patrick hopkins university of virginia department of mechanical and aerospace engineering
DESCRIPTION
Phonon Scattering Processes Affecting Thermal Conductance at Solid-solid Interfaces in Nanomaterial Systems. Patrick Hopkins University of Virginia Department of Mechanical and Aerospace Engineering March 10, 2008. Moore’s Law. Rocket nozzle 10 7 W/m 2. Nuclear reactor 10 6 W/m 2. - PowerPoint PPT PresentationTRANSCRIPT
Microscale Heat Transfer Lab – University of Virginia
Phonon Scattering Processes Affecting Thermal Conductance at Solid-solid Interfaces in Nanomaterial Systems
Patrick Hopkins
University of Virginia
Department of Mechanical and Aerospace Engineering
March 10, 2008
Microscale Heat Transfer Lab – University of Virginia
Moore’s Law
Hot plate
105 W/m2
Transistor size
Eq
uiv
alen
t p
ow
er d
ensi
ty [
W/m
2]
Nuclear reactor
106 W/m2
500 nm100 nm
45 nm
Rocket nozzle
107 W/m2
Microscale Heat Transfer Lab – University of Virginia
Heat generated
Rejected heat
Field effect transistors
Thermal management is highly dependent on the boundary between materials
Microscale Heat Transfer Lab – University of Virginia
Thermoelectrics
k
TSZT
2
ZT = figure of meritS = Seebeck coefficientσ = electrical conductivityk = thermal conductivityT = temperature
Microscale Heat Transfer Lab – University of Virginia
Thermal boundary resistance•Thermal boundary resistance creates a temperature drop, T, across an interface between two different materials when a heat flux is applied.
•First observed by Kapitza for a solid and liquid helium interface in 1941.
Thq BD
x
Tem
pera
ture
T
A typical resistance of
10-9-10-7 m2K/W
is equivalent to
~ 0.15-15 m Si
~ 1-100 nm SiO2
Mismatch in materials causes a resistance to heat flow across an interface.
BDBD Rh 1
Microscale Heat Transfer Lab – University of Virginia
Two types of interface resistance
Thermal Boundary ResistanceThermal Boundary Resistance• Due to difference in the acoustic
properties: Phonon reflection at the interface
• Electron-phonon interaction • Present even in the case of perfect
contact with no roughness• Microscopic quantity
hBD= thermal boundary conductance
1/hBD = thermal boundary resistance TThothot
TTcoldcold
T
Distance
Thermal Contact ResistanceThermal Contact Resistance• Important for bulk surfaces• Macroscopic quantity• Due to imperfect contact or
voids in microstructure
Distance
TThothot
TTcoldcold
T
A B
TTcoldcold
.
Q.
Q
TThothot
.
QA
TThothot.
Q B
Voids, imperfect contact
TTcoldcold
Microscale Heat Transfer Lab – University of Virginia
Major research objectives
• the role of interface disorder on interfacial heat transfer
• the effects of different phonon scattering mechanisms on interfacial heat transfer
Microscale Heat Transfer Lab – University of Virginia
Outline of presentation• Theory of phonon interfacial transport
• Measurement of interfacial transport with the transient thermoreflectance (TTR) technique
• Influence of atomic mixing on interfacial phonon transport
• Influence of high temperatures on interfacial phonon transport
• Summary
Microscale Heat Transfer Lab – University of Virginia
Thermal conduction in bulk materialsThermal conduction
Z
k = thermal conductivity [Wm-1K-1] = thermal flux [Wm-2]
T
qz
Tkqz
z
T
q
= mean free path [m]
phonon-phonon scattering length in homogeneous material
Microscopic picture
What happens if is on the order of L?
L
Microscale Heat Transfer Lab – University of Virginia
Thermal conduction in nanomaterials
n
Microscopic picture of nanocomposite
Ln
keffective of nanocomposite does not depend on phonon scattering in the individual materials but on phonon scattering at the interfaces
T
Z
Z
T
hBD = thermal boundary conductance [Wm-2K-1]
Change in material properties gives rise to hBD
q=hBDT
Microscale Heat Transfer Lab – University of Virginia
Theory of hBDPhonon flux transmitted across interface
ThddjvtzfDq BDjj
jj
cj
sincos,,,,2
1,1
2/
0 0,1,11
,1
Spectral phonon density of states[s m-3]
Phonon distribution
Phonon energy
[J]
Phonon speed[m s-1]
Phonon interfacial transmission
Projects phonon transport perpendicular to interface
jjj vtzfDI
),,()(4
1
Thq BD1
1 2I
q
j
j
jc
ddIq
4 01
,
Microscale Heat Transfer Lab – University of Virginia
Diffuse scattering
Diffuse Mismatch Model (DMM) E. T. Swartz and R. O. Pohl, 1989, "Thermal boundary resistance,” Reviews of Modern Physics, 61, 605-668.
