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NYC DOE Arts Achieve--Proposal Narrative 1
Arts Achieve: Impacting Student Success in the Arts
An Arts in Education Model Development and Dissemination Grant
New York City Department of Education
Proposal Narrative
(1) NEED FOR PROJECT
(a) The extent to which the proposed project will provide services or otherwise address
the needs of students at risk of educational failure.
The proposed Arts in Education Model Development and Dissemination (AEMDD)
project, Arts Achieve: Impacting Student Success in the Arts, will include the development of
5th
grade benchmark arts assessments and the use of data from these to ensure that students have
access to a rigorous arts program that is aligned with National, State, and local arts standards.
Arts Achieve will use a rigorous experimental design in which stratified random assignment will
be used to select and assign eligible schools to treatment or control conditions. This study will
assess whether the implementation of balanced (formative and summative) benchmark arts
assessments -- when accompanied by targeted and intensive professional development for school
staff and rigorous, sequential instruction for students -- leads to increased student achievement in
the arts, improved student outcomes in ELA and math, and enhanced essential 21st Century
Skills.
Schools will be eligible to participate in the AEMDD project if they meet the following
criteria: serve grades 3-5; have a certified arts teacher or an arts assigned cluster teacher; work
with at least one cultural partner; and offer at least 50 hours per year of one art form to students
in all grades 3-5. According to the results of analyses at the time of this writing, 247 NYC
public schools meet the eligibility criteria. By art form, 196 schools met the criteria in visual arts,
126 in music, 30 in dance, and 24 in theater.
NYC DOE Arts Achieve--Proposal Narrative 2
Across the eligible schools, 87% are Title 1 eligible and 6% are designated as ―Schools in
Need of Improvement‖ based on their 2008-2009 state exam performance. A full list of the 247
eligible schools is provided in the Attachments.
The NYC DOE Office of Arts and Special Projects (OASP) will develop 5th
grade
benchmark arts assessments during the planning year of this grant to be administered in the eight
treatment schools in the spring of each project year. Administrators, arts teachers, and grade-
level teacher leaders in the treatment schools will form professional learning communities
(PLCs) both within and across schools to examine arts data from these assessments. They will
use the data to identify areas of weakness in their arts programming and to revise their art
offerings for grades 3-5 to ensure that students are receiving sufficient quantity and quality of
arts instruction to meet National, State, and local arts standards. This work will simultaneously
build students’ skills for success in the 21st Century, as well as competencies in English language
arts (ELA) and math.
This project initially will impact a total of 3,600 students, 150 teachers, and 16 school-
based administrators in NYC public schools by the end of the four-year funding period.
Furthermore, the benchmark arts assessments that will be developed and implemented as a result
of this project will have city-wide implications for the 603 elementary schools and over 60,000
5th
grade students who will participate in the assessment when it goes to scale.
Without the sequential arts instruction in public schools that this project would engender
and support, we are seriously limiting the avenues to success and constricting an education that
should encompass higher level thinking, innovation, collaboration, imagination, student
empowerment and discipline—attributes that are valued by business, higher education and
cultural communities and that are accessed through a rigorous arts education.
NYC DOE Arts Achieve--Proposal Narrative 3
(b) The extent to which specific gaps or weaknesses in services, infrastructure, or
opportunities have been identified and will be addressed by the proposed project,
including the nature and magnitude of those gaps or weaknesses.
As a nation, there has been a sea change in recent decades in our perceptions of the
purpose of education. Whereas education was once used primarily to separate out the achievers
from the non-achievers, its primary purpose is now seen much differently. Changes in our
society spurred this much needed change in perceptions and, as a result, schools are now
expected to ensure that all students are successful and, accordingly, all students must meet
specified, rigorous standards (Stiggins, 2006). Over time, these changes have led to a greater
emphasis on accountability for schools and districts to produce student results. The focus on
accountability was magnified and cemented by the No Child Left Behind Act (NCLB) of 2001,
which heralded in an ―age of accountability‖ for our educational system (Case, 2005). NCLB
requires strong accountability systems to close the achievement gap and ensure that all students
are meeting increasingly rigorous academic standards. The use of data in decision making
processes is a hallmark of the Act and is, in fact, described by the US Department of Education
(USDOE) as a National Priority (Stites, Bland, & Campbell, 2009).
While the movement toward accountability and data driven decision making in education
is undeniable, the fact that there is dearth of high quality assessments in the arts has led them to
be marginalized within the school day. Regardless of the plethora of research that indicates the
importance of the arts in children’s cognitive development and the stronger and better articulated
arts standards that exist, without authentic, high quality and useful assessments to assess student
progress toward the standards, arts education will remain marginalized and never get adequate
support or play an integral role in education across the country as do those content areas that
NYC DOE Arts Achieve--Proposal Narrative 4
figure into NCLB accountability practices. At this time, the NAEP Arts Assessments offer the
best indication of the state of the arts in this country. However, these assessments are limited in
their value, as they are only implemented every 10 years; furthermore, because of budget
constraints, only music and visual arts were assessed in 2008 and only with 8th
grade students in
260 schools around the country, a far cry from indicating national needs.
While there is still a long way to go, arts educators have begun to make much needed
progress toward ensuring school accountability for the arts. For example, Washington State has
developed Arts Classroom-Based Performance Assessments (CBPAs), which are aligned with
their state learning standards, to measure students’ knowledge and skills across all grades,
Kindergarten through twelfth, in visual arts, dance, music, and theater. Additionally, the South
Carolina Department of Education developed web-based arts assessments in each of the four arts
disciplines that are aligned with the South Carolina Visual and Performing Arts Curriculum
Standards. The assessments are administered to fourth-grade students and include a multiple-
choice section and two performance tasks.
New York State also has taken a very important step in the area of accountability in the
arts by identifying a set of instructional requirements, which outline the arts experiences that
schools are expected to provide to students from grades Pre-K through 12. These requirements
not only specify the skills and abilities that students should learn at each grade level, they also
specify the amount of time that should be devoted to the arts in grades K-5 and graduation
requirements for middle and high school students. While these requirements have been
extremely useful in setting expectations for the quantity of arts in which students should
participate, there are no assessments in the arts at the state level, so expectations for the quality
of arts are far less clear.
NYC DOE Arts Achieve--Proposal Narrative 5
NYC has long been a leader in setting high standards and holding schools accountable for
results. In 2003, a school reform model initiated by Mayor Michael Bloomberg and Chancellor
Joel Klein was implemented to restructure and improve the NYC public schools. The
cornerstones of the plan include rigorous use of standards-based curriculum, setting the highest
standards of teaching and coaching, and instilling each participant—principals, teachers and
learners—with accountability. NYC’s emphasis on high standards is not limited to core
academic content. Educational and government leaders recognize the value that the arts have on
the skills that children need to succeed in the 21st Century. In fact, Mayor Bloomberg recently
expressed the following: ―Reading and writing are essential tools, but so is the ability to think
critically, to understand abstract concepts, to create, to innovate. These are skills that our
students need to compete in a 21st Century economy… And these are exactly the kinds of skills
that a strong arts education will develop.” (Mayor Michael Bloomberg, July 23, 2007)
For NYC, an important step toward bringing rigorous standards and accountability to arts
education was the development of the Blueprints for Teaching and Learning in the Arts. The
development of the Blueprints, which were published between 2003 and 2005, was spearheaded
by the NYC DOE’s OASP. The Blueprints set clear standards for what students should know,
understand and be able to do in each of the four art forms as they move through the school
system from Pre-K through 12th
grade. The Blueprints, which are based on National arts
standards and support the New York State Standards for Arts Instruction, identify the scope and
sequence of learning through five strands: Art Making, Literacy in the Arts, Making
Connections, Community and Cultural Resources, and Careers and Lifelong Learning.
Benchmarks for learning are delineated at four levels – 2nd
grade, 5th
grade, 8th
grade, and 12th
grade.
NYC DOE Arts Achieve--Proposal Narrative 6
As a continuation of progress toward greater accountability in the arts, in 2007, NYC
implemented ArtsCount, a data collection and accountability system that supports the standards
and the Blueprint. ArtsCount incorporates arts metrics into the NYC DOE’s measurement of
school performance, establishing first-ever accountability for arts programming and signaling the
importance of the arts to a student’s overall education. Accountability is achieved through three
primary measures: School Quality Reviews, School Progress Reports, and Principal
Performance Reviews. In addition, each school has an individual arts report posted on the
statistics page of the school’s website. This report includes information on arts courses and
offered sequences, numbers of certified arts teachers, instructional hours in the arts for students,
professional development and cultural arts providers. Furthermore there is a city-wide aggregate
report, the Annual Arts in Schools report, which tracks trends and provides an analysis of arts
education across the City’s 1,600 schools. The innovative dual strategy of NYC DOE’s OASP
that emphasizes curriculum and instruction as well as accountability in the arts for schools forms
the basis for a rigorous, sequential course of study in grades preK-12 that, if delivered
effectively, would provide all students in NYC public schools with a diverse and enriching
foundation in the arts.
