leveraging funding programs in the uk and european union

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In the coming months and years, technology companies will face a significant shortfall in skilled ICT workers. Funding programs in the UK and throughout the EU are helping to mitigate this challenge. Learn about the funding policies and priorities and how education and skills are currently funded in the UK. Plus, see how to look to the broader EU for additional funding, including the eSkills for Jobs campaign. Presenters at this EMEA conference session include Siân Owen, Head of Stakeholder Engagement (Funding), Pearson, and Andrea Parola, General Manager, European e-Skills Association AISBL. Access the full EMEA Conference information from CompTIA at http://www.comptia.org/emea/agenda or access CompTIA's suite of education and research at www.comptia.org.

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Page 1: Leveraging Funding Programs in the UK and European Union
Page 2: Leveraging Funding Programs in the UK and European Union

LEVERAGING  FUNDING  PROGRAMMES  IN  THE  UK  AND  EUROPEAN  UNION    CAPP Certification Track Sponsored by:

Page 3: Leveraging Funding Programs in the UK and European Union

SIÂN  OWEN  HEAD  OF  STAKEHOLDER  ENGAGEMENT  (FUNDING),  PEARSON    

Page 4: Leveraging Funding Programs in the UK and European Union

To  cover  

§   A  quick  reminder  of  who  funds  what  

§   Policy  objecKves  

§   Budgets  and  numbers  

§   Funding  prioriKes  

§   Funding  policy  change  –   16-­‐18  –   19+  –   ApprenKceships  –   Traineeships  –   24+  Advanced  Learning  Loans  

 

 

Page 5: Leveraging Funding Programs in the UK and European Union

A  QUICK  REMINDER  OF  WHO  FUNDS  WHAT  

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Who  funds  what  

Nick  Boles  announced  last  week  the  permanent  appointment  of  Peter  Lauener  as  the  CEO  of  the  Skills  Funding  Agency.  He  will  take  up  his  role  on  

Monday  3  November  2014.  Peter  will  retain  his  post  as  the  CEO  of  the  EducaJon  Funding  Agency  (EFA)  with  separate  accountability  for  each  agency’s  

budget.  

Nick  Boles  MP  was  appointed  as  Minister  of  

State  jointly  for  the  Department  for  Business,  InnovaJon  and  Skills  and  

the  Department  for  EducaJon  on  15  July  

2014.  

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POLICY  OBJECTIVES  

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Policy  objecNves  16-­‐19  

§  Increase  parKcipaKon  –  drive  up  parKcipaKon,  reduce  NEET,  expand  uptake  of  English  and  maths.  

§  Strengthen  qualificaKon  rigour  –  reform  A  levels,  vocaKonal  qualificaKons,  ApprenKceship  standards.  

§  Drive  up  the  quality  of  vocaKonal  opKons  –  more  and  be\er  ApprenKceships,  Traineeships,  work  experience.  

§  Improve  standards  –  strong  framework  on  inspecKon,  performance  measures  and  intervenKon.  

§  Increase  choice  and  diversity  –  enabling  new  insKtuKons  to  enter  market  (academies,  free  schools,  UTCs).  

§  Inquiry  being  undertaken  into  16-­‐18  parJcipaJon  in  educaJon  by  Public  Accounts  CommiWee  –  aYer  a  report  by  the  NAO  in  September  2014  said  beWer  informaJon  needed  about  impact  of  RPA  reform.      

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Policy  objecNves  19+  

§  High-­‐quality  ApprenKceship  and  Traineeship  opportuniKes.  

§  Raise  standards  across  vocaKonal  training.  

§  Focus  on  English  and  maths.  

§  Review  qualificaKons  to  drive  up  standards  of  vocaKonal  courses  and  ensure  we  have  a  coherent  and  comprehensible  skills  system.  

§  Encourage  use  of  online  delivery  –  Agency  response  to  Further  EducaJon  Learning  Technology  AcJon  Group  (FELTAG)  –  10%  wholly-­‐online  component  –  ideally  all  courses  should  have  some  wholly-­‐online  elements,  some  having  more  substanJal  proporJon.  Not  expecJng  providers  to  convert  10%  but  encouraging  providers  to  establish  strategy  to  determine  where  adopJon  of  greater  ‘blend’  adds  value.  

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ApprenNceships  

§  Future  ConservaKve  government  will  use  £1bn  in  welfare  spending  cuts  to  fund  3  million  apprenKceships.  

