; 0-10 : ---Rn __ ._112_00 __ • ____ -J

Rmcwing 0f6ccr __ ------------- Date"-----

PQSDlON

2.

NAME OF ORGANJZAllON/EN1Tiy

Trustll

PAR'JJES ANP TERMS

' • -

'

... ::

Report Regaired y the EthicsFINANCIAL DISCLOSURE REPORT in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app §§ 101-111)

3. Date of Report

Pfaclzcr, Mariana R Central Dislrict ofCallfbmia

1. Pc:rSon Reporting (Last name, First name, Middle initial) 2. Court or Organization

S/2112004

6. RcpfutingPeriod magistndcjuiigcs indicate full. or pct-time)

4. Titlc (Art.iejc m Judges indicate active or senior s. Jlcport'Iypc (c:bcck appropriate type)

l/IJ2003 Senior U.S. District Judge

Q NomiD11icm, Date

to0 IDilill QFlml 12/31/2003

7. Chambm or Office Address 8. On the basis of1bc cm conmincd in this Report and miy modifications pertaining thmm, It is, in my opinion, in compliance

U.S. District Court wi1h applicablt: laws ad rcgu1ations. 312 North Spring Strc:ct Los Anplcs. CA 90012

lMPOR.TANTNO'IES: lbe inslruclions accompanying this Conn must be followed. Complete 1111 parts, c:hccking 1bc NONE box 1br each part when: )'OU have no Rponable inbmalion. S"ign on lastpage.

l POSmONS. (hporting individual only; see pp. 9-13 or:01ing iD$truc:ticms)

0 NONE - (No n:portablc positions.)

1. Member, Board ofTrustr:cs Norton S"UllOD Museum.

Il. AGREEMENTS. (Rq>orting individual only; see pp. 14-16 of filing insttaclians)

fi!I NONE - (No rq>Odllblc llglCClllCll!s.)

l.

.

.

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SOURCE ANP D'PB

--

SQURCE

S/2112004

Name of Person ReportingFINANCIAL DISCLOSURE REPORT Date of Report

Pfaelzcr, MarianaR

ID. NON-JNVESTMENT INCOME. (Reporting individual end spouse; sec pp. 11-24 orming instructions)

A. Filer's Non-Investment Incom .

NONE (No n:ponahlc non-iovestmcnt income.) ·

1.

B. Spouse's Non-Investment Income· (If you were mm1cd during llllY portion of the reporting . please complete this section. (dollar mnount not required except for 1aonorma)

D NONE (Norcporlablenon-invcsamcntincomc.f•

1. SEC'llON NOT APPUCABIB :

IV. REIMBURSEMENTS -transportation, loclgillg. i>od. cntcnlliwm:ot

(Includes those to spouse and dependentcbiklrc:n. Sec pp. 25-27 of instructions.)

bl! NONE (NosuchrcponablereimbmscmadS.)•

1.

SOVRCG DESCRJPllON

--

--

CREDITQR PESCRJPDON VAUJECOPE

V. GIFTS.

S/2112004

Name of Pcxsun Reporting Date ofRcpOrtFINANCIAL DISCLQSURE REPORT

Pfaclzet. Mmiana R

(Includes 1hosc to spouse and dcpcndc:nt childzcn. Sec pp. 28-31 ofinstructions.)

.- NQNE - (No such reportable gifts.}

i..

Vl LlABil.ll1ES. (lnclndcs those of spouse mid depc:ndcnt chilclrm. Sec pp ••32-34 of instructions.)

1!21 NONE - (No rcponablc liabilitic:L)

.

1.

.·

'

6.

Type

ill.)

Distribution

D.

-

(2) (3)

mager. (1-P) -

. M

.

M

T

Gain Code

·N\

vm.

'

)

FINANCIAL DISCLOSURE REPORT

VIL JNVEST.MENTS and TRUSTS -income, value, 1n111Scaticms(includcs lhoseoftbe and depeodcnt childn:n. See pp. 34-57 offilinginstmcricms..)

8.

(e.g.

