P (

STRAUB, cHEsTER J US. COURT O F APP EALS, 2ND CIR

4. TI de (Article m Judg es indicate activ e 01 senior status; S. RepoitType (<heck approprialC type) i

v(S U.S.C • pp §§ 1 01-1 11)

3 . o. .. orR.pon

5121200 5

6. Rq>oning Period

12131/2004

8. On die basis of lhe infonnation contained in this Report and any

N

ii

Date

I IMPOR; T 0;; ;;;:;:;.: ::=::=:.7: &: :, '! fn; :c' 'll 1,, ... where you have . , ,..

·· ·· -' :,. "ktS.. 't' "" f' ( . . ... ,._ ,_... '" ..... .. ....,- ..- _,. - ;-:;..... . .

NAMEOFORGAN�ATIONIENTITY

ND

C "ESTATE# l " (SEESECTIONVIIl)

PARIIF-5 AND TERMS

- '

r"i :-:: , .... ... -s"::-:

o-r -...... , -'tl n l'l

..D

lJ

SS

I.

2.

l POSillONS. (Reporting indi.;duaJ only; sa:pp. 9-D of ming insttuetions)

0 NONE - (Noiq>orublcposiri""'.)

POSITION

-- --------- ··-·

A0-10

Rcv. Jn004 FOR CALENDAR YEAR 2004

I. mon Rtp>tling Last name, First =nc, Middle initiaQ 2. Court or Organization

m:igistratejudges ndicate full· or part-time) o- O.te

FULL-TIME JUDGE Qlnilbl (!) A.nnual 0 I'bW

111n004

to

7. Chambers et Office Add1'C$$

UNITED STATES COURTHOUSE

SOO PEARL STREET

EW YORK. NY 10007

modirrcarions perb. ning thereto, it is. in myopinion, in compliance with applicablelaws and regulat ons.

Reviewing Otncc:r

no reportable information. Sign on la.ti page. . . .

--

..-; r--:i

,..; .....

rn

I

FINANCIAL DISCLOSURE REPORT Report Required by the £thics in Co t:ntmenl Act of 1978

TRUSTEE LENOX HILLHOSP IT AL

TRUSTEE MANHATTAN EYE EAR AND IBROAT HOSPITAL·(A LE OX HILL HOSPITAL SUBSI IARY)

3. EXE UTOR

II. AGREEMENTS. (Repoitina individual only;... pp. 14-16 of filing insttuetions)

fi2l NONE - (No iq>artable agrccmc:nts.)

I,

....... = =0 ...,, ?J

;;; rn -< (')

m -<t:: rn c

SOURCE AND TYPE

I. 2004 NYS RETIREMENT SYSTEM (RETIREMENT BENEFIT)

Date of Report

GROSS INC<>M E

SOIIRCE TYPE

I,

I. ·LENOX Hiil. HOSPITAL

3.

COWMB IA LAW SCHOOL MOOT COURT

TAXI FARES IN CONNECTION WJTI! TRUSTEE MEETlNGS .

E

2110,2125 J1J 1,41 \ 3 ,4128,5126,6/8,8 123 ,9/21 , 9122 , I 0/2 6 , I 0/27, 1119, I 2115'1>4.

R

· -· · - · -- ·-·· ·"·· ········ . . .. ··· ·- - · · · . - · · - -- ·-· -..... .- · ···

FINANCIAL DISCLOSURE REPORT Nome or Person Rcponlng

STRAUB, CHESTER 1 Sl2J2()()5

(yo1n. not 9p0\ISC'i)

5583.00

SO\iflCE.

2.

DESCRIP1JON

THE HOSPITAL PAID FOR TAXIS HOME FROM LENOX HILL HOSPITAL N W YORK

FOR 1HE FOU.OWINO DAYS :

ID. NON-INVESTMENT IN COME. (Rcponing individual and spouse; •cc pp. 17·24 of filing instructions)

A. Filer's Non-Investment Income

0 NONE · (Norcpo11:1ble non·invcsuncnt income.)

B. Spouse's Non-Investment Income -(lf)'Ouwe nwricd during any portion of the reporting 'ft#, please complete this section. Do Har amount · notrequired except fOrbononria.)

