england jr., morrison c - judicialwatch.org...8. oo the basil of lhe in!onnallo• ontained la thb...

PQSIIION NAME OF ORGANIZATION/ENTITY

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PARTIES AND TERMS

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112010 FORCALENDARYEAR2009 (5 V.S.C. app. §§JOI-I/ I)

I. Person Reporting (last name, fir> middle initial)

England, Jr., Morrison C.

2, Court or Or:ulza.tloa

Eastern District of California

3. Dste of Report

07/0112010

4. Tltlr {Article ID judges indUate active or s<nior srarus; m:i.gi.strate judges indicate full- or pa.rt-time)

U.S. District Judge - active

SL Report Type (chock appropriate lype)

D Nomination, Llatc

D Initial 0 Annual D final

6. Reporting Period

01/01/2009 to

12131/2009 Sb. D Amended Report

1. Chamben or Office Addre"

U.S. Courthouse SO I I Street. Suite 14-230 Sacramento, CA 95814

8. Oo the basil of lhe in!onnallo• contained la thb Report and ony modtncatJou pertalm.IJl:g thereto. it is, in sny opinion. hi compliance with applicable laws •nd reiulatlu ...

Re•l•wlne Officer ·- - --· ··-- -- Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Compl£te allparts. checking the NOt'iE boxft>reach part where you ha•e no rtportdle in/urmatlon. Sign on la.st page.

J. POSITIONS. (Report/ngindMdMoto1tly;supp. 9-/JofflllngimtrMctWn.r.)

D NONE (No reportable positions.)

I. Regent Board of Regents· University of the Pacific

2.

0J.

.- ['CJ;;:.4.

7J• . ..5. r'l '.

..,, .-- r.-1 ..,,

-!? 0 CJ fT1 N

CT

II. AGREEMENTS. (Rcpor/intindi.iil1U1/o,./y;scepp. /4-16offilln1:/tUJrNc//otU.)

IZJ NONE (No reportable agreements.)

I.

2.

3.

England Jr., Morrison C.

SOURCE AND TYPE

r .. :rcep1

SOURCE AND TYPE

INCOME

SOURCE LOCATION PURPOSE ITEMS PA1D OR PROVIDED

FINANCIAL DISCLOSURE REPORT

of9

N amt of PrrsOD Reportln&

England, Jr Morrison C.

Dal• of Rtpor1

07/0112010

III. NON-INVESTMENT INCOm. (Reportin indi>id1u1iaru/>pquse;supp. ll-Uoffillnglnstruction.s..)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income-) [{]

(yours, not spouse's)

I.

2.

3

4.

B. Spouse's Non-Investment Income - If J"" ... ,. mJltrld during any porliolf of the reporting year, compide lhis ndlolt.

(Dollar amo11n1 not rtquin:d for lwnoraria.)

D NONE (No reportuble non-investment income.)

1.2009 Twin Riv= Unified School District - Wages

2.

3.

4.

IV. REIMBURSEMENTS - tramporlotlon. /Olfring,foo4, ••t1rl.Un,..,,nt

(lnc/udeJ thou 10 spouu and dr!pendent children; .u• pp. 15-17 of .filing inslnlcliO<tr.)

[ZJ NONE (No reportable reimbursements.)

I.

2.

3.

4.

s.

SOURCE DESCRIPTJON

CREDITOR DESCRIPTION YALUECODE

FINA.i CIAL DISCLOSURE REPORT

of9

Name of Pt non Rtportln1:

England, Jr., Morrison c:

Datt o!Report

07/()1/2010

Y. GIFTS, (lnclud.s rfzost to spouse tUJd dcptndml chill/rtn; set pp. 16-Jl •f filinz lnstnu:tloru.J

[Z] NONE (No reporlable gifts.)

I.

2.

3.

4.

5.

VJ. LIABILITIES. (brcluda thoSt ofspqust QtUI drptndenl c/1ildm1; supp. JZ-JJ offilini irufruaiofU.)

0 NONE (No reportable liabilities.)

I. American &press CRedit card

2. Bank of America Credit line

3.

4.

5.

K

K

IS

------.-----------

------"-----------

·--·-·-·-------------------------- · ·-----


of9

Nim• of P•rsoa R•portlng

England, Jr Morrison C.

Date of Report

07101/2010

VII. INVESTJ\1ENTS and TRUSTS - lncom•, ,,,,,,,,, lransocthHts (lncluda •hou of spo•LU oruJ d•fHnd•M chi!drm; ... pp. J.1-60 of Jilin immcthuu.)

