modelling mobile species population changes in electroactive films under thermodynamically and...
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Modelling mobile species population changes in electroactive filmsunder thermodynamically and kinetically controlled conditions
Angela Jackson a, A. Robert Hillman a,*, Stanley Bruckenstein b, Irena Jureviciute c
a Department of Chemistry, University of Leicester, Leicester LE1 7RH, UKb Department of Chemistry, University at Buffalo, Buffalo, NY 14260-3000, USA
c Institute of Chemistry, Vilnius 2600, Lithuania
Received 23 November 2001; received in revised form 25 January 2002; accepted 27 January 2002
Abstract
We describe a new model for electroactive film mobile species (ion and solvent) populations under a range of thermodynamically
and kinetically controlled conditions, that allows the film state to be visualized in 3D E ,Q ,L -space, where L represents film
composition. Under thermodynamically controlled conditions, when film composition is a single-valued function of potential, the
model allows one to calculate and represent solvent content as a function of redox state under both ideal and non-ideal conditions.
Curvature in the solvent population-charge relationship can result from either thermodynamic or kinetic factors. Under kinetically
controlled conditions (with no transport limitations) the model can describe slow electrochemical and solvation processes, both in
the absence and presence of non-ideal solvation thermodynamics. The film compositional signature in E ,Q ,L -space allows visual
diagnosis of thermodynamic versus kinetic control and the identification of various possible phenomena; these include film
reconfiguration, ion and solvent trapping, relative rates of ion versus solvent transfer, and relative rates of solvent entry versus exit.
Application of the model is demonstrated for the case of polyvinylferrocene films exposed to aqueous media under permselective
conditions. # 2002 Elsevier Science B.V. All rights reserved.
Keywords: Electrochemical quartz crystal microbalance; Simulation; Kinetic model; Polymer modified electrode; Solvation; Polyvinylferrocene
1. Introduction
1.1. Overview
In this study we attempt to model the population
changes of mobile species (ions and solvent) withinelectroactive films as they undergo electrochemically
driven redox switching. It is generally recognized that
this overall process requires the exchange with the
bathing solution of ions and solvent, respectively, in
order to satisfy electroneutrality and activity constraints
[1,2]. More recently, it has been recognized that these
exchange processes may drive (or be driven by) struc-
tural changes within the film (which we choose to referto as ‘reconfiguration’ processes [3]). Quite generally,
these various processes occur on very different time
scales, which may in turn respond in quite different ways
to (electro)chemical or other physical control para-
meters. Consequently, both the acquisition and unequi-
vocal interpretation of electroactive film responses is
complex.
In kinetically controlled situations it is not always
trivial to arrive at clear mechanistic conclusions*/
indeed it may not even be clear whether the system is
under kinetic or thermodynamic control. Hence, the
purposes of this work are, firstly, to provide simple
experimentally applicable diagnostics for thermody-
namic versus kinetic control, secondly, to provide a
means of making qualitative mechanistic deductions
under kinetically controlled conditions and, thirdly, to
point the way towards extracting the relevant kinetic or
thermodynamic parameters. For illustrative purposes
we restrict discussion to the case of a redox polymer
film, but the methodology we develop is equally applic-
able to any type of electroactive film, including redox
* Corresponding author. Tel.: �/44-116-252-2144; fax: �/44-116-
252-5227.
E-mail address: [email protected] (A.R. Hillman).
Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102
www.elsevier.com/locate/jelechem
0022-0728/02/$ - see front matter # 2002 Elsevier Science B.V. All rights reserved.
PII: S 0 0 2 2 - 0 7 2 8 ( 0 2 ) 0 0 7 6 5 - 9
polymers, conducting polymers, metal oxides and inor-
ganic complexes.
Film properties, and in particular how they dictate
performance in a given application, are determined byfilm structure and composition, which can be repre-
sented in terms of redox state and solvation. Conse-
quently, we develop a methodology that allows
straightforward visualization of overall film composi-
tion (and its constituents) as a function of electroche-
mical control parameters. It is the relationship between
these control and response parameters that provides
mechanistic insight. An issue of particular importance isthe experimental time scale, since mobile species trans-
fers will likely occur on different time scales to each
other and certainly to the energetically more demanding
process(es) of polymer reconfiguration. Our earlier work
[4,5] has alluded to the interplay of these processes and
the expectation of alternation of (quasi-)equilibrium and
kinetic control as the time scale is systematically
shortened. However, we have not previously been ableto describe these phenomena quantitatively: the present
work is a step in this direction.
1.2. Previous studies
Electrochemical (‘IVt ’) techniques*/notably cyclic
voltammetry*/have been used widely to extract overall
kinetic information for electroactive films [6�/8]. How-
ever, information on the elementary steps (ion transfers,solvent transfer, structural change, etc.), derived from
the associated film population changes, requires specific
in situ non-electrochemical probes [9] such as the
electrochemical quartz crystal microbalance (EQCM)
[10,11], UV�/vis spectroscopy [12], ESR spectroscopy
[13,14], ellipsometry [15], and neutron reflectivity [16].
Taking one example, the EQCM [10,11,17�/19] has
become a routine technique in determining ion andsolvent fluxes through the associated film inertial mass
changes. Indeed early studies by Buttry and coworkers
of poly(vinylferrocene) (PVF) [20] and polyaniline [21]
films were instrumental in progressing the recognition of
solvent transfer from a qualitatively acknowledged
notion to the quantitatively monitored phenomenon
represented in more recent literature [3,10,22�/24].
Given the demonstrated capabilities of these in situnon-electrochemical techniques in observing aspects of
film composition and dynamics, surprisingly little pro-
gress has been made in terms of modelling the resultant
data. The majority of theoretical studies have focused
on the analysis of voltammetric I �/E responses, and the
underlying coupled motions of electrons and counter
ions. Examples include waveshape analysis for a rever-
sible and an irreversible surface redox reaction [25�/27]and electron transfer kinetics at the electrode j film
interface [28]. In some cases, the focus of interest was
a diffusional process, e.g. using a multilayer model [29]
or considering a film containing non-equivalent redox
sites [30] while in others the emphasis was on kinetics
[22,23]. Some mathematical approaches have been
analytical in nature, including the use of semi-integralmethods [31], while others have been numerical [30,32].
