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1 Olfactory and Gustatory Dysfunction as An Early Identifier of COVID-19 in 1 Adults and Children: An International Multicenter Study 2 3 Chenghao Qiu, MD 1# ; Chong Cui, MD 2,3# ; Charlotte Hautefort, MD 4# ; Antje 4 Haehner, MD, PhD 5# ; Jun Zhao, MD 6# ; Qi Yao, MD, PhD 7# ; Hui Zeng, MD 8# ; Eric J. 5 Nisenbaum, MD, MSc 9# ; Li Liu, MD, PhD 10 ; Yu Zhao, MD 2,3 ; Di Zhang, MD, PhD 11 ; 6 Corinna G. Levine, MD, MPH 9 ; Ivette Cejas, PhD 9 ; Qi Dai, MD, PhD 2,3 ; Mei Zeng, 7 MD, PhD 12 ; Philippe Herman, MD, PhD 4 ; Clement Jourdaine, PhD 4 ; Katja de With, 8 MD, PhD 13 ; Julia Draf, MD 5 ; Bing Chen, MD, PhD 2,3 ; Dushyantha T. Jayaweera, 9 MD 14 ; James C. Denneny III, MD 15 ; Roy Casiano, MD 9 ; Hongmeng Yu, MD, PhD 2,3 ; 10 Adrien A. Eshraghi, MD 9 ; Thomas Hummel, MD, PhD 5 ; Xuezhong Liu, MD, PhD 9 ; 11 Yilai Shu, MD, PhD 2,3 ; Hongzhou Lu, MD, PhD 10 12 13 1. Center of Stomatology, Shanghai Public Health Clinical Center, Shanghai 201508, 14 China. 15 16 2. ENT Institute and Otorhinolaryngology Department of the Affiliated Eye and ENT 17 Hospital, State Key Laboratory of Medical Neurobiology, Institutes of Biomedical 18 Sciences, Fudan University, Shanghai, 200031, China. 19 20 3. NHC Key Laboratory of Hearing Medicine, Fudan University, Shanghai, 200031, 21 China. 22 23 4. Department of Head and Neck Surgery, Hopital Lariboisiere, University of Paris, 24 Paris, France. 25 26 5. Smell and Taste Clinic, Department of Otorhinolaryngology, TU Dresden, 27 Dresden, Germany. 28 29 6. Center of Pediatrics, Shanghai Public Health Clinical Center, Shanghai 201508, 30 China. 31 32 7. Department of Otorhinolaryngology, Chinese and Western Medicine Hospital of 33 Tongji Medical College, Huazhong University of Science and Technology, Wuhan, 34 430022, China. 35 36 8. Department of Cardiovascularology, The Third People’s Hospital of Shenzhen29 37 Bulan Road, Longgang District, Shenzhen, 518112, China. 38 39 All rights reserved. No reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. The copyright holder for this preprint this version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198 doi: medRxiv preprint NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.

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Page 1: Olfactory and Gustatory Dysfunction as An Early Identifier ... · 5/13/2020  · 1 1 Olfactory and Gustatory Dysfunction as An Early Identifier of COVID-19 in 2 . Adults and Children:

1

Olfactory and Gustatory Dysfunction as An Early Identifier of COVID-19 in 1

Adults and Children: An International Multicenter Study 2

3

Chenghao Qiu, MD1#; Chong Cui, MD2,3#; Charlotte Hautefort, MD 4#; Antje 4

Haehner, MD, PhD5#; Jun Zhao, MD6#; Qi Yao, MD, PhD7#; Hui Zeng, MD8#; Eric J. 5

Nisenbaum, MD, MSc9#; Li Liu, MD, PhD10; Yu Zhao, MD2,3; Di Zhang, MD, PhD11; 6

Corinna G. Levine, MD, MPH9; Ivette Cejas, PhD9; Qi Dai, MD, PhD2,3; Mei Zeng, 7

MD, PhD12; Philippe Herman, MD, PhD4; Clement Jourdaine, PhD4; Katja de With, 8

MD, PhD13; Julia Draf, MD5; Bing Chen, MD, PhD2,3; Dushyantha T. Jayaweera, 9

MD14; James C. Denneny III, MD15; Roy Casiano, MD9; Hongmeng Yu, MD, PhD2,3; 10

Adrien A. Eshraghi, MD9; Thomas Hummel, MD, PhD5; Xuezhong Liu, MD, PhD 9; 11

Yilai Shu, MD, PhD2,3; Hongzhou Lu, MD, PhD10 12

13

1. Center of Stomatology, Shanghai Public Health Clinical Center, Shanghai 201508, 14

China. 15

16

2. ENT Institute and Otorhinolaryngology Department of the Affiliated Eye and ENT 17

Hospital, State Key Laboratory of Medical Neurobiology, Institutes of Biomedical 18

