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M lti l P i Hi t l Multiple Primary Histology General Coding Rules 1 FLORIDA CANCER DATA REGISTRY Multiple Primary Histology General Coding Rules

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Page 1: Multiple Primary Histology General Coding Rules Pi Hitl Multiple Primary Histology General Coding Rules 1 FLORIDA CANCER DATA REGISTRY Multiple Primary Histology General Codin gRules

M lti l P i Hi t l Multiple Primary Histology General Coding Rulesg

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FLORIDA CANCER DATA REGISTRY Multiple Primary Histology General Coding Rules

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Learning Objectives2

• the number of Use a process for determining two

i i l i f separate or primary cancers each person has and

critical pieces of information about the cancer disease has, and

• the type of tissue which gave rise to

h f h

the cancer disease experienced by each

of the patients each of those cancers.

pentered into our cancer registries:

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I ddi i d i h i f h di h li f In addition to documenting the impact of the disease on the lives of the patients in our registries, we collect data to support and document the need for research into the causes, diagnosis, treatment, and support of patients with cancer and the results of new treatment, and support of patients with cancer and the results of new technologies, methodologies, and programs applied in disease prevention, diagnosis, and treatment.

The gathering and assessment of cancer information is an integral component in the management of this disease on both a personal and a societal level, and the usefulness of the information, especially , , p yat the aggregated level, depends on the correctness or validity of data entered into the cancer registries.

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Questions Asked…4

Among the host of questions dependent on an accurate counting of cancers within and among individuals and description of histologies: p g

• Are prevention programs successful? • Are there correlates between cancer numbers and

i f l b h i i igenetic factors, personal behaviors, socioeconomic conditions, other disease exposures, diagnostic methodologies, environmental conditions?

• Where may research resources be utilized? • Where may research resources be utilized? • Where and what kind of treatment programs are

needed?

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These questions are posed at the national as well as regional, state, local, and facility levels, thus creating the need for information or coding rules that are consistent or standardized information or coding rules that are consistent or standardized across all these levels.

Cancer registrars apply standardized rules to describe and record each individual human’s experience of cancer, and the MP/H rules themselves represent a technologic advance in systematizing a process for identifying and coding information to achieve consistency among all registry practitioners.

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How do the rules help to achieve this consistency in determining the number Look first at the structure determining the number of primary cancers and

assigning histology codes? of the rules.

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Th i i l f i f ti f di i i th th l t th

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The principle source of information for a cancer diagnosis is the pathology report, the pathologist’s description of cells or tissue taken from the cancerous lesion and viewed

under the microscope.

The MP/H rules start with a few general rules about how to use the rules themselves e / u es sta t t a e ge e a u es about o to use t e u es t e se es and where to look on the pathology report for information.

Then the body of the rules follow the traditional presentation of cancer data by primary site and/or histology, with separate units or modules for head and neck,

colon, lung, melanoma of skin, breast, kidney, urinary sites, malignant and benign , g, , , y, y , g gtumors of the brain and central nervous system, and all other sites.

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As the rules are still in the process of development, we development, we

will see additional modules for

hematopoietic pprimary cancers

(leukemias, lymphomas, and

l ll plasma cell neoplasms).

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• terms which are considered The synonymous for that site

• descriptions of histologic types which may commonly occur in that

information in each y y

site or are very specific for the site• histology and anatomy diagrams• special information used in

primary site unit special information used in

applying the rules includes:

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The Rules

Aft th d fi iti di t bl d h t i h

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After the definitions, diagrams, tables, and charts in each unit, we come to the rules themselves, which actually lead us through a process for determining the correct number of primary cancers and applying the correct histology code.

The rules are organized into separate multiple primary and histology modules, with the multiple primary d i i d fi d h h hi l d i i decision made first, and then the histology decision following.

h l l l d d lThe multiple primary rules are organized into modules based on the number of tumors identified for the case, and the histology rules are organized into modules based on the number of tumors abstracted as a single primary cancercancer.

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A major innovation in these rules is that they are presented in three separate formats intended to correspond to different

learning or working styles, so that each user has a better t it t fi d t h b t h h h opportunity to find a match between how he or she processes

information and how that information is laid out, and thus to reach a final coding decision most efficiently and correctly.

text matrix flowcharttext matrix flowchart

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Another innovation built into these rules, from a cancer perspective, is the codification of the relationship between tumors and cancers and cancers.

Multiple tumors occurring at the same time or at different times may be considered one primary cancer or multiple primary may be considered one primary cancer or multiple primary cancers.

Both the multiple primary and the histology rules start from the p p y gyidentification of individual tumors and tumor histologies, and end with the identification of cancers and cancer histologies.

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A b i l f th t i t l th

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A basic rule for the system is to apply the first rule that fits the case circumstances and then stop, but registrars raise many questions comparing the codes reached with the application of later versus earlier rules in each rule module.

The rules were also designed to address the issue of recurrent versus new primary cancers; however new primary cancers; however probably the second area where registrars raise the most questions is in the identification of possible recurrent versus metastatic tumorsversus metastatic tumors.

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Collaborating Organizations

The Surveillance Epidemiology and End Results program (SEER) at the National Cancer

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The Surveillance, Epidemiology, and End Results program (SEER) at the National Cancer Institute (NCI) has taken the lead in developing the MP/H rules, though the list of

participants in the project includes the major North American organizations which establish standards for cancer registration. As noted on the SEER MP/H website:

• American College of Surgeons (ACoS) • Commission on Cancer (CoC)( )• American Joint Committee on Cancer (AJCC)• Centers for Disease Control and Prevention (CDC) • National Program of Cancer Registries (NPCR)• National Cancer Registrars Association (NCRA)

North American Association of Central Cancer

The MP/H Task Force was a diverse group with membership from all but two SEER regions: • North American Association of Central Cancer

Registries (NAACCR)• 15 central registry representatives• Statistics Canada

g

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Physician guidance by specialty pathologists and clinicians was integral to the review and revision process process.