1.3. Objectives
Previous work has tended to centre on investigation
of electron/coupled counter ion kinetics; this is the
natural focus for analysis of data from IVt techniques.
We aim to couple this with analysis of associated solvent
population changes and polymer reconfiguration, toprovide a more complete picture of events during film
redox switching. The microscopic processes underlying
the macroscopic responses can then be visualised by the
previously described scheme-of-cubes [5].
We commence with consideration of the thermody-
namically controlled situation (manifested in the re-
sponse as t 0/�) that provides the boundary condition
to which a kinetically controlled system aspires, thenconsider some kinetically controlled situations.
Although most of the theoretical models discussed
above and elsewhere do offer the opportunity to
consider partially redox-converted films, almost all the
interpretations of experimental data have focused on
‘end-to-end’ (i.e. complete) redox transformations. In
the present work, we consider partial redox conversion
in both the theoretical and experimental contexts; thisoffers the crucial opportunity to explore non-linear
charge-composition effects, the kinetic or thermody-
namic origins of which are commonly confused. For
reasons discussed below, our coverage of non-equili-
brium cases is restricted to those in which transport
processes are not rate limiting.
2. The model
Quite generally, we represent the compositional and
redox state of the film at any time (t ) by a vector in 3D
E ,Q ,L -space [33], where E (V) is the applied potential,
Q (C cm�2) is the charge density and, in the most
general case, L encapsulates all aspects of the film
composition. L can be considered to contain theindividual mobile species population(s), Gi (mol
cm�2). In this paper, we consider an electroactive
(polymer) film under permselective conditions, so that
film compositional (L ) changes are associated only with
counter ion and solvent transfers and there is no
contribution from salt movement [34]. In this particular
circumstance, the value of Q defines the ion population
(say, counter anion population GA) through Faraday’slaw, so L immediately represents film solvent popula-
tion, GS. We choose to define L and Q to be zero for the
reduced state of the film; for the illustrative ‘�/1/0’-type
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102 91
redox system we consider later, this corresponds to a
film with zero ion content. Consequently, the state of
the system at any instant can be described in E ,Q ,L -
space by a vector V(t):
V(t)�Q(t)i�E(t)j�L(t)k (1)
i , j and k are the unit vectors for the Q -, E - and L -axes.
3. Thermodynamically controlled responses
3.1. Film ion population
Since the relationship between film redox state (under
permselective conditions, equivalent to ion population)
has been discussed by many authors, we simply sum-marize what is required to develop the (new) aspects of
solvation. For the surface-bound redox process:
RedUOx�e� (2)
the populations (G /mol cm�2) of redox species Ox and
Red respond to potential (E ) in a Nernstian manner:
E � E��RT
nFln
GOx
GT � GOx
(3)
where the total population of redox sites, GT�/GOx�/
GRed and the remaining symbols have their usualmeanings. Here we will assume that there are no, or
equal, interactions between redox sites; such differing
interactions could readily be included (as has been well
illustrated by several authors [35,36]), but in the present
analysis this would cloud the algebra without adding
new insight. Based on Faraday’s law, the equilibrium
film charge density also follows a Nernstian response:
E�E��RT
nFln
Q
QT � Q(4)
where QT is the charge density required for total film
redox conversion.
Based upon Eqs. (3) and (4), the 3D locus of film
composition, V (E ,Q ,GOx) for Eq. (2) is illustrated inFig. 1 for the case of a one-electron couple in a polymer
film of typical coverage GT �/10�8 mol cm�2. In this
simple case L reduces to GA, which is (through the
electroneutrality constraint) equivalent to GOx. 2D
projections on the E ,Q -, E ,GOx- and Q ,GOx-planes are
also shown. As required of thermodynamic control, the
locus is single valued, independent of time scale and
direction of redox switching. The E ,Q -projection corre-sponds to the Nernst equation and the linearity of the
Q ,GOx-projection is simply a statement of Faraday’s
law, GA�/Q /F .
3.2. Film solvent population
For convenience (and representative of the frequency
change data one would obtain from the EQCM) we
consider the change in solvation consequent upon redox
switching. For the purpose of illustration, we consider
the case in which the oxidised film is more solvated; thiscorresponds to the experimental example we will con-
sider later, but transposition from the case of a more
lyophilic oxidised film to a more lyophilic reduced film
is trivial. Thus, we write the equilibrium for redox-
induced film solvation state change:
Ox�xSUOxS (5)
where Ox represents an unsolvated oxidised site, xS (in
which x may be non-integer) represents the change in
solvent (S) content per redox site and the subscript Sdenotes a solvated species. In reaction (5), we denote the
equilibrium constant by KS and make no distinction
between bound and ‘free’ solvent within the film. In the
simplest, ‘ideal’ case in which each site and its local
environment (including solvent) behaves independently,
there is a linear relationship between film solvent
content and charge. We can then express the solvent
population change, GS, as:
GS��
KS
KS � 1
�xQ
F(6)
More generally, the solvent population change may not
be linearly related to the charge density, i.e. the activity
coefficient for solvent within the film may be a function
of charge state within the film. Based on the behaviourof solutions, in which activity coefficients vary non-
linearly with ionic strength, this is more likely to be the
case than the ideal situation represented by Eq. (6).
Fig. 1. Redox state V vector for the equilibrium path taken upon film
redox conversion. Axes x , y and z , respectively, represent potential
(E ), charge density (Q ) and population of oxidised species (GOx).
