leighton, ronald b - judicial watch | because no one is ... · important no tes: the instructions...

r

.4o J0 I FINANCIAL DISCLOSURE REPORT Report Req.i,.~a b~, ,~t~ in Government Act of 1978

~ev. mOW FOR CALENDAR YEAR 2009 (~ u..s~c, app. ~

!, Person Reporting (la,~l name, first, middle inltial) 2. Court or Organization 3. Date of Report

Leighton, Ronald B. U.S. District Court 5/I 1/2010

4. Title (Article III judges indicate active or se;lior s~utus; I 5a. Report Type (check appropriate type) 6. Reporting Periodmagistratc judges indicate I~ll- or part-time)

] Nomination, Date 01/01/2009 U.S DislrictJ’adge I to[] Initial [] a .... [] Final

12/31/2009 5b. [] Amended Report

7. Chambers or Office Address 8. Oo tbe basis of the informalion contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

t 717 Pacific AvenueTacon~ta, WA 98402-3241

U.S. Courthouse

Reviewing Oflicer Date

IMPORTANT NO TES: The instructions accompanying this Jbrm must be followed. Complete all parts,

checking the NONE box for each part where you have no repvrtable it~)rmation. Sign on I~’t page.

I. POS I TI ON S. ¢n,,,,r,i,.g inaividu~t onty; see pp. 9-13 of finng im’trucdotts.)

NONE (No ~-eportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1.

3. ~

5. ~

1 I. AG R EE M ENTS. mw,,r,i~g mdivlduat onty; see pp. 14-16 of filing instructions.)

~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS

Leighton, Ronald B.

Name of Person ReportingFINANCIAL DISCLOSURE REPORT of 14 Leighlon, Rona d B.

III. NON-INVESTMENT INCOME. m,.po,a,g individual and sp ..... ; seel, I7-24 o/filing instructions.)p.

A. Filer’s Non-Investment Income

NONE (No reportable non-im.,estment income.)

DATE SOURCE AND TYPE

2.

3.

4.

B. Spouse’s Non-Investment Income -if you were murried during a~O, portion of the reporting year, complete this sectlog

(Dollar amount not required e.~cept for honoraria.)

~ NONE ~Vo reportable non-investment income.)

DATE SOURCE AND TYPE

1. 2009 Burgess & Fitzer

2.

4.

t.

(h~clucles those to spouse ztnd de, t~emtent chi!dren: see pp. 25-27 o] ~ing instructions.)

~ NONE 6Vo reportable reimbu~weme~ts.)

SOURCE DATE~ LOCATJON PU~OSE

IV. REIMBURSEMENTS - transportation, lodging, food, entertai .......

I. The Aspen Institute 1/29-2/I/2009 Ne~ York, NY Speaker at CoMkrence

2. American College of Trial 2."26-31U2009 Puerto Rico Spezkcr at ConferenceLawyers

3.

4.

] Date of Report

5/11/2010 [

INCOME (yours, not spouse’s)

ITEMS PAID OR PROVIDED

Tr~sportation, Meals, Lodging

Transpo~ation, Meals, Lodging

2

FINANCIAL DISCLOSURE REPORT .~,~ of Person Reporting Date of Report

of 14 Leighton, Ronald B. 5/I 1/2010

]

V. GIFTS. a,,,.l,,,i..~ ,h.,~ ,o ~o.~ ~.a a,,p~,,a~., children; see pp. 28-31 of f!ling ~,struction3:)

NONE (No reportable g~s.)

SOURCE DESCRIPTION ~

I.

3.

4.

5.

[] NONE (No reportable liabilities.)

(..’R EDITOR DESCRIPTION VALUE CODE

1.

3.

4.

5.

FINANCIAL DISCLOSUP~2 Pd~PORT ~’ .....IP .....Reporting [ Dale of Reporl

of t4 Leighton, Ronald B. 5/11/’2010

]

VII. INVESTMENTS and TRUSTS -- i .... e, value, t .......tions (Includes those ,~sp ..... d dependent chiMren; see pp. 34-60 of filing in.vtructions.)

NONE (No reportable income, assets, or transactions.)

