opioids for chronic refractory breathlessness: right patient, right route?
TRANSCRIPT
CURRENT OPINION
Opioids for Chronic Refractory Breathlessness: Right Patient,Right Route?
David C. Currow • Magnus Ekstrom •
Amy P. Abernethy
Published online: 11 December 2013
� Springer International Publishing Switzerland 2013
Abstract Chronic breathlessness at rest or on minimal
exertion despite optimal treatment of the underlying
chronic cause(s) is termed chronic refractory breathless-
ness. This is prevalent across the community and is an
independent indicator of poor prognosis. This narrative
review focuses on the palliation of chronic refractory
breathlessness in people predominantly with non-cancer
diagnoses. Breathlessness is a complex sensation with at
least three dimensions—intensity, distress/unpleasantness
and its impact on function. It is the conscious representa-
tion of a mismatch between central ventilatory drive (the
demand to breathe) and the responding respiratory output
(the ability to breathe). Measurement relies on subjective
reports by patients using a choice of uni- and multi-variable
tools; the minimal clinically important difference is the
smallest change conceived as clinically meaningful by the
patients. Exogenous and endogenous opioids work cen-
trally to reduce the sensation of breathlessness, with mor-
phine as a mu opioid receptor agonist the most widely
studied. Regular, low doses of sustained-release morphine
have been shown to safely reduce breathlessness in this
setting without evidence of respiratory depression nor
obtundation. Patients should be initiated at a dosage of
10 mg/24 h and titrated by 10 mg if there is no benefit
once in steady state. The highest dosage in the only dose-
ranging study published to date was only 30 mg/24 h.
Predictors of response to opioids for chronic refractory
breathlessness include younger people with more severe
breathlessness at baseline. Future research should address
whether upward titration delivers further clinical benefit
and whether all underlying aetiologies respond as predict-
ably to opioids.
1 Introduction
1.1 Definition of Chronic Refractory Breathlessness
A number of conditions leave people with chronic
breathlessness at rest or on minimal exertion despite opti-
mal treatment of the underlying chronic cause(s). This is
now termed chronic refractory breathlessness. Chronicity
has been operationalised in timeframes of 8 weeks [1] and
3 months [2] although in practice, once breathlessness
persists despite maximal treatment(s) of underlying chronic
causes and the cause is irreversible, it should be considered
‘chronic’. Underlying conditions include chronic obstruc-
tive pulmonary disease (COPD), interstitial lung disease,
cancer, chronic heart failure and advanced disease where
cachexia and muscle loss appear to cause breathlessness
even in the absence of underlying cardio-respiratory dis-
ease [3].
Across the community, the prevalence of chronic
breathlessness in resource-rich countries is surprisingly
high. A very small number of studies have looked at the
D. C. Currow � A. P. Abernethy
Discipline, Palliative and Supportive Services and Flinders
Centre for Clinical Change, Flinders University, Sturt Road,
Bedford Park, SA 5042, Australia
D. C. Currow (&)
Health Sciences Building, Repatriation General Hospital, Daws
Road, Daw Park, SA 5041, Australia
e-mail: [email protected]
M. Ekstrom
Lund University, Lund, Sweden
A. P. Abernethy
Center for Learning Health Care, Duke University, Durham, NC,
USA
Drugs (2014) 74:1–6
DOI 10.1007/s40265-013-0162-8
prevalence and reflect rates that, understandably, increase
with age. In one population-based survey, 1 in 12 people
had breathlessness that impacted on their day-to-day lives,
1 in 100 had breathlessness that impacted significantly on
their activities of daily living chronically and 1 in 300 were
housebound because of breathlessness [2]. As such,
breathlessness creates a massive symptom burden across
the community. Several studies have confirmed that the
presence of breathlessness is an indicator of a poor prog-
nosis with rates of subsequent death more than twice that of
the rest of the community [4, 5].
The aim of this narrative review is to define the evidence
underpinning treating chronic refractory breathlessness
with opioids, with a focus on people with COPD. It will
include consideration of patient selection, the choice of
opioid, dosing and route(s) of administration.
2 Measuring Breathlessness: Current Instruments
A thorough clinical examination is essential for evaluating
and managing the underlying disease. Physiological
parameters have very poor correlation with the experienced
severity of breathlessness [6, 7]. Given the subjective
nature of breathlessness, self-assessment by the patient is
considered the ‘‘gold standard’’ for rating the symptom and
its impact [8]. However, breathlessness is a complex sen-
sation with at least three dimensions—intensity, distress/
unpleasantness and its impact on function [8], which
patients can experience distinctly. This has been reflected
by in vivo studies in the laboratory setting [9–11]. Further
research is needed to elucidate the measurement, interplay
and impact of these different dimensions of breathlessness.
