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MCRP 6-liD Sustaining the Transformation U.S. Marine Corps PCN 144 000075 00 DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited.

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MCRP 6-liD

Sustaining the Transformation

U.S. Marine Corps

PCN 144 000075 00

DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited.

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DEPARTMENT OF THE NAVYHeadquarters United States Marine Corps

Washington, D.C. 20380-1775

28 June 1999

FOREWORD

Our Corps does two things for America: we make Marinesand we win our nation's battles. Our ability to successfullyaccomplish the latter, of course, depends upon how well wedo the former. We make Marines through a process calledtransformation. During this process, we change youngmen's and women's lives forever by imbuing them with ournation's highest ideals. Since the birth of our Corps,Marines have been forged in the crucible of our entry-leveltraining, whether it be recruit training or Officer CandidatesSchool. Through the years we have refined and strength-ened this process in pursuit of increasingly higher standards.Those who earn the title "Marine" have been polished andhoned by attentive mentoring and the application of ourtime-proven leadership traits and principles. Transformationdoes not end at the conclusion of entry-level training; it con-tinues throughout a Marine's service—whether that serviceends after a single enlistment or lasts 30 years. Marinesmaintain standards that are consistent with our core valuesof honor, courage, and commitment, and they are heldaccountable for maintaining the legacy of valor establishedby the sacrifices of those Marines who preceded them. AsMarines leave our active ranks, they carry our timeless

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values with them back to their civilian communities, andour nation is stronger for it. This transformation, as timelessas the Corps itself, is our legacy to America.

Our Corps' survival depends upon the transformation.Young Marines enter our Corps today with as much spiritand enthusiasm as ever in our proud history. They carrywithin their hearts the burning embers of zeal and devotionthat were lit during their first meeting with a Marine (active,reserve, retired, or former) or during their first interviewwith a Marine recruiter or officer selection officer. Thisspirit builds during recruit training or at the Officer Candi-dates School, and it continues to grow during Marine com-bat training, infantry skills training, The Basic School, andmilitary occupational specialty training. Cohesion is care-fully fostered during each of these entry-level training expe-riences.

Sometimes, this burning flame of enthusiasm reaches itscrescendo immediately following the entry-level trainingpipeline, only to dim during a Marine's service with his orher first unit. Sustaining the transformation process ensuresthat the flame of enthusiasm does not wane, and it allowsthe Corps to capitalize on our most precious asset—the indi-vidual Marine.

Our warfighting capability depends upon a lasting transfor-mation. Every Marine must possess the intellect, skill, andsolid moral foundation to fight in the increasingly chaoticbattlespace of the 21st century. The operational environ-ment of tomorrow—characterized by rapidly changing

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threats across the spectrum of conflict, often in the course ofa single day and within the space of three contiguous cityblocks—will require our Marines to make correct decisionswhile under extreme duress and without their leaderspresent. The "three-block war" will challenge the decisive-ness of our small-unit leaders, our "strategic corporals," inways we may not yet fully appreciate. These small-unitleaders will play an essential role in ensuring the Corps suc-ceeds in this chaotic environment. A successful and sus-tained transformation will ensure they are up to the task.

In order for the transformation to be successful, everyMarine must take ownership of the process—it is everyMarine's responsibility. It is an ongoing, dynamic processthat begins with a Marine's first contact with a recruiter andcontinues throughout a Marine's life. Every Marine mustunderstand: what the transformation is, the benefits that canbe derived from it (for the individual Marine, for the unit,for the Corps, and, ultimately, for our nation), his or herplace in it, and the multitude of ways he or she can effect thetransformation.

Marine Corps Reference Publication (MCRP) 6-1 1D, Sus-taining the Transformation, is designed to aid Marine lead-ers at all levels in their efforts to sustain the transformationprocess. It describes the phases of the transformation so thatwe can better understand the process, alerts us to obstaclesthat can impede the process, guides us in overcoming thoseobstacles, and provides us with examples of success. Byusing this publication, Marine leaders ensure that the effortsof our recruiters, drill instructors, troop handlers, and squad

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and section leaders are sustained, and that we provide acommand climate in which all Marines can succeed.

I challenge every leader in the Corps to make both a per-sonal and a unit commitment to sustaining the transforma-tion. Success in our ultimate mission—victory on thebattlefield—depends upon our commitment. Our Corps andour nation deserve nothing less.

DISTRIBUTION: 144 000075 00

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Table of Contents

Chapter 1. The Difference

Training Day 10 3

Training Day 15 4Training Day 19 5

Training Day 27 7

Graduation 8

3 Months Later 11

Chapter 2. Understanding the Transformation

Why the Transformation 18Transformation: Phase I 20Transformation: Phase II 21

Transformation: Phase III 23Transformation: Phase IV 25Transformation: Phase V 26

Chapter 3. Cohesion

Dimensions of Cohesion 31

Individual Morale 32Confidence in the Unit's Combat Capability 32Confidence in Unit Leaders 33Horizontal Cohesion 34Vertical Cohesion 35Mutual Support of Horizontal and Vertical Cohesion 36

V

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Chapter 4. Obstacles and Obstacle Reduction

Section I. ObstaclesCritical Factors Affecting Sustainment 41Quadrant Model 43Reality-Based Unit Obstacles 44Perception-Based Unit Obstacles 46Reality-Based Systemic Obstacles 47Perception-Based Systemic Obstacles 48

Section II. Obstacle ReductionAccepting Constraints and Reality 50Maintaining a Leadership Role 50Understanding Leadership Principles 52Interacting with Schools 53Attending Unit-Level Corporal Courses 53Encouraging Professional Military Education 54Briefing New Joins 54Maintaining Bachelor Enlisted Quarters 55Providing Mentors 55Educating Leaders 55Drawing on External Resources 56Utilizing the World Wide Web 56

Chapter 5. Universal Methods for Sustainingthe Transformation

Command Involvement 59Graduation and/or Unit Reception 61In-Briefs 63One-Month Recognition 63Battle Anniversary 63Unit Events 64

vi

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Unit Training and Exercises 65Six-Month Recognition 65Family Day 66Deployment 66

Chapter 6. Endstate

Definitions 73

Notes 79

VII

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Chapter 1

The Difference

"Wefew, we happy few, we band of brothers. ..

—Shakespeare

"The young American responds quickly and readily to theexhibition of qualities of leadership on the part of hisofficers. Some of these qualities are industry, energy,initiative, determination, enthusiasm, firmness, kindness,justness, self-control, unselfishness, honor, and cour-age. "2

—General John A. Lejeune

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Sustaining the Transformation 3

Private James Smith only saw his brother Private TommySmith twice while they were first in the Marine Corps—once in the chow hail during grass week at boot camp, andthen again following graduation. However, both Marinesdid well during recruit training and were proud of them-selves and of each other. This pride was evident in theireyes and in the eyes of their parents, Mr. and Mrs. Smith, atgraduation. The Smiths' felt both their boys looked andacted much older. After a short period of leave and somemuch-deserved rest, the Smith boys returned for training atthe School of Infantry (SO!). During this training, they werein separate platoons. They saw one another occasionally,but only late in the day or on weekends.

Training Day 10

At a platoon meeting at the beginning of offense week, thesquad leaders informed the privates of their future duty sta-tions. James was going to 1st Battalion, X Marines. Sincemost of the platoon was going to the same battalion, thesquad leader told them a little bit about their unit and whereit was located. Private James Smith found out that 1/X waslocated at Camp X-Ray. He also was told that Marines fromhis new unit would link up with them later in the week.These Marines would observe training and do some initialcounseling. That afternoon, the Smith boys crossed pathsduring offense "round robin" training. Tommy was told hewould go to 21X, which was located on the other coast. Bothwere disappointed that they were headed for opposite endsof the country, but they had known they would be separated

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sooner or later. They shook hands, wished each other luckon the 10K hike that night, then headed back to their squads.

Training Day 15

On the first day of military operations on urbanized terrain(MOUT) training, James was watching closely as his squadleader, Sergeant Brown, demonstrated window-enteringtechniques to the squad. When the squad broke into teams topractice the techniques demonstrated, James noticed severalother Marines watching the platoon training. From a dis-tance, they appeared to be a lieutenant, a staff sergeant, andseveral noncommissioned officers (NCO5). They were talk-ing to the squad leaders and appeared to be asking a lot ofquestions.

Later that night, during the security patrols, Private JamesSmith noticed one of these Marines, a corporal, travellingwith his squad. He took notice of the NCO, but did not havetime to pay much attention. Private Smith had been pickedto be the patrol leader, and his focus was to move the patrolalong its designated route. The patrol did well in the lineardanger area they encountered. The other squad membersobviously had listened to their squad instruction that weekbecause they executed their short and long security patrolswithout errors. It was dark by the time the patrol was safelyinside friendly lines and their squad leader critiqued PrivateSmith and his patrol.

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Sustaining the Transformation 5

Immediately following the brief, the squad broke up to refillcanteens and eat chow. A figure approached Private JamesSmith in the dark. "Private Smith," the Marine said as heextended his hand. "My name is Corporal Wilson. I will beyour squad leader in A Co, 1/IX. Good job on your patroltonight. Sergeant Brown has told me a lot of good thingsabout you. You are going to make a good addition to thesquad. Go grab some chow and water. We will have sometime to talk later this week. Maybe I can answer any ques-tions you have about the unit. Again, good job, and I willsee you tomorrow." Private Smith replied, "Good evening,corporal," but nothing more. He was happy about what hadjust taken place. The next day, James ran into his brother onhis way to the MOUT fundamentals class. He told him whathad happened the night before. He asked if his brother hadseen or met his squad leader. Tommy looked disappointedand answered, "No, not yet."

