kinematic analysis and design of a compliant microplatform · model for their description. two...

79
1 KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM By JULIO CÉSAR CORREA RODRÍGUEZ A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2007

Upload: others

Post on 25-Jun-2020

2 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

1

KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM

By

JULIO CÉSAR CORREA RODRÍGUEZ

A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT

OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

UNIVERSITY OF FLORIDA

2007

Page 2: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

2

© 2007 Julio César Correa Rodríguez

Page 3: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

3

To my mother for her infinite generosity

Page 4: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

4

ACKNOWLEDGMENTS

I thank my supervisory committee members: Dr. Carl Crane, Dr. Gloria Wiens, Dr Hiukai

Xie and Dr. John Schueller for their valuable suggestions on my thesis. I extend a special thanks

to professor Carl Crane, my academic advisor, for his continuous support and encouragement

throughout my graduate study here. I thank professor Hiukai Xie for his guidance and his help

with microsystem technology.

Page 5: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

5

TABLE OF CONTENTS page

ACKNOWLEDGMENTS ...............................................................................................................4

LIST OF TABLES...........................................................................................................................7

LIST OF FIGURES .........................................................................................................................8

ABSTRACT...................................................................................................................................11

CHAPTER

1 INTRODUCTION ..................................................................................................................13

Out-of-Plane Motion Devices.................................................................................................13 Tensegrity Structures ..............................................................................................................15 Bimorph Actuators..................................................................................................................16 Elastic Joints ...........................................................................................................................17 The Device..............................................................................................................................18

2 FORWARD ANALYSIS........................................................................................................19

Forces Acting on the Platform................................................................................................20 Mathematical Model...............................................................................................................22 Numerical Example ................................................................................................................26

3 REVERSE ANALYSIS..........................................................................................................31

Replacement of Compliant Beams .........................................................................................31 Reverse Analysis Case 1.........................................................................................................32 Numerical Example ................................................................................................................37 Reverse Analysis Case 2.........................................................................................................39 Numerical Example ................................................................................................................45

4 DEVICE DESIGN..................................................................................................................49

Actuator Design ......................................................................................................................49 Materials ..........................................................................................................................49 Width of the Beam...........................................................................................................50 Deflection and Length of the Beams ...............................................................................50

Out-of-Plane Elevation ...........................................................................................................51 Springs Design........................................................................................................................55

Springs Elongation ..........................................................................................................55 Maximum Force Acting on the Spring............................................................................56 Spring Geometry and Material ........................................................................................57 Spring Stress....................................................................................................................59

Page 6: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

6

Spring Deflection.............................................................................................................60 Spring Dimensions ..........................................................................................................61

5 MANUFACTURING PROCESS...........................................................................................64

6 CONCLUSIONS ....................................................................................................................70

APPENDIX

A REVERSE ANALYSIS EQUATIONS..................................................................................72

B PREVIOUS WORK................................................................................................................74

LIST OF REFERENCES...............................................................................................................76

BIOGRAPHICAL SKETCH .........................................................................................................79

Page 7: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

7

LIST OF TABLES

Table page 3-1 Solution for the reverse analysis, case 1. ...........................................................................39

4-1 Mechanical and thermal properties for aluminum and silicone dioxide............................50

4-2 Properties of polymide HD-8000.......................................................................................58

4-3 Main dimensions of the device. .........................................................................................63

Page 8: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

8

LIST OF FIGURES

Figure page 1-1 Prismatic tensegrity structure with 6 struts. .......................................................................15

1-2 Sequence of motions for the rising of the structure. ..........................................................16

1-3 Configuration of a bimetallic actuator. ..............................................................................17

1-4 Bending of a bimetallic actuator. .......................................................................................17

1-5 Scheme of the device. ........................................................................................................18

2-1 Device in a general position...............................................................................................19

2-2 Arbitrary forces acting on the platform. ............................................................................20

2-3 Moment of a force..............................................................................................................22

2-4 Nomenclature for the forward analysis..............................................................................23

2-5 Coordinates of the free ends of the actuators.....................................................................27

2-6 Initial position of the system..............................................................................................27

2-7 Device in the evaluated equilibrium position. ...................................................................30

3-1 Normal vector to the moving platform. .............................................................................31

3-2 Path of the free end. ...........................................................................................................32

3-3 Parameters for the reverse analysis, case 1. .......................................................................33

3.4 Location of the local reference systems for the reverse analysis.......................................34

3-5 Distributions of points E. ...................................................................................................38

3-6 Solution for the reverse analysis case 1. ............................................................................39

3-7 Prescribed vertical component of point P1.........................................................................40

3-8 Nomenclature for the reverse analysis, case 2. ..................................................................40

3-9 Device in its initial position. ..............................................................................................46

3-10 Device for the example of reverse analysis, case 2. ..........................................................48

4-1 Maximum deflection of a cantilever beam. .......................................................................51

Page 9: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

9

4-2 Deflection of the free end for several conditions...............................................................52

4-3 Maximum elevation of the free end of the beam. ..............................................................53

4-4 Bending after release from substrate..................................................................................53

4-5 Positions for minimum and maximum deformation of the springs. ..................................55

4-6 Maximum deformation of the springs................................................................................56

4-7 Maximum force in the spring.............................................................................................57

4-8 Possible geometries for the spring. ....................................................................................58

4-9 Geometry of a segment of the spring.................................................................................59

4-10 Segment of the spring. .......................................................................................................60

4-11 Parameters for the stress analysis of a spring. ...................................................................60

4-12 Deflection in the spring......................................................................................................62

4-13 Stress in the spring. ............................................................................................................62

5-1 Silicone substrate. ..............................................................................................................64

5-2 First layer of silicone dioxide. ...........................................................................................64

5-3 Layer of chrome.................................................................................................................65

5-4 Resistor. .............................................................................................................................65

5-5 Second layer of silicone dioxide. .......................................................................................66

5-6 Aluminum layer. ................................................................................................................66

5-7 Etching of areas in the aluminum corresponding to the actuators and platform. ..............66

5-8 Etching of silicone dioxide ................................................................................................67

5-9 Polymide layer. ..................................................................................................................67

5-10 Polymide springs................................................................................................................68

5-11 Backside etch. ....................................................................................................................68

5-12 Section view of the device. ................................................................................................68

5-13 Deep reactive ion etching...................................................................................................69

Page 10: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

10

5-14 Isotropic etch......................................................................................................................69

B-1 Mask used in the previous work. .......................................................................................74

B-2 Manufactured feature. ........................................................................................................75

Page 11: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

11

Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

KINEMATIC ANALYISIS AND DESIGN OF A COMPLIANT MICROPLATFORM

By

Julio César Correa Rodríguez

August 2007

Chair: Carl Crane Major: Mechanical Engineering

Our research addresses the kinematics and the design of a three-dimensional device at the

micro level. The device is formed by three actuators that transmit the motion to a central

platform. Techniques used to manufacture microelectromechanical systems (MEMS) have severe

limitations and they cannot permit the construction of complex joints. To solve this problem

compliant joints are used in this device to connect the platform and actuators. At the MEMS

level they offer significant advantages compared to their counterparts at the macro level.

