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List of Non-Compliant Companies as of Jan 18, 2013

Each trading day, NASDAQ publishes a list of companies that are non-compliant with its

continued listing standards. In the event of a bankruptcy, a company is added to the list two

business days after notification by NASDAQ. In all other instances of non-compliance, including a

delinquent or otherwise incomplete filing a company is added to the list five business days after

notification.Companies are removed from the list one business day after NASDAQ determines that

it has regained compliance, or the company no longer trades on NASDAQ.

Investors seeking further information may view the Company's filings on the SEC's and/or thecompany's website. NASDAQ's continued listing standards can be viewed at:

https://listingcenter.nasdaqomx.com/assets/nasdaq_listing_req_fees.pdf

Issuer Name Deficiency Market Notification Date

51job, Inc. Board Independence NGS

JOBSAffected Issue(s):

12/07/2012

51job, Inc. Audit Committee Composition NGS

JOBSAffected Issue(s):

12/07/2012

Aehr Test Systems Bid Price NCM

AEHRAffected Issue(s):

12/26/2012

Aetrium Incorporated Bid Price NCM

ATRMAffected Issue(s):

10/30/2012

Alvarion Ltd. Bid Price NCM

ALVRAffected Issue(s):

04/26/2012

American Learning Corporation Bid Price NCM

ALRNAffected Issue(s):

10/10/2012

Ampal-American Israel Corporation Bankruptcy/Liquidation NCM

AMPLAffected Issue(s):

08/30/2012

Ampal-American Israel Corporation Mkt Value/Equity/Net Income NCM

AMPLAffected Issue(s):

05/21/2012

Andatee China Marine Fuel Services Corporation Bid Price NGM

AMCFAffected Issue(s):

12/11/2012

Andatee China Marine Fuel Services Corporation Market Value of Publicly Held Shares NGM

AMCFAffected Issue(s):

12/11/2012

Anthera Pharmaceuticals, Inc. Bid Price NGM

ANTHAffected Issue(s):

12/20/2012

ARCA biopharma, Inc. Bid Price NCM

ABIOAffected Issue(s):

04/12/2012

Ascent Solar Technologies, Inc. Bid Price NGM

ASTIAffected Issue(s):

12/05/2012

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Asta Funding, Inc. Delinquent (09/30/2012 10K) NGS

ASFIAffected Issue(s):

01/02/2013

Astea International, Inc. Audit Committee Composition NCM

ATEAAffected Issue(s):

10/05/2012

Astea International, Inc. Board Independence NCM

ATEAAffected Issue(s):

10/05/2012

Astrotech Corporation Bid Price NCM

ASTCAffected Issue(s):

11/13/2012

Atlantic Coast Federal Corporation Market Value of Publicly Held Shares NGM

ACFCAffected Issue(s):

10/08/2012

Ballard Power Systems, Inc. Bid Price NGM

BLDPAffected Issue(s):

10/05/2012

BancTrust Financial Group, Inc. Proxy Solicitation NGS

BTFGAffected Issue(s):

01/02/2013

BancTrust Financial Group, Inc. Annual Shareholder Meeting NGS

BTFGAffected Issue(s):

01/02/2013

Broadway Financial Corporation Bid Price NCM

BYFCAffected Issue(s):

01/03/2013

Calavo Growers, Inc. Board Independence NGS

CVGWAffected Issue(s):

05/16/2012

Capstone Turbine Corporation Bid Price NGM

CPSTAffected Issue(s):

12/21/2012

Cardiome Pharma Corporation Bid Price NCM

CRMEAffected Issue(s):

05/01/2012

Catalyst Pharmaceutical Partners, Inc. Bid Price NCM

CPRXAffected Issue(s):

12/24/2012

Central European Distribution Corporation Annual Shareholder Meeting NGS

CEDCAffected Issue(s):

01/02/2013

Central European Distribution Corporation Proxy Solicitation NGS

CEDCAffected Issue(s):

01/02/2013

China Advanced Construct ion Mater ia ls Group, Inc. Market Value of Publ ic ly Held Shares NGM

CADCAffected Issue(s):

09/27/2012

China Advanced Construction Materials Group, Inc. Bid Price NGM

CADCAffected Issue(s):

08/23/2012

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China Growth Equity Investment Ltd. Annual Shareholder Meeting NCM

CGEIU CGEI CGEIWAffected Issue(s):

01/02/2013

China Growth Equity Investment Ltd. Proxy Solicitation NCM

CGEIU CGEI CGEIWAffected Issue(s):