Regular consultation with the editors of ICD-O-3l ifi d ICD O d d d h h l clarified ICD-O-3 codes and ensured that the new rules

accurately reflect the ICD-O-3 intent and purpose.

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SEER16

The SEER website, at www.seer.cancer.gov/tools/mphrules/, is the primary gateway to information on the MP/H rules, including their development, the manual, revisions, clarification and interpretation of coding issues.

SEER conducted a reliability study in fall of 2008, and a major revision of the rules is planned for release in 2010 rules is planned for release in 2010.

The SEER website includes numerous training materials for the rules, i l di h i i i l hi h d f i i i f including the initial cases which were used for training, transcripts of webinar type training sessions, and units in the online training modules which present cases for abstracting and coding.

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Abstracting and coding training opportunities offered by NAACCR , NPCR, and NCRA all include application of the MP/H rules in their presentations.

As noted in the quote from the SEER website, the rules are designed to reflect the intent and purpose of the ICD-O-3 (International Classification of Diseases for Oncology, Third Edition), published by the WHO (World Health Organization).

The ICD-O contains topographic codes for anatomic sites of disease involvement and morphologic or histologic codes for types of tissue in which neoplasms arise.

Th ICD O l ifi ti t i d b th d t d d tt t t The ICD-O classification system is used by the named standard setters to enumerate, identify, and collect data on cancer incidence, and the MP/H Rules have been adopted as the process for applying the ICD-O system beginning with cancers diagnosed in 2007.

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Also of note to registrars, the WHO “Blue Books”

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g ,provide the scientific description for the histologies listed in the ICD-O-3.

• pathology and genetics of tumors of the nervous systemh di i

Titles in the series include:

• the digestive system• hematopoietic and lymphoid tissues• breast and female genital organs• soft tissues and bone• skin tumors• skin tumors• urinary system and male genital organs• endocrine organs• head and neck tumors• tumors of the lung, pleura, thymus, and heartg, p , y ,

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General Instructions19

These general principles apply As do each of the primary site

modules, the “General Instructions” starts with a list of g p p pp y

across all sites. Instructions starts with a list of “Equivalent or Equal Terms,”

and then a list of “Definitions.”

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Equivalent or Equal Terms20

The equivalent terms are considered to be synonymous in their use and interpretation when encountered in cancer diagnostic when encountered in cancer diagnostic statements.

The equivalent terms listed in the “General Instructions”, and thus applicable to all primary sites are:applicable to all primary sites, are:• “adenocarcinoma” and “glandular carcinoma”• “multicentric” and “multifocal”• “tumor”, “mass”, “lesion”, and “neoplasm”

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Definitions21

The definitions describe in common language some terms used in cancer medical documentation or some histologies specific to primary sites.

“Multiple primaries” are defined as “More than p pone reportable case.”

“Single primary” is defined as “One reportable case.”

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Reportability of a cancer or benign CNS tumor is governed by other rules;

th MP/H l l li d t the MP/H rules are only applied to cases which have already been

determined to be reportable, so the f “t l i use of “tumor, mass, lesion,

neoplasm” for these rules does not translate into meaning that

“ l ” i di l h t “neoplasm” in a medical chart identifies a reportable disease.

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“Contiguous” is defined as a single tumor that bridges multiple sites based on their ICD-O-3 topography codes.

• In practice “focal” has caused problems in the application of the rules; interpretation

“Focal” is defined as “limited to one the application of the rules; interpretation

of this term will probably be developed more fully in the 2010 revision, but for now we can note that answers to registrars’ questions indicate that histologic terms

as limited to one specific area,” which may be

either questions indicate that histologic terms modified by “focal” are not considered in coding.

either macroscopic or

microscopic.

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• a second lesion has developed from cancer cells that were not “Recurrence” is destroyed by the initial therapy,

• a more general sense that cancer has occurred again in the patient

given two meanings:

has occurred again in the patient.

We will see the inclusion of a general principle and specific timing rules for primary sites that are intended to redefine “recurrence” to a uniform coding standard.g

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Inspecting the 7 General Information Points25

U th l t d t i b f t bl 1. Use these rules to determine number of reportable primaries. The rules do not relate to determining

reportability, coding stage, or grade. Reportability, stage, and grade have their own rules which are located elsewhere and grade have their own rules which are located elsewhere

in the compendia of cancer abstracting principles, and which are to be followed as stated elsewhere.

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2. The 2007 rules replace are previous multiple primary and histology coding rules. Only these rules

are to be used for cases to which they apply, even if b y pp y,they result in coding decisions which conflict with

decision that may have been reached under other rules.

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3. The rules are effective for cases diagnosed January 1, 2007 and later Any case with an earlier diagnosis date is to be and later. Any case with an earlier diagnosis date is to be

abstracted using rules in effect at the time of diagnosis. As an extension of this principle, these rules apply to all tumors

identified January 1, 2007 and later. For example, a patient y , 7 p , pmay have been diagnosed with a breast cancer in 2005, and

returns with a tumor in the same breast in 2009. The MP/H rules would be used to determine if the 2009 tumor is a new

i h h h l i ff i primary cancer, rather than the rules in effect in 2005.

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4. Read the general instructions and site-specific equivalent terms and definitions before using the rules.

The general instructions apply to all cases, the site-specific g pp y , pterms and definitions are just that and may provide

information that is not readily recalled by the registrar.

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5. Use the format that is easiest to follow. Skipping around among formats is not recommended. The rules gare intended to be identical among the three formats.

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6. Notes and examples are added for clarity. The notes and examples are not rules. Notes and examples might

indicate that you have arrived at the correct rule, but y , byou should not match your cases to the notes and

examples to determine the correct coding.