Sciences, Fudan University, Shanghai, 200031, China. 19

20

3. NHC Key Laboratory of Hearing Medicine, Fudan University, Shanghai, 200031, 21

China. 22

23

4. Department of Head and Neck Surgery, Hopital Lariboisiere, University of Paris, 24

Paris, France. 25

26

5. Smell and Taste Clinic, Department of Otorhinolaryngology, TU Dresden, 27

Dresden, Germany. 28

29

6. Center of Pediatrics, Shanghai Public Health Clinical Center, Shanghai 201508, 30

China. 31

32

7. Department of Otorhinolaryngology, Chinese and Western Medicine Hospital of 33

Tongji Medical College, Huazhong University of Science and Technology, Wuhan, 34

430022, China. 35

36

8. Department of Cardiovascularology, The Third People’s Hospital of Shenzhen29 37

Bulan Road, Longgang District, Shenzhen, 518112, China. 38

39

All rights reserved. No reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.

The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.

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9. Department of Otolaryngology, University of Miami Miller School of Medicine, 40

Miami, FL 33136, USA. 41

42

10. Department of Infectious Diseases, Shanghai Public Health Clinical Center, 2901 43

Caolang Road, Shanghai 201508, China. 44

45

11. Department of Otolaryngology, The Third People’s Hospital of Shenzhen, 29 46

Bulan Road, Longgang District, Shenzhen, 518112, China. 47

48

12. Department of Infectious Diseases, Children’s Hospital of Fudan University 399 49

Wanyuan Road, Shanghai, China, 201102. 50

51

13. Division of Infectious Diseases, University Hospital Carl Gustav Carus at the TU 52

Dresden, Dresden, Germany 53

54

14. Department of Medicine, Division of Infectious Diseases, University of Miami 55

Miller School of Medicine, Miami, FL 33136, USA. 56

57

15. American Academy of Otolaryngology—Head and Neck Surgery, Alexandria, 58

Virginia, USA 59

60 # contributed equally 61

Corresponding Author: 62

Dr. Xuezhong Liu 63

Department of Otolaryngology (D-48), University of Miami 64

1666 NW 12th Avenue, Miami, Florida 33136, USA 65

E-mail: [email protected] 66

Tel: 305 243 1484; Fax: 305 243 2009 67

68

Dr. Yilai Shu 69

ENT Institute and Otorhinolaryngology Department of the Affiliated Eye and ENT 70

Hospital, State Key Laboratory of Medical Neurobiology, Fudan University, Shanghai, 71

China. 72

Email: [email protected] 73

74

Dr. Thomas Hummel 75

Smell and Taste Clinic, Department of Otorhinolaryngology, TU Dresden, Dresden, 76

Germany 77

Email: [email protected] 78

79

Dr. Hongzhou Lu 80

All rights reserved. No reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.

The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

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Department of Infectious Diseases, Shanghai Public Health Clinical Center, 2901 81

Caolang Road, Shanghai 201508, China. 82

Email: [email protected] 83

84

Funding 85

National Natural Science Foundation of China (No. 81822011, 81771013). 86

University of Miami COVID-19 Rapid Response Grant (UM 2020-2227) 87

88

Conflicts of Interest 89

The authors have declared no competing interest. 90

91

Author Contributions 92

Yilai Shu, Xuezhong Liu, Thomas Hummel and Hongzhou Lu contributions to 93

conception and design, interpretation of data, drafting the article, final approval of the 94

version to be published; Chong Cui, Yilai Shu, Chenghao Qiu, Charlotte Hautefort, 95

Antje Haehner, Jun Zhao, Qi Yao, Hui Zen, Li Liu, Mei Zeng contributions to 96

acquisition of data, analysis and interpretation of data, and design; Eric Nisenbaum, Yu 97

Zhao, Di Zhang contributions to interpretation of data, writing, revising it critically for 98

important intellectual content, final approval of the version to be published; Philippe 99

Herman, , Clement Jourdain contributions to acquisition of data; Corinna Levine, Ivette 100

Cejas, Qi Dai, Katja de With, Julia Draf, Bing Chen, Dushyantha T. Jayaweera, James 101

C. Denneny III, Roy Casiano, Hongmeng Yu, Adrien A. Eshraghi interpretation of data, 102

writing, revising it critically. All of them agreement to be accountable for all aspects of 103

the work in ensuring that questions related to the accuracy or integrity of any part of 104

the work are appropriately investigated and resolved. 105

106

Keywords 107

COVID-19; SARS-CoV-2; anosmia; dysgeusia; COVID-19 screening; olfactory 108

dysfunction; gustatory dysfunction 109

110

111

112

113

114

115

116

117

118

119

120

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122

All rights reserved. No reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.