NONE (No reportable income, assets, or transacrions.) D

I.

2.

3.

4.

s.

6.

7.

8.

9.

10.

11.

12.

13.

14.

16.

17.

A. Description of Assets

(incloding trust as,;c1.s)

Place "(X)" a!\cr tach a;oct cxerr.pt from prior disclosure

Retirement I - Roth IRA

- large Cap

-· AIO Blue Chip Growth Fund

-- AJG large Cap Core

- AIG large Cap Value Fund

-- AIG Socially Rcponsible Fund

-- AIG Stock Index fund

--V1mguard Windsor JI

• Mid C'.ap

- AIG Mid Cap Growth Fund

-AIG Mid Cap Index fund

-Small Cap

--AIG Small Cap Index Fund

-AIG Small Cap Value Fund

-Global & Intl Equity

--AIG foreign Value

-AIG International Equities Fund

I. (ncume G1ia Codtt A "11,000cx {See Colu0101 kH •ad 1>4)

2. v.,1.,.. Co.ice (See Coiull1ll£ Cl aod Dl)

f •S}0,001. SI00,000 J •SI S,000 0< 1<&1 N •SH0.001- SS00.000

··- · · · · - - - · ·

B. c. 0.

Income during ft'('<ll'1ing p<riod

GrQSS value: at end ofr<pmting p<riod

T nnsacoons during tcporting period

(I) (2) · AmoUJ1t . Type (<.g., . Code I . (A·H)

J.iv. rent,. orinl.)

O> m Value

Codc2

(J-P)

Value Method CodeJ

(Q-WJ

(I) (2) (3) (4) Type (e.g., Date Value Gain

buy. sell, mm/dd/yy Code 2 . Code I redcttlpfioa) (1-P) (A-Ii)

. ---- --

A lntJDiv. J T

Int./ Div.

lnt./Div.

lnUDiv.

lnUDiv.

Int/Div.

lnLIDiv .

lntJDiv.

lnt.!Div.

ln!JDiv.

!nr./Div.

lnUDiv.

lnlJDiv.

(l) Identity of

buycr/selkr (ifprivate

1ransac1ion)

-------·· · - . . ... ..

B •Sl.001 -Sl_lOO G "'1100.001-Sl.OOO.OOO K. -sas.001 • ssa.ooo o soo.001 . st.000.000

C "11.501 - U,000 HI •U,000.oot - SS.000,l)GO L =t!o,001 • s100.ooo

D •Sl,001 -Sll.000 tJ2 =M daa" $51000.000 M -SI00.001 • SZS0.000 P2 =ll.OOIJ.OOI - S2l.OOO,OOO

E=S S.OOl · S'°.000

J. Va.h.M MtlhndCodei (SnColw:111Cl)

PJ •SlS.000.001- 150,000,000 Q •,\ppr•...,I

Pt -s1.ooo.001-ss,ooo,ooo P4 =Mon: OJ.a U0,000.000 S Asse>smalf W•t:stim.ii.kd U=-Book Vcloe

(I) (2) (I) (2)


of9

N'ame of Prnon Re-porrla:

England, Jr Monison C.

Date or Rtport

07/01/20 I 0

VII. INVESTMENTS and TRUSTS - incom•. •aru .. tr•ns•rtiM• 11.c-1.,Ja 11sou of.rpou" •"" def"M••' chi/dun: uerp. 11-60•tJU1n11nsrnu:n•=>

NONE (No reportable income, assets. or transuctions.) 0

18.

19.

20_

21.

22_

23-

24-

25.

26.

27.

28.

29.

30.

JI.

32.

33.

34.

A

lkscription of Assets

(including UUSl as ls)

Plocc •(X)• after coch asset

cxemrt Crom prior d1sdoswr

--AIG Intl Small Cap Equity

- Specialty

- A!G Global Real Eslalc Fund

Retirement #2 - 403 (b)

- Large Cap

-AIG Blue Chip Growth Fund

--AIG Large Cap Core

--AIG Large Cap Value Fund

-AIG Socially Responsible Fund

--AIG Steck Index Fund

-Vanguard Windsor Il

-Mid Cap

-AIG Mid Cap Growth Fund

--AIG Mid Cap Index Fund

-Small Cap

--AIG Small Cap Index Fund

--AIGSmall Cap Value Fund

I. rncCH1k Ga,ja Codes: A ..$ 1,000 or !(U (Sec Coli1mns a I an.i 0-C) f •Sl0.001- SI00.000

l. V&1ue Code. I •S U.000 or I= (See Columnw C ( ud D l) N •12SO.OOI • Sl00,000

B. lncc;mc during

rcpot1ing p rio<!