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7. Do not use a physician’s statement to decide whether the patient has a recurrence of a previous cancer or a new primary.

h l i l i l i l h l iUse the multiple primary rules as written unless a pathologist compares the present tumor to the original tumor and states that this tumor is a recurrence of cancer from the previous

primary Add to this rule that it applies only to tumors which primary. Add to this rule that it applies only to tumors which are not described as metastases occurring in regional or

distant sites. Again, registrars have posed many questions about coding new primary cancers when pathologists have not about coding new primary cancers when pathologists have not

compared histologies from primary and metastatic tumors.

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Some additional important points to notein the general rules:

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Metastatic tumors are not covered by the rules, except in the case of lung cancer, where certain

presentations of multiple tumors indicate:

metastatic disease cases of unknown primary

cases where the only histology specimens are primary from metastatic

sites

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A metastasis from a known primary is not counted as another tumor for that primary cancer, and the diagnosis of

i d i i f i f metastasis does not require comparison of specimens from the primary and the metastatic sites.

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In the absence of a pathology or

In the absence of a specimen being taken pathology or

cytology report from the primary site, the rules allow coding

spec e be g ta e from the primary site, but a specimen taken from a metastatic site,

th l ll th rules allow coding from a physician’s

statement about the diagnosis.

the rules allow the coding of the histology

or cytology from the metastatic sited ag os s metastatic site.

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• For example, in the case of an incisional biopsy followed by

For pathology reports, code from the most representative tumor specimen

described on any of the pathology incisional biopsy followed by resection, the specimen from the resection would be taken from the most representative.

described on any of the pathology reports for a single tumor, and code from the final diagnosis including comments and addenda (unless

i t t d t d th i ) instructed to do otherwise).

However, if the initial biopsy removed all or the greatest part of the tumor, compared to the resection, then the specimen from the biopsy

would be the most representative.

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• For example, you may reach a rule that tells you to code the

t i i hi t l d

Stop when you have reached a rule that fits your case situation. Sometimes you need to make a most invasive histology, and

you may need to return through the rules to determine which of two equally invasive histologies to code

Sometimes you need to make a second pass through the rules to

determine a correct histology code, but this situation is usually to code. code, but this situation is usually

self-evident.

A decision point like this generally indicates a return to the start of the histology module, rather than a progression to a

later rule.

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Ambiguous Terms37

Ambiguous terms are defined for the MP/H rules.

Additional ambiguous terms which may appear in other lists reportability for example do not migrate other lists, reportability for example, do not migrate into the MP/H list.

Ambiguous terms are treated as positive statements for histology coding; for example a diagnosis stated as “non-small cell favor adenocarcinoma” is coded the same as a diagnosis stated as “adenocarcinoma.”g

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Before looking at the process of using the rules, look at the three formats Before looking at the process of using the rules, look at the three formats to see how they differ in appearance.

Th l The flowchart rules The text rules are presented as statements of conclusion.

The matrix rules are presented as rows and

columns in a table.

The flowchart rules are presented as

decision points based on yes and no answers

to questions to questions.

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L k t th

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Look at the process for applying the rules to gain a good Refer to the flowchart g gunderstanding of how to approach the determination of

Refer to the flowchart diagram methodology from that format for h l d bdetermination of

single or multiple primaries for any site

d th i t

the rules to describe the procedure.

and the assignment of a histology code.

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First determine the general site and histology of the

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First determine the general site and histology of the cancer we are dealing with, site so that we can select the correct unit within the MP/H rules and histology to rule out lymphoma, leukemia, and Kaposi sarcoma (lymphoma and leukemia are excluded ( y pfrom the current rules, and Kaposi sarcoma of any site is included in the other sites group).

Next we determine the number of tumors involved in the case, tumor being described as a mass, lesion, or neoplasm-the group of a mass, lesion, or neoplasm the group of cancerous cells occurring together as a growth that can be described under the microscope, seen on a radiologic exam, or palpated in accessible organs.

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We move first to the multiple primary modules for each primary site. For all sites p y

there are three modules:

“Unknown if Single or Multiple Tumors” “Single Tumor” “Multiple Tumors”p

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if it is unknown if there is a single or multiple

tumors the case is

Two rules are constant

tumors, the case is abstracted as a single

primary

across all the units:

a single tumor is always a single tumor is always a single primary

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Circumstances in which it is unknown if there is a single or multiple tumors may include a case

h l t t ti l di h b where only metastatic lung disease has been identified, through a liver biopsy for example, and no information is available about the primary lung p y gcancer, or where a large head and neck cancer is identified in the tongue for example, but the biopsy site is identified as floor of mouth biopsy site is identified as floor of mouth.

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Given the single tumor/single primary rule, a single breast tumor for example, with no preceding history of breast cancer would be a single primary history of breast cancer, would be a single primary cancer.

“Single tumor” within the structure of the rules means single tumor per lifetime in any primary means single tumor per lifetime in any primary site.

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Where multiple tumors are identified, we move to the “Multiple Tumors” module and step through the rules in order until the first rule is reached that applies to the order until the first rule is reached that applies to the case.

As mentioned previously, many rules are similar across the primary sites but they do not appear in the same order for each site; also as each rule is reached, it may ; , yindicate a single primary cancer or multiple primary cancers.