§  Future  Labour  government  want  same  number  of  school-­‐leavers  to  go  on  to  apprenKceships  as  university  by  2025,  and  scrap  level  2.  

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BUDGETS  AND  NUMBERS  

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Budgets  

2013-­‐14   2014-­‐15   2015-­‐16  

16-­‐18   £7,045m   £7,000m  

Maintained  School  6th  Forms  Academy  6th  Forms  FE  and  Training  Providers  ApprenJceships  

£853m  £1,392m  £3863m  £705m  

19+   £3,155m   £3,242m   £3,085m  

Adult  Skills  Budget  ApprenJceships  Traineeships  Workplace  Learning  Classroom  Learning  English  and  maths  

£2,467   £2,258m   £2,004m  

Employer  Ownership   £46m   £73m   £73m  

24+  Advanced  Learning  Loans   £129m   £398m   £498m  

Offender  Learning  and  Skills  Service   £130m   £129m   £129m  

Community  Learning   £211m   £211m   £211m  

European  Social  Fund   £171m   £173m   £170m  

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Numbers  

ParNcipaNon  in  EducaNon,  Training  and  Employment  by  16-­‐18  year  olds  in  England:  End  2013  –  Summary  staNsNcs  for  end  2012  and  provisional  end  2013  

%  of  age  16   %  of  age  17   %  of  age  18   %  of  age  16-­‐18  

End  2012  End  2013  (prov)  

End  2012  End  2013  (prov)  

End  2012  End  2013  (prov)  

End  2012  End  2013  (prov)  

Full-­‐Kme  educaKon   83.5   85.9   74.6   73.8   48.4   50.4   68.6   70.0  

Part-­‐Kme  educaKon   4.5   4.9   5.4   5.9   5.9   6.2   5.3   5.7  

Work-­‐based  learning   3.2   3.2   6.0   6.2   7.7   8.4   5.7   5.9  

EducaKon  and  work-­‐based  learning  

91.0   93.8   85.6   85.4   61.6   64.5   79.2   81.2  

EducaNon  and  training   93.1   95.6   88.9   89.4   69.3   72.1   83.6   85.6  

NEET   5.8   4.0   7.1   6.1   14.5   12.5   9.2   7.6  

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Numbers  

All  Age  ApprenNceship  Programme  Starts  by  Age(2008/09  to  2013/14)  

Age    

2008/09  Full  Year  

2009/10  Full  Year  

2010/11  Full  Year  

2011/12  Full  Year  

2012/13  Full  Year  

2013/14  Full  Year  (prov.)  

Under  19   99,400   116,800   131,700   129,900   114,500  117,800  5%  down  

19-­‐24   84,700   113,800   143,400   161,400   165,400  156,900  3%  down  

25+   55,900   49,100   182,100   229,300   230,300  157,700  29%  down  

Total   239,900   279,700   457,200   520,600   510,200  432,400  13%  down    

of  which  19+   140,600   162,900   325,500   390,700   395,700   314,600  

S  

•  FE  loans  system  for  apprenKces,  which  applied  to  learners  from  the  age  of  24  and  from  level  three  ,  dropped  in  February.  •  Skills  Minister  “looks  forward  to  numbers  bouncing  back”.  •  Risk  of  making  employers  pay  towards  apprenKce  training  costs?  

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Numbers  

All  Age  ApprenNceship  Programme  Starts  by  Level  (2008/09  to  2013/14)  

2008/09  Full  Year  

2009/10  Full  Year  

2010/11  Full  Year  

2011/12  Full  Year  

2012/13  Full  Year  

2013/14  Full  Year  (prov.)  

Intermediate  ApprenNceship   158,500   190,500   301,100   329,000   292,800   282,500  

Advanced  ApprenNceship   81,300   87,700   153,900   187,900   207,700   141,100  

Higher  ApprenNceship   200   1,500   2,200   3,700   9,800   8,900  

All  ApprenNceships   239,900   279,700   457,200   520,600   510,200   432,400  

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Numbers  

Traineeship  Starts  by  Age  (2013/14)  

Age  2013/14  

Full  Year  (prov.)    

Under  19   7,000  

19-­‐23   3,500  

Total   10,500  

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Numbers  

Workplace  Learning  Starts  by  Level  (2008/09  to  2013/14)  

2008/09  Full  Year  

2009/10  Full  Year  

2010/11  Full  Year  

2011/12  Full  Year  

2012/13  Full  Year  

2013/14  Full  Year  (prov.)  

