o'brien, terrence - judicial watch€¦ · 82001 . on the basis of the inormation ontained in...

0 0 0

NAME OF ORGAN1ZA HON/ENTITY

DATE f>ARTIES AND TERMS

0

I.

2.

3.

4.

5.

II. A GREE MEN TS. (Nepurting indil'idual only; seepp, 14-16 o/jili"g ;,,stmctions-)

I.

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Report Required by the Ethics FINANCIAL DlSCLOSURE REPORT A0/0 in Governmenr Act of 1978 Rw. l/2010 FOR CALENDAR YEAR 2009 (5 USC. opp. J§ IOI-Ill)

I. Person Rep<>rting (last name. first. middle initial)

O'Brien, Terrence L.

2. Court ot Organization

Tenth Circuit

3. Oat<? of Report

05/14/2010

4. Till• (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

U.S. Circuit Judge - Active

Sa. Report Type (check appropriate type)

0 Nomination, Date

lnitial Annual

Sb. 0 Amended Report

Final

6. Reporting Penod

01/0112009

to

12/31/2009

7. Chambers or Office Address

U.S. Court of Appeals, Tenth Circuit 2120 CareyAve., Suite 200 Cheyenne, WY 82001

8. On the basis of the information rontained in this Report and any modificationrt 1•ertaining thereto, it is, in my opinion, in compliance '\\ith applicable Jnws and regulations.

Re\•iewing Officer ___________ _______________ Date__ · -----_

JM PORT ANT NOTES: The instrucliollS accompa11yi11g this.form must be followed. Complete all pmts, l'hecki11g tire NONE box for each pan where you have 110 reportable iitformati<m. Sign 011 last page.

I. POSIT} ONS. (Reporting indi.•idual tmly; see pp. Y-13 uffiling i'1str11ctions.)

[Z} NONE (No reportable position .)

POSITION

[Z] NONE (No reportable agreements.)

2.

3.


SOURCE AND TYPE

SOURCE AND

SOURCE PURPOSE

INCOME

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Pagc2 of8

Name <>f Perron Reporting

O'Brien, Tt...-rettce L.

Date <>fRq><>rt

05il4J2010

IJJ. NON-INVESTMENT IN COME. (Reporting individual and spou.<e; see pp. 17-24 of filing instru;1iuns.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

I. 2008 State of Wyoming - Judicial Retirement

(yours, not spouse's)

$29,311.92

2.

3.

4.

B. Spouse's Non-Investment Income -(Doi/or dmount not required excep1jOr honoraria.)

[{] NONE (No reportable non-investment income.)

Ifyou 1vere married during "' l' portion 11fthe reportingyear, complete this se,·tiun.

TYPE

l.

2.

3.

4.

JV. REJMBURS EMENTS -transportatfon, lodging,fiwd, entertainment.

(lncludes rhuse to .\"fJV11se and depeml ·nt childrf!n: see pp. 25-:?7 of/Uing instmctions.)

[{] NONE (No reportable reimbursements.)

LOCATION

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

Date 9fReport Name ofl'"""'" Reporting FINANCIAL DISCLOSURE REPORT

of8 O'Brien, Terrence L 05/14/20!0

V. GIFTS. (lndudes those lo spouse and dependent t•hi/dren; see pp. 28-31 offiling inslructions.)

NONE (No reportable gijis.) D

I.

2. Yard Materials April Brimmer Ktmz

3. Air Fare Phoenix April Brimmer KllllZ

4. Nuvi April Brimmer Kunz

5. Misc gifts April Brimmer Kunz

6. Kindle Marian Rochelle

7. Socrates maquette (bronze) Marian Rochelle

$!,700.00

$285.00

$420.00

$310.00

$510.00

$2,000.00

VJ. J_, JAB JLJT JES. ( ftrdudes those of sp1mse and dep1mdent children; see pp. 32-33 offiling insmutim...,-.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

of filmc

c.

l)(a2tl l--

K

•

T

Code

(A-H)

'

0.

