lte basic introduction
TRANSCRIPT
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3GPP Long Term Evolution
Introduction
LTE TIS
2009-12
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Agenda
1. LTE & 3GPP Standard
2. LTE Network System
3. LTE Key Technologies
4. LTE TDD Characteristics
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1. LTE & 3GPP Standard
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About 3GPP LTE
Since November 2004, 3GPP has been working on the Long Term
Evolution (LTE) for enhancements to the Universal MobileTelecommunications System (UMTS), and focus on adopting 4Gtechnology.
Specs (Rel-8) were finalized and approved in January 2008.
LTE-Advanced study phase in progress.Target on deployment in 2010. By 2015, subscriptions could
exceed 400 million, and revenues from LTE could representmore than 15% of all mobile revenues.http://www.3gpp1.net/New-UMTS-Forum-report-forecasts
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LTE Milestone in 3GPP Standard Evolution
3GPPRelease
Rel’99 Rel’4 Rel’5 Rel’6 Rel’7 Rel’8
UMTS FDD
DCH up to2Mbps
Core Netw.Evolution
FDDrepeaters
1.28McpsTDD
HSDPA
Multimediasub-system
HSUPA
MBMS
HSPA+
i.e. MIMO,CPC, DL 64-QAM, UL16-QAM
LTE
Rel1
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3GPP Requirements For LTESpectrum efficiency
DL : 3-4 times HSDPA for MIMO(2,2)
UL : 2-3 times E-DCH for MIMO(1,2)
Frequency Spectrum :
Scalable bandwidth : 1.4, 3, 5, 10, 15, 20MHz
To cover all frequencies of IMT-2000: 450 MHz to 2.6 GHz
Peak data rate (scaling linearly with the spectrum allocation)
DL : > 100Mb/s for 20MHz spectrum allocation
UL : > 50Mb/s for 20MHz spectrum allocation
Capacity 200 users for 5MHz, 400 users in larger spectrum allocations
(active state)
Latency
C-plane : < 100ms to establish U-plane
U-plane : < 10ms from UE to server Coverage
Performance targets up to 5km, slight degradation up to 30km
Mobility
LTE is optimized for low speeds 0-15km/h but
connection maintained for speeds up to 350 or 500km/h
Handover between 3G & 3G LTE Real-time < 300ms
Non-real-time < 500ms
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Increased Performances & Reduced Costs with LTE
Latency Throughput Cost per Megabyte*
* Source: Analysis Research, 2006
Mobility
Roaming
LTE
EDGE
HSPA
UMTS384kbps DL
128kbps UL
14.4 Mb/s DL
5.7Mb/s UL
0.06 €
0.03 €
220kbps DL
120ms
60ms
750ms
H/O withGSM
0.005 € >100 Mb/s DL
>50 Mb/s UL<10ms
H/O withGSM,UMTS,CDMA…
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LTE landscape
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2. LTE Network System
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3GPP LTE system architecture
eNB eNB
eNB
MME/SAEGW MME/SAEGW
S1
X2
X2
X2
E-UTRAN
Enhanced
PacketCore
eNodeB cell site node
S1-MME: control plane between eNodeB and MME
S1-U: user plane between eNodeB and SAEGW
S1: interface between an eNB and an EPC, providing an interconnection point betweenthe E-UTRAN and the EPC. It is also considered as a reference point.
X2: logical interface between two eNBs. Whilst logically representing a point to pointlink between eNBs, the physical realization need not be a point to point link.
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EUTRAN Network Architecture
LTE-Uu
LTE-Uu
X2C
X2U
X2C
X2U
X2C
X2U
S1-MME
S1-MMES1-MME
S1U
S1U
S1U
UE
UE
eNB
eNBeNB
MME
AGW
IP Transport Network (IP Cloud)
X2C - X2 Cplane S1U - S1 Uplane
X2U - X2 Uplane S1-MME - S1 Cplane
AP - Access Point (for IP cloud)
eUTRAN EPC
APAP
AP AP
AP
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Flat Architecture
Low latency
RTT: 10 ms instead of 60 ms for HSPA
Short TTI (1 ms instead of 2ms for HSPA) and the flat architecture
Backhaul based from day 1 on IP / MPLS transport
Node-B Node-B
Node-B
MSC
RNC
SGSN
PSTN
Internet
GGSN
aGW
eNode-B eNode-B
Internet
PSTN
eNode-B
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Network Simplification: From 3GPP to 3GPP LTE
3GPP architecture
4 functional entities on thecontrol plane and user plane
3 standardized UP & CP
interfaces
3GPP LTE architecture
2 functional entities on the userplane: eNodeB and ASGW
SGSN control plane functions =>ASGW & MME
RNC control plane functions =>
MME & eNodeB Less interfaces, some functions
will disappear
4 layers into 2 layers
Evolve GGSN integrated
ASGW Moving SGSN functionalities to
ASGW.