Total  starts   906,100   774,500   599,300   331,600   148,500   101,400  

Below  Level  2   155,300   147,100   114,300   43,200   30,900   14,200  

Level  2   579,900   430,500   331,900   252,200   102,100   70,800  

Level  3   135,800   100,200   81,800   34,200   11,100   12,100  

Level  4+   11,900   4,300   3,000   2,000   2,000   4,100  

No  Level  Assigned   23,200   92,400   68,300   -­‐   2,400   200  

Below  Level  2  (excluding  English  and  maths)   22,100   27,900   11,200   4,200   2,900   4,600  

English  and  maths   191,700   127,000   108,300   62,200   39,400   20,100  

Full  Level  2   520,100   415,100   315,400   226,300   85,200   49,900  

Full  Level  3   136,100   98,200   80,600   31,700   6,000   2,300  

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Numbers  

24+  Advanced  Learning  Loans  Starts  by  Level  (2013/14)  

Level   2013/14  Full  Year  (prov.)  

Level  3   54,500  

Level  4   2,700  

Total   57,100  

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FUNDING  PRIORITIES  

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Funding  prioriNes  19+  

Adult  prioriNes  

Full  government  funding  

English  and  maths  qualificaKons  and  units  to  help  adults  progress  to  GCSE  A*  to  C  (L2)   19+  

Traineeships  to  help  young  people  progress  to  an  ApprenKceship  or  other  job   19  to  24  

QualificaKons  and  units  (up  to  and  including  L2)  to  help  adults  into  work   19+  

QualificaKons  and  units  (L3  or  above)  to  help  adults  into  work   19  to  23  

Entry  and  L1  qualificaKons  to  help  adults  progress  to  first  full  L2   19  to  23  

First  full  L2  qualificaKon   19  to  23  

First  full  L3  qualificaKon   19  to23  

At  Level  2  ‘full’  is  currently  15+  credits  At  Level  3  ‘full’  is  currently  30+  credits  

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Funding  prioriNes  19+  

Adult  skills  prioriNes  

Contributory  government  funding  

To  promote  shared  responsibility  for  invesJng  in  skills,  recognising  that  in  most  cases,  and  especially  at  higher  levels,  most  of  the  benefit  goes  to  the  learner  by  way  of  increased  wage  gains  and  progression  and  to  the  employer  by  having  a  higher  skilled,  more  producJve  workforce.  Intermediate-­‐level  ApprenKceships  (Level  2)   ApprenKces  19+  

Advanced-­‐level  ApprenKceships  (Level  3)   ApprenKces  19+  

Higher  ApprenKceships  (at  Levels  4,  5  and  6)   ApprenKces  19+  

Entry,  Level  1  and  Level  2  qualificaKons   19+  who  do  not  qualify  for  full-­‐funding  

Level  3  or  4  qualificaKons   19  to  23  who  do  not  qualify  for  full-­‐funding  24+  have  access  to  24+  loans  

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FUNDING  POLICY  CHANGE  

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Funding  policy  change  

§  16-­‐18  

§   19+  

§   ApprenKceships  

§   Traineeships  

§   24+  Advanced  Learning  Loans  

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16-­‐18  

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16-­‐18  

§  2013/14  –  study  programmes  introduced.  –  coherent,  well  thought  out  study  programmes  should  not  be  wholly  occupaKonal,  include  at  least  one  

qualificaKon  of  substanKal  size  which  offers  progression  into  educaKon  or  employment,  include  high  quality  work  experience  or  internships  (where  appropriate)  and  non-­‐qualificaKon  acKvity,  for  example  tutorial  Kme,  study  skills  and  other  enrichment  acKviKes,  include  GCSE  A*-­‐C  in  English  and/or  maths  or  qualificaKons  that  lead  towards  this  level,  for  students  who  have  not  already  achieved  them.  

–  funding  per  pupil  (£4000  per  year  per  full-­‐Kme  learner).  –  £480  per  subject  for  full  Kme  students  and  equivalent  rates  for  part  Kme  students  for  those  without  

GCSE  Grade  C  or  above  in  maths/English.  –  no  extra  funding  for  achievement,  but  retenKon  sKll  included  in  formula.  –  RPA  –  all  required  to  conKnue  in  educaKon  or  training  unKl  end  of  academic  year  in  which  they  turn  17.  