There is therefore no single measure that captures all
dimensions, and the choice of rating instrument is influ-
enced by factors including the main dimension of interest,
feasibility, study population and setting [8].
Studies of opioids in severe cardiopulmonary disease
have mainly measured the intensity of breathlessness using
unidimensional instruments: the Visual Analogue Scale
(VAS), Numerical Rating Scale (NRS), modified Borg
scale or Likert scale [8, 12–14]. The VAS is a continuous
100-mm scale anchored at 0 with ‘‘no breathlessness’’ and
at 100 for ‘‘worst possible breathlessness’’, which is valid
for measuring intensity changes within individuals, with
high sensitivity and reproducibility [15, 16]. Likewise,
anchors can reflect the affective component of breathless-
ness with ‘‘no unpleasantness’’ and ‘‘most unpleasant
breathlessness imaginable’’. The NRS is highly correlated
to VAS but is an ordinal scale between 0 and 10 [17]. The
modified Borg and the four category Likert scales are
categorical measures with a verbal description for each
category. Borg and Likert scales are also highly correlated
with VAS [18–20]. Timeframes for the measures can
include the last 12 or 24 h and may reflect ‘average’, ‘best’
or ‘worst’ sensations.
Application of more functional measures such as the
Medical Research Council (MRC) scale allows an under-
standing not only of the subjective rating of breathlessness,
but seeks to understand the level of exertion before breath-
lessness intervenes [21]. The widespread use of the MRC, for
example, in general practice in the UK, will allow a much
better understanding of breathlessness across the community
and help to evaluate outcomes in day-to-day practice.
Multidimensional instruments aim to capture several
dimensions of breathlessness but are more complicated and
less used in clinical trials of opioids to date. Examples
include the Baseline Dyspnea Index/Transitional Dyspnea
Index (BDI/TDI), which focus on the functional impact of
dyspnoea [22], the Dyspnea-12 scale, [23] the Cancer
Dyspnea Scale (CDS) [24] and measures included in health-
related quality-of-life instruments, such as the St George
Respiratory Questionnaire (SGRQ) and the Chronic Respi-
ratory Disease Questionnaire (CRDQ) [25, 26].
2.1 The Minimally Clinically Important Difference
in Chronic Breathlessness
The minimal clinically important difference (MCID) is the
smallest change in a parameter that is conceived as clini-
cally meaningful by patients [8, 27]. To date, most MCID
data for breathlessness have been developed in the setting
of acute breathlessness. The reduction required to be
clinically meaningful to patients in the acute setting, such
as an exacerbation of asthma, is of the order of 2 cm on a
NRS or 20 mm on a VAS [28, 29].
In the setting of chronic refractory breathlessness,
MCID was -9.2 mm (-15.8 to -2.1) on a 100-mm VAS
in patients with mainly severe COPD and chronic heart
failure [27]. Supported cut-offs for intensity changes were
-5.5 mm for small change, -11.3 for moderate and
-18.2 mm for large change [27]. Data on the MCID for
other dimensions of breathlessness are lacking; however,
information available to date suggests that, in the setting of
chronic refractory breathlessness, relatively small reduc-
tions in breathlessness will be perceived beneficially by
patients in this setting. Future trials should be powered to
detect a difference in breathlessness intensity correspond-
ing to at least 10 mm on a 100-mm VAS.
3 In Vivo Studies Contributing to the Understanding
of the Role of Opioids in Reducing Breathlessness
Laboratory studies underpinning the evidence now include
important data on the administration of opioid antagonists,
2 D. C. Currow et al.
which help define the role of endogenous opioids, labora-
tory exercise studies of opioid agonists in healthy volun-
teers, and, most recently, important changes demonstrated
through functional imaging.
3.1 Opioid Antagonists
Opioid antagonists have been administered to people with
moderate to severe COPD in the laboratory setting after
which they are asked to exercise on the treadmill [30].
Breathlessness increased with an opioid antagonist sug-
gesting that endogenous opioids help to modulate the
sensation of breathlessness. The regression slope of
breathlessness as a function of oxygen consumption was
higher with naloxone than placebo during exercise.
3.2 Opioid Agonists
The most widely studied opioid for the relief of breath-
lessness is morphine, the archetypal opioid agonist for the
mu opioid receptor. Discovered at the beginning of the 19th
century, morphine was commercialised within a quarter of
a century. Orally, bioavailability is between 20 % and
40 %, with similar rates of protein binding. Ninety percent
of morphine is metabolised in the liver, with more than
90 % excreted renally and the balance through the biliary
system. The pharmacokinetics of oral morphine vary
depending on which of the three most widely available
delivery systems are used: immediate-release oral mor-
phine solution, controlled-release morphine tablets, and
sustained release [31].