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The rules are not ordered so that all cases with multiple tumors coded as a single primary are grouped together and all cases with multiple grouped together and all cases with multiple tumors coded as multiple primaries are grouped together; the order of rules leading to single and

l i l i i diff f h multiple primary cancers is different for each primary site, and the sequence of rules must be stepped through for each site.pp g

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General Guidelines

1 organ

47

g 1 tumor M module – single tumorg

1 primary cancer

H module – single tumor,single primary

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General Guidelines

1 organ

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2 tumors M module – multiple tumors

2 primary cancers H module – single tumor,

single primarysingle primary H module – single tumor,

single primarysingle primary

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General Guidelines

1 organ

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g 2 tumors M module – multiple tumorsp

1 primary cancer

H module – multiple tumors,single primary

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General Guidelines

1 organ

50

3 tumors M module – multiple tumors

2 primary cancers H module – multiple tumors,

single primarysingle primary H module – single tumor,

single primarysingle primary

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General Guidelines

1 organ

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4 tumors M module – multiple tumors

2 primary cancers H module – multiple tumors,

single primarysingle primary H module – multiple tumors,

single primarysingle primary

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General Guidelines

2 organs

52

2 tumors M module – multiple tumors

2 primary cancers H module – single tumor,

single primarysingle primary H module – single tumor,

single primarysingle primary

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General Guidelines

2 organs

53

2 tumors M module – multiple tumors

2 primary cancers H module – multiple tumors,

single primarysingle primary H module – single tumor,

single primarysingle primary

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General Guidelines

2 organs

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4 tumors M module – multiple tumors

2 primary cancers H module – multiple tumors,

single primarysingle primary H module – multiple tumors,

single primarysingle primary

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Urinary Example

2 urinary organs

55

y g 3 tumors, same histo M module – multiple tumorsp

1 primary cancer

H module – multiple tumors,single primary

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We have counted the tumors, and determined the number of primary cancers based on the decision

h d b l i th t lti l we reached by applying the correct multiple primary rule.

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one tumor and

57

o e tu o a d one cancer

two tumors and

At this point we h

one cancer

two tumors and t o cancersmay have two cancers

more than two tumors and one

cancer

more than two tumors and two or more cancersor more cancers

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For each cancer

If we started with three tumors and

determined that we had one cancer with

We determine the histology for

each cancer For each cancer that we have, we select a histology coding module

for that site

had one cancer with one tumor and one

cancer with two tumors, we would go

to the histology d l “Si l

each cancer based on the

number of tumors for that

particular for that site based on single

or multiple tumors for that

module “Single Tumor Abstracted as a Single Primary” to

determine the histology for the first

particular cancer, not on

the total number of

cancer. gy

cancer, and “Multiple Tumors Abstracted as a Single Primary” for

the second cancer.

tumors with which we

started the case.

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For most sites the Histology The Cutaneous

The Breast Histology rules include “Single Tumor: In Situ

Carcinoma

The Other Sites Histology rule modules also the Histology

rule modules include “Single

Tumor Abstracted as

Melanoma rules have a single

histology module, “Single

Melanoma or

Carcinoma Only,” “Single

Tumor: Invasive and In Situ

Carcinoma,”

include “Single Tumor: In Situ Only,” “Single

Tumor: Invasive a d I Sit ” b

Single Primary” and “Multiple

Tumors Abstracted as

Si l P i ”

Melanoma or Multiple

Melanomas Abstracted as a

Single Primary.”

,“Single Tumor

Invasive Carcinoma Only,” and “M lti l

and In Situ,” “Single Tumor: Invasive Only,” and “Multiple

Tumors Single Primary.” Single Primary. “Multiple Tumors

Abstracted as a Single Primary.”

Tumors Abstracted as a

Single Primary.”

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As for the Multiple Primary Rules, we step through the histology rules, in the right module, until we find a rule that histology rules, in the right module, until we find a rule that applies to our case situation, and then stop.

As noted previously, we may have to step through the histology rules more than once to determine the correct code, but once we reach a stop and return point, we

ll d h h d l lgenerally stop and return rather than proceed to a later rule.

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Traditionally correspondence in the first three digits of the ICD-O primary site code has been accepted as defining the same primary site (for the same or related histologies) in the United States; thus separate tumors with site codes of C019 and C049 would be separate primaries, but tumors with site 9 49 p p ,

codes of C040 and C041 may be the same primary.

Colon and skin traditionally have been exceptions to this rule, where all four Colon and skin traditionally have been exceptions to this rule, where all four digits are used to define separate primary sites: tumors in sites C187, sigmoid

colon, and C184, hepatic flexure, are generally separate primaries.

Bilateral involvement of paired sites, except for some sites and histologies, has indicated separate primaries.

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The MP/H rules maintain distinctions to the fourth digit for colon, skin, bone, peripheral nerves, and soft tissues, and add this

distinction for certain head and neck and CNS sites and anus codes.

The MP/H rules continue to define bilateral Wilm’s tumors for kidney and retinoblastoma for eye as single primaries, but only code

epithelial bilateral tumors of the o ar as a single primar epithelial bilateral tumors of the ovary as a single primary.

Bilateral inflammatory carcinoma of the breast is a single primary, d th b f i ith bil t l l l i d and the number of primary cancers with bilateral renal pelvis and

ureteral tumors depends on involvement of other urinary sites.

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The number of primary cancers with bilateral involvement of the lungs

63

The number of primary cancers with bilateral involvement of the lungs depend on the number of tumors in each lung and the histologic workup that

is carried out.

Midline is considered a separate laterality for cutaneous melanomas and benign/borderline tumors of the central nervous system.

• For colon cancers for example, adenocarcinoma in adenomatous polyposis coli (familial polyposis) is a single primary

MP/H rules based on site codes and laterality are in many cases

but not always the first rules that li d h l i l coli (familial polyposis) is a single primary,

whether tumors present in multiple segments or only a single segment of the colon, rectosigmoid, and rectum.

are applied when multiple tumors are involved-the overarching rule is always to use the first rule that

applies and then stop.

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This rule has been included in SEER

64

An invasive tumor following an in situ

tumor more than 60 days after diagnosis of

This rule has been included in SEER rules, though not Commission on

Cancer (COC) rules, since 1995, and the purpose is to ensure that all i i i l d d i days after diagnosis of

the in situ tumor is considered a second

primary cancer.

invasive cancers are included in published incidence statistics.

