olfactory and gustatory dysfunction as an early identifier ... · 5 162 introduction 163 the global...

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1 Olfactory and Gustatory Dysfunction as An Early Identifier of COVID-19 in 1 Adults and Children: An International Multicenter Study 2 3 Chenghao Qiu, MD 1# ; Chong Cui, MD 2,3# ; Charlotte Hautefort, MD 4# ; Antje 4 Haehner, MD, PhD 5# ; Jun Zhao, MD 6# ; Qi Yao, MD, PhD 7# ; Hui Zeng, MD 8# ; Eric J. 5 Nisenbaum, MD, MSc 9# ; Li Liu, MD, PhD 10 ; Yu Zhao, MD 2,3 ; Di Zhang, MD, PhD 11 ; 6 Corinna G. Levine, MD, MPH 9 ; Ivette Cejas, PhD 9 ; Qi Dai, MD, PhD 2,3 ; Mei Zeng, 7 MD, PhD 12 ; Philippe Herman, MD, PhD 4 ; Clement Jourdaine, PhD 4 ; Katja de With, 8 MD, PharmD 13 ; Julia Draf, MD 5 ; Bing Chen, MD, PhD 2,3 ; Dushyantha T. Jayaweera, 9 MD 14 ; James C. Denneny III, MD 15 ; Roy Casiano, MD 9 ; Hongmeng Yu, MD, PhD 2,3 ; 10 Adrien A. Eshraghi, MD 9 ; Thomas Hummel, MD, PhD 5 ; Xuezhong Liu, MD, PhD 9 ; 11 Yilai Shu, MD, PhD 2,3 ; Hongzhou Lu, MD, PhD 10 12 13 1. Center of Stomatology, Shanghai Public Health Clinical Center, Shanghai 201508, 14 China. 15 16 2. ENT Institute and Otorhinolaryngology Department of the Affiliated Eye and ENT 17 Hospital, State Key Laboratory of Medical Neurobiology, Institutes of Biomedical 18 Sciences Fudan University, Shanghai, 200031, China. 19 20 3. NHC Key Laboratory of Hearing Medicine, Fudan University, Shanghai, 200031, 21 China. 22 23 4. Department of Head and Neck Surgery, Hopital Lariboisiere, University of Paris, 24 Paris, France. 25 26 5. Smell and Taste Clinic, Department of Otorhinolaryngology, TU Dresden, 27 Dresden, Germany. 28 29 6. Center of Pediatrics, Shanghai Public Health Clinical Center, Shanghai 201508, 30 China. 31 32 7. Department of Otorhinolaryngology, Chinese and Western Medicine Hospital of 33 Tongji Medical College, Huazhong University of Science and Technology, Wuhan, 34 430022, China. 35 36 8. Department of Cardiovascularology, The Third People’s Hospital of Shenzhen37 29 Bulan Road, Longgang DistrictShenzhen,518112, China 38 39 Complete Manuscript Click here to access/download;Complete Manuscript;Olfactory or Taste Disorders-Shu-Cui-Final-0504_final_v2.docx This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery. This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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Page 1: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

1

Olfactory and Gustatory Dysfunction as An Early Identifier of COVID-19 in 1

Adults and Children: An International Multicenter Study 2

3

Chenghao Qiu, MD1#; Chong Cui, MD2,3#; Charlotte Hautefort, MD 4#; Antje 4

Haehner, MD, PhD5#; Jun Zhao, MD6#; Qi Yao, MD, PhD7#; Hui Zeng, MD8#; Eric J. 5

Nisenbaum, MD, MSc9#; Li Liu, MD, PhD10; Yu Zhao, MD2,3; Di Zhang, MD, PhD11; 6

Corinna G. Levine, MD, MPH9; Ivette Cejas, PhD9; Qi Dai, MD, PhD2,3; Mei Zeng, 7

MD, PhD12; Philippe Herman, MD, PhD4; Clement Jourdaine, PhD4; Katja de With, 8

MD, PharmD13; Julia Draf, MD5; Bing Chen, MD, PhD2,3; Dushyantha T. Jayaweera, 9

MD14; James C. Denneny III, MD15; Roy Casiano, MD9; Hongmeng Yu, MD, PhD2,3; 10

Adrien A. Eshraghi, MD9; Thomas Hummel, MD, PhD5; Xuezhong Liu, MD, PhD 9; 11

Yilai Shu, MD, PhD2,3; Hongzhou Lu, MD, PhD10 12

13

1. Center of Stomatology, Shanghai Public Health Clinical Center, Shanghai 201508, 14

China. 15

16

2. ENT Institute and Otorhinolaryngology Department of the Affiliated Eye and ENT 17

Hospital, State Key Laboratory of Medical Neurobiology, Institutes of Biomedical 18