j
jjBD
cutoffj
dvTfDT
h,1
0
1,1,11, ,4
1
diffuse scattering – phonon “looses memory” when scattered
• Scattering completely diffuse• Elastically isotropic materials• Single phonon elastic scattering
T > 50 K and realistic interfaces
Averaged properties in different crystallographic directions
Is this assumption valid?
ThddjvtzfDq BDjj
jj
cutoffj
sincos,,,,2
1,1
2/
0 0,1,11
,1
Microscale Heat Transfer Lab – University of Virginia
Maximum hBD with elastic scattering
Phonon radiation limit (PRL)
Same assumptions as DMM
DOS side 1 (softer) in DMM
DOS side 2 (harder) in PRL
PRL
DMM
j
jjBD
cutoffj
dvTfDT
h,1
01,1,11, ,
4
1
j
jjBD
cutoffj
dvTfDT
h,1
0,2,21, ,
4
1
Frequency [Hz]
Deb
ye d
ensi
ty o
f Sta
tes
[m-3
]
cutoff1
cutoff2
B
cD k
Microscale Heat Transfer Lab – University of Virginia
DMM and PRL calculations
Microscale Heat Transfer Lab – University of Virginia
Outline of presentation
• Theory of phonon interfacial transport
• Measurement of hBD with the TTR technique
• Influence of atomic mixing on hBD
• Influence of high temperatures (T > D) on hBD
• Summary
Microscale Heat Transfer Lab – University of Virginia
Transient ThermoReflectance (TTR)Mira 900
p ~ 190 fs @ 76 MHz
= 720-880 nm16 nJ/pulse
PolarizerDetector
Lock-in AmplifierAutomated Data
Acquisition System
Verdi V5= 532 nm
5 W
RegA 9000
p ~ 190 fssingle shot - 250
kHz4 J/pulse
Verdi V10= 532 nm
10 W
Probe Beam
Sample
Dovetail Prism
Delay ~ 1500 ps
Lenses
/2 plate Beam Splitter
Acousto-Optic Modulator
VariableND Filter
Pump Beam
Microscale Heat Transfer Lab – University of Virginia
Transient ThermoReflectance (TTR)
SUBSTRATE
FILM
HEATING “PUMP”
PROBE
Thermal Diffusion
Ballistic Electron Transport
Electrons Transfer
Energy to the Lattice
Thermal Diffusion by Hot
Electrons
Thermal Equilibrium
Thermal Diffusion within Thin Film
Thermal Conductance Across the
Film/Substrate Interface
Electron-PhononCoupling (~2 ps)
Thermal Diffusion (~100 ps)
Thermal BoundaryConductance (~2 ns)
Thermal Diffusion within Substrate
Substrate Thermal Diffusion (~100 ps – 100 ns)
Focus of current analysis
Free Electrons Absorb Laser Radiation
Microscale Heat Transfer Lab – University of Virginia
TTR data
Thermal Conductance across the
Film/Substrate Interface
Thermal Boundary Conductance (~1-10 ns)
Free Electrons Absorb Laser Radiation
50 nm Cr/Si
)](),0([)(
ttdC
h
dt
tdfs
f
bdf
2
2 ),(),(
x
tx
t
tx ss
s
)],0()([),0(
tthx
tk sfBD
ss
0
0,, )0( TT
TT
f
sfsf
0
),(
x
ts
Microscale Heat Transfer Lab – University of Virginia
Stevens, Smith, Norris, JHT, 2005Lyeo, Cahill, PRB, 2006Stoner, Maris, PRB, 1993New data
DMM compared to experimental data
Goal: investigate the over- and under-predictive trends of the DMM based on the single phonon elastic scattering assumption
Microscale Heat Transfer Lab – University of Virginia
Outline of presentation• Theory of phonon interfacial transport
• Measurement of hBD with the TTR technique