RNC evolutions to RRM DB on aIP distributed network forenhancing mobilitymanagement.
GGSN
SGSN
RNC
NodeB
ASGW
eNodeB
MMF
GGSN
SGSN
RNC
NodeB
Control plane User plane
ASGW
eNodeB
MMF
AGW
eNodeB
MME
Control plane User plane
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ys em rc ec ure vo u on Mobility by “Single Gw” or Mobile IP
PCRF – Policy and Charging Rules Function
GERAN
Other IP Access3GPP or non-3GPP
(e.g. I-WLAN, 3GPP2, LTE also)
GGSN
MIP HA
PS & Evolved PS Core
ASGW
IMS
L3 AAA
(e.g. PCRF)
Multimedia Stratum
Access System Stratum
NetworkStratum(AIPN)
UTRAN
GAN
Evolved
UTRAN
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S1 Architecture
Key points
Flex Architecture for bothinterfaces S1-U and S1-MME
MME and SAE GW can besplit in two logical nodes orcombined in the same AGW
eNB eNB eNB eNB
MME/
SAEGW
MME/
SAEGW
MME/
SAEGW
MME/
SAEGW
Overlapping regionPool A Pool B
S1
2 entities for control plane: eNB & MME (S1-MME interface)
eNB: UMTS NodeB plus UMTS RNC (RRC, Radio Bearer Management…)
MME: UMTS MM and SM functions2 entities for user plane: eNB & SAE GW (S1-U interface)
eNB: UMTS NodeB plus UMTS RNC (PDCP/RLC/MAC…)
SAE GTW: (Serving Gateway) UMTS packet core user plane
No Macro-diversity
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Functional Mapping (from TR 25.813)
internet
eNB
RB Control
Connection Mobility Cont.
eNB Measurement
Configuration & Provision
Dynamic Resource
Allocation (Scheduler)
PDCP
PHY
MME
Serving Gateway
S1
MAC
Inter Cell RRM
Radio Admission Control
RLC
E-UTRAN EPC
RRC
Mobility Anchoring
SAE Bearer Control
Idle State Mobility
Handling
NAS Security
MME Functions
Idle mode mobility
Tracking area update
Maintenance of equivalent tracking areas
Idle mode access restrictions
Security Key management
S1 connection establishment
Idle to active mode transition
Session management
RAB and QoS
S1 handling during HO
SAE GW radio related functionality
Idle S1 GTP bearer end point
QoS handling & tunnel mgt
S1 path switch during Handover
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Functional Mapping (from TR 25.813)
LTE functions in eNode-B
Selection of aGW at UE attachment
Routing towards aGW at UE initial access
NAS messaging encapsulated by RRC for tx over radio
Scheduling and transmission of paging messages
Scheduling and transmission of System Information
Dynamic allocation of resources to UEs in both ULand DL
Configuration and provision of eNB measurements Radio Bearer Control
Radio Admission Control
Access restrictions in Active state
Connection Mobility Control in LTE_ACTIVE state
Active mode Handover handling
RRC, header compression, encryption, RLC, MAC,PHY
Security of User plane and RRC
Encryption of both in PDCP, integrity check of RRC
Scheduling and associated QoS handlinginternet
eNB
RB Control
Connection Mobility Cont.
eNB Measurement
Configuration & Provision
Dynamic Resource
Allocation (Scheduler)
PDCP
PHY
MME
Serving Gateway
S1
MAC
Inter Cell RRM
Radio Admission Control
RLC
E-UTRAN EPC
RRC
Mobility Anchoring
SAE Bearer Control
Idle State Mobility
Handling
NAS Security
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RRM Functions (1/3)
internet
eNB
RB Control
Connection Mobility Cont.