Training Day 19

After MOUT live-fire rehearsals, James was called off tothe side by Sergeant Brown. The sergeant told him to reportto Corporal Wilson, who was sitting a hundred meters awayon a meal, ready to eat (MRE) box looking through somefolders. James hurried over and reported to the corporal.Corporal Wilson and Private James Smith spoke for sometime. They discussed James' family, his training, his per-formance at SOl, and his physical fitness. Corporal Wilsonseemed interested that James had a brother in the sameclass. Corporal Wilson leafed through the pages of the

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6 MCRP 6-lID

training folder that James had seen Sergeant Wilson use totrack his test scores and training data.

After he closed the folder, Corporal Wilson began to tellJames about 1/X. He told the young private that he waslucky to join a battalion with such a rich legacy. He told Pri-vate Smith of the battalion's accomplishments duringWorld War I, of the numerous amphibious landings theyhad made in World War II, and how they held the line inKorea. In Vietnam, the battalion distinguished itself againin several battles and produced numerous Medal of Honorwinners, three of which had been awarded to Marines in thesame company that James would soon join. Corporal Wil-son then explained, in detail, how the company was orga-nized and gave an overview of the company's seniorleadership. James was then told about the upcoming monthsof squad and platoon training, followed by two companyfield operations before the holidays. Corporal Wilson toldJames that he should be able to get home for the holidays,but that he would have to keep an eye on the duty roster.Following the holidays, the battalion would conduct a com-bined-arms exercise in February and deploy that followingsummer to Okinawa, Japan. Private James Smith wasextremely happy to hear about the overseas tour becauseone of the reasons he joined the Corps was to travel to for-eign countries.

Once Corporal Wilson was finished, James had more infor-mation than he could remember. Corporal Wilson saw theoverwhelmed look in his eyes and said, "Don't worry, thereisn't a test on this tomorrow. I'll see you again at graduation

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Sustaining the Transformation 7

and help you get settled into the company area. By the way,if your folks are coming to graduation, they are more thanwelcome to come over to the battalion area afterwards.We'll be passing out maps after the ceremony. They canhead over to the battalion chow hall for noon chow wherethey can meet with the battalion commander and the ser-geant major. Any questions for me?"

James could not think of any questions that the corporalhadn't already answered. He shook his head and said, "No,corporal." Corporal Wilson said, "All right then, pay atten-tion at your live-fire ambush patrols next week. One morething, the battalion is sending over a truck the morning ofgraduation to help with your trash. So don't throw any ofyour gear away just because it won't fit in your sea bag. Putit on the truck and we'll get it over to the company bar-racks."

James went back to training feeling good and looking for-ward to the future. Although the training had been toughand almost 4 months long, he could see a light at the end ofthe tunnel and couldn't wait to join his new unit.

Training Day 27

At the water bull, halfway through the 20K hike, the Smithbrothers met again. Private Tommy Smith still had littleinformation on his new unit. The only thing he knew wasthat a gunnery sergeant from his unit would be out to talk tothem.

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8 MCRP 6-lID

On Friday, the gunnery sergeant spoke to Tommy and about25 other Marines en masse who were headed to 2/X. Hewent over the unit's history and schedule. When he wasdone, Tommy was dismissed, and the gunny then spoke toseven of the Marines who were headed to Company F.Tommy was slated for Company G.

Graduation

The day that both brothers had been looking forward to forso long had finally arrived—graduation day. Their parentshad travelled a long way to see their sons' graduation and towish them well as they moved on to yet another adventure.

The graduation ceremony was full of music and MarineCorps customs. Officers and staff NCOs were dressed intheir Service C uniforms. James noticed the same officerand staff NCOs he had seen in the field, Corporal Wilson,and several other NCOs were sitting up front. When theguest of honor was introduced, James swore he had heardthe lieutenant colonel's name before. He then heard theannouncer say that the lieutenant colonel was the command-ing officer of 1IX, his unit. James thought the lieutenantcolonel had a hard, tough facial expression and graying hairthat caused him to look older than his dad. But the lieuten-ant colonel looked like he was in good shape. His com-manding officer praised the Marines for the hard work thathad brought them this far, and he congratulated them ontheir accomplishments. He welcomed those new Marineswho were coming to his battalion, and he went over some ofthe battles and victories Corporal Wilson had discussed

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Sustaining the Transformation 9

with James during their meeting. After the speech, the com-manding officer invited the families to lunch in the battalionarea and told them the graduates would join their families inthe afternoon.

Upon conclusion of the ceremony, the Smith brothers wereexhilarated and quickly made their way over to their folks.After some time was spent slapping backs and posing forphotos, the boys knew they needed to grab their bags andmove out. Mr. Smith said he had a map to James' battalionarea and would meet him after lunch. Mr. Smith turned toTommy and asked where he would be. With a look of disap-pointment, Tommy answered that he was getting on a bus ina half an hour that would take him down to the airport for aflight to his new battalion located on the other coast. TheSmith brothers realized this would be the last time theywould see each other for some time and said their goodbyes.

James went to his barracks. His roommates told him thetruck outside was from l/X and could be used for their gear.James threw his bags on the truck and made his way to thebus where Corporal Wilson was standing. Corporal Wilsonsaw Private James Smith walking up. "Hey, Smith, congrat-ulations," Wilson said, "Do you have all of your gear onthat vehicle?" "Yes, corporal," James answered. "OK, climbaboard," Corporal Wilson said.

As James sat down, he saw his brother getting on anotherbus on the other side of the parking lot. Tommy had hishead down as he climbed aboard the bus bound for the air-port.

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10 MCRP 6-lID

It was a short ride for James to his battalion area. CorporalWilson pointed out several ranges, training areas, and hikeroutes along the way. When they arrived at the barracks,several Marines were waiting for the buses. Corporal Wil-son took the six Marines assigned to his squad and led themto their rooms after they picked up their gear from the truck.James' name and the names of his roommates were alreadyon the door when they arrived. Clean linen was foldedneatly on their racks along with a folder labeled "Informa-tion Packet 1/X."

Corporal Wilson said they had an hour to unpack and maketheir racks. In an hour, he would meet them out front andtake them to the chow hall to see their families. After thecorporal left, James opened the information packet. It con-tained a base map; bus routes and schedules; and informa-tion about the gym, banks, barber shops, the chow hail, andother facilities.

An hour later, Corporal Wilson appeared outside. Heformed up his squad and marched them about a quarter mileto a large parade deck. On it were several large tents withtables containing food and refreshments. Surrounding theparade deck were various tactical vehicles mounted withweapons systems. Several Marines were dressed in utilitieswith full field gear, and they had weapons ranging from theM-16 to an 81mm mortar to a .50 caliber machine gun. Cor-poral Wilson pointed out the battalion headquarters andchow hail. He said their families would be finished withchow shortly and would meet with them on the parade deck.He told the Marines they had 2 hours before evening

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Sustaining the Transformation 11

formation to look at the static displays, tour the battalionarea, and show their families their barracks. Once CorporalWilson dismissed the Marines, James found his parents atone of the demonstration sites. His father told him that thebattalion commander spoke again at lunch, along with thesergeant major and the chaplain. Private James Smith spentthe next 2 hours with his parents looking at the weaponsdemonstrations and touring the headquarters and barracks.That evening, James said goodbye to his parents, and hemade his way to evening formation.

3 Months Later

Private First Class James Smith was promoted this morning.His entire squad congratulated him immediately followingthe company formation. During that same formation, Cor-poral Wilson received his sergeant chevrons. Private FirstClass Smith was excited and could not wait to tell hisbrother Tommy and his parents about his accomplishment.

James hadn't heard from his brother for some time. Tommyused to call often, but he never sounded happy. SinceTommy never had much to talk about, James would fill theconversation with stories about Sergeant Wilson, his pla-toon, and the Marines in his squad. When James askedTommy what was wrong, Tommy would only reply thatJames was lucky.

James called to tell his brother about his promotion. Tommydidn't react well to the news. James asked Tommy when

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he'd be promoted to private first class. Tommy said hedidn't know, that he had gotten into some trouble about amonth ago and he wasn't sure what would happen. Jamestried, but he couldn't get Tommy to tell him what happened.Tommy would only say that he had made some bad choicessince joining his unit, that he had made friends with some ofthe wrong people, and he had paid the price. Tommy toldJames that he was upset with what he had done and that hewanted to turn himself around and be the type of Marinethey always dreamed of becoming. When James hung up,he felt bad about their conversation and he was concernedfor his brother.

James then called his folks to pass on his good news. Theywere excited to hear about James' promotion. They toldJames about the letter they had received from his platooncommander stating what a fine job he was doing and hisupcoming promotion. His parents said it had been sometime since Tommy had called home, and they were startingto worry. They asked if James had heard from Tommylately. James assured them that Tommy was okay and thatthey had recently spoken.

James hung up from talking to his parents. He felt a littledown because he was worried about his brother, and hewondered what could have happened to him and how hecould have gotten into trouble. Both of them had wanted tobe Marines since they were kids and couldn't wait for theday they could wear the eagle, globe, and anchor. Now,only 3 months after arriving at his unit, Tommy wasn'thacking it. Although Private First Class Smith was bothered

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Sustaining the Transformation 13

by the news of his brother, he had little time to waste. Ser-geant Wilson had assigned him to teach a class on crossinglinear danger areas during the squad patrolling exercise thenext day. James was excited about the opportunity to teachhis fellow squad members and proud that Sergeant Wilsonhad picked him to do it. He turned to his desk and the stackof class handouts and field manuals. He would spend theevening reviewing his handouts and creating a class outlinethat would make Sergeant Wilson proud.

(reverse blank)

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Chapter 2

Understanding theTransformation

"I expect Marines to epitomize that which is good aboutour nation and to person/ji the ideals upon which it wasfounded. I do not intend for 'honor, courage, and commit-ment' to be just words; I expect them to frame the way thatwe live and act as Marines. "

—General C. C. KrUIak

"The human heart is the starting point in all matters per-taining to war. "

—Frederick the Great

"These men are in the formative period of their lives, andofficers owe it to them, their parents, and to the nation,that when discharged from the services they should be farbetter men physically, mentally, morally than when theywere enlisted "

—John A. Lejeune

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Sustaining the Transformation 17

Honor, courage, commitment—these are our core values.They are values that ALL MARINES must inculcate anddemonstrate in their every action. These values are ourethos. Weave this ethos through the very fabric of yourbeing, and you earn the right to wear the title of UnitedStates Marine.