• Influence of atomic mixing on hBD
• Influence of high temperatures (T > D) on hBD
• Summary
Microscale Heat Transfer Lab – University of Virginia
DMM assumptions
DMM Assumption Realistic Interface
Slight changes in deposition conditions can give rise to different elemental compositions around solid interfaces
Microscale Heat Transfer Lab – University of Virginia
AES depth profiles
0
0.2
0.4
0.6
0.8
1
30 40 50 60
Ele
me
nta
l fr
ac
tio
n
0
0.2
0.4
0.6
0.8
1
30 40 50 60
Ele
me
nta
l fr
ac
tio
n
Cr-1: no backsputter
Cr-2: backsputter
Cr/Si mixing layer9.5 nm
Cr/Si mixing layer14.8 nm
Depth under Surface [nm]
Ele
men
tal F
ract
ion Si change
9.7 %/nm
Si change16.4 %/nm
Microscale Heat Transfer Lab – University of Virginia
Results from AES dataSample
IDCr Film
Thickness [nm]
Mixing Layer[nm]
Slope of Si in Beginning of Mixing
Layer [%/nm]
Cr-1 38 ± 2.1 9.5 ± 0.6 9.7 ± 0.7
Cr-2 37 ± 0.4 14.8 ± 1.0 16.4 ± 0.7
Cr-3 35 ± 0.5 11.5 ± 0.7 16.6 ± 1.0
Cr-4 35 ± 2.8 10.8 ± 0.8 7.4 ± 1.0
Cr-5 39 ± 0.5 5.8 ± 0.5 24.1 ± 1.0
Cr-6 45 ± 0.5 7.0 ± 0.4 28.1 ± 1.2
Microscale Heat Transfer Lab – University of Virginia
TTR testing
P. E. Hopkins and P. M. Norris, Applied Physics Letters 89, 131909 (2006).
Microscale Heat Transfer Lab – University of Virginia
hBD results
DMM predicts a constant hBD = 855 MWm-2K-1
Hopkins, Norris, Stevens, Beechem, and Graham, to appear in the Journal of Heat Transfer, 2008
Decreasing hBD with increasing mixing layer thickness
Microscale Heat Transfer Lab – University of Virginia
Virtual crystal DMM
T. E. Beechem, S. Graham, P. E. Hopkins, and P. M. Norris, Applied Physics Letters 90, 054104 (2007)
int
int
D
multiple scattering events from interatomic mixing
ppVC
jppVCjpp
BDBD RRR
D
hR 2
,1
,int
int1
The disordered region is replaced by a homogenized virtual crystal of thickness Dint having effective properties based on the disordered medium with MFP= int.
Microscale Heat Transfer Lab – University of Virginia
Virtual crystal DMM
int
int
D
multiple scattering events from interatomic mixing
ppVC
jppVCjpp
BDBD RRR
D
hR 2
,1
,int
int1
Majumdar and Reddy, APL, 2006
eppep hGk
R11
In well-matched material systems such as Cr on Si,
Rpp is very small and on the
same order as Rep, so this
additional resistance must be considered and added in
parallel with Rpp.
G = electron-phonon coupling factor
Microscale Heat Transfer Lab – University of Virginia
Virtual crystal DMM
1
2,
1,int
int 111
j
VCjpp
j
VCjppp
BDhh
D
Gkh
int
int
D
multiple scattering events from interatomic mixing
ppVC
jppVCjpp
BDBD RRR
D
hR 2
,1
,int
int1
Majumdar and Reddy, APL, 2006
eppep hGk
R11
Microscale Heat Transfer Lab – University of Virginia
VCDMMDMM predicts hBD that is almost 8 times larger than that measured on the samples and no dependence on mixing layer thickness or composition.
The VCDMM calculations are within 18% of the measured values and show the same trend with mixing layer thickness as the measurements.