The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

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Abstract 123

Objective: Evaluate the prevalence and characteristics of olfactory or gustatory 124

dysfunction in COVID-19 patients 125

Study Design: Multicenter Case Series 126

Setting: 5 tertiary care hospitals (3 in China, 1 in France, 1 in Germany) 127

Subjects and Methods: 394 PCR confirmed COVID-19 positive patients were 128

screened, and those with olfactory or gustatory dysfunction were included. Data 129

including demographics, COVID-19 severity, patient outcome, and the incidence and 130

degree of olfactory and/or gustatory dysfunction were collected and analyzed. The 131

Questionnaire of Olfactory Disorders (QOD) and Visual Analogue Scale (VAS) were 132

used to quantify olfactory and gustatory dysfunction respectively. All subjects at one 133

hospital (Shanghai) without subjective olfactory complaints underwent objective 134

testing. 135

Results: Of 394 screened subjects, 161 (41%) reported olfactory and/or gustatory 136

dysfunction and were included. Incidence of olfactory and/or gustatory disorders in 137

Chinese (n=239), German (n=39) and French (n=116) cohorts were 32%, 69%, and 49% 138

respectively. The median age of included subjects was 39 years old, 92/161 (57%) were 139

male, and 10/161 (6%) were children. Of included subjects, 10% had only olfactory or 140

gustatory symptoms,and 19% had olfactory and/or gustatory complaints prior to any 141

other COVID-19 symptom. Of subjects with objective olfactory testing, 10/90 142

demonstrated abnormal chemosensory function despite reporting normal subjective 143

olfaction. 43% (44/102) of subjects with follow-up showed symptomatic improvement 144

in olfaction or gustation. 145

Conclusions: Olfactory and/or gustatory disorders may represent early or isolated 146

symptoms of SARS-CoV-2 infection. They may serve as a useful additional screening 147

criterion, particularly for the identification of patients in the early stages of infection. 148

149

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All rights reserved. No reuse allowed without permission. (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.

The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

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Introduction 165

The global spread of SARS-CoV-2 is fast-moving and ongoing, with more than three 166

million cases reported across 214 countries and regions.1 The main clinical symptoms 167

of COVID-19 patients are fever, dry cough, and fatigue. Patients may also present with 168

less typical symptoms including nasal congestion, rhinorrhea, sore throat, myalgia, and 169

diarrhea.2 Recently reports from a number of countries indicate that olfactory or 170

gustatory dysfunction may also be one of the initial presenting symptoms in a large 171

number of COVID-19 patients.3 A study of COVID-19 inpatients in Wuhan 172

demonstrated that 5.1% (11/214) patients experienced hyposmia, and 5.6% (12/214) 173

patients exhibited hypogeusia.4 An Italian study found that 33.9% of COVID-19 174

confirmed inpatients presented with at least one olfactory or gustatory symptom.5 A 175

study of patients with influenza-like symptoms showed that COVID-19 positive 176

patients have a high prevalence of olfactory or gustatory disorders compared with 177

COVID-19 negative patients.6 Olfactory and gustatory disorders were also found to be 178

prevalent symptoms in COVID-19 patients in a multicenter European study.7 The 179

American Academy of Otolaryngology-Head and Neck Surgery (AAO-HNS) 180

developed an anosmia reporting tool that was opened to contributors on March 26,2020 181

and the initial findings were reported on 237 patients worldwide. There are now over 182

800 patients submitted through this tool. Anosmia was the sentinel symptom in over 183

25% of the patients and occurred in over two-thirds of the patients.8 Some patients with 184

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The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

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mild symptoms may only have changes in olfaction or gustation and so may be 185

overlooked in screening and testing efforts, leading to further disease spread. 186