Sciences Fudan University, Shanghai, 200031, China. 19

20

3. NHC Key Laboratory of Hearing Medicine, Fudan University, Shanghai, 200031, 21

China. 22

23

4. Department of Head and Neck Surgery, Hopital Lariboisiere, University of Paris, 24

Paris, France. 25

26

5. Smell and Taste Clinic, Department of Otorhinolaryngology, TU Dresden, 27

Dresden, Germany. 28

29

6. Center of Pediatrics, Shanghai Public Health Clinical Center, Shanghai 201508, 30

China. 31

32

7. Department of Otorhinolaryngology, Chinese and Western Medicine Hospital of 33

Tongji Medical College, Huazhong University of Science and Technology, Wuhan, 34

430022, China. 35

36

8. Department of Cardiovascularology, The Third People’s Hospital of Shenzhen, 37

29 Bulan Road, Longgang District,Shenzhen,518112, China 38

39

Complete Manuscript Click here to access/download;Complete Manuscript;Olfactoryor Taste Disorders-Shu-Cui-Final-0504_final_v2.docx

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 2: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

2

9. Department of Otolaryngology, University of Miami Miller School of Medicine, 40

Miami, FL 33136, USA. 41

42

10. Department of Infectious Diseases, Shanghai Public Health Clinical Center, 2901 43

Caolang Road, Shanghai 201508, China. 44

45

11. Department of Otolaryngology, The Third People’s Hospital of Shenzhen, 29 46

Bulan Road, Longgang District, Shenzhen, 518112, China. 47

48

12. Department of Infectious Diseases, Children’s Hospital of Fudan University 399 49

Wanyuan Road, Shanghai, China, 201102. 50

51

13. Division of Infectious Diseases, University Hospital Carl Gustav Carus at the TU 52

Dresden, Dresden, Germany 53

54

14. Department of Medicine, Division of Infectious Diseases, University of Miami 55

Miller School of Medicine, Miami, FL 33136, USA. 56

57

15. American Academy of Otolaryngology—Head and Neck Surgery, Alexandria, 58

Virginia, USA 59

60 # contributed equally 61

Corresponding Author: 62

Dr. Xuezhong Liu 63

Department of Otolaryngology (D-48), University of Miami 64

1666 NW 12th Avenue, Miami, Florida 33136, USA 65

E-mail: [email protected] 66

Tel: 305 243 1484; Fax: 305 243 2009 67

68

Funding 69

National Natural Science Foundation of China (No. 81822011, 81771013). 70

University of Miami COVID-19 Rapid Response Grant (UM 2020-2227) 71

72

Conflicts of Interest 73

Dr. Denneny is the Executive VP and CEO, AAO-HNS. All other authors have no 74

conflicts of interest. 75

76

Author Contributions 77

Yilai Shu, Xuezhong Liu, Thomas Hummel and Hongzhou Lu contributions to 78

conception and design, interpretation of data, drafting the article, final approval of the 79

version to be published; Chong Cui, Yilai Shu, Chenghao Qiu, Charlotte Hautefort, 80

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 3: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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Antje Haehner, Jun Zhao, Qi Yao, Hui Zen, Li Liu, Zeng Mei contributions to 81

acquisition of data, analysis and interpretation of data, and design; Eric Nisenbaum, Yu 82

Zhao, Di Zhang contributions to interpretation of data, writing, revising it critically for 83

important intellectual content, final approval of the version to be published; Philippe 84

Herman, , Clement Jourdain contributions to acquisition of data; Corinna Levine, Ivette 85

Cejas, Qi Dai, Katja de With, Julia Draf, Bing Chen, Dushyantha T. Jayaweera, James 86

C. Denneny III, Roy Casiano, Hongmeng Yu, Adrien A. Eshraghi interpretation of data, 87

writing, revising it critically. All of them agreement to be accountable for all aspects of 88

the work in ensuring that questions related to the accuracy or integrity of any part of 89

the work are appropriately investigated and resolved. 90

91

Keywords 92

COVID-19; SARS-CoV-2; anosmia; dysgeusia; COVID-19 screening; olfactory 93

dysfunction; gustatory dysfunction 94

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This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 4: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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Abstract 120