Hopkins, Norris, Stevens, Beechem, and Graham, to appear in the Journal of Heat Transfer, 2008
Microscale Heat Transfer Lab – University of Virginia
Summary
• Examined the effects of interfacial properties on hBD in the acoustically matched Cr/Si system with TTR
• DMM predicts hBD 855 MWm-2K-1 at room temperature• Measured data varies from 100-200 MWm-2K-1, depending
on deposition conditions• Multiple phonon elastic scattering could cause this over-
prediction of the DMM• DMM only takes into account single scattering events• DMM assumes a perfect interface, but interface disorder
will increase the scattering thus decreasing the hBD
• VCDMM is introduced and predicts same values and trends for Cr/Si at room temperature as experimental data
Investigate the role of interface disorder on interfacial heat transfer
Microscale Heat Transfer Lab – University of Virginia
Stevens, Smith, Norris, JHT, 2005Lyeo, Cahill, PRB, 2006Stoner, Maris, PRB, 1993New data
Summary
Goal: investigate the over- and under-predictive trends of the DMM based on the single phonon elastic scattering assumption
The presence of an interfacial mixing region causing multiple elastic scattering events which are not accounted for and may be the cause of the overestimation of the DMM in well matched material systems with Debye temperature ratios close to one.
Microscale Heat Transfer Lab – University of Virginia
Outline of presentation• Theory of phonon interfacial transport
• Measurement of hBD with the TTR technique
• Influence of atomic mixing on hBD
• Influence of high temperatures (T > D) on hBD
• Summary
Microscale Heat Transfer Lab – University of Virginia
Single phonon elastic scatteringhBD from DMM limited by f1
1exp
1
Tk
f
B
B
cD k
*Kittel, 1996, Fig. 5-1
Linear in classical regime (T>D)
f=T/Df
j
jjBD
cutoffj
dvTfDT
h,1
0
1,1,11, ,4
1
Microscale Heat Transfer Lab – University of Virginia
Single phonon elastic scatteringElastic scattering – hBD is a function of f/T in lower D material
f
j
jjBD
cutoffj
dvTfDT
h,1
01,1,11, ,
4
1
B
cD k
DMM Predictions
T/D
DPb=105 K
DAl=428 K
Microscale Heat Transfer Lab – University of Virginia
Molecular dynamics simulations
Stevens, Zhigilei, and Norris, IJHMT, 2007
0
0.4
0.8
1.2
1.6
2
0 0.1 0.2 0.3 0.4 0.5
Temperature [T *]
h* B
D/ h
* BD
( T*
=0.
25)
R=0.2
R=0.5
Linear(R=0.2)Linear(R=0.5)
Debye Temperature Ratios
R=0.5 trendline
R=0.2 trendline
Chen, Li, Yang, Wu, Lukes and Majumdar, Physica B, 2004
Kr/Ar Superlattice NanowireLennard-Jones Potential with Different Atomic Sizes
Computational results indicate a linear increase in conductance (decrease in resistance) with temperature.
Microscale Heat Transfer Lab – University of Virginia
Mismatched samples at low temperatures
Lyeo and Cahill, PRB, 2006Stoner and Maris, PRB, 1993
Microscale Heat Transfer Lab – University of Virginia
hBD results at temperatures above D of the softer material
P. E. Hopkins, R. J. Stevens, and P. M. Norris, To appear in the Journal of Heat Transfer, HT (2008).
Pt/Al2O3 Pt/AlN
Microscale Heat Transfer Lab – University of Virginia
Analysis• Linear trend in MDS in classical regime (T>>D)• MDS calculates hBD making no assumption of elastic scattering in
interfacial phonon transport• Several samples show linear hBD trends around classical regime
j
jjBD
cj
dT
TfDvh
,1
0,11,1
),()(
4
1
DMM
JOINT FREQUENCY DMM
j
jjBD
cj
dT
TfDvh
mod,
0mod,1mod,
),()(
4
1
P. E. Hopkins and P. M. Norris, Nanoscale and Microscale Thermophysical Engineering 11, 247 (2007)
f/
T
Film (Pb)
Subs
trat
e (d
iam
ond)
Microscale Heat Transfer Lab – University of Virginia
DMM vs. JFDMM
DMMJFDMM
Microscale Heat Transfer Lab – University of Virginia
Summary
• Measured hBD at different metal-dielectric interfaces with a range of acoustic similarity
• Observed linear trend in hBD around D
• Evidence of inelastic scattering – not predicted with DMM• JFDMM takes into account substrate phonons – and
provides better agreement with experimental data
Investigate the effects of different phonon scattering mechanisms on interfacial heat transfer
Microscale Heat Transfer Lab – University of Virginia
Stevens, Smith, Norris, JHT, 2005Lyeo, Cahill, PRB, 2006Stoner, Maris, PRB, 1993New data
Summary
Goal: investigate the over- and under-predictive trends of the DMM based on the single phonon elastic scattering assumption
The presence of inelastic scattering events, which add an additional channel of interfacial energy transport may be the cause of the underestimation of the DMM in mismatched material systems with distinctly different Debye temperatures.