01/02/2013

China Growth Equity Investment Ltd. Shareholders NCM

CGEIAffected Issue(s):

09/14/2012

China Precision Steel, Inc. Board Independence NCM

CPSLAffected Issue(s):

10/18/2012

China Precision Steel, Inc. Audit Committee Composition NCM

CPSLAffected Issue(s):

10/18/2012

Chyron Corporation Bid Price NGM

CHYRAffected Issue(s):

11/07/2012

Columbia Laboratories, Inc. Bid Price NGM

CBRXAffected Issue(s):

10/24/2012

Cosi, Inc. Bid Price NGM

COSIAffected Issue(s):

05/25/2012

Cytokinetics, Incorporated Bid Price NCM

CYTKAffected Issue(s):

06/18/2012

DARA Biosciences, Inc. Bid Price NCM

DARAAffected Issue(s):

11/30/2012

Dataram Corporation Bid Price NCM

DRAMAffected Issue(s):

01/31/2012

DayStar Technologies, Inc. Proxy Solicitation NCM

DSTIAffected Issue(s):

01/03/2013

DayStar Technologies, Inc. Annual Shareholder Meeting NCM

DSTIAffected Issue(s):

01/03/2013

Dialogic, Inc. Market Value of Publicly Held Shares NGM

DLGCAffected Issue(s):

06/27/2012

Digital Generation, Inc. Annual Shareholder Meeting NGS

DGITAffected Issue(s):

01/03/2013

Digital Generation, Inc. Proxy Solicitation NGS

DGITAffected Issue(s):

01/03/2013

DLH Holdings Corp. Bid Price NCM

DLHCAffected Issue(s):

12/31/2012

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Dot Hill Systems Corporation Bid Price NGM

HILLAffected Issue(s):

12/05/2012

Dreamworks Animation SKG, Inc. Audit Committee Composition NGS

DWAAffected Issue(s):

11/02/2012

DynaVox Inc. Market Value of Publicly Held Shares NGS

DVOXAffected Issue(s):

11/05/2012

DynaVox Inc. Bid Price NGS

DVOXAffected Issue(s):

10/02/2012

Ecotality, Inc. Bid Price NCM

ECTYAffected Issue(s):

05/11/2012

ENGlobal Corporation Bid Price NGM

ENGAffected Issue(s):

10/03/2012

eOn Communications Corporation Bid Price NCM

EONCAffected Issue(s):

08/15/2012

First Security Group, Inc. Market Value of Publicly Held Shares NGS

FSGIAffected Issue(s):

03/28/2012

FreeSeas Inc. Bid Price NGM

FREEAffected Issue(s):

06/21/2012

FreeSeas Inc. Market Value of Publicly Held Shares NGM

FREEAffected Issue(s):

06/25/2012

FriendFinder Networks Inc. Bid Price NGM

FFNAffected Issue(s):

08/09/2012

FriendFinder Networks Inc. Market Value of Publicly Held Shares NGM

FFNAffected Issue(s):

08/09/2012

Frozen Food Express Industries, Inc. Bid Price NGS

FFEXAffected Issue(s):

01/02/2013

Gleacher & Company, Inc. Bid Price NGS

GLCHAffected Issue(s):

06/19/2012

Global Eagle Acquisition Corp. Proxy Solicitation NCM

EAGLU EAGLW EAGLAffected Issue(s):

01/02/2013

Global Eagle Acquisition Corp. Shareholders NCM

EAGLAffected Issue(s):

01/02/2013

Global Eagle Acquisition Corp. Annual Shareholder Meeting NCM

EAGLU EAGLW EAGLAffected Issue(s):

01/02/2013

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Hauppauge Digital, Inc. Mkt Value/Equity/Net Income NCM

HAUPAffected Issue(s):

01/03/2013

Idera Pharmaceuticals, Inc. Market Value of Listed Securities NGM

IDRAAffected Issue(s):

06/07/2012

Idera Pharmaceuticals, Inc. Bid Price NGM

IDRAAffected Issue(s):

11/26/2012

iGo, Inc Bid Price NCM

IGOIAffected Issue(s):

02/23/2012

InfoSonics Corp Bid Price NCM

IFONAffected Issue(s):

12/10/2012

Ivanhoe Energy, Inc. Bid Price NCM

IVANAffected Issue(s):

05/24/2012

Jacksonville Bancorp, Inc. Bid Price NGM

JAXBAffected Issue(s):

11/29/2012

Jacksonville Bancorp, Inc. Market Value of Publicly Held Shares NGM

JAXBAffected Issue(s):