For example, if a patient was diagnosed with a noninvasive papillary urothelial carcinoma of the bladder in March, and then on bladder tumor recheck in June a

i i i i h l i carcinoma invasive into the lamina propria was found, the June tumor would be abstracted as a second primary. •(If the June tumor were noninvasive, it would not be considered a new primary )would not be considered a new primary.)

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The only exception to invasive after in situ rule would be if for some reason initial workup of the cancer diagnosis extended out beyond p g ythe 60-day time period. However, the record would have to be carefully inspected to distinguish between cases with an extended workup period and cases showing actual progression of disease.

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Traditionally cancers have been abstracted as d i i if th d th 6 second primaries if they recurred more than 60

days after the original diagnosis unless a physician stated they were recurrent from the first cancer.y

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As we have noted the

67

As we have noted, the MP/H rules discuss the

diagnosis of “recurrence” as having a twofold meaning having a twofold meaning in clinical practice:

a return of disease from the same clonal population of same clonal population of

cancer cells not completely eradicated in the first course of treatment

a new occurrence of cancer in the same organ

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The MP/H rules establish timing guidelines for the identification of new primary cancers within the same primary site as an earlier cancer which same primary site as an earlier cancer, which preempt the clinical diagnosis of “recurrence” unless a pathologist determines by histologic

i i h h l l i i l l examination that the later lesion is a clonal recurrence of the earlier cancer.

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• 5 years for head and neck and breast cancers

• 1 year for most colon cancers

• 3 years for lung,

The timing rules vary 3 years for lung,

kidney, and urinary cancers except for bladder

• 60 days for

yby primary

site:• 60 days for

cutaneous melanomas

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A right breast ductal carcinoma “recurring” in 2007 after an initial R breast ductal carcinoma diagnosed in 2000 would be abstracted as a new primary.

Some sites have no timing rules, such as malignant and benign CNS tumors and prostate adenocarcinomas and prostate adenocarcinomas.

As with all rules, the applications of timing rules for recurrent versus new primary are specific to their location within the set of rules- they are only used if prior rules have not supplied the answer to the single versus multiple primary question.

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dd

71

In addition to having timing rules based on

didisease recurrence

patterns, many i iprimary site

groups have other special rules

l d related to cancers that tend to occur

in these sites.

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72

h h

The lung module

contains rules The breast

module i

The urinary group

contains a Thus the colon module contains rules

for determining

contains rules for

determining number of

primary h

contains special rules

for determining number of

contains a unique set of

rules for determining number of

i i

A number of sites grouped in the other sites module determining

number of primaries

when cancer is diagnosed

in polyps

cancers when multiple

tumors are present at

diagnosis, not

number of primaries

when combinations

of ductal, lobular and

primaries when cancer arises in the same tissue

type in

sites module have

histology-specific

coding rules.in polyps. g

all of which may be

biopsied.

lobular, and Paget disease are involved.

ypmultiple involved organs.

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A new concept within the MP/H

rules is the diagnosis of multiple

histologies in a single tumor or

multiple tumors that multiple tumors that may belong to a

related line or family of histologies that gare abstracted as a

single primary cancer.

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This concept is expressed in three forms:74

1. For some sites a rule states that a tumor with a general histologic diagnosis and a tumor with a more specific related diagnosis are a

single primary cancer. The general and more specific histology rule appears in the head and neck colon lung kidney and other sites appears in the head and neck, colon, lung, kidney, and other sites

multiple primary modules. Different histology groups are listed for different primary sites, but the longest list pairs cancer/malignant

neoplasm NOS and a specific histology, carcinoma NOS and a ifi i d i NOS d ifi specific carcinoma, adenocarcinoma NOS and a specific

adenocarcinoma, squamous cell carcinoma NOS and a specific squamous cell carcinoma, melanoma NOS and a specific melanoma,

and sarcoma NOS and a specific sarcoma. 8070/3, squamous cell carcinoma, would be a more specific code than 8010/3, carcinoma,

and in turn keratinizing squamous cell carcinoma, 8071/3, would be a more specific code than 8070/3.

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75

2. For some sites a rule states that multiple tumors ith hi t l i i l b h f hi t l t with histologies on a single branch of a histology tree

are single primary cancers, and conversely that multiple tumors with histologies on different branches

of the tree are multiple primaries The histology tree of the tree are multiple primaries. The histology tree rules appear in the malignant and benign CNS

modules. Histology trees are also included for head and neck and lung but they are used in the histology and neck and lung, but they are used in the histology rather than the multiple primary rules for these sites.

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3. Tables of related cell types for intraductal and ductal carcinomas for breast, renal cell carcinomas for kidney,

and urothelial carcinomas for urinary sites display and urothelial carcinomas for urinary sites display histology relationships that may not be recognized

through inspection of the ICD-O morphology codes.

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Chart 1 shows the neuroepithelial tree.

The most generic histology type, “neuroepithelial,” is located at the top of the tree.

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Chart 178

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All histologies lower on the tree represent more specific types of neuroepithelial

79

All histologies lower on the tree represent more specific types of neuroepithelial tumors.

These histologies belong to eight families or groups:These histologies belong to eight families or groups:

embryonal tumors

ependymal tumor

pineal tumors

choroid plex tumors

neuronal and mixed neuronal-glial tumorsg

neuroblast tumors

glial tumors

li d d li l toligodendroglial tumors

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Three of these families are further divided

with every more specific histologies or specific histologies or

subtypes as we descend on the tree.

Thus a gliosarcoma is a more specific type of glioblastoma, which is a more specific type

than pleomorphic

embryhonalxanthoastrocytoma, in the group of astrocytic tumors, which fall within the more

general category yet of ependymal

glial tumors

g g y ygliomas.

glial tumors

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Chart 2 shows related malignant non-neuroepithelial tumors which can occur in the central nervous system.

All the coded histologies are located at the last branching level of the tree.