§  2014/15  –  cut  in  funding  rate  for  18  year-­‐olds  of  17.5%  (approx.  £3,300).  –  condiKon  of  funding  –  16-­‐19  year-­‐olds  without  grade  C  or  above  in  maths/English  have  to  be  enrolled  

on  GCSE  or  ‘stepping  stone’  qualificaKon.  –  transiKonal  protecKon  from  Spending  Review  2010  decision  to  equalise  school  sixth  form  funding  with  

other  insKtuKons  and  to  reduce  funding  for  enrichment  comes  to  an  end.  

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16-­‐18  

§  2015/16  –  all  young  people  required  to  conKnue  in  educaKon  or  training  unKl  18  birthday.  –  no  addiKonal  changes  to  funding  factors  within  the  naKonal  funding  formula.  –  naKonal  funding  rate  to  be  confirmed  January  2015.  –  all  full-­‐Jme  students  with  grade  D  GCSE  in  maths/English  have  to  retake  GCSE  (not    ‘stepping  stone’  

qualificaKon).  –  £480  maths/English  funding  will  conKnue.  

§  2016/17  –  10%  uplin  for  study  programmes  of  4  A  levels  where  student  passes  4  A  levels  at  grade  B  –  20%  uplin  for  study  programmes  of  5  A  levels  where  student  passes  5  A  levels  at  grade  B.  –  20%  uplin  for  study  programmes  comprising  full  level  3  InternaKonal  Baccalaureate  where  the  student  

achieves  28  points.  –  10%  uplin    for  study  programmes  comprising  Technical  Baccalaureate  programmes  equivalent  to  four  A  

levels  in  size,  and  20%  for  those  that  are  the  size  of  the  full  level  3  InternaKonal  Baccalaureate  or  larger,  on  the  basis  of  qualificaKons  passed.  

–  increase  to  the  uplin  for  specialist  land-­‐based  provision  from  1.6  to  1.75.  –  Formula  ProtecKon  Funding  ends.  

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19+  

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19+  

§  2013/14  –  funding  based  on  credit,  rates  set  according  to  rates  matrix.  

§  2014/15  –  awarding  organisaKons  need  to  apply  for  funding  for  any  qualificaKons  not  automaKcally  

approved  for  funding.  –  NQF  qualificaKons  not  automaKcally  approved  cannot  be  applied  for.  –  size,  purpose  and  recogniKon  rules.  –  Skills  Funding  Agency  will  only  approve  qualificaKons  for  funding  where  appropriate  

organisaJons  indicate  that  the  qualificaKon  does  a\est  to  relevant  skills,  knowledge  and  understanding  at  a  parKcular  level  in  a  parKcular  sector.  

–  qualificaKons  removed  if  take-­‐up  too  small  unless  niche.  –  impact  of  Ofqual  review  of  the  QCF  for  NQF  qualificaKons?  funding  based  on  credit?  unit  

funding?  

§  2015/16  –  Minister  stated  that  providers  teaching  English/maths  GCSE  to  19+    outside  

apprenKceships  will  receive  higher  rate  of  funding.  Not  confirmed  anywhere  as  yet.  

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APPRENTICESHIPS  

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ApprenNceships  

§  2014/15  –  summary  of  Trailblazer  funding  published.  –  single  government  co-­‐investment  rate  for  core  funding  which  will  apply  up  to  a  cap  for  

each  standard  –  Core  Government  ContribuKon  (CGC).  –  allocaKon  of  cap  based  on  five  factors:  projected  costs  of  delivery,  economic  impact,  social  

mobility  and  inclusion,  skills  shortages,  and  strategic  fit.  –  mandatory  cash  contribuKon.  –  for  every  £1  employers  contribute,  government  will  pay  £2.  –  five  caps  set  at  £18,000,  £8,000,  £6,000,  £3,000  and  £2,000.  –  employers  can  negoKate  price  for  training  and  assessment  with  provider(s).  –  addiKonal  payments  :  small  businesses  (£500  –  £2,700),  16-­‐18  year  old  (between  £600  –  

£5,400),  and  successful  compleKon  (between  £500  –  £2,700).  –  training  in  English  and  maths  at  level  1  or  level  2  fully  funded.  –  funding  not  routed  via  employers  –  mechanism  not  agreed  or  set  up  –  plans  expected  in  

next  few  weeks  –  likely  to  spell  out  opKons  rather  than  provide  answer.  