Microscale Heat Transfer Lab – University of Virginia
Outline of presentation
• Theory of phonon interfacial transport
• Measurement of hBD with the TTR technique
• Influence of atomic mixing on hBD
• Influence of high temperatures (T > D) on hBD
• Summary
Microscale Heat Transfer Lab – University of Virginia
Conclusions
• Determined that interfacial mixing can play a role in phonon transport by inducing multiple phonon scattering events
• Accurately described with VCDMM taking into account e-p resistance
Investigate the role of interface disorder on interfacial heat transfer
Investigate the effects of different phonon scattering mechanisms on interfacial heat transfer
• Inelastic scattering contributes to hBD at temperatures close to D of the softer material where substrate phonon population is still quantum mechanically increasing
• Developed JFDMM to take into account some portion of inelastic scattering
Microscale Heat Transfer Lab – University of Virginia
ImpactHow does the knowledge of phonon scattering affect
nanoapplications?
k
TSZT
2
Microscale Heat Transfer Lab – University of Virginia
Acknowledgments• Pamela Norris, my doctoral advisor and head of the Microscale
Heat Transfer laboratory at UVA
• Funding from the National Science Foundation (NSF) Graduate Research Fellowship Program (GRFP)
• Funding from the Virginia Space Grant Consortium (VSGC)
• Collaborators: Leslie Phinney (Sandia), Robert Stevens (RIT), Samuel Graham (GaTech), Thomas Beechem (GaTech) Rob Kelly (UVA), Avik Ghosh (UVA), Mikiyas Tsegaye (UVA), David Cahill (UIUC), John Hostetler (Trumpf Photonics), Mike Klopf (Jefferson Lab), Vickie Connors (NASA Langley)
• Microscale Heat Transfer Crew – Rich Salaway, Jennifer Simmons, John Duda, Justin Smoyer
Microscale Heat Transfer Lab – University of Virginia
Transient ThermoReflectance (TTR)
SUBSTRATE
FILM
HEATING “PUMP”
PROBE
Thermal Diffusion
Electrons Transfer
Energy to the Lattice
Thermal Diffusion by Hot
Electrons
Thermal Equilibrium
Thermal Diffusion within Thin Film
Thermal Conductance across the
Film/Substrate Interface
Electron-PhononCoupling (~2 ps)
Thermal Diffusion (~100 ps)
Thermal BoundaryConductance (~2 ns)
Thermal Diffusion within Substrate
Substrate Thermal Diffusion (~100 ps – 100 ns)
Focus of current analysis
Focus of previous analysis
Ballistic Electron Transport
Free Electrons Absorb Laser Radiation
Microscale Heat Transfer Lab – University of Virginia
Electron-phonon (e-p) nonequlibrium
),(),( tzSTTGz
TTTk
zt
TT pe
epee
eee
pep
p TTGt
TC
Electron-phonon
coupling factor
Energy stored in e- system
Energy conducted through e- system Energy deposited
into e- system
Energy transferred from e- system to l
system
Energy stored in l system
Energy gained by l system from e-
system
z
time
PARABOLIC TWO-STEP
MODEL (PTS)
*Anisimov, 19740 50 100 150
300
320
340
360
380
400
420
440
lattice temperature
Te
mp
era
ture
Time [fs]
electron temperature
Microscale Heat Transfer Lab – University of Virginia
Relate temperature to reflectance pe
pp TTG
t
TC
)(tSTTGt
TT pe
eee
R/R = aTe + bTl – only valid for Te < 150 K
• Test at fluences up to 15 J m-2
• Te in Au of up to ~ 4000 K• ITT 2.4 eV > 1.55 eV TTR energy
Christensen, PRB, 1976
Intraband reflectance model Valid for all electron temperatures
Smith and Norris, APL, 2001
Microscale Heat Transfer Lab – University of Virginia
Measure G in Au with TTR
Different e-p equilibration curves for different fluencesBut G should be a material property????