Name of' Per.;on Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page4 of8 O'Brien, Terrence L. 05/14/2010

VII. INVESTMENTS and TRUSTS -- income, vatue, ''""·•actions rtnctuaes those ofspouse and dependent children; seePP· 34-60 i11s1ruc1ions.J

D NONE (No reportable income, assets, or transactions.)

A

Oe riplion of Assets

(iriduding trust assels)

Plac-.: "(X)" after "8cit asset e:11.emp1. from prior disclosure

J. IRA#! WY Defer Comp Nationwide Templeton Foreign Fund TFFA:X

2. IRA#l Wy Defer Compt Artisan Mid Cap ARTMX

3. IR.A#l Wy Defer Comp Janus Mid Cap ValucJMCVX

4. IRA# l WYDefcr Comp Nationwide Arner Century Ultra TWUI X

Et

hlCome <luring

r"l'Oning period . ..

(l) (2)Amount Tyf!<'(e.g.,Code I div.. rem, \A-H) ur int.}

A Dividend

A Dividend

A Dividend

A Dividend

Gross value at end

ofreponing period - ·-..------

(I)Value

Code 2

(J-1')

L

K

K

-····-··--··-(2)

Value Method

Code 3

(Q-W)

T

T

T

frnn ctions dunng repurimg iud

.... (tl ,.•

Ty!l<'(<:.g.. buy. sell, / nmlidd'yy

redemption) 1

Sold

Sold

Sold

- ·- ·

(3) {4)Value Gam

Code 2 I

(J-1')

(5)l&ntity of

buyer/sdlcr(if privat"

transaction}

5. IRA #I Wy Retire Acct Dreyfus Money A Dividend J T Market Reserves

6. IRA#! WY Defer Comp Dodge & Cox Intl A Dividend K T Buy Replaced Line I Stock Fund

7. IRA#l WY Deter Comp Perkins Mid Cap A Dividend K T Buy Replaced Line 3 Value Fund

8. l RA# WY Defer Comp Black Rock Russell A Dividend K T Buy Replaced Line 4 1000 Growth Index T

9. IRA #2 BA (TDAJ A Dividend K T

10. IRA 112 Cl.X (fDA) A Dividend J T

ll. IRA #2 CVX (TD.'\) A Dividend J T

12 IRAil2 DRYS (TOA) A Dividend J T

13. IRA #2 GR (TDA) /\ Dividend J T

14. IRAi12 Cash Equivalent Account (TD/\) A Interest ?

J T

15. BKH (TD/\) i\ Dividend J T

16. BA (TDt\) A Dividend K T

17. CAT(TDA) A Dividend K T

I :nc1m1 · Uam C0Jt,..; t\ ·.:.Sl,000 or Ii::.:. B-)!,OUI - 2. tlD /S('<"('11f111rn1-;BI .md04) P -"'!150,00J • '!ifOO.OOCJ (j ;..')[00.001. 'Sl,!Hlll.1!00

:! Vt1.lut"t'mk:: J :-S15,IJOO llf lt-,,. K - 1 5.lH)J · SflO.OOH (St'l!('ltlum11 CI .mdlJH N ··S:?S0,001 · S'.'itltl.Ol)(l O -'S:\Ot:.Olll • .'ii l ,OOtl,000

P.l =\:!),Ollll,tJOl · 'S)O.ll(H.l,UOO

l Valul;'Mt:lhl1J(',1tlr:. Q"-i\pprn1 \ R :-( ·0 1 (R,•JI 1:::.1.t!e L}nly} !Se (.'u!umn C:!) U ..B.ml V..1h1e \' .:.()1hc-1

l" -52 .50 I $5.000 J).:.'S5,00l - l5.000-Ht "'Sl.tHJl)JlUI -S5,0Ull,O!RJ ti? -Mor 1h.111 '.)).OIJU.Otltt

L -=-S5ll.OUI -Sltl0.000 M '--SIUO.UOI · 25U,tl00 Pl ::;Sl,000,001 - S5.UDO.il00 P.? '-''}.S,tiUIJ.UOI • 2iJJOtl.tJOO P.t. --- More thm1 'S:'ill.tllHUJOO S -,\ <S:.lllt'J\! w "-'!'. llllhll:"d

: n py j:: div

or

('

.--

18.