NONE · (Norq>Ol'tlble non-investment income.)

AND

IV. .REIMBURSEMENTS -tn11$portltion, lodging,food, <ntenainmcnt.

(fnc.ludcs those to spouse anddependent ehildrtn. Sec pp. 2S-27 or insbUctioris.)·

0 NONE -.(Nosuchn:oportoblercimbursements.)

4. TAXI FARE IN CONNECTION WITH LAW SCHOOL· REIMBU SEMENT ON 3124/04

Cll.ED[fQR

- .

FINANCIAL DISCLOSURE REPORT N>meotPascn R<poniog

STRAUB, CHESTER J

VL UABIIJTIES. (Includes those of spouse and dcpcndcntchildrcn. Sec pp. J2·.l4 offosttvcdons.)

0 NONE • (No reponalllc liabilides.l

I. WASlllNGTON MtTTAL

p£SCl\lPilON

CO-OBIJGOR: MORTGAGE LOAN

VAll/ECODE

L

V. GIFI'S. (lncludectho.. io •pouse and clepend"11eMdtm. Seo pp. 28-31 ofinslNttions.)

li2I NONE (Nosuch rcponablc gifll.) ·

SOURCE PESCB!pT!ON

I.

2.

I

Name of P CJSOn Reporting

STRAUB, CHESTER J

A. B. c.

rcportirtJ period rcponing period

(I ) (2) (I) ( 2 )

1')pC l

Im.) Codcl

I. ••SMITH BARNEY••

2. JAC KS O N TWP NJ AMBAC !NSD OTO 12111113 lnk:1'Cst K T 4

J. NY ST DORM AUTH REVS CITY UNrv CO NS· c lntmst L T .

4 . NY CllY MUN WTR FIA wrR&SWRSYS RV B lnt=st K T R

5. NEW YORK NY SERE BK ENTRY UNLTD TAX B Interest K T

6 . NEW YORK NY SERB AMBAC TCRS OIO D In&erest L T A R

7. NEW YORK NY S E R L MBIA B/E UNLTOTAX c lntacst T 9

8 . N EW YORK NY SER H G/O BK ENTRY FOIC B lntmst K S

9. ·· NYC G/O SER K U/T AMBAC INSD OTO 411/96 B Interest K T

U

1 0. NYC SER 0 MBIA DD 1/9196 DUE 211/200 8 B lntcrcSt K T

II . . NYS URB DEV CRP REV Pl PINE BARRENS D Interest M T I

1 2. NEW YORK ST DORM AUTH REVS ST UNrY lnt=t K T I 9

ll. NEW YORK C!TY"O/O SER D REF BOOK MBIA B lntacst K T

NEW YORK ST TWY AUTH HWY &. BRIDGE B Interest K R 6

IS. NEW YORK ST TWY AUTH HWY &. BRIDGE c lntCrcst L .T

B

16. NEW YORK CllY SER G AMBAC TCRS OIO B Interest K T 96

17. NEW YORK SER I B ENTRY TAX 010 4/24197 B lnterc.st T

NEW YORK STTWY AU SVC CONT REV LOC lntercSt T

A. B c

Da t e or R<pon

5/2/2005

( I ) If no t C..'<C fll!t from disclO

(2) (3) (4) (5) o .. ., Val"c Cain

buy, sell, Codt2 Code I """'"· (J.P) (Mi)

partial ml . 6-l S K

0 E

Q • Appr.li5'1 R s . -""""' T

(S« Cofwoo C.!i v • Book Vlluc v •Od11t r w • EJ1im:tt rd

i

FINANCIAL DISCLOSURE REPORT

Page 1 of7

otASSICts Income di.ring On.usval11e 1111 cod or

(inc ludiri;i tnastas.sc13)

Pbcc "(XY' tlkr aeh ustt e".tcq>f Amowu (e.g. Vat Va ue from prior dbdosure Coclel div. Rnl.C! Code2 Mclhod