Hopkins and Norris, App. Surf. Sci., 2007
1),( pe
ep
eeRTpe TT
B
AGTTG
20 nm Au/glass 20 nm Au/glass
Microscale Heat Transfer Lab – University of Virginia
Single phonon elastic scattering
12,2
2,1
2,2
03,2
2
2
,2
03,1
2
2
,1
03,2
2
2
,2
1,2,1
,2
22
2)(
j jjj
jj
j jj
j jj
j jj
vv
v
dv
vdv
v
dv
v
cutoffj
cutoffj
cutoffj
Simplifies transmission coefficient
21 qq
j
jj
cutoffji
dvTfDq,
0
1,1,11 ,4
1
3,2/1
2
2
,2/1 2)(
jj v
D
121 1 R
Frequency [Hz]
Deb
ye d
ensi
ty o
f Sta
tes
[m-3
]
cutoff1
cutoff2
Microscale Heat Transfer Lab – University of Virginia
hBD results for Al/Al2O3
Stoner and Maris, PRB, 1993P. E. Hopkins, et al., International Journal of Thermophysics 28, 947 (2007)
Microscale Heat Transfer Lab – University of Virginia
Thermal model
0
0.2
0.4
0.6
0.8
1
0 200 400 600 800 1000 1200 1400
Time [ps]
R
[a.u
.]
h BD = 1.0x108 W m-2 K
h BD = 2.0x108 W m-2 K
h BD = 3.0x108 W m-2 K
Change in temperature across a 50 nm Cr film on Si substrate interface
Microscale Heat Transfer Lab – University of Virginia
Resolving TBC with TTR
2df
BD
fi h
dC
1f
BD
i
f
k
dh
Resolving TBC with TTR Al/Al2O3 interfaces kf = 237 Wm-1K-1
hBD = 2.0 x 108 Wm-2K-1
0
0.5
1
1.5
0 25 50 75 100
Film thickness [nm]
Tim
e co
nsta
nt [n
s]
0
5
10
15
20
0 250 500 750 1000
if
Microscale Heat Transfer Lab – University of Virginia
Thermal ModelLumped capacitance
BD
f
f
BD
h
kd
k
dhBi
1.01.0
T
x
Bi<<1
Bi = 1
Bi>>1
film substrate Al/Al2O3 interfaces kf = 237 Wm-1K-1
hBD = 2.0 x 108 Wm-2K-1
d =75 nm< 120 nm
0
0.2
0.4
0.6
0.8
1
1.2
1.4
0 25 50 75 100
Film thickness [nm]
Tim
e c
on
sta
nt
[ns]
Microscale Heat Transfer Lab – University of Virginia
Sample fabricationSample
IDBacksputter
EtchHeat Treat Prior
to DepositionDeposition Notes(on Si substrates)
Cr-1 none none 50 nm Cr @ 300 K
Cr-2 5 min none 50 nm Cr @ 300 K
Cr-3 5 min 20 min @ 873 K 50 nm Cr @ 300 K
Cr-4 5 min 50 min @ 873 K 50 nm Cr @ 300 K
Cr-5 5 min 20 min @ 873 K 50 nm Cr @ 573 K
Cr-6 5 min none 10 nm of Cr at 300 K;heating to 770 K;40 nm of Cr at 300 K
Microscale Heat Transfer Lab – University of Virginia
Interface characterizationAuger electron spectroscopy (AES)
Relaxation andAuger emissionIonizationElectron bombardment
Higher levels
Core level
Vacuum Energy
e- [3 keV]Monitor energy
Microscale Heat Transfer Lab – University of Virginia
AES depth profiling
Ar+ gun
e- gundetector
Si
O2
Cr
C
dN
/dE
Energy [eV]
Microscale Heat Transfer Lab – University of Virginia
AES depth profile
0
0.2
0.4
0.6
0.8
1
0 10 20 30 40 50 60
Depth into film [nm]
Ele
me
nta
l fra
cti
on
Cr/Si mixing regionCr
Si
C
O2
Microscale Heat Transfer Lab – University of Virginia
Energetic Electrons
k
E
Interband
Intraband
Valence Band
Conduction BandIntraband excitation – E<Eg
Interband excitation – E>Eg
Doped Semiconductors (T = Troom)
Ef
Eg
Microscale Heat Transfer Lab – University of Virginia
Energetic Electrons
Electron transport – Noble metals
Electron transport – Transition metals
Metals (T = Troom)
k
E
Ef
Ef
d
s
ITT
Noble Metal
d
Transition Metals
ITT
Microscale Heat Transfer Lab – University of Virginia
Band StructuresGaAs
* Swaminathan and Macrander, 1991
Gold
*Christensen, 1976
Nickel
*Weiling and Callaway, 1982
c
s
d
v ds
Microscale Heat Transfer Lab – University of Virginia
*Sun, et al., 1994*Fatti et al., 2000
Reflectance at ITTGoldSilver
Microscale Heat Transfer Lab – University of Virginia
G Measurement in Gold
*Smith and Norris, 2001*Hohlfeld et al., 2000