However, the documented prevalence of olfactory or gustatory disorders differs greatly 187

between studies, and little is known about how this may vary based on factors such as 188

age, disease severity, and between multiple different countries and/or ethnic 189

populations. To remedy this, we studied the association between olfactory and 190

gustatory complaints and early SARS-CoV-2 infections at 5 hospitals in China, 191

Germany and France. This study aims to systematically characterize and compare 192

olfactory and gustatory symptoms among COVID-19 adult patients and children in five 193

epidemic areas in Shanghai, Wuhan and Shenzhen [China], Paris [France] and Dresden 194

[Germany], emphasizing the importance of these symptoms as an early marker of 195

SARS-CoV-2 infection. 196

197

Method 198

Through retrospective chart review, 394 COVID-19 patients presenting from March 199

15th, 2020 to April 5th, 2020 (141 cases in Shanghai, China; 62 cases in Wuhan, China; 200

36 cases in Shenzhen, China; 39 cases in Dresden, Germany; and 116 cases in Paris, 201

France) initially diagnosed by RT-PCR from oro- or nasopharyngeal swab specimens 202

were screened. All 394 patients were asked about loss of olfaction and/or gustation and 203

161 patients presenting with olfactory and/or gustatory dysfunction were identified and 204

enrolled in this study, with final follow-up obtained on April 5th, 2020. Hospitals 205

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The copyright holder for this preprintthis version posted May 16, 2020. ; https://doi.org/10.1101/2020.05.13.20100198doi: medRxiv preprint

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included in the study were as follows: Shanghai Public Health Clinical Center of Fudan 206

University, China (61 patients including 9 adolescents), Chinese and Western Medicine 207

Hospital of Tongji Medical College, Huazhong University of Science and Technology, 208

China (11 patients), Shenzhen Third People's Hospital, China (5 patients), Lariboisière 209

University Hospital, France (57 patients) and University Hospital at the TU Dresden, 210

Germany (27 patients including one adolescent). The three Chinese hospitals are 211

designated by the government for the treatment of COVID-19 patients. A visual 212

analogue scale (VAS) of olfactory intensity and questionnaire of olfactory disorders 213

(QOD) were used to assess the presence and degree of hyposmia. The QOD-214

P(parosmic statements) evaluates the characteristic of the olfactory disorder, with a 215

high score indicating the presence of an olfactory disorder; QOD-QoL(quality of life) 216

evaluates quality of life, with a high score indicating a serious olfactory impairment; 217

QOD-DS(socially desired statements) evaluates reporter reliability, with a low score 218

indicating a tendency to give answers in line with perceived social expectations.9 All 219

COVID-19 patients in Shanghai, China without subjective olfactory complaints 220

underwent objective olfactory testing with the following stimuli to screen for the 221

presence of subclinical hyposmia: eugenol (the smell of cloves – olfactory stimulus), 222

75% ethanol (trigeminal stimulus), and vinegar (mixed olfactory-trigeminal stimulus). 223

For the test, three disposable cotton swabs dipped in each of these stimuli were placed 224

1-2 cm below the front nostril of the subjects, who were instructed to smell 3 times. A 225

VAS of gustatory intensity was used to assess the presence and degree of hypogeusia. 226

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Disease severity was classified as follows. Asymptomatic patients indicates that there 227

were no clinically identifiable or self-perceived signs or symptoms of infection at the 228

time of positive SARS-CoV-2 PCR testing. Patients classified as mild presented with 229

only low fever, mild cough, slight fatigue, and no evidence of pneumonia on CT 230

imaging. Patients classified as moderate had fever and respiratory symptoms, and 231

imaging showed evidence of pneumonia. Patients classified as severe had dyspnea, 232

respiratory frequency ≥30/min, blood oxygen saturation ≤93%, partial pressure of 233

arterial oxygen to fraction of inspired oxygen ratio ≤300mmHg or pulmonary CT 234

imaging showing at least a 50% increase in infiltrate volume over 24-48 hours. Patients 235

classified as critical had respiratory failure, septic shock, and/or multiple organ 236

dysfunction or failure.2 237

Clinical, treatment, and outcome data were obtained from data collection forms in the 238

electronic medical records. The data were analyzed and reviewed by a team of trained 239

physicians. The recorded information included demographic data, comorbidities, 240

severity classification, patient outcomes, the degree of olfactory or gustatory loss and 241

the incidence of the symptom in COVID-19 patients. A descriptive analysis was 242

performed. Categorical variables were described as frequency rates and percentages, 243

and continuous variables were described using mean, median, standard deviation (SD) 244

and interquartile range (IQR) values. A pairwise comparison of data from the three 245

countries was made to assess for demographic heterogeneity and examine differences 246

in the prevalence and characteristics of olfactory and gustatory symptoms. Independent 247

