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Keren Elghouzzi-Kazachinsky, Head of SW QA, Physio-Logic Ltd. February 2017 Digital Health The Regulatory Landscape

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Keren Elghouzzi-Kazachinsky,

Head of SW QA, Physio-Logic Ltd.

February 2017

Digital Health

The Regulatory Landscape

2

Head of SW QA/RA and Certification Project Manager A Software Quality and Software Engineering Process expert with

over 20 years of experience in SW industries with Motorola, AirbusIndustry and Medical Devices industries

Leading the Physio-Logic Software Quality & Regulations, providingservices to medical devices companies in all aspects of Softwareregulations

Large track record of successfully supporting Medical DevicesCompanies thru Implementation of IEC62304, Agile deployment,Software QA/RA, Software V&V, ISO 13485 Certification, CE markingand FDA regulatory requirements and certification of SW suppliers

Bsc in Physics- Paris VII, BSEE from Technion, specialized in Bio-medical technologies

[email protected]

Overview

Digital Health context

4

Includes many aspect of our health:

Analysis of big data to support Healthcare improvement

Digital medical devices

Consumer engagement

Telemedicine, Personalized medicine,

Health Management

Wearable devices

And many more ….

Digital Health components

5

A compilation of:

On-line Platforms

Mobile Medical Apps

Cloud-based storage of health information

Distributed System

Wireless Capabilities

One key component: Software

Enabling Functionalities & responsible for potential failures:

Sw Challenges in Medical Devices

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Internet Of Things:

Safety is not only at Device level but at System level

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Waterfall vs. IterativeAgile impact to Medical Device

SW

Ch

all

en

ge

sDevelopment Processes

Sw Development

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Development Tools• Requirement Management and traceability• Code analysis tool• Automated testing tool• ALM

Characteristics of Medical Device SW Algorithm – rely on complex math

calculation Sophisticated GUI SW Interfacing with HW Sw Reuse Sw Testing

SW

Ch

all

en

ge

s

Regulatory Challenges

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Balance between Innovation and Regulations:

The conflict between protecting

public health and stifle innovation

10

Do we apply the appropriate regulatory requirements applicable to our product?

What is the best regulatory strategy?

The Impact of Regulation –the Early Stage

Wrong doing, under doing, over

doing? …

Are we budgeted and staffed

appropriately?

Matching expectations with

investors?

The Regulatory Framework - FDA

Kind of Software

Software as part of a Medical DeviceSoftware that is a component; integral part of a medical device

Embedded Software e.g., software that

Controls a CT scanner

Measures the foetal heart rate as part of the foetal monitor

SW as a Standalone = Software as a Medical Device App that uses patient data to create dosage plans for radiation

App that displays ECG signal

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FDA - Key points and existing guidance

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• What is its classification?FDA database on product classification of medical devices

• 510K guidance?FDA's website: medical devices guidances search page

• How do I design it?FDA guidance on software design , the General Principles of Software Validation; Final Guidance for Industry

and FDA Staff

• What do I put in my 510k submission ?FDA gives instructions about software in medical device in the Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices.

FDA – Digital Health related Guidance

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FDA issued several guidance ; Risk-based approach strategy :

Management of Cybersecurity in Medical devices , Oct. 2014

Scope of the guidance: to identify relevant cybersecurity issues that should be

considered in the design and development to document potential cybersecurity risks to mitigate those risks with the measures and controls

Radio Frequency Wireless Technology for Medical Devices, August 2013

Scope of the guidance: FDA regulates the design, development and testing … FCC oversees Bandwidths in which Medical Devices

operate

FDA Regulated vs. Non-Regulated MDDS

“The success of digital health “requires that many medical devices be interoperable with other types of medical devices and with various types of health information technology. The foundation for such inter-communication is hardware and software that transfer, store, convert formats, and display medical device data or medical imaging data.”

MDDS Final Guidance (Feb 9, 2015): FDA does not intend to enforce compliance, But MDDS does not include:

Products intended for active patient monitoring i.e.

clinical context requires a timely response

The clinical condition (disease or diagnosis) requires a timely response

Modifies the medical device data, and

Control the functions or parameters of any connected medical device

FDA Regulated vs. Non-Regulated Mobile Apps

MMA Final Guidance (Feb. 2015) – the FDA defined

“Mobile Medical Apps” software that meet both:

the definition of a Medical Device “intended for use in the diagnosis of disease or other conditions, or in the cure, mitigation, treatment, or prevention of disease, in man”

AND are used as an accessory to a “regulated medical device”

OR transform a mobile platform into a “regulated medical device.”

The Regulatory Framework - EU

EU - Key points and existing guidance

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• Is your software a medical device?MEDDEV 2.1.6 Guidelines on the qualification and classification of stand alone software.

MEDDEV 2.1/1Definitions of "medical devices", "accessory" and "manufacturer"

• What is its classification?MEDDEV 2.4.1 rev9 Comprehensive interpretation of the classification rules of the 93/42 directive.

• How to do clinical evaluation?MEDDEV 2.7.1 rev 4 Clinical evaluation - Guide for manufacturers and notified bodies contains recommendations about clinical evaluation, may impact S/W Design.

Other useful documents: • European Commission Manual on borderline and classification for medical

devices

• Team NB FAQ : Implementation of EN 62304:2006 vs MDD 93/42/EEC.

Revision of MEDDEV 2.1/6 SaMD

Classification of Software as a Medical Device ,July 2016

Standalone Software must have a medical purpose to be qualified as medical device Intended purpose

Software claims is a Key !

Same classification rules as active medical device (rule 9-12 of Annex IX to directive 93/42/EEC) Class I-IIb

Revision of MEDDEV 2.1/6 SaMD

New EU MDR much stricter

New and much stricter medical device regulation , signed by EU and to become effective in 3 years.

New SaMD classification

New Class for Software device– Rule 10a: The rule 10a classification approach is based on both the

purpose of the device and the risk assessment of this device.

A single risk with high severity can push a standalone software in Class III.

New expectations for QMS, risk categorization, clinical evaluation

IEC62304

recent update

IEC 62304:2015 – amd 1

IEC 62304:2015 Amdt 1

Major Changes:

Clarification of Scope of the standard

Modifications of Software Safety

Classification – new risk based approach

Requirements on Legacy Software

Increased #of clauses applicable to Class A

Take Home Messages

Functionality and risk will dictate to what extent your health IT product be regulated

Lack of clarity make it challenging to navigate the regulatory maze at this time

Consult and develop defensible regulatory strategy

Turn regulation from necessary evil to competitive advantage

Thanks

Keren Elghouzzi-Kazachinsky

[email protected]

+972-53-7739780