G @ energies lower than ITT G @ energies around ITT
Ef
d
s
Microscale Heat Transfer Lab – University of Virginia
Transient Thermoreflectance Data
Microscale Heat Transfer Lab – University of Virginia
Thermal Model
),(),(' txSTTGx
TTTk
xt
TTC le
elee
eee
lel
l TTGt
TC
nmG
kthermal 17
k = 91 Wm-1K-1
G = 3.6 x 1017 Wm-3K-1 -1 0 1 2 3 4 5
Time [ps]
No
rma
lize
d R
efl
ec
tan
ce
R
/R [
arb
. un
its
]
1.3 eV
20 nm
50 nm
Microscale Heat Transfer Lab – University of Virginia
G Measurements
30 nm Ni/Si
1.3 eVG = 5.8 x 1017 Wm-3K-1
1.55 eVG = 3.7 x 1017 Wm-3K-1
R = aTe + bTl
Microscale Heat Transfer Lab – University of Virginia
Analysis•G measurement at 1.3 eV interband transition yields higher results than measurements taken at other energies (~6.0 x 1017 Wm-3K-1)
•This study: ~3.7 x 1017 Wm-3K-1 at 1.55 eV
•Wellershoff et al., 1998: ~3.6 x 1017 Wm-3K-1 at 3.11 eV
•Previous Au measurements of G were same at ITT and other energies
•1.3 eV in Ni is not at ITTbut at a higher interband transitionlower d-band Fermi level
0
0.2
0.4
0.6
0.8
1
0 10 20 30 40 50 60 70 80 90 100
Thickness [nm]
Re
fle
cta
nc
e
Ni/Glass
Ni/Si
Microscale Heat Transfer Lab – University of Virginia
Reflectance Model
R = aTe + bTl
ll
ee
ll
ee
TT
TT
iTT
TT
i 221121
12
22
11
1
RR
RR
R
eT
Ra
&lT
Rb
Microscale Heat Transfer Lab – University of Virginia
How do we define temperature?•Temperature is an equilibrium property•How can we define temperature when there is a nonequilibrium (TTM)?
Consider case of homogeneous heating in Aut > ee
Temporally•Both e- and phonon systems are in local thermal equilibrium•When e- scatters and emits phonon, e- system redistributes into a new temperature distribution (lower T).
What about e- substrate scattering work?•Homogeneous heating so lumped capacitance
1.0f
BD
k
dhBi
hBDe-=1E8 Wm-2K-1
d=50 nmke=317
Bi = .02
very conservative
Microscale Heat Transfer Lab – University of Virginia
How do we define temperature?•However, how can we determine temperature spatially if there is a thermal gradient?•Can temperature, which is an equilibrium concept, still be invoked in a nonequilibrium process such as heat conduction? (Cahill, JAP, 2003)
Box is 4 long
Consider 1D conduction
Can resolve local temperature
Cannot resolve local temperature
Kinetic Theory
CMean free path
speed
#Collisions/time
*Since equilibrium is achieved through multiple collisions
lepeeeepee TBTA 2at Te=Tl=300, ~1E13, ~1E4 m/sC
~1 nm
~15 nm
Microscale Heat Transfer Lab – University of Virginia
Joint frequency DMM
j
jjBD
cj
dT
TnDvh
mod,
0mod,1mod,
),()(
4
1
3mod,
2
2
mod,2 j
jv
D
c
jmod,
3/12211
2mod,mod, 6 NNv j
cj
2211mod, vvv j
212
1
12
1
1MM
NN
MNN
j
jjBD
cj
dT
TfDvh
,1
0,11,1
),()(
4
1
Weighting factor is simply a percentage of the composition of each material in the unit volume
(M=atomic mass)(N=number of oscillators per unit volume)
DMM JFDMM
Microscale Heat Transfer Lab – University of Virginia
Analysis• Inelastic scattering – DMM does not account for this
• Data at solid-solid interfaces taken at temperatures around Debye temperature show linear trend
• DMM predicts flattening of predicted hBD around Debye temperature
• Accounting for substrate phonons in DMM improves prediction (JFDMM)
j
jjBD
cj
dT
TfDvh
,1
0,11,1
),()(
4
1
DMM
JFDMM
j
jjBD
cj
dT
TfDvh
mod,
0mod,1mod,
),()(
4
1
PRL
j
jjBD
cutoffj
dvTfDT
h,1
0,2,2 ,
4
1
Is there an upper limit to inelastic scattering?