(A ·II) (l.J') (Q.WJ

DNONE (No rcpoirtabk R:ioomc, 1$$C&s. or tnnsactiom)

A F/C 611/0

Slli GEN C MBIA 4/IOIOJ

SER B·AMBAC TC S CSTD

010 DTD 1 llJJ9S

UNL TDIT X CUST CP

L DT06/l/ 7

T lN DOTO 411/98

D E 21112005

·MB A OTO 211196

B M B A OTO /IS/9S PREREF

111195 MATw_.1>6 --

14. T SE A AMBAC 8/119

SERA AM AC211S/97

1191 DUE 211/07

K

18. B K HWY & BRIDGE 8115195

1. lncomo(W11 Cocks: •Sl,000 ockss • Sl.OOl·S"...$00 • S2.lOl·SS,OOO

(Sec: Column$ 81aod 04) F •SlO,OOl·SI00.000 G • $100.001-11.000,000 lit • $1, 000,001-15.000,000

2. Vidue Codie;: l •$1S,000 orlcs.s K • SIS.OOl ·S50,000 L •$50,001-SI00,000

(Se= Colum.-u Cl and 03) N •ruo,ooo.,ssoo.ooo 0 •SS-OO,OOl·Si,000,000 Pl •$1,000,001-SS,OOO,OOO

o. Transattiom durina fql(lrtiag pniod

T)'l)C (c.1. JdendtyorMonill- buycrtsdlcrDay (ifprivaDt

redcn¢oa) �SK.lion>

partial rcdempdo·n

•S!',001-Sl!i,OOO -.SIS.0014.50,0CKI

H2 •ktore th:m SS,000.000

M • SI00,001-$250, 000

P2 •15.000.001·$25,000. 000

P> •ru.000.001-s.so.ooo.ooo P4 •Sl\.iOr� lhllft SS0,,000,000

l. V:ilu.: t::thod Co.Jes • C:---0� (RQI Estati:011Jy) •C;u;!t.'1arl:et

Name of P= Rqiorting

STRAUB, CHESTER J

19. GREENPORT NY PUB IM PT U/T FGJC 111 5/01

20 . LONG ISLAND NY PWR AU EI.EC AMBAC

21. NEW YORK NY SERF.CR FSA 010 2122/01

22. N EW YORK CITY SER G·FS A U/T REG 119/96

23. SMITH BARNEY M UNI NY MON EY MKT PORT

24. BERKSHIRE HATHAWAY INC. CLASS B

2S. HEWLETT PACKARD

26. ENZO BIOCHEM INC COMMON

27. HEALTH CARE PPTY INVS INC COMMON

2 8 . G REAT PLAINS ENERGY - KANSAS CITY N

29. CAPITAL ONE FINANCIAL

30. ·.cmGROUP

31. HOME DEPOT

32. ffiMCOMMON ---

33. GENERAL.ELECTRIC COM MON

34 . I..OCKEEO MARTIN COMMON

JS. EXXON COMMON

36. JM COMMON

A 8

.. ,...

(S« Colurnn C ) u • 6ool: V3luc v

B. c. G.ross nlue :ic end o f

._.,,. ..,,.. <!P0""1s """"'

( l) (l) Ill (2)

"""""" Type , .... div. ttnt. or Co<tt 2 inc.)

B Interest

0 lntmsl

B lntmst

0 b tcrcst

Dividend

None:

B Dividend

Nooe

B Dividend

B Dividend

Dividend

Dividend

A Dividend

Dividend

Dividend

A Dividend

A Dividend

A Dividend

1.001-P-.S<JQ

-Odx-r

Codd (Q-W)

M r

K T

M T

T

L r

L T

I T

T

J T

I T

I T

M T

J T

J T

)

J T

c

\V • Eslimllt'd

o.

l>.itt ofRr port

S/212005

(I ) if noi e.. '\tnlJC tiOm discloWtt

(2) ( l) (4) (S) Typt (t.g. V.alue buy. $C ll Co<tt 2 Cod< I

r. Rdomplioa)

"" 0-P)

:

·•

( A • H)

.