Perhaps not surprisingly, however, the most recent Annual Arts in Schools Report, which
was released in October 2009, revealed a gap between arts requirements and school delivery
systems. In the 2008-2009 school year, only 16% of NYC elementary schools provided arts
instruction in all four arts disciplines and met the required hours of arts instruction across the
disciplines. While, on average, the NYC schools are barely meeting the minimum instructional
hour requirements for visual arts and music, the hours are far from being met in dance and
theater. It is also important to note that only approximately three-quarters of elementary schools
NYC DOE Arts Achieve--Proposal Narrative 7
have at least one full-time certified arts teacher in any art form, and analysis of the data by
discipline reveals significant gaps: 55% of elementary schools have at least one full-time
certified visual arts teacher; 45% have at least one full-time certified music teacher; 8% have at
least one full-time certified dance teacher; and 6% have at least one full-time certified theater
teacher. Furthermore, the lack of student level arts achievement data at the school level creates
obstacles for schools in ascertaining the quality of the existing arts instruction and in the school
leader’s ability to devise a plan to address instructional gaps in the arts.
The goal of Arts Achieve is to increase accountability in the arts and, in doing so,
increase the quantity and quality of arts instruction for students. The theory of change
undergirding this AEMDD project is as follows:
Giving school leaders and teachers of the arts access to benchmark arts assessments to
measure their students’ progress towards the Blueprint Standards, and developing professional
learning communities in these schools to use data from the assessments to determine gaps in arts
instruction and build rigorous, sequential arts programming, will lead to stronger arts
programming in the schools and better outcomes for students.
(2) SIGNIFICANCE
(a) The likely utility of the products (such as information, materials, processes, or
techniques) that will result from the proposed project, including the potential for
their being used effectively in a variety of other settings.
In response to the need for increased quality, rigor and accountability in the arts, this
AEMDD project has the following four overarching goals:
NYC DOE Arts Achieve--Proposal Narrative 8
o Goal 1: To create, pilot and refine 5th
grade benchmark arts assessments in
each of the four art forms that are aligned with National, State, and
Blueprint Arts Standards.
o Goal 2: To build the capacity of teachers and school teams to deliver
Blueprint based art instruction, meet NYSED arts standards and instructional
requirements in their upper elementary school arts programs based on the
results of the assessments, through units of study, formative assessments, and
intensive professional development for school leaders and teachers.
o Goal 3: To improve students’ performance in the arts, in their 21st Century
learning skills, and in their achievement in ELA and math.
o Goal 4: To share the tools and lessons learned through the AEMDD grant
project with NYC and the larger education community.
The benchmark arts assessments will be developed in Year 1 by a specially developed
Arts Assessment Development (AAD) Team, comprised of OASP Arts Directors; staff from
cultural partners; elementary school teachers; and experts from the NYC DOE, including a
psychometrician and representatives from departments serving special needs students. The
assessments will be pilot tested in the winter of Year 1 with a group of 20 elementary schools
that are not part of the study (including approximately 3,000 5th
grade students). Thorough
analysis of the reliability and validity will be conducted and assessments will be refined as
necessary. Special attention will be given to adaptations that are required for use with English
language learner and special education populations.
In late spring of Year 1, the refined benchmark assessments will be used with 5th
graders
in the treatment and control schools to provide baseline information on the arts achievement of
NYC DOE Arts Achieve--Proposal Narrative 9
the students in both groups. These data also will be used in the treatment schools to develop
comprehensive plans for implementation beginning in Year 2 geared toward identifying and
remedying gaps in arts instruction. Arts Achieve cultural partners will work closely with schools
through multiple year consultancies to build in-school and cross-school professional learning
communities (PLCs). The work of the PLCs will focus on building sequential arts programming
that meets Blueprint benchmark standards. The PLCs will use data from the benchmark arts
assessments to ensure rigorous and sequential instruction that will impact student achievement in
the arts, core content areas, and essential 21st Century learning skills. They also will work with
teachers to provide guidelines on the use of formative assessments in their instruction.
In the final year of the project, a key focus will be on dissemination of results. The
treatment schools will serve as model sites for low-performing arts schools, as determined by
NYC’s Annual Arts in Schools survey. Additionally, the NYC DOE will develop a plan to roll
out the 5th
grade assessments citywide, and the cultural arts partner organizations will share
findings and lessons learned with other arts organizations around the city through regular
convenings, such as Face to Face, the annual conference for the NYC Arts-in-Education
Roundtable and the CommonGround conference, New York State’s premier arts education
gathering hosted by the Alliance for the Arts.
The NYC DOE’s OASP proposes to carry out the work of this project with three of the
City’s most experienced and expert cultural arts partners: STUDIO IN A SCHOOL, ArtsConnection,
and Weill Music Institute at Carnegie Hall.
The OASP is in a unique position to be able to accomplish the goals set out for this
project, given our responsibility for overseeing arts education across all of NYC’s 1,600 schools.
Our staff includes an Executive Director; four Arts Directors, who have responsibility for
NYC DOE Arts Achieve--Proposal Narrative 10
oversight of each of the art forms; two Directors of Arts Education Accountability; and a
Director of Operations. Major responsibilities of the OASP include:
Offering technical assistance directly to NYC’s schools on how to offer sequential
arts learning based on Blueprint Standards, implement effective arts instruction
and assessments that are reflective of best practices, and meet National Standards
and NYS requirements in the arts;
Supporting the professional development of nearly 3,000 teachers of the arts city-
wide, along with providing ongoing training in the arts for classroom teachers;
Providing arts leadership training for school leaders and arts liaisons on ways to
improve the quality and quantity of arts programming in the schools;
Providing schools with data on the arts programming in their schools, including
the extent to which they are meeting NYS requirements and the extent to which
students and parents are satisfied with arts offerings;
Working closely with postsecondary institutions to partner in the development of
teachers with arts certifications and to bolster the arts teacher pipeline; and
Partnering with arts cultural organizations across the city to strengthen art
programming within the schools.
Some highlights of our recent accomplishments include:
The development of an Arts Education Toolkit for School Leaders. The toolkit
includes all four Blueprints and charts which, as described earlier, identify the
scope and sequence of arts learning; a Quality Arts Education in NYC DVD, and a
copy of the Arts Education Manual: A Blueprint for School Leaders, which is a
NYC DOE Arts Achieve--Proposal Narrative 11
guide to resources available to principals for implementing and sustaining quality
school arts programs.
Development and dissemination of Annual Arts in Schools Reports, which
include both system-wide and individual school reports and provide information
about the state of arts education in aggregate and on an individual school level
(see the Attachments for an example of an individual school report).
Creation of an Arts Reflection Tool for school leaders, which addresses both
instructional practice and programmatic structures to be used by school leaders,
arts organizations, teachers, and teaching artists in the design of arts education
programming.
Design and dissemination of High School Commencement Exams in all four
disciplines, which ensure a consistent and rigorous course of study across all of
the city’s high schools. These exams allow students who have taken a three- and
five-year sequence and passed this test to graduate with a Chancellor’s Endorsed
Diploma in the Arts. (See Attachments: Twelfth Grade Commencement
Assessment Descriptors)
As is implicit in our role within the NYC DOE, we are in a unique position to use the
knowledge and tools that we develop across all of NYC’s schools. The 5th
grade benchmark arts
assessments will be rolled out across the city following this grant period, resulting in
incorporation of the results into the data-systems for all of NYC elementary schools. The
Deputy Chancellor for the Division of Teaching and Learning, Santiago Taveras, has expressed
support for this project (see the Attachments for letter of support from Mr. Taveras). When
rolled out citywide, data from the 5th
grade benchmark arts assessments can influence policy at
NYC DOE Arts Achieve--Proposal Narrative 12
the city level and decision making about arts instructional programs and resources for the arts at
the school level. Therefore, the federal funding for this project has the potential to create seismic
change across NYC, resulting in a transformational impact on the delivery of quality, sequential
arts instruction and increased and measurable student achievement in the arts.
Moreover, impact from this project may be seen not only in NYC, but also across New
York State (NYS), as the city is a leader in innovations in art education in the state. The State
Education Department’s Basic Education Data System (BEDS) arts appendix was crafted to
parallel the NYC DOE ArtsCount survey questions. Paul King, OASP’s Executive Director,
maintains steady and ongoing communication with state personnel responsible for the arts. With
regard to the current proposal, the team has already met with the Senior Deputy Commissioner of
Education, P-12 for New York State, John King, and briefed him about the plans to develop the
5th
grade benchmark arts assessments. This initial briefing was well accepted by the NYSED
and discussion was initiated in making these assessments available state-wide following the pilot
and NYC implementation and analysis. These assessment tools will prove particularly valuable
across the State, as other districts do not have the staff or capacity to create their own valid
assessments. (See Attachments for letter of support from NYSED Deputy Commissioner, John
King.)