C •s:!.501-SS,llOO

div. n:nt.. Ill'

rage 1 of3 Date ofR_eport Nmncof Pcrson Reporting

Pfilclzcr, Mariana R S/2112004

B. c.A. lm:mDe during Grass'Vllue II end cL Tnmsactioas dmiugrqimting period

DescripliCll of Assets RIJlll1ing pc:riocl n:paning period · ( luding1rDStmsets) If aat c:u:mpt from disclOSUR:(1) (2) (l) (.2) (l)

(4) (5)Diiie: Value ldc:atil)o of l)pe (e.g.

ba.r• .U. PblllC w· diet ea asset cmmpt from prior clisclomre

VuVakseAmoual Mcdaod Month- Cocle2 baya-/aellar

('d'pri\lllle C.oclc2Coda I

.Code3 Dmy 1 (A·(J..P)(A-H) (Q-W)

::JNONE (Norepm:lllble incomD,llletl,111' )

1. Wells Fugo Bank IRA (CDS) c Interest M T

2.

3. Wells Flrgo Chcdcing

E

A

Disln"bution

Jntcrcst M T

Sec Section vm.

4. Wells Fargo IRA #I (U.S. Tnmmy Nata) E Iatm:st Pl T

s. G See Section

Wells Fargo Custody Account 11

7. ·Zenith Nlltional Insurance Co. Common S1Dck c Dividend T

- Slum:s Wells Fiqo CA Tax-Pree Money Madcct c Dividend IC. T Fund

9. -Marysville CA Bond

10. • CA Hcal1h Faes Flag.Aulh Bonds 6%

11. - Equity 01lice Propc.rtics Trust Common Stock

12. - Cllif. Sl8IC Bond 5%

13. ·CA StAnabK-Tcrs Bond

14. -CA St Gm ObligBond4.6%

15. -CA St Pub Wom BOllld Energy Bi Rev Bond

16. • CA St Waer Rcsollrces Bond

17. ·CA de Cmm Dev Auth Hosp-MBond

I&. • Fl'CSllQ CA Sch Dist Bond

D

D

A

c

D

c

B

c

c

B

Jm:rat

latcrcst

.Dividend

latcrcst

llllcrcsl

lntCrcst . ..

lnlcrest

ln1=c:st

lmm:st

Jntcrcst

N

J

M

. 4 • ;

L

M

M

L

T

T

T

T

T

T

. .

T

Sell 1/1 N

-

Sc:ll 10/1 M

D • SS,DOJ.SIS,000 E • :m.OOl-SS0.000 1. lncomctGam Codes: A • Sl,000 or leis B •Sl,001.$2.500

H2 ..Mme tbim SS,000,000G -s100,001..s:1.ooo.ooo Hl ..Sl-000.0DJ-Sj,OOQ,DOD (.SeeCoammsBI llllCID4) F •SS0,001-SlOD,OOD K -$15,0lll-SSO,QDO L -sso.001..s100.ooo M ...s100,001..nso,ooo 2. \'alm: Codes: J "' $15,000 orJess 0 -ssoo.001-Sl,OOO,!IOO Pl -sa.OOO,OOl- 000.000 P2 ... ss.OOO,OOJ-$25,0DO,{IQ{) (S:e CoiUlllllS Cl md 03) N ruD,000-SSOQ,OOO

F:1 $25,000,00 l-SS0.000.000 N ..SMcre than SS0,000,000

- \'al11e Mctilod Codes Q : Appraisal

22.

B

reporting period

(1)

E

b:dc:n:st

None . ·-

c

.

?d:

(2)

-

D..

-lflllll cti=losuni

(2) (3) (4) (S) Didi:: G.m

Q-1' iedemptlau) in

N

D E

VIL lNVFSTMENTS and TRUSTS -income, va1ue. tnmscationsfmc111c1esthoscorlhe sPonse!H'ildi:pcndcnl children. Seepp. 34-57 wfiliag >

27.

31.

(1)

Cash.!Mmtcl

FINANCIAL DISCLOSURE REPORT Name of Pason Reporting Date ofRcpoit Pfaclzcr, Mariana R Page 2 of 3 SJ2li2oo4

B. c. Jacamc daring Gross 'Ylllue at end of TJJllSlldiam during npartiugperiod

A.

Dacriplicm of Assets gperiod- fmc!!idin& trust assm)

exempt from (l)(2)

19.