·---· ·-· . ·· ···· ....... · - ".. .

FINANCIAL DISCLOSURE REPORT Page2 of7

A.

°'"""" (includi:ng1Nst&$Wt$)

Pbc. ixr >ftct caclt asset ln:Mn prior disclosure

F/CUS 9/Js.1l7

S/1193 S.s-0 12/0111)6

4.J2S 08/0111l8

5.90 21111)5

CLA

POWER& UGHTCOMMO

-

I, lnicomc.'Gain Codes: •Sl,OOOOfiess

(See Columm BJ :md Da) F .. sso.001.s100.ooo G

l. vn Cocks: •SJS,OOOorlcss K

15<< co1 c1 ...i D3J N .-. S1SO,�Sj00,000 0

l'3 • S2S ,000.00 I -$50.000.000

l. ValUc: "1cthoJ Codes Q -�sal R

loo:lm: cllft'c

vai... Value. Cod<l M<thod (A·Ii)

A

A

A

A

A " .

•S

• SlOO.OOl·Sl,000.000

• SIS,001-Sl4.000

-ssoo.001-st,000.000

.. CM (Rc:d £stale' 0.\1)')

(l.J>)

L T

L

L T

K

T

•SZ.SOl-S.S,000

HI -=Sl,OOO,OOJ.$,,000,000

L •$50,001-SIOO,OOO

Pl • s1.ooo.001.s.s.ooo.ooo

P4 = S�iorc d!ian sso.000.000

s cAs:snsrnait

Tn.m.crioinsduriu1rqxiniug pnb:J

°''" G>ici lckmi1yorMOii,,. · buycdsdl...--r

D •SS.001-SIS,OOCI H2 •MoredwlSS.000,000

M • SIOO,OOJ-S2.50,000

P2 • Sl. 000.00l·S?l. OOO. OOO

T •Casl:/f\fatkec

(ll'priv;irc 1n11sactio11)

£ -srs.001-sso.ooo

N-ame of Person Reporti ng STRAUB, CH ESTER J

39.

4 0.

41.

42.

43.

44.

4S .

46.

)

HRPT PROPERTIES TRUST

••fIDEl.JTV lNVESTMENTS•-•

MERRILL LYNCH & CO. COMMON

COHEN & STEERS REALTY SHARES INC.

EQUITY OFF ICE PROPERTIES TR UST

NEW YORK ST ENVIRO FACS 5%

47. l.'EW YORK ST URBAN DEV CORP REV CORR

48. · _METROPOLITAN TRANS AUTH NY TRAN

49. FIDELITY NY.MUNI MONEY MARKET

so. NY NYC MvN WTR F!l'f AUTll S.25%6/151201 0 - -

51. N Y ST TWY AUTH HWY & BROG TR FD S .25%

52. ••CITIBANK ACC.OUNTS••

53.

S4. E

I. loc omc.'Gain Codes:

cs'C Cotl.llNI C.!)

A

2

u • 64»': V:ifo t

B

v

G:NSS value 2t end of reporcjnz pe riod n:porting pe riod

(I) ('?) (I) (2)

Amowrt T>t>< Codd div. rena. or Code 2 MC!hod

int.) ()-!')

Dividend l T

Div;clcnd J T

Dividend T

A Dividend J T

B Interest L T

c lnlm$1

D rn ...... 1 M

Divi dend K

B Interest K T

C · ln1Crc$t L T

Nooe

A lnt=SI l T

c

• Other W • Esiim:ittd

D:ite of Rcp0n

5/21200 5

( I ) II not e.'eq>C fi'om disc (2) (J) (4) (l)

O.Ueo Va lue (iain Codd Codd mctt,.'Ct, (A-ff)

Buy 3·19 J

Buy 6-18 l

Buy 9 -17 J

Buy 12-23

D E

FINANOAL DISCLOSURE REPORT

Page3 of7

37.

38.

A.

-riptioB of Aucu (Wludlsig tnist usets)

Pbce "(X " ;tl'lcr eacll us:ctcxcrq:M fionJ prior disc�

FACS

41112011

CHECKJNG .