As mentioned earlier, in order to enrich our work and broaden the reach of this AEMDD
project, we have engaged three of the city’s premier arts education organizations, with whom we
have longstanding and successful partnerships, to work with us on this grant. Our partners,
STUDIO IN A SCHOOL, ArtsConnection, and the Weill Music Institute (WMI) at Carnegie Hall,
each bring unique skills and qualifications to the table that will enhance the capacity of our
project. Descriptions of each of the partners follow below:
NYC DOE Arts Achieve--Proposal Narrative 13
STUDIO IN A SCHOOL (STUDIO) Recognized as a USDOE arts-in-education model
developer, STUDIO was founded in 1977 and is the oldest and largest arts-in-education, nonprofit
organization in New York City dedicated solely to visual arts. To provide students with a full
and meaningful art experience, STUDIO links NYC public schools with local artists who draw
from their own professional expertise, artistic acumen and aesthetic sensibilities to implement
broad, performance-based art programs for students, grades pre-K through 12. STUDIO is also a
major resource for professional development programs, and encourages teacher collaboration
through multiple planning sessions and strong, long-term relationships with sites. STUDIO serves
approximately 35,000 students and 1,600 teachers annually, in more than 140 program sites
throughout New York City. Thomas Cahill, STUDIO’s President and CEO, served as co-chair,
with the DOE’s Director of Visual Arts, of the committee that created the Blueprint for Teaching
and Learning in the Visual Arts.
ArtsConnection. Since it was founded in 1979, ArtsConnection has been recognized as
a USDOE arts-in-education model developer and has been responding to the needs of the New
York City public school system, creating comprehensive programs to support its core belief that
the arts are essential for children’s learning and development. The organization continually
refines strategies to meet changing educational needs, bringing depth and diversity to its artist
residencies, family and after-school programs in music, dance, theater and the visual arts. To
maximize the success of programs and build capacity for the arts in education, ArtsConnection
also provides extensive professional development for school administrators, classroom teachers,
arts specialists, and teaching artist faculty. ArtsConnection puts a high priority on evaluation and
has conducted research and evaluation over the past twenty years to advance knowledge of the
impact of arts learning on student achievement and to share best practices with the field. The
NYC DOE Arts Achieve--Proposal Narrative 14
organization directs its work to the city’s high needs communities and each year reaches 30,000
students (grades P-12) in 100+ public schools across the five boroughs.
Weill Music Institute (WMI) at Carnegie Hall. WMI creates broad-reaching music
education and community programs that play a central role in Carnegie Hall’s commitment to
making great music accessible to as wide an audience as possible. Woven into the fabric of the
Carnegie Hall concert season, these programs occur at Carnegie Hall as well as in schools and
throughout neighborhoods, providing musical opportunities for everyone, from preschoolers to
adults, new listeners to emerging professionals. The Weill Music Institute’s school and
community programs annually serve over 115,000 children, students, teachers, parents, young
music professionals, and adults in the New York metropolitan area and across the US, as well as
65,000 people around the world through its online and distance learning initiatives. In addition to
its broad-reaching education programs, Carnegie Hall also is committed to sustained work in
NYC public schools. In 2008, WMI began a multi-year, in-depth partnership with a NYC public
school in order to provide full K-8 implementation of sequential and comprehensive music
programs, in alignment with the New York City Blueprint for Teaching and Learning in the Arts,
as well as State and National Standards. The goal of this partnership is to create a model public
school with rich curriculum resources, innovative teaching practices, and assessment tools that
other arts organizations and schools can use and adapt.
(3) QUALITY OF THE PROJECT DESIGN
(a) The extent to which the design of the proposed project reflects up-to-date knowledge
from research and effective practices.
The past decade of research has provided strong evidence of the benefits of the arts on
student development, including student attitudes, attendance, behavior, motivation, and
NYC DOE Arts Achieve--Proposal Narrative 15
engagement (see, for example, Minneapolis Department of Education, 2007; Los Angeles
County Arts Commission, 2004; and Burton et al., 2000; Ruppert, 2006). Recently, educators
such as Elliot Eisner (2002, 2004) also have focused on the benefits that the arts have on the
encouragement of certain 21st Century learning skills1 that are essential to success in the modern
world. It is clear that to be prepared for the complex work and life environments that we face in
the 21st Century, we must focus on skills such as creativity, critical thinking, communication, and
collaboration (the 4C’s of 21st Century learning skills). These skills, which are recognized by
the Obama Administration as essential for preparing students for the future, are fostered through
the arts and critical for success in all core content areas. Evidence abounds of the effect of the
arts on 21st Skills, such as problem solving abilities, critical thinking, elaboration, decision
making, creative thinking, and verbal/written expression (Burton et al., 2000; Catterall &
Waldorf, 1999; Eisner, 1998; Horowitz, 2005; McCarthy et al., 2004; Ruppert, 2006; Winner &
Hetland, 2007).
Yet, despite rich evidence of the benefits of a strong arts program, the arts are often
pushed to the side, while other core content areas take precedence in education as primary tools
for America’s future workforce (Eisner, 2004; Fowler, 1996). The arts frequently are the first
programs to be eliminated when budgets decrease. A key reason for this is that schools and
districts are not held accountable for student achievement in the arts because they do not have
access to quality, authentic assessments. As Fowler (1996) points out, in order for the arts to
gain respect as a core subject, ―it must look and act like one.‖
While it is clear that assessments in the arts are necessary in order to ensure that the arts
are valued and given the necessary time and resources they need, it would not be productive to
1 21
st Century Skills is defined according to the Framework of 21
st Century Skills (Partnership for the 21
st Century
Skills, 2009).
NYC DOE Arts Achieve--Proposal Narrative 16
make mistakes that have been made in assessing other content areas. It is absolutely essential
that a comprehensive assessment program is used—one that balances both formative and
summative student learning and achievement data and provides information on where students
are relative to arts learning targets and standards.
Current thinking on the effective use of assessments emphasizes the need for teachers to
take ownership of constructing the tools in order to provide descriptive feedback on student
needs and to empower students to become reflective learners and take ownership of their own
learning (Reeves, 2005). Stiggins (2010) argues the importance of using a balanced assessment
system, writing: ―For teachers, competence in the classroom centers on the ability to build
quality assessments that yield accurate information about student achievement and the ability to
use the classroom assessment process and its results, not merely to monitor learning, but to
enhance it.‖ Gewertz (2010) expands on this, writing that effective assessments should
―integrate results into data systems to guide instruction and be well-integrated with curriculum
and professional development.‖
Based on knowledge of best practices in the use of assessments, this project intends to
use both formative and summative assessments to inform instruction and to make a positive
impact on student learning. The 5th
grade benchmark arts assessments will provide summative
data on students’ performance relative to arts standards. Formative assessments will be
incorporated by teachers as part of the units of study. Guidance on the use of formative
assessments will be an important part of the work that the cultural arts partners do with the
professional learning communities (PLCs) in each of the schools. The PLCs will then be
instrumental in ensuring that the formative assessments are developed and used appropriately in
the 3rd
-5th
grade classrooms.
NYC DOE Arts Achieve--Proposal Narrative 17
Implementing effective formative assessments is just one of the important tasks that the
PLCs will have in their schools. Developing PLCs is a cornerstone of the Arts Achieve project.
This project draws on the most current thinking around professional development for educators,
which emphasizes the need for PLCs to develop the collective capacity of staff to work together.
According to DuFour (2005), ―The powerful collaboration that characterizes professional
learning communities is a systematic process in which teachers work together to analyze and
improve their classroom practice. Teachers work in teams, engaging in an ongoing cycle of
questions that promote deep team learning. This process, in turn, leads to higher levels of
student achievement.‖ PLCs are highly effective vehicles for professional development because
teachers learn from each other as part of their work. In order to be effective, learning must be
both school based and job embedded (DuFour, Eaker, & DuFour, 2005).
(b) The extent to which the proposed project is part of a comprehensive effort to
improve teaching and learning and support rigorous academic standards for
students.
The overarching goal for the Arts Achieve project is to improve accountability for student
learning in the arts and, in doing so, increase the number of arts instructional hours; the quality
of the instruction; and student outcomes related to the arts, 21st Century learning skills, and core
content areas, including ELA and math. The chart below summarizes the specific goals,
objectives, and outcomes that have been established for the project. The evaluation section
provides a detailed description of the proposed evaluation methods and measures that will be
employed to assess the extent to which the objectives and outcomes have been achieved.
NYC DOE Arts Achieve--Proposal Narrative 18
Arts Achieve: Impacting Student Success in the Arts
Project Goals, Objectives and Outcomes
Goal 1: To create, pilot and refine 5th
grade benchmark arts assessments in each of the four
art forms that are aligned with National, State, and Blueprint Arts Standards.
Process Objectives: Outcomes:
P1.1 By the end of the planning year, an Arts
Assessment Development (AAD) Team will
develop and pilot test 5th
grade benchmark arts
assessments in each of the four art forms.
P1.2 In each year of the project, the OASP will
provide training to adjudicators/scorers in the
appropriate administration and scoring of the
benchmark assessments.
O1.1 In the spring of Years 1-4 of the project,
refined 5th
grade benchmark assessments with
established reliability and validity will be used
in each of the treatment schools to inform arts
programming and to strengthen student skills.