eNB Measurement
Configuration & Provision
Dynamic Resource
Allocation (Scheduler)
PDCP
PHY
MME
Serving Gateway
S1
MAC
Inter Cell RRM
Radio Admission Control
RLC
E-UTRAN EPC
RRC
Mobility Anchoring
SAE Bearer Control
Idle State Mobility
Handling
NAS Security
Inter-Cell Interference Coordination (ICIC):
Managing the radio resources(notably the radio resource blocks)
such that inter-cell interference is
kept under control
Load Balancing (LB):
Influence the traffic load
distribution in such a manner that
radio resources remain highly
utilized and the QoS of in-progress
sessions are maintained to the
possible extent (may result in
handover decisions)Inter-RAT Radio Resource Management:
In connection with inter-RAT
mobility (taking into account the
involved RAT resource situation, UE
capabilities & operator policies)
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RRM Functions (2/3)
internet
eNB
RB Control
Connection Mobility Cont.
eNB Measurement
Configuration & Provision
Dynamic Resource
Allocation (Scheduler)
PDCP
PHY
MME
Serving Gateway
S1
MAC
Inter Cell RRM
Radio Admission Control
RLC
E-UTRAN EPC
RRC
Mobility Anchoring
SAE Bearer Control
Idle State Mobility
Handling
NAS Security
Connection Mobility Control (CMC):
Management of radio resources inconnection with idle or active
mode
Mobility of radio connections:
handover decisions based on UE &
e-NodeB measurements +
potentially: neighbour cell load,
traffic distribution, transport & HW
resources & operator defined
policies
Radio Bearer Control (RBC):
Establishment, maintenance &release of Radio Bearers
Taking into account overall
resource situation, QoS
requirements of in-progress
sessions and of the new service)
Radio Admission Control (RAC):
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RRM Functions (3/3)
internet
eNB
RB Control
Connection Mobility Cont.
eNB Measurement
Configuration & Provision
Dynamic Resource
Allocation (Scheduler)
PDCP
PHY
MME
Serving Gateway
S1
MAC
Inter Cell RRM
Radio Admission Control
RLC
E-UTRAN EPC
RRC
Mobility Anchoring
SAE Bearer Control
Idle State Mobility
Handling
NAS Security
Packet Scheduling (PSC)
Allocate/De-allocate resources(including buffer, processing
resources & resource blocks) to UP
& CP packets including:
Selection of RB, whose packets are to
be scheduled
Managing the necessary resources
(e.g. power levels, specific resource
blocks)
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LTE ARCHITECTURE – Control Plane Layout over S1
eNB
PHY
UE
PHY
MAC
RLC
MAC
MME
RLC
NAS NAS
RRC RRC
PDCP PDCP
UE eNode-B MME
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LTE ARCHITECTURE – Control Plane Layout over S1
eNB
PHY
UE
PHY
MAC
RLC
MAC
MME
RLC
NAS NAS
RRC RRC
PDCP PDCP
UE eNode-B MME
RRC sub-layer performs:
Broadcasting
Paging
Connection Mgt Radio bearer control
Mobility functions
UE measurement reporting & control
PDCP sub-layer performs:
Integrity protection & ciphering
NAS sub-layer performs:
Authentication
Security control
Idle mode mobility handling
Idle mode paging origination
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LTE ARCHITECTURE – User Plane Layout over S1
UE eNode-B MME
eNB
PHY
UE
PHY
MAC
RLC
MAC
PDCPPDCP
RLC
SAE Gateway
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LTE ARCHITECTURE – User Plane Layout over S1
UE eNode-B MME
eNB
PHY
UE
PHY
MAC
RLC
MAC
PDCPPDCP
RLC
SAE Gateway
RLC sub-layer performs:
Transferring upper layer PDUs
In-sequence delivery of PDUs
No error correction through ARQ Duplicate detection
Flow control
Concatenation/re-assembly of packets
PDCP sub-layer performs:
Header compression
Ciphering
MAC sub-layer performs:
Scheduling
Error correction through HARQ
Priority handling across UEs & logicalchannels
In-sequence delivery of RLC PDUs
Multiplexing/de-multiplexing of RLC
radio bearers into/from PhCHs on TrCHs
Physical sub-layer performs:
DL: ODFMA, UL: SC-FDMA
HARQ
UL power control
Multi-stream transmission & reception (i.e. MIMO)
