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1 Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality and Patient Safety Penn Homecare and Hospice Services Patient Safety Journey History IOM Safety Culture High Reliability Hippocrates 4 th Century BC First Do No Harm ASHRM

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Page 1: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

1

Patient Safety –

It Takes a Village…..

but it starts with You!

JoAnne Phillips, DNP, RN, CPPS

Manager of Quality and Patient Safety

Penn Homecare and Hospice Services

Patient Safety Journey

History

IOM

Safety Culture

High Reliability

Hippocrates 4th Century BC

◦ First Do No Harm

ASHRM

Page 2: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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“It may seem a strange principle

to enunciate, as the very

first requirement in a hospital

that it should do the sick no harm”

Florence Nightingale, Notes on Nursing, 1869 ASHRM

Do No

Harm

4th cent

1855

Semelweis

Hygiene

Practices

1960s

ICUs

1980s

APSF

1991:

Harvard Medical

Practice Study

98,000 People Die from medical

Errors.

Half Preventable

1. Prevent errors

2. Learns from errors

3. Build on culture of patient

safety that involves hc

organizations,

professionals and patients

2001

Crossing

Quality

Chasm

2002

NPSG

2004

WHO

2004

Transforming

Work Environment

Of Nurses

2005

PSO

2008

CMS: No

Pay for

Bad care

2009

$19 bill Health IT

Lit synthesis

IOM Roundtable

Pres. Advisory

2010

Patient Protection

and Affordable

Care Act

2005

100,000

Lives

5 mill

Analysis of

mortality

data

Nightingale

1863

ASRM; James; Jha & Pronovost

IOM…1999

It must be

better by

now… right?

5 years

• Improvements

• Reporting

• Leadership

• Gaps

• IT

• Accountability

10 years

• Improvements

• Reporting

• Malpractice

• Gaps

• Regulatory / accreditation

• HIT

• Workforce training (Wachter, 2004; Wachter, 2010)

Page 3: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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Betsy Lehman

Dana Farber

1995

2007

Quaid Twins

Kimberly Hiatt

The people –

the devastation……

Jessica Santillan

2003 2011

Julie Thao

2009

Nora Bostrom

Patient Safety Impact on Mortality….

Going in the Wrong Direction

2008

• 11th leading cause of death

2013

• 3rd leading cause of death

Adverse Events: 2005 - 2011

Medicare All patients

by 8% / year for MI

by 8% / year for CHF

No change in pneumonia

No change in post-op complications

2010: 145 AE / 1000 hospitalizations

CLABSI, CAUTI, Falls, PU, ADE

2014: 121 AE / 1000 hospitalizations

◦ 16.5% improvement

2.1 million fewer harms

$$$$$ BILLIONS saved

Kronick

Page 4: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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Adverse Events

Decrease 4.5% year –

◦ Sounds great, right?

By 2025

◦ We would have half as many AE as we had in 2010

◦ WAY too slow…..

Are you willing for your family member to be the one who…

Falls? Develops a CAUTI? A CLABSI? Post Op complication?

Objectives

Describe the patient safety journey

◦ Where have we been… we are we going….and why is it taking so long to get there?

Relate the concepts of a patient safety culture with high reliability organizations

◦ Do you work in a highly reliable organization?

Discuss the role of the NURSE in creating and sustaining a safety culture and moving toward high reliability

◦ Just Culture

◦ QSEN competencies

Patient Safety Journey

History

IOM

• Safe

• Timely

• Effective

• Efficient

• Equitable

• Patient Centered

Safety Culture

• Just Culture

High Reliability

Page 5: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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INSTITUTE OF MEDICINE

Health Care

Safe

Effective

Pt. Centered

Timely

Efficient

Equitable

Patient Safety Culture

Foster a Learning

Environment

Evidence based

practice

Healthy Work

Environment

Decreased risk for adverse

outcomes

Barnsteiner

A way of thinking, behaving, or working in a place / organization

Patient Safety Culture

• Minimize the risk of harm to patients and providers through system effectiveness & individual performance

Goal of Patient Safety

Barnsteiner

Page 6: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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Culture of Patient

Safety

Teamwork

Transparency

Accountability

Empowerment

EB Learning

Leadership

Blousing & McDonagh; Hebling &Hewe; Hughes

AONE Guiding

Principles in

Patient Safety

Patient Safety

Lead Cultural

Change

Provide Shared

Leadership

Build External Partnerships

Develop Leadership

Competencies

Patient Safety Culture: What does it look like?

