem. 2187

Nemecek and Kägi 2007. Nemecek T, Kägi T (2007) Life cycle inventories of 2188

agricultural production systems. 2189

NREL 2012. U.S. Life Cycle Inventory Database. In: Natl. Renew. Energy 2190

Lab. https://www.lcacommons.gov/nrel/search 2191

Panichelli et al. 2008. Panichelli L, Dauriat A, Gnansounou E (2008) Life cycle 2192

assessment of soybean-based biodiesel in Argentina for export. 2193

US EPA (1999). Chapter 9: food and agricultural industries. 2194

2195

2196