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Brief Correspondence PD-L1 Expression and CD8 + T-cell Infiltrate are Associated with Clinical Progression in Patients with Node-positive Prostate Cancer Florent Petitprez a,b,c,d , Nicola Fossati e,f , Yann Vano a,b,c,g , Massimo Freschi f,h , Etienne Becht a,b,c , Roberta Luciano ` f,h , Julien Calderaro a,b,c , Tiffany Gue ´det a,b,c , Laetitia Lacroix a,b,c , Paola M.V. Rancoita i , Francesco Montorsi e,f,j , Wolf Herman Fridman a,b,c , Catherine Saute `s-Fridman a,b,c,y , Alberto Briganti e,f,j,y, *, Claudio Doglioni f,h,j,y , Matteo Bellone f,k,y, * a INSERM, UMR_S 1138, Cordeliers Research Center, Team Cancer, Immune Control and Escape, Paris, France; b University Paris Descartes Paris 5, Sorbonne Paris Cite, UMR_S 1138, Centre de Recherche des Cordeliers, Paris, France; c UPMC University Paris 6, Sorbonne University, UMR_S 1138, Centre de Recherche des Cordeliers, Paris, France; d Programme Cartes dIdentité des Tumeurs, Ligue Nationale Contre le Cancer, Paris, France; e Unit of Urology and URI, Division of Oncology, IRCCS Ospedale San Raffaele, Milan, Italy; f NET-IMPACT, IRCCS Ospedale San Raffaele, Milan, Italy; g Department of Medical Oncology, Hôpital Européen Georges Pompidou, Assistance Publique Hôpitaux de Paris, Paris, France; h Unit of Pathology, Division of Oncology, IRCCS Ospedale San Raffaele, Milan, Italy; i University Centre of Statistics in the Biomedical Sciences, Vita-Salute San Raffaele University, Milan, Italy; j Vita-Salute San Raffaele University, Milan, Italy; k Cellular Immunology Unit, Division of Immunology, Transplantation and Infectious Diseases, IRCCS Ospedale San Raffaele, Milan, Italy E U R O P E A N U R O L O G Y F O C U S X X X ( 2 0 17 ) X X X X X X ava ilable at www.sciencedirect.com journa l homepage: www.europea nurology.com/eufocus Article info Article history: Accepted May 25, 2017 Associate Editor: James Catto Keywords: Prostate cancer PD-L1 T lymphocytes B lymphocytes Lymph node metastasis Recurrence Progression Radical prostatectomy Biomarker Immune checkpoint Abstract Prostate cancer (PCa) patients with lymph node invasion at radical prostatectomy are at higher risk of tumor recurrence and receive immediate androgen deprivation therapy (ADT). While approximately 30% of these patients do not experience recurrence, others experience disease recurrence despite ADT, and currently no biomarkers can accurately identify them. We analyzed tumors from 51 patients with node-positive prostate cancer using immunohistochemistry to investigate whether expression of the immune checkpoint ligand PD-L1 by tumor cells or the density of CD8 + or CD20 + cells are associated with clinical progression. Patients with at least 1% PD-L1 + tumor cells had shorter metastasis-free survival than those with PD-L1 tumors (p = 0.008, log-rank test). Univariate Cox regression showed that patients with PD-L1 + tumors had almost four times the risk of experiencing distant metastases than those with PD-L1 tumors (hazard ratio 3.90). In addition, we found that PD-L1 expression was signicantly associated with CD8 + T-cell density, but not with CD20 + B-cell density. While these results need to be conrmed in larger studies, they show that PD-L1 and CD8 may be used as biomarkers for node-positive patients at high risk of progression. The study also provides a rationale for selecting patients with node-positive PCa who might benet the most from adjuvant immunotherapies. Patient summary: None of the available biomarkers can identify node-positive prostate cancer that will recur after surgery. We found that expression of PD-L1 by tumor cells and a high density of CD8 + T cells in tumor are associated with a higher risk of clinical progression in men with node-positive prostate cancer. © 2017 European Association of Urology. Published by Elsevier B.V. All rights reserved. y These authors contributed equally to this work. * Corresponding authors: IRCCS Ospedale San Raffaele, Milan, Italy, Via Olgettina 60, 20132 Milan, Italy. Tel. +39 02 26437720; Fax: +39 02 26437790. E-mail addresses: [email protected] (A. Briganti), [email protected] (M. Bellone). EUF-341; No. of Pages 5 Please cite this article in press as: Petitprez F, et al. PD-L1 Expression and CD8 + T-cell Inltrate are Associated with Clinical Progression in Patients with Node-positive Prostate Cancer. Eur Urol Focus (2017), http://dx.doi.org/10.1016/j.euf.2017.05.013 http://dx.doi.org/10.1016/j.euf.2017.05.013 2405-4569/© 2017 European Association of Urology. Published by Elsevier B.V. All rights reserved.

