lte and lte-a self evalulation results rev

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© 3GPP 2009 Mobile World Congress, Barcelona, 19 th February 2009 © 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 1 Tetsushi Abe, NTT DOCOMO 3GPP TSG-RAN1 Vice-Chairman 3GPP Self-evaluation Methodology and Results “Self-evaluation Results”

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3GPP Self evaluation methodology and results (Tetsushi Abe: RAN WG1 Vice-Chair, NTT DOCOMO

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Page 1: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 1

Tetsushi Abe, NTT DOCOMO3GPP TSG-RAN1 Vice-Chairman

3GPP Self-evaluation Methodology and Results

“Self-evaluation Results”

Page 2: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 2

3GPP Self-evaluation for LTE-AdvancedSummary

The 3GPP self-evaluation has shown that the LTE Release 10 & beyond (LTE-Advanced) SRIT and the individual FDD RIT and TDD RIT components completely satisfy the criteria of Step 7 and should move forward to Step 8 of the process. In particular, the SRIT and the individual FDD RIT and TDD RIT components meet all the requirements in all four of the four defined test environments.The evaluation results were based on the rigorous calibration effort.

RIT: Radio Interface Technology SRIT: Sets of RIT

Page 3: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 3

Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4. Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

Page 4: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 4

Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4. Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

Page 5: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 5

1.1 Evaluated downlink schemes(Full-buffer spectrum efficiency)

Coordinated scheduling/beamformingCoMP (CS/CB-CoMP)

Joint processing CoMP(JP-CoMP)

Single-user MIMO (SU-MIMO)

Multi-user MIMO (MU-MIMO)

Ex)

Ex) Ex)Ex)Suppress / Avoid

Various schemes have been evaluated

Single-layer beamforming(Single-layer BF)Ex)

LTE Rel-8

LTE-Advanced

Page 6: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 6

1.2 Evaluated uplink schemes (Full-buffer spectrum efficiency)

Single-input multiple-output (SIMO)

Multi-user MIMO (MU-MIMO)

Single-user MIMO (SU-MIMO)MU-MIMO

CoMP

Ex) Ex)

Ex) Ex)

Various schemes have been evaluated

LTE Rel-8

LTE-Advanced

Page 7: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 7

1.3 DL control channel overhead assumption

DL control Data

1 subframe = 1.0 msec = 14 OFDM symbols

L: OFDM symbols (L=1, 2, 3)

Downlink performances have been evaluated taking into account the downlink overhead for L = 1, 2 and 3 casesDynamic assignment of L is supported already in the Rel. 8 specification

Average overhead depends on the environments

Page 8: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 8

Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4. Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

Page 9: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 9

2.1 Downlink peak spectrum efficiency

DL peak spectrum efficiency for FDD

30.68-layer spatial multiplexing

16.3Rel. 8 4-layer spatial multiplexing

15ITU-R RequirementSpectral efficiency [b/s/Hz]Scheme

DL peak spectrum efficiency for TDD

30.08-layer spatial multiplexing

16.0Rel. 8 4-layer spatial multiplexing

15ITU-R RequirementSpectral efficiency [b/s/Hz]Scheme

LTE Rel. 8 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (8-layer spatial multiplexing)

Assumptions4 layers (LTE Rel-8) 8 layers (LTE-A) 1 symbols for DL control channelCommon RS (LTE Rel-8)Common + Demodulation RS (LTE-A) PBCH and Sync. Signal overheadFor TDD,

4 DL : 2 SP : 4 UL12 DwPTS : 1 GP : 1 UpPTS

Page 10: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 10

2.2 Uplink peak spectrum efficiency

UL peak spectral efficiency for FDD

16.84 layer spatial multiplexing

8.42 layer spatial multiplexing

6.75ITU-R RequirementSpectral efficiency [b/s/Hz]Scheme

UL peak spectral efficiency for TDD

16.14 layer spatial multiplexing

8.12 layer spatial multiplexing

6.75ITU-R RequirementSpectral efficiency [b/s/Hz]Scheme

LTE-A with 2-layer spatial multiplexing fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (4-layer spatial multiplexing)