(P1.1)
O1.2 Following their participation in training,
administration, and scoring activities, at least
90% of test adjudicators will report that they
increased their understanding of the purpose of
the assessment, the rationale behind the scoring
scales, and ways in which the results should
best be used. (P1.2)
Goal 2: To build the capacity of teachers and school teams to deliver Blueprint based arts
instruction and meet NYSED arts standards and instructional requirements in their upper
elementary school arts programs based on the results of the assessments, through units of
study, formative assessments, and intensive professional development for school leaders and
teachers.
Process Objectives: Outcomes:
P2.1 In each implementation year of the project,
cultural partner organizations will provide on-site
consultancies for the treatment schools that focus
on identifying and filling gaps in schools’ arts
programming to ensure rigorous and sequential
O2.1 In each implementation year of the
project, treatment schools will demonstrate
greater gains in their arts instructional hours in
grades 3-5 in the art form of focus than schools
in the control condition, as measured by the
NYC DOE Arts Achieve--Proposal Narrative 19
offerings for students that are aligned with
Blueprint, State, and National standards in the arts.
P2.2 In each implementation year of the project,
the OASP and its partners will host two full-day
summer institutes for participating treatment
school teams to review and analyze the results of
their benchmark assessments, continue the work of
the on-site consultancies, and form/convene cross-
site professional learning communities by art
discipline.
P2.3 In Years 1-3 of the project, the OASP and its
cultural arts partners will host extended retreats for
school staff that will focus on the appropriate use
of formative assessments.
P2.4 In each implementation year of the project,
teams from the treatment schools will participate
in three full-day intervisitations to model
demonstration sites in order to expand their
capacity to implement rigorous and sequential arts
programs.
P2.5 In each implementation year of the project, at
least 75% of participating staff from the treatment
schools will use ARIS Connect as a venue for
archiving Blueprint aligned units, for identifying
exemplar units and formative assessments, and for
sharing best practices and lessons learned across
the project.
data from the Annual Arts in Schools survey.
(P2.1-P2.5)
O.2.2 In each implementation year of the
project, at least 90% of members of the
treatment schools’ professional learning
communities will report enhanced knowledge
of the Blueprint standards, understanding of the
arts needs at their school, and knowledge and
use of formative assessments. Staff in
treatment schools also will show greater
increases in these areas across the four years of
the grant than will staff in the control schools,
as measured by annual pre/post surveys. (P2.1-
P2.5)
O2.3 In each implementation year of the
project, treatment school administrators will
report a greater focus on gaps in arts
programming, better understanding of how to
fill the gaps, and more confidence in working
with cultural arts providers at their school, as
measured by annual pre/post surveys.
Administrators in treatment schools also will
show greater increases in these areas across the
four years of the grant than will administrators
in the control schools, (P2.1-P2.5)
O2.4 In each implementation year of the
project, participating teachers and
administrators will report that their
participation in the within-school and cross-
school PLCs has been beneficial to their
professional knowledge and skills and also has
NYC DOE Arts Achieve--Proposal Narrative 20
been a factor in improving their school’s arts
programming, as measured by annual pre/post
surveys. (P2.1-P2.5)
Goal 3: To improve students’ performance in the arts, in their 21st Century learning skills,
and in their achievement in ELA and math.
Process Objectives: Outcomes:
P3.1 In each project year, the Arts Achieve partner
organizations will work closely with school staff to
identify, refine, and implement units of study that
are aligned with the arts skills, content and
understandings as outlined in the Blueprints. Units
will reflect alignment with 21st Century learning
skills and will include formative assessment
practices that will inform teacher instruction and
improve learning outcomes in the arts.
O3.1 In Years 2-4, it is expected that each
treatment school will increase the percentage of
5th
graders meeting arts standards and 21st
Century learning skills on the benchmark
assessments by 10% over the prior year, as
measured by the benchmark arts assessments.
(P3.1)
O3.2 By the end of Year 4, it is expected that
students in the treatment group will demonstrate
significantly better performance in their art
skills in the school’s art form of focus and on
21st Century learning skills than students in the
control schools, as measured by the 5th
grade
benchmark arts assessments. (P3.1)
O3.3 (GPRA) In each implementation year, it is
expected that students in the treatment group
will demonstrate significantly improved
performance on their ELA (specific writing
criteria include: Ideas and Content,
Organization, Voice, Word Choice, Sentence
Fluency, and Conventions) and math skills as
compared to students in the control schools, as
measured by the annual NYS ELA and Math
exams. (P3.1)
NYC DOE Arts Achieve--Proposal Narrative 21
Goal 4: To share the tools and lessons learned through the AEMDD grant project with NYC
and the larger education community.
Process Objectives: Outcomes:
P4.1 In each implementation year, the NYC DOE
and each of its Arts Achieve cultural partners will
widely disseminate the AEMDD grant and its
work on their websites and through other venues.
P4.2 By the end of Year 4, the OASP will develop
plans to roll out final, refined versions of the 5th
grade benchmark arts assessments to elementary
schools across the city, as well as to support the
schools in their use of the assessment results.
O4.1 In Years 3 and 4, the OASP and its Arts
Achieve cultural arts partners will share results
of the study at convenings of cultural arts
organizations (such as Face to Face and
CommonGround) and at gatherings of NYC
principals (such as the NYC Summer Institute
for Principals). (P4.1)
O4.2 In Years 3 and 4, the OASP the Arts
Achieve partners and evaluation team will
submit proposals to present at a total of at least
two national arts conferences and/or meetings of
discipline based organizations (such as MENC,
NAEA, NDEO, AATE and others). (P4.1)
O4.3 In Years 3 and 4, project evaluators will
submit proposals to present findings at national
evaluation conferences, such as AERA and
AEA. (P4.1)
O4.4 In Years 3 and 4, the treatment schools
will serve as models for NYC schools that are
identified as low performing in the arts based on
their Annual Arts in Schools survey data. (P4.2)
Following is a description of the design for this project, including the activities that will
be conducted to address each of the project’s goals.
Goal 1: To create, pilot and refine 5th
grade benchmark arts assessments in each of the
four art forms that are aligned with National, State, and Blueprint Arts Standards.
NYC DOE Arts Achieve--Proposal Narrative 22
Year 1 of the project will be a planning year, during which the following activities will
take place:
Development of 5th
grade benchmark arts assessments. Arts Assessment
Development (AAD) Teams will be assembled shortly after the start of Year 1 to
spearhead the creation of the arts assessments. The teams will be led by the NYC DOE
Arts Directors in the four art forms, and also will be comprised of school-based arts
teachers, staff from the cultural partner organizations, and NYC DOE experts in tests and
measurement and in special populations. Separate assessments will be developed for
each of the four art forms: visual arts, dance, music, and theater. Each assessment with
have three distinct components: a multiple choice section, which will be comprised of
one set of questions addressing content knowledge in the particular art form and one set
of questions that cuts across general art content and concepts; a performance section,
which will assess students’ application of arts skills in the art form being tested; and a
written response section in which students will be asked to produce a response to a work
of art, discuss the work of an artist they have studied or compare two works of art within
the art form being tested. The work of the AADs will involve identifying the arts skills
and content understandings to be measured on each of the three components of the
assessments, as well as identifying 21st Century learning skills that are implicit in the
knowledge being measured. The OASP has already begun this important work and the
AAD teams will expand and enhance it through this grant. The table on the following
page shows the potential alignment between Dance Performance benchmarks and 21st
Century learning skills for Dance. Full alignments for each of the other arts forms are
included in the Attachments.
NYC DOE Arts Achieve--Proposal Narrative 23
Alignment Between Dance Performance Benchmarks and 21st Century learning skills
Dance Performance Assessment
Performance Task Arts Benchmark
Alignment
21st Century learning skills
Dance Making:
Students develop
skills and techniques
Students execute a variety
of locomotor movements
with changing shapes,
dynamics, and pathways
Think creatively, solve problems,
work independently, produce
results
Dance Making:
Choreograph
Students select themes,
discuss and plan, and
develop movement in
collaboration with peers,
in partners and small
groups. Students create a
short dance with peers,
incorporating several
movement phrases with a
beginning, middle, and
end.
Think creatively, solve problems,
reason effectively, communicate
clearly, be responsible to others,
collaborate with each other,
interact effectively, make
judgments and decisions, be
flexible, work creatively with
others, manage projects, produce
results.
The NYC DOE expert in tests and measurements will provide guidance on best practices
in the construction of both multiple-choice and written response items. She also will
provide assistance in vetting Performance Task items and associated adjudicator rubrics
prior to the pilot and implementation. The NYC DOE experts in special populations
will advise on modifications to the assessment that may be required for English language
learners (ELL) and special education students.
Training for school-based test adjudicators. Immediately following the development
of the draft assessments, the OASP will provide training for school-based adjudicators in
administering and scoring the assessments. This training will be provided in January of
Year 1 for adjudicators in the pilot schools and April of Year 1 for adjudicators in the
treatment and control schools. During the training, the NYC DOE psychometrician, in
NYC DOE Arts Achieve--Proposal Narrative 24
collaboration with the project evaluator, will ensure that adequate inter-rater reliability is
reached for scoring performance rubrics.