Objective: Evaluate the prevalence and characteristics of olfactory or gustatory 121

dysfunction in COVID-19 patients 122

Study Design: Multicenter Case Series 123

Setting: 5 tertiary care hospitals (3 in China, 1 in France, 1 in Germany) 124

Subjects and Methods: 394 PCR confirmed COVID-19 positive patients were 125

screened, and those with olfactory or gustatory dysfunction were included. Data 126

including demographics, COVID-19 severity, patient outcome, and the incidence and 127

degree of olfactory and/or gustatory dysfunction were collected and analyzed. The 128

Questionnaire of Olfactory Disorders (QOD) and Visual Analogue Scale (VAS) were 129

used to quantify olfactory and gustatory dysfunction respectively. All subjects at one 130

hospital (Shanghai) without subjective olfactory complaints underwent objective 131

testing. 132

Results: Of 394 screened subjects, 161 (41%) reported olfactory and/or gustatory 133

dysfunction and were included. Incidence of olfactory and/or gustatory disorders in 134

Chinese (n=239), German (n=39) and French (n=116) cohorts were 32%, 69%, and 49% 135

respectively. The median age of included subjects was 39 years old, 92/161 (57%) were 136

male, and 10/161 (6%) were children. Of included subjects, 10% had only olfactory or 137

gustatory symptoms,and 19% had olfactory and/or gustatory complaints prior to any 138

other COVID-19 symptom. Of subjects with objective olfactory testing, 10/90 139

demonstrated abnormal chemosensory function despite reporting normal subjective 140

olfaction. 43% (44/102) of subjects with follow-up showed symptomatic improvement 141

in olfaction or gustation. 142

Conclusions: Olfactory and/or gustatory disorders may represent early or isolated 143

symptoms of SARS-CoV-2 infection. They may serve as a useful additional screening 144

criterion, particularly for the identification of patients in the early stages of infection. 145

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This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 5: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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Introduction 162

The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 163

million cases reported across 214 countries and regions.1 The main clinical symptoms 164

of COVID-19 patients are fever, dry cough, and fatigue. Patients may also present with 165

less typical symptoms including nasal congestion, rhinorrhea, sore throat, myalgia, and 166

diarrhea.2 Recently reports from a number of countries indicate that olfactory or 167

gustatory dysfunction may also be one of the initial presenting symptoms in a large 168

number of COVID-19 patients.3 A study of COVID-19 inpatients in Wuhan 169

demonstrated that 5.1% (11/214) patients experienced hyposmia, and 5.6% (12/214) 170

patients exhibited hypogeusia.4 An Italian study found that 33.9% of COVID-19 171

confirmed inpatients presented with at least one olfactory or gustatory symptom.5 A 172

study of patients with influenza-like symptoms showed that COVID-19 positive 173

patients have a high prevalence of olfactory or gustatory disorders compared with 174

COVID-19 negative patients.6 Olfactory and gustatory disorders were also found to be 175

prevalent symptoms in COVID-19 patients in a multicenter European study.7 The 176

American Academy of Otolaryngology-Head and Neck Surgery (AAO-HNS) 177

developed an anosmia reporting tool that was opened to contributors on March 26,2020 178

and the initial findings were reported on 237 patients worldwide. There are now over 179

800 patients submitted through this tool. Anosmia was the sentinel symptom in over 180

25% of the patients and occurred in over two-thirds of the patients.8 Some patients with 181

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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mild symptoms may only have changes in olfaction or gustation and so may be 182

overlooked in screening and testing efforts, leading to further disease spread. 183

However, the documented prevalence of olfactory or gustatory disorders differs greatly 184

between studies, and little is known about how this may vary based on factors such as 185

age, disease severity, and between multiple different countries and/or ethnic 186

populations. To remedy this, we studied the association between olfactory and 187

gustatory complaints and early SARS-CoV-2 infections at 5 hospitals in China, 188

Germany and France. This study aims to systematically characterize and compare 189

olfactory and gustatory symptoms among COVID-19 adult patients and children in five 190

epidemic areas in Shanghai, Wuhan and Shenzhen [China], Paris [France] and Dresden 191

[Germany], emphasizing the importance of these symptoms as an early marker of 192

SARS-CoV-2 infection. 193

194

Method 195

Through retrospective chart review, 394 COVID-19 patients presenting from March 196

15th, 2020 to April 5th, 2020 (141 cases in Shanghai, China; 62 cases in Wuhan, China; 197