The device is able to provide complex motions that require an elaborate mathematical

model for their description. Two kinematic issues are presented: the forward and reverse

analyses. The forward formulation allows for the determination of the location of the moving

platform given the position of the actuators, while the reverse analysis finds the location of the

actuators for a desired position of the platform.

The models are based on a Newtonian approach and are subjected to several assumptions

to simplify the formulation. The Newtonian approach is preferred because it relates in a natural

way the forces and the geometry of the device. Examples and verifications of the models are

provided.

Page 12: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

12

Actuators consist of two beams with different thermal expansion coefficients and a resistor

between them. This configuration allows for the bending of the beam when temperature

increases. Springs are formed of a compliant and photodefinable material. Issues associated with

the selection of dimensions and materials as well as the manufacturing process that permits to

build the device are presented.

The combination of compliant beams and compliant joints exhibits important advantages at

the MEMS level and also poses challenging kinematic problems. The principles presented here

will be useful for the generation of more complex devices.

Page 13: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

13

CHAPTER 1 INTRODUCTION

Mechanisms formed by rigid links and rigid joints have been the object of extensive

studies for the theory of mechanisms. These kind of devices are well suited to work at the

macroworld, however when the dimensions of the systems are on the order of microns,

limitations due to manufacturing processes impose severe limitations, and the generation of

motion requires alternative approaches.

Devices for microelectromechanical systems are basically planar devices. This is due the

current manufacturing techniques that are derived from the IC industry. Creating 3D structures

at the micro level is a difficult task. Most of the motion of MEMS devices is constrained to the

plane. Some works have been made to create spatial motion.

Out-of-Plane Motion Devices

Out-of -plane actuators can convert input signals into displacements normal to the surface

of a substrate. Three-dimensional microdevices are useful for different tasks as for example,

object positioning, micromanipulators, optical scanners, tomographic imaging, optical switches,

microrelays, adjustable lenses and bio-MEMS applications.

To obtain out-of-plane motion is a challenging problem and several approaches based have

been proposed. Usually out-of-plane actuators are multilayer structures, although single layer

devices have been reported by Chen [1]. Generally speaking current solutions are based on

vertical comb drives, on the deformation of the materials or on the assembly of basic linkages.

The following references report out-of-plane motion devices.

Vertical comb drives are formed by an array of capacitors. When a voltage is applied, the

movable components of the capacitors rise out of the plane. They are combined with torsion

mirrors to tilt micromirrors as it is described by Milanovic [2] and Lee [3]. The vertical motion

Page 14: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

14

of comb drives is limited and they require a careful design and control to avoid jumps associated

with the pull-in voltage, see Bronson and Wiens [4].

Combination of TiNi and Si cantilever or other substrates such as SU-8 or polymide have

been used to create out-of-plane motion devices. Fu [5] reports several devices based on a TiNi

film which is actuated when a current is applied to the electrode.

A micromirror having a large vertical displacement has been presented by Jain and Xie [6].

The mirror plate is attached to a rigid silicon frame by a set of aluminum/silicon dioxide bimorph

beams. A polysilicon resistor is embedded within the silicon dioxide layer to form the heater for

thermal bimorph actuation.

Ebefors [7] and Suh [8] implemented conveyors systems for out-of-plane motion able to

perform complex manipulations. They are based on arrays of structures that can deflect out of the

plane due to different coefficients of thermal expansion. Objects that are placed on the array can

be moved according to the deflection of each actuator.

Schwizer [9] reports a monolithic silicon integrated optical micro-scanner. The device

consists of a mirror located on the tip of a thermal bimorph actuator beam and it is able to

achieve large scan angles.

The other alternative to achieve out-of-plane motion is the assembly of planar linkages. A

platform described by Jensen [10] has three degrees of freedom and the top platform remains

horizontal throughout the device’s motion. A proposal for a three degree of freedom parallel

robot is presented by Bamberger [11]. The device uses only rigid revolute joints. Both revolute

actuators are located at the base during the manufacturing process, making the device suitable for

MEMS fabrication.

Page 15: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

15

Out-of-plane motion has also been realized through the use of elastic elements. A device

actuated by comb drives is presented by Tung [12]. Drives are connected to a platform made of

polydimethilsiloxane (PDMS) via thin flexural microjoints.

Previous works suggest that compliant links and elastic joints may be a feasible alternative

to create mechanical devices at the microlevel. There are many configurations based on these

simple elements, one example of which are tensegrity structures and they illustrate another way

to obtain spatial motion.

Tensegrity Structures

The word tensegrity is a contraction of tension and integrity and refers to structures formed

by rigid and elastic elements that maintain their shape due only to their configuration. Rigid

elements do not touch one another and they do not require external forces to maintain their

unloaded position (Figure 1-1).

Figure 1-1. Prismatic tensegrity structure with 6 struts.

Tensegrity structures were developed by architects in the middle of the last century.

Research began with Fuller [13]. First contributions were made by Kenner [14] and Calladine

[15]. Static and dynamic analysis studies have been made Murkami [16] and Correa [17].

Proposed applications include antennas, Knight [18], flight simulators, Sultan [19], deployable

Page 16: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

16

structures, Tibert [20], and force and torque sensors, Sultan [21]. Tensegrity has been also

proposed by Ingber [22], to explain the deformability of cells.

Due to the presence of elastic ties, tensegrity structures are foldable. If in the folded

position external constraints are released, they can recover suddenly their original shape by

themselves. The deployment can be also achieved in a controlled way using telescopic struts,

see Furuya [23] or controlling the elastic ties, see Sultan [24].