Pilot and refine 5th
grade benchmark arts assessments. The benchmark assessments
will be piloted in February of Year 1. A total of 20 NYC public elementary schools will
participate in the pilot. These schools will not be part of the pool for the study and will
be representative of the total population of NYC schools in terms of location, size,
student demographics and level of arts implementation. The NYC DOE
psychometrician, in collaboration with the project evaluator, will oversee the pilot and
analyze the psychometric properties of the tests. Performance and written components of
the assessments will be scored by the adjudicators, using rubrics that will be developed
and vetted for adequate inter-rater reliability. Performance components will be scored on
site at the schools.
The assessments will be refined in March and April of Year 1 based on the results of the
pilot and will be finalized by May of Year 1. The finalized assessments will be used in
the treatment and control schools in late May or early June of Year 1, in order to provide
a baseline for 5th
grade arts achievement at the schools. The assessments will be used in
each subsequent year in the treatment schools and, as described in more detail below, not
only will be used to assess students’ art skills but also will be used to inform strengths
and weaknesses in the arts programming. Data from the assessments ultimately will be
available on ARIS, on individual school arts reports and will become part of the data to
which school staff and parents have access.
Goal 2: To build the capacity of teachers and school teams to deliver Blueprint based arts
instruction, meet NYSED arts standards and instructional requirements in their upper
NYC DOE Arts Achieve--Proposal Narrative 25
elementary school arts programs based on the results of the assessments, through units of
study, formative assessments, and intensive professional development for school leaders
and teachers.
Goal 3: To improve students’ performance in the arts, in their 21st Century critical
thinking skills, and in their achievement in ELA and math.
The activities described below are intended to impact on both Goals 2 and 3.
As part of the intervention, treatment school staff will participate in intensive and
customized professional development to help them strengthen the arts programming at their
schools. The professional development will include the creation of professional learning
communities (PLCs) at two levels: 1) within each treatment school; and 2) across treatment
schools by art discipline. Within each school, the members of the PLCs will include the school-
based arts teachers, the school arts liaison, grade-level teacher leaders in grades 3-5, and
representatives from any cultural arts partners that are working in the school building. This team
will participate in professional learning experiences, as described below, and will be part of
cross-school PLCs. The PLCs will provide a forum for sharing, reflecting, training, and
planning appropriate units of study that will scaffold sequential learning for students.
Professional learning experiences that will take place in Years 2-4 include the following:
Participation in on-site consultancies with one of the partner cultural arts
organizations. Starting in August 2011 and continuing through the end of the project, the
cultural arts partners will work closely with the treatment schools to assist them in strengthening
their arts programming and ensuring sequential offerings that are aligned with National, State
and Blueprint standards. Each treatment school will focus on one art form (for a total of two
NYC DOE Arts Achieve--Proposal Narrative 26
treatment schools per art form). The following scheme shows how treatment schools will work
with the cultural arts partners.
Partnership Scheme for Cultural Partners and Treatment Schools2
Cultural Partner Art Form Schools
ArtsConnection Dance Schools 1 and 2
Carnegie Hall Music Schools 3 and 4
ArtsConnection Theater Schools 5 and 6
STUDIO IN A SCHOOL Visual Arts Schools 7 and 8
This consultancy work, which will take place over 12-15 full days per year at each site,
will be multi-faceted and while the specific activities will be unique to the needs of each
individual school, the following components will underlie the work:
o Each year, the cultural arts partners will work with the PLCs to analyze results from
the most recent administration of the 5th
grade benchmark arts assessments and to
determine where gaps are in current students’ knowledge and skills in the arts. They
will target the alignment of the Blueprint learning goals in their focus art form,
provide guidance in effectively using formative assessments, and work to enhance
instruction that is responsive to student needs.
o Following an analysis of weaknesses in students’ art skills, the arts partners will
gather information from multiple existing data sources (i.e., standardized tests, report
cards) about areas where students are weak in their ELA and math skills.
2 Schools must offer at least 50 hours of arts instruction in an art form to all grades 3-5 to be eligible to participate in
project activities for that art form.
NYC DOE Arts Achieve--Proposal Narrative 27
o Using information gathered from analyses of students’ needs in the arts and other
core content areas, they will work to identify, refine, and cache units of study in the
arts. These units will be aligned with the standards in the arts and meet all identified
needs of the participating schools. The arts cultural partners, in collaboration with the
PLCs, will focus their efforts on the need to effectively scaffold arts instruction in
grades 3-5 to ensure students meet the standards by the end of 5th
grade.
o The Arts Achieve partners also will work with the PLCs to provide guidance on
effective ways to incorporate formative assessments into the units. While the
formative assessments will be unique according to the needs of the students and the
unit of study, the team will develop guidelines for the effective use of these
assessments to set clear learning goals for students and to provide opportunities for
them to get rich, descriptive feedback from their teacher, from their peers and from
their own self-reflection.
o An additional important component of the consultancy will be to provide guidance to
the schools in working effectively with all arts partners in their buildings. Because
the arts partners will be part of the PLCs, all individuals offering arts will be aware of
student needs and can ensure that instruction is sequential and targeted toward the
standards.
Participation in Summer Institutes. Summer Institutes will be implemented in Years 2,
3, and 4. In August 2011, at the start of Year 2, a two day summer retreat will be hosted
by the OASP and its cultural arts partners. Members of the treatment school PLCs will
be in attendance at the retreat and will use this time to begin the work that will be
continued during the in-school consultancies described above. Additionally, the four
NYC DOE Arts Achieve--Proposal Narrative 28
cross-school PLCs (dance, music, theater, and visual arts) will meet and begin to share
ideas and practices. Summer institutes in August 2012 and 2013 will each be two days in
length and will include the same participant groups. These retreats will allow schools to
review the results from their spring assessments and provide them time to continue the
work that takes place in the consultancies and cross-school groups throughout the year.
Participation in multiple full-day retreats in the use of formative assessments over
the course of the project. In Years 1-3, the PLCs will participate in retreats focused on
the development and use of formative assessments in the arts (the project will support
two full days in Year 1, three full days in Year 2, and one full day in Year 3). Dr. Heidi
Andrade, a professor at SUNY Albany and an expert in the field, will facilitate these
retreats (see the Attachments for her resume). Her training will center on building school
staff’s ability to develop formative assessments and ways to use them to improve teacher
instruction and student learning. Her work will highlight the need for student
engagement in the process and the importance of the assessments in encouraging student
motivation and responsibility for learning. Both the summer institutes and the formative
assessment training with Dr. Andrade will powerfully reinforce the work of the PLCs and
their focus on student achievement.
Facilitate a series of full day inter-visitations to model demonstration sites. During
each implementation year of the grant, the OASP will facilitate a series of full-day
intervisitations, during which treatment schools will visit model schools that have been
developed by their arts partners. For example, Carnegie Hall has a model Music
Blueprint School, ArtsConnection has Model Sites in dance and theater, and STUDIO IN A
SCHOOL has model demonstration sites in Visual Arts. These visits are intended to
NYC DOE Arts Achieve--Proposal Narrative 29
develop the school-based PLCs’ capacity to plan instruction, design and adapt units of
study, use formative assessment tools and strategies, and provide descriptive feedback to
students. In the intervisitation model, teachers will use a protocol that guides their
observation and discussion around student work and engagement, thus promoting a forum
for sharing, reflecting, training, and planning appropriate units of study that will scaffold
sequential learning for students.
Use technology to share best practices. In each implementation year, project
participants will use ARIS Connect, a NYC DOE social networking platform, as a venue
for the cache of Blueprint aligned units, for identifying exemplar units and formative
assessments, and for sharing best practices and lessons learned across treatment schools.
Goal 4: To share the tools and lessons learned through the AEMDD grant project with
NYC and the larger education community.
The Arts Achieve project ultimately will lead to finalized 5th
grade benchmark arts
assessments that can be rolled out across NYC. Results from these arts assessments will give
schools information that they need about the quality of their arts programming and the extent to
which it is adequately sequenced and scaffolded to ensure that students meet Blueprint, State and
National Standards. By the end of Year 4, the OASP will develop a plan for this roll out and will
share results with the NYC DOE and NYSED.
In addition, the OASP and its cultural arts partners will feature the work of Arts Achieve
on their websites and will disseminate results at annual convenings of the cultural arts
organizations (e.g., Face to Face and CommonGround), as well as at local, regional, and national
conferences (e.g., NYC and NYS Association of Arts Teachers and NYC Arts in Education
Roundtable), and at gatherings of principals (the NYC Summer Principal Institute). The
NYC DOE Arts Achieve--Proposal Narrative 30
evaluators, in collaboration with project personnel, will present findings at national conferences
on educational evaluation, such as AERA and AEA.
(c) The extent to which the proposed project is designed to build capacity and yield
results that will extend beyond the period of Federal financial assistance.
As described above, the goals of the AEMDD project address the USDOE’s requirements
that grantees’ efforts result in increased capacity and extend beyond the grant period. The
OASP, along with its cultural partner organizations, will work closely with the treatment schools
to develop PLCs that will focus their work on building their schools’ capacity to implement
rigorous and sequential arts programs that are aligned with Blueprint standards and emphasize
necessary 21st Century learning skills.