07/26/2012

Kythera Biopharmaceuticals, Inc. Audit Committee Composition NGS

KYTHAffected Issue(s):

10/12/2012

Lime Energy Co. Delinquent (09/30/2012 10Q) NCM

LIMEAffected Issue(s):

11/19/2012

Lime Energy Co. Bid Price NCM


08/29/2012

Lime Energy Co. Delinquent (06/30/2012 10Q) NCM


08/16/2012

LookSmart, Ltd. Bid Price NCM

LOOKAffected Issue(s):

06/01/2012

Magellan Petroleum Corporation Bid Price NCM

MPETAffected Issue(s):

11/19/2012

Mattson Technology, Inc. Bid Price NGS

MTSNAffected Issue(s):

11/08/2012

Mecox Lane Limited Bid Price NGS

MCOXAffected Issue(s):

08/07/2012

Motricity, Inc. Proxy Solicitation NGS

MOTRAffected Issue(s):

01/02/2013

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Motricity, Inc. Bid Price NGS


06/14/2012

Motricity, Inc. Annual Shareholder Meeting NGS


01/02/2013

NeuroMetrix, Inc. Bid Price NCM

NUROAffected Issue(s):

03/22/2012

NewLead Holdings Ltd. Bid Price NGS

NEWLAffected Issue(s):

09/13/2012

Oculus Innovative Sciences, Inc. Bid Price NCM

OCLSAffected Issue(s):

06/18/2012

OCZ Technology Group Inc Delinquent (08/31/2012 10Q) NCM

OCZAffected Issue(s):

10/17/2012

Opexa Therapeutics, Inc. Mkt Value/Equity/Net Income NCM

OPXA OPXAWAffected Issue(s):

11/26/2012

OptimumBank Holdings, Inc. Bid Price NCM

OPHCAffected Issue(s):

06/20/2012

Overland Storage, Inc. Market Value of Listed Securities NCM

OVRLAffected Issue(s):

01/02/2013

Oxygen Biotherapeutics, Inc. Bid Price NCM

OXBTAffected Issue(s):

10/03/2012

Oxygen Biotherapeutics, Inc. Market Value of Listed Securities NCM

OXBTAffected Issue(s):

09/20/2012

Pacific Ethanol, Inc. Bid Price NCM

PEIXAffected Issue(s):

06/06/2012

Paulson Capital Corp. Bid Price NCM

PLCCAffected Issue(s):

09/27/2012

Performance Technologies, Incorporated Bid Price NGM

PTIXAffected Issue(s):

12/27/2012

Perma-Fix Environmental Services, Inc. Bid Price NCM

PESIAffected Issue(s):

12/04/2012

Plug Power, Inc. Bid Price NCM

PLUGAffected Issue(s):

10/12/2012

Point.360 Bid Price NCM

PTSXAffected Issue(s):

11/14/2012

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Porter Bancorp, Inc. Market Value of Publicly Held Shares NGM

PBIBAffected Issue(s):

12/17/2012

Porter Bancorp, Inc. Bid Price NGM

PBIBAffected Issue(s):

12/21/2012

Powerwave Technologies, Inc. Market Value of Publicly Held Shares NGS

PWAVAffected Issue(s):

11/27/2012

Powerwave Technologies, Inc. Bid Price NGS

PWAVAffected Issue(s):

06/15/2012

PURE Bioscience, Inc. Audit Committee Composition NCM

PUREAffected Issue(s):

10/01/2012

PURE Bioscience, Inc. Bid Price NCM

PUREAffected Issue(s):

12/20/2012

QKL Stores, Inc. Bid Price NCM

QKLSAffected Issue(s):

09/05/2012

Qlik Technologies Inc. Audit Committee Composition NGS

QLIKAffected Issue(s):

10/25/2012

Quantum Fuel Systems Technologies Worldwide, I Bid Price NCM

QTWWAffected Issue(s):

04/30/2012

Radio One, Inc. Bid Price NCM

ROIAAffected Issue(s):

07/26/2012

Radio One, Inc. Bid Price NCM

ROIAKAffected Issue(s):

07/13/2012

Rainmaker Systems, Inc. Mkt Value/Equity/Net Income NCM

RMKRAffected Issue(s):

11/12/2012

Rainmaker Systems, Inc. Bid Price NCM

RMKRAffected Issue(s):

12/26/2012

Real Goods Solar, Inc. Equity NGM

RSOLAffected Issue(s):

11/26/2012

Real Goods Solar, Inc. Bid Price NGM

RSOLAffected Issue(s):