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ApprenNceships  

§  2015/16  –  AGE  16  to  24    (ApprenKceship  Grant  for  Employer)  extended  to  2015/16.  

§  provides  ApprenJceship  grants  with  a  value  of  £1,500  to  employers  with  up  to  1,000  employees  to  encourage  employers  to  take  on  new  ApprenJces  aged  16  to  24.  Eligible  employers  must  not  have  taken  on  an  ApprenJce  in  the  previous  12  months.  Subject  to  budget  availability  and  the  employer’s  commitment  to  support  the  ApprenJce  to  the  end  of  their  programme,  any  one  employer  can  claim  support  for  up  to  ten  apprenJces.    

§  2017/18  –  All  ApprenKceship  starts  are  on  employer  designed  standards.  

 

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ApprenNceships  

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TRAINEESHIPS  

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Traineeships  

§  Traineeships  introduced  in  2013/14  to  provide  essenKal  work  preparaKon,  English,  maths  and  work  experience,  to  secure  ApprenKceship  or  other  work.  

§  2013/14  –  available  for  16-­‐25s,  core  target  –  unemployed,  li\le  work  experience,  focused  on  work,  

below  level  3,  or  19-­‐24  and  not  yet  achieved  Level  2,  providers  and  employers  believe  ready  for  employment  or  apprenKceship  within  six  months.  

–  core  content  –  work  preparaKon  training,  English  and  maths,  high  quality  work  placement.    –  work  placement  minimum  6  weeks,  maximum  5  months,  traineeships  maximum  6  

months.  –  16-­‐19s  –  16-­‐19  methodology,  part-­‐Kme  according  to  number  of  hours,  retenKon  accounts  

for  around  50%  funding,  early  movement  into  posiKve  outcome  –  fully  funded.  –  19-­‐24s  –  adult  methodology,  matrix  rates,  plus  work  placement  funding.  –  primary  measure  of  success  –  securing  posiKve  outcome.  

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Traineeships  

§  2015/16  –  Government  will  set  out  shortly  response  to  recent  consultaKon  on  Traineeships  funding  

methodology  for  2015/16.  –  consultaKon  looked  at  how  to  ensure  funding  arrangements  for  Traineeships  drive  

posiKve  outcomes  for  young  people,  achieve  greater  consistency  in  the  way  Traineeships  are  funded  for  16  to  18  year  olds  and  19  to  24  year  olds,  ensure  providers  have  the  flexibility  to  design  high  quality  programmes  that  maximise  outcomes  for  young  people.  

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24+  ADVANCED  LEARNING  LOANS  

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24+  Advanced  Learning  Loans  

§  Loans  are  available  for  eligible  learners  aged  24  and  above  studying  at  Level  3  and  above  (including  Advanced  and  Higher  ApprenKceships)  and  cover  the  cost  of  tuiKon,  so  learners  do  not  have  to  pay  upfront.  

§  Recent  consultaKon  looked  at:  –  effecKveness  of  current  loans  systems.  –  expanding  the  scope  of  loans  in  the  FE  sector  to  cover  19-­‐23  year  olds  and  to  make  loans  

available  for  level  2  qualificaKons  where  learners  are  not  enKtled  to  full  grant  funding.  –  moving  certain  qualificaKons,  for  example  Higher  NaKonal  Diplomas  (HNDs)  and  Higher  

NaKonal  CerKficates  (HNCs)  from  Higher  EducaKon  funding  to  Advanced  Learning  Loans.  

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ANDREA  PAROLA  GENERAL  MANAGER,  EESA  

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EeSA  Members                  

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EeSA  –  Vision  and  Mission  

 

Vision    

Foster  a  compeKKve  and  inclusive  Europe  where  e-­‐skills  and  digital  literacy  drive  innovaKon  and  promote    

prosperity    

 

Mission    

Ensure  that  Europe  has  the  human  capital  and  aqtude  to  compete  globally  and  drive  growth.  

 

Promote  e-­‐Skills  as  a  key  component  of  life-­‐long  learning,  personal  development  and  job  creaKon.  

   

Encourage  the  recogniKon  of  e-­‐Skills  for  all  in  a  technology-­‐driven  society  and  economy.    