19.

20.

21.

22.

23.

24.

25.

26.

27_

28.

29.

30.

3 l.

32.

33.

34.

A.

rlption of Assets

(including trust assets)

Place "(X)" after each as."1

exempt from prior disdosure

GLW (TOA)

DD (TDA)

FCX(TDA}

IBM(TDA)

JNJ (TOA)

KMB(TDA)

PAS(TDA)

RTP(TDA)

JAVA (TOA)

TRA(TDA)

TRN (TD/\)

\JNP(TDA)

VLO(TDA)

PTHAX(TDA)

VKMHX(ll)A)

Cash Equivalent Account (TDA)

BRKl3 (Fid)

l lncnme-Gn'rn Cod A -=-SI .oon or le-$. (St't' ('{1lum11!> lll ;ml 04)

2. V;ilttt" Ct.,de.., is Column., Cl <.\111.I O'l

f "5 50,00I • I 00. 000 J "'S 15.0011 nr lcs.<; N -'S2'i0.00I - S:'\00,000

B.

J ncomc during

reporting period

Code I . rent. (A-H) 1n1 )

A Dividend

A Dividend

A D ividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Interest "

A Interest

A Interest

A Dividend

Gros!; value at end

of reporting period -�� -:-j--- --·

Code 2 Method (.l·P) C'odc.1

(Q-W)

K T

K T

K T

K T

K T

j T

J T

K T

j T

K T

J T

K T

K T

J T

j T

K T

K T

(I) Type {e.g.. buy. sell.

redemption)

n s1.t1111 . 1.sno

Ci=Sl!HU)(!l -Sl.llOO.fltlO

K .o:.S!:S.llCll · 'S .000

(' :::S2.5 ll 5.0tlO

0 °$500.001 · SL000.0011

H 1 s1 .oon.on1 - SS.llOll.tJ(}(J L .:.·\50,UO/ - S 100,000

\ VnlnC" Method ('odt (See Co1L1mn ('2)

r.\ "' 2""i.0{lO,tHH - S)Cl.tHl0.000

Q ==-/\pp1arMI R ..-('oo;t !Rti\! Est;-ilr Only) V ··Othrr

Pl ·"Sl.000.0lll -S5,0rnUmo P4 00More rh;in S50.000.0tl0 S -· As ssmenl

tJ ·o.·llook' V lue W -f umalr:d

0.

Trans•c ions during reporting perioil

<"l f (3)--1· c4i 1---- · csi Dute Vnluc Gain Identity of

mm!dd/yy Code 2 Code I buyer/seller (1-P) (A-H) (•frrivalc

transoc11on) - J · - -- - • . - ---

D :::S5.lltJ I - S ! 5.UOU H2 "'-More lha.n S5,1mo.noo M · SIOIJJ)H! · S2 0.000

P'2 <o: S.UUO.flf>I. S25.llll0.000

T "'('n hMarkC'!

Was CMFUZ

C .-•S 15.00 I · S 0.000

FINANCIAL DISCLOSURE REPORT

of8

Name of Person Reporting


Date ofRq>Ort

05/1412010

VII. INVESTMENTS and TRUSTS --income, vatue .. tran."<actitms (1nc1w1e ..· rhose ofspou.ve and t1epent1en1 children: see PP· 14-60 of filing hrstrucrfons.)

0 NONE (No reportable income, assets, or transactions)

(I)

-; 11-r

·

H)

A

·-

(2) Ol

41.

42.

44.

46.

Name of Person Reporting Oate of Report FINANCIAL DISCLOSURE REPORT

of8 0511412010O'Brien, Terrence L.