Place "(X'f after ac:h asct aempl fiun priordisdosum

-LA CADpt Wtr Pwr EJcc Bond

.Amllmll Codcl (A.ff)

B

Type (e.g. div. nm.Lii'

int.) .

Intmst

Value Codc2 (J-P)

Value M111hDd Codd (Q-W)

Type (e.g. bay, ell, incrgcr,

Sell

Mmdh-Day

1Ul5

Vlllac Codr:2

L

Code. l (A-

Jdmtityaf buyer/seller flfpriwtelllu.1Uctim)

20. - Fed Home Loan Bank 4.125% 9f12lf1J lntm:st Sell 3124 Pl E

21. --

- Fed Home Loan Mort 4% 8/20/09

- Fed Bame Loan Bank3% 10/22/10

D

D

lntcn:st

lnb:Rst

sen

Sell

3/12

4fD.

. N

N

23. -Fed Home Loan Banlc3% 1111 D Imrcst Sell 2114 0

24. -Fed Home LoanBaak3.S% 11/1.7/09 D scn S/27 N

25. - Fed Home Loan Bank 3% 6/12AIB D lnla:'CSt Sell 4fD. N

26. - US Treasury Nm 2.125% 10/31J04 c Intmst N T Buy Sii N

- US Tn:asmy Ndc 2.00% S/lS/06 None N T Buy 11119 N

2&. - us Trc:asury Noll: 2375% 8/lS/06 None N T Buy 1211 N

29. - US Treasury Note 337S%4131W4 p Intmst N T Buy 4110 N

.-30. - US Trc:uury Nctes 2.00% 11/30/04 A ln1m:st N T Buy 11113 N

·US TreaswyNdc 1.625%3131/0S c ln11:n:Sl N T Buy 3127 N

32. - US Trc:asury Note 1.625% 4130/DS c .lntcn:st N T Buy S/8 N

33. •CA St Gm Oblig Bond 7.20% SllAl6 - . T Buy 11/6 M

Buy 6/17 Pl34. -CA St Rev Amie Wis - Ser B Bond 2.00% None Pl T 6/16/04

T 11/6 N35. - CA St Pub Wks Board Leise bl Series A Bond None N Buy 6.00% 111/06

36. - Feel Home LoanB8k3.00% 7/3Q/Ol B lDta'CSt Buy 1/10

•SS.DOI .$1S,OOO -SlS,001-SSO.ilOO 1. .lucomel(Aio Codes: A - Sl,000 ar less -s1.001 00 - 1-rs,000 .H2 .,MIR 1bB11 SS,000,000 CS= Coluams Bl 'lllldD4) F "'SSO.OOl-SI00,000 G .. s100,001 .ooo,ooo H1 -Sl.000,001-S-S,000,000

:!.. Vahle Codes: K -s1s.001-sso,ooo l -SS0,00l..$Hl0,000 M c$J00,00l.s2SQ,OOOJ • SlS,000 or less .. SS00,001-Sl,000,000 Pl ., Sl.OOO,OOl-S5,000..000 P2 "' i5,000,00! .s25,000 ,000 (See Co1mmis Cl mid 03) N t t"'..S0.000.:$500,000 0

P:< • S25,000.001-SSO,OOO,OOO P4 "" $Mon: than SS0,000,000

=3. Value Method Codes Q Appraisal R c Cost (Real EsClte Only) s Assessmc:nl T

rr.:..- ,..fth-n r,·, ll r- Unnl· Vain"" " -Olh= v; -Estimated

D.

-

disclosure

(2) (3) (4) (S) Clain Codc

'R\

.

E

.

.

.

B c D E

5/2J/2004

\ '

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of R:cport Page 3of3 Pfaelm, MarianaR

VIl. INVESTMENTS and '!RUSTS - mcomc. w1uc. transcatimis (mc1u<1a those or the spouse anc1 depc:ndcnt cbildnm. Sec pp. 34-S7 orfiling insttuctiaps.)

A.