Figure 1-2 shows the same principle but in this case links are not rigid but rather are

compliant. When the radius of curvature is changed, the whole structure is able to move in 3D

following a complex path.

Figure 1-2. Sequence of motions for the rising of the structure.

Although the device seems feasible, the manufacture of the required joints is very complex

at the MEMS level, however it is possible to modify its constitutive elements to reach the same

result in a simpler way. Before presenting the idea to be developed in this research it is important

to consider in more detail the requirements for the actuators and the joints.

Bimorph Actuators

The bi-layer electrothermal actuator combines two materials with different coefficients of

thermal expansion (α). The layers are joined along a common interface and the entire device is

heated. Since one material tries to expand more than the other but is restrained by the joint with

the second material, the entire structure bends, see Pelesko [25]. It is possible to extend and

Page 17: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

17

contract the beam by controlling the temperature of the beam via the use of a resistor embedded

in the beam. The electrothermal actuators have the advantages of low operation voltage, a

simple fabrication process, and are CMOS-compatible. Therefore, control circuits can be

integrated with the device on the same chip. A bimetallic actuator is illustrated in Figure 1-3.

Figure 1-3. Configuration of a bimetallic actuator.

If 21 αα > the structure bends with an increase of temperature as shown in Figure 1-4A. If

21 αα < the structure bends like in Figure 1-4B. It is usual that the bending of the beam take

place out of the plane, but there is not any restriction to bend the beam in the plane.

A B Figure 1-4. Bending of a bimetallic actuator. A) 21 αα > . B) 21 αα < .

Elastic Joints

The functionality of the device is intimately related to the elastic elements located at the

ends of the beams.

The development of torsion springs at the microlevel has been achieved and presented by

Hah [26]. However the development of linear springs is less frequent. Regular-coiled carbon

fibers have been obtained by Yang [27], using chemical procedures,. Also, the design of a

vertical linear conical microspring attached to the substrate is reported by Hata [28]. None of

Page 18: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

18

these ideas are appropriate for a 3D device and for the purpose of this work it is necessary to find

an alternative.

The decision about the material and the shape and process must include the following

considerations: material with low Young modulus, applicable through spinning and be

photodefinable, resistant to heat to avoid future complications due to the actuation of the beams,

and compatible with the other processes involved in the tensegrity based MEMS device.

The Device

Figure 1-5 shows a scheme of the device that was addressed in our research. It can be

considered as a simplification of the tensegrity system presented in Figure 1-2. The system

maintained its shape due to the upward deflections of the beams. It was formed by three sets of

bimorph actuators which transmitted their motion to the central platform through compliant

joints. The moving platform could be described by an equilateral triangle. The fixed ends of the

actuators were distributed along the vertexes of an equilateral triangle.

Figure 1-5. Scheme of the device.

The position of the device is influenced by the stiffness and free lengths of the ties, the

location and nature of the joints, and the length and the current curvature of the beams. The

presence of elastic elements increases the complexity of the mathematical model that describes

the relations between internal forces and the positions of the beams.

Page 19: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

19

CHAPTER 2 FORWARD ANALYSIS

Figure 2-1 depicts the device in a general position. In the forward analysis the location of

points iQ with respect to a global reference system are given and the objective is to evaluate the

coordinates of points iP with respect to the global system. Despite the simplicity of the

mechanism, the answer to this question is not trivial due to the presence of the compliant

elements. To simplify the problem the following assumptions are made:

• The moving platform is massless.

• The stiffness of the compliant elements are linear and they are the same for all the springs.

• Deflections of actuators due to the spring forces are minimal and they do not affect the motion of the platform.

Figure 2-1. Device in a general position.

The solution can be performed using a Newtonian approach or energy approach.

Newtonian is preferred here because it gives a better understanding of the geometry of the

system.

Page 20: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

20

Forces Acting on the Platform

To begin it is important to recall two basic concepts from vector algebra. The n vectors

nuuu ..., 21 are said to be linearly dependent if there exist n real numbers nλλλ ..., 21 not all zero

such that, see Brand [29]

0...2211 =+++ nn uuu λλλ . (2-1)

The other important concept is this: a necessary and sufficient condition that three vectors

be linearly dependent is that they be coplanar. Figure 2-2 shows the forces acting on the platform

in a general position. Since the platform is massless, the equilibrium of forces yields

0321 =++ FFF . (2-2)

Figure 2-2. Arbitrary forces acting on the platform.

Equation 2-2 can be expressed more conveniently in terms of the magnitude and direction

of each force as

0332211 =++ sfsfsf (2-3) where

is : unit vector from iP to iQ

if : is the magnitude of the force in each spring.

Page 21: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

21

Since the springs are linear, each force magnitude in Equation 2-4 can be expressed as a function

of its stiffness and its deformation as follows

( ) ( ) ( ) 0303202101 =−+−+− sddksddksddk (2-4) where

id : actual length of the springs

0d : free length of the springs

When the platform is working, the current lengths are always greater than the free lengths,

and then the coefficients in Equation 2-4 are different from zero. From Equation 2-1 it is clear

that vectors 21,ss and 3s are linearly dependent. In addition, since they are linearly dependant,

they are also coplanar. From the definition of is , this result implies that despite the space motion

of the platform, points 321321 ,,,,, PPPQQQ belong to the same plane and Equation 2-4 can be

presented as

03

33

2

22

1

11 =⎥

⎤⎢⎣

⎡+⎥

⎤⎢⎣

⎡+⎥

⎤⎢⎣

y

x

y

x

y

x

ss

fss

fss

f (2-5)

where ixix ss , : rectangular components of the unit vectors is expressed in terms of a coordinate

system whose z axis is normal to the plane

The moment of the force sf is a vector perpendicular to the plane of the forces and whose

magnitude is magnitude is pf * (Figure 2-3), where p is the perpendicular distance between an

arbitrary point V and the line of action of force sf . Equilibrium of forces establishes that

summation of moments with respect to the arbitrary point V must be zero, then for the forces

acting on the moving platform

0332211 =++ pfpfpf . (2-6)

Equation 2-6 can be combined with Equation 2-5 to obtain, see Duffy [30]

Page 22: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

22

Figure 2-3. Moment of a force.

0

3

2

1

321

321

321

=⎥⎥⎥

⎢⎢⎢

⎥⎥⎥

⎢⎢⎢

fff

pppssssss

yyy

xxx

(2-7)

Nontrivial solutions for if requires that,

0

321

321

321

=pppssssss

yyy

xxx

(2-8)

This situation occurs when the forces are concurrent or parallel. For the configuration of

the current device it is not possible for the forces to be parallel and therefore they must meet in a

point.