36 cases in Shenzhen, China; 39 cases in Dresden, Germany; and 116 cases in Paris, 198

France) initially diagnosed by RT-PCR from oro- or nasopharyngeal swab specimens 199

were screened. All 394 patients were asked about loss of olfaction and/or gustation and 200

161 patients presenting with olfactory and/or gustatory dysfunction were identified and 201

enrolled in this study, with final follow-up obtained on April 5th, 2020. Hospitals 202

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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included in the study were as follows: Shanghai Public Health Clinical Center of Fudan 203

University, China (61 patients including 9 adolescents), Chinese and Western Medicine 204

Hospital of Tongji Medical College, Huazhong University of Science and Technology, 205

China (11 patients), Shenzhen Third People's Hospital, China (5 patients), Lariboisière 206

University Hospital, France (57 patients) and University Hospital at the TU Dresden, 207

Germany (27 patients including one adolescent). The three Chinese hospitals are 208

designated by the government for the treatment of COVID-19 patients. A visual 209

analogue scale (VAS) of olfactory intensity and questionnaire of olfactory disorders 210

(QOD) were used to assess the presence and degree of hyposmia. The QOD-211

P(parosmic statements) evaluates the characteristic of the olfactory disorder, with a 212

high score indicating the presence of an olfactory disorder; QOD-QoL(quality of life) 213

evaluates quality of life, with a high score indicating a serious olfactory impairment; 214

QOD-DS(socially desired statements) evaluates reporter reliability, with a low score 215

indicating a tendency to give answers in line with perceived social expectations.9 All 216

COVID-19 patients in Shanghai, China without subjective olfactory complaints 217

underwent objective olfactory testing with the following stimuli to screen for the 218

presence of subclinical hyposmia: eugenol (the smell of cloves – olfactory stimulus), 219

75% ethanol (trigeminal stimulus), and vinegar (mixed olfactory-trigeminal stimulus). 220

For the test, three disposable cotton swabs dipped in each of these stimuli were placed 221

1-2 cm below the front nostril of the subjects, who were instructed to smell 3 times. A 222

VAS of gustatory intensity was used to assess the presence and degree of hypogeusia. 223

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 8: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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Disease severity was classified as follows. Asymptomatic patients indicates that there 224

were no clinically identifiable or self-perceived signs or symptoms of infection at the 225

time of positive SARS-CoV-2 PCR testing. Patients classified as mild presented with 226

only low fever, mild cough, slight fatigue, and no evidence of pneumonia on CT 227

imaging. Patients classified as moderate had fever and respiratory symptoms, and 228

imaging showed evidence of pneumonia. Patients classified as severe had dyspnea, 229

respiratory frequency ≥30/min, blood oxygen saturation ≤93%, partial pressure of 230

arterial oxygen to fraction of inspired oxygen ratio ≤300mmHg or pulmonary CT 231

imaging showing at least a 50% increase in infiltrate volume over 24-48 hours. Patients 232

classified as critical had respiratory failure, septic shock, and/or multiple organ 233

dysfunction or failure.2 234

Clinical, treatment, and outcome data were obtained from data collection forms in the 235

electronic medical records. The data were analyzed and reviewed by a team of trained 236

physicians. The recorded information included demographic data, comorbidities, 237

severity classification, patient outcomes, the degree of olfactory or gustatory loss and 238

the incidence of the symptom in COVID-19 patients. A descriptive analysis was 239

performed. Categorical variables were described as frequency rates and percentages, 240

and continuous variables were described using mean, median, standard deviation (SD) 241

and interquartile range (IQR) values. A pairwise comparison of data from the three 242

countries was made to assess for demographic heterogeneity and examine differences 243

in the prevalence and characteristics of olfactory and gustatory symptoms. Independent 244

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 9: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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group t tests and chi-square tests were used for continuous variables and categorical 245

variables, respectively. Fisher exact test was used when the data were limited. All 246

statistical analyses were performed using SPSS (Statistical Package for the Social 247

Sciences) version 26.0 software (SPSS Inc). Statistical significance was set at a 2-sided 248

α of less than 0.05. Percentages were rounded to the nearest whole number. This study 249

was approved by the Institutional Ethics Committees of Shenzhen Third People's 250

Hospital, Wuhan Chinese and Western Medicine Hospital, and Shanghai Public Health 251

Clinical Center; the Ethics Committee of the University Clinic, TU Dresden; and the 252