VII. INVESTMENTS and TRUSTS -jncome, value, tran.<acti1ms (Includes those of Sf">USe and def'<mdelll children; see pp. 34-611 •if filing instruetions.j

D NONE (No reportah!e income, assets, or transactions)

A

Description of Assets

(including trust as ts)

Place "(X)" after each assi:t

eX<mpt from pnor dioc losore

l . 35. IBDRY (fi<l)

36. BA (fol)

ll.

lncom< during

r"flOning pc:riod

Codi: I div., rent · or in:.) .

. -: ��:-.·

Dividend

A Dividend

<:.

Gross vali>: at end

ofreport ing p.:1i1>d

(I) Vl!lw

Code1

(J-P)

J

J

\21 Value-

Method

CodeJ

(Q-W)

T

T

Typc:( .g ..

buy. sdl,

retkmptAOll)

47. U.S. Bonds A

I. lm:omc U111n Clxi . (St't"(\>lunu,'>BI and 04>

!. V,dueC"odt'!. 1See('l>lumn ('l .u1tl DJ)

3. V.tlueMc=1hnL.ll'lKle,

!Sc< ('1\h1m11 l'21

A ==Sl.000 or l s;-, F "S50,00I - SIOO.OOU J -"Sl"i,OOUor le.::.":> N °S,IO.()()I • s;oo.<XMI PJ '-'S25,000,0111 - $50.000.0tlO ()::.Appr.H l

LI c..Ut11.>., V.ilue

Interest J

B "Sl.IMJI . S2.l<l0 (j = SIOO,UUI - Sl.DOO.Olltl K =SI S.001 - S50,0UU o ssoo.001. s1.nuo.mm

lt o:if.\1;,I lRc.J Estak Only/ v .:...t)lht.•f

T

(' -·S::!.SOI - 5.UOU HI "' l 000.tHll - S5JJOU.001l .!. "'))0,001 • SllJO,UOU Pl ... \):.ono.or11. S:i.noo.ollu P ·.o-M lr.:'" thnu S5tUJ011.0flO S ""!\l>!>CS:iolllC'OI W ·-E:.timJkd

0.

Transac1io1i:s <lurir)g reporting riOl.I

Oate nim.IJJ/yy

(4) Value Garn

Code 2 Code I (J-1') (A-H)

(5) ltkmi1y of

bu)ll!r/,.,ller (1fpriva1e

tmnsaction)

37. FHIGX(Fid) A Dividend L T

38. FTEXX Money MMket Account (Fid) A lntcrest N T

39. PFL Armuity # l A Interest K T

40. PFL Annuity #2 A Interest K T

PFL Annuity #3 A Interest K T

First Interstate Bank Gillette WY Cash A Interest J T Equiv Acct

43. USAA Fed Savings Bank, San Antonio, TX /\ Interest L T Cash Equiv Acct

First NB, Buffalo, WY Cash Equiv Acct A Interest J T

45. J\mcrican NB, Cheyenne, WY Cash Equiv A (nterest l. T Acct

US Coins None J T

D =- 5,!JUl • 'Sl:i,i.lOU E ="!i!5.00I - S51.UJOH H2. ..c..Mu1i: thdt: 5.000.000 M :..."\01}.001 - $250.000 P2' .::.S).OOD.00 ! - S2),0\){J,!JtlU

Name of Person Reporting Date &fReport FINANCIAL DISCLOSURE REPORT

O'Brien, Terrence L. 05/14/20\0 of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (fndicateparlofHep<,rt)

,.

Name of Person Reporting Date ufRqM>rt FINANCIAL DISCLOSURE REPORT

of8 05/14/2010O'Brien, Terreiw:e L.

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ir any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. ap11. § 5()1 ct. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVID{jAL WHO KNOWINGLY ANDWILFULI,Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FlLlNG JNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative.Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

o'brien, terrence - judicial watch€¦ · 82001 . on the basis of the inormation ontained in...

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