more basics of dftprimer in density functional theory, edited by c. fiolhais et al....
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More basics of DFT
KieronBurkeandfriendsUCIrvinePhysicsandChemistry
1APStutorial
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References for ground-state DFT
– ABCofDFT,byKBandRudyMagyar,http://dft.uci.edu
– APrimerinDensityFunctionalTheory,editedbyC.Fiolhaisetal.(Springer‐Verlag,NY,2003)
– DensityFunctionalTheory,DreizlerandGross,(Springer‐Verlag,Berlin,1990)
– DensityFunctionalTheoryofAtomsandMolecules,ParrandYang(Oxford,NewYork,1989)
– AChemist’sGuidetoDensityFunctionalTheory,KochandHolthausen(Wiley‐VCH,Weinheim,2000)
2APStutorial
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What we’ll cover
• Simplestpossibleexampleofafunctional• EssentialsofKS‐DFT,andfunctionalzoo• Importantconditionsnotmetbystandardfunctionals:Self‐interactionandderivativediscontinuity
• Exactexchange• Quiz
3APStutorial
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Atomic units and particles in box • Inatomicunits,allenergiesareinHartree(1H=
27.2eV)andalldistancesinBohr(1a0=0.529Å)
• Towriteformulasinatomicunits,sete2=Ћ=me=1• E.g.,usualformulaforenergylevelsofinfinitewell
ofwidthL:
• Atomicunits,boxlengthL=1:
APStutorial
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Constructing your very first density functional
• Let’slookatthekineticenergyofspinlessfermionsin1d:
• IstheresomewaytogetTswithoutevaluatingallthosedamnorbitals?Yes!
• Writeitasadensityfunctional,i.e.,anintegraloversomefunctionofn(x).
• Simplestchoice:alocalapprox:
5APStutorial
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Particles in box
• Accuracy
APStutorial 6
N Ts[0] Ts %err
1 4.112 4.934 -17
2 21.79 24.67 -12
3 62.92 69.09 -9
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What we’ve learned
• Densityfunctionalsareapproximationsfortheenergyofmanyparticles
• WorkbestforlargeN,worstforsmallN
• Localapproximationsarecrudelycorrect,butmissdetails
APStutorial 7
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Essence of Kohn-Sham DFT • EvenwithexactExc[n],onlygetE0andn(r)(andI).Sootherpropertiesmaynotberight.
• Resultsonlyasgoodasfunctionalused.• VastamountofinformationfromE0alone,suchasgeometries,vibrations,bondenergies…
• Well‐fittedfunctionalsareaccurateforlimitedset
• Non‐empiricalfunctionalslessso,butmorereliableforabroaderrange,anderrorsunderstandable
APStutorial 8
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He atom in Kohn-Sham DFT
Dashed-line:
EXACT KS potential
Everything has (at most) one KS potential
9APStutorial
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Functionals in common use • Localdensityapproximation(LDA)– Usesonlyn(r)atapoint.
• Generalizedgradientapprox(GGA)– Usesbothn(r)and|∇n(r)|– Moreaccurate,correctsoverbindingofLDA– ExamplesarePBEandBLYP
• Hybrid:– MixessomefractionofHF– ExamplesareB3LYPandPBE0
APStutorial
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Functional soup
• Good:chooseonefunctionalofeachkindandstickwithit(e.g.,LDAorPBEorB3LYP).
• Bad:Runseveralfunctionals,andpick‘best’answer.
• Ugly:Designyourownfunctionalwith2300parameters.