Before leaving this section, another interesting fact is that from Equation 2-4, the stiffness

of the springs vanish since they are assumed to all have the same stiffness value, k, and therefore

knowledge of their actual values is not necessary for purposes of obtaining the equilibrium pose.

Mathematical Model

There are several ways to solve the forward analysis problem, according with the selected

variables. Figure 2-4 depicts a scheme including the variables and parameters used for this

model.

Page 23: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

23

Figure 2-4. Nomenclature for the forward analysis.

The nomenclature defined here will be used later in the reverse analysis. The elements

presented in Figure 2-4 have the following meaning:

• Coordinate system A: global reference system

• Coordinate system E: local reference system (origin at point Q1, point Q2 on x axis, and z axis perpendicular to plane)

• I: point of intersection of the line of action of the forces acting on the platform

• iP : point that define the moving platform

• iQ : free end of the actuator i

• ii ba , : coordinates of point iQ in the local system

• id : current length of the spring i

• iδ : distance between point iP and the intersection point I

• iψ : angle between id and the local x-axis

• β : angle of rotation of the platform with respect to the local x-axis

• pL : length of a side of the equilateral platform

Page 24: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

24

• α : internal angle of the moving platform and therefore equal to 3/π

Global system A may be located in any arbitrary position. In this problem statement it is

assumed that the coordinates of points 21,QQ and 3Q are known in system A. With the

knowledge of points iQ , the local system E is defined as follows

12

12

QQ

QQx

AA

AA

EA

−= (2-9)

( ) ( )( ) ( )

1312

1312

QQQQ

QQQQz

AAAA

AAAA

EA

−×−

−×−= (2-10)

EA

EA

E

A xzy ×= (2-11)

The transformation that relates systems A and E is given by Crane [31]

⎥⎦

⎤⎢⎣

⎡=

10001

QRTAA

EAE (2-12)

where [ ]E

A

E

AE

AAE zyxR =

(2-13)

Coordinates of points iQ in the system E are given by ),( ii ba . Since 1QE is the origin of

system E, then

0,0 11 == ba (2-14)

Remaining coordinates 3322 ,,, baba can be found from the relations

22

2

2

10

QTba

Q AEA

E =

⎥⎥⎥⎥

⎢⎢⎢⎢

=

(2-15)

33

3

3

10

QTba

Q AEA

E =

⎥⎥⎥⎥

⎢⎢⎢⎢

=

(2-16)

Page 25: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

25

where ( ) 1−= TT A

EEA

Note that since 2Q is located on the xE axis and thus

02 =b (2-17)

The problem as depicted in Figure 2-4 involves the following ten unknowns

βψψψδδδ

321

321

321

,,,,,, ddd

(2-18)

From Equation 2-4 equilibrium of forces evaluated in system E yields

( ) ( ) ( ) 0sincos

sincos

sincos

3

303

2

202

1

101 =⎥

⎤⎢⎣

⎡−+⎥

⎤⎢⎣

⎡−+⎥

⎤⎢⎣

⎡−

ψψ

ψψ

ψψ

dddddd . (2-19)

Since the forces are concurrent, equilibrium of moments does not give any new

information. Further equations must be developed based on the kinematics of the device. From

Figure 2-4 it is clear that

2121

ψβψ δδ iip

i eeLe += (2-20) ( ) 31

31ψαβψ δδ ii

pi eeLe += + (2-21)

Loops defined by IQQ −− 21 and IQQ −− 31 yield

( ) ( ) 21221211

ψψ δδ iEEi edQQed ++−=+

( ) ( ) 31331311

ψψ δδ iEEi edQQed ++−=+

Considering Equations 2-14 and 2-17 the last two equations can be simplified to

( ) ( ) 2122

211 0

ψψ δδ ii eda

ed ++⎥⎦

⎤⎢⎣

⎡=+ (2-22)

( ) ( ) 3133

3

311

ψψ δδ ii edba

ed ++⎥⎦

⎤⎢⎣

⎡=+ (2-23)

Page 26: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

26

Scalar components of Equations 2-19 through 2-23 form a nonlinear system with ten

equations that can be solved for the ten unknowns using numerical methods. A program to solve

the mathematical model for the forward analysis was implemented. The program takes advantage

of a function that implements the Newton-Raphson method. Once the variables are found, points

iA P are evaluated using the transformation

iEA

EiA PTP = (2-24) where points i

E P are given by (Figure 2-4)

⎥⎦

⎤⎢⎣

⎡+=

1

1111 sin

cosψψ

dQP EE (2-25)

⎥⎦

⎤⎢⎣

⎡+=

ββ

sincos

12 pEE LPP (2-26)

( )( )⎥⎦

⎤⎢⎣

⎡++

+=αβαβ

sincos

13 pEE LPP (2-27)

Numerical Example

A numerical example is provided to demonstrate the mathematical model. To simplify the

presentation of the numerical data, it is understood that lengths are given in consistent units and

angles in radians.

Find the coordinates of points iP for equilibrium given the free lengths of the ties 200 =d ,

and the coordinates of points iQ (Figure 2-5) in a global reference system A

⎥⎥⎥

⎢⎢⎢

⎡−=

44.100

34.78

1QA ,

⎥⎥⎥

⎢⎢⎢

⎡−=

63.6431.91

72.52

2QA ,

⎥⎥⎥

⎢⎢⎢

⎡=

12.4902.8070.46

3QA

The numerical solution of the system requires a guess for the initial values. An easy way to

obtain them is from the device when it is in the planar position. In that location springs are not

stretched and the platform is not rotated yet, and therefore, point I coincides with the intersection

of the heights of the platform (Figure 2-6), therefore

Page 27: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

27

Figure 2-5. Coordinates of the free ends of the actuators.

0321 dddd ===

6cos

32

321πδδδ pL===

0=β

Initial values for ψ are easily obtained from the geometry of the platform in its first

position (Figure 2-6).

61πψ = ,

652πψ = ,

23πψ −=

Figure 2-6. Initial position of the system.