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/10292
Now, the solvent population will be related to some
function of the extent of redox state switching. We
represent this by the general expression:
GS��
KS
KS � 1
�xQT
Ff (Q=QT) (7)
where the non-idealities are contained within the func-
tion f(Q /QT), that varies from zero to unity as redox
conversion takes place.The complexities of solution phase chemistry are such
that there are no generally applicable equations for
activity coefficients in anything other than dilute solu-
tions. At the effective concentrations associated with
solvated polymer films*/and with the other complex-
ities they bring*/there is no immediate prospect of an
analytical expression for f(Q /QT). We are therefore
restricted to exploring the type of thermodynamicresponse one might see for some empirical expressions,
although we note that if a general analytical solution
emerges it could immediately be inserted into Eq. (7).
For the purposes of illustration, we explore expressions
of the form:
f
�Q
QT
��
�Q
QT
�m
(8)
where m is a ‘non-ideality parameter’ that defines the
relationship between solvent population change and
redox state and Eq. (6) is the ideal case that m is unity.
Since activity coefficients can vary continuously withcomposition, m can in principle take any value. Figs. 2
and 3, respectively, show the results of calculating the
equilibrium solvent content (using Eqs. (7) and (8) for
reaction (5)) as a function of redox state for values of
m �/1 and m B/1. The key result is that the solvent
content is (except for the special, ideal case of m�/1)
non-linear with charge density. This is most obviously
seen in the Q ,GS-projection (effectively, a DM �/Q or F �/
Q plot for an EQCM experiment), but also has
significant effects on the 3D equilibrium compositional
locus traced out during redox conversion. Thus we
arrive at the important conclusion that curvature per se
is not a diagnostic for kinetic effects; the test is whether
there is hysteresis for the oxidation and reduction half-
cycles. An additional feature is that, regardless of the
value of m , there is no change in the Q ,E -projection (the
Nernst equation for the system, which is insensitive to
solvent transfer).
Figs. 2 and 3 were calculated for the case that KS0/�,
i.e. complete solvation of all oxidized sites. In this case,
the first bracket on the right hand side of Eq. (7)
simplifies to unity. Physically, this corresponds to the
simpler case of interconversion of ‘single start and end
states’, which we have discussed elsewhere [4]. In the
event that there is incomplete solvation at equilibrium
(‘multiple start and end states’ [4]), then the solvent
population simply scales with the factor KS/(KS�/1);
visually, this corresponds to a vertical ‘compression’ of
the vertical coordinates in Figs. 2 and 3. For example, in
the case that KS�/1, GS is decreased by a factor of two,
and in the case that KS0/0, the figures collapse to a 2D
E ,Q -plot representing only coupled electron/ion trans-
fer.
Fig. 2. Equilibrium compositional path describing redox conversion
and solvation of an electroactive film for solvent non-ideality para-
meter values m �/1: m�/5 (diamonds), m�/4 (circles), m�/3 (trian-
gles) and m�/2 (squares). Solid lines represent 3D V -vector; points
represent corresponding 2D projections on each plane. Data calculated
using Eqs. (7) and (8) with KS�/� for reaction (5).
Fig. 3. Equilibrium compositional path describing redox conversion
and solvation of an electroactive film for solvent non-ideality para-
meter values m B/1: m�/1/5 (diamonds), m�/1/4 (circles), m�/1/3
(triangles) and m�/1/2 (squares). Solid lines represent 3D V -vector;
points represent corresponding 2D projections on each plane. Data
calculated using Eqs. (7) and (8) with KS�/� for reaction (5).
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102 93
3.3. Polymer reconfiguration
We do not debate the physical origins of polymer
reconfiguration (or other material structural change)*/
be it driven by electrostatics, solvation, free volume
phenomena, etc.*/but rather focus on the effects it has
on the film compositional response in E ,Q ,L -space.
Analogous to our considerations of redox and solva-
tion states, we consider a model in which there are two
‘configurations’ [5]. The equilibrium between these
configurations is characterized by an equilibrium con-
stant Kconfig, that is defined by the difference in theirstandard Gibbs energies. A consequence of this is a
difference in standard electrode potentials DE8 for
differently ‘configured’ Ox/Red couples (of the same
solvation state). Kconfig and DE8 can be related through
the standard expressions:
�RT ln(Kconfig)�DG���nFDE� (9)
We note that the notion of different polymer config-
urations influencing energetics has been considered by
Evans and coworkers [37�/39]. Their considerations of
this phenomenon suggested one might encounter stan-
dard potential shifts, DE8, on the order of 100 mV,corresponding to DG8 on the order of 10 kJ mol�1 or
Kconfig:/50.
On the basis of this, E ,Q ,L -space responses were
calculated for ‘configurations’ spaced at 100 mV (10 kJ
mol�1) intervals. Representative results (for the simple
case of m�/1 and KS�/�) are shown in Fig. 4;
extension to other values of m and KS would be
straightforward, and would simply involve lateral shiftsof loci shown in Figs. 2 and 3.
At this point, we address a major practical issue in the
interpretation of experimental data. It is anecdotally
acknowledged that polymer reconfiguration processes
can be very slow, commonly occurring on time scales
much longer than typical electrochemical measurements.
It is easy to imagine situations in which film redox
switching and solvation (as described in previoussections) occur for a film in a given configuration,
following which there is rapid (e.g. electrostatically-
driven) reconfiguration to the new equilibrium config-
uration, which is maintained during the reverse redox
half-cycle. The result, in E ,Q ,L -space, would be a non-
single valued locus, but which was apparently indepen-
dent of time scale, at least over a certain range, i.e.
hysteresis (the common signature of kinetic control) butindependence of response on time scale (commonly used
as a diagnostic for thermodynamic control). This subtle
interplay of kinetic and thermodynamic effects prompts
us to consider now the kinetics of the processes whose
equilibria we have so far discussed.
4. Kinetically controlled responses
4.1. Overview
The large number of possible elementary steps, the
wide choice of electrochemical control functions, and
the diversity of mechanistic possibilities make it im-
practical to offer encyclopaedic coverage of all possibi-
lities. We therefore restrict our attention here to somerepresentative cases that we perceive might be com-
monly encountered; in support of this notion, we are
(later) able to apply them to experimental data.