Assumptions2 layers 4 layersUL control channel (1 PRB / 10MHz / 1 msec)Physical random access channel (6 PRB / 10MHz / 10 msec)

Page 11: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 11

Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4 Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

Page 12: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 12

3.1 Indoor (InH) results

Page 13: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 13

0.24

0.190.23 0.26

0.21 0.22

0

0.05

0.1

0 .15

0.2

0 .25

0.3

Rel-8 SU-MIMO 4 x 2 (A)L = 1, 2, 3

MU-MIMO 4 x 2 (C )L = 1, 2, 3

Cell

edge

(bps/H

z)

Spectrum Effic iency: FDD DL, Indoor (InH)

4.8

6.1

4.1

5.56.6

4.5

01234567

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead(L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (MU-MIMO 4x2)

3.0

0.1

3.1 Indoor environment (Downlink, FDD)

ITU-R requirement

Page 14: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 14

Spectrum Efficiency: TDD DL, Indoor (InH)

4.7

6.7 6.1

4.4

5.6

4.1

01234567

Cell

avera

ge

(bps/H

z/cell)

3.1 Indoor environment (Downlink, TDD)LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead(L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (MU-MIMO 4x2)

0.220.19

0.22 0.240.2 0.2

0

0.05

0.1

0.15

0.2

0.25

0.3

Rel-8 SU-MIMO 4 x 2 (A)L = 1, 2, 3

MU-MIMO 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

3.0

0.1

ITU-R requirement

Page 15: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 15

0.250.23 0.24

0.42

00.10.20.30.40.5

Rel-8 SIMO 1x4 (A) Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4(A)

SU-MIMO 2 x 4 (A)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: FDD UL, Indoor (InH)

4.33.33.3

5.8

0123456

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4)

3.1 Indoor environment (Uplink, FDD)

ITU-R requirement

2.25

0.07

Page 16: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 16

0.250.22 0.23

0.39

00.10.20.30.40.5

Rel-8 SIMO 1x4 (A) Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 (A) SU-MIMO 2 x 4 (A)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: TDD UL, Indoor (InH)

3.93.13.1

5.5

0123456

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, SU-MIMO 2x4)

3.1 Indoor environment (Uplink, TDD)

ITU-R requirement

2.25

0.07

Page 17: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 17

3.2 Microcellular (UMi) results

Page 18: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 18

Spectrum Efficiency: FDD DL, Microcellular (UMi)

4.5

3.63.43.54.1

3.33.13.23.7

32.82.9

0

1

2

3

4

5

Cell

avera

ge

(bps/H

z/cell)

0.120.11

0.14

0.110.099

0.13

0.087 0.089

0.120.1 0.096 0.099

0

0.05

0.1

0.15

MU-MIMO 4 x 2 (C)L = 1, 2, 3

MU-MIMO 4x2 (A)L = 1, 2, 3

CS/CB-CoMP4x2(C)L = 1, 2, 3

JP-CoMP 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

3.2 Microcellular environment (Downlink, FDD)Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)

2.6

0.075

ITU-R requirement

Page 19: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 19

Spectrum Efficiency: TDD DL, Microcellular (UMi)4.6

3.63.23.5

4.2

3.32.9

3.23.9

3.12.7

3

0

1

2

3

4

5

Cell

avera

ge

(bps/H

z/cell)

0.110.1 0.10.1

0.092 0.0920.089 0.085

0.110.096 0.095

0.086

0

0.05

0.1

0.15

MU-MIMO 4 x 2 (C)L = 1, 2, 3

MU-MIMO 4x2 (A)L = 1, 2, 3

CS/CB-CoMP4x2(C)L = 1, 2, 3

JP-CoMP 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)

3.2 Microcellular environment (Downlink, TDD)

2.6

0.075

ITU-R requirement

Page 20: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 20

0.0860.0770.073

00.020.040.060.08

0.1

Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4 (A) MU-MIMO 2 x 4 (A)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: FDD UL, Microcellular (UMi)