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group t tests and chi-square tests were used for continuous variables and categorical 248

variables, respectively. Fisher exact test was used when the data were limited. All 249

statistical analyses were performed using SPSS (Statistical Package for the Social 250

Sciences) version 26.0 software (SPSS Inc). Statistical significance was set at a 2-sided 251

α of less than 0.05. Percentages were rounded to the nearest whole number. This study 252

was approved by the Institutional Ethics Committees of Shenzhen Third People's 253

Hospital, Wuhan Chinese and Western Medicine Hospital, and Shanghai Public Health 254

Clinical Center; the Ethics Committee of the University Clinic, TU Dresden; and the 255

Ethics Committee of Lariboisière University Hospital. 256

257

Results 258

Of the 394 COVID-19 patients screened for the study, 161 (41%) exhibited sudden 259

olfactory and/or gustatory dysfunction and were included. The incidence of olfactory 260

and/or gustatory complaints in COVID-19 patients in China, Germany and France is 261

32%, 69% and 49%, respectively (China VS Germany, P<0.001; China VS France, 262

P=0.002; Germany VS France, P=0.029). Sixty-one of 394 (15 %) of patients reported 263

isolated olfactory dysfunction and 7 of 394 (2%) reported isolated gustatory 264

dysfunction. Ninety-three of 394 (24%) patients had both olfactory and gustatory 265

dysfunction. Classification of COVID-19 severity was available for 278 observed 266

patient in China and Germany. The incidence of olfactory or taste dysfunction in mild, 267

moderate and severely ill patients was 53/98 (54%), 40/107 (37%) and 11/63 (17%), 268

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respectively. The severity classification among all COVID-19 patients in France was 269

unavailable. 270

Among the 161 included patients who had sudden olfactory or gustatory loss, median 271

age was 38.8±17.6 years (IQR, 23-53 years) and 92/161 (57%) were male. Distribution 272

of age in these enrolled patients was significantly different between China and the two 273

European countries (China VS Germany, P=0.001; China VS France, P<0.001; 274

Germany VS France, P=0.165). There were no statistically significant differences in 275

gender among the three countries (China VS Germany, P=0.354; China VS France, 276

P=0.888; Germany VS France, P=0.321). Overall, seventy-eight of 161 (48%), 40/161 277

(25%), 33/161 (20%) and 10/161 (6%) were in mild, moderate, severe and critical 278

condition, respectively. However, distribution of disease severity in patients with 279

olfactory or gustatory dysfunction varied significantly between countries (China VS 280

Germany, P<0.001; China VS France, P<0.001; Germany VS France P<0.001). Of 281

the 161 patients, 156 were able to provide information on the timing and order of 282

symptom onset. Overall, 15/156 (10%) patients had olfactory or gustatory dysfunction 283

as their only symptom of COVID-19 infection. The percentage of patients with 284

olfactory or gustatory disorders as their only symptom in China, Germany and France 285

were 12%, 4% and 9%, respectively. Twenty-nine of 156 (19%) patients experienced 286

olfactory or gustatory dysfunction as the first symptom of their SARS-CoV-2 infection. 287

The percentage of patients presenting with olfactory or gustatory disorders as their first 288

symptom of infection in China, Germany and France were 23%, 15% and 15%, 289

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respectively. Olfactory or gustatory symptoms occurred simultaneously with classic 290

COVID-19 symptoms such as fever, cough, sore throat and diarrhea in 30 of 156 (19%) 291

patients (Table 1). A single patient developed hearing loss during the course of their 292

COVID-19 infection. 293

In a subset of patients we were able to evaluate olfactory or gustatory function using 294

the olfactory VAS (n=113), the gustatory VAS (n=46) and the QOD (n=60). The mean 295

VAS scores of patients with olfactory or gustatory dysfunction were 3.60±3.62 (IQR 296

0-7) and 4.46±2.90 (IQR 2.25-6), respectively. The mean scores of QOD-QoL (quality 297

of life) were 37%±23% (IQR 18%-49%), QOD-DS (socially desired statements) were 298

41%±15% (IQR 32%-50%), and QOD-P (parosmic statements) were 40%±30% (IQR 299

17%-60%) (Table 2). Of the 90 patients without subjective olfactory dysfunction in the 300