09/26/2012

Remark Media, Inc. Board Independence NCM

MARKAffected Issue(s):

11/16/2012

Remark Media, Inc. Audit Committee Composition NCM

MARKAffected Issue(s):

11/16/2012

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Revolution Lighting Technologies, Inc. Bid Price NCM

RVLTAffected Issue(s):

05/09/2012

Saba Software, Inc. Delinquent (08/30/2012 10Q) NGM

SABAAffected Issue(s):

10/12/2012

Saba Software, Inc. Delinquent (02/28/2012 10Q) NGM


04/11/2012

Saba Software, Inc. Delinquent (05/31/2012 10K) NGM


08/16/2012

SemiLEDS Corporation Audit Committee Composition NGS

LEDSAffected Issue(s):

02/08/2012

Shengkai Innovations, Inc. Bid Price NCM

VALVAffected Issue(s):

07/02/2012

Sino-Global Shipping America, Ltd. Mkt Value/Equity/Net Income NCM

SINOAffected Issue(s):

11/21/2012

Spanish Broadcasting System, Inc. Market Value of Publicly Held Shares NGM

SBSAAffected Issue(s):

10/03/2012

Spire Corporation Bid Price NCM

SPIRAffected Issue(s):

06/26/2012

Stein Mart, Inc. Delinquent (10/28/2012 10Q) NGS

SMRTAffected Issue(s):

12/07/2012

Stein Mart, Inc. Delinquent (07/28/2012 10Q) NGS

SMRTAffected Issue(s):

09/11/2012

SunPower Corporation Audit Committee Composition NGS

SPWRAffected Issue(s):

09/14/2012

Superconductor Technologies Inc. Bid Price NCM

SCONAffected Issue(s):

04/05/2012

Swisher Hygiene, Inc. Proxy Solicitation NGS

SWSHAffected Issue(s):

01/02/2013

Swisher Hygiene, Inc. Delinquent (03/31/2012 10Q) NGS


05/15/2012

Swisher Hygiene, Inc. Delinquent (12/31/2011 10K) NGS


04/11/2012



08/15/2012

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11/16/2012

Swisher Hygiene, Inc. Annual Shareholder Meeting NGS


01/02/2013

Syntroleum Corporation Bid Price NCM

SYNMAffected Issue(s):

06/08/2012

Theratechnologies Inc. Bid Price NGM

THERAffected Issue(s):

08/07/2012

THERMOGENESIS Corp. Bid Price NCM

KOOLAffected Issue(s):

11/15/2012

TOP Ships Inc. Market Value of Publicly Held Shares NGS

TOPSAffected Issue(s):

08/21/2012

TranSwitch Corporation Bid Price NCM

TXCCAffected Issue(s):

12/04/2012

Tranzyme, Inc. Bid Price NGM

TZYMAffected Issue(s):

01/02/2013

Universal Business Payment Solutions Acquisition Shareholders NCM

UBPSAffected Issue(s):

09/11/2012

Universal Business Payment Solut ions Acquisi tion SPAC-Business Combinat ion NCM

UBPSAffected Issue(s):

12/28/2012

Uranium Resources, Inc. Board Independence NCM

URREAffected Issue(s):

10/15/2012

Uranium Resources, Inc. Audit Committee Composition NCM


10/15/2012

Uranium Resources, Inc. Bid Price NCM


01/17/2012

Urologix, Inc. Bid Price NCM

ULGXAffected Issue(s):

07/23/2012

Veeco Instruments Inc. Delinquent (09/30/2012 10Q) NGS

VECOAffected Issue(s):

11/26/2012

Vermillion, Inc. Proxy Solicitation NCM

VRMLAffected Issue(s):

01/03/2013

Vermillion, Inc. Annual Shareholder Meeting NCM

VRMLAffected Issue(s):

01/03/2013

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VirtualScopics, Inc. Bid Price NCM

VSCPAffected Issue(s):

08/29/2012

Wave Systems Corp. Bid Price NCM

WAVXAffected Issue(s):

07/13/2012

WPCS International Incorporated Bid Price NCM

WPCSAffected Issue(s):

06/25/2012

XRS Corporation Bid Price NCM

XRSCAffected Issue(s):

08/23/2012

Zalicus Inc. Bid Price NGM

ZLCSAffected Issue(s):

10/22/2012

Zhone Technologies, Inc. Bid Price NCM

ZHNEAffected Issue(s):

06/21/2012

Zoom Technologies, Inc. Bid Price NCM

ZOOMAffected Issue(s):

11/27/2012

list of comp

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