As a Corps, we provide two critical services for our nation:we make Marines and we win battles. Unless we "makeMarines" correctly, we jeopardize our ability to "win bat-tles" and, thus, our very existence. The Marines we maketoday will need this ethos of core values to win the battles oftomorrow. We must ensure that every Marine has beenarmed with the courage to confront tomorrow's confusing,chaotic battlespace. We must "issue" every Marine a truecompass of personal honor and the commitment to foregointerests of self for the interests of their comrades, theirCorps, and their country.

On tomorrow's battlefield, Marines will be challenged tooperate in an environment of peace, crisis, and war within avery short period of time. We have already experienced thison a small scale in Mogadishu, Somalia, with Marines pro-viding humanitarian assistance on one block, dealing with acivil disturbance on the next, and on yet another block fullyengaging in armed combat. This "three-block war" phenom-enon promises to be commonplace in future conflicts.Tomorrow's battlefield will be technologically super-charged, ill-defined, and compounded by the confusion ofthe "three-block war' s" characteristics. It will require rapid,more complex decisionmaking at lower levels and place

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greater stress on the individual Marine than ever before.Today, we are making the Marines of tomorrow, who willface the future battlefield and win; we are transforming ouryoung Americans into Marines.

Why the Transformation

The first reason for the transformation was that we saw achange in the operating environment in which our Marineswould be employed and we needed to prepare our youngMarines for future battles. Decentralized operations,advanced technology, increasing weapons lethality, asym-metric threats, the mixing of combatants and noncomba-tants, and urban combat will be the way we fight vice theexception in the 21St century. To succeed in a changingoperating environment, our Marines must be good decision-makers. They must be trained to the highest standard. Theymust be self-confident. They must have absolute faith in themembers of their unit. This is why we have instituted theMarine Corps Values Program for all Marines, and why wehave enhanced the way we transform America's sons anddaughters into United States Marines. We must ensure thatour newest Marines fully understand and appreciate whatthe Marine Corps represents and that, by becoming mem-bers of the world's fighting elite, they uphold the sacredtrust we have with our great nation and with each other. Thetransformation is designed specifically to contribute to themaking of this kind of Marine.

The second reason for the transformation was derived fromsubtle changes in the norms and expectations of America's

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Sustaining the Transformation 19

youth. The term generation X, often associated with a nega-tive connotation, is the generation from which we willrecruit the Marines who will be our future. Therefore, wemust understand how this generation views the world andwhat motivates them. In 1994, we hired a team of psycholo-gists to tell us about generation X. From them, we learnedthat young people today are looking for standards; theywant to be held accountable. For the most part they don'tmind following, but they can lead, and they want to lead.Most want to be part of something bigger than themselves.They want to be something special. Most believe in God.Many don't fully recognize it as such, but they want to havefaith in something greater than themselves. These wantscause them to join gangs, fraternities, clubs, and othercauses. These are also the same attributes and attitudes thatoffer the Marine Corps a tremendous opportunity. Genera-tion X does not want to be babied. These young Americansare looking for a real challenge. They desperately want to bepart of a winning team; they crave the stature associatedwith being one of the best. From them will come theMarines of the future—the warriors of the 21st century. Thetransformation gives them exactly what they want, and italso give us what we need.

However, transformation is not just a new block of instruc-tion. It is not a new event introduced at recruit training.Transformation is an ongoing, dynamic process. It is aprocess that begins with an individual's first contact with aMarine recruiter and continues throughout a Marine's life.Transformation has five phases: recruitment, recruit train-ing, cohesion, sustainment, and citizenship.

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Transformation: Phase I

"I heartily wish we could raise men as fast as youequip ships. "6

Lord St. Vincent

The first phase of the transformation process begins withour recruiters. They carefully screen the young people whocome to our door seeking admittance. Those who have solidcharacter, good moral standards, and personal values arethose we embrace and validate, and we reinforce the valuesthey hold. Those with undamaged characters, but who areamong our society's many "empty vessels," we fill with theideals and values they so desperately need and seek. Weevaluate each candidate based on the whole person anddecide on acceptance or rejection through an analysis of riskversus potential.

During recruitment, we make it clear who they are joiningand what it is they are expected to become. The Marinerecruiter is their mentor and launches their transformation.The recruiter introduces poolees to the concept of total fit-ness—body, mind, and spirit—in our improved delayed-entry program. Poolees are better prepared when they reachrecruit training because they receive their first introductionto our core values, enhanced physical conditioning, knowl-edge of our history and traditions, and study guides thatfacilitate their transformation.

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Sustaining the Transformation 21

Transformation: Phase II

"We must remember that one man is much the sameas another, and that he is best who is trained in theseverest school. "

Thucydides

The second phase of transformation takes place duringrecruit training. During this phase, we prepare allMarines—male and female, those destined for combat arms,and those destined for combat service or combat servicesupport—to fight on the nonlinear, chaotic battlefield of thefuture.

During the second phase, the drill instructor becomes thenext person to transform the life of the young Marine. Thedrill instructor is still the backbone of the recruit trainingprocess, and he serves as a role model as recruits acceleratein their transformation. The drill instructor's role during thefirst 10 weeks of recruit training is unchanged, but in Octo-ber of 1996, recruit training was lengthened to 12 weeks toaccommodate an event we call the Crucible. While theevent itself is new to recruit training, the concept of a cruci-ble is not. FMFM 1-0, Leading Marines (to be reissued asMCWP 6-11), reminds us that "all Marines pass through thecrucible of our entry level training. In that harsh and uncom-promising forge, their steel is tempered to withstand thestresses of future challenges even more severe and testing."8This is the common bond of all Marines, shared by theMarines of tomorrow and the Marines of yesteryear.

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During recruit training, the Crucible is the defining momentfor a young Marine. It will not be the hardest challengeMarines face in their entire lives but, for most, the Cruciblewill be the first time they reach the limits of their mental,physical, and emotional endurance. They will know thatthey are capable of much more than they previouslybelieved They will know that they can exceed their ownpersonal limitations through teamwork, perseverance, andcourage. The Crucible, once experienced, will be a personaltouchstone and will demonstrate for each and every recruitand candidate the limitless nature of what they can achieveindividually and, more importantly, what they can accom-plish when they work as a team.

The Crucible consists of 54 hours of intense, physically-demanding training, under conditions of sleep and food dep-rivation. During this time, recruits will be forged in thefurnace of shared hardship and tough training that is thetime-tried and battle-proven trademark of Marine recruittraining. There will be night forced marches, a tough nightinfiltration movement, a combat resupply event, a casualtyevacuation drill, and combat field firing. Any recruit whoquits will not bear the title Marine.

Recruits will encounter unique obstacles, each bearing thename of a heroic Marine from our illustrious history, thatcan only be negotiated with teamwork. Once each obstacleis overcome, the drill instructor mentors the recruits, cri-tiques their efforts, and retells the story of the individual forwhom the obstacle was named, bringing to light how thatindividual exemplified our core values.

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Sustaining the Transformation 23

The Crucible is tough, but it is simply a visible manifesta-tion of our values, our ethos. If we don't provide the rightinstruction and mind-set, the Crucible becomes just anotherrope and log obstacle course. Its true intent, which is team-work, over and over again, teamwork and commitment toone's fellow Marine, is lost. It is the drill instructor'sresponsibility to be the pivotal role model, leader, and men-tor of these young Marines, to show them how to functionas a team, and to teach them to persevere.

The drill instructor's job is not over when his recruits com-plete the Crucible. The 12th week is known as transitionweek. It is literally the time when our newest members havethe opportunity—and the responsibility—to increase theirknowledge and confidence so that they are fully preparedfor what lies ahead.

Much of the transformation process occurs during recruittraining. But recruit training is only the second of fivephases in the process.

Transformation: Phase III

"Consider your corps as your family; your com-mander as your father; your comrade as yourbrother; your inferior as a young relative. Then allwill be happy and friendly and easy. Don 't think ofyourself think of your comrades; they will think ofyou. Perish yourself but save your comrades. "

General Mikhail Ivanovich Dragomirov

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The third phase of the transformation process is thestrengthening of the cohesion that was born during recruittraining, the cohesion that binds Marines together. Wedefine cohesion as the intense bonding of Marines, strength-ened over time, resulting in absolute trust, subordination ofself, an intuitive understanding of the collective actions ofthe unit, and appreciation for the importance of teamwork.To foster cohesion, we strive to form close-knit teams early,at the skill-producing schools. We try to keep these teams ofMarines together through their first enlistment. By formingteams early, keeping the teams together, and assigning theteams to a unit, we enhance unit cohesion. This cohesionincreases fighting power, provides positive peer pressure,and reinforces our core values as the team's collective senseof honor becomes dominant over self-interest. The teamstrain together, garrison together, deploy together, and fighttogether. We endeavor to send Marines together to units atthe lowest level possible, and to keep them together as longas possible. However, this is not an easy task for our man-power managers, and we do not expect a 100 percent suc-cess rate. Many Marines will have to be assigned alone.Leaders receiving these Marines must ensure that they areproperly sponsored, received, and coalesced into their units.

However, cohesion cannot simply be among peers. Of equalimportance is the manner in which individual Marines andtheir teams identify with their units. The cohesion of alarger unit is the result of several teams of Marines joiningfor a common mission. All leaders must make unit cohesionone of their highest priorities and principal objectives. Themore we reinforce the cohesion of our units, the stronger

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Sustaining the Transformation 25

our units will be and the easier it will be to reinforce indi-vidual core values through positive peer pressure, mentor-ing, and leadership.