PREF.MONEY MARK T.

(SceColumnsBI :mdl).I} 2. Va!ueCodc:s;

(Sci: Columns CI andO'J

l \' uo: t..itthod COi.ks

-st,ooo or Jess f -$50,001.$100, 000 l •SlS,OOOorless N • S:?.S0.000-.lS00.000 r:; • S S,ooo.001.sso.ooo.ooo

Q-

G K 0

R

.. c. lt11;ornc during:

(c.,. Value Value

(A·H) Codol (Q-W)

A

A

A J

L T

T

A T

K T

-s 1.00 l..S1.SOO • S2,SOJ-SS,OOO •SI00.001·$1, 000, 000 HI • Sl,000,001·$5,000,000 •Sl5.00l..SSO.OOO L • SSO,OOl·SI00,000

• S.S00.001-SI,000,000 Pl =Sl.OOO,OOl.SS.000.000 P-1 • SMorelh:m SS0.000.000

·C tRnl Esur<Only) s • A$$CS$11'1<.'CI

o. Tr;.nsac1Wns dwi:ni;rqMting period

T)'l)C (c..g. Jdenthyofbuy,sell. Mooth· bu)u/sdltt

Day (l-P) (i.fpriv:ui:rtclttq:lcioc) nn�tion)

J

• SS.001-SI S.000 -m.001-sso.ooo H2 •MoN th.ln ss.000.000 M • s100.001.mo.ooo P2 • SS,000.001-SlS.OOO.OOO

T • C=ish�t.it\ci

N :i me of Pclson Reporting

STRAUB, CHESTER J

A.

SS. ••flDEUTY IRA ROU.OVER"

56. MARSH & MCLENNAN

51. FIOEUIT CASH RESERVES

SB. FEDL HOME LOAN BK.S CON BO S.885%

59. S&l' SOO DEPOSITORY RECEIPT (SPY) UNIT R

60. S&P MI O CAP 400 OEP R CPTS MID CAP SPDRS

61.

62. FEDL HOME l.N BANK CONS BO 5.625%

63. FEDERAL HOME LN BKS CONS BD S.47S%

64. FEDERAL HOME l.N BKS CONS B D S.79%

65 . FEDERAL HOME l.N BKS CONS BO 6.71S%

66. '.AMERICAN GROWrH FUND OF AMERICA CLASS F (GFAFX)

67.

68. OODGE & COX STOC_!< FUND (OODGX) --

69.

71.

7 2.

C

(5<: Col wru1 C2 J

A F S

N

Q

u •Book V#Jue

B

R

v

,.,,.,niog p<riod tt'p()fti?lg pc: riod

(I) (:?) Cl) (2 )

1)pe c .... div. re:.._ or c.dt l M c "'°"

) 1"L ) ( l·P) Codcl

None K T

A Dividend L T

c Interest L T

D Dividend T

B Dividend T

c ln1=SI K

D Interest M T

D Interest M T

D Interest M T

Dividend

c D i v i dend N T

c

s • AsS:SSll>C'R1

•Otha \\ ' ._ Esliln:itcd

0.

(I) lfaote;cmp: .....

(2) (l) (4) (l) 1)pe C<. 1- Value G fo buy . .... Codc2 c.dt I bu)uf ...... """¥"'· (J.P) (A-II) !<dcmpdon)

Buy 1 0-21 K

) -22 L

Buy 12 -13 J

Buy ) -29 J

6-28 J

Buy 9-28 J

12-29

D E

T

-·- --.. ... ...... .... - .. . . . . . . . . ... . ·--·.

FINANCIAL DISCLOSURE REPORT

Page 4 of7

VU. INVESTMENTS and TRUSTS

Description or Asstis (in::hd� tmtUSCU)

Pilce "'(Xt after each asset a.empt &om prior d:isclomn:

3130/'2009

SE IES l

1111512011

111212009

412712009

612912009

70.

