mexico-alberta regulatory workshop · asea’s role “the agency has to define technical elements,...
TRANSCRIPT
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Mexico-Alberta Regulatory Workshop
Alejandro Carabias IcazaDeputy Executive Director for
Regulations and Legal Standards
September 4th, 2015
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CONTENT Constitutional Mandate
ASEA’s scope
ASEA’s model
Transparency
Emergency Response
Final remarks
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CONSTITUTIONAL MANDATEA high level responsibility
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“…to regulate and supervise in terms of industrial and operational safety and environmental protection, the facilities and activities of the hydrocarbons’ sector…”
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A decentralized agency from the Ministry of Environment (SEMARNAT) is created
This agency is specialized on the industrial and operational safety and environmental protection of the hydrocarbons sector
The responsibilities of hydrocarbon resources management and industrial safety are separated
Article 19th Transitory
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ASEA’S SCOPEThe whole value chain of hydrocarbons
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Production
Distributionand Retailing
To RegulateTo Regulate
To SuperviseTo Supervise
DrillingExploration
H y d r o c a r b o n s H y d r o c a r b o n s Industrial
Processing
Transportation
Storage
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Scope
Industrial and operational safety + environmental protection, on facilities and activities related to the hydrocarbons’ sector
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ASEA’s Universe
70 ASEA Inspectors
+250 Offshore Platforms
+9,300 Wells +12,000Gas
Stations
65,000 Km of Pipelines
6 Refineries
+3,300 LP Gas Distribution and
Carburation Centers
9 Gas Processing Facilities
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ASEA’S MODELStrategic design
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Risk control
$ System
Inspection Plattform
Planning
Legal
Finances
Regulation Management
Inspection
Regulation
Administration by processes
Risk managementmodel
Comprehensive Process of registation and permitting
Mission Vision
Pro
fess
iona
lism
Tran
spar
ency
Impa
rcia
lity
Opp
ortu
nene
ss
Strategic Framework
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ASEA’s Institutional Model
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APPENDICES
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Mission, vision and values
Mission
To guarantee individuals’ safety andenvironmental integrity with legal,procedural and cost-effectivenesscertainty in the hydrocarbons sector.
VisionTo be the Agency that takes theMexican hydrocarbons sector tobe the cleanest and the safestworldwide.
Professionalism: we are ethical, knowledgeable and experienced.
Transparency: what we do is public and accessible.
Impartiality: decisions are based upon objective criteria.
Opportuneness: we act timely and appropriately.
Values
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Portfolio Management RegulationPlanning Inspection
FillingGaps
Legal Standards
Permitsand
Programs
Sectors’ Performance
Data
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ASEA’s Management Model is based on processes
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Safety and EnvironmentalManagement Systems (SEMS)
Sufficient and Opportune FinancialResponsability
Goal orientedtechnical regulation Operations’ Risk Management
Multi-level Platform for Inspection
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Risk Management General Model
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Management Systems
Requirement Title Requirement Title
I Policy X Control of activities, starts and changes.
II Dangeridentification and riskanalysis.
XI Mechanical Integrity and Quality Assurance.
III Legal requirements. XII Safety of Contractors.
IV Goals, objectives and indicators. XIII Emergency preparedness and response.
V Roles, Responsibilities and Authority. XIV Monitoring, verification and evaluation.
VI Competence, training and coaching. XV Audits.
VII Communication, Participation and Consultation.
XVI Investigation of incidents and accidents.
VIII Documents’ Control and Registries. XVII Results’ review.
IX Best Practices and Standars. XVIII Performance reports.