A. ~. C. ~. ~ ............Descriptkm of Assets Income during Gross value a~ cud Transactions during reining period (including lmst assets) ~_ repe~ing peri~ of reporting period

Place "(X)" after each asset [ Am~unl Type (e.&. Value ] Value Type (e.g., I Date [ Value Gain Idenlitv of : Cudc ] buyer!so erexempt from prior disclosure div., rent, Code 2 Melhod ~ buy. sell, mm/d~yy Code 2

C~d~l(’-) orint.) (J-P) Code3 redemption} (A-HI [ (ifprivatci I (J’P) , .......1. BROKZRAGE ACCT "2

2, -Alberto Culver Co (common) A Dividend J T

3, -Boeing Co. (common) Distribuled 12/15,t09 J

-Brist.ol-Myers Squibb Co. (common) A Dividend J T4.

i 5. -Cisco Systems (common) None K T

: 6. -Conocophillips (common) A Dividend J T

7. -Coming Inc. (common) Distributed 12/t 5/09 J

8. -CSX Corp. (common) A Dividend K T

9. -Sprint Nextel Coi’on’~ Distributed 12/15109 J

10, -Qwest Comm. (common) A Dividend J T

I I - AT&T .& Dividend J T

12. -Wash Mtnual Inc. (common) None J T

13 -Kidder Morgan Energy Partners C Interest L T

14. -Briglgs & Strlmon Corp. Distributed 12/15/09 J

15. -Get~eral Grov,’th Prop. None J T

16. -Schlumberger I.,td A Dividend J T

17. -Iulq Business Machines Corp A Dividend J T

FINANCIAL DISCLOSURE REPORT ]~ ..... fPe .....|,leporiing 1}ate of Report

of 14 5/11/2010[ Leightolt, Ronald B.

VII. INVESTMENTS and TRUSTS - ~, ......... ~,~, transactions Oncludes those of sp ....... d dependent children; seepp. 34-60 offiling


2. " ..... ] -- ~. ~ ...................~ ............Description of Assets ~ lncome during Gross value a~ end (ineludin8 trust asse~s) ] reporting period of repoSing period

i {~ {.2) {~) {2) Placc"{X)" after cad; a~set Amounl Type (e.g., Value Value

exempt [~om p6or discIosure div.. rent. Ct~e 2 Me~odCndc I (A-H) or int.) (J-P) Code 3

{Q-W}

I8. -Baird Money Market (X) Int./Div.D K

19. INVESTMENT CLUB E Dividend N T

20. -Microsoft Corp.

21. -Proctor & Gamble

22. -CVS Co~p,

23. -Apple Computer

24. -China Mobile Ltd.

25. -3MCompany

26. -ABB LTD ADS

27, -Berkshire lqathaway

28. -CostcoI"~9 -l’)iageo Plc ADR

30. -EMC Corp

3 I. -FcdEx Corp

32. -Teva Phanl~

33, -VEOL]A Em

34, -Boeing(X)

o} Type (c.g, buy. sell.

redemption)

Buy

Sold

Sold

Sold

D. - .............................Transactions during reporling period

{2} ....b} F-]~- {5} Date Value ]: Gain Ide y of

mmid~’yy Code 2 Code I buycr/sc~ler : (J-P) [ (A-H) (ifpr~w~tc

transaction)L

12/04/09 K

09/14/09 J C

02/07/09 J

12104/09 K

I FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report

of 1 4 Leighton, Ronald B. 5/11i2010

VII. INVESTMENTS and TRUSTS-i .......... o~u,,, , ...... ao~. a.a.dL..~ ,h,,s. oZ.,r ...... d dependent children; see pp. Z4-60of f!llng instructions.) ~ NONE (No repormble income, assets, or transactio~ts.)

,v Description of Assets

(mch~ding trust assets)

Place "(Xy’ after each asset exempt from priur disclosure

35. -Johnson & Johnson

36. -McDonaM’s Corp

37. -Goog|e Inc.

38. -lnt’l Busiaess Machines

39. -Andarko Petroleum

40. BROKERAGE ACCT. #4

41. -Bristol-Myers (cmnmon)

42. -Chevron Texaco Corp. (common)

..o,3. -lntl [~lusiness Machines (common)

44. -Microsoft Corp. (common)

45. -Nokia Corp. (common)

46. -Strattee Security (common)

47. -Vodafimc Group (common)

48. -Zimmcr Iloldings (common)

49. -Ceatennial Motaey Market (Wetls Fargo Bank Deposit Sweep)

50. BROKERAGE ACCT. 5

51. -Centennial Money Market (now Wells Fargo Bank Deposit Ssveep

~. " .......... C~ .................................. ~ .........................income during

ret~ rting p-6o~ ~ Gross vatue at end of reposing period

Yrm~sactions duriug repotting period

~Amount [ Type (e.g., ’, Value Value Yy~ (e.g, i Dnte ~ Value ~ Gain Identity of ~: Code I t

(A-H} ] div., rein,

ur int.) C~c 2 (J-P)