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From UE Power-up to Active Connection
AcquisitionPower-up
Idle
Access
Registration
Traffic
LTENetwork
Frequency/Timing acquisition
p-SCH, s-SCH & Reference Signal
Cell Id determination
Cell search procedure
SIB message
CCPCH/PDSCH
Message from UE (origination, registration,…)
PRACH/PUSCH
Registration procedure
PDSCH/PUSCH
DL traffic
PDSCH
UL traffic
PUSCH
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3. LTE Key Technologies
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Innovative Technologies Emerging in Standards
1st Commercial launches
20082007 Beyond2006 2009
3G LTE
All-IPOFDM MIMO AAS
WiMAX 802.16m
All-IPOFDM MIMO
WiMAX 802.16e-2005
All-IPOFDM MIMOAAS AAS
CDMA2000 EV-DO Rev.A
IP transport
EV-DO Rev.C
All-IPOFDM MIMO AAS
HSDPA / HSUPA
IP Transport
HSPA+
MIMO All-IP
OFDM, All-IP, MIMO & AASare the key cornerstones of new & future wireless standards
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Key LTE Features to Overcome Challenges
OFDMA
Increased spectral efficiency
Simplified Rx design Cheaper UE
Scalable - Go beyond 5MHz limitation
MIMO: antenna technology
Multiple-input, multiple-output
Overcome multi-path interference
Peak rate breakthrough
IP Core: flat, scalable
Low latency: 10 ms (60 ms for HSPA)
Short TTI: 1 ms (2ms for HSPA)
Backhaul based on IP / MPLS transport
Fits with IMS, VoIP, SIP
Mobile
Local
Fixed
UMTS / HSDPA
CDMA / EVDO
WiMAX 16e
802.11, Mesh
WiMAX 16d
DSL / Cable
PSTN
Internet
Corporate
POTS
IP
Ethernet
OFDM
MIMO
Mobility
Access
IMS
VoIP
SIP
Core
0 5 10 15 20 25 30 35 400
2
4
6
8
10
12
14
16
18
20
SNR [dB]
T h r o u g h p u t [ M b i t / s ]
LTE-OFDMA, 5MHz, SCME, urban macro, dtx
=10, drx
=0.5, 30km/h, 16-QAM, real CE (lin. i nterp.)
MIMO (SCW), R=1/3
MIMO (MCW), R=1/3
SISO, R=1/3MIMO (SCW), R=2/3
MIMO (MCW), R=2/3
SISO, R=2/3
SISO,10Mbps/5MHz
MIMO 2x2,20Mbps/5MHz
16QAM
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Why OFDMA?
Suitable for MIMO implementation
Ease Time & Frequency scheduling Less receiver complexity
Robust to frequency-selective fading
Robust to Inter-Symbol Interference (i.e. ISI)
High data rates
t
Mobile
environment
t
+ ISI
t
• Multi-path
• High delayspread
• Short symbol duration
• High-order modulations
Low inter-symbol distance
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Frequency
OFDMA Principle
Sub-carrier spacing = Δf
Power
N-OFDM Symbolduration
Bandwidth
User#1 User#2 User#3 User#4
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LTE Access Technologies OFDM
eNode-BLTE UE
FDD
UL Bdw DL Bdw
Frequence duplex
TDDTime duplex
Time
DL slotUL slot… …
Frame
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UMTS LTE SC-FDMA Transmitter/receiver
M A C
I n t e r f a c e
ChannelCoding
Scrambling Modulation
Scrambling Modulation Spread
USCH
data
Control
data
Demodulation reference signal
generation (for PUSCH & PUCCH)
Resource
Element
Mapper
SC-FDMA
signal
generation
LTE Channel
SC-FDMA
signal de-
generation
Resource
Element
De-
mapper
Frequency offset
estimation &
compensation
Demodulation
Reference Signal
Channel
Estimation
Transform
decodingDemodulation
De-
scrambling
Channel
Decoding
M A C
I n t e r f a c e
USCH
data
Equalization
for PUCCHDe-spreadDemodulation
De-
scrambing
UCCH
data
LTE User Equipment
LTE eNodeB
TransformPrecoder
Equalization
for PUSCH
(2048*7+160+144*6)*2 =
30720
2048*14 = 28672
12*6*12 = 864
12*6*12 = 864864*2 = 1728864*2 = 1728
568
12*7*2 =
168
20 20 1010*12+12*
2*2 = 168
(2048*7+160+144*6)*2 =
30720
2048*14 = 28672
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OFDM Advantages & Drawbacks
Advantages
Can easily adapt to severe channel conditions without complexequalization
Robust against narrow-band co-channel interference
Robust against Intersymbol interference (ISI) and fading
High spectral efficiency Efficient implementation using FFT
Low sensitivity to time synchronization errors