Transformation: Phase IV

"Neither money nor machines can serve as a substi-tute for our fighting men. We cannot buy justice orfreedom. We cannot manufacture them. And wantingthem, we have got to be willing to fight for them—without any selfish thoughts of our own personalconvenience. This is what we must ask, first of our-selves and then of our children. "10

General David M. Shoup

The fourth phase of transformation is sustainment Sustain-ment is continuous, and it will span all we do as Marinesthroughout our service. Our professional military educationschools are designed to educate our leaders—our officers,staff NCOs, and NCOs—in "whole Marine" characterdevelopment. Leaders in the operating forces and in the sup-porting establishment accomplish their missions in waysthat support and reinforce our core values and foster teambuilding. Leaders will manifest our core values and mentortheir subordinates. We will live our ethos through a sharedresponsibility for all Marines that lasts until the day aMarine hangs up the uniform for the last time. . . and evenlonger.

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Transformation: Phase V

"It's a funny thing, but, as years go by, I think youappreciate more and more what a great thing it wasto be a US. Marine. I certainly can 't say that I washappy every minute I was on active duly. . . Peoplewill tell me what a shame it was I had to go back inthe service the second time, but now I'm kinda glad Idid. . . Besides, I am a US. Marine and I'll be onetillldie. "i

Ted Williams (Hall of Fame baseballplayer and Marine Corps fighter

pilot during World War II in Korea)

The fifth phase of transformation is citizenship. Beyondpreparing young Marines to win in combat, what truly dis-tinguishes our legacy to our nation are the citizens we pro-duce—citizens transformed by their Marine experience andenriched by their internalization of our ethos, ideals, andvalues. As Marines, they have learned a nobler way of life,they are able to draw from their experiences, and they areprepared to be leaders within the Corps and within theircommunities and businesses. During the making of aMarine, our nation's most tangible benefit comes to fruitionduring the fifth phase, and that is citizenship. We producecitizens with our core values—the highest ideals in theAmerican character—and place them in an environmentwhere they are held accountable for those values. As Lieu-tenant General Victor H. Krulak wrote in his book, First toFight, Marines "are masters of a form of unfailing alchemywhich converts unoriented youths into proud, self-reliant

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Sustaining the Transformation 27

stable citizens—citizens into whose hands the nation'saffairs may safely be entrusted."12

Although our Corps has its share of heroic figures, in theminds of the American people our fame is collective—notindividual. Ask the average American to name a famoussoldier or sailor, and he will quickly respond with suchnames as Robert E. Lee, John Paul Jones, Douglas Mac-Arthur, or George Patton. Ask them to name a famousMarine, and they will most likely draw a blank. Yet, tothem, the word "Marine" is synonymous with honor, cour-age, and commitment—our core values. They expect themto rise above self-interest, and they expect them to lead.Their expectations of former Marines are the same as thosethey place on active and reserve Marines. When we "makeMarines," we make Marines for life, we provide our nationwith a legacy of productive citizens, transformed by theirexperiences while on active duty and enriched by theirinternalization of our ethos, ideals, and' values.

Nearly 70 percent of all Marines are first-term enlistees.While a few will remain and provide our critical NCO andstaff NCO leadership, most have other aspirations—yetunfulfilled dreams—and they will depart the active ranksupon completion of 4 years of faithful service. Approxi-mately 20,000 Marines leave the Corps each year. Nonethe-less, they will always be United States Marines. Theyearned that title during the Crucible and have lived up tothose responsibilities ever since. The responsibility of being

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a Marine does not end when they leave our active ranks. Inmany respects, it only just begins. While they are no longerunder the watchful eye of their company first sergeant andno longer subject to the Uniform Code of Military Justice,fellow Americans continue to judge our Marines, both pastand present, by their actions and by the quality of their char-acter for the rest of their lives.

When Marines depart the Corps, they will be in the idealposition to demonstrate that Marines reflect the values thatAmericans cherish most and hold in the highest regard—thevalues upon which this nation was founded, and which nowguide us as we shoulder the responsibility of a world super-power. Be it a 4-year enlistment or a 35-year career, we allmust sooner or later become former Marines. But we haveevery reason to take great pride in our service. We havedone something that few Americans today ever considerdoing—we have sacrificed our personal comfort and liber-ties for the health and needs of the nation. In return, wewere imbued with time-tested values of honor, courage, andcommitment that provide the foundation for personal suc-cess in any endeavor. These values serve as a moral com-pass as we return to school or join the workforce, and thesevalues will make us leaders in our universities, workplaces,and communities.

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Chapter 3

Cohesion

"Pride exists only among people who know each otherwell, who have esprit de corps, and company spirit. Thereis a necessity for an organization that renders unity possi-ble by creating the real individuality of the company. "13

—Ardant du Picq

"My first wish would be that my Military family, and thewhole Army, should consider themselves as a band ofbrothers, willing and ready to die for each other. "14

—General George Washington

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Cohesion is the intense bonding of Marines, strengthenedover time, that results in absolute trust. It is characterized bythe subordination of self and an intuitive understanding ofthe collective actions of the unit and of the importance ofteamwork, resulting in increased combat power. Cohesionis achieved by fostering positive peer pressure and reinforc-ing our core values to the point that our core values becomedominant over self-interest.

A good example of this esprit is when the individual Marinerisks his life to aid a fellow Marine or to accomplish themission at hand. An example from our past includes thecohesion that bound Presley O'Bannon and his few Marinestogether during their march across 600 miles of scorchingdesert to stand triumphant at the shores of Derna. Anotherexample is that of a trapped Marine division that bravelyfought its way across the frozen wastes of Korea, throughsix communist divisions, to the sea. Cohesion providesMarines with supportive relationships that buffer stress andincreases their ability to. accomplish the mission or task.Strong unit cohesion results in increased combat power andthe achievement of greater successes.

Dimensions of Cohesion

There are five dimensions of cohesion: individual morale,confidence in the unit's combat capability, confidence inunit leaders, horizontal cohesion, and vertical cohesion. Incombination, these dimensions dramatically affect the capa-bilities of a unit.

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Historically, the Corps has fostered individual morale, con-fidence in the unit's combat capability, and confidence inunit leaders. We understand the benefits attained throughdeveloping and maintaining high morale, and we havealways stressed the technical and tactical proficiency ofevery Marine. Equally, our Corps has always emphasizedthe importance of developing solid, trustworthy leaders.Our reputation is built on the emphasis our forebearers puton these three dimensions of cohesion. The remaining twodimensions, horizontal and vertical cohesion, are also ofequal importance to combat readiness, and this chapterfocuses on these two dimensions of cohesion.

Individual Morale

As leaders, we must know our Marines and look out fortheir welfare. Leaders who understand that "morale, onlymorale, individual morale as a foundation under trainingand discipline, will bring victory"15 are more likely to keepmorale high among individual Marines. A high state ofmorale, in turn, enhances unit cohesion and combat effec-tiveness.

Confidence in the Unit's Combat Capability

Marines' confidence in their unit's combat capability isgained through unit training. The longer Marines serve andtrain together in a unit, the more effective they become andthe more confident they are in their unit's capabilities. Theyknow what their unit can do because they have worked

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together before. Keeping Marines together through unitcohesion is a combat multiplier. Rarely are baffles lost bythose who maintain confidence in their unit and in their fel-low Marines. Success in baffle can be directly attributed to aunit's overall confidence in its level of performance. Ofcourse, the opposite also holds true; lack of cohesion, lackof confidence, and poor performance preordain a unit's fail-ure. "If the history of military organizations proves any-thing, it is that those units that are told they are second-classwill almost inevitably prove that they are second-class."16

Confidence in Unit Leaders

Confidence in unit leaders' abilities is earned as Marinesspend time in the company of their seniors and learn to trustthem. Leaders must earn the respect of their Marines, anddoing so takes time. As Marines develop confidence, basedon their prior achievements, in their units' ability to accom-plish their assigned missions, they also develop confidencein their leaders as they work and train together. Major Gen-eral John A. Lejeune believed that—

The relation between officers and men should in nosense be that of superior and inferior nor that of mas-ter and servant, but rather that of teacher and scholar.In fact, it should partake of the nature of the relationbetween father and son, to the extent that officers,especially commanding officers, are responsible forthe physical, mental, and moral welfare, as well asthe discipline and military training of the young menunder their command.17

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Horizontal Cohesion

Why is horizontal cohesion important? Is it as important onthe asymmetrical battlefield of today as it was in the island-hopping campaigns of World War II? The answer is yes!Horizontal cohesion, also known as peer bonding, takesplace among peers. It is the building of a sense of trust andfamiliarity between individuals of the same rank or position.Sense of mission; teamwork; personnel stability; technicaland tactical proficiency; trust, respect, and friendship aresome elements that contribute to peer bonding.

An example of horizontal cohesion is the relationshipbetween members of a fire team. Over time, each memberdevelops a sense of trust in the other. This trust is born ofseveral elements. The first is a common sense of mission,the act of placing personal goals aside to pursue the goals ofthe entire team. Other elements include teamwork and per-sonnel stability. Teamwork is the result of mutual supportprovided by each member of the team. Teamwork is furtherenhanced by personnel stability, which promotes familiarand effective working relationships. Perhaps most importantis the development of tactical and technical proficiency thatcontinues to support and reinforce the trust and respectbetween the team members. When our young Marines arethrust deep into the chaotic battlespace, often operating insmall teams, their will to fight and ultimately succeed willhinge upon their ability to fight as an effective, cohesiveteam.

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Vertical Cohesion

Vertical cohesion is not new to our Corps; this dimension ofcohesion involves the vertical relationship between subordi-nate and senior. Vertical cohesion is what draws peergroups into a cohesive unit, such as a battalion or squadron.It is, in part, the building of a mutual sense of trust andrespect among individuals of different rank or position.Additionally, vertical cohesion is the sense of belongingthat the squad or section maintains relative to its role in thebattalion or squadron. Some characteristics of vertical cohe-sion include unit pride and history, leaders' concern for theMarines, leaders' example, trust and respect for leaders, andshared discomfort and danger.