Specifically, we will consider coupled electron/counter
ion and solvent transfers as possible rate limiting
processes. This corresponds to operating (i) under
permselective conditions (low or moderate electrolyte
concentrations) and (ii) on moderate time scales, i.e. notso extended that (typically slow) polymer reconfigura-
tional processes have a chance to occur. In the scheme-
of-cubes type visualization, this corresponds to restrict-
ing events to a 2D plane within a single cube [5]. In
common with the work of Gabrielli et al. [22,23], and as
discussed in the light of experimental data below, we do
not consider diffusional processes within the film.
Furthermore, we will only consider single ‘start’ and‘end’ states. As discussed in Section 3.2, this corresponds
to considering Ox and Red species with very different
solvation characteristics (large KS); as discussed above,
we have the machinery to normalize the GS responses
with a KS/(KS�/1) factor, but inclusion of this here will
complicate the algebra without adding insight. We then
choose to drive the redox conversion using a potentio-
dynamic (linear potential scan) control function, sincethis is the most commonly used electrochemical techni-
que. Arbitrarily, we start with an equilibrated reduced
film, then oxidise and subsequently reduce it; transposi-
Fig. 4. V vector for the equilibrium path following film reconfigura-
tion. KS�/�; z -axis shows the oxidised species population (GOx) for
E 8/V�/0.6 (squares), 0.5 (triangles), 0.4 (squares).
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/10294
tion to the case of an initially oxidized film is straight-
forward.
4.2. Electron/ion transfer response to potentiodynamic
control function
The problem of electron (and, via the electroneutrality
constraint, counter ion) population change has been
considered by a number of workers (see above). Without
undue detail, we summarize the approach in the mini-
mum detail required to develop the solvent transfer
problem, which has received little or no quantitative
attention.
When the system is disturbed from an equilibratedfully reduced state by a linear potential sweep (voltam-
metric experiment, scan rate v in V s�1), the variation of
the surface population (GOx) of the oxidised species can
be expressed in terms of a time or potential variable,
respectively, according to:
dGOx
dt�ke[GRedh
(1�a)�GOxh(�a)] (10)
or
dGOx
dE�ke
�1
haGT�
�1
ha�1�
1
ha
�GOx
�nF
RTh (11)
where ke (s�1) is the rate constant for coupled electron/
ion transfer into/out of the film, ke is a dimensionless
rate constant defined as ke�/RTke/nFv , h�/exp((nF /
RT (E�/E8)), and all the remaining symbols have their
usual significance. Obviously, ke0/� corresponds to
reversible electrochemical behaviour (considered above);
as will be seen later, ke:/10 gives essentially reversible
electron/ion transfer characteristics, and the onset ofelectron/ion transfer kinetic effects becomes visible for
keB/3. These aspects have been discussed previously by
Laviron and Roullier [26], so we do not discuss them
further, but proceed to the coupled solvent transfer
process.
4.3. Solvent transfer response to potentiodynamic control
function
We consider the following solvation model
Ox�xSUk0f
kb
OxS (12)
where Ox is an oxidised site in the polymer, S is solvent
in the solution and OxS is a solvated oxidised site in the
polymer. The rate equation for the film solvent popula-
tion is:
dGS
dt�k
0
f [GOx][S]x�kb[GOx;S] (13)
where k ?f and kb are the heterogeneous rate constants for
solvent transfer into and out of the film defined by
reaction (12). Since a relatively small absolute amount
of solvent transfers across the film j solution interface
(as compared to the vast excess in bulk solution), thechange in solvent concentration in the bulk solution is
essentially zero, i.e. [S]:/constant. Therefore, reaction
(12) is pseudo-first order and the rate Eq. (13) simplifies
to:
dGS
dt�kf [GOx]�kb[GOx;S] (14)
where kf�/k ?f [S]x .
The population (GOx) of unsolvated oxidised sites can
be calculated from the total number (solvated and non
solvated) of oxidised sites (GOx,T):
GOx�GOx;T�GOx;S (15)
Therefore, the rate equation can now be written:
dGS
dt�kf [GOx;T�GOx;S]�kb[GOx;S] (16)
The total solvent population is the mean number of
solvent molecules associated with all oxidised sites and
their local environments (without distinction as to
whether the solvent is ‘bound’ or ‘free’). Thus, GS�/
xGOx,S where x is the number of solvent molecules
(whether ‘bound’ or ‘free’) per oxidised site. Hence:
dGS
dt�kf
�GOx;T�
GS
x
��kb
�GS
x
�(17)
Using our previous definition for the equilibrium
constant for solvation of the oxidised film, KS�kf=kb :
dGS
dt�kfGOx;T�
�kf �
kf
KS
�GS
x(18)
In the context of a linear potential scan (scan rate, dE /
dt�/v V s�1):
dGS
dE�
kf
v
�GOx;T�
�1�
1
KS
�GS
x
�(19)
Although the focus of this present section is on kinetics,
we recognize that the thermodynamic issues must all be
borne in mind, including activity effects. To allow
discussion of the latter, we use the same empirical
approach as discussed above, in which non-idealitiesare symbolized by the parameter m in a power law
representation:
dGS
dE�kS
�GOx;T
�GOX
GT
�m
�GS
x
�1�
1
KS
��(20)
In Eq. (20), we have partly normalised the solvation rate
constant by writing kS�/kf/v . Simultaneous solution of
Eqs. (12) and (20) should then yield the electron (charge)
and solvent populations as functions of potential for the
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102 95
specified scan rate, and the counter ion population via
Faraday’s law:
GA�Q
nF(21)
On the basis of the above equations, construction of
3D plots in E ,Q ,GS-space*/specifying instantaneous
film composition*/for selected values of ke and kS was
accomplished as follows. First, the ‘electron/ion’ pro-
blem was solved. Eq. (12) for the coupled electron/ionflux was solved by the input of ke (with fixed ‘typical’
values of a�/0.5, n�/1, T�/298 K, GT�/10�8 mol
cm�2) to define ke. Integration of the flux with respect
to time (defined by the instantaneous potential and
potential scan rate) then provided the film ion popula-
tion (i.e. charge density). This information was then
used to solve for the solvent flux defined by Eq. (20). In
the latter case, the additional input parameters were kf
(to define kS) and (if desired) m ; for reasons discussed
above, we considered only a large value of solvation
equilibrium constant, KS�/1000. Integration of the
solvent flux with respect to time then gave the film
solvent population. The mechanics of these calculations
were carried out using commercially available software
(Maple).