Page 28: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

28

It is also necessary to evaluate variables 332 ,, baa which depend on values of i

AQ . From

Equations 2-9 through 2-13 the given values of i

A Q yield

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

−−

=

100045.10939.0123.0321.0

0072.0838.0541.034.78338.0531.0777.0

TAE

When the transformation ( ) 1−= TT A

EEA is evaluated and substituted into Equations 2-15 and

2-16 the terms a2, a3, and b3 are determined as

67.1682 =a , 87.653 =a and 09.1383 =b .

Now the Newton-Raphson method can be implemented to solve system of Equations 2-19

through 2-23. The solution to the 10 unknowns yields

07.351 =d 93.681 =δ 389.01 =ψ 065.0=β 49.412 =d 98.402 =δ 643.22 =ψ 73.363 =d 48.663 =δ 272.13 −=ψ

Equations 2-25 and 2-27 permit one the evaluation of points iA P as

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−−

=

114.4876.4495.35

,

144.5597.54

95.34

,

156.2242.606.46

321 PPP AAA

One way to verify the validity of the results is to check if they satisfy equilibrium

equations and if the lines of action of the forces intersect at the same point, when they are

evaluated in the global system A, instead of the local system E.

The equilibrium condition in the global system can be written as

( ) ( ) ( ) 303202101 sddksddksddkF −+−+−=Σ (2-28) where

Page 29: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

29

11

111

PQ

PQs

AA

AA

−= (2-29)

22

222

PQ

PQs

AA

AA

−= (2-30)

33

333

PQ

PQs

AA

AA

−= (2-31)

The intersection point of the lines passing through points 11 QP − and 22 QP − is given by

(Crane, C., Rico, J., Duffy, J., Screw Theory for Spatial Robot Manipulators, Cambridge

University Press, In Preparation)

( ) ( )( )221

220110212102212 1 ss

ssssssssssrA

⋅−⋅×+×⋅−×

= (2-32)

Similarly, the intersection of lines passing through 22 QP − and 33 QP − is given by

( ) ( )( )232

330220323203323 1 ss

ssssssssssrA

⋅−⋅×+×⋅−×

= (2-33)

where 1101 sQs A ×= (2-34)

2202 sQs A ×= (2-35)

3303 sQs A ×= (2-36)

Substituting values of iA P and

i

A Q into Equations 2-28 through 2-36 yields

41008.007.0

22.0−∗

⎥⎥⎥

⎢⎢⎢

⎡−=Σ kF

⎥⎥⎥

⎢⎢⎢

−=

36.4606.1939.17

12rA and ⎥⎥⎥

⎢⎢⎢

−=

36.4606.1939.17

23rA

Page 30: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

30

It is clear that the solution satisfies the equilibrium condition and that the lines of action of

the forces intersect at the same point. Figure 2-7 displays the device in the evaluated equilibrium

position.

Figure 2-7. Device in the evaluated equilibrium position.

Page 31: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

31

CHAPTER 3 REVERSE ANALYSIS

In the reverse analysis the objective is to find the location of the actuators in order to

obtain a desired output. Since there is not an external wrench, it is not possible to achieve an

arbitrary location and orientation of the platform, however it is feasible to constrain the moving

platform to be perpendicular to a given vector n (Figure 3-1). The evaluation of the actuator

positions required to reach the desired orientation is not intuitive for this kind of mechanisms and

a mathematical model is necessary. The reverse problem for this device admits different

formulations, considering which parameters are considered as given and which must be

evaluated.

A B Figure 3-1. Normal vector to the moving platform. A) Isometric view. B) Lateral view.

Replacement of Compliant Beams

The motion of the free end of the actuator is the result of bending the bimorph beam due to

the increase of temperature, which is in turn, a function of the thermal resistance and the applied

voltage. Figure 3-2A shows the path of the free end for several positions of the beam. Lowell

[32] has been shown that for the purpose of analysis, compliant elements can be replaced by

hypothetical rigid binary links. Figure 3-2B shows how the original path of the free end can be

approximated for a link whose center lies on the horizontal axis and with a radius t forming an

Page 32: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

32

angle θ with the horizontal. The path of the free end may be obtained experimentally and the

center and radius of the hypothetical link adjusted by fitting the curve.

Figure 3-2. Path of the free end. A) Original path. B) Approximated path.

Since all the beams are equal, the radius t is equal for all the actuators and the location of E

with respect to G is also the same for all the actuators. In the following developments it will be

assumed that points iE and radius t are already evaluated.

Reverse Analysis Case 1

This case may be stated as follows:

Given:

• The position of the free end of one of the actuators.

• A unit vector perpendicular to the moving platform.

Find:

• The position of the free ends of the remaining actuators.

Figure 3-3 shows the plane that contains the moving platform and the actuators represented

as binary links. Unit vector n is perpendicular to this plane and positions of points iQ can be

defined by the vectors ir in a global reference system.

Page 33: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

33

Figure 3-3. Parameters for the reverse analysis, case 1.

One sequence of transformations that relates the global system and any of the local

systems located at the fixed pivots of the binary links and whose x-axis are aligned with the axis

of the binary links (Figure 3-3), is

),(*),(*)( iiiAL yRotationzRotationEnTranslatioT θγ=

⎥⎥⎥⎥

⎢⎢⎢⎢

−⎥⎥⎥⎥

⎢⎢⎢⎢

⎡ −

⎥⎥⎥⎥

⎢⎢⎢⎢

=

10000cos0sin00100sin0cos

10001000cossin0sincos

10000100

010001

ii

ii

ii

ii

iy

ix

AL

EE

Tθθ

θθγγγγ

(3-1)

⎥⎥⎥⎥

⎢⎢⎢⎢

=

10000cos0sin

sinsincoscossinsincossincoscos

1

ii

iyiiii

ixiiiii

AL

EE

Tθθθγγθγθγγθγ

(3-2)

When i=1, 2, 3 references systems B, C and D are obtained. Figure 3-4a shows a top view

when only the first two transformations of Equation 3-1 are carried out. Note that angles iγ are

constant. Figure 3-4b illustrates the local reference systems in their final orientation after

performing the last transformation involvingθ in Equation 3-1.

Page 34: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

34

A

B Figure 3.4. Location of the local reference systems for the reverse analysis. A) First rotation. B)

Second rotation.