I. b11.'0l'TIO'Caj11 Codc:i; 1S«:ColumnsBI and 04)

l. Val11e Codes::

(Ste Colurms Cl and DJ)

J, Y:1lu.: MezhoJ odcs

-

-st,OOOorless •SS0,001- I00,000

•SIS, OOOorku

• $250,000.SSOO.OOO

P3 • S2l,000.00l·SSO.OOO,OOO

•A�

G

ll

0

e. c. lnconw: Gross vakle 1u eod of

'"'"""' Value Value c.dt I

(1' •.H (Q-W)

0

M

T

A M T

•Sl.OOl-S1,l-OO -S2,l01-S5,000

• SIOO.OOl-ll,000,000 HI •Sl,OOO,OOl·S5.000,000

• SIS.OOl·SS0,000 L •SS0,001-$100,000

•SlOO.OOl·St.000.000 Pl • Sl,000,001-Sl,000,000 P-1 • $More 1b:an SS0,000,000

•CM (Rt>l Es"'t< O<I ·)

l>lte of Report

S/21200S

Tnl?l$11Clions dwlng rq>Orting prriod

°''" ldet1ticyofMonth-O.y (Upiv.Hc

msacDo11)

Buy

Buy

Buy J

-ss.001.s1s,ooo •SJ S,001-S50,000 H? •More tb3n SS,000.000

M •SIOO,OOl-Sl.50,000

P:: •SS, 000,001-$25.000,000

• C.asbi'M:rl.et

N.ame of Person R cpor1i ng

STRAUB, CHESTER l

... II. c.

rcponins period rcponina pe rWxl

(1) (2) (I ) (2)

"""""" Type Cock 1 Melhod

W. ) ) C odel

73. lWEEDY BROWNE GLOBAL VAWE FUND c DivN!end T

74.

75. BARON G ROWTH None M T

76. ROYCE TOTAL R£TURN FUND B Dividend M T

77.

78.

79.

80.

81. US TREAS NTS 6.S% 1 Oil S/2006 D lnlmSl M T

82. US TREAS NTS 6.12S'Ai 8/lS/2007 D 1n ..... . M T

8 3. US TREAS NTS 4 .75% 11/1512008 D lnlCr<St T

84. . . u s TREAS NTS 6.0% 811512009 E ln u:resl N T

85. ••RDEUTY IRA••

86. FIDE LITY CAsH RESERVES A Dividend J T -

87. AMERICAN GROWTH (GF AFX) Dividend J T

88.

89. ••FIDELITY JR.A••

90 . SPARTAN MARICETINDEX FUND A Dividen d l

1. lnconic/G in Codes : A B c

f r

N

E

(S<c Colum n Cl) u - B ook Y llk v •Other \V • £$t i

Date ofReport

51212005

( I ) tr no1 e.\erq,r uom ctisclosl:ft

(2) ( 3 ) (4) (S) v.1uc G.ain

buy, sell Moalll - Cod <2 Codd Q·P) (A·R) (if private

Buy 12·28 J

Buy 3·10 J

B uy 6-10 J

Buy 9·10

Buy 12·2 J

Buy 1 2 -13 J

D E

.

FINANCIAL DISCLOSURE REPORT

Pages of7

Oe:seripdoc of Assets Jncom."i du.-ins orw, .... tuc •t c'fld of

(i>:ludintlNSt ...... )

Pbce "(X)" after eacb asset cs:�t (e. V I Valuefrom priot disc diw. ttt!LOt Cod<2

(A·IQ (J.P (Q·WJ

M

N

--

A .

T

•Sl,OOOork:u •Sl,OOl·S!.500 •Sl,jOl.SS,000

(SocCol"'""BI "'d04) -SS0,001.SIOO,OOO G •SIOO,OOl·Sl,000,000 HI .. $1,000,<Xll-SS.ooo.ooo