In the above exposition, we discussed the ‘forward-going’ half of a cyclic voltammetric experiment. For
comparison with experimental data, it is necessary to
obtain the response (in film populations) over the
complete cycle. In order to achieve this, we simply set
the ‘initial’ composition for the reverse sweep (in terms
of redox state, i.e. electron/counter ion population, and
solvent population) as that achieved at the end of the
forward half cycle. Intuitively, for long time scaleexperiments (effectively, kS�/1), the reverse half cycle
response will be independent of the forward half cycle,
since equilibrium is established at the end of each half
cycle; sample simulations with large values of kS bear
this out. Conversely, for short time scale experiments
(effectively, kS5/1), equilibrium will not be established
at the end of the forward scan*/to an extent dependent
upon time scale*/and the reverse scan response willcommence from a non-equilibrated state. For multiple
voltammetric cycles, the final film ion and solvent
populations for the n th redox cycle were set as initial
boundary conditions for the (n�/1)th redox cycle and
the procedure repeated.
4.4. Results for kinetically controlled situations
We present calculations for an initially equilibrated
reduced film under permselective conditions (see above),taken through a complete redox cycle. For the purposes
of generalization, we present the solvent population
changes normalised with respect to the overall solvent
population change; in the terminology of reaction (12)
and Eq. (20), this corresponds to plotting GS/x as the
compositional parameter L . In total, there are four
possible cases*/the combinations of fast and slow
electron/ion and solvent transfers. The ‘fast electron/
ion and fast solvent’ transfer case corresponds to the
thermodynamically controlled case discussed in Section
3 and illustrated in Figs. 1�/3. Hence, we now consider
the kinetically controlled cases of slow (rate limiting)
electron/ion transfer with rapid solvent transfer and
slow (rate limiting) solvent transfer with rapid electron/
ion transfer; we also consider the case that both mobile
species transfers are slow, in which case the slower will
be rate limiting.
Figs. 5 and 6, respectively, show film ion population
(GA, represented as Q , via Eq. (21)) and film solvent
population (GS, normalized with respect to the total
solvent transfer, represented by the stoichiometric
coefficient x ) responses for rate limiting solvent transfer
and rate limiting electron/ion transfer. In each case the
non-rate limiting process is rapid (cf. the case of both
processes slow, in Fig. 7). We show both the 3D E ,Q ,L -
vector locus (where L in this case corresponds to GS)
and the three projections on the 2D planes. At this
point, we show representative calculations for ‘sym-
metric’ mobile species entry/exit dynamics; the case of
asymmetric entry/exit dynamics*/which we simplisti-
cally anticipate to assume most commonly a ‘slow entry/
rapid exit’ form*/is considered later. The apparently
unusual units of the partially normalised solvent transfer
rate constant kS are to allow representation of temporal
effects for any potential scan rate (in this linear potential
scan scenario) on a single potential axis.
Fig. 5. Film ion population (GA, represented as Q , via Eq. (21)) and
film solvent population (GS) responses for a representative rate limiting
solvent transfer case. Arrows indicate potential scan direction.
Simulation parameters: ke�/10 (fast electron/ion transfer); KS�/
1000; kS�/10 V�1 (see main text for significance of units); equal
forward and reverse solvent transfer rates.
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/10296
In the case of rate limiting solvent transfer (Fig. 5),
the E ,Q -plane projection corresponds to the Nernst
equation: it is single valued, as equilibrium is maintained
over the complete cycle. By contrast, both the E ,GS- and
Q ,GS-planes show substantial hysteresis. For presenta-
tional clarity we show only a representative ‘slow
solvent’ case, but additional calculations (not shown)
demonstrate that the extent of this hysteresis increases
with decreasing kS. The case illustrated (large equili-
brium constant for solvation) effectively encapsulates
other solvation thermodynamics cases, since (as indi-
cated earlier in the discussion of Fig. 3) one can
normalize the equilibrium solvent population change
with the factor KS/(KS�/1). In both the forward and
reverse half cycles, film (de)solvation is only partial, i.e.
the equilibrium solvation state is not achieved at either
end of the scan. Repetitive cycling accentuates this effect
and leads to solvent ‘trapping’ (see below).In the case of rate limiting electron/counter ion
transfer (Fig. 6), the E ,Q - and E ,GS-planes show
hysteresis, but the Q ,GS-plane does not. This is a
consequence of the solvent population effectively ‘track-
ing’ the film redox state, the latter now not being in
equilibrium with the applied potential. Repetitive cy-
cling accentuates this effect and leads to ion ‘trapping’
(see below).We now move from the somewhat simplistic pictures
of Figs. 5 and 6 to incorporate two experimentally more
plausible situations. First, we consider the case that both
electron/ion and solvent transfers are slow. A represen-
tative case is shown in Fig. 7. Here we see that there is
hysteresis in all three projections. Second, we remove the
restriction that the rates of mobile species entry and exit
are the same. A representative example is shown in Fig.
8. We have selected what we anticipate to be the more
likely case (also, see experimental data below) that
solvent entry is slower than solvent expulsion; the
reverse situation could be straightforwardly described
by our methodology.As indicated above, the spectrum of possible ion and
solvent entry and exit rate parameters, both in absolute
and relative terms, prompt us to consider the possibility
of ‘trapping’ processes. By this, we imply the situation in
which there is entry of a mobile species (ion or solvent)
Fig. 6. Film ion population (GA, represented as Q , via Eq. (21)) and
film solvent population (GS) responses for a representative rate limiting
electron/ion transfer case. Arrows indicate potential scan direction.
Simulation parameters: ke�/1 (slow electron/ion transfer); KS�/1000;
kS�/1000 V�1 (see main text for significance of units); equal forward
and reverse solvent transfer rates.