2.51.9

2.5

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and MU-MIMO 1x8)

3.2 Microcellular environment (Uplink, FDD)

1.8

0.05

ITU-R requirement

Page 21: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 21

0.0790.07 0.071 0.068

00.020.040.060.08

0.1

Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4(A)

MU-MIMO 2 x 4 (A) MU-MIMO 1 x 8 (E)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: TDD UL, Microcellular (UMi)

2.32.8

3

1.9

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., LTE Rel. 8 MU-MIMO 1x4, MU-MIMO 2x4, and MU-MIMO 1x8)

3.2 Microcellular environment (Uplink, TDD)

1.8

0.05

ITU-R requirement

Page 22: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 22

3.3 Base coverage urban (UMa) results

Page 23: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 23

0.080.0810.079 0.0730.0740.073 0.0660.066 0.067

0

0.05

0.1

MU-MIMO 4 x 2 (C)L = 1, 2, 3

CS/CB-CoMP 4 x 2 (C)L = 1, 2, 3

JP-CoMP 4 x 2 (A)L = 1, 2, 3

Cell

edge

(bps/H

z)

Spectrum Efficiency: FDD DL, Base coverage urban (UMa)

32.92.8 2.72.62.6 2.52.42.4

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)

3.3 Base coverage urban environment (Downlink, FDD)

2.2

0.06

ITU-R requirement

Page 24: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 24

0.090.0830.079 0.0820.0750.071 0.0760.067 0.07

0

0.05

0.1

MU-MIMO 4 x 2 (C)L = 1, 2, 3

CS/CB-CoMP 4 x 2 (C)L = 1, 2, 3

JP-CoMP 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

Spectrum Efficiency: TDD DL, Base coverage urban (UMa)

3.6

2.92.93.3

2.62.63.1

2.42.4

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

3.3 Base coverage urban environment (Downlink, TDD)

2.2

0.06

ITU-R requirement

Extension of LTE Rel. 8 with MU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CS/CB-CoMP 4x2, JP-CoMP 4x2)

Page 25: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 25

0.0990.086

0.062

0

0.05

0.1

0.15

Rel-8 SIMO 1 x 4(C) CoMP 1 x 4 (A) CoMP 2 x 4 (C)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: FDD UL, Base coverage urban (UMa)

1.71.5

2.1

0

1

2

3

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CoMP 1x4, CoMP 2x4)

3.3 Base coverage urban environment (Uplink, FDD)

1.4

0.03

ITU-R requirement

Page 26: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 26

0.0760.062

0.09 0.097

0

0.05

0.1

0.15

Rel-8 SIMO 1x4 (C) CoMP 1 x 4 (C) CoMP 2 x 4 (C) MU-MIMO 1 x 8 (E)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: TDD UL, Base coverage urban (UMa)

1.92

2.7

1.5

0

1

2

3

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., CoMP 1x4, CoMP 2x4)

3.3 Base coverage urban environment (Uplink, TDD)

1.4

0.03

ITU-R requirement

Page 27: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 27

3.4 High speed (RMa) results

Page 28: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 28

0.067 0.0630.0690.081

0.11

0.076

0.099

0.057

0.09

0

0.05

0.1

0.15

Rel-8 SU-MIMO 4 x 2 (C)L = 1, 2, 3

Rel-8 SU-MIMO 4 x 2 (A)L = 1, 2, 3

MU-MIMO 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

Spectrum Efficiency: FDD DL, High speed (RMa)

2.12.3

3.9 3.5

22.1

3.2

1.81.9

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2)

3.4 High Speed Environment (Downlink, FDD)

1.1

0.04

ITU-R requirement

Page 29: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 29

0.057

0.098

0.072

0.053

0.0890.067 0.063

0.083

0.049

0

0.05

0.1

0.15

Rel-8 SU-MIMO 4 x 2 (C)L = 1, 2, 3

Rel-8 SU-MIMO 4 x 2 (A)L = 1, 2, 3

MU-MIMO 4 x 2 (C)L = 1, 2, 3

Cell

edge

(bps/H

z)