Ethics Committee of Lariboisière University Hospital. 253

254

Results 255

Of the 394 COVID-19 patients screened for the study, 161 (41%) exhibited sudden 256

olfactory and/or gustatory dysfunction and were included. The incidence of olfactory 257

and/or gustatory complaints in COVID-19 patients in China, Germany and France is 258

32%, 69% and 49%, respectively (China VS Germany, P<0.001; China VS France, 259

P=0.002; Germany VS France, P=0.029). Sixty-one of 394 (15 %) of patients reported 260

isolated olfactory dysfunction and 7 of 394 (2%) reported isolated gustatory 261

dysfunction. Ninety-three of 394 (24%) patients had both olfactory and gustatory 262

dysfunction. Classification of COVID-19 severity was available for 278 observed 263

patient in China and Germany. The incidence of olfactory or taste dysfunction in mild, 264

moderate and severely ill patients was 53/98 (54%), 40/107 (37%) and 11/63 (17%), 265

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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respectively. The severity classification among all COVID-19 patients in France was 266

unavailable. 267

Among the 161 included patients who had sudden olfactory or gustatory loss, median 268

age was 38.8±17.6 years (IQR, 23-53 years) and 92/161 (57%) were male. Distribution 269

of age in these enrolled patients was significantly different between China and the two 270

European countries (China VS Germany, P=0.001; China VS France, P<0.001; 271

Germany VS France, P=0.165). There were no statistically significant differences in 272

gender among the three countries (China VS Germany, P=0.354; China VS France, 273

P=0.888; Germany VS France, P=0.321). Overall, seventy-eight of 161 (48%), 40/161 274

(25%), 33/161 (20%) and 10/161 (6%) were in mild, moderate, severe and critical 275

condition, respectively. However, distribution of disease severity in patients with 276

olfactory or gustatory dysfunction varied significantly between countries (China VS 277

Germany, P<0.001; China VS France, P<0.001; Germany VS France P<0.001). Of 278

the 161 patients, 156 were able to provide information on the timing and order of 279

symptom onset. Overall, 15/156 (10%) patients had olfactory or gustatory dysfunction 280

as their only symptom of COVID-19 infection. The percentage of patients with 281

olfactory or gustatory disorders as their only symptom in China, Germany and France 282

were 12%, 4% and 9%, respectively. Twenty-nine of 156 (19%) patients experienced 283

olfactory or gustatory dysfunction as the first symptom of their SARS-CoV-2 infection. 284

The percentage of patients presenting with olfactory or gustatory disorders as their first 285

symptom of infection in China, Germany and France were 23%, 15% and 15%, 286

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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respectively. Olfactory or gustatory symptoms occurred simultaneously with classic 287

COVID-19 symptoms such as fever, cough, sore throat and diarrhea in 30 of 156 (19%) 288

patients (Table 1). A single patient developed hearing loss during the course of their 289

COVID-19 infection. 290

In a subset of patients we were able to evaluate olfactory or gustatory function using 291

the olfactory VAS (n=113), the gustatory VAS (n=46) and the QOD (n=60). The mean 292

VAS scores of patients with olfactory or gustatory dysfunction were 3.60±3.62 (IQR 293

0-7) and 4.46±2.90 (IQR 2.25-6), respectively. The mean scores of QOD-QoL (quality 294

of life) were 37%±23% (IQR 18%-49%), QOD-DS (socially desired statements) were 295

41%±15% (IQR 32%-50%), and QOD-P (parosmic statements) were 40%±30% (IQR 296

17%-60%) (Table 2). Of the 90 patients without subjective olfactory dysfunction in the 297

Shanghai, China cohort who were tested with the three chemosensory stimuli, 10 (9 298

adults and 1 child) showed abnormal chemosensory function. Eight of the ten patients 299

could not smell the three stimuli at all, while the other two could smell an odor but 300

could not distinguish the type of odor. These eight patients who could not perceive 301

vinegar and 75% ethanol may also have a trigeminal deficit. 302

Of the 102 patients for whom follow-up data was available (time range for follow-up 303

was 3 weeks), 44 of 102 (43%) patients had improvement of their olfactory or gustatory 304

dysfunction, with the other 58 (57%) showing no improvement (including 3 deaths 305

among the critical cases). There was no significant difference in the outcome of 306

olfactory and/or gustatory disorders between Chinese and French COVID-19 patients 307