Central modulation of breathlessness appears to occur in
two distinct pathways: afferent sensations to the somato
sensory cortex reflect intensity; and afferent pathways to
the limbic system transmit unpleasantness. The latter is an
area with large numbers of opioid receptors [32].
The use of opioid agonists in healthy volunteers in the
laboratory suggests that exogenous opioids (morphine)
help to modulate breathlessness. Work is continuing to
define whether the combination of endogenous and exog-
enous opioids is of benefit, how they work, and whether
peripheral and central opioid receptors are equally impor-
tant in modulating breathlessness [33].
Other opioids are being studied to see if their net effects
are similar to morphine. The most promising study was of
fentanyl in the laboratory setting, showing a similar pattern
of reduced breathlessness with maintained work effort [34].
3.3 Functional Imaging
Breathlessness is the conscious representation of a mis-
match between central ventilatory drive (demand to
breathe) and the resulting respiratory output (ability to
breathe) [8]. Although much remains to be understood,
recent positron emission tomography and functional mag-
netic resonance imaging studies have shed light on
neurobiological pathways and mechanisms that contribute
to different qualities of breathlessness. Awareness of the
intensity of breathlessness is mediated by afferent projec-
tions from peripheral chemo-mechanical receptors, which
mostly remain uncharacterised, to the brainstem medulla,
ventro-posterior thalamic area and somatosensory cortex
structures [35]. Awareness of the unpleasantness of
breathlessness involves areas in the right anterior insula
and amygdala [35, 36]. These areas are also activated by
other unpleasant stimuli including hunger, nausea, thirst
and pain [37].
Endogenous opioids (endorphins) are, to date, the only
neurotransmitters that have been shown to modulate
breathlessness [38]. Endogenous opioids reduce both the
intensity and unpleasantness of laboratory-induced
breathlessness [30, 39, 40]. Increasing endogenous opi-
oids selectively in the blood did not affect breathless-
ness, suggesting that opioids modulate breathlessness
mainly through direct effects on the central nervous
system [33].
4 Clinical Care of People with Chronic Refractory
Breathlessness: Net Benefit of Therapy
Considering the net effects of opioids requires an under-
standing of both the benefits and harms. Benefits include
reduced breathlessness in a way that is safe, effective,
sustained and improves functioning. Harms include pre-
dictable problems such as constipation, and theoretical
concerns including respiratory depression, obtundation and
confusion extrapolated from the acute administration of
much higher doses of opioids. The net effects need to
balance all of these factors in considering the use of opioids
in this clinical setting.
4.1 Oral Opioids: Evidence of Effect
Low-dose sustained-release oral morphine has level I evi-
dence for the treatment of chronic refractory breathlessness
in advanced, progressive disease, irrespective of diagnosis
[12, 13, 41]. In a meta-analysis published in 2002 of nine
studies (102 patients), oral and parenteral opioids
decreased breathlessness by a mean standardised difference
(MSD) -0.40 (95 % confidence interval, -0.63 to -0.17),
corresponding to a mean decrease of 8 mm on a 100-mm
VAS [12]. A sub-analysis showed similar effects in
patients with COPD.
An adequately powered study in patients with chronic
refractory breathlessness was published by Abernethy and
Opioids for Chronic Refractory Breathlessness 3
colleagues in 2003 [13]. In this double-blind, placebo-
controlled, crossover, randomised trial, a daily dose of
20 mg sustained-release oral morphine decreased the mean
breathlessness in the morning (6.6 mm; 1.6–11.6;
p = 0.011) and evening (9.5 mm; 3.0–16.1; p = 0.006) on
a 100-mm VAS, compared with 4 days of placebo [13]. As
a secondary outcome, opioids also improved sleep quality
as a result of fewer dyspnoea-related sleep disturbances
(p = 0.039). The 48 included patients were elderly (mean
age 76 years), had severe breathlessness (mean 42 mm on
morning VAS), mostly had COPD as their underlying
cause of breathlessness (88 %) and mostly used long-term
oxygen therapy (71 %). This finding was consistent with
the findings of a meta-analysis that opioids reduced
breathlessness (MSD -1.3; -2.49 to -0.13) in patients
with cancer [42].
One disease-specific study in chronic heart failure failed
to demonstrate a net benefit in the short term for immedi-
ate-release oral morphine solution given at a dosage of
5 mg four times each day. The crossover, randomised,
controlled trial failed to show any significant difference in
breathlessness over 4 days compared with placebo [14].
However, a subsequent analysis indicated improvements
after 3 months treatment in those who continued therapy,
suggesting the need for a dose titration study in people with
chronic heart failure [43].