Shanghai, China cohort who were tested with the three chemosensory stimuli, 10 (9 301

adults and 1 child) showed abnormal chemosensory function. Eight of the ten patients 302

could not smell the three stimuli at all, while the other two could smell an odor but 303

could not distinguish the type of odor. These eight patients who could not perceive 304

vinegar and 75% ethanol may also have a trigeminal deficit. 305

Of the 102 patients for whom follow-up data was available (time range for follow-up 306

was 3 weeks), 44 of 102 (43%) patients had improvement of their olfactory or gustatory 307

dysfunction, with the other 58 (57%) showing no improvement (including 3 deaths 308

among the critical cases). There was no significant difference in the outcome of 309

olfactory and/or gustatory disorders between Chinese and French COVID-19 patients 310

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(P=0.715). Follow-up data was not available for the German cohort, and was available 311

for only 25 patients in the French cohort (Table 1). 312

Of 27 COVID-19 positive children who were screened (range of age 6-17 years), 10 313

(37%) children with olfactory or gustatory dysfunction were included. The age of these 314

10 patients ranged from 15 to 17 years old, and six of 10 (60%) were male. Seven 315

children (3 mild cases, 4 moderate cases) had both hyposmia and hypogeusia. Only 316

eight of the 10 patients were able to report the sequencing of their symptoms. Of these 317

eight, two patients (25%) had hyposmia and/or hypogeusia as their only symptom, and 318

both were found to have infected their family member prior to diagnosis. An additional 319

hospitalized child who did not report any subjective olfactory symptoms was also found 320

to have subclinical olfactory dysfunction when tested with the olfactory reagents. Three 321

of 9 (33%) children showed total symptomatic improvement during the observation 322

period. Follow-up was not obtained for one child in the German cohort (Table 3). 323

324

Discussion 325

This study systematically studied the incidence and characteristics of sensory 326

dysfunction among COVID-19 patients. It is the first to examine olfactory and/or 327

gustatory dysfunction in infected children. In our cohort of 394 COVID-19 patients, 41% 328

presented with olfactory and/or gustatory disorders, of whom approximately half were 329

mildly symptomatic. The incidence of olfactory or gustatory disorders in COVID-19 330

patients in Germany (69%) and France (49%) were significantly higher than in China 331

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(32%, P<0.001 and P=0.002 respectively). A recent study also found that different 332

variants of SARS-CoV-2 are predominant outside of East Asia (“Type A” and “Type 333

C”) compared to within East Asia (“Type C”).10 It is possible that phenotypic 334

characteristics – including incidence of olfactory and gustatory disorders – may differ 335

between these variants. There is also the possibility that the incidence of olfactory or 336

gustatory disorders may vary based on ethnicity. However, given that there was also a 337

smaller but significant different between the German and French groups (P=0.029), it 338

is possible that the differences reflect other sources of heterogeneity between the groups 339

such as subject age, as the median age of German and French groups showed significant 340

difference with Chinese group (P=0.001 and P<0.001 respectively). Interestingly, the 341

distribution of COVID-19 disease severity among included subjects varied significantly 342

when comparing the three country cohorts to each other, which may indicate that 343

presence of olfactory or gustatory symptoms are not related to overall disease severity. 344

Olfactory or gustatory symptoms were the first and only symptoms in 10% of patients, 345

and 19% of patients experienced olfactory or gustatory dysfunction prior to any other 346

COVID-19 symptoms. In addition, 25% of children had only olfactory or gustatory 347

symptoms at COVID-19 presentation. This indicates that olfactory or gustatory 348

disorders are early identifiers of COVID-19 in a subset of patients, and thus has 349

important implications for patient screening and disease control. 350

Despite still being infectious, a significant portion of COVID-19 patients may be 351

minimally or atypically symptomatic early in the course of the disease, with one study 352