The first 3 elements of the first column of Equation 3-2 represent the local x-axis

expressed in the global system A. In particular the local axis CA x is obtained by substituting i=2

in Equation 3-2 as

Page 35: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

35

⎥⎥⎥

⎢⎢⎢

−=

2

22

22

sincossincoscos

θθγθγ

CA x (3-3)

Without lost of generality assume that the free end whose position is given as1

QA , is

known. The vector 1r is then also known. From the equation of a plane (Crane, C., Rico, J.,

Duffy, J., Screw Theory for Spatial Robot Manipulators, Cambridge University Press, In

Preparation), and Figure 3-3

( ) nrnrnrr ⋅=⋅∴=⋅− 1212 0 (3-4)

From the geometry of the device (Figure 3-3)

222 tEr += (3-5)

From Figure 3-4b and considering Equation 3-3

⎥⎥⎥

⎢⎢⎢

−−=−=

2

22

22

2

sincossincoscos

θθγθγ

txtt CA (3-6)

The scalar product of Equation 3-5 with n yields

ntnEnr ⋅+⋅=⋅ 222 (3-7)

Substituting Equations 3-4 and 3-6 into Equation 3-7 yields

[ ]⎥⎥⎥

⎢⎢⎢

−−⋅=⋅

2

22

22

21

sincossincoscos

θθγθγ

zyx nnntnEnr (3-8)

Regrouping Equation 3-8 yields

0sincos 22222 =++ DBA θθ (3-9) where

222 sincos γγ yx nnA += (3-10)

znB −=2 (3-11)

Page 36: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

36

tnEnrD ⋅−⋅

= 212 (3-12)

It is possible to obtain a closed solution for 2θ in Equation 3-9, See Crane [31].

Substituting the value of 2θ in Equations 3-6 and 3-5, the coordinates of 2r , and therefore of

point2

QA , are determined

Similarly, from Figure 3-3

( ) nrnrnrr ⋅=⋅∴=⋅− 1313 0 (3-13)

From the geometry of the device (Figure 3-3)

333 tEr += (3-14) where

DA xtt −=3 (3-15)

Unit vector DA x is obtained from the first three terms of the first column of the matrix

defined in Equation 3-2 when i=3, and thus (3-15) may be written as

⎥⎥⎥

⎢⎢⎢

−−=

3

33

33

3

sincossincoscos

θθγθγ

tt (3-16)

The scalar product of Equation 3-14 with n yields

ntnEnr ⋅+⋅=⋅ 333 (3-17)

Substituting Equations 3-13 and 3-16 into Equation 3-17 yields

[ ]⎥⎥⎥

⎢⎢⎢

−−⋅=⋅

3

33

33

31

sincossincoscos

θθγθγ

zyx nnntnEnr (3-18)

Regrouping Equation 3-18 yields

0sincos 33333 =++ DBA θθ (3-19) where

Page 37: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

37

333 sincos γγ yx nnA += (3-20)

znB −=3 (3-21)

tnEnrD ⋅−⋅

= 313 (3-22)

Equation 3-19 permits one to evaluate 3θ , then Equations 3-16 and 3-15 yield 3r and

therefore3

QA . The reverse analysis for this case is completed.

Numerical Example

A numerical example is provided to demonstrate the solution process for the reverse

analysis, case 1. Angles are in radians and lengths in consistent units.

Given: the position of point 1Q (as defined by the elevation of rigid link 1 6109.01 =θ ), the

length of a side of the moving platform 23=pL , the free lengths of the springs 50 =d , the

length of the binary rigid links 26=t and the unit normal vector to the platform

[ ]Tn 9659.02588.00= expressed in the global reference system. Find the coordinates of

points 2

Q , ,3

Q 1P , 2P and 3P expressed in the global system.

From Figure 3-4, 3/2 πγ −= and 3/3 πγ = . Points 1E 2E and 3E are evaluated with the aid

of Figure 3-5 which shows the device when it is at the plane level.

⎥⎥⎥

⎢⎢⎢

⎡−=

⎥⎥⎥

⎢⎢⎢

⎡−−

⎟⎠⎞

⎜⎝⎛ ++=

00279.44

0)sin()cos(

)6/cos(32

01 ππ

π tdLE p

⎥⎥⎥

⎢⎢⎢

⎡−=

⎥⎥⎥

⎢⎢⎢

⎡−−

⎟⎠⎞

⎜⎝⎛ ++=

034.38

139.22

0)3/sin()3/cos(

)6/cos(32

02 ππ

π tdLE p

⎥⎥⎥

⎢⎢⎢

⎡=

⎥⎥⎥

⎢⎢⎢

⎡⎟⎠⎞

⎜⎝⎛ ++=

034.38139.22

0)3/sin()3/cos(

)6/cos(32

03 ππ

π tdLE p

Page 38: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

38

Figure 3-5. Distributions of points E.

From Figure 3-4, coordinates of 1

Q are given by the vector 1r as follows

⎥⎥⎥

⎢⎢⎢

⎡−=

⎥⎥⎥

⎢⎢⎢

−+=+=

9130.140

981.22

sincossincoscos

1

11

11

1111

θθγθγ

tEtEr

From the given data

2588.0,0 == yx nn and 9659.0=zn

Now it is possible to evaluate coefficients (3-10) through (3-12) and (3-20) through (3-22).

Substituting the coefficients into Equations 3-10 and 3-19 yields

09358.0sin9659.0cos2241.0 22 =+−− θθ 01723.0sin9659.0cos2241.0 33 =+−− θθ

These last equations yield two sets of solutions for 2θ and 3θ that will yield equilibrium

configurations. Each pair is selected considering the equilibrium conditions. The solutions are

4027.0,0056.1 32 == aa θθ

Page 39: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

39

195.3,68.1 32 == bb θθ

Equations 3-5 and 3-6 permit one to evaluate points 2

Q and 3

Q for both solutions of 2θ and

3θ and then, following the procedure presented in the forward analysis, it is possible to evaluate

points 1P , 2P and 3P . The results are summarized in Table 3-1.

Table 3-1 Solution for the reverse analysis, case 1. Solution a Solution b

x y z x y z

1Q

-22.98 0 14.91 -22.98 0 14.91

2Q

15.18 -26.28 21.95 23.56 -40.80 25.85

3Q

10.18 17.63 10.19 35.12 60.83 -1.39

1P -12.16 -3.57 15.87 -0.54 7.29 12.96

2P 7.72 -14.73 18.86 19.36 -3.84 15.94

3P 7.79 7.48 12.90 19.39 18.38 9.99

Results are shown in Figure 3-6. The second solution is also an equilibrium position, but

the current device cannot reach that position.