Rather than showing non-specific and more specific histologies, this tree actually shows groups of related histologies, categorized as peripheral nerve tumors, germ cell tumors, and malignant meningiomas.

We can surmise that coding rules will state that tumors in different branches of this tree will represent separate primaries, but that a rule based on the numeric value of the codes may be used to if two or more of these histologies are combined in a single primary cancer.

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Chart 2

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Benign/Borderline Tumors

There are two histology trees for the benign/borderline tumors of the central nervous system.

These trees bear some resemblance to the malignant CNS charts.

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Glial tumors are subdivided into ependymomas and neuronal and

84

Glial tumors are subdivided into ependymomas and neuronal and neuronal-glial neoplasms, with the coded histologies falling under these two headings.

Ependymal and neuronal/neuronal-glial tumors are also family names on the malignant CNS chart.

The use of “Glial tumors” as a heading on the benign/borderline chart rather than “Neuroepithelial” is perhaps confusing when comparing charts.

The nerve sheath tumor tree for the benign/borderline CNS tumors compares to the peripheral nerve group in the malignant CNS non-neuroepithelial tree.neuroepithelial tree.

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Breast

Tables 1 and 2 for use in the breast coding modules list the histologies and codes for gsubtypes of intraductal and invasive duct carcinomas.

The note on Table 1 indicates that these hi l i l histologies may also appear as subtypes of invasive duct carcinomas.

Likewise, the note on Table 2 indicates that these 2 indicates that these histologies may also occur as in situ carcinomas.

In contrast to a similar table of renal cell types the notes of renal cell types, the notes for these tables state that they are not intended to be complete listing of all possible intraductal and duct cell histologies for duct cell histologies for breast cancers.

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Kidney

Table 1 for kidney displays specific renal cell types. The table note indicates that this is a complete listing of specific renal cell types.

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Urinary

Table 1 displays a list of urothelial cell types which may appear in urinary organs.

In contrast to the i t bl i d previous tables reviewed

for breast and kidney, the note for this table does not indicate either th t thi i l t that this is a complete listing of all urothelial cell types or that there may be other urothelial

ll t cell types.

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The traditional registry rule for coding tumors with multiple histologies as single primaries has relied on the numeric morphology codes themselves: histologies with the same first three digits have been coded as a single primary cancer.

This rule, or a variation stating that histology codes that differ in the first three digits are multiple primaries, has been retained in many of the multiple primary modules as one of the last possible rules to be considered. p

Thus, squamous cell carcinoma, 80703, and adenocarcinoma, 81403, represent distinct histologic entities.

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The effectiveness of this rule as a coding principle has been weakened by the insertion of new codes into the ICD-O classification schema where room was found within the numbering system, rather than strict

dh d ibi hi l l i hi h h b adherence to describing histology relationships through number relationships among the codes.

In other words for example if a 10 number sequence is used to describe In other words, for example, if a 10-number sequence is used to describe 10 related histologies, and two additional histologies are later identified that logically fit between numbers 3 and 4 in the first series, those codes are no longer available; they are given new codes that cannot by h l h h h hi l i l d h i i l themselves show how those two histologies are related to the original 10.

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Perhaps the most obvious example of using an available space in a sequence of codes that does

li l i hi h d dnot explicate a relationship among the coded entities is the addition of 80463 in ICD-O-3 for non-small cell carcinomas; codes 8041 through non small cell carcinomas; codes 8041 through 8045 all represent types of small cell carcinomas.

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The final multiple primary rule in all the modules is that multiple tumors that have not met any of the previous criteria are abstracted as a single primary cancer.

This rule essentially states for each site: all circumstances in which multiple tumors are known to represent multiple primary cancers have already been accounted for; all remaining circumstances in which multiple tumors can occur are either known to represent a single primary cancer or are probably so rare are either known to represent a single primary cancer, or are probably so rare that they can safely be assumed to represent a single primary cancer.

Multiple melanomas with the same histology on the same limb within the same Multiple melanomas with the same histology on the same limb within the same timeframe would fall under this last rule, as would multiple tumors in both lungs with either the same or unknown histologies and within the same timeframe.

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As noted for most

92

As noted, for most sites there are two histology coding histology coding

modules

for multiple for single tumors

o u t p e tumors abstracted as a single primary

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The first two rules in both single tumor and multiple

tumor modules are the same ll itacross all sites:

code the histology documented by the physician code the histology from a

metastatic site when there is y p ywhen there is no pathology or cytology specimen or the pathology/cytology report is

not available

metastatic site when there is no pathology or cytology

specimen from the primary sitenot available

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A modified version of the first of these rules is also used in the single in situ and single in situ and invasive tumor modules for breast and other sites, but not the second rule, as in situ tumors by definition , , ymust be diagnosed pathologically and they do not have metastatic disease.

The effect of these rules is to allow the assignment of a specific histologic code to reflect the best clinical knowledge about a cancer when direct information from the primary site is not available to the coder.

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An example for using the first rule would be the case of a patient A case calling on the pseen at a facility for

chemotherapy only, no pathology report is

gsecond rule would be metastatic malignant

melanoma on lung pathology report is available, but the treating physician

documents Stage IIB

melanoma on lung biopsy with no primary

skin lesion found on clinical examination documents Stage IIB

lobular carcinoma of the breast.

clinical examination.

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The next group of rules that appear in

As a single tumor is always abstracted as

a single primary ppmany histology

modules, for both single and multiple

a single primary cancer, a single

histologic type is single and multiple tumors, mirror

multiple primary l h h d

g ypalways coded when

identified; as an example rules that showed up

for many sites. example,

adenocarcinoma of the gallbladder.

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Corresponding to the multiple primary rules that tumors with a nonspecific and a specific histology are abstracted as p p gya single primary cancer, and tumors on the same branches of a histology tree are also abstracted as a single primary cancer, we have rules that the more specific histology is p gycoded, comparing a general to a specific histology or comparing histologies on the same branch of a tree; as examples, intestinal type adenocarcinoma of the stomach,

d i ll ll i f h l neuroendocrine small cell carcinoma of the lung.