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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(P=0.715). Follow-up data was not available for the German cohort, and was available 308

for only 25 patients in the French cohort (Table 1). 309

Of 27 COVID-19 positive children who were screened (range of age 6-17 years), 10 310

(37%) children with olfactory or gustatory dysfunction were included. The age of these 311

10 patients ranged from 15 to 17 years old, and six of 10 (60%) were male. Seven 312

children (3 mild cases, 4 moderate cases) had both hyposmia and hypogeusia. Only 313

eight of the 10 patients were able to report the sequencing of their symptoms. Of these 314

eight, two patients (25%) had hyposmia and/or hypogeusia as their only symptom, and 315

both were found to have infected their family member prior to diagnosis. An additional 316

hospitalized child who did not report any subjective olfactory symptoms was also found 317

to have subclinical olfactory dysfunction when tested with the olfactory reagents. Three 318

of 9 (33%) children showed total symptomatic improvement during the observation 319

period. Follow-up was not obtained for one child in the German cohort (Table 3). 320

321

Discussion 322

This study systematically studied the incidence and characteristics of sensory 323

dysfunction among COVID-19 patients. It is the first to examine olfactory and/or 324

gustatory dysfunction in infected children. In our cohort of 394 COVID-19 patients, 41% 325

presented with olfactory and/or gustatory disorders, of whom approximately half were 326

mildly symptomatic. The incidence of olfactory or gustatory disorders in COVID-19 327

patients in Germany (69%) and France (49%) were significantly higher than in China 328

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

Page 13: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5 162 Introduction 163 The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 164 million

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(32%, P<0.001 and P=0.002 respectively). A recent study also found that different 329

variants of SARS-CoV-2 are predominant outside of East Asia (“Type A” and “Type 330

C”) compared to within East Asia (“Type C”).10 It is possible that phenotypic 331

characteristics – including incidence of olfactory and gustatory disorders – may differ 332

between these variants. There is also the possibility that the incidence of olfactory or 333

gustatory disorders may vary based on ethnicity. However, given that there was also a 334

smaller but significant different between the German and French groups (P=0.029), it 335

is possible that the differences reflect other sources of heterogeneity between the groups 336

such as subject age, as the median age of German and French groups showed significant 337

difference with Chinese group (P=0.001 and P<0.001 respectively). Interestingly, the 338

distribution of COVID-19 disease severity among included subjects varied significantly 339

when comparing the three country cohorts to each other, which may indicate that 340

presence of olfactory or gustatory symptoms are not related to overall disease severity. 341

Olfactory or gustatory symptoms were the first and only symptoms in 10% of patients, 342

and 19% of patients experienced olfactory or gustatory dysfunction prior to any other 343

COVID-19 symptoms. In addition, 25% of children had only olfactory or gustatory 344

symptoms at COVID-19 presentation. This indicates that olfactory or gustatory 345

disorders are early identifiers of COVID-19 in a subset of patients, and thus has 346

important implications for patient screening and disease control. 347

Despite still being infectious, a significant portion of COVID-19 patients may be 348

minimally or atypically symptomatic early in the course of the disease, with one study 349

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

This manuscript has been accepted for publication in Otolaryngology-Head and Neck Surgery.

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finding that less than 50% of early patients are febrile.11 These patients may be missed 350

by screening initiatives focused on “classic” symptoms such as fever and cough, 351

delaying diagnosis, undermining triage and quarantine efforts, and leading to higher 352

rates of disease transmission. At least two mild patients in our study who presented with 353

isolated olfactory dysfunction are documented to have infected others prior to 354

admission despite the robust screening and triage measures implemented at the time, 355

highlighting the potential danger. Adding questions about olfactory or gustatory 356

changes to routine screening measures would help identify these patients earlier, a boon 357

to infection control initiatives. Due to the inherent difficulties of COVID-19 patient 358

coordination, it is hard to perform T & T olfactometer test, though disposable olfactory 359

tests like the University of Pennsylvania Smell Identification Test (UPSIT) could be 360

applied. Notably, there were 10 subjects (9 adults and 1 child) who reported that they 361

had no olfactory dysfunction, but demonstrated signs of subclinical hyposmia when 362

exposed to three chemosensory stimuli. This may suggest that screening based on self-363

reported symptoms alone is not sufficient, considering the relatively high degree of 364

erroneous self-ratings with respect to the chemical senses.12 However, it is not certain 365

if any of these patients had unrecognized pre-existing smell and/or taste disorders 366

unrelated to Covid-19. 367

Recent studies have shed light on the mechanisms that may underlie the loss of olfaction 368

or gustation. SARS-CoV-2 has been found to replicate particularly well in the nose, 369

with high viral loads detected there soon after symptom onset.13 ACE2 - the main host 370