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Page 1: PD-L1 Expression and CD8+ T-cell Infiltrate are Associated with … · 2017. 12. 7. · E-mail addresses: briganti.alberto@hsr.it (A. Briganti), bellone.matteo@hsr.it (M. Bellone)

EUF-341; No. of Pages 5

Brief Correspondence

PD-L1 Expression and CD8+ T-cell Infiltrate are Associated withClinical Progression in Patients with Node-positive ProstateCancer

Florent Petitprez a,b,c,d, Nicola Fossati e,f, Yann Vano a,b,c,g, Massimo Freschi f,h, Etienne Becht a,b,c,Roberta Luciano f,h, Julien Calderaro a,b,c, Tiffany Guedet a,b,c, Laetitia Lacroix a,b,c,Paola M.V. Rancoita i, Francesco Montorsi e,f,j, Wolf Herman Fridman a,b,c,Catherine Sautes-Fridman a,b,c,y, Alberto Briganti e,f,j,y,*, Claudio Doglioni f,h,j,y,Matteo Bellone f,k,y,*a INSERM, UMR_S 1138, Cordeliers Research Center, Team Cancer, Immune Control and Escape, Paris, France; bUniversity Paris Descartes Paris 5, Sorbonne

Paris Cite, UMR_S 1138, Centre de Recherche des Cordeliers, Paris, France; cUPMC University Paris 6, Sorbonne University, UMR_S 1138, Centre de Recherche

des Cordeliers, Paris, France; d Programme Cartes d’Identité des Tumeurs, Ligue Nationale Contre le Cancer, Paris, France; eUnit of Urology and URI, Division

of Oncology, IRCCS Ospedale San Raffaele, Milan, Italy; fNET-IMPACT, IRCCS Ospedale San Raffaele, Milan, Italy; gDepartment of Medical Oncology, Hôpital

Européen Georges Pompidou, Assistance Publique Hôpitaux de Paris, Paris, France; hUnit of Pathology, Division of Oncology, IRCCS Ospedale San Raffaele,

Milan, Italy; iUniversity Centre of Statistics in the Biomedical Sciences, Vita-Salute San Raffaele University, Milan, Italy; jVita-Salute San Raffaele University,

Milan, Italy; kCellular Immunology Unit, Division of Immunology, Transplantation and Infectious Diseases, IRCCS Ospedale San Raffaele, Milan, Italy

E U R O P E A N U R O L O G Y F O C U S X X X ( 2 0 17 ) X X X – X X X

ava i lable at www.sc iencedirect .com

journa l homepage: www.europea nurology.com/eufocus

Article info

Article history:

Accepted May 25, 2017

Associate Editor:

James Catto

Keywords:

Prostate cancerPD-L1T lymphocytesB lymphocytesLymph node metastasisRecurrenceProgressionRadical prostatectomy

Abstract

Prostate cancer (PCa) patients with lymph node invasion at radical prostatectomy are athigher risk of tumor recurrence and receive immediate androgen deprivation therapy(ADT). While approximately 30% of these patients do not experience recurrence, othersexperience disease recurrence despite ADT, and currently no biomarkers can accuratelyidentify them. We analyzed tumors from 51 patients with node-positive prostate cancerusing immunohistochemistry to investigate whether expression of the immune checkpointligand PD-L1 by tumor cells or the density of CD8+or CD20+ cells are associated with clinicalprogression. Patients with at least 1% PD-L1+ tumor cells had shorter metastasis-freesurvival than thosewith PD-L1� tumors(p = 0.008, log-rank test). Univariate Cox regressionshowed that patients with PD-L1+ tumors had almost four times the risk of experiencingdistant metastases than those with PD-L1� tumors (hazard ratio 3.90). In addition, wefound that PD-L1 expression was significantly associated with CD8+ T-cell density, but notwith CD20+ B-cell density. While these results need to be confirmed in larger studies, theyshow that PD-L1 and CD8 may be used as biomarkers for node-positive patients at high riskof progression. The study also provides a rationale for selecting patients with node-positivePCa who might benefit the most from adjuvant immunotherapies.Patient summary: None of the available biomarkers can identify node-positive prostatecancer that will recur after surgery. We found that expression of PD-L1 by tumor cellsand a high density of CD8+ T cells in tumor are associated with a higher risk of clinical

witsociation of Urology. Published by Elsevier B.V. All rights reserved.