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The rules contain a strictly applied list of terms that can be used to identify types of histologies: “type, subtype, predominantly, with features of, major, or with predominantly, with features of, major, or with differentiation.”

The identification of subtypes for in situ histologies includes these terms, and in addition “architecture and pattern.”

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The latter two terms are not to be used to identify subtypes for invasive histologies; and as interpreted by responses on the COC IandR and the SEER SINQ, terms modified by the COC IandR and the SEER SINQ, terms modified by adjectives such as “focal” are also not to be considered.

When multiple specific histologic types are involved in a single tumor or single primary, the rules usually point to a combination code.

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And finally as the MP rules maintain a traditional coding principle based on the

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And finally, as the MP rules maintain a traditional coding principle based on the numeric structure of the morphology codes, so also the histology rules preserve the traditional rule of coding the histology with the highest numeric code; as an example, balloon cell melanoma, 8722, coded in preference to nodular melanoma, 8721. melanoma, 8721.

We want to emphasize here that the same approach exists in using the histology di l th fi t l th t li d th t coding rules-use the first rule that applies and then stop.

The highest numeric code rule is usually the last rule that occurs in each histology module, and in practice will not often be used; when the rule is used, the higher code is usually distinguished only at the fourth character, as in the example.

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The histology rules introduce a new concept to

iregistrars:

to code the invasive histology when a single to code the most invasive histology when a single tumor has both invasive

and in situ components or when both invasive and in situ tumors are abstracted

as a single primary

to code the most invasive histology when multiple

invasive tumors are abstracted as a single

primary.as a single primary,

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The coding of urothelial versus papillary urotholial histologies presents an exception to this concept for urinary cancers urinary cancers.

But where this rule appears it thus incorporates a But where this rule appears, it thus incorporates a component of the staging system into the selection of histology code, based on the idea that the most invasive t mo ep esents the g eatest disease th eat to the tumor represents the greatest disease threat to the patient and will guide clinical decision-making.

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A tumor with invasive duct carcinoma and lobular carcinoma in situ will be coded as duct carcinoma.carcinoma in situ will be coded as duct carcinoma.

A single primary cancer with two tumors on base of A single primary cancer with two tumors on base of tongue with keratinizing squamous cell carcinoma invading the submucosa and squamous cell

i i di h l f h ill carcinoma invading the muscle of the tongue will be coded as squamous cell carcinoma.

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Head and Neck

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Lung

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Th i ti

histology trees

Three innovations were introduced in the

MP/H format to assist i th i t f

tables of related ll tin the assignment of

correct histology codes to primary cancers:

cell types

tables of combination

codes

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We have already looked The trees for malignant

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We have already looked at histology trees used

to display family relationships among

gand benign CNS tumors

are used in both multiple primary and relationships among

histology groups. p p yhistology

determinations.

The trees for head and neck and lung tumors neck and lung tumors are referred to by the histology rules only.

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F th l Ch t 2 i

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For the lung, Chart 2 is a simplified version of Chart

1, displaying the relationships among the

Note the same branching structure in both of these charts, with more specific histologies located on the p g

most common histologies in lung cancer.

histologies located on the lower branches.

Also note that all histology statements on these two

charts are coded in charts are coded, in contrast to the CNS charts

where non-coded categories were identified. g

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f

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Note that if you see a diagnostic statement

ith lti l t

If you see a diagnostic statement with multiple terms with multiple terms

in the same box on the head and neck

with multiple terms in the same box on the lung chart, the hi t l l ill the head and neck

chart, the histology rules will lead us to

the numerically

histology rules will lead us either to the numerically higher the numerically

higher code. y g

code or to a combination code.

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The lung chart shows that carcinoid and small cell carcinoma are more specific diagnoses than neuroendocrine carcinoma.

This relationship is not explicitly stated in the rules for other primary sites but SEER answers to registrars’ questions about primary sites, but SEER answers to registrars questions about these histologies support this interpretation; a diagnosis of small cell carcinoma with neuroendocrine differentiation would be coded as 80413, a diagnosis of carcinoid, neuroendocrine 4 3, g ,carcinoma of unknown primary site would be coded as 82403.

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We have looked at the tables listing specific

types of ductal, intraductal renal cell intraductal, renal cell,

and urothelial cancers, not

identifiable by ICD-O di coding structure;

these tables are also referred to in

both multiple both multiple primary

determination and histology coding.

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ICD-O-3 Combination Code

The third innovation is the introduction of charts showing the mapping between multiple

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The third innovation is the introduction of charts showing the mapping between multiple histologic types combined into complex morphology codes for single primary cancers.

The ICD-O-3 morphology list was expanded with the addition of complex or mixed histology codes creating a coding challenge and a need for the development of rules directing their codes, creating a coding challenge and a need for the development of rules directing their use.

These mixed histology tables are included for lung, breast, and other sites.

The kidney module does not refer to a combination code table, but does include a rule for coding mixed renal cell types.g yp

Likewise the malignant CNS histology module does not refer to a combination code table, but includes a rule for coding mixed glioma.

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Most of the lung combination codes are for squamous cell and adenocarcinoma histologies.

N t th t T bl f l i d t d bi ti hi t l i i i l t l d d t Note that Table 1 for lung is used to code combination histologies in single tumors only, and does not direct the use of a combination code when the histologies occur in separate tumors.

This table lists required terms in the first column, additional required terms in the second column, and then the ICD O 3 term and code for the combined histologies then the ICD-O-3 term and code for the combined histologies.

The table itself contains additional coding instructions: the small cell combination code is available for “small cell” only and not a subtype of small cell, and the adenocarcinoma and squamous cell carcinoma combination code is available for “adenocarcinoma” only and not a subtype of adenocarcinoma. y yp

The table does not indicate that subtypes of squamous cell carcinoma must not be considered.