Tuned sub-channel receiver filters are not required (unlike
traditional FDM)
Facilitates Single Frequency Networks
Drawbacks
Sensitive to Doppler shift and to frequency synchronization problems
High Peak-to-Average Power Ratio
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MIMO Principle
Transmission
Of several independent data streams in parallel
Over uncorrelated antennas (i.e. separated by 10)
Reception
Over NTx x NRx (ideally) uncorrelated paths
Theoretical maximum rate increase factor = Min (NTx ,
NRx)
In a rich scattering environment; no gain in LOS environment
Practical gain in urban areas = 1.2 to 1.5 for 2x2 MIMO
Boosting capacity (DL and UL) and peak burst rate (DL),
Sensitive to SINR
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MIMO in 3GPP Rel’8
In DL: 1, 2 or 4 TX antennas and 1, 2 or 4 RX antennas
Allowing multi-layer transmissions with up to four streams MU-MIMO: allocation of different streams to different users
• MU-MIMO
• SU-MIMO
In UL:
• only MU-MIMO no SU-MIMOChoice for MIMO mode at the Node B side
Restricted by the UE capability (e.g. number of RX antennas)
Adapted slowly (e.g. once in a com, or every xiple of 100ms)
Rank adaptation (and/or antenna subset selection) is supported for evaluation
The number of codewords transmitted to a UE is controlled through rank adaptation
MU-MIMO to a UE is determined either dynamically or semi-statically
Candidates for the UE feedback information
MIMO channel state information
Channel quality indicator (CQI), which may be used by the Node B to
decide a MCS level(s).
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Combining
Rx packets
Hybrid-ARQ Principle
Serving
RNC Node-B UE
Serving
RNC
Node-B
UE
R99 on a DCH channelThe erroneous block is deleted!
R5 on theHS-DSCH channelThe erroneous block is stored for
recombination
Combining
Rx packets
eNode-B UE
LTE H-ARQThe RTT is shorter due to eNode-B
concentration
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LTE RRC States
RRC_Idle
(Idle state)
RRC_CONNECTED
(active state)
RRC_NULL
(detached state)
De-registration / PLMN change
Registration
Traffic / HO
• Cell re-selection
• Paging
• TA update
No MM context of UE in eNB / Core
network
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4. LTE TDD Characteristics
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TD-LTE Emerging from the FDD Shadow
TD-LTE was a key part of overall LTE standard to prevent repeat of 3G TDD failure
Alignment achieved to both Europe TDD and China TD-SCDMA, achieved to ensure easyevolution and spectrum access
Standard/LSTI: though TD-LTE standard started later than LTE FDD, China Mobile hassuccessfully accelerated the TDD IOT timeline to be in line with FDD
TD-LTE led by China Mobile
TD-LTE is an important part of “Next Generation BB Wireless Network” identified bystate M&L Projects, which is aligned with China’s Innovation Policy to be “InnovationCountry”
CMCC driving TD-LTE as its next generation broadband wireless-IP network to replaceGSM and TD-SCDMA and compete with WCDMA/LTE FDD operators
Unique Global Alignment
Vodafone, CMCC, Verizon have a joint agreement to promote the success of TD-LTE
United to drive success of ecosystem
Other operator groups asking for RFx and Trials to evaluateTD-LTE to allow use of unused spectrum assets
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Commonalities between TD-LTE and LTE FDD
The LTE infrastructure includes …
Terminal, eNB, MME, PCRF, sGW and PDN GW
TD-LTE and LTE FDD are mainly different by dedicated realization of physical layer
Hence, they are invisible to the higher layers (except for
parameter configurations). The MME, PCRF and xGW are virtually
identical for FDD and TDD systems
Differences are in eNB and terminals with respect to FDD and TDD due to the differencein air interface design/physical layer. Therefore, it is beneficial to exploit this
similarity to build one system that can support FDD and/or TDD.