BiomarkerImmune checkpoint progression in men

© 2017 European As

y These authors contribute* Corresponding authors: IRItaly. Tel. +39 02 26437720E-mail addresses: briganti.a

Please cite this article in press as: Petitprez F, et al. PD-L1 ExprProgression in Patients with Node-positive Prostate Cancer. Eur U

http://dx.doi.org/10.1016/j.euf.2017.05.0132405-4569/© 2017 European Association of Urology. Published by Elsevier B

h node-positive prostate cancer.

d equally to this work.CCS Ospedale San Raffaele, Milan, Italy, Via Olgettina 60, 20132 Milan,

; Fax: +39 02 [email protected] (A. Briganti), [email protected] (M. Bellone).

ession and CD8+ T-cell Infiltrate are Associated with Clinicalrol Focus (2017), http://dx.doi.org/10.1016/j.euf.2017.05.013

.V. All rights reserved.

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Overall, up to 15% of contemporary prostate cancer (PCa)patients harbor lymph node metastases detected on radicalprostatectomy (RP) and extended pelvic lymph node dis-section (ePLND) [1]. However, the optimal postoperativemanagement of PCa patients with lymph node invasion(LNI) is still under debate. While the European Associationof Urology (EAU) recommends adjuvant androgen depriva-tion therapy (ADT) for patients with pN1 disease afterePLND [2], outcomes for men with nodal metastases areheterogeneous according to PCa grading and the extent ofnodal invasion [3–5]. Approximately 30% of patients withlow-volume LNI do not experience cancer recurrence duringlong-term follow-up, even without any adjuvant treatment[3]. However, a significant proportion of patients with node-positive PCa may experience recurrence and succumb totheir disease [1]. Beyond clinical and pathological charac-teristics, no current biological markers can accurately strat-ify node-positive PCa according to the risk of progression.

For solid cancers, several studies have shown that variousimmune cell subtypes are associated with cancer progres-sion [6]. High CD8+ cytotoxic T- or B-lymphocyte infiltratescorrelated with good prognosis and response to immu-notherapies [6]. Although data for PCa are discordant, recentreports suggest that high CD8 or B-cell infiltrates are associ-ated with recurrence or progression [7,8]. Furthermore,

Fig. 1 – PD-L1, CD8+ T cell and CD20+ B cell grading in prostatic tumors. (A) Repadenocarcinomas (200T). The PDL1+ case shows strong immunostaining in app(right) infiltration by CD8+ T cells. The case classified as high demonstrates T c(C) Tumor sections displaying high (left) and low (right) B-cell infiltration, as a

Please cite this article in press as: Petitprez F, et al. PD-L1 ExprProgression in Patients with Node-positive Prostate Cancer. Eur U

PD-L1 expression is associated with poor prognosis in mostsolid tumors [9], including PCa [10]. Interestingly, high PD-L1expression and CD8+ T-cell infiltrates are also associatedwith higher susceptibility to immune checkpoint blockade[11]. Since this immune infiltrate has not been specificallyinvestigated in node-positive PCa, we hypothesized thatdifferent patterns of immune infiltrates and PD-L1 expres-sion might identify node-positive PCa at higher risk ofrecurrence. Thus, we analyzed a single-institution series ofpN1 patients and correlated immunological characteristicsof the primary tumor with oncological outcomes.

After institutional review board approval, a cohort of51 patients with node-positive PCa treated between1991 and 2013 with RP and ePLND were randomly selectedfrom our prospectively collected database. No patient haddistant metastases at the time of surgery. Patients did notreceive either neoadjuvant or adjuvant hormonal therapy.For all patients included in the analysis, complete clinical,pathologic, and follow-up data were available. The baselinecharacteristics for all the patients are reported in Supple-mentary Table 1. Patients were stratified according to bio-chemical recurrence (yes, n = 23 [45%]; no, n = 28 [55%]) andthe occurrence of distant metastasis after RP. Median fol-low-up was 51 mo (interquartile range 30–77). The primaryend-point of the study was the onset of clinical recurrence,

resentative micrographs of PDL1+ (left) and PDL1� (right) prostaticroximately 40% of neoplastic cells. (B) Tumors with high (left) and lowell infiltration in both Gleason 4 (right) and 5 (left) areas (200T).ssessed by CD20 immunostaining (200T).

ession and CD8+ T-cell Infiltrate are Associated with Clinicalrol Focus (2017), http://dx.doi.org/10.1016/j.euf.2017.05.013

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which was defined as the detection of recurrent or meta-static disease on imaging (bone scintigraphy and/or CT/MRI). Kaplan Meier and univariate Cox proportional hazardsregression methods were used to assess the associationbetween predictors (including PD-L1 expression, tumorinfiltration by CD8+ cells, CD20+ cells, or CD20+ lymphoidfollicles larger than 7000 mm2) and the occurrence of dis-tant metastases over time. All analyses were carried outusing the R survival package.