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Formal Education

Basic Skills, Digital Literacy, Digital Competence

Skills for employability, Certification, up-skilling, Training

Innovation, Creation

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The European Union

28

7,2

30

507 million

Member States

Combined population of

EU Member States

Percent of world’s population

Percent of global GDP

European  Union  -­‐  United  in  diversity  

 1957  2014  

Member  States  6  28  

PopulaKon  174  million                    507  million  

Languages  4  24  

57  Years  of  EU  IntegraNon  

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The  new  College  of  Commissioners  (2014-­‐2019)  

Jean-Claude JUNCKER

Frans TIMMERMANS

Maros SEFCOVIC

Kristalina GEORGIEVA

Jyrki KATAINEN

Federica MOGHERINI

Valdis DOMBROVSKIS

Andrus ANSIP

Vera JOURIVA

Günther OETTINGER

Pierre MOSCOVICI

Marianne THYSSEN

Corina CRETU

Johannes HAHN

Dimitris AVRAMO-POULOS

Vytenis ANDRIU- KAITIS

Jonathan HILL

Elzbieta BIENKOWSKA

Miguel Arias CANETE

Neven MIMICA

Margrethe VESTAGER

Violeta BULC

Cecilia MALMSTRÖM

Karmenu VELLA

Tibor NAVRACSICS

Carlos MOEDAS

Phil HOGAN

Christos STYLIANIDES

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What  to  expect    

   

§  New  Commission  -­‐  digital  skills  remain  high  on  the  agenda  

§  Focus  on  acKon  and  delivery  -­‐  use  exisKng  framework  and  tools    

§  Subsidiarity  implementaKon  through  naKonal  and  regional  iniKaKves  

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UNDERSTANDING    EU  FUNDING  

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Policy  areas  driving  EU  funding  

•       EducaNon    

•       Health  

•       Consumer  protecNon  

•       Environmental  protecNon  

•       Humanitarian  aid      

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AllocaNon  of  the  EU  budget  to  companies  and  organisaNons  in  the  form  of:  

Procurement   Grants  

Buy   Purpose   Give  money  

European  Commission  

Owner  of  results   Beneficiary  

Agreed  price   Payment   Sharing  cost  

Profit   Principles   No  profit  

Call  for  tenders   Procedure   Call  for  proposals  

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 Tenders  –  Selling  services  and  goods    The  European  Commission  uses  public  contracts  to  buy  the  following  goods  and  services:    -­‐  Studies  -­‐  Technical  assistance  and  training  -­‐  Consultancy  -­‐  Conference  and  publicity  services  -­‐  Books  and  IT  equipment    Providers  are  selected  via  calls  for  tender  which  are  issued  by  the  Commission  departments,  offices  and  agencies  around  Europe.      ApplicaKons  are  examined  and  evaluated  on  the  basis  of  criteria  that  have  been  clearly  announced  in  the  calls  for  tenders.  

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 Tenders  –  Principles    Transparency  

•  All  relevant  informaKon  concerning  purchases  are  published.    

Equal  treatment  and  non-­‐discriminaNon  

•  All  interested  parKes  are  treated  the  same  way.  An  advantage  (e.g.  AddiKonal  informaKon)  given  to  one  tenderer  must  be  shared  with  all  others.    

Widest  compeNNon    ProporNonality  

•  The  choice  and  organisaKon  of  the  procedure  of  the  call  for  tenders  have  to  be  proporKonate  to  the  subject  and  the  value  of  the  subject.    

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Grants  –  funding  a  project    

The  European  Commission  makes  direct  financial  contribuKons  in  the  form  of  grants  in  support  of  projects  or  organisaKons  which  further  the  interests  of  the  EU  or  contribute  to  the  implementaKon  of  an  EU  programme  programme  policy.      • AcNon  grants  finance  acKons  intended  to  help  achieve  an  objecKve  that  forms  part  of  an  EU  policy  • OperaNng   grants   finance   the   operaKng   expenditure   of   a   body   pursuing   an   aim   of   the   general  European  interest  or  an  objecKve  that  forms  part  of  an  EU  policy    Grants  cover  a  diverse  range  of  fields  (specific  condiKons  vary  from  one  field  to  another).  However,  grants:      •   Are  a  form  of  complementary  financing  

•    Enable   a   given   operaKon   to   break   even   financially   and   cannot   lead   to   a   profit   for   their  beneficiaries;  

•   Cannot  be  awarded  retroacKvely  for  acKons  that  are  already  completed  

•   In  addiKon,  only  one  grant  may  be  awarded  for  the  same  acKon.    

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Grants  –  funding  a  project    

•   Grants  are  subject  to  annual  programming  and  are  not  awarded  on  a  case-­‐by-­‐case  basis.    