4.2 Titrating of Oral Opioids for Chronic Refractory
Breathlessness
In an observational phase-II dose-increment study of oral,
low-dose sustained-release morphine in 83 patients (54 %
COPD, 29 % cancer), 64 % of patients responded to opi-
oids, defined as receiving a C10 % decrease in breath-
lessness [41]. In this open-label, single-arm study, based on
the number of responses and adverse effects over baseline
among those participating, for every 1.6 people started on
sustained-release morphine for breathlessness, one person
derived a net clinical benefit. For every 4.6 people, one
person had to stop therapy because of adverse effects that
reversed. There were no episodes of respiratory depression
or obtundation. Among responders, 70 % needed only
10 mg morphine once daily to get a beneficial effect, and
30 % responded to doses up to 30 mg daily. As such, only
relatively small doses of the drug appear to have a clini-
cally significant therapeutic effect. Response to opioids
occurred mostly within 24 h after the successful dose
increase, with an additional decrease in breathlessness
during the subsequent week [44]. There was clear evidence
of net clinical benefit in this longitudinal study; research is
needed on whether increasing the opioid dose above the
lowest dose needed for response provides additional
benefit.
A clinical trial of regular, low-dose, sustained-release
morphine is recommended for patients with severe, ongo-
ing breathlessness that is refractory to treatment of the
underlying aetiology [13]. Opioid titration should be done
by initiating a low dose equivalent to 10 mg per 24 h
morphine with up-titration weekly or faster as needed.
Having achieved a response, it will be important to wait
1 week before further upward titration [44]. Prophylactic
treatment for constipation should be offered to all people as
they commence on opioids. Response is measured using a
VAS or NRS before and during the treatment, helping
clinicians to balance beneficial and adverse effects.
4.3 Predictors of Response to Oral Opioids
A recent pooled analysis of four clinical studies (178
patients with mostly severe COPD and chronic heart fail-
ure) demonstrated that the chance of responding to opioids
was higher in patients with more severe breathlessness at
baseline (p \ 0.001) and in younger patients (p = 0.025
for relative response). Response was defined as an absolute
or relative improvement of C10 % over the baseline
breathlessness [45], and was not predicted by functional
status, gender or the underlying disease aetiology [45].
Further work is needed to understand why younger, more
breathless patients derive more benefit from low-dose,
regular opioids.
4.4 Safety of Oral Opioids
Low-dose opioids are safe in opioid-naı̈ve patients with
severe cardiopulmonary disease. The main reported
adverse effects in pragmatic, prospective trials where tox-
icities were actively and routinely sought were constipation
and nausea/vomiting, and to a lesser degree dizziness and
drowsiness [12–14, 41]. Adverse effects were transient and
reversible when treated or upon opioid discontinuation and
did not cause any hospitalisations or deaths [12–14, 41,
46]. Respiratory depression and hypoventilation have not
been reported in any study of regular, low-dose opioids to
date [12–14, 41, 46, 47]. Research is needed on predictors
of adverse effects and on the safety of opioids in routine
clinical practice [48], particularly in expected high-risk
populations such as patients with respiratory failure,
especially central hypoventilation syndromes.
5 Other Routes of Administration: Nebulised Opioids
The bronchial tree is also richly innervated with opioid
receptors [49]. This has led to work to explore the possi-
bility that local delivery of nebulised opioids may also help
to ameliorate the sensation of breathlessness, without
4 D. C. Currow et al.
systemic absorption. The systematic review by Jennings
et al. [12] identified nine small studies that had used neb-
ulised opioids. The meta-analysis failed to demonstrate any
benefit, but this may well be a Type II error given the
studies available for analysis. Most notably, particle size
and delivery mechanisms have a major impact on where in
the bronchial tree the drug is ultimately delivered [49].
More recently, a double-blind, randomised trial dem-
onstrated that in people with severe, ongoing breathless-
ness, a single dose of nebulised morphine relieved
breathlessness [50]. It is not clear if there was any systemic
absorption. This relatively small, single-dose study needs
to be incorporated into the meta-analysis by Jennings et al.
[12].
6 Conclusions
Low-dose opioids have a key role to play in the safe
reduction of chronic refractory breathlessness, with the
majority of people in the study setting deriving symptom-
atic benefit. Systemic opioids are now supported by theo-
retical, laboratory and clinical evidence in the patient
populations for whom such medications should be pre-
scribed. Most recently, significant statements by the
American College of Chest Physicians [51], the American
Thoracic Society [8] and the Canadian Respiratory Society
[52] all endorse the use of opioids in the setting of
refractory breathlessness. Ensuring timely and appropriate
access to regular, low-dose oral morphine is a key chal-
lenge as the evidence for this therapy strengthens.
Future research needs to address two key issues: whe-
ther upward titration delivers a further net clinical benefit;
and whether all underlying aetiologies respond as predict-
ably to opioids and with the same magnitude of benefit.
This work is currently underway in blinded, randomised
trials.
Acknowledgements No funding was associated with this work.
Competing interest DC Currow, M Ekstrom and AP Abernethy
declare no competing interests.
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