Immunohistochemistry was carried out on 5-mm forma-lin-fixed, paraffin-embedded prostate tissue sectionsstained using the antibodies listed in SupplementaryTable 2, and were then scanned and analyzed by twoindependent reviewers in a blinded fashion. The densityof CD8+ T cells, CD20+ B cells, and CD20+ B cell follicles (ratioof CD20+ follicular/tumor surface areas) were evaluated inthe tumoral zone using Calopix software (Tribvn, France)and the density of positive cells was calculated. The per-centage of tumor cells stained positive for PD-L1 was cal-culated by counting 2000 neoplastic cells.

PD-L1 expression was heterogeneous among tumors(Fig. 1A) and was detected in 1–50% of the tumor cells inseven out of 51 (14%) adenocarcinomas (Fig. 2A). The den-sity of CD8+ T cells was variable (Fig. 1B); the distributionhad an asymmetric shape with a long right tail (Fig. 2B).Values above the third quartile (233.1 cell/mm2) were

Fig. 2 – Metastasis-free survival analysis for patients according to PD-L1 or CD8among tumors. (B) Distribution of the density of CD8+ T cells among tumors. (expression by tumor cells. Mann-Whitney test, p = 0.049. (D,E) Kaplan-Meier esPD-L1 expression and (E) density of CD8+ T cells. (F) Metastasis-free survival achazards ratios among node-positive patients after radical prostatectomy. The dlog10 of their original values. Significant poor prognosis values are representednon-significant prognostic values in grey.

Please cite this article in press as: Petitprez F, et al. PD-L1 ExprProgression in Patients with Node-positive Prostate Cancer. Eur U

considered as CD8High. The distribution of non-follicularCD20+ B cells (Fig. 1C) had a similar asymmetric shape; inthis case, values above 38.8 cell/mm2 (the third quartile)were considered CD20High. Notably, there was a significantassociation between PD-L1 expression and CD8+ T-cell den-sity (Spearman’s correlation 0.289, p = 0.040; Mann-Whit-ney test comparing CD8+ T-cell values among PD-L1 groups,p = 0.049; Fig. 2C), but not between PD-L1 expression andCD20+ T-cell density. A significant positive correlationbetween CD8+ T and CD20+ B cells (Spearman’s correlation0.432, p = 0.002) was also found.

Kaplan Meier analyses were performed to investigate theassociation between tumor PD-L1 positivity, immune infil-trates, and recurrence. Patients with at least 1% PD-L1+

tumor cells had shorter metastasis-free survival than thosewith PD-L1� tumors (p = 0.008, log-rank test; Fig. 2D). Uni-variate Cox regression showed that patients with PD-L1+

tumors had almost four times the risk of experiencingdistant metastases than those with PD-L1� tumors (hazardratio [HR] 3.90, 95% confidence interval [CI] 1.32–11.47;p = 0.014; Fig. 2F).

Univariate Cox regression revealed a trend for higher riskof progression for patients with high CD8+ T-cell density(p = 0.082; Fig. 2F). The density of CD20+ cells (p = 0.655)and of CD20+ follicles (p = 0.49) in the tumor specimen hadno significant impact on clinical recurrence (Fig. 2F).

+ T-cell infiltration. (A) Distribution of the percentage of PD-L1+ cellsC) Density of CD8+ T cells depending on the positivity of PD-L1timates of metastasis-free survival after surgery according to (D) tumorcording to univariate Cox proportional hazards analysis, showing theensity of follicular CD20+ B cells and total PSA were computed using

in red, poor prognosis trend (p value between 0.05 and 0.1) in pink, and

ession and CD8+ T-cell Infiltrate are Associated with Clinicalrol Focus (2017), http://dx.doi.org/10.1016/j.euf.2017.05.013

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Among the clinicopathological variables, only total pros-tate-specific antigen (PSA; HR 6.00, 95% CI 1.47–24.42;p = 0.012) and the number of positive lymph nodes (HR1.15, 95% CI 1.05–1.26; p = 0.003) significantly predicted ahigher risk of distant metastasis on univariate Cox regres-sion (Fig. 2F). Furthermore, considering the lower rate ofadjuvant radiation therapy (aRT) administration amongpatients who developed clinical recurrence compared tothose who did not (39% vs 64%), we tested the associationbetween aRT and risk of distant metastasis. This associationwas not statistically significant on univariate Cox regressionanalysis (HR 0.47, 95% CI 0.18–.23; p = 0.13). The lack ofstatistical significance might be due to the relatively lownumber of patients analyzed and the limited follow-up.However, no patient received adjuvant ADT. Thus, it isunlikely that second-line therapies had an impact on ourfindings.