•   Work  programmes,  which  fix  the  broad  outlines  of   the  grants   that  are  envisaged  over   the  year  (area  of  acKvity,  objecKves,  Kmetable,  available  budget,  award  condiKons,  etc.),  are  published  by  the  Departments  of  the  Commission  before  31  March  each  year.  

•    The   Commission’s  Departments   publish   calls   for   proposals   on   their   internet   sites;   the   calls   for  proposals   invite   candidates   to   present,   within   a   given   deadline,   a   proposal   for   acKon   that  corresponds  to  the  objecKves  pursued  and  fulfils  the  required  condiKons.    

•    ApplicaKons   are   examined   and   evaluated   on   the   basis   of   criteria   that   have   been   clearly  announced  in  the  calls  for  proposals.    

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Grants  AllocaNon  –  Principles    

 Equal  treatment  • No  preferenKal  treatment.  An  advantage  given  to  an  applicant  must  be  given  to  all  the  others  

Non-­‐cumulaNve  • Each  beneficiary  may  not   get  more   than  one   grant  per   acKon,   or   not  more   than  one  operaKng  grant  per  financial  year  

Non  retroacNve  • AcKons  already  completed  are  excluded  from  EU  funding.  AcKons  which  have  already  begun  may  be  considered  for  EU  funding  where  the  applicant  can  demonstrate  the  need  to  have  started  the  acKon  before  the  agreement  is  signed  

Co-­‐signing  • The  Commission  and  the  beneficiary  will  share  the  costs  

Non  profit  • Grant  beneficiaries  may  not  generate  profit  with  the  EU  grant  they  receive.  At  the  end  of  a  grant,  if  a  profit  is  made,  the  surplus  is  to  be  recovered  by  the  Commission  

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 Upcoming  Calls  for  proposals  

Submissions  and  SelecNon  

From  EvaluaNon  to  NegoNaNon  

Advice  to  Proposers  

Gejng  Help    

How  to  submit  a  proposal  

Submission  

Eligibility?  

EvaluaKon  

SelecKon  

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DOs  and  DON’Ts  

 §  DON’T:    §  Address  more  than  one  topic    §  Set  broad,  ambiKous,  unachievable  objecKves  §  Include  redundant  partners  

§  Impact  =  a  conference  each  year,  a  public  website  and  x  published  papers  

§  DO:    •  Study  the  work  programme  

•  Set  focused,  realisKc  objecKves  focused  and  show  how  they  will  be  achieved  •  ConsorKum  to  include  all  stakeholders  •  Good  impact  *  Good  research  =  key  •  Write  for  informed  non-­‐specialist  

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Funding  programmes  

§ Horizon  2020  –  (2014  –  2020)  

§ Budget:  €80  billion    § Policy  areas:  innovaKon,  research,  science,  industrial  leadership,  societal  challenges  

§ Applying  for  funding:    § Proposals  to  be  submi\ed  online  before  the  deadline    

§ Calls  onen  require  three  partners  (partner  search  opKons)  § Proposals  evaluated  by  a  panel  of  independent  specialists  against  a  list  of  criteria  § ApplicaKons  are  informed  once  a  proposal  passes  the  evaluaKon  stage  (five  months’  duraKon)    

§ The  potenKal   grant  agreement   confirms  what   research  &   innovaKon  acKviKes  will   be  undertaken,   the  project  duraKon,  budget,  rates  and  costs  and  the  European  contribuKon  

§ Further  informaKon  on  the  programme  and  the  calls  for  proposals:    

§  h\p://ec.europa.eu/research/parKcipants/portal/desktop/en/funding/index.html  

§  h\p://ec.europa.eu/programmes/horizon2020/en/how-­‐get-­‐funding  

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§ Erasmus  +  –  (2014  –  2020)  

§ Budget:  €14.7  billion    § Policy  areas:  EducaKon,  training,  youth,  sport  

§ Applying  for  funding:    §  The  European  Commission  published  the  call  for  porposals  under  Erasmus+  Programme.  It  covers  and  support  the  acKviKes:    

§  Key  acKon  1  –  Learning  mobility  of  individuals        §  Key  acKon  2  –  CooperaKon  for  innovaKon  and  the  exchange  of  good  pracKces              §  Key  acKon  3  –  Support  for  policy  reform  

§  Eligible  Applicants  –  Any  public  or  private  body  acKve  in  the  field  of  educaKon,  training,  youth  and  sport  can  apply  for  funding  under  Erasmus+  programme.  Beside  also  any  group  of  young  people,  acKve  in  youth  work  but  not  necessary    in  the  context  of  youth  organisaKons  should  be  able  to  apply  for  funding  for  learning  mobility  of  young  people  and  youth  workers  as  well  as  for  the  strategic  partnerships  in  the  field  of  youth.    