Description of Assets ( trust mas)

Plm:e "(X)" lfb:r-aclz llset exempt &am prior clisc:los1n

B. lncame duriag

n:portingperiod (1) (2)

Amount Type (e.g.Codel div. nmt. or (A-H) int.)

c. Gmss wluie at encl of n:poning paiod

(I) (2)

Value ValDe Codc2 Ml:lhod (J-P) Code3

(Q-W)

(1)

'l)pe (e.g. buy.sell, . mmpr,nx!c:qJlian)

T icas duringreporting d

H llOl exempt from

Date: Value Identity of Malllh- Codc:2 buymtsellcr Day (J-P) I (A- ("Ifprivate

tnmsm:tiDll)

37.

38. - US Treasury Bill l ll6/03

39. --

40. 2010 Rl:scmlirRD ln\ICStms U.C

41• • :

42. Slaiddcn. Arps. Sla1c. Mclgbcr & Flom LU

43.

44. Wells Fargo Cicclcing 12 •Coostruction Account"

c lntcrcst

.E R:nl

D Distn"bution

G Distribution

lnlcn:st

A Dividend

L u

J u

M T

Sell

Buy

Sell

3124 N

sn 0

11/6 0

Sec Section vm.

SeeSec:don vm.

45. Trust#l

46. - Shmcs Wells Fargo Govt Money Mmla:t Fund A Dividend L T

'7. ·Fed Home Loan Bank Bond 2.SO% l/20/DI

JI. ·Fed Home Loan BmkBond 7130/08

19.

None

B Interest

M T Buy

Buy

Sell

. 1130 M

1/14 M

7130 L

l. Income/Gain Codes: A • $1,000 or Jess .. Sl,001-$2,500 • s:?.SOl-SS,000 - ss,oo J-$15,000 • Sl.5.llDl-SS0.000

(See ColU11111S Bl adD4) F • SSO,OOl•Sl00,000 G w SlD0.001-Sl,000,000 Hl -Sl;OOQ.Otll·SS,000.000 H2 - M= than li,000,000

2. \'aiue Codes: J -SlS,000 or less K • SJ 5,001-SSO,OOO L • SS0,001-SlOCJ,000 M -s100,001-mo.ooo

!Si:e Columns CJ llld D::i) )Ii nso,()00.ssoo,ooo 0 .,. SSOO,tlOl-Sl,000,ll!lO Pl .,. sa.ooo,OOJ-SS.OOQ.000 P2 .. SS.000,00J-S:!S,000,000

l'3 = S25,000,00J-SSIJ.OOO.OCIO N SMore tl!on S:S0,000,000

o. Vaill!! Method Codes Q Appraisal R = Cost (kcal Estate Cmiy) s = As.'<1:S5111CDt T = Cashl.Marl:e!

.

4 .. ,;

5121/2004

, .

Name of Person &:pamng Date of Report FINANCIAL DISCLOSURE REPORT .

Pfaclzcr, Mariana R

VIIl. ADDIDONAL INFORMATION OR EXPLANATIONS

Vll. tf2 Distn"bution fiom 11. VD. #S Distrlbutian ftom #4. Vll. #41 DistnDution of capital from #40. W. #43 IDlcrcst paid on lhc capibl accoupt balance of#42.

-·

.·

..

'.ALSIF1ES

::_iINAJ'lClAL DISCLOSURE REPORT Name ofPerson Reporting

Pfaclzcr, Mariana R.

Datt: of Report

512112004

IX. CERTIF1CATION•

. I certify 1hat all information given above (mcluding information pertaining to my spouse and minor or dependent chil4reo, if any) is accumte, true, and complete to the best of my knowledge and belief; and that any information not reported was wiihheld because it met applicable Statul01yprovisions p::rmitting non-disclosure.

. I farther certify 1hat earned income from outside employment and honcraria and the acccptance of gifts which haw: been rei>orted are in compliance with the provisicms of S U:.S.C. § SO I et. seq., S U.S.C. § 1353, and Judicial Conference regulations.

:

5/21/04

NOTE: ANY INDIVIDUAL WHO KNOWJNGLY AND OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND'CRIMINAL SANcnONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additicmal &?OPiCS to:

Commltlee on Fimmcial Disclosure

Administrative Office of the Unit=d Staii:s Comts

Suile2-301

One Columbus Circle, N.E.

Washington, D.C. 20544