APStutorial
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Functional Zoology
• Empirical– GGA:BLYP– Hybrid:B3LYP
• Names:– B=B88exchange– LYP=Lee‐Yang‐Parrcorelation
• Non‐empirical– GGA:PBE– Meta‐GGA:TPSS– Hybrid:PBE0
APStutorial 12
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What we’ll cover
• Simplestpossibleexampleofafunctional• EssentialsofKS‐DFT,andfunctionalzoo• Importantconditionsnotmetbystandardfunctionals:Self‐interactionandderivativediscontinuity
• Exactexchange• Quiz
13APStutorial
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What we’ll cover
• Simplestpossibleexampleofafunctional• EssentialsofKS‐DFT,andfunctionalzoo• Importantconditionsnotmetbystandardfunctionals:Self‐interactionandderivativediscontinuity
• Exactexchange• Quiz
14APStutorial
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Simple conditions for Coulomb systems
• Asymptoticdecayofthedensity
• LeadstosevereconstraintonKSpotential
• AnddeterminesKSHOMO:
APStutorial
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KS potential for He atom
16APStutorial
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Densities
APStutorial
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LDA potential
APStutorial
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Self interaction
• Violatedbymostsemilocalfunctionals(unlessbuiltin)
APStutorial
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Energy as function of N
APStutorial 20
FromDreizler+Gross
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Derivative discontinuity
• Whenyouaddatinyfractionofanelectrontoasystem,theKSpotentialshiftsuniformly,sincebefore,εHOMO(N)=‐I,butnow,εHOMO(N+δ)=‐A
• Thusvs(r)mustjumpbyΔxc=(I‐A)‐(εHOMO‐εLUMO)
APStutorial
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Ne Potentials
APStutorial
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Missing derivative discontinuity in LDA
LDAlookslikeexact,shiftedbyaboutI/2
APStutorial
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What we’ll cover
• Simplestpossibleexampleofafunctional• EssentialsofKS‐DFT,andfunctionalzoo• Importantconditionsnotmetbystandardfunctionals:Self‐interactionandderivativediscontinuity
• Exactexchange• Quiz
24APStutorial
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What we’ll cover
• Simplestpossibleexampleofafunctional• EssentialsofKS‐DFT,andfunctionalzoo• Importantconditionsnotmetbystandardfunctionals:Self‐interactionandderivativediscontinuity
• Exactexchange• Quiz
25APStutorial
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What ever happened to HF?
• WeknowExisjust
• Sowhycan’twejustputthatinKSequations?
• Becausedon’tknowEx[n],somustapproximate
APStutorial 26
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OEP • Waytohandleorbital‐dependentfunctionalsinKSscheme,i.e.,withsinglemultiplicativeKSpotential
• Stilldensityfunctionals,sinceorbitalsuniquelydeterminedbydensity
• OftencalledOPM• Severalschemestoimplement,allmuchmoreexpensivethanregularKS‐DFT
• Canimproveotherproperties:– Noself‐interactionerror– Potentialsandorbitalenergiesmuchbetter– Approximatesderivativediscontinuity
APStutorial
SeeRMP,KuemmelandKronik
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HF versus EXX
• HFminimizesEx[{φi}]overallpossiblewavefunctions
• EXXincludesadditionalconstraintofcommonpotential(i.e.,KS)
• Yieldalmostidenticaltotalenergies,withHFaneenstybitlower.
• Occupiedorbitalenergiesverysimilar,butbigdifferenceinunoccupiedorbitals
APStutorial
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A tale of three gaps
• Fundamentalgap:– Δ=I–A=24.6eVforHe
• Kohn‐Shamgap:– Δs=εHOMO‐εLUMO=21.16eV
• Derivativediscontinuity:Δxc=Δ‐Δs
• Lowestopticaltransition:– ωmin=E(1s,2p)‐E(1s2)=21.22eV
• NOTE:Allsameifnon‐interacting,alldifferentwheninteracting
• Of course, εHOMO(LDA)=15.5eVAPStutorial
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Quiz
1. Dolocalfunctionalsdobetterfor:A.smallN,B.largeN?
2. Howmanyempiricalparametersaretoomany?A.1;B.10.,C.100+
3. GGA’shavenoself‐interactionerror,Trueorfalse?
4. TheKohn‐Shamgapwouldequalthetruegapifonlywehadtheexactfunctional?
5. WhynotuseExinsmallcalculationstoimprovegeometries,etc.?
APStutorial 30
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What we’ve learned, maybe • Ground‐statedensitydeterminesallpropertiesofsystem,
inprinciple,butinpractice,onlyreallygetenergyanddensity(whichis90%ofwhatyouwant).
• Localdensityfunctionaltheoriesgiveroughlycorrectanswers,butaretooinaccuratetobehelpfulinquantumchemistry.
• Thecommonly‐usedfunctionalsinchemistryarewell‐foundedandhavefewparameters.
• Thereareknownexactpropertiesofthedensityinrealatoms.
• TherearesubtleandbizarreeffectsintheKSpotentialbecauserealelectronsdointeract.
• Exactexchangeisexpensive,andwedon’thaveacorrelationfunctionaltogowithit,butitimprovessomeproperties.
31APStutorial