An example of vertical cohesion is when many squads andsections come together to form a cohesive company. Eachof these subordinate units plays a different role in the com-pany; however, vertical cohesion draws them together inpurpose and mutual support. This sense of unity has severalelements. The first is a common sense of unit pride and his-tory—pride not only in themselves as a unit, but also pridein those who have gone before them. The organizationalmemory of their past achievements drives the unit to stillgreater heights. Another element that contributes to verticalcohesion is the quality of leadership and the command cli-mate in the unit. Vertical cohesion is stronger in units witheffective, well-trained subordinate leaders. Leaders thatshow concern for their Marines and lead by example will

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earn the trust and respect of their subordinates. Another ele-ment of vertical cohesion includes shared discomfort anddanger which can occur during shared training.

A historical example of vertical cohesion is the ScottishRifles at the Battle of Neuve Chapelle, in March of 1915.Nine hundred men marched into battle; a scant 150 returnedwith only one surviving officer. Despite their casualties, theunit never faltered; they survived and endured because theywere part of a family called a regiment. Their sense ofworth, sense of individual honor, and their very being werebound up in the ethos of the Scottish Rifles. Individually,their lives were less important to them than the honor oftheir regiment. In the end, their sacrifice was not in vain.The British achieved both tactical and strategic victoriesduring the battle. The Scots captured a salient that had beenheld by the Germans; a tactical victory. Their courage underfire so impressed the French that relations between the Brit-ish Army and the French were much improved thereafter.Additionally, the tenacity of the Scots forced the Germansto commit their reserves to the battle, which relieved belea-guered French positions. Thus, the sacrifices of the ScottishRifles also had profound strategic implications.

Mutual Support of Horizontal and VerticalCohesion

Since the birth of our Corps, Marine units have evidencedhorizontal and vertical cohesion to varying degrees and withvarying success. However, it is vitally important that these

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Sustaining the Transformation 37

two qualities be developed in combination with each other.Just as the strength of combined arms comes from the com-bined effects of two or more different arms that mutuallysupport one another, the strength of horizontal and verticalcohesion derives from the combined effects and mutual sup-port they provide each other.

Blending vertical cohesion and horizontal cohesion ensuresa strong, universal sense of bonding and teamwork amongvarious types of units. If vertical and horizontal cohesionare mutually supported, all these units will be composed ofMarines who trust and respect each other. Each type of bondreinforces the other. A cohesive battalion that is comprisedof cohesive companies which place the goals and interestsof the battalion or company above those of their squad and!or section is an example of the blending of both vertical andhorizontal cohesion.

The figure on page 38 depicts that to truly sustain the trans-formation, we must combine both the vertical cohesion axisand horizontal cohesion axis to achieve our goal of combatreadiness. A unit capable of combining vertical and hori-zontal cohesion is far stronger than a unit which is strong inonly a single axis.

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Chapter 4

Obstacles andObstacle Reduction

"Natural hazards, however formidable, are inherently lessdangerous and less uncertain than fighting hazards. Allconditions are more calculable, all obstacles more sur-mountable, than those of human resistance. By reasonedcalculation and preparation they can be overcome almostto timetable. While Napoleon was able to cross the Alps in1800 'according to plan', the little fort of Bard couldinterfere seriously with the movement of his army as toendanger his whole plan. "18

—Captain Sir Basil Liddell Hart

"Four brave men who do not know each other will notdare to attack a lion. Four less brave, but knowing eachother well, sure of their reliability and consequently ofmutual aid, will attack resolutely. There is the science ofthe organization of armies in a nutshelL "19

—Colonel Ardant du Picq

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Obstacles to sustainment vary from unit to unit and, there-fore, are difficult to defme for the entire Corps. Generally,an obstacle is anything that detracts from a unit's ability toestablish a productive environment for its Marines. To pro-vide a productive environment, a command must commititself to identifying its obstacles and determining how theycan be overcome.

Section I. Obstacles

Critical Factors Affecting Sustainment

Once Marines arrive at their new units, they begin a criticalperiod wherein several opportunities exist for reinforcementor disillusionment. These opportunities will influence theirdecisions at a number of decision points and they will askthemselves, "Do I want to be part of this organization?"Their response will be one of two paths: they will eitherbecome "self-sustaining," headed toward successftil enlist-ments and aiding others in sustainment, or they will become"at-risk," headed for first-term, non-expiration of activeservice (EAS) attrition. The figure on page 42 illustrateshow each of the individual decision points can be opportu-nities to create either a "self-sustaining" Marine or an "at-risk" Marine.

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Check-InHave Marines been assigned andmet their mentors during their firstexposure to the fleet? Is the men-tor a positive influence and repre-sentative of the unit's values andculture? Have Marines become"check-in orphans," victims of con-solidated administrative sections,with little guidance and leader-ship?

SOl Squad LeaderIs the squad leader a solid mentoror an obvious deviation from thepolished NCO or staff NCO thatMarines sought to emulate in bootcamp?

MOS SchoolIs cohesion maintained in MOSschools? Have the schools em-braced values training as a contin-uation of the transformation?

BilletingAre Marines given adequate billet-ing and welcomed aboard? Have

Marines been given any availableempty barracks space? How doesthe unit receive Marines whoarrive after normal duty hours?

First NCO in Charge (NCOIC)Does the NCOIC make a goodimpression on the new Marinesand take care of them? Does theNCOIC know how to establishgoals and uphold standards? AreMarines made to feel as thoughthey are part of the larger team, sothey sense the necessary verticalcohesion? Are the standards theMarines are taught in boot campuniversally enforced?

Initial Chain of CommandDoes a positive chain of commandexist? Does the climate supportthe establishment of goals anduphold standards for the individ-ual and the unit? Is routine coun-seling and leadership trainingconducted? Does a strong senseof unit pride and history exist?

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Sustaining the Transformation 43

Quadrant Model

The quadrant model categorizes the obstacles that individu-als or units encounter in sustaining the transformation. Themodel uses two methods.

In the first method, obstacles are categorized as either real-ity-based or perception-based. Reality-based obstacles mustbe overcome through policy changes or changes in com-mand directives. Perception-based obstacles can typicallybe overcome through education to correct misinformationor prejudice.

In the second method, obstacles are categorized as eitherunit-generated or as being systemic to our Corps. Obstaclesencountered by a specific unit can be corrected throughgood leadership at the local level. Obstacles systemic to ourCorps must be addressed by both Headquarters, MarineCorps and by local commanders.

Categorizing obstacles in this way places them into fourseparate quadrants, as illustrated in the following figure.

REALITY

Unit Reality Systemic Reality

UNIT 4 SYSTEMIC

Unit Perception Systemic Perception

PERCEPTION

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Reality-Based Unit Obstacles

Reality-based unit obstacles are the result of internal fric-tion encountered by and attributed to individual units. Theseobstacles may not be widespread throughout the Corps, but,nonetheless, they are significant to the units that encounterthem. Often these obstacles are unit-imposed and can beovercome through good leadership. The following text iden-tifies some reality-based unit obstacles; although theseexamples are not inclusive, they are the most common.

Insufficient Leadership Training. Some units becomeoverwhelmed by inspector general (IG) inspections,the Marine Corps Combat Readiness Evaluation Sys-tem (MCCRES), field supply and maintenance analy-sis office (FSMAO) visits, and maintenance-relatedreviews. If they focus on these issues alone, they losesight of the value of leadership training. Althoughleadership training is time-intensive, we must ensureadequate training for both current and future NCOs,staff NCOs, and junior officers.

• Insufficient Contact. Commands often fail to monitorthe progress of Marines assigned to temporary dutyaway from their command. Frequently, these Marinesreturn to their units feeling isolated from their Marinefamily.

• Identification with Peers Vice Unit. When there is abreakdown of vertical cohesion, Marines only iden-tify with their peers and not with their units. Marinesin a group are loyal only to those Marines within theimmediate group.

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• Individual Impact on Unit Success. Some Marinesfail to make the connection between group objectivesand command mission. Failing to understand theimpact they have on the operation of the unit causesthem to disassociate from the unit.

• Leadership Turnover. Some leadership billets experi-ence a high degree of turnover, which degrades theleaders' ability to foster effective working relation-ships and loyalties. Essential leadership principlessuch as "knowing your Marines" take time to achieve.

• Marine Corps Standards. As Marines witness devia-tions from, and a lack of adherence to, required stan-dards, their opinions of both the command and thestandards suffer. Lowering or overlooking standardsaffects the sustainment process by reducing Marines'expectations of the Corps and reducing their sense ofaccomplishment.

• Operational Tempo. Commands focus time and efforton training for upcoming deployments, exercises, andoperations. This focus can override efforts to developsubordinate Marines as leaders. Due to time con-straints, missions are often assigned to the most expe-rienced Marines so "it is done right the first time."This assignment policy does not empower our juniorMarines to take responsibility, to make errors, and tolearn from them. Developing junior leadership is afundamental factor in sustaining the transformation.

• Insufficient Challenges. Many Marines joined theCorps, in part, to be challenged to the fullest extent oftheir capabilities. They received challenges through-out their recruit training and their follow-on schools.

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Disillusionment occurs if their units have low indi-vidual and unit expectations.

Ineffective Mentors. Marines emulate the role modelswithin their unit. Without a proper mentor, a Marinemay choose a negative role model and become an "at-risk" Marine. Commanders must focus on trainingnewly joined Marines, ensuring solid leadership,imparting productive mentoring, and providing posi-tive examples.

Insufficient Discipline. Discipline is degraded whencommands relax standards, whether traditional cus-toms or published regulations. Marines must recog-nize that they are all responsible for and capable ofenforcing good discipline.