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Breast

Table 3 in the breast rules presents the combination codes for this site.

Thi bl i f d b This table is referenced by the three histology modules for single in situ tumors, single invasive tumors, and multiple tumors.

Similarly to the lung table, the Similarly to the lung table, the columns show a required histology, the combining histologies, the ICD-O-3 combination term, and the ICD-O-3 code for the combination term.

To be elaborated on in the site by site review of rules, the combination shown in the fifth row of the table creates a conflict with histology rules specifying that the more specific p y g phistologic type should be coded when the diagnostic statement identifies “duct” and one specific type of duct histology.

The rules should take precedence over the table precedence over the table statement.

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Other Sites

The combination code table for other sites is similar in structure to the

bl f l d b tables for lung and breast.

This table is also reference by the three histology coding modules for single in modules for single in situ, single invasive, and multiple tumors.

The histology combinations here reflect the variety of sites that are included in the other sites rules, with combinations for small cell and squamous cell carcinomas, hepatocellular carcinoma hepatocellular carcinoma, adenocarcinoma, and thyroid, gynecologic, and germ cell malignancies.

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L ki th hi t l di d l f th i it id tif b f

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Looking across the histology coding modules for the primary sites, we can identify a number of rules which are site-specific, leading to correct histology coding decisions that do not fit into the

general categories we have already examined.

• For example, inspecting the rules for coding histology for a single colon tumor, after the first two rules relating to clinical statement and metastatic site coding, we encounter eight rules that are specific to colon histologies: Rule H3 corrects misuse of a code

These rules usually occur early in the lineup, so that special

conditions are identified and p gthat does not describe a colon histology, Rule H4 specifies correct coding when colon polyps are diagnosed, Rules H5, H6, and H7 all address correct coding of mucinous and signet ring histologies in the colon, and Rules H8, H9, and H10 all address correct coding of carcinoid tumors.

conditions are identified and handled correctly before the coder

begins to consider more generic rule statements.

Reviewing the rules for coding histology when multiple colon tumors are abstracted as a single primary, we again see five rules, H17 through H21, that all address correct coding when colon

l di dpolyps are diagnosed.

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Similarly we can identify histology coding issues for other sites by looking

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Similarly, we can identify histology coding issues for other sites by looking at the special rules that have been included.

Reviewing the histology rules for cutaneous melanoma, we see two rules directing coding for diagnoses that include a description of regressing g o g o g o p o o g gmelanoma, and two rules directing coding for diagnoses including lentigo maligna.

The breast module contains a special rule for coding inflammatory p g ycarcinoma as a pathologic versus clinical diagnosis.

For the urinary sites, special rules are included to guide coding of transitional cell/urothelial carcinoma histologies in both the single transitional cell/urothelial carcinoma histologies, in both the single tumor and multiple tumor modules.

The benign CNS histology module includes a special rule for coding lti l i i f t i b h imultiple meningiomas of uncertain behavior.

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fi l i h i i f b h l i l A final point to emphasize again, for both Multiple Primary and Histology rules, is the general principle that the first rule that applies represents p c p e t at t e st u e t at app es ep ese ts the decision point, later rules are not considered for further guidance in abstracting a case.

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The rules are site-specific in how they are presented.

In some cases the earlier rules cover the exceptional situations that are rarely encountered and later rules are situations that are rarely encountered and later rules are generally applied; in other cases the earlier rules cover

usual situations and the later rules are rarely used.

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Th is ls • For example, if the correct Multiple Primary

rule for a case situation states that tumors with histology codes differing among the first

There is also a related interplay with histology codes differing among the first

three characters represent multiple primaries, and one of the rules for coding multiple tumors abstracted as a single primary states that the numerically highest ICD O 3 code is

interplay between the

Multiple that the numerically highest ICD-O-3 code is the correct code, then by definition the first three characters of the ICD-O-3 histology code must be the same for this primary cancer, and the histology code selection for the cancer will

Multiple Primary and

the the histology code selection for the cancer will be based on the fourth ICD-O-3 character.Histology

coding rules.

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SUMMARY121

In summary, we use the MP/H rules to determine number of primary cancers and to assign histology codes to those cancers for all cases diagnosed from January 1, 2007 onward.

Using the rules we first determine the location and number of tumors from documentation in the Using the rules, we first determine the location and number of tumors from documentation in the medical record, eliminating tumors from consideration which are known metastases from previously diagnosed cancers.

Referring to the multiple primary rules for the appropriate site, and selecting the correct multiple i d l f th b f t d t i th b f i b d primary module for the number of tumors, we determine the number of primary cancers based on

matching the rules to the case circumstances; the first matching rule supplies the answer.

Then for each cancer that is identified, we determine the correct histology module to use based on single versus multiple tumors for that cancer; again, the first rule matching the case circumstances supplies the answer.

We encounter many similar multiple primary and histology rules across the modules for the different primary sites, but the ordering of the rules may be different across the sites.

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We also note that some of the rules included in the first published version have undergone revisions which have been posted on the SEER website.

The rules have also been subject to interpretation and clarification through the online inquiry systems hosted by the Commission on Cancer the Inquiry and Response the Commission on Cancer, the Inquiry and Response system or IandR, and hosted by SEER, the SEER Inquiry System or SINQ.

SEER has also conducted a reliability study of the rules in the fall of 2008, and we can anticipate further revisions to the published rules addressing identified issues and clarifying their use by registrars.y g y g

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Thus we can anticipate that the MP/H rules will continue to be a dynamic coding system, based

q t f i t i th i i t t ti on requests for assistance in their interpretation, on modifications to their structure resulting from both coding quality and cancer trending studies, g q y g ,

and on identification of and discrimination among new histologic types embodied in future

WHO publications on histologyWHO publications on histology.

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