Fig. 7. Film ion population (GA, represented as Q , via Eq. (21)) and
film solvent population (GS) responses for a representative case of slow
electron/ion and slow solvent transfers. Arrows indicate potential scan
direction. Simulation parameters: ke�/ 0.05; KS�/1000; kS�/30 V�1
(see main text for significance of units); equal forward and reverse
solvent transfer rates.
Fig. 8. Film ion population (GA, represented as Q , via Eq. (21)) and
film solvent population (GS) responses for a representative case of slow
and asymmetric solvent transfers. Arrows indicate potential scan
direction. Simulation parameters: ke�/0.05; KS�/1000; kS�/20 V�1
for forward (oxidation) half cycle and kS�/100 V�1 for reverse
(reduction) half cycle, i.e. slower solvent entry than exit.
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102 97
into the film during redox switching in one direction, but
incomplete expulsion of that species in the reverse half
cycle. Figs. 9 and 10, respectively, show representative
examples of scenarios in which counter ion and solvent
are trapped within the film. Full 3D E ,Q ,L -space plots
were presentationally crowded, so we illustrate the effect
through the 2D E ,L -plane projections. In these simula-
tions, we start with an equilibrated reduced film, which
takes in counter ions and solvent upon oxidation, but
which incompletely expels them upon re-reduction.
Hence, the reduced film at the end of the first complete
potential cycle has a composition that differs (substan-
tially) from that at the start of the potential cycle. To
illustrate the effect further, we also show the result of asecond potential cycle, immediately following the first
(i.e. with the ‘end’ state of the first cycle constituting the
‘start’ state of the second cycle). The result is a
progressive ratchetting up of the film mobile species
populations. In the mirror image case that the mobile
species were initially present, then expelled but incom-
pletely replenished within the film, the result is a
progressive ratchetting down of the film mobile speciespopulations. We have observed*/but not hitherto been
able to describe quantitatively*/such effects for poly-
pyrrole films upon multiple cycling under kinetically
controlled conditions [40]. This underscores the point we
have repeatedly made concerning the general impor-
tance of film history [4,5]. In particular, the common
practice of cycling to a ‘reproducible’ response (after an
arbitrary number of redox cycles) will lead to inter-change of an unknown set of redox/solvation states, to
the extent that extraction of meaningful kinetic informa-
tion will be practically impossible. The recommendation
of recording the mobile species population responses for
the first cycle after film equilibration can be considered
analogous to the corresponding classical solution vol-
tammetry protocol of recording the I�/E curve for the
first cycle.
5. Application to experimental data
The previous two sections have attempted to predict
film population changes for a variety of thermodynamic
and kinetic scenarios. Correspondingly, in EQCM
experiments on a range of electroactive films we have
observed previously a range of phenomena (e.g. massand charge trapping [41]) that we have interpreted
qualitatively in terms of redox-driven mobile species
population changes within the film. A test of the new
theoretical approach*/which we now undertake*/is to
apply it to representative experimental data and explore
the extent to which it can enhance our knowledge of the
system.
For the purposes of illustration, we will considerEQCM data acquired for a system that we have studied
in some detail [3,7,24,41�/44]: poly(vinylferrocene) ex-
posed to aqueous 0.1 mol dm�3 NaClO4 solution.
Justification is given in the cited literature, but here we
simply assert (i) that the films are rigid (acoustically
thin), so that QCM frequency responses can (via the
Sauerbrey equation) be simply interpreted in terms of
film population changes; (ii) that the films are permse-lective [45], so that ‘salt’ transfer need not be considered;
(iii) that we are able to assay the total redox population
coulometrically on the basis of ferrocene/ferricinium
Fig. 9. Ion population (represented through GOx) as a function of
applied potential for two consecutive voltammetric redox cycles.
Simulation parameter ke�/0.01 (equal forward and reverse transfer
rates). Simulation starts with an equilibrated reduced film, defined as
zero ion population; cycle 1 (squares), cycle 2 (circles), arrows indicate
scan direction. Failure of ion population to achieve equilibrium at
either extreme of potential results in ‘ion trapping’.
Fig. 10. Solvent population change as a function of applied potential
for two consecutive voltammetric redox cycles. Simulation parameters:
ke�/0.01; KS�/1000; ks�/30 V�1 (equal forward and reverse solvent
transfer rates); m�/1. Simulation starts with an equilibrated reduced
film, defined as zero population change; cycle 1 (squares), cycle 2
(circles), arrows indicate scan direction. Failure of solvent population
to achieve equilibrium at either extreme of potential results in ‘solvent
trapping’.
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/10298
(one electron) redox chemistry; (iv) that the reduced film
is less solvated than the oxidised film. These conditions
are encapsulated within the range of scenarios we have
considered theoretically in this work.
The experimental details are given elsewhere [24,41]
but measurements were made for films deposited on Au
electrodes supported on 10 MHz AT-cut crystals (ICM,
Oklahoma), and potential scan rates in the range 45/v /
mV s�15/80 were used. In terms of the generic
nomenclature represented by reactions (2), (5) and (12)
above, Red�/VF, Ox�/VF�ClO4� and S�/H2O, where
VF represents a vinylferrocene unit on a polymer chain.
On the basis of Faraday’s law (Eq. (21)), values of
charge (Q ) were converted to the mass of perchlorate
counter ion transferred; these values were subtracted
from the observed mass change to yield the solvent
population change, GS.
Representative data are shown in Fig. 11 for three
complete redox cycles of an initially fully equilibrated
reduced PVF film. At the outset, we make three
qualitative observations on the data which we shall set
out to rationalize and parameterize on the basis of our
new theoretical treatment. First, the anodic half cycle
response for the first scan is systematically shifted to
positive potentials as compared to that for all subse-
quent scans (which are identical); this is consistent with
the reconfiguration characteristic seen in Fig. 4. Second,
Fig. 11 shows mass trapping*/failure of the solvent
population to return at the end of the first full cycle to
its initial value. Third, the data show hysteresis in all
three 2D planes of E ,Q ,L -space, so there is no question
that the system is under kinetic control*/although we
emphasise (see below) that this does not preclude the
presence of thermodynamic non-idealities. All of the
above phenomena have been discussed in our model and
thus we now proceed to explore each of them in more
detail.