2. Value Codes: •St5,000o less K • m.001.sso.ooo L • SSO,OOl·SI00,000

(See ColuuU'.s Cl And 0j) -s2.so.000-uoo.ooo 0 • SSOO,OOl·Sl,000,000 Pl •Sl,000,001.SS,OOO,OOO

r:; •Sl5,ooo.001-s;o.ooo.ooo • S tcn d1;&11 sso,000.000

3. V:tll>l' 1'1abod Codc:s Q- R • Cost (RC21 sia1c Only) s •A_..

D. ir.insacrions during reporting period

Type Cea. Cc: ldcmityof tMl)''Cflsdler

........ Day redc"l'tionJ 1tansaction)

J

•s.s.001.s1.s.coo • SlS,OOt.SS0,000

JC •More ch3n SS,000,000

M • SIOO,OOl·S2SO,OOO

P2 -ss.000 001.ns.ooo. ooo

T •Caslv'M:irk�t

N ame o f Pmon Reporting

STRAUB, CHESTER J DulC or Rq>on

S/2/2005

... B. c. o .

_..,,, period ........ period

( I ) (l) (I) ( l) ( I ) If DOl extfll>t num disclos (3) (4) (S)

- T)1>c Value: D3tt: V1J1K G:a&i Cod<I div. R'al. or C«k2 Mo .... b uy, sell Codol Code I i..,. ......... (I. • HJ ini. ) • (J-P) Jl'll:qj.U, Day (J-P) (A -H) ie d e: n:ption)

91. Buy 6-4 J

92. Buy 12-3 J

FIDEUTY CASH RESERVES Dividend

94 . US TREAS NTS 4 . 15% 1111512008 lntercs l K T

95. OOOO E & COX STOCK FUND A Dividend J T

96. Buy 3-29 J

97. Buy 6-28 J

98. Buy 9 -2 8 J

99. 12-29

100. TWEEDY BROWNE GLOBAL V AWE Dividend. K T

101. Buy 12-28 J

.. 102. •

• BARON GROWTH None J T

103. Buy 3 -22 J

104. --

105 . CHESTEI U. STRAUB INSURANC E TRUSTS # I SEE SECTION

106. .

107 . ESTATE#!

1 0 8 . ••SMITH BAR.N E Y••

3 Voh.1 te:tbod Code,

( Stt Colunm C!J U • B oot V:du \V - Euim:'l:.:-d

Vlll

FINANCIAL DISCLOSURE REPORT

Page 6 of7

· - .. .. .. .. . . . .. . . · ····· · -··-

Dco:ri¢oo o{ ........ 1oco...during Gms.s value at end of Trimacdoasduriog P<riod

< -·->

(2) Pbcc: '"OCr afttr ucb usctc�t (L Value Type (e.g. ldc:otityof !?om ""°" discklsllr'C Moad!•

Codcl (if private (Q-W) cnnsx:tiofi)

93. A J T

A

· auy J

A

-=-

&#2

I. 1n..:omc'Ciai1' Codes:

(SceCofum:nsBI 30<!04)

2. Vall.IC Codes:

(SooCol"""'CI aad03)

A •Sl,OOOorkss

F • SS0.001-SIOO.OOO

1 •SIS.ooooram

N • S;?SO,OOO.SS00.000

Pl • S2S,000.001-s.50.000,000

Q •Appraisal

B -Sl,001-S!.SOO

G • s100.001-s1.ooo.ooo

t: • SIS.OOl·SS0.000

0 •SSOO.OOl·Sl,000,000

R •Coa:c (Reil E.staac OJ�·)

v • Olb<f

C • si.;tll-Sl,000

Ht •Sl,000,001-$5. 000,000

L •SS0,001-$100,000

D • Sl,001-SJS, 000

H2 .. �'°" lbaG ss.000.000

M • Sl00,001-slS0,000

Pl •Sl,000,001-SS.000,000 P2 •Sl,OOO.OOl•SZS. 000.000

p..a • $1.bc tb:in SS0,000,000

s • Assesm)rnl T • C2511.lf-.brk.n

E • SIS,001-SS0,000

Name o r P erson Rtpo.rting

STRAUB , CHESTER J

O;atc or Report

W2005

V1I.. INVESTMENTS and TRUSTS - incun lC , v11tue. tnrGQtion.s (includes dmc o!lhc: 1md Jeperidau dlild n. Se c: pp. u.s 1 o r nru " t.nstruerions.)