 §  Deadline  -­‐    The  deadlines  for  submission  of  applicaKons  depends  on  acKviKes  under  the  three  key  acKons  and  are  ranging  from  

14  March  to  1  October  

§ Further  informaKon  on  the  programme  and  the  calls  for  proposals:    

§  h\p://eur-­‐lex.europa.eu/legal-­‐content/FR/TXT/?qid=1391526028719&uri=OJ:JOC_2014_030_R_NS0008  

§  h\p://ec.europa.eu/programmes/erasmus-­‐plus/documents/erasmus-­‐plus-­‐programme-­‐guide_en.pdf  

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§ COSME  –  (2014  –  2020)  § Budget:  €2.3  billion    § Policy   objecKves:   Be\er   access   to   finance   for   Small   and   Medium-­‐Sized   Enterprises   (SMEs),   Access   to   markets,   supporKng  entrepreneurs  and  more  favourable  condiKons  for  business  creaKon  and  growth.  The  ExecuKve  Agency  for  SMEs  (EASME)  has  been  set-­‐up  by  the  European  Commission  to  manage  on  its  behalf  several  EU  programmes  including  COSME.    

§ Applying  for  funding:    § The  Equity  Facility  for  Growth  (EFG)–  Through  the  COSME  EFG,  the  European  Investment  Fund  (EIF)  invests  in  selected  funds  that  provide  venture  capital  and  mezzanine  finance  to  expansion  and  growth  stage  SMEs,  in  parKcular  those  operaKng  across  borders  

§ Eligibility:  EnKKes  undertaking  risk  capital  investments  into  SMEs  

§ SMEs  established  and  operaKng  in  one  or  more  EU  Member  States  and  COSME  Associated  Countries  can  benefit  from  EFG  

§  ApplicaKon  documents:  h\p://www.eif.org/what_we_do/equity/single_eu_equity_instrument/cosme_efg/index.htm  

§  The   Loan   Guarantee   Facility   (LGF)   offers   guarantees   and   counter   guarantees,   including   securisaKon   of   SME   debt   finance  poryolios,  to  selected  financial  intermediaries  to  help  provide  more  loans  and  leases  to  SMEs.    

§  Eligibility:   Financial   or   credit   insKtuKons   and   loan   (debt)   funds   and   guarantee   insKtuKons,   credit   or   financial   insKtuKons  duly  authorised  to  carry  out    lending  or  leasing  acKviKes  to  SMEs  according  to  applicable  legislaKon,  established  and  operaKng  in  one  or  more  of  the  EU  Member  States  and  COSME  Associated  countries  

§  ApplicaKon  documents:  h\p://goo.gl/YhU2jo  

§  Further  informaKon  on  COSME:  h\p://ec.europa.eu/enterprise/iniKaKves/cosme/index_en.htm  

§  Specific  calls  under  COSME:  h\p://ec.europa.eu/research/parKcipants/portal/desktop/en/opportuniKes/cosme/index.html  

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Some  references……  

§  Tenders:  

h\p://ec.europa.eu/contracts_grants/contracts_en.htm  

 

§  Grants:  

 h\p://ec.europa.eu/contracts_grants/grants_en.htm    

§  Research:  

h\p://cordis.europa.eu/home_en.html  

§  Partners  

h\p://ec.europa.eu/research/parKcipants/portal/desktop/en/support/naKonal_contact_points.html  

 

 

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Contact  Info:    Siân  Owen  [email protected]    Andrea  Parola  [email protected]  

Page 60: Leveraging Funding Programs in the UK and European Union

Up  Next  

§  12.00  –  Unconference  Roundtables  –  4th  floor  Abbey  Room  

§  13.00  –  Conference  Lunch  in  the  Exhibit  Hall  –  5th  floor  Mountba\en  Lounge  

§  14.00  –  Today’s  Technologies  &  CompTIA  CerKficaKons  –  4th  floor  Abbey  Room  

Page 61: Leveraging Funding Programs in the UK and European Union

THANK  YOU.