Trust

• Peers and leaders

Report

• Errors

• Near misses

• Risk

• Recognize & reward

Improve

• Unsafe conditions

Accountability

• Human error

• Willingness to disclose error

AONE; Blousing & McDonagh; Chassin & Loeb; Hebling &Hewe; Hershey; Hughes

Page 7: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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Role of Nursing Leadership in Creating a Culture of Patient Safety

Knowledge, tools &

resources

Executive Leadership

Workforce knowledge: zero defects

Engage pts / families

Culture of Safety survey

Transparency in reporting and feedback

Safety should be a design

element

Audit / monitoring

plan

Safety awards

Patient Safety Culture

Burgendahl, Hebling & Huwe

Empowered

Be heard

Feel Important

Stop the Line…..

Examples of Stop the Line

• Hand hygiene violation

• Wrong site surgery

• Medication administration

Patient Safety Culture

Teamwork is a requirement to work in this organization

Burgendahl, Hebling & Huwe

Page 8: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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Subcultures in a Patient Safety Culture

Reporting Culture

Just Culture

Flexible Culture

Learning Culture

AORN; Hughes

Just Culture

“an environment where professionals believe they

will receive fair treatment if they are involved in an

adverse event and trust the organization to treat

each event as an opportunity for improving safety”

Patrician, et al, 2016

Just Culture Behaviors

Human error -inadvertent action; inadvertently doing other that what should have been done; slip, lapse, mistake. ◦ Misreading of blood sugar value, administer wrong coverage

At-risk behavior –behavioral choice that increases risk where risk is not recognized or is mistakenly believed to be justified. ◦ Skip independent double check

◦ Do not participate in the time out

Reckless behavior -behavioral choice to consciously disregard a substantial and unjustifiable risk ◦ Refusing to do OR count

◦ Coming to work under the influence

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Just Culture Accountability

Behavior Managed Through

Human errors: slips, lapse, or

mistakes

Processes, procedures, training and

design: Console

At-Risk Behavior: a choice – risk not

recognized or believed justified

Removing incentives for at risk

behavior and creating incentives for

health behavior and increasing

situational awareness: Coach

Reckless behavior – a conscious

disregard of unreasonable risk

Remedial action or punitive action:

Punish

Outcome engineering

Just Culture: Examine these 2 cases

Independent Double Check Independent Double Check

Sam is a very experienced CC nurse. His

patient was on norepinephrine and the bag

needed to be changed. Everyone was busy,

so he did not get an IDC. At change of shift,

it was noted that the infusion was the

wrong concentration and he was giving the

patient half the dose he thought. No harm,

no foul.

Marie’s patient was receiving a dilaudid

infusion on the PCA pump. Marie did not get

an IDC, she didn’t think she needed it.

Because her patient’s dose was half (wrong

concentration), he went into a pain crisis

and needed extra IV doses of Dilaudid and

Ativan to get under control.

Behavior = Same

Outcomes = Totally different

Management = Should be the same

Are these cases different ?

Application of Just Culture

Leadership rounding

Employee recognition

Transparent communication about reported patient safety events

Mentoring and coaching

Fair and just accountability principles

Gathering feedback from employees

Patrician, et al, 2016

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Build External Partnerships

Academia

Technology

Communities

Policy Makers

Regulatory Agencies

Professional Organizations

Patient

AONE

Culture of Safety: How do we measure?