Spectrum Efficiency: TDD DL, High speed (RMa)

3.5

1.92

3.2

1.71.9

3

1.61.8

0

1

2

3

4

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SU-MIMO 4x2 (even with maximum DL control overhead (L = 3)) fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., MU-MIMO 4x2)

3.4 High Speed Environment (Downlink, TDD)

ITU-R requirement

1.1

0.04

Page 30: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 30

0.13

0.0970.082

0

0.05

0.1

0.15

Rel-8 SIMO 1x4 (C) Rel-8 MU-MIMO 1x4 (A) CoMP 2 x 4 (A)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: FDD UL, High speed (RMa)

2.21.8

2.3

0

1

2

3

Cell

avera

ge

(bps/H

z/cell)

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4)

3.4 High Speed Environment (Uplink, FDD)

ITU-R requirement

0.7

0.015

Page 31: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 31

0.10.08 0.093

0.15

0

0.05

0.1

0.15

Rel-8 SIMO 1 x 4 (C) Rel-8 MU-MIMO 1 x 4(A)

CoMP 2 x 4 (A) MUMIMO 1 x 8 (E)

Cell

Edge

(bps/H

z)

Spectrum Efficiency: TDD UL, High speed (RMa)

2.12.5

2.6

1.8

0

1

2

3

Cell

avera

ge

(bps/H

z/cell)

ITU-R requirement

0.7

0.015

LTE Rel. 8 with SIMO 1x4 fulfills ITU-R requirementsFurther improved performance can be achieved by using additional technology features (e.g., Rel-8 MU-MIMO 1x4, CoMP 2x4)

3.4 High Speed Environment (Uplink, TDD)

Page 32: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 32

Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4 Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

Page 33: LTE and LTE-A Self Evalulation Results Rev

© 3GPP 2009 Mobile World Congress, Barcelona, 19th February 2009© 3GPP 2009 <3GPP LTE-Advanced Evaluation Workshop, Dec. 17-18, 2009> 33

Number of VoIP Users, FDD140

80

68

91

69

94

131

75

0102030405060708090

100110120130140150

Indoor(A) and (C)

Urban Micro (A) and (C)

Urban Macro(A) and (C)

High Speed(A) and (C)

Capacit

y (

user/

MH

z/cell)

4.1 VoIP results (FDD)

Evaluated schemesDL: Rel. 8 (4x2, 1x2) UL: Rel. 8 (1x4 )

LTE Rel. 8 fulfills ITU-R requirements for all the environments

ITU-R requirement

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Number of VoIP Users, FDD

137

7465

86

67

92

74

130

0102030405060708090

100110120130140150

Indoor(A) and (C)

Urban Micro (A) and (C)

Urban Macro(A) and (C)

High Speed(A) and (C)

Capacit

y (

user/

MH

z/cell)

4.2 VoIP results (TDD)

Evaluated schemesDL: Rel. 8 (4x2 or 1x2) UL: Rel. 8 (1x4)

LTE Rel. 8 fulfills ITU-R requirements for all the environments

ITU-R requirement

Page 35: LTE and LTE-A Self Evalulation Results Rev

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Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4 Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

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Mobility Capacity, FDD

2.56

1.211.08

1.221.36 1.451.42

3.15

0

1

2

3

4

Indoor (InH)NLOS LOS

Microcelluar (UMi) NLOS LOS

Base Coverage Urban(UMa)

NLOS LOS

High speed (RMa)NLOS LOS

Spectr

al

eff

icie

ncy (

bps/H

z)

5.1 Mobility results (FDD)

Evaluated schemesRel. 8 UL (1x4)

LTE Rel. 8 fulfills ITU-R requirements for all the environments

1.00.75 0.55

0.25

ITU-R requirement

Page 37: LTE and LTE-A Self Evalulation Results Rev

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Mobility Capacity,TDD

2.63

1.140.95 1.03

1.36 1.38

3.11

1.48

0

1

2

3

4

Indoor (InH)NLOS LOS

Microcelluar (UMi) NLOS LOS

Base Coverage Urban(UMa)