Additionally, Goal 4 of the project focuses specifically on the dissemination and
replicability of the grant. The OASP and its partners will use technology and conference
opportunities to disseminate findings from the project. In Year 4 and the years following the
grant, the treatment schools will serve as dissemination sites for other schools around the city.
They also will function as model sites for schools that are identified as low performing in the arts
based on the results of their Annual Arts in Schools survey data.
(4) QUALITY OF PROJECT PERSONNEL
(a) The qualifications, including relevant training and experience, of key project
personnel.
Paul L. King, the Executive Director of the OASP at the NYC DOE, will serve as the in-
kind Project Director for the AEMDD project. In this role, Mr. King will supervise the Project
Manager, serve as the head of the Arts Achieve Steering Committee (AASC) and will assure that
NYC DOE Arts Achieve--Proposal Narrative 31
the work of this initiative aligns with other NYC DOE programs and policies. Additionally, Mr.
King will be the primary liaison to NYSED to keep them informed about the project’s progress.
Prior to being named Executive Director of OASP, Mr. King served for four years as the
NYC DOE’s Director of Theater Programs. In this role he developed the Blueprint for Teaching
and Learning in the Arts: Theater, supervised and implemented the creation of 12th
Grade
Commencement Assessments in Theater, and managed a nationally normed assessment in
Technical Theater in conjunction with the National Occupational Testing Institute (NOCTI).
Before coming to the NYC DOE, Mr. King was the Director of Education and
Community Service for New York City Opera—a position he held for seven years. Mr. King has
served as an artist educator for various opera companies and theaters in the United States with
over 12 years experience in high school, middle school and elementary school instruction.
Additionally, Mr. King has been a teacher, stage director and guest artist for singer training
programs at Chautauqua Opera, The Glimmerglass Opera, The Manhattan School of Music and
SUNY/Purchase. Mr. King was the recipient of the 2008 Broadway Theatre League’s Apple
Educator Award and is a member of the Mayor’s Task Force on Diversity in Film, Television,
and Commercial Production in New York City. Mr. King also served as a member of the New
York City Board of Education’s Pre-Professional Advisory Committee for Performing and
Visual Arts and as a grant review panelist for the Surdna and Doris Duke Foundations on the
Talented Students in the Arts initiative. Formerly, he was a member of the Center for Arts
Education Parents as Arts Partners advisory board. Mr. King holds a B.A in Theater from the
Colorado College and a M.F.A. in Performing Arts Management from Brooklyn College.
Mr. King will also be supported in this project by a Project Manager, who will function
as the principal liaison between OASP (see full job description in the Quality of the Management
NYC DOE Arts Achieve--Proposal Narrative 32
Plan section), school staff and principals, and arts partners. In addition, several other members
of the OASP Executive Team will provide significant support to the project, including the four
OASP Arts Directors, Karen Rosner (Coordinator of Visual Arts), Barbara Murray (Director
of Music Programs), Peter Avery (Director of Theater), and Joan Finkelstein (Director of
Dance Programs), and the co-directors of Arts Education Accountability and Support, Eileen
Goldblatt and Maria Palma. Resumes for these key OASP staff members are provided in the
Attachments.
Denise Mutlu, Director of Test Design and Development from the NYC DOE’s Policy
and Research Group, will support the design of the 5th
grade benchmark arts assessments. Ms.
Mutlu will work closely with other members of the AAD Team to develop multiple choice,
performance, and written test items for the 5th
grade assessments; analyze results from the pilot
of the instrument; and provide consultation on item or other test revisions. Ms. Mutlu’s resume
is provided in the Attachments.
Finally, the project directors at each partner organization will play a critical role in the
effective implementation of the project. Resumes for Tom Cahill (STUDIO IN A SCHOOL),
Lauren Collins (Arts Connection) and Amy Kirkland (Carnegie Hall) are provided in the
Attachments.
(b) In determining the quality of personnel, the extent to which the applicant
encourages applications for employment from persons who are members of groups
that have been traditionally underrepresented.
The New York City Department of Education’s policies for non-discrimination in its
hiring practices are articulated and safeguarded by its Office of Equal Opportunity. These
policies are in accordance with the following federal and state laws:
NYC DOE Arts Achieve--Proposal Narrative 33
Title VI and Title VII of the Civil Rights Act of 1964, as amended;
Title IX of the Education Amendments of 1972;
the Age Discrimination in Employment Act of 1967, as amended;
Section 503 and Section 504 of the Rehabilitation Act of 1973, as amended;
the Fair Labor Standards Amendments of 1974;
the Americans with Disabilities Act of 1990, as amended;
the Civil Rights Act of 1991;
the New York State Human Rights Law; and
the New York City Human Rights Law and Provisions of Non-Discrimination in
Collective Bargaining Agreements of the Board of Education of the City School District
of the City of New York.
All New York City public school personnel are recruited in accordance with employment
procedures of the New York City Public Schools and agreed upon with the United Federation of
Teachers (UFT), the union that represents staff positions in collective bargaining. The NYC
DOE is an affirmative action employer. The Equal Employment Opportunity/Affirmative Action
Program (EEO/AA) of the NYC DOE is designed to guarantee that ―emphasis will be given to
identifying and selecting minorities and women from the qualified pool for positions where they
are underutilized and to making efforts to increase the representation of minorities and women in
the qualified pool.‖
(5) QUALITY OF THE MANAGEMENT PLAN
(a) Adequacy of the management plan to achieve the objectives of the proposed project
on time and within budget, including clearly defined responsibilities, timelines, and
milestones for accomplishing project tasks.
NYC DOE Arts Achieve--Proposal Narrative 34
(b) The extent to which the time commitments of the project director and principal
investigator and other key personnel are appropriate and adequate to meet the
objectives of the proposed project.
As noted in Section 4, oversight for the proposed AEMDD project will be the
responsibility of a Project Manager, who will ensure the timely, smooth and effective
implementation of all project components. The Project Manager, who will spend 40% of his/her
time on this project, will report directly to Paul King and will have overall programmatic and
administrative responsibility for the project. The Project Manager will be responsible for
carrying out the following tasks:
providing technical assistance to the treatment schools in program implementation;
representing the project at all AEMDD grantee meetings and actively participating in
other dissemination activities to share lessons learned from the project;
serving as the liaison to the cultural partner organizations, ensuring that all efforts and
supports to the treatment schools are well coordinated;
monitoring all project expenditures to review compliance with all fiscal requirements and
regulations; and
serving as the liaison to the project evaluator, assisting in the collection of data from both
the treatment and control schools and preparation of all performance and evaluation
reports.
The AEMDD project management plan also includes an Arts Achieve Steering
Committee (AASC), to be comprised of the key OASP project staff, senior staff from the three
partner organizations, and the evaluators. The work of the Steering Committee, which will be
NYC DOE Arts Achieve--Proposal Narrative 35
guided Paul King, will serve to guide and inform the implementation of the project and the
rigorous evaluation, and will be convened on a quarterly basis.
The supplementary resources needed to develop and carry out the project activities are
detailed in the attached budget (ED 524 form) and budget narrative. We believe that the funds
requested are both reasonable and sufficient to realize the project's full potential for meeting its
stated objectives and outcomes. All possible efforts have been made to minimize the costs of
this project and we believe that the costs are reasonable in terms of the target population of staff
and students to be served. At the same time, the project is designed so that the achievement of
the objectives is promoted through comprehensive planning and coordination of activities that
will insure the appropriate intensity of program effort.
Although there is no cost sharing requirement for this program, as highlighted in the
description above and table below, the in-kind contributions being provided by the NYC DOE,
the OASP, the cultural partners and the participating schools will ensure that the program
operates efficiently and appropriately and that it achieves both its process objectives and desired
outcomes.
In-Kind Resources in Support of AEMDD Objectives
Organization Nature of In-kind Support
NYC DOE
Office of Arts and
Special Projects
(OASP)
Instructional leadership, technical assistance from senior staff
Dissemination activities (e.g., seminars for school leaders, arts and
cultural service fairs)
NYC DOE
Office of Student
Performance and
Accountability
Pyschometrician to oversee pilot of 5th
grade benchmark arts
assessments
Special Education and ELL experts to provide guidance on
modifications needed to the assessment for special populations
Analysis of results of assessments
Cultural Partners Leadership from Directors and other senior staff for design and
NYC DOE Arts Achieve--Proposal Narrative 36
Organization Nature of In-kind Support
(STUDIO IN A
SCHOOL, Carnegie
Hall, Arts
Connection)
implementation of project
Support for dissemination activities
Treatment Schools
Instructional leadership and support from administrators for project
implementation
Instructional services delivered by classroom and arts teachers and other
teacher specialists
Project Timeline
The timeline on the following pages presents major milestones for first two years of the
AEMDD project. A summary of implementation milestones for Years 3-4 follows.