Perception-Based Unit Obstacles

Perception-based unit obstacles are the result of unit-heldperceptions. They evolve from locally-held prejudices andlack of education. Educating our Corps on the transforma-tion process will diminish the misconceptions of the trans-formation and diminish unit perception problems. Thesemisconceptions can include—

• Labeling. The labeling of Marines as "cohesion"Marines or "crucible" Marines adds to the perceptionof differences among Marines. These perceptions orprejudices, often negative, do not account for individ-ual abilities, and they negatively affect how Marinesare accepted into a unit. This labeling is similar to thelabeling that occurred during the introduction of

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maneuver warfare, where Marines were labeled aseither "maneuverists" or "attritionists." This resultedin animosity and reduced the initial effectiveness ofthe concept of maneuver warfare.

"Broken" Marines. Many of our junior Marines are"broken" due to dysfunctional societal values. Ourrecruiting processes are specifically geared to ensurethis is not the case. However, many of our youngMarines are "empty vessels" who seek guidance andvalues from our Corps. While this appears to be anobstacle, it is actually an opportunity.

• Cohesion Team Perceptions. The perception is that, ifone Marine within a cohesion team is substandard,then the group will take on these negative attributesas well.

• Counseling. Counseling more often results from neg-ative behavior than from continuous performanceappraisal. Commands must recognize the utility ofcounseling for situations other than promotions, pro!con marking, or nonjudicial punishment (NJP).

Reality-Based Systemic Obstacles

Reality-based systemic obstacles are prevalent throughoutthe Marine Corps and are caused by factors outside the con-trol of small units. Additionally, these obstacles are not dueto misconceptions or misunderstandings; they are based on

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fact. The following are examples of common, reality-basedsystemic obstacles:

• Mundane, Repetitive Daily Routines. Marines oftenfeel overwhelmed when facing months of performingthe same duty in the same manner. Repetition of dutycauses a lack of job satisfaction.

• Separate Billeting That Degrades Unit Cohesion.Commands still have difficulties ensuring theirMarines are billeted together. Dorm-style rooms aresometimes filled on a space-available basis, with littleregard for parent command or unit integrity.

Perception-Based Systemic Obstacles

Perception-based systemic obstacles are prevalent through-out the Marine Corps. They are caused by Corps-wide mis-conceptions or misunderstandings. These misconceptionscan include, but are not limited to, the following examples:

• Promotions. Cutting scores affect promotions, notjust time in service. Marines perceive that promotionswill be granted unless a Marine has been the subjectof disciplinary action. These perceptions are rein-forced when the only Marines who do not receivetheir commander's recommendations for promotionare those with habitual conduct problems.

• The Crucible. Throughout entry-level training, re-cruits are told that the Crucible will be the toughestevent that they will endure. But this event is a step-ping stone to the many other difficult challenges they

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will face in their lives. Recruits should not be told thatthe Crucible is the most difficult challenge they willface. They should be told that it is the most strenuouschallenge they will be required to meet up to thatpoint in their Marine Corps experience, and that itwill prepare them to meet future, even more difficultchallenges that they will encounter upon joining theiroperational units.

Nonjudicial Punishment. Marines fail to recognize oruse methods other than NJP as valid forms of disci-pline. NJP is not the only form of discipline availableto subordinate commanders. NCOs can use counsel-ing or proper corrective action to rectify problems.

Section II. Obstacle Reduction

The commander is responsible for creating a climate thatallows junior leaders to effectively apply Marine Corpsleadership principles. As Marines enter their unit for thefirst time, they closely observe the unit, and they quicklyassess the actions and practices of their leaders and theirpeers. Experience has taught us that if a Marine feels thereare too many obstacles to allow him to integrate into theunit, he will fail. Thus it is incumbent upon us to reducethese obstacles and foster esprit de corps. The followingparagraphs discuss some obstacle reduction methods.

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Accepting Constraints and Reality

Marines take pride in being able to meet challenges andachieve success. Success is founded on a leader's ability toidentify an obstacle, recognize and accept the constraints,and fmd a workable solution. Accepting the constraints is akey factor. All units encounter the reality of operationaltempo and manpower shortfalls. Limits of time, money,manpower, and other external influences will always exist.Accepting these realities as constraints, instead of obstacles,enables a leader to focus on the actual obstacle at hand.Once obstacles are properly identified, a command canbegin to identify means to overcome them. For example,commands that view manpower shortages as an obstaclemust focus their efforts on filling vacancies rather than try-ing to more effectively use the Marines they have on hand.

Maintaining a Leadership Role

Marine Corps history is replete with examples of Marineswho have overcome great odds to achieve success. Thesesuccess stories have a common feature: initiative and inge-nuity exercised by leaders at all levels. Our ability to over-come obstacles to sustaining the transformation depends onleaders who can use leadership principles to reduce obsta-cles.

Our junior leaders determine the obstacles that a commandfocuses on. Our small-unit leaders conduct the tasks, com-plete the missions, and ensure unit effectiveness for the

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command. Their influence and impact on their subordi-nates' growth as future leaders determine a unit's success insustaining the transformation. Our small-unit leaders, the"strategic corporals" of tomorrow, should be the Corps' pri-mary focus to ensure success, both on and off the battle-field. To develop and employ effective junior leaders andsmall-unit leaders, our efforts must go beyond only trainingto attain tactical and technical proficiency. We must alsofocus on the leadership traits of our leaders:

• Dependability. The certainty of proper performanceof duty.

• Bearing. Creating a favorable impression in carriage,appearance, and personal conduct at all times.

• Courage. The mental quality that recognizes fear ofdanger or criticism, but enables a man to proceed inthe face of it with calmness and firmness.

• Decisiveness. Ability to make decisions promptly andto announce them in a clear, forceful manner.

• Endurance. The mental and physical stamina mea-sured by the ability to withstand pain, fatigue, stress,and hardship.

• Enthusiasm. The display of sincere interest and exu-berance in the performance of duty.

• Initiative. Taking action in the absence of orders.• Integrity. Uprightness of character and soundness of

moral principles. Integrity includes the qualities oftruthfulness and honesty.

• Judgment. The ability to weigh facts and possiblesolutions on which to base sound decisions.

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Justice. Giving reward and punishment according tomerits of the case in question. The ability to adminis-ter a system of rewards and punishments impartiallyand consistently.

Knowledge. The range of one's information, includ-ing professional knowledge and an understanding ofyour Marines.

Tact. The ability to deal with others without creatingoffense.

• Unselfishness. Avoidance of providing for one's owncomfort and personal advancement at the expense ofothers.

• Loyalty. The quality of faithfulness to country; theCorps; the unit; and to one's seniors, subordinates,and peers.

Understanding Leadership Principles

As is written in Ecciesiastes, "There is no new thing underthe sun."20 With leadership as a focus, we can begin toexamine how we can better prepare our young Marines toovercome obstacles. To sustain the transformation and cre-ate effective units, we must rely on a command's ability toemphasize and reinforce the tried-and-true principles ofleadership:

• Know yourself and seek self-improvement.• Be technically and tactically proficient.• Develop a sense of responsibility among your subor-

dinates.

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• Make sound and timely decisions.

• Set the example.

• Know your Marines and look out for their welfare.

• Keep your Marines informed.

• Seek responsibility.

• Take responsibility for your actions.

• Ensure assigned tasks are understood, supervised, andaccomplished.

• Train your Marines as a team.

• Employ your command in accordance with its capa-bilities.

Everyone in the Corps either knows or remembers some ofthese principles, but many do not consistently and univer-sally apply them. Obstacles to sustainment are obstacles tothe application of our leadership principles.

Interacting with Schools

The benefits of interaction between commands and schoolscannot be understated. Any effort commands can maketoward easing the transition from schools to units will betterprepare Marines to meet upcoming challenges.

Attending Unit-Level Corporal Courses

Upon promotion to corporal, some Marines understand theirnew grade and responsibilities by their observations of the

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corporals with whom they have served. Commands have anopportunity and responsibility to develop NCOs as leadersto ensure they are prepared to take on leadership challenges.Many units have implemented a 2-day corporal's courseconducted by the command's staff NCOs. Though thecourse can be tailored to the unit's requirements, guidancein such areas as professional relations with subordinates, theNCO's role in sustaining the transformation, counseling,core values, mentoring, and applying leadership principlesprovide a sound starting point. This course must emphasizeto newly promoted corporals that promotion to their newgrade not only places them in charge of those in their unit,but also in charge of all Marines of lesser grade.

Encouraging Professional MilitaryEducation

Enlisted professional military education is another tool pro-vided by the Corps to develop Marine leaders. While notmandatory for promotion, the long-term benefits of formaleducation for Marines and their unit outweigh the short-term loss of the individual.

Briefing New Joins

A new join briefing is an opportunity for the command towelcome aboard its new Marines and to provide someinsight into the unit itself. Understanding the origin of unittraditions and history can initiate a sense of belonging andunit pride. This briefing should also ensure that Marines

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have a clear understanding of their new chain of commandand how subordinate units fit within senior units.

Maintaining Bachelor Enlisted Quarters

The Commandant's bachelor enlisted quarters campaignplan is dedicated to providing Marines with living condi-tions that allow them to continue to develop as Marines.Marines' quarters should also foster unit integrity.

Providing Mentors

A Marine's attitudes, ethics, and traits frequently conformto those displayed by the role models provided by their unit.Commanders must ensure that the unit provides positive,quality mentors. Mentors should be assigned to Marines asthey check-in.

Educating Leaders

Recent changes to recruit training and the SOl have led tomany misconceptions, one being that training is not as goodor as tough as it used to be. These misconceptions causenegative attitudes and lowered expectations.

To dispel these misconceptions, former drill instructors andrecruiters in the command can provide current and accurateinformation. Accurate information enables Marines to rec-ognize that while the training has changed and new terms

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are used, our entry-level training has the same focus—westill make Marines.

Drawing on External Resources

Sharing our successes in overcoming obstacles allows lead-ers to draw on the experience of others who have succeededin overcoming the same obstacles and to tailor their solu-tions accordingly. We must provide a forum in which lead-ers can share their solutions.