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finding that less than 50% of early patients are febrile.11 These patients may be missed 353

by screening initiatives focused on “classic” symptoms such as fever and cough, 354

delaying diagnosis, undermining triage and quarantine efforts, and leading to higher 355

rates of disease transmission. At least two mild patients in our study who presented with 356

isolated olfactory dysfunction are documented to have infected others prior to 357

admission despite the robust screening and triage measures implemented at the time, 358

highlighting the potential danger. Adding questions about olfactory or gustatory 359

changes to routine screening measures would help identify these patients earlier, a boon 360

to infection control initiatives. Due to the inherent difficulties of COVID-19 patient 361

coordination, it is hard to perform T & T olfactometer test, though disposable olfactory 362

tests like the University of Pennsylvania Smell Identification Test (UPSIT) could be 363

applied. Notably, there were 10 subjects (9 adults and 1 child) who reported that they 364

had no olfactory dysfunction, but demonstrated signs of subclinical hyposmia when 365

exposed to three chemosensory stimuli. This may suggest that screening based on self-366

reported symptoms alone is not sufficient, considering the relatively high degree of 367

erroneous self-ratings with respect to the chemical senses.12 However, it is not certain 368

if any of these patients had unrecognized pre-existing smell and/or taste disorders 369

unrelated to Covid-19. 370

Recent studies have shed light on the mechanisms that may underlie the loss of olfaction 371

or gustation. SARS-CoV-2 has been found to replicate particularly well in the nose, 372

with high viral loads detected there soon after symptom onset.13 ACE2 - the main host 373

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cell receptor of SARS-CoV-2 – and TMPRSS2 – a cell surface protease involved in 374

SARS-CoV-2 cell entry - are highly expressed in a variety of olfactory epithelial cell 375

types, raising the possibility that viral invasion of these cells may lead to anosmia.14,15 376

It has also been suggested that transcribiform viral spread and infection of more 377

proximal elements of the olfactory pathway via CNS ACE2 receptors may also 378

contribute to olfactory dysfunction.16,17 Alternatively, it is possible that at least some of 379

the olfactory dysfunction is conductive – secondary to nasal congestion, swelling, or 380

inflammation preventing olfactory molecules from reaching the olfactory cleft – rather 381

than sensorineural.18 This may be particularly true in the subset of patients who showed 382

improvement of their olfactory dysfunction on follow-up, though further research is 383

needed. ACE2 is also highly expressed on the oral mucosa and tongue, representing a 384

potential mechanism for gustatory dysfunction.19 385

In addition to the much more common olfactory and gustatory sensory deficits, we 386

identified new onset hearing loss in one severely ill patient. While more research is 387

needed, this suggests that we should also be alert for other sensory deficits in addition 388

to hyposmia and dysgeusia, particularly given SARS-CoV-2’s ability to invade the 389

CNS. 390

391

Limitations 392

As with any retrospective study, the conclusions that can be drawn are limited by the 393

heterogeneous nature of the data available. Likewise, due to the impact of the COVID-394

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19 pandemic and the difficulties inherent to a retrospective multi-institutional and 395

international study, there are differences in data collection methods and patient 396

populations between institutions that make drawing direct comparisons for some 397

measures more difficult. Olfactory and gustatory function have not been measured 398

psychophysically in COVID-19 positive patients, so it is possible that patients may have 399

confused gustatory and retronasal olfactory function, which would result in biased 400

ratings of olfactory or gustatory function. In addition, the subjective perception of 401

olfactory function is confounded by nasal breathing. Finally, symptom timeline often 402

relies on patient report of their symptoms and is subject to recall bias. To address these 403

issues, future prospective studies are necessary. 404

405

Conclusion 406

Olfactory and/or gustatory dysfunction may represent early or even the only symptom 407

of SARS-CoV-2 infection in both adults and children. As such, they may serve as 408

important screening criteria for identifying otherwise oligosymptomatic or atypically 409

symptomatic patients missed by other screening measures. We recommend that 410

questions related to olfactory and gustatory changes be added to routine screening 411

measures to help identify these patients prior to further disease transmission. 412

413

414

415

416

417

418

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Table1. Characteristics of COVID-19 Patients Presenting with Olfactory/ 501

Gustatory Dysfunction 502

503

Abbreviations: SD, standard deviation; IQR, interquartile range. atwo patients in 504

China could not remember the date of onset of olfactory or gustatory dysfunction. 505

Countries Characteristics China Germany France Total

Olfactory/gustatory dysfunction No./Total screened No.(%)

77/239 (32%) 27/39 (69%) 57/116 (49%) 161/394 (41%)

Symptoms, No/Total screened No.(%)

Only olfactory dysfunction 47/239 (20%) 7/39 (18%) 7/116 (6%) 61/394 (15%) Only gustatory dysfunction 6/239 (3%) 1/39 (3%) 0/116 (0) 7/394 (2%) Olfactory and gustatory dysfunctions 24/239 (10%) 19/39 (49%) 50/116 (43%) 93/394 (24%) Age of enrolled subjects, median±SD (IQR)