NLOS LOS

High speed (RMa)NLOS LOS

Spectr

al

eff

icie

ncy (

bps/H

z)

5.2 Mobility results (TDD)

Evaluated schemesRel. 8 UL (1x4)

LTE Rel. 8 fulfills ITU-R requirements for all the environments

1.00.75 0.55

0.25

ITU-R requirement

Page 38: LTE and LTE-A Self Evalulation Results Rev

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Outline

1. Main assumptions (Recap)1.1 Evaluated DL schemes1.2 Evaluated UL schemes1.3 DL control overhead assumptions

2. Results: Peak spectrum efficiency 2.1 DL peak spectrum efficiency 2.2 UL peak spectrum efficiency

3. Results: Full-buffer spectrum efficiency3.1 Indoor (InH)3.2 Microcellular (UMi)3.3 Base coverage urban (UMa)3.4 High speed (RMa)

4 Results: VoIP4.1 FDD4.2 TDD

5. Results: Mobility5.1 FDD5.2 TDD

6. Simulator calibration7. Conclusion

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6 Simulator calibration

How to reproduce 3GPP results?

Recommended simulator calibration procedures

Step 1: Implement ITU-R environments Check that pathloss and geometry distributions are in line

with 3GPP resultsStep2: Implement basic LTE models (1 x 2)

Check that spectral efficiency and user-throughput are in line with 3GPP results

Step3: Implement Rel-8 functionality (DL 4 x 2 SU-MIMO, UL 1 x 4 SIMO)

Check that Rel-8 performance is in line with 3GPP results This should enable reaching most ITU-R requirements

Step4: Implement advanced LTE functionalityCheck that remaining ITU requirements can be reached

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6 Simulator calibration Step1 results: Coupling gain

Calibration

0

10

20

30

40

50

60

70

80

90

100

-140 -120 -100 -80 -60 -40Coupling gain (Prx-Ptx) [dB]

C.D

.F. [

%]

InH

UM i

UM a

RM a

Case 1 3D

Case 1 2D

Averaged over 17 sourcesRef: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibrationStep1 results: DL wideband SINR (Geometry)

Calibration

0

10

20

30

40

50

60

70

80

90

100

-10 0 10 20 30 40Downlink wideband SINR (geometry) [dB]

C.D

.F. [

%]

InH

UM i

UM a

RM a

Case 1 3D

Case 1 2D

Averaged over 17 sourcesRef: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibrationStep 1 results: DL per UE SINR after MRC combining

Downlink Calibration

0

10

20

30

40

50

60

70

80

90

100

-10 0 10 20 30 40 50DL Per UE Average SINR [dB]

C.D

.F. [

%]

InH

UMi

UMa

RMa

Case 1 3D

Case 1 2D

Averaged over 16 sources

1 x 2

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibrationStep 1 results: UL per UE SINR Uplink Calibration

0

10

20

30

40

50

60

70

80

90

100

-5 0 5 10 15 20UL Per UE Average SINR [dB]

C.D

.F. [

%]

InH

UMi

UMa

RMa

Case 1 3D

Case 1 2D

Averaged over 16 sourcesRef: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibrationStep 2 results: DL user throughput Downlink Calibration

0

10

20

30

40

50

60

70

80

90

100

0 0, 1 0,2 0,3 0,4 0,5Normalized User Throughput [bps/Hz]

C.D

.F. [

%]

InHUMi

UMa

RMaCase 1 3D

Case 1 2D

Averaged over 16 sources

1 x 2

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibration Step2 results: UL user throughput

Uplink Calibration

0

10

20

30

40

50

60

70

80

90

100

0,0 0,1 0,2 0,3 0,4 0,5Normalized User Throughput [bps/Hz]

C.D

.F. [

%]