jjjBD
cutoffj
dvTfDT
h,2
0,2,2 ,
4
1
Inelastic phonon radiation limit (IPRL)
Microscale Heat Transfer Lab – University of Virginia
IPRL
)()( ThhTh inelBD
elBDBD )()()( ThTBAhTh IPRL
BDPRLBDBD
Microscale Heat Transfer Lab – University of Virginia
Elastic and inelastic contributions
In classical limit
)()()()( ThAhThThTB inelBD
PRLBDBD
IPRLBD
PRLBD
elBD
h
hA
Pb/diamond Pb/diamondPb/diamond
)()()( ThTBAhTh IPRLBD
PRLBD
LimBD
Microscale Heat Transfer Lab – University of Virginia
Elastic and inelastic contributions
1)()(
PRLBD
BDelBD
inelBD
Ah
Th
h
Th
Relative contribution to hBD of inelastic scattering compared to elastic scattering increases with sample mismatch and with temperature
DPb/Ddiamond
~0.05
DPt/DAl2O3
~0.23
Hopkins, Norris, and Stevens, Submitted to the Journal of Heat Transfer
Microscale Heat Transfer Lab – University of Virginia
Future directionsThermal testing in novel nanostructures
k
TSZT
2
CNT and nanocomposites
Microscale Heat Transfer Lab – University of Virginia
Future directionsSteady state and 3 electrical resistance techniques
Hopkins and Phinney, MNHT2008-52293 B. W. Olson, S. Graham, and K. Chen, Review
of Scientific Instruments 76, 053901 (2005).
Microscale Heat Transfer Lab – University of Virginia
Future directions
11 nnnnAnAn uuuuKuMF
NonEquilibrium Green’s Function (NEGF) modeling
0102
0 uuKuMF BB
Microscale Heat Transfer Lab – University of Virginia
Future directions
Hopkins et al., MHT08-52244
NEGF to calculate phonon conductivity in nanostructures from first principles
Relies on basic quantum mechanics
No assumptions based on scattering or transport
Can be extended to any nanostuctures
Si wire data from: D. Li, Y. Wu, P. Kim, L. Shi, P. Yang and A. Majumdar, 2003, "Thermal conductivity of individual silicon nanowires," Applied Physics Letters, 83, 2934-2936.
Microscale Heat Transfer Lab – University of Virginia
Future directions
Electrons Transfer
Energy to the Lattice
Thermal Diffusion by Hot
Electrons
Free Electrons Absorb Laser Radiation
20 nm Au/glass ),(),( tzSTTG
z
TTTk
zt
TT pe
epee
eee
pep
p TTGt
TC
Insulated boundary conditions always assumed
More TTR applications – electron-phonon scattering
P. E. Hopkins and P. M. Norris, Applied Surface Science 253, 6289 (2007)
Microscale Heat Transfer Lab – University of Virginia
Future directions
Different e-p equilibration curves for different fluences
But G should be a material property
z
1),( pe
ep
eeRTpe TT
B
AGTTG
P. E. Hopkins, et al., Submitted to Phys Rev B.
More TTR applications – electron-phonon scattering
Microscale Heat Transfer Lab – University of Virginia
Future directions
• Extend nanoscale thermophysics to realistic low dimensional nanostructures
• Electrically based resistance techniques to measure thermal transport and thermophysical properties of nanomaterials
• NEGF formalism for accurate modeling of real nanosystems
• TTR technique to measure electron-phonon coupling and interfacial thermal transport