MME
PCRF
SGW PDN GW
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Main Differences between TD-LTE and LTE FDD Summary
TD-LTE needs to support various TDD UL/DL allocations & needs to support
coexistence with other TDD systems Resulting TD-LTE differences
Frame structure (3GPP TS36.300/TS36.211)
Introduction of “frame structure 2” for TD-LTE
Introduction of special subframe for switching from DL to UL and coexistence withother TDD systems
System information
Cell broadcasts the TDD UL/DL configuration information
Random Access
Additional short random access format for special subframe/UpPTS
Multiple random access channels in a subframe
UL multi TTI scheduling
Multi-subframe scheduling for UL
For heavy UL configurations to save DL control overhead
ACK/NACK bundling/multiplexing on UL control channel
For heavy DL configurations to save UL control overhead
H-ARQ process number & timing
Variable number of H-ARQ processes depending on the UL/DL allocation
Power control timing
SRS configuration
Different TD-LTE spectrum allocation (3GPP TS36.101)
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LTE Radio Frame Structure
Two types of radio frame
1. Type 1 Applicable to both FDD and TDD
2. Type 2
Applicable to TDD only
#0 #1 #2 #3 #19
One slot, T slot = 15360T s = 0.5 ms
One radio frame, T f = 307200T s=10 ms
#18
One subframe
DwPTS: Pilot for DL
UpPTS: Special uplink time slot
One slot,
T slot=15360T s
GP UpPTSDwPTS
One radio frame, T f = 307200T s = 10 ms
One half-frame, 153600T s = 5 ms
30720T s
One subframe,
30720T s
GP UpPTSDwPTS
Subframe #2 Subframe #3 Subframe #4Subframe #0 Subframe #5 Subframe #7 Subframe #8 Subframe #9
TD-LTE Frame Structure - Uplink and Downlink
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p
Configuration – 3GPP TS36.211
Configuration 1 is supported in first release.
Configuration 2 is planned in TLA2.1 (2010 Q2).
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H-ARQ
Unlike FDD, where the number of HARQ processes is always 8, in TDD the number of
HARQ proceses depends on the UL/DL configuration.
In TDD, time between grant and corresponding UL transmission, and between the ULtransmission and the corresponding Ack/Nack varies with a minimum of 4 subframes.
In TDD, when subframes allocated to UL exceed DL, multiple PHICH can be transmitted in
same DL subframe corresponding to multiple UL subframes.
In TDD, when subframes allocated to UL exceed DL, UL grant sent in DL subframe can
correspond to transmission in multiple UL subframes as indicated by UL index in UL grant.
Uplink H-ARQ
Downlink H-ARQ
Variable number of H-ARQ processes
depending on the UL/DL allocation
Unlike FDD, where the number of HARQ processes is always 8, in TDD the number of
HARQ proceses depends on the UL/DL configuration.
In TDD, time between the DL transmission and the corresponding Ack/Nack varies with a
minimum of 4 subframes.In TDD, when subframes allocated to DL exceed UL, multiple Ack/Nacks are bundled or
multiplexed into one UL subframes on PUCCH or PUSCH.
New field (DAI - Downlink Index Assignment) is added to the DCI information to indicate
the number of DL transmissions to be grouped in one Ack/Nack response/
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Frequency Bands & Bandwidths – 3GPP TS36.101
UMTS FDD
frequency band(60 MHz)
New IMT-2000frequency band
(70 MHz)
TD-SCDMA mainfrequency band
(15 MHz)
TD-SCDMAsupplementaryfrequency band
(40 MHz)
TD-SCDMAsupplementaryfrequency band
(100MHz)
New IMT-2000
frequency band
(100MHz)
New IMT-2000
frequency band
(50MHz)
Additional bands for approval in Rel 9
FDD Band 20 to be integrated (UL 3410-3500 MHz / DL 3510-3600 MHz)TDD Band 41 to be integrated (3400-3600 MHz)