Met ~od Code 3

buy, sell, redcmptionJ

~ m~’d~’yy ~ Code. 2 (J-P)

C~e I (A-H)

buyer/seller (if private

(Q-W) transaction)

Buy 02:’07/09 K

Buy 02/07/09 K

Buy 10/02,"09 J

13 Dividend K T

A Dividend K T

A Dividend K T

A Dividend Sold 09/04,’09 K D

A Dividend d T

A Dividend Sold 09/04/09 J A

A Dividend Sold 09/04/09 J D

None Sold 09/04/09 J A

A h~t.iDiv. K T

A lnt./Div. K T

Name of Person Reporting [ Date of ReporlPageFINANCIAL7 of 14 DISCLOSURE REPORT Leighton, Ronald B.1 5/11/2010

VI 1. INVESTMENTS an d TRUSTS - ~,,.ome, ,.o~e, tr ...... ,i,,~,~ (Includes ~ose of .~ouse and dependent children; see pp. 34-60 ,�filing instrut’tion~)

~ N ONE (No reportable income, assets, or transactiona.)

..................... A. ............ ’ .............~ ......I .......................-~: .......................~ .......~. .........Description of Assets Income during Gross value at end [ Transitions during rcpofling ~rind (including t~s~ ~scts) k rc~rting period of reproving period

pt fro~ prior disclosure Code I div rcat ~ Code 2 Method [ buy sc I mn~d~Ivy [ C’od¢ ~ i Code I I, buycr/scller

.................. i ........ ~ ........... ~ ...... ~ .............. ~ .._..~ ..................

52. -Boeing Company (common) A Dividend J T

53. -Columbia BankingSyslem (common) A Dividend J T

54. -lntel Corp. (common) A Dividend J T

55. -Schlttmbcrger (comrnon) A Dividend J T

56. -Transocean (common) Nooe Sold 09/01/09 J

57. -New Perspective Mutual Fund A Dividend K T

58. -Wash Mutual Investors Fund A Dividend J T

-Proctor & Gamble A Dividend Sold 09/0!/09 J A59.

60. -Russell Frank Inv. Co. Imtmml fund) D Dividend Sold 01122/09 L

i61.-Pierce Cry WA Sch Disl Sumner 321) Bond A Dividend K T

62. -Chishoh-u Creek Ulil. A Dividend K T

63. -Montgomery AI School Bond A DNidend K T

64. -SF CA City & Cry AMBAC A Dividend K T

65. -lndiam~ Bond 13ank Roy A Dividend K T

66. -Glouchester Cry NJ IMPT A Dividend K T

67. -Emerakl Coast FL Utils B Dividend K T

68. -Wash (it), UT Sales B Divideud K T

FINANCIAL DISCLOSURE REPORT ~’ .....fP .....Reporting Da,eofRepor~

of 14 Leighton, Ronald B, 5/11/2010

VII. INVE STMENTS and TRU STS - i,0co ....... ~.~,, ........ ,io., a.~t.d~.~ ~,o.~ ,,/.V,, ...... a a~.d..~ ~u~,~.: ~pp. ~4.~0 o/y.i,,~ i,,,~,,.~Uo.~.)

NONE ~Vo reportable income, assets, or transactions.)

.... L .............. ~ ............~ ........ ~ ........... (. " ............................... ~ ....................... Description of Assc~s Income during Gross ~alue a~ e~d T~nsaclio~s during reposing period

rcpoaing period of ~cporting period~

Place "(X)" after each asset Amoum ~: T~c (e.g., Value ~ Value T~e (e.~.. Dale ~ Value ~ ~ain Idemi~y ofexempt from prior disclosure Code I div. rent I Code 2 Me,of buy sell m~6~ ~ Code ~ Code 1 buyer/seller

[ (A-H) [ or int.) (J-P) Code3 rcdc;;pfion) ~ :~] (J-P) (A-H) (if private ’, : [ (Q-W) transactim~)............................................... ................... ~ ................... I ......... ......~ .......