Amoont : Type (e.g .• Code I . div., ll:nL

· (A-H) or ;,1)

lnt./D[v.

lnt./Div.

A Int/Div.

lnt./Div.

!nt./Div.

lnt./Div.

lntJDiv,

lnt./Div.

lnUDiv.

lnl/Div.

lntJDiv.

lntJDiv.

lnLIDiv.

B -il,001 - 12.SOO

c.

Gros.s val uc at cod

of reporting period

Yalu< Value

Corle 2 Method (J-P) Code)

(Q-W)

J T

C •S2,Sl)t -SS.000

G 100.001-Sl.000.000 111 •$1,000,00L -SS,000.DOO

ic •S ll.oo 1 . ssn,ooo l -SS0,001 - SI 00,000 0 •SSl>0.001 -St.000.000 Pl •Sl.000.001 • SS.000.000

Pl •S2S,000,00I • SSD.000.000 1'4 •Mono lhaa SS0,000,000 l. Va.lueM WCO<ks. Q•ApJ>"""1 R -Cosl (Ru! r.ut. Ooly) s- mc:u1

(S..,C>Jomn C2) U •Book Va;oc v .a.her \V co£51imatnd

D.

Transactions during tcporting period

D •Sl,001 -SIS,000 112 •Mor• thaa SS,000,000 M -SI00,001-$250,000 1'2•S3.000,0QI -$15.000,000

T-Cull Mart:ct

(:l) ldcn1ityof

buyr:tiseller (if private

tra11saction)

E •SIS.DOI ·SS0,000

(3) (4)

___ _ -------------------·-----

-------------------· ·· · ·


of9

ame or Ptrtoll Reporting


Datt or Rtpor1

07/()Jf2010

VII. INVESTMENTS and TRUSTS -inai-••a1., •• 1ransactW11J r1nc111.t.s 1has1Df•po.,,1 •nd <l•p•na•n' childrtn; '"'PP. 11-6ootfu1nz insrnrnvns.>

NONE (No reportable income, assets, or transactions.) 0 A. B. c. D.

Description of As>ets Income during Gross value at end Transactions during reporting period {tn.:h.:ding ""t a,s!-Cl ) repocting period orr pooing period

(I) (2) (I) (2) (I) (2) ( ) Plac.c "()()"after cocb asset Amoon1 Type (e.g.• Value Value Type (e.g .• Date Vi!luc Gain Identity of

cxcmpr from prioT disdo>ure , Code I div.. rent. Codc2 Method buy. sell. mm/dd/yy Code 2 'Code I ' buycr!.cllcr; (A-H) or int.) (J-P) Codel rodemp<ion) (1-P) . (A-H) (ifpriv>te

(Q-W) trans.action)

35. -Global & Intl Equity

36. --AIG Foreign Value InllDiv.

37. -AIG lnlcmational Equities Fund Int/Div.

38. --AIG Intl Small Cap Equity Int/Div.

39. -Specialty

40. --AJG Global Real Eslate Fund Int/Div.

41. Retirement #3 - 403(b) A Int.JD iv. J T

42. -Large Cap

43. --AIG Blue Chip Growth Fund Int.ID iv.

44. ··AIG large Cap Core lnt./Div.

45. ·-AIG large Cap Value Fund lntJDiv.

46. --AIG Socially Responsible Fund lnl/Div.

47. ·-AIG Stock Index Fund lnt./Div.

48. --Vanguord Windsor II lnt./Div.

49. -Mid Cap

50. --AIO Mid Cap Ocowth Fund lntJDiv.

51. -·AIO Mid Cap Index Fund lntJDiv .

. _____ ,__,,__,, .... -.... I. Income G•in Coda:·

(See Colwnns Bl cdl><) 2. val .. Cod«

(SttColu=•CI ndOJ)

J. Value M� Code.

{Ste Columri. C2)

A ::11,001 °' lest :S)0,001 • $100.000

J cSl5JX(I Ot kss N •Sh0.00! • SS-00.000 f'l •SZS,000,001 - S)0,000.000 Q•Appcaisol U :Book V ur

B •ll.001 • S2.l00 G =1100,00t -!t,000,000 K •!U.001 · !l0,000 0 =!500.J)OI • !l,000,000