The shift on the potential axis in the charge responsefor the first anodic half cycle is on the order of 25 mV.
Based on Eq. (9), this corresponds to a ‘drop’ on a
‘scheme-of-cubes’ visualization into a second oxidized
state configuration that is ca. 2.4 kJ mol�1 more stable.
The corresponding value of Kconfig:/3. Although the
thermodynamic energy change is only on the order of
RT , there is no further ‘reconfiguration’ signature, so it
must be kinetically very slow. Thus, we do not dwellfurther on this issue, but explore the movement of the
system within the electron/ion- and solvation-based
‘square scheme’ at fixed configuration.
The extent of mass trapping is relatively small, but
nonetheless clearly visible. Although there is no direct
structural evidence from the EQCM data, we speculate
that it may be associated with the change in film
configuration. Specifically, a change in polymer struc-ture is synonymous with a change in packing of the
chains, and thus of the volume available to solvent.
We now come to the main feature of the data, which
takes predominant place in the application of our
model: the thermodynamic and/or kinetic origins of
the curvature in the solvent/ion population relationship
and the (necessarily) kinetic origins of the hysteresis in
all responses. To the best of our knowledge, simulta-neous consideration of thermodynamic and kinetic
solvation effects has not been considered previously
for electroactive polymer films. In order to apply our
analysis, we need to identify input and variable para-
meters. In the first category, the standard electrode
potential, E8, was calculated from experimental data at
moderate scan rates (where redox equilibrium is most
closely approached); under the conditions employed, wefind E8�/0.44 V for the ‘reconfigured’ state. Based on
the overall ion and solvent compositional changes, x�/
4.8. In the second category, we need to consider: m (for
possible thermodynamic effects); ke (or its normalized
counterpart, ke) and a for electron/ion kinetic effects;
and kf and kb (whose ratio defines KS) for solvent
transfer kinetic effects. Throughout, we make the
‘typical’ assumption that a�/0.5. Based on the verydifferent charge and solvation characteristics of the two
redox states, we also assume that one solvation state
predominates in each redox form, i.e. KS is large; we
take KS�/1000, but once KS�/10 its precise value makes
little difference to the observed response.
As a first step, we attempted to fit the data using a
fixed value of m�/1 and only varying the electron/ion
and solvent transfer rate constants. This corresponds toa model in which the solvent behaves ideally in a
thermodynamic sense and in which all the ‘curvature’
in the Q ,GS-responses can be attributed to kinetic
effects. In a separate experimentally-based study [41]
Fig. 11. 3D E ,Q ,DM -plot (equivalent to a E ,Q ,L -plot) of EQCM
data for a voltammetric experiment (v�/0.08 V s�1) involving a
polyvinylferrocene film exposed to 0.1 M sodium perchlorate. Data for
three complete cycles, commencing from a fully equilibrated reduced
state, are shown; the first anodic half-cycle response is that at more
anodic potentials.
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102 99
we have shown how one can use the ratio of solvent and
ion fluxes (and the potential dependence thereof) as a
diagnostic of whether ion or solvent transfer is the
slower process. For this system, the qualitative resultwas that solvent entry (during film oxidation) was
slower than counter anion entry; this experimental
evidence must necessarily constrain our selection of the
relative values of ke and kS. Surprisingly, even allowing
wide variation of the electron/ion and solvent rate
constants (spanning a range from effectively reversible
to extremely slow), we were not able to obtain accep-
table fits. (The ‘best’ fits we were able to obtain involvedslow solvent transfer rate constants, kS:/10 V�1 (i.e.
kf:/0.8 s�1 at v�/80 mV s�1) but even these were
unacceptably poor.) We are thus driven to conclude
that, although kinetic effects unquestionably are the
cause of the hysteresis (with respect to applied potential)
of the ion and solvent populations, thermodynamic
effects also contribute to the curvature in the solvent-ion
population relationship (DM �/Q plot in the context ofan EQCM experiment).
In order to test this deduction, we turned to data on
longer time scales, for which kinetic complications are
absent and the response is governed by thermodynamic
parameters. For this, we utilised data from an analogous
experiment to that illustrated in Fig. 11, but at a
potential scan rate of 4 mV s�1. Although simulations
of the Q ,E -plane projection were essentially insensitiveto the solvent non-ideality parameter (as one would
expect), the projections involving GS were sensitive to m
(again, as one would expect): the ideal case of m�/1
provided a very poor description of the solvent popula-
tion as a function of potential (or charge), particularly in
the first half of the oxidation process. With the same
values as before for E8, x , a and KS, and using large
values of the rate constants (to which the system isinsensitive in this non-kinetic regime), we therefore
explored the effect of varying the thermodynamic
solvent non-ideality parameter m . We found that values
of m :/2 provided a good description of the solvent
population for the first part of the oxidation process.
The non-ideality decreased with increasing conversion
to the oxidised state; although there is no means of
attributing a molecular explanation for this, we spec-ulate that water will behave less ideally in the very
hydrophobic reduced polymer than in the oxidised
polymer.
With the confidence that solvent non-ideality effects
are present, we then used this to guide the fitting of the
kinetically controlled (high scan rate) data. The deduc-
tion is that the ‘concave’ film solvent population
responses seen in the data of Fig. 11 would be in partthe result of values of m "/1. Whether we chose either to
impose a value of m�/2 and fit the data to the kinetic
parameters or to allow m to vary, we came to the same
conclusion. Specifically, we found (see Figs. 12 and 13)
that the closest visual fits resulted from values of m :/2,
consistent with the chemistry of a polar solvent inter-
acting with a film that is less polar in its reduced state
and more polar in its oxidized state. Interestingly, in this
kinetically controlled case, there was no evidence of an
approach to ideality (m 0/1) at high redox conversion.