NYC DOE Arts Achieve--Proposal Narrative 37
Year 1
Major Project Activities Milestones Timeline Person(s) Responsible
Convene Steering Committee
Develop planning year calendar
Define roles and responsibilities
Identify and form AAD Teams
Coordinate cache of units of study
Develop professional development arc
Monthly
(July 2010-June 2011) Steering Committee
Convene Arts Assessment
Development (AAD) Teams
Develop four 5th grade benchmark
arts assessments
2x/month
(Sept 2010-Jan 2011) AAD Teams
Finalize evaluation design
Develop all evaluation instruments
Submit proposal to NYC DOE
proposal review committee
November 2010 Evaluator
Train adjudicators/raters in pilot
schools
Provide training in administration and
scoring of assessments for
adjudicators in pilot schools
January 2011 OASP Team
Pilot 5th grade benchmark arts
assessments
Conduct pilot, score and analyze
results Feb–March 2011 AAD Teams
Train adjudicators/raters in
treatment and control schools
Provide training in administration and
scoring of assessments for
adjudicators in pilot schools
April 2011 OASP Team
Conduct retreat on formative
assessment for Arts Achieve
partners and OASP team
Build understanding of how to use
formative assessments
Allow time for cross-team PLCs to
meet
May 2011
(2 days) Dr. Heidi Andrade
Administer and score 5th grade
benchmark exams in treatment
Collect baseline data on student art
performance in treatment and control May/June 2011 OASP Team
NYC DOE Arts Achieve--Proposal Narrative 38
Major Project Activities Milestones Timeline Person(s) Responsible
and control schools schools
Provide final evaluation report
Provide data on effectiveness of
planning activities and make
recommendations for future years
July 2011 Evaluator
Year Two
Major Project Activities Milestones Timeline Person(s) Responsible
Convene Steering Committee
Review Year 1 evaluation findings
Analyze data from administration of
5th grade benchmark assessments
Design professional development
Coordinate cache of units of study
Monthly
(July 2011-June 2012) Steering Committee
Implement pre evaluation
instruments
Collect baseline data on participants’
knowledge and skills August 2011 Evaluator
Summer Institute Kick Off
Reflect on data from assessment
Begin developing school level plans
Develop cross-school PLCs
August 2011 OASP/Partnership Team
Conduct on-site consultancy
Build capacity of principals and
school administrators
Work closely with in-school PLCs to
analyze data, plan instruction,
design/adapt units of study, use
formative assessment, provide
feedback to students
Sept 2011-June 2012 Cultural Arts Partners
Share practices and learnings Upload exemplary units of study and Sept 2011-June 2012 OASP/Partnership Team
NYC DOE Arts Achieve--Proposal Narrative 39
Major Project Activities Milestones Timeline Person(s) Responsible
through ARIS Connect formative assessment tools
Build cross-school PLCs
Conduct retreat on formative
assessment
Foster understanding of how to use
formative assessments
Allow time for cross-team PLCs to
meet
Oct 2011
(2 days)
Dr. Heidi Andrade
Conduct intervisitations Visit model sites and cohort schools Oct 2011-May 2012 In-School PLCs
Train adjudicators/raters in
treatment schools
Provide training in administration and
scoring of assessments for
adjudicators in pilot schools
Feb 2012 OASP Team
Conduct mid-winter full day
formative assessment retreat
Build understanding of how to use
formative assessments
Allow time for cross-team PLCs to
meet
Feb 2012
(1 day)
Dr. Heidi Andrade
Administer and score 5th grade
benchmark exams in treatment
schools
Collect data on student art
performance in treatment and control
schools
May 2012 OASP Team
Administer post evaluation
instruments
Collect end-of-year data on
participants’ knowledge and skills May 2012 Evaluator
Provide final evaluation report
Provide data on effectiveness of
planning activities and make
recommendations for future years
July 2012 Evaluator
NYC DOE Arts Achieve--Proposal Narrative 40
Project activities in Years 3 and 4 will be similar to those in Year 2. Each year
will begin with Summer Institutes that will allow the in-school PLCs time to review data,
plan for the upcoming year, and meet in their cross-team PLCs. The Steering Committee
will meet monthly throughout the year to review project data and plan activities. The
cultural arts partners will continue the consultancies in the treatment schools, meeting
with the PLC teams for 12-15 full days throughout the year. This time will be spent
reviewing gaps in programming, identifying units of study, providing guidelines for
formative feedback, and building leadership capacity in the building. A final retreat
designed to deepen the training on formative assessment for treatment schools will be
facilitated by Dr. Heidi Andrade in Year 3 (one full day). Training for adjudicators/raters
will be provided in each year and the 5th
grade benchmark arts assessments will be
administered in May of each year in the treatment schools and May of the final year in
the control schools. Additional time in Years 3 and 4 will be spent on dissemination
activities, such as presenting findings at local and national conferences and developing
plans for roll out of the assessments.
(c) The adequacy of procedures for ensuring feedback and continuous improvement in
the operation of the proposed project.
As described earlier in this section, several mechanisms will be put into place to ensure
that timely feedback is gathered, discussed and utilized to support effective project
implementation and continuous improvement:
The project management team, which will consist of the Project Director, the Project
Manager and other key OASP staff, will meet on a monthly basis to discuss the process
of implementation and collaborate on developing solutions to challenges as they arise.
NYC DOE Arts Achieve--Proposal Narrative 41
The Arts Achieve Project Steering Committee (AASC), which will meet monthly, will
ensure coordination across the various project activities and alignment of all internal and
external sources in support of project objectives.
Quarterly formative evaluation meetings, which will be planned and scheduled with the
project evaluation team from Metis. One of the primary purposes of these meetings will be to
share findings from the various formative evaluation activities (e.g., observations, interviews).
In addition, Metis will provide an interim report on the findings of the fall data collection
activities each year. Thus, project staff and key stakeholders will not have to wait until a formal
report is issued before they can utilize the findings to guide the project.
(6) QUALITY OF THE PROJECT EVALUATION
This section describes the evaluation design for the proposed project, including the plan’s
methodological approaches. The NYC DOE proposes to retain Metis Associates, an independent
research and evaluation consulting firm based in NYC, to develop and conduct the project
evaluation, which includes an experimental design component. Metis has extensive experience
using experimental, quasi-experimental and other rigorous evaluation designs to evaluate
academic enrichment programs, arts education programs, and professional development
initiatives at the elementary school level in school districts around the country. Metis is
currently evaluating two AEMDD grant projects, Honoring Student Voices (Global Writes) and
Framing Student Success (STUDIO IN A SCHOOL), both of which use an experimental design to
compare outcomes for students participating in program activities to those for students in a non-
participating control group. Among the resources that Metis will make available to the
evaluation of this project is a professional staff with extensive and diverse expertise and
experience in research design, instrumentation and measurement, psychometrics, and qualitative
NYC DOE Arts Achieve--Proposal Narrative 42
and quantitative research methodologies. Dr. Susanne Harnett, Managing Senior Associate, will
serve as the Principal Investigator for the evaluation. (See the Competitive Priority section for
additional information about Metis Associates, including recent project summaries and
credentials.)
(a) The extent to which the methods of evaluation include the use of objective
performance measures that are clearly related to the intended outcomes of the
project and will produce quantitative and qualitative data to the extent possible.
The proposed evaluation will be both formative and summative and will employ multiple
qualitative and quantitative methods and sources of data. An important component of the
evaluation plan is the experimental design, which is fully discussed in the Competitive
Preference Priority section of this proposal. This design will assess whether implementation of
benchmark arts assessments – when accompanied by targeted and intensive professional
development for school staff and rigorous, sequential instruction for students – leads to improved
school-wide and student-specific outcomes. The following table describes the data sources and
evaluation methods that will be used to measure progress toward meeting each of the project’s
objectives and outcomes.
Data Sources and Timeline for Evaluation of Project Outcomes
Project Outcome Data Source Timeline
Goal #1: To create, pilot and refine 5th
grade benchmark arts assessments in each of the
four art forms that are aligned with Blueprint, State, and National Arts Standards.
O1.1 Refined assessments
used in treatment schools Project Documentation Winter/Spring Years 2-4
O1.2 Test adjudicators
increase understanding of
assessment and scoring
Adjudicator Survey Winter/Spring Years 1-4
Goal #2: To build the capacity of teachers and school teams to deliver Blueprint based arts
instruction and meet NYSED arts standards and instructional requirements in their upper
elementary school arts programs based on the results of the assessments, through units of
NYC DOE Arts Achieve--Proposal Narrative 43
study, formative assessments, and intensive professional development for school leaders
and teachers.
O2.1 Greater gains in arts
instructional hours in
treatment over control schools
Annual Arts in Schools Survey Spring Years 2-4
O2.2 Greater increases in
knowledge and understanding
among teachers in treatment
over control schools
Pre/Post Locally Developed
Surveys
Focus Groups
Workshop Feedback Forms
Fall & Spring Years 2-4
O2.3 Greater increases in
school administrator focus on
the arts in treatment over
control schools
Pre/Post Locally Developed
Surveys
Interviews
Workshop Feedback Forms
Annual Arts in Schools Reports
Fall & Spring Years 2-4
O2.4 Increased knowledge
and skills among members of
the professional learning
communities and improved
arts programming
Pre/Post Locally Developed
Surveys
Fall & Spring Years 2-4
Goal #3: To improve students’ performance in the arts, in their 21st Century learning
skills, and in their achievement in ELA and math.