30.5±16.2(20,35)

43.1±15.2(32,55.5)

48.1±15.3(33,60) 38.8±17.6(23,53)

Sex of enrolled subjects, No/Total enrolled No.(%)

Male 45/77(58%) 13/27(48%) 34/57(60%) 92/161 (57%) Female 32/77(42%) 14/27(52%) 23/57(40%) 69/161 (43%)

COVID-19 severity in enrolled subjects No/Total enrolled No.(%)

Asymptomatic 0/77 (0) 0/27 (0) 0/57 (0) 0/161 (0) Mild 26/77 (34%) 27/27 (100%) 25/57 (44%) 78/161 (48%) Moderate 40/77 (52%) 0/27 (0) 0/57 (0) 40/161 (25%) Severe 11/77 (14%) 0/27 (0) 22/57 (39%) 33/161 (20%) Critical 0/77 (0) 0/27 (0) 10/57 (18%) 10/161 (6%)

Onset of olfactory/gustatory dysfunction, No/Total enrolled No.(%)

As the only symptom of COVID-19 9/75 (12%)a 1/27(4%) 5/54(9%)b 15/156 (10%)a,b Before general symptoms of

COVID-19 17/75(23%)a 4/27(15%) 8/54(15%)b 29/156(19%)a,b

At the same time as general symptoms of COVID-19

5/75(7%)a 4/27(15%) 21/54(39%)b 30/156(19%)a,b

After general symptoms of COVID-19

44/75(59%)a 18/27 (67%) 20/54(37%)b 82/156(53%)a,b

Outcome of olfactory/gustatory Symptoms, No/ Total enrolled No.(%)

Improved 34/77 (44%) Unknown/27c 10/25 (40%)d 44/102 (43%)f Non-improved 43/77 (56%) Unknown/27c 15/25 (60%) d,e 58/102 (57%)f

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bthree patients in France could not remember the date of onset of olfactory or gustatory 506

dysfunction. cthe patients’improvement in Germany is unavailable. donly 25 patients 507

were followed in France. ethree critical patients died of COVID-19. fstatistics for 508

China(77 cases) and France(25 cases). 509

510

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521

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546

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Table 2. The Scores of VAS and QOD in COVID-19 Patients Presenting with 547

Olfactory/Gustatory Dysfunction 548

Symptoms Score Olfactory Dysfunction Gustatory Dysfunction

VAS, median±SD (IQR) 3.60±3.62(0,7) 4.46±2.90(2.25,6) QOD, median (IQR)

QoL 37%±23%(18%,49%) - DS 41%±15%(32%,50%) - P 40%±30%(17%,60%) -

Abbreviations: VAS, visual analogue scale; QOD,the questionnaire of olfactory 549

disorders; SD, standard deviation; IQR, interquartile range; QoL, quality of life; DS, 550

socially desired statements; P, parosmic statements. 551

552

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560

561

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563

564

565

566

567

568

569

570

571

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574

575

576

577

578

579

580

581

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Table 3. Characteristics of COVID-19 Positive Children Presenting with 582

Olfactory/Gustatory Dysfunction 583

Characteristics Children

Total enrolled No./Total observed No.(%) 10/27 (37%) Age, median±SD(IQR),y 16.6±0.7(16.3,17) Sex, No/Total enrolled No.(%)

Male 6/10 (60%) Female 4/10 (40%)

COVID-19 severity classification, No/Total enrolled No.(%)

Asymptomatic 0/10 (0) Mild 6/10 (60%) Moderate 4/10 (40%) Severe 0/10 (0) Critical 0/10 (0)

Symptoms, No/ Total observed No.(%) Only olfactory dysfunction 3/27 (11%) Only gustatory dysfunction 0/10(0) Olfactory and gustatory dysfunctions 7/27(26%)

Onset of olfactory/gustatory dysfunction, No/ Total enrolled No.(%)

As the only symptom of COVID-19 2/8(25%)a Before general symptoms of COVID-19 0/8(0)a At the same time as general symptoms of COVID-

19 1/8(13%)a

After general symptoms of COVID-19 5/8(63%)a Outcome of Olfactory/Gustatory Symptom, No/Total enrolled No.(%)

Improved 3/9(33%)b Non-improved 6/9(67%)b

Abbreviations: SD, standard deviation; IQR, interquartile range a two children could 584

not remember the date of onset of olfactory or gustatory dysfunction. bfollow-up was 585

not obtained for one child in the German cohort. 586

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