Requirements 13th Article 13th of the LawIntegrates Industrial Safety, Operational Safety and Enrivonmental
Protection.Organized as improvement process
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Illustrative
E & PE & P
• Land: USD 500,000,000
• Ultra deepwater: USD 1,350,000,000
• Land: USD 500,000,000
• Ultra deepwater: USD 1,350,000,000
Transportation, storage and distribution
Transportation, storage and distribution
• From USD 500,000,000
• Up to USD 1,000,000,000
• From USD 500,000,000
• Up to USD 1,000,000,000
Industrial ProcessingIndustrial Processing
• To be identified • To be identified
RetailingRetailing
• From USD 250,000,000
• Up to USD 500,000,000
• From USD 250,000,000
• Up to USD 500,000,000
Financial limits of insurance policies
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E&E Regulation
General regulatory framework on safety and environmental protection
Transport and storage
Distribution and commecialization
MexicanOfficial
Standards
MexicanOfficial
Standards
MexicanOfficial
Standards
MexicanOfficial
Standards
MexicanOfficial
Standards
MexicanOfficial
Standards
Offshore guidelinesLand guidelines
Goal-oriented Regulation
Performance based
Prescriptive
Guidelines Guidelines Guidelines Guidelines
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Regulatory framework
Industrial transformation
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Certified third partiesCertified third parties
ASEAS’s InspectorsASEAS’s Inspectors
Insp
ectio
nIn
spec
tion
Insurance inspectionInsurance inspection
Internal inspectionInternal inspection• Autorized and evaluated by
ASEA & the MexicanCertification Organism(EMA)
• Randomly assigned• Financed by standard fees
payment
100% key aspects
80/20 key aspects
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Multi-level Platform for Inspection
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Onl
ine
proc
edur
esO
nlin
e pr
oced
ures
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Comprehensive process of registry and permits management
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TRANSPARENCYMandatory Public Consultation for all Regulation
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Industry and Regulators share a strategic goal: to improve the performance of the hydrocarbons sector on industrial safety and
environmental protection
The best regulation: the one that is built hand by hand with the industry and other stakeholders.
The challenge: moving forward towards a new paradigm, in which industry and regulator conduct technical conversations leading to reach common goals
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Public Engagement on Regulations and Permits
Creation of new regulation Prior the start of activities
Public Consultation as part of the Regulatory Impact Manifest process by COFEMER (Federal Commission for Regulatory Improvement)
Public Consultation and Public Meetings as part of the Environmental Impact Assessment process
Regulatory Impact Assessment
The process of creating new legal standards through CONASEA (National Advisory Committee for Standardization on Industrial and Operational Safety, and Environmental Protection of the Hydrocarbons Sector) has the representation of different sectors – industry, government, academy, and consumers.
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EMERGENCY RESPONSEASEA’s role
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ASEA’s Role
“The Agency has to define technical elements, that shall be included in protocols for emergency response or critical risk situations, or events that can cause a significant harm to people or goods, and the environment, when the magnitude of such event requires it, or if applies, to participate under the coordination of the authorities”.
ASEA Act, Chapter One, Article 5, Part V.
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Onshore & Offshore Emergency Response
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*National Contingency Plan to Address and Control Hydrocarbon Spill and other Sea Harmful Substances*MEXUS Plan
Civil Protection SEGOB
(Ministry of Interior)
Coordinating Bodies
*National System of Civil Protection
SEMAR (Navy)
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ASEA’s Role
Preparing for an Emergency
• ASEA• Provide technical elements for Emergency Response Protocols
(Contingency Plan for Hydrocarbon Spills)
Emergency
• SEMAR / SEGOB• Coordinate Response
• ASEA• Participate, monitor and supervise the protocol execution
After an Emergency
• ASEA• Root Cause Analysis
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FINAL REMARKS
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A clear constitutional mandate: to regulate and supervise the entire valuechain of the hydrocarbons industry in the country.
Institutional Architecture: a blank space to stablish a process andsystems-based operation.
Cutting Edge Regulatory and Permitting Policy: focused on risk management; goal-oriented; inspired on best practices and operated through comprehensive processes.
Multi-level platform inspection: aligns incentives of the regulator with those of the opertors, the re-insurance sector and the verification units.
Regulation Strategy: Based on the needs and times for Round 1 to give total legal certainty to the operators.
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www.asea.gob.mx
Alejandro Carabias IcazaDeputy Executive Director for Regulations and Legal Standards