109.

110.

.....

s

SMITH BARNEY

CITIBANK EST A TE C HECKJNG

.

l . V :i f u..- f\iethod Codes

( c Col\1111 11 C? ) U • DooL: Vlluie

B

v

B.

rq>Oftini period tq>Ortir:lg period

( 1 ) (2) (I) (l)

""""' ' ,.,... Cod< I di v. rent. or

(A ·H)

None

None

c

• Otla :r \\. • EsrRultd

o . Tn .........

(I) u flOC exempt li'Om d ts.eloswe

(l) (4) (l) V>loe 0.1.in

buy, sell. Codc2 Cod d mtrwtr. (A-II) rcde!Tl'tion)

A ll distribu ted

All dustribu led

D E

.

FINANCIAL DISCLOSURE REPORT

Page7 of7

OucrfptionorAssc11 (incl...:ling trust aucu)

Place "{X)" afttt c:�b asset c.ttmpl fi'om prior di clmurc

c. lllcornc cturi111 Gross n.»ue at endor

(e.g. Val1:1e: V:ilue Codd 1'fclhod

in«.) (l·P) Codel (Q-W)

.i...;,,g"P011inJP<riod

(2) Type (e.g. °""' Idct1tityor

Momh· bl.G'Crfscllc:r Oay (l·P) (ifprivt1e

tnnsaclion)

to beneficiaries

to beneticirics

.. ..

..

..

'•

-- .

I. l111."0t11cl0iain Cl.ldcs:

(SeeC'oiumnsBI ood04)

A •Sl,OOOocld:l

F • SSO,OOl.SI00,000

1 Value Codes:

(See: Colim:ins Cl NI 03)

•.Sl5,0DOorlcss

N •$.2.S0,000-SSOO.OOO

P3 • S2S, 000.00l·S$0,CIOO,OOO

Q • """""sal

G

ll

0

R

•SI .OOl·S!,500 • S2.SO I .SS .000

-$100,00l·S1,000,000 HI •Sl,000,001°Sl.OOO.OOO

cSIS,001•$50,000 L • Sl0,001·1100,000

• $$00,001-Sl,000,000 Pl • 11.000.001.ss.ooo.ooo

P-1 .. S�t.orc lll:lll S.S0.000,00CI

-CosltRcM Esiati: Only) s •Anc:ssa1m

• S .ClOl·SI .000 • m.001.sso.ooo

H.2 •More dun ll.000.000

M • SIOO.OOJ-S250,000

P2 • SS. 000,001.$2S.000,000

T -c 1i).1:vs.:ie1

FINANCIAL DISCLOSURE REPORT NamcorP...,on RC1'0<tins

STRAUB, CHESTER J 51212005

YID. ADDfilONALI!'l'FORMATION OREXPlANATIONS (11'dicacc part or Report.,)

ESTATE# I

THE ESTATE ASSETS HAVE BEEN OISTRJBUTEO TO THE BENEFICIARIES IN JANUARY 2004. JUOGESTRAUB WAS NOT A BENEFICIARY ANO OIDNOTRECE!VEANY ASSETS OR COMPENSATION FROM THE ESTATE.

THE CHESTER J . STRAUBINSURANCE '!RUST #I ANO #2 HAS NOT BEEN REPORTEO SINCE HE HAS NO FWANCIAL INTEREST IN THE

'!RUSTPREVIOUSLY REPORTED ON LINE 119 OF THE 2003 FINANCIAL OISCLOSURE REPORT .

. .

'•

.,

Datc_.F-----.,___YG-_ I

ALSIFIES p.

signed original and 3 additional copies to:

Disclosure Administtative Office ofihe United States Courts

Suite 2-301

One Columbus Circle, N .E.

Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT N•mco£P=>nRcporting Oatc o!RC'p()lt

STRAUB, CHESTER J 51212005

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best ofmy knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisionspermitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

S ignature

OR FAILS TO FILE THIS REPORT MAY § 104)

FILINGlJ'!STRUCTIONS

Mail

Committeeon Financial