69. -JEA FL WTR & SWR SYS REV B Dividend K Buy 09/01/09 K

?0. BRO~GE ACCT. 6

71, ~Cisco Systems (common) None J T

72. Dell Computer Corp. (cnmmon) None J T

73. SCHWAB MONEY MARKET FUND

74. - Federated Muni Oppt (common) None J T

75. -Kimberly-Clark (common) A Dividend Sold 09/03/09 J

76. - Adobe Systems Inc. A Dividend Sold 09/03/09 J A

77. -Proctor & Gamble (common) A Dividend K "1"

78. - Qualcomn’~ Inc. (common l A Dividend Sold 09/03/09

79. - Qwest Comm [common) A Dividend Sold 09/03/09 J

- AT&’F Inc. 80, B Dividend K T

81. - Starbucks (common} A Dividend Sold 09103.,"1)9 K

82. - Time Warner A Dividend Sold 09/03,’09 J

83, - AIM Health Sciences Fnnd None K T

84. - DWS Global Thematic (tbrmerly Scudder None K T G[obal)

85. - I)WS ]nt’l Fund (fi~rmerly Scudder Int] None J T Fund

}. hlcomc Gaitl Codca: A -$1,0(ff~ or )¢~.s B =$ I,{R}L - $2,500 C =$2.501 - $5,tR}~’ D =$5,001 + $15.tR)O E =$[5.tXU - $50,0{Y0

of Person ReportingFINANCIAL DISCLOSURE REPORT [ Leigblorl. Roltald B, Date ofReporl[Name of 14 5/1 v2o~o

I VII. INVE STMENTS an d TRUSTS --~.eom¢, ..~.,,, , ........ ,io.~ ¢lncludes those of,W ....... d dependent children; see pp. 34~0 of illing instructions.)


A. . B. C. Dcscription of Assels :: h co nc during [ Gross va uc a end

(includ ng t~st m~sets~ I . - ~ ., ~ reaming pcn~ of reporting period

Place "(X)" aftcr each asset :Amomu~ T~c(c.g. V~lue ~alue exempt t~om prior disclosure Cndc I div., rent. Code 2 Method

~ {A-H) or int,) (~-P) Uode 3

" .......................... D. ............... Yransaclions during reporting period

I Try(e.g.. Dmc ’Vate I Gain

~ buy. sell, m~r~’dd/yy ~, Code 2 : Code 1

redemption) (~-P) ~ {A-H)

ldcnd~yof buyeffseller (ifprivalc

86. -tdearc lnc. A Dividend Sold ]09/03/09 J

87,

88.

BURGESS FITZER PS 401K PS PLAN TRUST

US Bank, Tncoma, WA A

None

Interest

N

J

T

T

89. Vanguard Windsor 11 A Dividend J T

90. Columbia Acord Fund-Z None L T

9t. Cohlmbia Acorn International Fund-Z None K T

92. Eoscene Series A Preferred None K T

93. Eoscene Series B Preferred None J T

94. Nine Audio Technologies A Dividend J T

95. Drcyf’tts M idcap Value Fund None K T

96. BROKE, RAGE ACCT. 9

97.

98.

- Borders Group Inc,

IRA NO. 6

A Dividend

None Pl T

Distributed 02/03/09 L

99, - Capital Income Bldr Fund

I00. ÷ Capital World Growth & lncome Fund

10l. - !:undamenta[ htvestors

102. - Growth Fund America

FINANCIAL DISCLOSURE REPORT ~’ame of P ..... Reporting Date o, .eport I Page 1 0 of 14 Leighton, Ronald B. 5/I 1/2010 I

VII. INVESTMENTS and TRUSTS -i.come, vatue, t ....... tions (Includes those of s. ...... d dependent children; seepp. 34-60 offiling instructions.,)

[~ NONE (No reportab& income, assets, or transactions.)

A. - .......... ~? ..... c. D.Description of Assets Income during Gross value al end Transactions during reporting period

(including l~st asscls) rcpoaing period of reporting period

Place "(X)" afi ..... h .....t 5m?u,~tl Type(e.g., Value [ Value Type(e.g.. Date IdentityofI Value [Gain [

{~H} ~ or inl.) (J-P) [ Code 3 redemption) (J-p} (ifprival¢

transaction)

103. - Investment Company America

104. - New World Fund

105. - Smallcap World Fund

106. - Tamarack Invt Fds Prime (now RBLMoney Market Fund)

107. -Discover BK Greenwood Del

108. -First Business Bank Madison

109. -Choice Finl Group Crafion MD

10. -Magnet Bk Salt Lake City

1 I. -Goldman Sachs BK USA, Salt Lake City,Utah

12. -Capital One Bank Glen Atlen VA

13. -Capital One Nat’l Assoc McLean

114. -Southpoint BK Birmingham ALA Open 02/18/09 M

115. -Bank Blue VY Overland KS Open 02/04/09 M

116. -Citicorp Mtg Securities Open 03/16/09 K

117. -Bank of America Funding Corp. Open 05/20/09 L

I t8. -CIlL Mtg Pass-Through Open 02/27/09 L

119. -Deutsche ALT-A SECS Open 12/18/09 K

I.icome Gain Codt~: A =$1.000 or less t~ =$1.001 - $2,500 C =$2.501 - $5.000 D =$5.001 - $15.000 E =$15,001 - $50.000