InH

UMi

UMa

RMa

Case 1 3D

Case 1 2D

Averaged over 16 sources

1 x 2

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibration Step 2 results: DL Spectrum efficiency 1-by-2

Spectrum efficiency calibration, DL

2.3

1.2 1.2

1.5

1.1

1

0.0270.035

0.026

0.082

0.028 0.022

0

1

2

3

InH UMi UMa RMa Case 1, 3D Case 1, 2D

Cell

avera

ge (

bps/H

z/cell)

0

0.1

0.2

0.3

Cell

Edge (

bps/H

z)

Averaged over 16 sources

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibration Step 2 results: UL spectrum efficiency 1-by-2

Spectrum efficiency calibration, UL

1.77

0.910.86

0.99

0.74

0.68

0.034 0.036 0.031

0.084

0.033 0.026

0

1

2

InH UMi UMa RMa Case 1, 3D Case 1, 2D

Cell

avera

ge (

bps/H

z/cell)

0

0.1

0.2

Cell

Edge (

bps/H

z)

Averaged over 16 sources

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibration Step 3 and 4 results

Results shown in Slide 13 - 31

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6 Simulator calibration: parameters (1)

MMSE in frequency domain, MRC over antennas

(no intercell interference rejection)

Uplink receiver type

Maximum four transmissionsProponent to specify IR or CC

Uplink HARQ

Based on delayed measurements. Ideal channel estimate from UL transmission in subframe n can be used for rate adaptation in

subframe n+7MCSs based on LTE transport formats [TR36.213]

Uplink Link adaptationP0 = -106dBm, alpha = 1.0Uplink Power control

Frequency Domain Multiplexing – non-channel dependent, share available bandwidth between users connected to the cell, all users get

resources in every uplink subframe. With M users and Nrb PRBs available, Mh=mod(Nrb,M) users get

floor(Nrb/M)+1 PRBs whereas Ml=M-Mh users get floor(Nrb/M) PRBs

Uplink scheduler1x2 SIMOUplink transmission scheme

MRC Downlink receiver typeMaximum four transmissionsDownlink HARQ

Wideband CQI, no PMI on PUCCH (mode 1-0)5ms periodicity,

6ms delay total (measurement in subframe n is used in subframe n+6)CQI measurement error: None

MCSs based on LTE transport formats [TR36.213]

Downlink link adaptationRound robin with full bandwidth allocationDownlink scheduler

1x2 SIMODownlink transmission scheme FDDDuplex method

ValueParameter

Ref: 3GPP TR36.814 ver 1.5.0

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6 Simulator calibration: parameters (2)

ExplicitIntercell interference modeling

According to ITU for ITU scenariosSCM urban macro high spread for 3GPP case 1

Channel model

0dB, except for the ITU scenarios in step 1a where a feeder loss of 2dB is used.

Feeder loss

ITU Indoor, indoor hotspot scenario (InH): N/AITU Microcellular, urban micro-cell scenario (Umi): 12deg

ITU Base coverage urban, Urban macro-cell scenario (Uma): 12degITU High speed, Rural macro-cell scenario (Rma): 6 deg

Case 1 3GPP 3D: 15 degCase 1 3GPP 2D: N/A

BS antenna downtilt

LTE: L=3 symbols for DL CCHs, M=4 resource blocks for UL CCH, overhead for demodulation reference signals,

Control Channel overhead, Acknowledgements etc.

Ideal, both demodulation and soundingChannel estimation

Vertically polarized antennas0.5 wavelength separation at UE,

10 wavelength separation at basestation

Antenna configurationValueParameter

Ref: 3GPP TR36.814 ver 1.5.0

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7. Conclusion

The 3GPP self-evaluation has shown that the LTE Release 10 & beyond (LTE-Advanced) SRIT and the individual FDD RIT and TDD RIT components completely satisfy the criteria of Step 7 and should move forward to Step 8 of the process. In particular, the SRIT and the individual FDD RIT and TDD RIT components meet all the requirements in all four of the four defined test environments.The evaluation results were based on the rigorous calibration effort.