A B Figure 3-6. Solution for the reverse analysis case 1. A) Solution a. B) Solution b.

Reverse Analysis Case 2

One could desire to include information about the location of points in the moving

platform in the reverse analysis. Since there are no external forces acting on the

Page 40: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

40

[ ]zyx nnn mechanism, it is not possible to specify a general position for one point of the

platform. However it is feasible to specify in addition to the orientation of the platform given by

the vector perpendicular to its plane, the height with respect to the horizontal plane of one of the

points of the platform. Any point is equally appropriate, for this case the point 1PA is selected

(Figure 3-7).

A B Figure 3-7. Prescribed vertical component of point P1. A) Isometric view. B) Lateral view.

In case 1 it was possible to obtain a closed solution easily because it did not involve any

information regarding the location of the points on the moving platform. In the new situation, the

mathematics are more involved and requires a numerical technique for its solution.

Figure 3-8. Nomenclature for the reverse analysis, case 2. A) Isometric view. B) Plane of the

forces.

Page 41: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

41

Figure 3-8a shows the device in an arbitrary position. Figure 3-8b shows the variables

located on the plane of the moving platform. Positions of points i

AQ are unknown and depend

on angles iθ . Angle ε is also an unknown as well as the x and y coordinates of point 1PA

(coordinates of 2PA and 3PA can be found once the model is solved). Therefore, in addition to

the 10 variables used in the forward analysis and enumerated in (2.18), here there are 6 new

unknowns: xP1321 ,,,, εθθθ and yP1 . The solution requires 16 equations. The reverse analysis for

this case may be posed as follows

Given:

n : normal vector perpendicular to the moving platform.

zAP1 : scalar component z of the vector i

A P .

Find:

1QA ,

2QA ,

3QA : location of the free ends of the binary links.

yx PP 11 , : scalar components x and y of the vector iA P .

2PA , 3PA : location of the vertexes of the moving platform.

Points i

AQ depend on iθ and using transformation (3-2) they can be expressed as

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

∗=

10000cos0sin

sinsincoscossinsincossincoscos

,

100

11

111111

111111

1 θθθγγθγθγγθγ

y

x

AB

AB

A EE

T

t

TQ (3-23)

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

∗=

10000cos0sin

sinsincoscossinsincossincoscos

,

100

22

222222

222222

2 θθθγγθγθγγθγ

y

x

AC

AC

A EE

T

t

TQ (3-24)

Page 42: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

42

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

∗=

10000cos0sin

sinsincoscossinsincossincoscos

,

100

33

333333

333333

3 θθθγγθγθγγθγ

y

x

AD

AD

A EE

T

t

TQ (3-25)

Equations 3-23 through 3-25 simplify to

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡+−+−

=

1sincossincoscos

1

111

111

1 θθγθγ

tEtEt

Q y

x

A (3-26)

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡+−+−

=

1sincossincoscos

2

222

222

2 θθγθγ

tEtEt

Q y

x

A (3-27)

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡+−+−

=

1sincossincoscos

3

333

333

3 θθγθγ

tEtEt

Q y

x

A (3-28)

Expressions for distances jiQQ between points i

AQ and j

AQ can be obtained from

Equations 3-26 through 3-28 as follows

1221 QQQQ AA −= (3-29)

2332 QQQQ AA −= (3-30)

1331 QQQQ AA −= (3-31)

The relation between 1PE and 1PA is given by

11 PTP EAE

A = (3-32)

Transformation TAE defines the relation between the global system A and a reference

system E which origin is located at 1

QA with its x-axis points from 1

QA to 2

QA , and for which

the z-axis is the unit vector n (Figure 3-8B), therefore

Page 43: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

43

⎥⎦

⎤⎢⎣

⎡=

10001

QRTAA

EAE (3-33)

where [ ]E

A

E

AE

AAE zyxR = (3-34) where

12

12

QQ

QQx

AA

AA

EA

−= (3-35)

nz EA = (3-36)

EA

EA

E

A xzy ×= (3-37)

Coordinates of 1PE can be obtained from Figure 3-8b, and Equation 3-32 can be expressed

as

⎥⎥⎥⎥

⎢⎢⎢⎢

⎥⎥⎥⎥⎥

⎢⎢⎢⎢⎢

=

⎥⎥⎥⎥⎥

⎢⎢⎢⎢⎢

10

sincos

10001

11

11

1333231

1232221

1131211

1

1

1

ψψ

dd

QrrrQrrrQrrr

PPP

zA

yA

xA

zA

yA

xA

(3-38)

where the terms ijr depend only on iθ .

At this point all the developments required for the mathematical model are obtained.

Expression (3-38) yields 3 scalar equations, one of them involving the prescribed value zAP1 , then

xA

xA QdrdrP 1111211111 sincos ++= ψψ (3-39)

yA

yA QdrdrP 1112211211 sincos ++= ψψ (3-40)

zA

zA QdrdrP 1113211311 sincos ++= ψψ (3-41)

The angle ε in Figure 3-8b can be related to points i

A Q using the cosine law

εcos2 31212

312

212

32 ∗∗−+= QQQQQQQQQQ (3-42)

where the terms jiQQ are given by Equations 3-29 through 3-31.

Equilibrium conditions can be expressed in the plane of the moving platform as it was

done in the forward analysis:

( ) ( ) ( ) 0coscoscos 303202101 =−+−+− ψψψ dddddd (3-43)

Page 44: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

44

( ) ( ) ( ) 0sinsinsin 303202101 =−+−+− ψψψ dddddd (3-44)

The geometry of the system involving relations for the moving platform is the same as

found in the forward analysis (Figure 3-8B)

2121

ψβψ δδ iip

i eeLe += (3-45) ( ) 31

31ψβαψ δδ ii

pi eeLe += + (3-46)

Geometry relations for the actual lengths of the springs involve the terms 3121 , QQQQ

andε (Figure 3-8B)

( ) ( ) 2122

02111

ψψ δδ iii edeQQed ++=+ (3-47) ( ) ( ) 31

333111ψεψ δδ iii edeQQed ++=+ (3-48)

Points 2

QA and 3

QA with respect to the location of point 1

QA must be perpendicular to

vector n . To assure that, two more relations are required

( ) 012

=⋅− nQQ AA (3-49)

( ) 013

=⋅− nQQ AA (3-50)

Equations 3-41 through 3-50 form a system of 14 equations and 14 unknowns that can be

solved for 321321321321 ,,,,,,,,,,,, ψψψδδδεθθθ ddd andβ . Appendix A presents the set of

equations in extended form.