Utilizing the World Wide Web

The Marine Corps home page (www.usmc.mil) provides anaccessible location for storing and retrieving information.The site includes copies of ALMARS and speeches by theCommandant. Users can provide input and exchange ideasconcerning sustaining the transformation.

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Chapter 5

Universal Methods forSustaining theTransformation

"The best tactical results [are obtained] from those dispo-sitions and methods which link the power of one man tothat of another. Men who feel strange with their unit, hav-ing been carelessly received by it, and indifferently han-dled, will rarely, f ever, fight strongly and courageously.But f treated with common decency and respect, they willperform like men. "21

—Brigadier General S. L. A. Marshall

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There are thousands of ways to sustain the transformation.Many of the methods discussed in this publication are beingused in the operating forces with great success. The follow-ing figure highlights some of the opportunities leaders canuse to sustain the transformation. This chapter discussesthese opportunities, but they by no means can be applied toevery unit. Instead, they should serve as a reminder to lead-ers and be implemented wherever practicable.

• Deployment

• Family Day

• 6-month Recognition

• Unit Training and Exercises

• Unit Events

• Battle Anniversary

• 1-month Recognition

• In-Briefs

• Graduation and Unit Reception

• Command Involvement

Command Involvement

ALMAR 454/96 states that the unit cohesion process "pro-vides an opportunity for small unit leaders to be matched totheir teams and provide leadership mentoring at the earliestpossible opportunity."22 The Commandant further states, "Iexpect small unit leaders to contact their teams of Marinesbefore they graduate from SOI."23 With that guidance, the

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sooner a unit can establish contact with incoming Marinesthe better. If possible, contact should be made at the SOl orthe MOS school. As highlighted by Private John Smith'sexperience in chapter 1, "The Difference," a little effort cango a long way in ensuring a smooth transition for a newMarine. For example, one battalion commander phrased hiscommander's intent for welcoming a group of Marines aftergraduation from SO! as, "NCOs will participate in ITBtraining in order to facilitate unit cohesion, complete squadleaders' notebooks, determine any personal problems, andbegin the transition to the battalion with an emphasis on bat-talion history, traditions, and combat SOPs."

The following paragraphs identify ways units can includetheir Marines who are undergoing MOS school training.

• Interaction with MOS Schools. The receiving unitcoordinates with the MOS school to send squad lead-ers to observe training, meet their new Marines, andprovide unit information.

• Command Liaison. If squad leader interaction is notpossible for every unit, a command liaison will suf-fice. The liaison provides new Marines reporting tothe unit with the unit's history, schedules, billeting,etc.

• Unit History Brief. The unit history brief providesnew Marines with vertical cohesion at the earlieststages. A sense of pride develops as these youngMarines realize they are becoming part of a rich, val-iant legacy.

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• Schedule andlor Deployment Brief. Many youngMarines look forward to their deployment overseas.Unit schedules and deployment briefs are motivatorsfor Marines and also assist them in mentally prepar-ing for the future.

Graduation and/or Unit Reception

Command involvement at the SOl or MOS school gradua-tion can also be beneficial. If unit leaders participate in theceremony, graduation becomes an opportunity to initiatevertical cohesion with their Marines. The following para-graphs discuss other ways to use graduation and receptionsto foster vertical cohesion. These should be executed expe-ditiously to ensure a seamless transition into the unit.

• Unit Reception. If possible, after graduation, the newMarines, and their gear, should be transported to theunit area by their new unit. The new squad leaderswho have participated in training with these Marinescan guide them through the check-in process. Uponarrival at their new unit, the new Marines should bewelcomed to the unit by the commanding officer orsergeant major. The new Marines and their familiescan participate in a command-sponsored meal at thechow hail. Families may tour the unit area and billet-ing. Some units conduct static displays of variousweapon systems and equipment to educate the fami-lies. These new Marines will also be guided throughtheir administrative and logistical in-processing in an

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efficient manner. This is a team effort that willrequire support from the entire unit.

• Unit Information Packet. Unit information packetsease the transition of Marines into their new units andprovide answers to the many questions that resultfrom relocating to a new environment. The packetalso should include information on the unit's history,traditions, and future deployment schedules.

• Hometown News Releases. Hometown news releasesassist in developing vertical cohesion. At a minimum,a news release should address the Marine by nameand rank, identify his unit, and identify his accom-plishments. For example, "PFC John Smith, havingcompleted 4 months of intense training, has earnedthe privilege of joining 1 /X, a highly decorated unitwith a proud Marine Corps history. PFC John Smithwill be a welcome addition to this proud unit."

• Command Letter to Families. Many families will notbe able to attend the graduation or unit reception. Acommand letter may be the best way to ensure that allfamilies are contacted. This letter should welcome theextended family and ensure them that their familymember will be cared for.

• Assignment of a Mentor or a Sponsor. Upon arrival toa unit, Marines must be assigned a mentor who canassimilate them into the unit. The mentor can enhanceboth vertical and horizontal cohesion.

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In-Briefs

Many units will receive small numbers of individuals andtherefore cannot conduct a detailed unit reception. In thiscase, units must establish in-briefs that are conducted at reg-ular periods in order to reach new Marines shortly afterentering the unit.

One-Month Recognition

One month after Marines arrive at a unit, the commandshould recognize their contribution to the unit. This recogni-tion increases Marines' vertical cohesion to the unit andcommand. Units can do this by giving awards to the mostdeserving Marines, such as a meritorious mast or a non-standard, unit-specific award. Examples of nonstandard unitawards might be unit coins or T-shirts. This is anotheropportunity to send a command letter home in order to rein-force the positive behavior exhibited by the new Marinesduring that crucial first month period.

Battle Anniversary

Unit commanders should take the time to recognize theanniversary of a significant event or battle in which the unitparticipated. A good unit history program, complete withrecognition of battles won, accolades earned, and sacrificesmade, can also increase vertical cohesion.

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Unit Events

Sports Tournament andlor Field Day. Unit sportingevents are time-proven methods that develop bothhorizontal and vertical cohesion.

• Unit Special Orders. Mentioning a unique and impor-tant contribution of a Marine or a unit of Marines at aunit formation provides visible recognition of theaccomplishment on behalf of a unit's mission. Unitspecial orders are read at formations by the unit'scommanding officer, executive officer, adjutant, orsergeant maj or.

• Marine Corps Birthday Ball. Because the MarineCorps Birthday Ball is rich with tradition, it is a per-fect opportunity to build vertical cohesion. Com-manders must ensure that the birthday ball is anaffordable and enjoyable event filled with honor, his-tory, and tradition.

• Marine's Birthday. Recognition of a Marine's birth-day is another way to reinforce vertical cohesion atthe small-unit level. The acknowledgement of thissignificant day is another example of the leadershipprinciple "know your Marines."

• Unit Defining Moment. The Crucible provides thefirst defining moment in a Marine's career. Unitsshould pick other events when they were stressed andtested as an entire unit. Following this challenge,while the unit still shares a sense of accomplishment,is an opportune time for a commander to praise hisMarines.

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Sustaining the Transtormatuon 65

• Personal Correspondence. Commanders should pen ashort note to Marines to recognize significant accom-plishments or milestones in their Marines' careers.Congratulations or expressions of sympathy are par-ticularly important.

• Unit Symbol, Mascot, Logo, or Motto. Many unitsuse a unit symbol, mascot, logo, or motto to giveMarines a sense of belonging. These symbols makeMarines feel like they are part of a larger and uniqueentity. This enables them to identify with the unit andaids in developing both horizontal and vertical cohe-sion.

Unit Training and Exercises

Unit training and exercises are often the best ways todevelop horizontal cohesion. The interaction, close livingquarters, and shared hardship of these exercises often bringMarines and units together. Once again, unit training andexercises should be either initiated or followed up by a com-mand letter home and a hometown news release.

Six-Month Recognition

The 6-month recognition is similar to 1-month recognition;however, this is the last time that new Marines will be iden-tified or addressed individually in this manner. After6 months, they should have participated in exercises andoperations and shared hardships and other experiences withthe unit. A 6-month recognition can include events used

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during the 1-month recognition. It can also include, but isnot limited to, the following recognitions:

Meritorious Promotion. A meritorious promotion isan opportunity to recognize those new Marines whohave excelled since their arrival.

• Command Logbook. During this ceremony, a battal-ion logbook should be on hand. This book wouldhave inscribed the names of all the Marines who havebelonged to that battalion. Each new Marine havinghonorably served with the unit for at least 6-monthswould sign the book.

Family Day

Nearly 50 percent of the active duty force is married. Afamily day serves as a fun-filled event for spouses and fam-ilies as well as an informational brief. The command coulduse this opportunity to educate and prepare families forupcoming deployments.

Deployment

Deployment is what all the hard work has been for. A com-mand letter and hometown news release are once againappropriate for this event.

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Chapter 6

Endstate

"A spirit of comradeship and brotherhood in arms cameinto being in the training camps and on the battlefields.This spirit is too fine a thing to be allowed to die. It mustbe fostered and kept alive and made the moving force in allMarine organizations. "24

—Major General John A. Lejeune

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According to ALMAR 454/96, the transformation will pro-duce "Marines fully prepared to fight on the 'mission depth'battlefield of the future and whose day-to-day performancereflects the high standard of the Marine Corps and the idealsof the nation it serves."25 It will ultimately improve theeffectiveness and efficiency of our Corps. Marine units,whether operating in a foreign land or at our home bases,are tasked with many and varied daily missions. In additionto these daily missions, they are regularly tasked to respondto situations requiring flexibility and adaptability. The abil-ity of the unit to respond to these situations effectively isdirectly related to the abilities of the leaders and individualMarines in a unit and the unit's ability to work as a team.The more cohesive the unit and the more capable the indi-vidual Marines, the more flexible, adaptive, and successfulwill be the Corps.

Transformation will help us live up to the responsibility ofreturning better citizens to the nation. By instilling the val-ues that we have always held true, we develop Marines whoare capable of being solid and contributing citizens.