We speculate that this is associated with the failure,
under kinetic control, to establish the equilibrium
solvation state.
Although the incorporation of solvent non-ideality
improved the fits, they were still far from the optimum.
Qualitatively, one sees solvent fluxes that are relatively
Fig. 12. Comparison of experimental and simulated 3D E ,Q ,GS -
vector representations (and the three 2D projections) for PVF
oxidation. Experimental data (full line) correspond to the first anodic
half cycle response in Fig. 11. Simulation parameters: E 8�/0.44 V;
x�/4.8; v�/0.080 V s�1; m�/2; ke�/10; KS�/1000, ks/V�1�/50
(circles), 100 (triangles), 1000 (diamonds).
Fig. 13. 2D Q ,GS-projections comparing the experimental data of Fig.
11 with simulations for kinetically controlled solvation with thermo-
dynamic non-ideality. Inset highlights low conversion region. Slightly
‘noisy’ trace corresponds to experimental data. Simulations for x�/
4.8, m�/2, ke�/10, KS�/1000 and kS/V�1�/50, 100 and 1000
(increasing solvation rate from right to left).
A. Jackson et al. / Journal of Electroanalytical Chemistry 524�/525 (2002) 90�/102100
low during the early stages of oxidation and relatively
high during the latter stages of oxidation, i.e. the solvent
transfer rate constant appears to increase with charge.
The results of incorporating both non-ideality andkinetic acceleration are illustrated for the full 3D vector
in Fig. 12 and more clearly for the solvation coordinate
by the 2D Q ,GS-projection in Fig. 13. The experimental
curve can be modelled in the early stages of oxidation by
slow solvent transfer (kS�/50 V�1, i.e. kf�/4.0 s�1 at
v�/80 mV s�1) and in the later stages by fast solvent
transfer (kS�/1000 V�1, i.e. kf�/80 s�1 at v�/ 80 mV
s�1), with m�/2 throughout.An important test is that the deduction of a switch
between thermodynamic control at low scan rate and
kinetic control at high scan rate must be consistent with
the values of the fitted kinetic parameters. In the case of
the high scan rate experiment*/deliberately chosen to
highlight kinetic effects*/we deduced rate constants for
solvent transfer of kf�/ 4.0 s�1 in the early stages and
kf�/80 s�1 in the later stages. At a scan rate v�/80 mVs�1, these correspond to dimensionless rate constants,
(RTkf/Fv ), of 1.3 and 26, i.e. shifting from ‘slow’ to ‘fast’
kinetics. In the context of an experiment at a scan rate
v�/4 mV s�1, these correspond to dimensionless rate
constants, (RTkf/Fv ), of 26 and ca. 500, i.e. ‘fast’
throughout. Consequently, the analysis is internally
self-consistent.
Turning to the reduction half cycle, the situation issomewhat different. In terms of the raw solvent popula-
tion response, the extent of curvature is much smaller.
At this point, it is important to note that the change in
film redox state (the ‘Red’, rather than ‘Ox’, side of the
square scheme) means that the various parameters may
assume different values from those of the oxidation half
cycle. The solvent:ion flux analysis [24,41] shows that
solvent transfer during film reduction keeps pace withthe changing redox state, i.e. kf (for desolvation)�/ke.
The best fits to the cathodic half cycle data (which were
identical for all scans; see Fig. 11 above) were found
using a model with rate limiting*/but fairly rapid (i.e.
just below the ‘reversible’ value of ke:/10)*/electron/
ion transfer and rapid desolvation (kS�/1000 V�1, i.e.
kf�/80 s�1 at v�/80 mV s�1). Interestingly, in this
reduced and reconfigured state, activity effects appearedless significant as compared to the first anodic half cycle.
Thus, m�/1 (no inclusion of solvent non-ideality effects)
gave acceptable fits. This may be a manifestation of the
‘phase behaviour’ described long ago by Daum and
Murray [46] for polyvinylferrocene.
6. Conclusions
We are able to model electroactive film mobile species
(ion and solvent) populations under a range of thermo-
dynamically and kinetically controlled conditions. In
general terms, the resultant film state can be visualized
in 3D E ,Q ,L -space, where L represents film composi-
tion. In the present study, we have restricted our
attention to permselective conditions, in which case L
represents the film solvent population (with ion popula-
tion being represented by charge, Q , through the
electroneutrality condition).
Under thermodynamically controlled conditions, film
composition is (necessarily) a single-valued function of
potential, E . We are able to represent solvent content as
a function of redox state under both ideal and non-ideal
conditions. In the latter case, an empirical non-idealityfunction was selected, but the model could incorporate
any appropriate function. The results show that curva-
ture in the solvent-charge relationship will result from
non-ideality, i.e. can result from thermodynamic factors
as well as the generally appreciated kinetic factors. We
have also been able to show how irreversible structural
changes (‘reconfigurations’, in the polymer context) can
lead to changing quasi-equilibrium responses.Under kinetically controlled conditions, a wide spec-
trum of behaviour can arise. This can be attributable to
slow electrochemical and/or solvation processes. We
have restricted our attention to cases in which film
transport processes are not rate limiting, but have
considered asymmetric ion and solvent entry/exit rates
and have shown how thermodynamic effects (including
solvent non-ideality) and film reconfiguration canmodulate even dominant kinetic phenomena.
Film compositional responses in E ,Q ,L -space pro-
vide rapid visual diagnostics for thermodynamic versus
kinetic control and the participation of various possible
processes. This has been illustrated for the case of
polyvinylferrocene films exposed to aqueous media
under permselective conditions, in which we have been
able to diagnose kinetic control (though with thermo-dynamic non-idealities in terms of film solvent popula-
tion) and to identify and characterize film
reconfiguration, ion and solvent trapping, and relative
rates of ion versus solvent transfer and of solvent entry
versus exit.
Acknowledgements
We thank the National Science Foundation (grant
number CHE 9616641) for financial support of this
work. A.J. thanks the EPSRC and the British Council
for financial support.
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