Vat uc Codes J =$15.000 or less K =$ I 5.0{~ I - $ 50.000 L =$50.001 - $ I t)O,/)00 M ~ $100,001 - $250.000(See Columns CI and D32 N =$250,001 - $500.000 O =$500,001 - $1.000.000 PI =$1.000.00t - $5,000,000 P2 =$5,000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =Mote than $50.000,000Value Method Codes Q =Appraisal R -Cost (Real Estalc Only) S ~As.sessment T =Cash Market

DateofReporlFINANCIAL DISCLOSURE REPORT of 14 Leighton. Ronald B. 5/I 1/2010[ ~,’.~.e o~Per~on~epor~i.g

[

VII. INVESTMENTS and TRUSTS - i,,,.o,.,, ~t.~, transa¢’tiot,s anti.des tho,~e of .~O.Se and dependent children; see pp. 34-60of filing instructions.)

~ NONE (No reportable income, assets, or transactions.)

DcscHpron o[As:~cts (including trust assets}

Place"(X)" al~cr each asscl exempt #ore prior disck~surc

Income during Gross value al end ~ reporting period of repoaing period ~i~ [ ,:~ ............. ~i7 ..... (2) ~Amoma ] Type(e.g.. Value Value [ Code ~ [ d{v. renL Code 2 Mc~od :~ (A-ll)~ or int.) ,J-P)

~;~: 3}

Transactions during rcpoaing period

(~) -~ --7~V7 -i~;Type (e.g. [ Date Value ~ Gain buy, se I n=ffd&’yy Code 2 Code I

redemp~on) ~ ’ (J-P) (A-H)

den y of buyeffsetler

121.

122.

-M~tr Asset Securitizatim~ Tms~

-Wells ~argo M1g Backed Securities

Open

Open

05/25/09

09/25/09 K

123. fl~ANO. 7 None L T

124.

125.

- Tamarack Money Market (now RBL Money Market Fund)

- Capital Income Buikler

126. - Capitol World Growth

127. - Fundamanetal Invrs

128. - Growth Fund America

129. - Inves. Co. America

130. - New World Fund

131. - Smallcap World Fund

132. -Capital One Nat’l Assoc. McLean

133, -E]s Ill Ltd, Parmership

134. -Hanc Amer FDG Trust Open 09/03i09 K

135. []ROKERAGE ACC’[ #10

~36. -RBC Money Market A lnt,iDiv. J T Open 07/08109

Name of Person ReportingFINANCIAL DISCLOSURE REPORT ] Date of Report

of 14 Leighton, I VII. INVESTMENTS and TR USTS - i. ......... t.e, , ...... ,i,,.. a.,q.a~. ,ho~e o:,po [~] NONE (No reportable income, a,~sets, or transactions.)

............ ;V .......... i~ ! ~51 ........ D. Description of Assets Income duri~Ig (?ross value at end Transaclions during reporting period

(including trusl assets)

Placo"(X)"aflereachasselexempt from prior disclosure

reporting period

iii Amount/ Type(e.g.,’ Code I ,I div., rent. (A-It) I or int.)

; of reporting period

~ii ..... ~7-~,~ ....... Value I Value Type(e.g.. Date ! Value / Gain

Code 2 I Method

buy. sell, nuw’dd!yy ICode 2 / Code I i redcmptk’n;)

Identityof buyer/seller (if private

................................................................. i (J-P) I Code(Q.W)3 i [[ (J’P) (’a’-H) il

137. -Western Bank A Int.iDiv. K T Open 07/08/09 J

138. -Midfirst Bank Okla Cry A tnt./Div. K T Open 07/08/09 J

139. -Bane Amer FDG Trust A [nt/Div. J T Open 07/08;t’)9 J

140. -Citico~p Mortgage Securities Trust A lnt.[Div. K T Open 07/08/09, J

FINANCIAL DISCLOSURE REPORT r~me of P ......Reporting Date o1" Report

of 14 Leighton, Ronald B. 5/I 112010

VIII. AD.DITIONAL INFORMATION OR EXPLANATIONS. (It~dlcatepartofRepor,.)

FINANCIAL DISCLOSURE REPORT Na=e of Person Reporting [)ate of Report

of 14 Leighton, Rona~a B. 5/~ 1;2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisious permitting non-disclosure.

i further certify that earned income frnm outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the Unitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. ~0~44

leighton, ronald b - judicial watch | because no one is ... · important no tes: the instructions...

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