The foundation for the transformation was laid in recruiters'offices all across America, in the squad bays of our recruitdepots, and at our formal, entry-level schools. As depictedin the figure on page 70, it is only a foundation, one uponwhich the Marine Corps must build. There are four pillarsbuilt on this foundation, four pillars upon which the trans-formation rests. These four pillars are education, NCOdevelopment, ownership and acceptance, and establishmentand maintenance of standards.

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We must continue to educate the Corps about the transfor-mation process. Leaders of Marines must understand theprocess that developed their Marines. Armed with thisknowledge, these leaders will understand the benefitsgained through the transformation process and the truecapabilities of their Marines.

Our NCOs are the key to sustaining the transformation. Wemust ensure we select the best to be NCOs and continue totrain them to sustain the values and warfighting ethos of ourCorps.

Every NCO, staff NCO, and officer must personally acceptthe mission to sustain the transformation of the Marines intheir charge and those Marines they encounter throughout

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Sustaining the Transformation 71

their daily routine. Every Marine must take personal owner-ship of the transformation.

As Marines, we will always strive to be the best, and wemust continue to set the bar high in order to challenge ouryoung men and women. Our young Marines expect to beheld to the same high standards that they learned about inthe recruiters' offices and that we established during recruittraining; and they deserve nothing less.

These four pillars are crucial to the transformation and mustremain strong for years to come. Maintaining the strength ofeach pillar is the responsibility of every Marine. On thesepillars rests the weight of the future of our Marine Corps.

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Definitions

cohesion—The intense bonding of Marines, strengthenedover time, resulting in absolute trust. It is characterized bysubordination of self and an intuitive understanding of thecollective actions of the unit and of the importance of team-work, resulting in increased combat power. Cohesion isachieved by fostering positive peer pressure and reinforcingour core values to the point that our Corps values becomedominant over self-interest. It is comprised of team integrityand synchronization. Unit cohesion is part of the transfor-mation process that will guarantee the Corps a rich legacy:Marines fuily prepared to fight on the three-block war of thefuture and whose day-to-day performance reflects the highstandard of the Marine Corps and the ideals of the nation itserves.

cohesion team—Marines of the same MOS groupedtogether at boot camp with the intention of keeping themtogether through their first enlistment. In ALMAR 454/96,commanders are directed to assign these teams of Marinesto the smallest unit possible, optimally to the same squad. Ifassignment to the same squad is not possible, then assign-ment should be made to the same platoon or company.

Crucible—The Crucible is an event designed to helpMarines prepare for battles through the inculcation of confi-dence, core values, and esprit de corps. The Crucible is thecenterpiece of the recruit training phase of the transforma-tion. It is a 3-day training event that has been added to the

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end of basic recruit training. It is designed specifically tomake Marines better warriors. The events focus on twoareas—shared hardship and teamwork.

horizontal cohesion—The horizontal bonding (also knownas peer bonding) that takes place among peers. It is thebuilding of a sense of trust and familiarity among individu-als of the same rank or position. Some elements that con-tribute to horizontal bonding include sense of mission,technical and tactical proficiency, lack of personnel turbu-lence, teamwork, trust, respect, and friendship.

Marine Corps Values Program—The coordinated, inte-grated effort to enhance the transformation of a recruit intoa Marine through a rigorous education in, and reaffirmationof, Marine Corps values. Its goal is to produce Marines whoare warriors of integrity and character as well as exemplarycitizens and who will act honorably and intelligently, inevery situation and at every level of responsibility. Thereare three phases to the Marine Corps Values Program:

a. Phase I. Initial Entry-Level Training—EveryMarine, enlisted and officer, is instructed in MarineCorps values during entry-level training. The prepon-derance of the training occurs at the Marine Corpsrecruit depots for enlisted Marines and at Officer Candi-dates School and The Basic School for officers.

b. Phase II. Reinforcement Education—The lessons ofentry-level training are reinforced in Marine combattraining at the School of Infantry for all enlistedMarines. Reinforcement training is also presented in

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MOS schools for both enlisted Marines and officers.Core values education continues at every professionalschool that a Marine attends, from the Sergeant'sCourse through the Marine Corps War College. Addi-tionally, gatherings of Marine leaders, such as the Gen-eral Officers Symposium, Commanders' Courses, andSergeants Major/Master Gunnery Sergeant Symposium,include discussions concerning values.

c. Phase III. Sustainment Education—Sustainmenteducation not only involves formal presentations ofcourse material, but also encompasses awareness of theimportance that practicing core values has in eachMarine's day-to-day life. Marines should be able to seecore values demonstrated in the daily course of eventsby leaders at all levels, from squad to force commander.Honor, courage, and commitment must be a way of lifein garrison and in the field, on and off duty.

sustainment—The fourth and most critical phase of boththe transformation and the Marine Corps Values Program.Sustainment is the responsibility of unit leaders to maintainand build upon the values and warrior spirit built by formalschools and entry-level training.

synchronization—The process of aligning unit deploymentschedules and the assignment of teams in order to allow theteams to remain in their assigned unit for the duration oftheir first enlistment. Synchronization works within theknown constraints of the usable contract length of a first-term Marine and the dates of deployment to match the

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available personnel resources to the deployment in a man-ner that:

• Fulfills forward presence requirements.

• Fits deployments into the 42-month personnel cycleof a Marine.

• Enables structured progressive training with unitsbeing fully staffed 8-16 months prior to deployments.

team integrity—The forming of teams early in the entry-level pipeline, keeping the teams together, and then assign-ing the Marines, as a team, to a unit. The intent is that theseteams will train together, garrison together, deploy together,and fight together and that commanders should take allsteps necessary to ensure that Marines remain in their origi-nal units for as long as possible. Team integrity provides ameans for ensuring that small groups of Marines movetogether from the Crucible through the MOS-producingschools and to operational units with their Marine ethosintact.

transformation—Transformation is the ongoing, dynamicprocess that begins with the prospective Marine's first con-tact with the Marine recruiter and continues through theMarine's entire life. It has five phases:

Phase I. RecruitingPhase II. Recruit TrainingPhase III. CohesionPhase IV. SustainmentPhase V. Citizenship

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vertical cohesion—This dimension of cohesion involvesthe relationship between subordinate and senior. It drawspeer groups into a cohesive unit. This is, in part, the build-ing of a mutual sense of trust and respect among individualsof different rank or position. More than this, however, it isthe sense of belonging that the squad or section maintainsfor its role in the battalion or squadron. Some characteristicsof vertical cohesion that contribute to military effectivenessare unit tradition and history, leaders' concern for the men,leaders' examples, trust and respect for leaders, and sharingof adversity and danger.

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Notes

1. William Shakespeare, quoted in Robert Debs Heinl, Jr.,Colonel, USMC, Retired, Dictionary of Military and NavalQuotations (Annapolis, MD: United States Naval Institute, 1966)p. 106.

2. General John A. Lejeune, quoted in Heinl, p. 172.

3. General C. C. Krulak, Commandant's Planning Guid-ance (Washington, D.C.: Headquarters, United States MarineCorps, 1995) p. 23.

4. Frederick the Great, quoted in MCRP 6-I1B (withchange 1), Marine Corps Values: A User's Guide for DiscussionLeaders (Washington, D.C.: Headquarters, United States MarineCorps, 1998) p. 21-25.

5. General John A. Lejeune, quoted in MCRP 6-1 1B, p.20-1.

6. Lord St. Vincent, letter to Lord Keith, 5 April 1803,p. 268.

7. Thucydides, History of the Peloponnesian Wars, quotedin Heini, p. 328.

8. FMFM 1-0, Leading Marines (Washington, D.C.:Headquarters, United States Marine Corps, 1995) p. 31.

9. General Mikhail Ivanovich Dragomirov, Notes for Sol-diers, quoted in Heini, p. 106.

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80 Sustaining the Transformation

10. Extract from a speech given by General David M.Shoup, USMC, to the Defense Orientation Conferences Associa-tion (Washington, D.C., 28 September 1961).

11. Ted Williams, quoted in General C. C. Krulak, "TheFormer Marine: Transformation Phase 4B," Marines (October1998) p. 2.

12. Ibid., quoting Lieutenant General Victor H. Krulak,First to Fight: An Inside View of the US. Marine Corps (Annap-olis, MD: Naval Institute Press, 1984).

13. Ardant du Picq, Battle Studies, quoted in Robert A. Fit-ton, ed., Leadership: Quotations from the Military Tradition(Boulder, CO: Westview Press, 1990) p. 41.

14. General George Washington, 21 October 1798, letter toHenry Knox, quoted in Peter G. Tsouras, Warriors' Words: AQuotation Book: From Sesostris III to Schwarzkopf 1871 BC toAD 1991 (London: Cassell Arms and Armour Press, 1992) p. 82.

15. Sir William Slim, to the officers, 10th Indian InfantryDivision, quoted in Hem!, p. 197.

16. Brigadier General J. D. little, USMC, in The NationalGuardsman, quoted in Hem!, p. 197.

17. John A. Lejeune, Marine Corps Manual, quoted inHeinl, p. 172.

18. Captain Sir Basil Liddell Hart, Strategy, quoted inTsouras, pp. 291—292.

19. Colonel Ardant du Picq, Battle Studies, quoted inMCRP 6-1 1B, p. 2 1-30.

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20. Ecclesiastes 1:9, quoted in MCRP 6-1 1B, p. 21-63.

21. Brigadier General S. L. A. Marshall, The Armed ForcesOfficer, quoted in Tsouras, p. 81.

22. U.S. Department of Defense, Department of the Navy,ALMAR 454/96, Unit Cohesion—Commandant's intent, byGeneral C. C. Krulak, Commandant of the Marine Corps, U.S.Marine Corps (Washington, D.C.: 1996).

23. Ibid.

24. Major General John A. Lejeune, Marine Corps Manual,quoted in MCRP 6-JIB, p. 20-1.

25. ALMAR4S4/96.

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*U.S. GOVERNMT P1NTING OPPICE: 1999 . fl2.35flJ94374