O3.1 Increase in 5th
graders in
treatment schools meeting arts
standards and 21st Century
learning skills
5th
Grade Benchmark Arts
Assessments Spring Years 1-4
O3.2 Significant differences
between treatment and control
groups in meeting arts
standards and 21st Century
learning skills
5th
Grade Benchmark Arts
Assessments Spring Years 1-4
O3.3 Significant differences
between treatment and control
groups in ELA and Math skills
NYS ELA and Math Tests Spring Years 1-4
Goal #4: To share the tools and lessons learned through the AEMDD grant project with
NYC and the larger education community.
O4.1 Share results at
convenings of cultural arts
partners and NYC principals
Project Documentation Spring Years 3-4
O4.2 Submit national arts
conference proposals Project Documentation Spring Years 3-4
O4.3 Submit national
evaluation conference
proposals
Project Documentation Spring Years 3-4
O4.4 Treatment schools serve
as models Project Documentation Spring Years 3-4
NYC DOE Arts Achieve--Proposal Narrative 44
The following paragraphs further describe the data sources and evaluation methods that
will be used to measure progress toward meeting each of the project’s objectives and outcomes.
Goal 1: To create, pilot and refine 5th
grade benchmark arts assessments in each of
the four art forms that are aligned with National, State, and Blueprint Arts Standards
(music, art, theater and dance). To assess the process objectives of Goal 1, Metis will review
project documentation, including AAD Team meeting agendas, attendance sheets, assessment
development materials, and training guides.
Metis will conduct observations of a sample of meetings of the AAD Team (in Year 1)
and project activities at the treatment schools (in Years 2 through 4) to learn more about the
development, refinement, and use of the benchmark arts assessments (Outcome 1.1). In addition,
Metis will develop and administer a survey to test adjudicators to assess the extent to which they
understand the purpose of assessment and best uses for results after their participation in training,
administration, and scoring activities (Outcome 1.2).
Goal 2: To assist schools in meeting Blueprint arts standards and instructional
requirements in their upper elementary school arts programs based on the results of the
assessments, through units of study, formative assessments, and intensive professional
development for school leaders and teachers. To assess the process objectives of Goal 2, each
year, Metis will review project documentation, including formative assessment tools; evidence of
student learning posted on ARIS; and meeting agendas, handouts, and attendance rosters.
Additionally, Metis will conduct observations of a sample of the consultancy days and will
observe and participate in the Summer Institute and Formative Assessment retreats. Workshop
feedback forms will be created and analyzed to gather participants’ feedback on the usefulness of
the sessions.
NYC DOE Arts Achieve--Proposal Narrative 45
In order to assess progress toward outcomes for Goal 2, data from the Annual Arts in
Schools Report will be used to assess changes in number of total instructional hours in arts in
treatment schools relative to control schools (Outcome 2.1). Additionally, Metis will develop
school administrator and teacher surveys in Year 1 in collaboration with OASP staff and will
administer these in the treatment schools each spring beginning in Year 2. Teacher surveys will
use a combination of Likert scale and open-ended questions to assess the extent to which
participants have increased their knowledge of Blueprint standards, the needs and gaps in the
arts at their school, and best practices for using formative assessments (Outcome 2.2). The
school administrator survey (for principals and other administrators) will assess the impact of
the project on their abilities related to understanding the results of 5th
grade benchmark arts
assessments; identifying gaps in arts programming and implementing changes; and providing a
comprehensive arts program by working effectively with arts providers. Additionally, the
evaluators will review principal narrative on the Annual Arts in Schools reports to assess
whether there are changes in their responses that suggest better understanding of arts standards
and requirements (Outcome 2.3). The surveys of PLC team members also will assess their
perceptions of the value of their collaborative work throughout the project years (Outcome 2.4).
Beginning in the spring of Year 2, the evaluator also will conduct annual interviews and
focus groups with school administrators and participating teachers at the treatment schools to
gather additional qualitative data on the schools’ arts program, and at the control schools to
determine whether they are implementing any other interventions that may also have had an
impact on the results. Metis will use semi-structured interview and focus group protocols that
will be developed in Year 1 in collaboration with OASP staff.
NYC DOE Arts Achieve--Proposal Narrative 46
Goal 3: To improve students’ performance in the arts, in their 21st Century critical
thinking skills, and in their achievement in ELA and math. To assess the process objectives
for Goal 3, Metis will review program documentation of cultural partner organizations’ unit
refinement efforts (Year 1) and of their work with school-based staff to further develop, refine,
and cache units of study and identify and use assessment data (Years 2 through 4). Metis will
conduct school walkthroughs in a sample of the treatment schools at periodic intervals in each
year of the project, using the NYC DOE Arts Reflection Tool, to assess the extent to which
Standards aligned, sequential arts programming is reflected in the building.
Data from 5th
grade benchmark arts assessments will be used to measure student
performance in art skills, content and understanding in the treatment schools’ art form of focus
relative to that of students in control schools. The benchmark assessments will be piloted in the
winter of Year 1 and refined according to data gathered through the pilot. Reliability and
validity will be determined through the pilot, including inter-rater reliability for all writing and
performance rubrics. The assessments will be implemented in the spring of each year of the
project in the treatment schools and in the spring of Year 1 (baseline) and Year 4 (post) in the
control schools. Data from the finalized assessments will provide information about students’
progress toward meeting standards in the arts as well as in their 21st Century learning skills (e.g.,
critical thinking, problem solving, innovation, creativity). It is expected that progressive cohorts
of 5th
grade students in the treatment schools will perform better each year in their arts and 21st
Century learning skills (Outcome 3.1). It is also expected that by the end of Year 4, 5th
grade
students in treatment schools will obtain higher scores on the benchmark assessments than
control students (Outcome 3.2), and that these differences will be statistically significant (p <
NYC DOE Arts Achieve--Proposal Narrative 47
.05) and educationally meaningful (Cohen’s d > .33), as determined by analyses of covariance
(ANCOVA).
Student achievement in English language arts and mathematics will be assessed through
the New York State English language arts (NYS ELA) and mathematics (NYS Math) tests. The
NYS ELA and NYS Math exams are criterion-referenced tests that are directly aligned with State
standards and are administered each year to students in grades 3 through 8. They have proved to
be valid and reliable measures of student achievement. Results are expressed in continuous scale
scores and performance levels. By the end of Years 2 and 3, it is expected that students in
treatment schools will obtain higher mean ELA and mathematics end-of-year scale scores (after
statistically controlling for differences in pretest scores) than control students at each grade level,
and that these differences will be statistically significant (p < .05) and educationally meaningful
(Cohen’s d > .33), as determined by analyses of covariance (ANCOVA). Since baseline data are
not available for 3rd
grade students (the NYS tests are not administered in grade 2), independent
samples t-tests will be conducted for this group of students (Outcome 3.3).
Goal 4: To share the tools and lessons learned through the AEMDD grant project
with NYC and the larger education community. One of the main goals of the project will be
to share the arts assessments, related curriculum units, and relevant resources with the larger
education community. To assess this goal, Mets will review project documentation pertaining to
plan for roll-out of the final 5th
grade benchmark arts assessments to NYC schools, as well as
plans to support schools in the use of the assessment results. Documentation also will be
collected of participants’ utilization of the ARIS Connect system to communicate and share
learnings. Additionally, in Years 3 and 4, Metis will collect documentation pertaining to efforts
to share the assessments and findings within and outside of NYC, including presentations at
NYC DOE Arts Achieve--Proposal Narrative 48
convenings of cultural arts organizations and NYC principals (Outcome 4.1), national and
discipline based conferences (Outcome 4.2), and national evaluation and research conferences
(Outcome 4.3). Documentation also will be collected on the use of treatment schools as models
for low performing arts schools across NYC (Outcome 4.4).
(b) The extent to which the methods of evaluation will provide performance feedback
and permit periodic assessment of progress toward achieving intended outcomes.
Results from the evaluation will be used to regularly monitor the project’s progress
toward meeting its objectives and intended outcomes, and will prompt specific recommendations
for program improvement. Formative evaluation findings also will be used to assess the extent
to which the project is ensuring relevance of program activities to participants’ needs and
adherence to the proposed design. Findings from both formative and summative evaluation
activities will be communicated to project staff on a consistent basis at Arts Achieve Steering
Committee meetings and informally through telephone and email communications.
Both formative and summative evaluation results will be more formally summarized and
presented as they are available in annual performance reports on the time schedule specified by
the USDOE and in local evaluation reports, which will be completed at the end of each school
year. In these reports, the evaluator will include a presentation of quantifiable, descriptive and
analytic findings, as well as a narrative explanation of the data and interpretation of findings.
Each evaluation report will explore obstacles encountered and strategies to overcome these
challenges, as well as detailed recommendations for future program improvements and
expansion.