With the limitations imposed by the relatively smallsample size, total PSA (p = 0.004) and the number of positivelymph nodes (p < 0.001) were the only variables retained inthe multivariable Cox regression model after backwardselection. Notably, PD-L1+ and PD-L1� tumors significantlydiffered in the number of positive lymph nodes (p = 0.004,Mann-Whitney test).

Taken together, our results identify a subgroup of node-positive PCa patients with PD-L1+ and/or CD8High tumorswith a higher risk of recurrence after RP. Simultaneous highCD8+ T-cell density and PD-L1 expression by tumor cells isevidence of blunted immune surveillance. Indeed, as hasbeen hypothesized for other solid tumors [6,11], activatedtumor-infiltrating T cells in these node-positive PCapatients might induce overexpression of PD-L1 on tumorcells via IFNg release, eventually resulting in T-cell exhaus-tion. Clinical responses to PD-1/PD-L1 blockade have beenlimited in PCa patients, probably because treatments weremostly tested in unselected castration-resistant subjects[12]. Our results have identified a subgroup of PCa patientsat high risk of disease recurrence after RP, who mightbenefit the most from adjuvant immunotherapies, andanti-PD-1/anti-PD-L1 antibodies in particular.

Although this study was conducted retrospectively for arelatively small cohort of patients, our results suggest thatthe expression of PD-L1 and the frequency of CD8+ T cellscould be used as biomarkers to predict the risk of clinicalprogression in LNI PCa. Its replication in larger prospectivestudies will allow a better evaluation of these markers inmultivariate analyses and of their relevance in the choice oftherapeutic regimens such as immunotherapies.

Author contributions: Matteo Bellone had full access to all the data in thestudy and takes responsibility for the integrity of the data and theaccuracy of the data analysis.Study concept and design: Bellone, Doglioni, Briganti, Montorsi, Freschi,Fridman, Sautès-Fridman.Acquisition of data: Lacroix, Guédet, Calderaro, Freschi, Lucianò, Fossati.Analysis and interpretation of data: Petitprez, Vano, Becht, Calderaro,Freschi, Doglioni, Lucianò, Rancoita.Drafting of the manuscript: Petitprez, Vano, Bellone.Critical revision of the manuscript for important intellectual content:

Bellone, Fridman, Sautès-Fridman, Briganti, Doglioni.

Please cite this article in press as: Petitprez F, et al. PD-L1 ExprProgression in Patients with Node-positive Prostate Cancer. Eur U

Statistical analysis: Petitprez, Becht, Rancoita.Obtaining funding: Sautès-Fridman, Fridman, Briganti, Montorsi, Bellone.Administrative, technical, or material support: Lacroix.Supervision: Sautès-Fridman, Bellone, Doglioni, Briganti.Other: None.

Financial disclosures: Matteo Bellone certifies that all conflicts ofinterest, including specific financial interests and relationships andaffiliations relevant to the subject matter or materials discussed in themanuscript (eg, employment/affiliation, grants or funding, consultan-cies, honoraria, stock ownership or options, expert testimony, royalties,or patents filed, received, or pending), are the following: None.

Funding/Support and role of the sponsor: This work was supported bygrants from IRCCS Ospedale San Raffaele (5x1000), Associazione Italianaper la Ricerca sul Cancro (IG 2015 Id.16807), Hexal AG, Institut Nationalde la Santé et de la Recherche Médicale, University Paris-Descartes,University Pierre et Marie Curie, Institut National du Cancer (2011-1-PLBIO-06-INSERM 6-1, PLBIO09-088-IDF-KROEMER), Association pourla Recherche sur le Cancer, the Cancer Research for PersonalizedMedicine programme (CARPEM T8) and Labex Immuno-Oncology(LAXE62_9UMRS972 FRIDMAN). Florent Petitprez is supported by aCARPEM doctorate fellowship. The sponsors played a role in thedesign and conduct of the study; data collection, management, analysis,and interpretation; and preparation, review, and approval of themanuscript.

Appendix A. Supplementary data

Supplementary data associated with this article can befound, in the online version, at http://dx.doi.org/10.1016/j.euf.2017.05.013.

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