R =Cost(!«•! btuc Ooly) v :Qlhcr

C =!2.SC I • U,000 HI •Sl,000,001 - SM00,000 L •!SO.J)OI • !100,000 Fl ·Sl.000.001 - !l.000,000 P< •M<m: than SS0,000,000 s"" tmlC'Ot W:-t:stim..,tc'd

a =SS.001 - SU.000 l 12 =More lhao Sl.000,000 M too,001 -sm.ooo l'2 =Sl,000,001 • S2l,000,000

f •!tl.001 • 550,000

-----------------

(2) (2)

---- -- ·------··------·

(3) '


of9

N2mt of Prnou Rtporting


Dalt of Rtµort

07101/2010

VII. INVESTMENTS and TRUSTS - incom4 •alue, transactUms (/fft:luics thou"' $po and d<p<mlenl chi/dun; SU PP· J.1-60 qf filing insrructions.)

0 NONE (No reportable income, assets, or transactions.)

--------- - ----- --------- --· ----------------..._

Description of Assets

(indudin¥ tru>l asset>)

B .

Income during reporting period

(I)

c. Gross vafue at end

of reporting period

(I) (I) Place "(X)" afl<r each asset

exempt from prior disc J wc

Amount· Tyve (e.g., Value Value Type (e.g .• Code I div, rent. Code2 Method buy.>cl (A-H) or int.) (J-P) Code l rcdemplior.)

(Q-W) . ....... --

52. -Small Cap

53. -AIG Small Cap Index Fund lntJDiv.

54. -AIG Small Cap Value Fund lntJDiv.

55. -Global & Intl Equity

56. -AIG Foreign Value lnlfDiv.

57. -AIG International Equities Fund lntJDiv.

58. ··AIG Intl Small Cap Equity lnt./Div.

59. -Specialty

60. -AIG Global Rea.I fatale Fund lnt./Div.

61. Retirement 114 (Thrift Plan) A lnl./Div. J T

62. -·Government Securities Investment (G) None Fund

D. Transactions during reporting period

(2) ! (4) l>.ite ; Value Gain

mm'ddi'J'Y : Code 2 i Code I

(I-P) (A-H)

0) Tdtnlity of

buyer/seller (Jfpriv11c

lranuction)

I. Income Qaia Codr:i· A ""11,000 or k:u B •Sl,001-51..lOD (Sec ColllllUl:s BI aod 04) f •SS0,001-SIOO.OOO O =Sl00,001 • Sl.000,000

2. va1.,. Code> 1-s1s,ooo .. r..-.. K ·SIS.00 I • SS0.000 (SerColumuCl and 03) N •1250.00t - SS00,000 o ssoo.001. s1.ooo.ooo

YJ -n:s,000,00 t • sso.000.000 ) Value \lethud Codd Q-Ai> R -Cos.t (.Rc::al fat.at.: O.oly)

(Sec Coluam C2) U •Book Value v "°' "

C •$2,.SOI - Sl,000 D-Sl,001 • Sll,000 HI -Sl.000.001 • U.000.000 Hl •Mon: II= 15.000.000 L-150.001 ·SI00.000 M-1100.001 • S2S0,000 Pl •$1,000,001. SS.000,000 l".l ·SS.000.001 • S2l.OO-O.OOO r• •Mor< Lb .. s ooo.ooo s •Asscssmctll

£ ·Sll,001 ·SlD,000

r u& f:uht

w

Dalt of Rtport Namt of Ptnoa RtportlnFINANCIAL DISCLOSURE REPORT

of9 07/0112010England, Jr l\lorrl5on C.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (f11dle11tep11rfofReport}

Date o! Report i'\1m:t or Pcrsoa Rrportl11gFINANCIAL DISCLOSURE REPORT

Page9of9 07/01/2010England, Jr., Morrbon C.

IX. CERTIFICATION.

I certify that all Information given above (including ioformatloo pertaining to my spouse and minor or depeadcol children, if a.oy) is accurate, true, aad complete to She best of my knowled:e and belief, and that any iofonnatioo not reported was wllhheld because It met applicable statutory provisions permitting non-dlsdosure.

I further certify that earned Income from outside employment and honoraria and the acceptance of gifts wblcb have been reported ore In compliance l'ith the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judlclll Conference regulations.

Sigoatu

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT l'tfAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (S U.S.C. •pp.§ 104)

FIUNG INSTRUCTIONS

Mail signed original and 3 additional copies 10:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

england jr., morrison c - judicialwatch.org...8. oo the basil of lhe in!onnallo• ontained la thb...

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