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cell receptor of SARS-CoV-2 – and TMPRSS2 – a cell surface protease involved in 371

SARS-CoV-2 cell entry - are highly expressed in a variety of olfactory epithelial cell 372

types, raising the possibility that viral invasion of these cells may lead to anosmia.14,15 373

It has also been suggested that transcribiform viral spread and infection of more 374

proximal elements of the olfactory pathway via CNS ACE2 receptors may also 375

contribute to olfactory dysfunction.16,17 Alternatively, it is possible that at least some of 376

the olfactory dysfunction is conductive – secondary to nasal congestion, swelling, or 377

inflammation preventing olfactory molecules from reaching the olfactory cleft – rather 378

than sensorineural.18 This may be particularly true in the subset of patients who showed 379

improvement of their olfactory dysfunction on follow-up, though further research is 380

needed. ACE2 is also highly expressed on the oral mucosa and tongue, representing a 381

potential mechanism for gustatory dysfunction.19 382

In addition to the much more common olfactory and gustatory sensory deficits, we 383

identified new onset hearing loss in one severely ill patient. While more research is 384

needed, this suggests that we should also be alert for other sensory deficits in addition 385

to hyposmia and dysgeusia, particularly given SARS-CoV-2’s ability to invade the 386

CNS. 387

388

Limitations 389

As with any retrospective study, the conclusions that can be drawn are limited by the 390

heterogeneous nature of the data available. Likewise, due to the impact of the COVID-391

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19 pandemic and the difficulties inherent to a retrospective multi-institutional and 392

international study, there are differences in data collection methods and patient 393

populations between institutions that make drawing direct comparisons for some 394

measures more difficult. Olfactory and gustatory function have not been measured 395

psychophysically in COVID-19 positive patients, so it is possible that patients may have 396

confused gustatory and retronasal olfactory function, which would result in biased 397

ratings of olfactory or gustatory function. In addition, the subjective perception of 398

olfactory function is confounded by nasal breathing. Finally, symptom timeline often 399

relies on patient report of their symptoms and is subject to recall bias. To address these 400

issues, future prospective studies are necessary. 401

402

Conclusion 403

Olfactory and/or gustatory dysfunction may represent early or even the only symptom 404

of SARS-CoV-2 infection in both adults and children. As such, they may serve as 405

important screening criteria for identifying otherwise oligosymptomatic or atypically 406

symptomatic patients missed by other screening measures. We recommend that 407

questions related to olfactory and gustatory changes be added to routine screening 408

measures to help identify these patients prior to further disease transmission. 409

410

411

412

413

414

415

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References 416

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19. Xu H, Zhong L, Deng J, et al. High expression of ACE2 receptor of 2019-nCoV on the 478

epithelial cells of oral mucosa. Int J Oral Sci. 2020;12(1):8. Published 2020 Feb 24. 479

doi:10.1038/s41368-020-0074-x 480

481

482

483

484

485

486

487

488

489

490

491

492

493

494

495

496

497

498

499

500

Table1. Characteristics of COVID-19 Patients Presenting with Olfactory/ 501

Gustatory Dysfunction 502

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503

Abbreviations: SD, standard deviation; IQR, interquartile range. atwo patients in 504

China could not remember the date of onset of olfactory or gustatory dysfunction. 505 bthree patients in France could not remember the date of onset of olfactory or gustatory 506

dysfunction. cthe patients’improvement in Germany is unavailable. donly 25 patients 507

Countries

Characteristics China Germany France Total

Olfactory/gustatory dysfunction

No./Total screened No.(%)

77/239 (32%) 27/39 (69%) 57/116 (49%) 161/394 (41%)

Symptoms,

No/Total screened No.(%)

Only olfactory dysfunction 47/239 (20%) 7/39 (18%) 7/116 (6%) 61/394 (15%)

Only gustatory dysfunction 6/239 (3%) 1/39 (3%) 0/116 (0) 7/394 (2%)

Olfactory and gustatory dysfunctions 24/239 (10%) 19/39 (49%) 50/116 (43%) 93/394 (24%)

Age of enrolled subjects, median±

SD (IQR)

30.5±16.2(20,

35)

43.1±15.2(32,

55.5)

48.1±15.3(33,60) 38.8±17.6(23,53)