Required by Joint Commission

◦AHRQ survey

◦VHA

◦Westat

AHRQ Culture of Safety Survey

Culture of Safety Survey

◦Non-punitive response to error

◦Handoffs and transitions

◦ Staffing

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Non-punitive Response to Error

Fair and reasonable response to error

Punishment for slips, lapses, mistakes: have no impact

DO NOT focus on the outcome, but focus on the behavior

Behaviors

◦ Human error – action that cannot be reduced by punishment

◦ Negligence – should have been award of the risk, but failed to exercise

expected care

◦ Intentional rule violation – conscious violation of safety rule

◦ Reckless conduct – conscious disregard of substantial and unjustified

risk

Handoffs and Transitions:

A Time of Vulnerability Transition: patient moves from one care setting to the next

Handoffs: the communication between health care workers during these

transitions

Up to 80% of serious medical errors may be related to

miscommunication during handoff

◦ Information is omitted 30-40% of the time

◦ Incorrect information is shared 13% of the time

Hershey

Handoffs and Transitions: Vulnerability

Handoffs

◦ Shift reports that are pre-populated with pertinent data from the EMR

◦ Structured formats for report, such as SBAR or PACE

Teamwork: Key to handoffs and transitions

◦ Poor communication (intimidating and disruptive behavior) can undermine

safety Refusing to answer pages, staff not calling to clarify an order because of fear they will be “yelled

at”

◦ Zero tolerance for disruptive behavior

Hershey

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Safe Staffing

Increased adverse events with:

◦ Insufficient staffing

◦ Excessive workloads

◦ Worker fatigue Immune system, metabolism, cardiovascular system, and impair judgment

◦ High turnover

Joy and meaning of work necessary to transforming a

safe culture

Hershey

Patient Safety Journey

History

IOM

• Safe

• Timely

• Effective

• Efficient

• Equitable

• Patient Centered

Safety Culture

• Just Culture

High Reliability

Goal: High Reliability

What is high reliability?

Organizations that achieve and sustain high levels of safety

despite high potential for serious events to occur

Chassin and Loeb; Hershey; Latney

Wrong site

surgery:

50 times/week

OR Fires:

600 times/ year

HAI

200 deaths /

day

75,000 year

Airlines: 1 major injury / 3.1million flights

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HRO Principles

Preoccupation with failure

◦ Heightened awareness of risk

◦ Proactive and preemptive analysis and discussion of risk

◦ Looks for abnormalities, recognize defects

Reluctance to simplify interpretations

◦ Question assumptions

◦ Investigate all levels of risk with the same intensity

Blouin & McDonagh; Hughes; Latney

HRO Principles

Sensitivity to operations

◦ Situational awareness

◦ Understand the frontline work to prevent errors

◦ Awareness of broad risks

Commitment to resilience

◦ Cope with, contain, and bounce back from adverse events

Deference to expertise

◦ When attempting to solve a problem, the decision making migrates to the person who has the most expertise, regardless of the level of authority or rank.

◦ Organizations can respond more quickly to unanticipated events

Blouin & MCDonagh: Hughes; Latney

HRO in Healthcare

Leadership must commit to a goal of zero preventable harm

HRO principles must be integrated with the organization to

develop a culture of safety

The organization must adopt a rigorous process improvement

program to improve the quality of care and outcomes

Chassin & Loeb; Latney

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HRO Outcomes High Reliability in Health Care:

◦ Improves organizational effectiveness

◦ Improves organizational efficiency

◦ Improves customer satisfaction

◦ Improves compliance

◦ Improves organizational culture

◦ Improves documentation

Competencies to Improve

Quality and Patient Safety

Patient Centered Care

◦ Decisions based on patients values, beliefs, and preferences

◦ Patient / family are treated with respect

◦ Partners in care

Teamwork and collaboration

◦ How well teams work together

◦ Nurses need skills in problem solving, conflict resolution, and negotiation

◦ Emotional intelligence

Barnsteiner

Competencies to Improve

Quality and Patient Safety

Evidence based practice ◦ Best evidence available

◦ Spirit of inquiry

Safety ◦ Minimize the risk of harm to patients and providers

◦ Assess system effectiveness vs individual performance

Informatics ◦ Thread through all competencies

◦ Documentation in the EMR, with decision support and safety

alerts

◦ Retrieve the best evidence, manage QI data Barnsteiner

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AONE Leadership Competencies

