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Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Page 1: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

1

Nonequilibrium Green’s Function Method: application to thermal transport and thermal

expansion

Wang Jian-Sheng

Page 2: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

2

Outline

• An introduction to nonequilibrium Green’s function (NEGF) method

• Heat transport, counting statistics

• Problem of thermal expansion

Page 3: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

3

NEGF

Our review: Wang, Wang, and Lü, Eur. Phys. J. B 62, 381 (2008); Wang, Agarwalla, Li, and Thingna, Front. Phys. (2013), DOI:10.1007/s11467-013-0340-x

Page 4: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

4

Evolution Operator on Contour

2

1

2 1 2 1

3 2 2 1 3 1 3 2 1

11 2 2 1 1 2

0 0

( , ) exp ,

( , ) ( , ) ( , ),

( , ) ( , ) ,

( ) ( , ) ( , )

c

iU T H d

U U U

U U

O U t OU t

Page 5: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Contour-ordered Green’s function

5

( )

0 '

( , ') ( ) ( ')

Tr ( ) C

TC

iH dT

C

iG T u u

t T u u e

t0

τ’

τ

Contour order: the operators earlier on the contour are to the right. See, e.g., H. Haug & A.-P. Jauho.

Page 6: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Relation to other Green’s functions

6

'

( , ), or ,

( , ') ( , ') or

,

,

t

t

t t

G GG G t t G

G G

G G G G

G G G G

t0

τ’

τ

Page 7: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

7

Heisenberg Equation on Contour

2

1

2 1 2 1

0 0

( , ) exp ,

( ) ( , ) ( , )

( )[ ( ), ]

c

iU T H d

O U t OU t

dOi O H

d

Page 8: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Thermal conduction at a junction

Left Lead, TL Right Lead, TR

Junction Partsemi-infinite

Page 9: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Three regions

9

RCLuuTi

G

uu

u

u

u

u

u

u

TC

CL

L

L

R

C

L

,,,,)'()()',(

,, 2

1

Page 10: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Dyson equations and solution

10

an

r

aan

rn

ran

r

rn

rr

ar

rCr

n

CC

GG

GIGGIGGG

GG

GGG

KIiG

GGGG

GggG

)(

)()(

,)(

0,)(

,

0

110

000

120

00

00

Page 11: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Energy current

11

0

( ', ) ( ', )( , ') ( , ') '

1Tr [ ]

2

1Tr [ ] [ ] [ ] [ ]

2

T LCLL L C

t ar L LCC CC

t

LCCL

r aCC L CC L

dHI u V u

dt

t t t ti G t t G t t dt

t t

V G d

G G d

Page 12: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Landauer/Caroli formula

12

0

1Tr

2

,2

,

( )

r aLL CC L CC R L R

r a

L RL

r aL L R R

a r r aL R

dHI G G f f d

dt

i

I II

G G G i f f

G G iG G

Page 13: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Ballistic transport in a 1D chain

• Force constants

• Equation of motion13

k

kkk

kkkk

kkkk

k

K

00

20

2

02

0

0

0

0

1 0 1(2 ) , , 1,0,1,2,j j j ju ku k k u ku j

Page 14: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Lead self energy and transmission

14

2 1

| |

1

20 0

0 0

0 0 0 0

0 0 0

0 0 0

( ) ,

1, 4[ ] Tr

0, otherwise

L

r CL R

j krjk

r aL R

k

G K

Gk

k k kT G G

T[ω]

ω

1

Page 15: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Heat current and conductance

15

max

min

0

2 2

0

[ ]2

1lim ,

2 1

, 0, 03

L R

L L R

L

T TL R

B

dI T f f

I f df

T T T e

k TT k

h

Page 16: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Arbitrary time, transient result

16 time)longin (

)(

ln

)(Tr

2

1

)(

ln

2)(

ln

)',())'('),(()',(

)1ln(Tr2

1ln

2

2222

0

0

0

0

ItQ

i

ZQQQ

iG

i

ZQQ

xi

ZQ

xx

GZ

M

AL

n

nn

LLAL

AL

Page 17: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Numerical results, 1D chain

17

1D chain with a single site as the center. k= 1eV/(uÅ2), k0=0.1k,TL=310K, TC=300K, TR=290K. Red line right lead; black, left lead.

From Agarwalla, Li, and Wang, PRE 85, 051142, 2012.

Page 18: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Thermal Expansion

• Grüneisen theory

• NEGF – compute the displacement of each atom <uj>. It is obtained by the standard Feynman-diagrammatic expansion with respect to nonlinear interactions.

ln 1,

ln 3c

V BV

Page 19: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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One-Point Green’s Function

Page 20: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Average displacement, thermal expansion

20

One-point Green’s function

0 0

( ) ( )

' '' ''' ( ', '', ''') ( ', '') ( ''', )

( 0) [ 0]

1

j C j

lmn lm njlmn

rj lmn lm nj

lmn

jj

j

iG T u

d d d T G G

G T G t G

dGi

M x dT

Page 21: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Connection, see Jiang, Wang, Wang, Park, arXiv:1408.1450.

NEGF * 12

*2

1 NEGF

1

ln

ln 3

/

,

N lmn l m nNlmn

lmn l m nlmn

n n

n nN n N

cT S S K

L

LT S S

V

R L

FLu K F

B

Page 22: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Thermal expansion

22

(a) Displacement <u> as a function of position x.

(b) as a function of temperature T. Brenner potential is used. From Jiang, Wang, and Li, Phys. Rev. B 80, 205429 (2009).

Left edge is fixed.

Page 23: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

Graphene Thermal expansion coefficient

The coefficient of thermal expansion v.s. temperature for graphene sheet with periodic boundary condition in y direction and fixed boundary condition at the x=0 edge. is onsite strength. From Jiang, Wang, and Li, Phys. Rev. B 80, 205429 (2009).

Page 24: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Phonon Life-Time

( )2

2 2,

,

,

2

1, ( )

[ ]

Re [ ] 2 ,

Im [ ]

13

q qq

ti t

r rq qr

q n q

rn q q q q

qrn q q

q

q q qq

G G t ei

c v

For calculations based on this, see, Xu, Wang, Duan, Gu, and Li, Phys. Rev. B 78, 224303 (2008).

Page 25: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Summary

• NEGF: powerful tool for steady state and transient, best for ballistic system, difficult for interaction systems

• Thermal expansion problem: NEGF does not need to assume uniform expansion, suited for any nanostructure or bulk

Page 26: Nonequilibrium Green’s Function Method: application to thermal transport and thermal expansion Wang Jian-Sheng 1

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Acknowledgements

• NEGF, transport: Wang Jian, Lü Jingtao, Eduardo C Cuansing, Zhang Lifa, Bijay Kumar Agarwalla, Li Huanan

• Thermal expansion: Jiang Jinwu (now at Shanghai Univ)