Sex of enrolled subjects, No/Total

enrolled No.(%)

Male 45/77(58%) 13/27(48%) 34/57(60%) 92/161 (57%)

Female 32/77(42%) 14/27(52%) 23/57(40%) 69/161 (43%)

COVID-19 severity in enrolled

subjects No/Total enrolled No.(%)

Asymptomatic 0/77 (0) 0/27 (0) 0/57 (0) 0/161 (0)

Mild 26/77 (34%) 27/27 (100%) 25/57 (44%) 78/161 (48%)

Moderate 40/77 (52%) 0/27 (0) 0/57 (0) 40/161 (25%)

Severe 11/77 (14%) 0/27 (0) 22/57 (39%) 33/161 (20%)

Critical 0/77 (0) 0/27 (0) 10/57 (18%) 10/161 (6%)

Onset of olfactory/gustatory

dysfunction, No/Total enrolled

No.(%)

As the only symptom of COVID-19 9/75 (12%)a 1/27(4%) 5/54(9%)b 15/156 (10%)a,b

Before general symptoms of

COVID-19

17/75(23%)a 4/27(15%) 8/54(15%)b 29/156(19%)a,b

At the same time as general

symptoms of COVID-19

5/75(7%)a 4/27(15%) 21/54(39%)b 30/156(19%)a,b

After general symptoms of

COVID-19

44/75(59%)a 18/27 (67%) 20/54(37%)b 82/156(53%)a,b

Outcome of olfactory/gustatory

Symptoms, No/ Total enrolled No.(%)

Improved 34/77 (44%) Unknown/27c 10/25 (40%)d 44/102 (43%)f

Non-improved 43/77 (56%) Unknown/27c 15/25 (60%) d,e 58/102 (57%)f

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were followed in France. ethree critical patients died of COVID-19. fstatistics for 508

China(77 cases) and France(25 cases). 509

510

511

512

513

514

515

516

517

518

519

520

521

522

523

524

525

526

527

528

529

530

531

532

533

534

535

536

537

538

539

540

541

542

543

544

545

546

Table 2. The Scores of VAS and QOD in COVID-19 Patients Presenting with 547

Olfactory/Gustatory Dysfunction 548

Symptoms

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Score Olfactory Dysfunction Gustatory Dysfunction

VAS, median±SD (IQR) 3.60±3.62(0,7) 4.46±2.90(2.25,6)

QOD, median (IQR)

QoL 37%±23%(18%,49%) -

DS 41%±15%(32%,50%) -

P 40%±30%(17%,60%) -

Abbreviations: VAS, visual analogue scale; QOD,the questionnaire of olfactory 549

disorders; SD, standard deviation; IQR, interquartile range; QoL, quality of life; DS, 550

socially desired statements; P, parosmic statements. 551

552

553

554

555

556

557

558

559

560

561

562

563

564

565

566

567

568

569

570

571

572

573

574

575

576

577

578

579

580

581

Table 3. Characteristics of COVID-19 Positive Children Presenting with 582

Olfactory/Gustatory Dysfunction 583

Characteristics Children

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Total enrolled No./Total observed No.(%) 10/27 (37%)

Age, median±SD(IQR),y 16.6±0.7(16.3,17)

Sex, No/Total enrolled No.(%)

Male 6/10 (60%)

Female 4/10 (40%)

COVID-19 severity classification, No/Total enrolled

No.(%)

Asymptomatic 0/10 (0)

Mild 6/10 (60%)

Moderate 4/10 (40%)

Severe 0/10 (0)

Critical 0/10 (0)

Symptoms, No/ Total observed No.(%)

Only olfactory dysfunction 3/27 (11%)

Only gustatory dysfunction 0/10(0)

Olfactory and gustatory dysfunctions 7/27(26%)

Onset of olfactory/gustatory dysfunction, No/ Total

enrolled No.(%)

As the only symptom of COVID-19 2/8(25%)a

Before general symptoms of COVID-19 0/8(0)a

At the same time as general symptoms of COVID-

19

1/8(13%)a

After general symptoms of COVID-19 5/8(63%)a

Outcome of Olfactory/Gustatory Symptom, No/Total

enrolled No.(%)

Improved 3/9(33%)b

Non-improved 6/9(67%)b

Abbreviations: SD, standard deviation; IQR, interquartile range a two children could 584

not remember the date of onset of olfactory or gustatory dysfunction. bfollow-up was 585

not obtained for one child in the German cohort. 586

587

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