Culture of Safety Competencies

Core Patient Safety

Technology Competencies

Public Safety Leadership

Competencies

= Practice

environment

of safety

AONE

Obstacles to a Safety Culture

Healthcare is complex and inherently risk prone

system Tolerance of individualistic practices

View errors as failures and assign blame

Focus of training is on rules versus knowledge

Punish individuals… don’t address the system

If no injury, no action

◦ Outcomes should not influence response

Fear of retribution for reporting

Organizational lack of ownership for patient safety

Hughes

Strategies… Start Now

Simplify and standardize

workplace, equipment, supplies

and processes

Establish constraints that

encourage and drive medical

professionals to do the right

thing

Reduce reliance on memory

Foster robust communication

between stakeholders

Conduct training

Plan interdisciplinary team training programs

Managers and leaders continually contribute to the process of improving quality

Culture of fairness and Accountability

Monitor and evaluate errors

Implement methods to reduce errors

Page 16: Patient Safety – It Takes a Village, but it starts with You! · Patient Safety – It Takes a Village….. but it starts with You! JoAnne Phillips, DNP, RN, CPPS Manager of Quality

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So much to do…. Where to focus?

Eliminate unnecessary, unreliable metrics

Develop standardized / validated metrics

Use clinical, not administrative data

Where to Focus?

Adverse drug events

Hospital acquired infections

◦ Only one with validated clinical data

Venous Thromboembolism

Pressure Ulcers

Falls

Surgical Complications

Top Patient Safety Strategies…

Pre-Op / anesthesia checklists

Bundles to include checklists to prevent central line infection

Decrease the use of indwelling urinary catheters

Preventing pneumonia and other infections in people on

ventilators by elevating the head of the bed, sedation vacation,

subglottic suctioning, oral care with chlorhexidine

Washing hands

Shekelle, Pronovost, et al.

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Top Patient Safety Strategies…

Avoiding the use of abbreviations for medications or

procedures

Simple strategies for preventing pressure ulcers

Gloves, gowns, and other barrier precautions to prevent

healthcare-associated infections

Using ultrasound to guide the placement of central lines

Treatment and prevention efforts blood clots in a leg, arm, or

lung (venous thromboembolism)

Shekelle, Pronovost, et al.

Safety Strategies

Skilled communication

True collaboration

Effective decision making

Appropriate staffing

Meaningful recognition

Authentic leadership

Healthy Work Environment

What does this mean

to your practice? Questions?

[email protected]

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Patient Safety: Takes a Village

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http://www.aone.org/resources/executive-role-nurse-executive-patient-safety

American Society for Healthcare Risk Management (2006). An overview of the patient safety movement in healthcare, 26(3), 116-122.

Barnsteiner, J. (2012). Safety. In G. Sherwood and J. Barnsteiner (Eds) Quality and safety in nursing: a competency approach to

improving outcomes (pp 149-170). Ames, IO, Wiley Blackwell.

Blouin A. S., McDonagh, K. J. (2011). Framework for patient safety, part 1. Journal of Nursing Administration, 41(10, 397-400.

Camplese, L. (2016). Organizational culture and the journey to high reliability organization. In C.A. Oster and J. S. Braaten (Eds), High

reliability organizations: a healthcare handbook for patient safety and quality (pp 65- 78). Indianapolis, IN, Sigma Theta Tau

International.

Chassin, M. R., & Loeb, J. M. (2013). High‐reliability health care: getting there from here. Milbank Quarterly, 91(3), 459-490.

Corrigan, J. M. (2005). Crossing the quality chasm. Building a Better Delivery System. National Academy of Sciences.

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approach to improving outcomes (pp 289-304). Ames, IO, Wiley Blackwell.

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Patient Safety: Takes a Village

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strategies that can be encouraged for adoption now. Annals of Internal Medicine, 158(5_Part_2), 365-368.

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patient safety strategy. Annals of Internal Medicine, 158(5), 369-375.