Once the solution is obtained, it is possible to evaluate i

A Q using Equations 3-26 through

(3-28). Coordinates yA

xA PP 11 , are easily evaluated using Equations 3-39 and 3-40 which

determines point 1PA .

To complete the reverse analysis for the current case it is necessary to evaluate 2PA

and 3PA . A coordinate system F is defined as parallel to system E and located at 1PA , then

Page 45: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

45

⎥⎦

⎤⎢⎣

⎡=

10001PRT

AAEA

F (3-51)

The rotation matrix RAE is given by Equation 3-34 and with the aid of Figure 3-8B the

following relations are obtained

⎥⎥⎥⎥

⎢⎢⎢⎢

==

10sincos

, 222

ββ

p

p

FFAF

A LL

PPTP (3-52)

( )( )

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡++

==

10

sincos

, 333

αβαβ

p

p

FFAF

A LL

PPTP (3-53)

Numerical Example

Given the following parameters and the prescribed values for the device where lengths are

in consistent units and angles in radians

3/3/,3/,

150200

30

321

0

παπγπγπγ

==−==

===

pLtd

⎥⎥⎥

⎢⎢⎢

⎡=

9848.01116.01330.0

n

641 =zAP

Find points i

A Q and iA P .

Figure 3-9 shows the device in its initial position. This position permits the evaluation of

the initial values required for the numerical solution and the coordinates of points iA E . Lines

Page 46: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

46

through iA P -

i

AQ intersect at the point of intersection of the heights of the equilateral triangle,

there is no stretching and no rotation of the platform, then

00,30,20,1 dddd ===

6cos

32

0,30,20,1πδδδ pL===

00 =β

Figure 3-9. Device in its initial position.

Since all the links are on the horizontal plane

00,1 =θ , 00,2 =θ , 00,3 =θ

From the geometry of the platform in its first position

60,1πψ = ,

650,2πψ = ,

20,3πψ −=

30πε = , correspond to the angle between points 213 QQQ .

[ ]TgA RE 0011 −=

[ ]TgA RE 0)6/sin()6/cos(2 ππ −−=

[ ]TgA RE 0)6/sin()6/cos(3 ππ=

Page 47: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

47

where tdRg ++= 00,1δ

The solution to system of equations given by 3-41 through 3-50 yields

3530.01 =θ 4832.01 =ψ 0150.0−=β 2841.02 =θ 7090.22 =ψ 0122.1=ε 1606.03 =θ 6673.13 −=ψ

52.391 =d 70.761 =δ 44.382 =d 38.902 =δ 00.383 =d 55.933 =δ

Equations 3-26 through 3-28 yield

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

=

198.3120.10258.59

,

154.55

79.10723.62

,

114.69

0128

321QQQ AAA

Equations 3-39 and 3-40 permit one to evaluate the remaining coordinates xAP1 , y

AP1 . As a

result 1PA is defined completely.

⎥⎥⎥

⎢⎢⎢

⎡−−

=64

28.176.89

1PA

Finally, Equations 3-51, 3-52 and 3-53 yield the values for 2PA and 3PA

⎥⎥⎥⎥

⎢⎢⎢⎢

=

⎥⎥⎥⎥

⎢⎢⎢⎢

⎡−

=

134.3830.7240.38

,

108.5575.76

55.39

32 PP AA

Figure 3-10 illustrates the device in its final position. For verification of the results

equilibrium condition in the global system and the point of intersection of forces are evaluated

using equations (2.28) through (2.36). It results yield that summation of forces is zero and the

points of intersection of forces are identical, with a maximum deviation of 9101 −× .

Page 48: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

48

Figure 3-10. Device for the example of reverse analysis, case 2.

Page 49: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

49

CHAPTER 4 DEVICE DESIGN

Once the kinematics of the system are understood, the next step is to design the device.

This includes the selection of the dimensions and materials for all the elements to obtain a

reliable platform.

The critical elements in the device are the actuators and the springs that join the actuators

to the moving platform. Their design requires assumptions to simplify the analysis, procedures

and analysis techniques from the area of strength of materials, and information from previous

experiences for the issues where analytical approaches cannot be implemented. The forward

analysis that was previously presented will be used to obtain the maximum deflections associated

with the springs.

Actuator Design

Bimorph beams can provide motion out of the plane when they are heated if the difference

between the thermal expansion coefficients of the material forming the beams is significant.

Also, since the kinematic model assumes that the links are rigid, it is important to limit the

deflections at the end of the beams that would result from the forces applied at the end of the

beam by the spring element.

Materials

A pair of materials that can be used for the beams are aluminum and silicone dioxide.

Table 4-1 summarizes from Senturia [33], some material properties for the beams. There is an

appreciable difference in their coefficients of thermal expansion. In addition these materials are

very common in MEMS microfabrication, therefore there are well established procedures for

their deposition and etching processes.

Page 50: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

50

Table 4-1 Mechanical and thermal properties for aluminum and silicone dioxide. Material Young modulus, E

MPa Thermal exp. coeff, α

6101

−K

2OSi 70000 0.7

Al 69000 23.1 Width of the Beam

For details associated with the manufacturing process, it is convenient to avoid large

values for the width of the beam to make it easier to release the beam using isotropic etching. A

width of 7 µm is recommended.

Deflection and Length of the Beams

Deflection of the end of the beam is strongly influenced for the length of the beam. For an

initial estimation of the deflection it can be assumed that the beams are made of one material.

This assumption is justified in the fact that for both aluminum and SiO2, their Young’s modulus

is almost the same (Table 4-1). If it is assumed that the beams are straight, from strength of

materials the deflection produced by a force at the free end of a cantilever beam, see Boresi [34]

and Figure 4-1, is given by

aa

a FEIL

3

3

=δ , where 3

121 wtI =

then

3

3

4 aa

a

LEwtF

(4-1)

where aδ : deflection at the free end of the beam

aF : force applied at the free end of the beam

aL : length of the beam E: Young’s modulus w: width of the beam t: thickness of the beam

Page 51: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

51

Figure 4-1. Maximum deflection of a cantilever beam.

Equation 4-1 can be solved for several length, width and thickness of the actuators (Figure

4-2). From the point of view of manufacturing, length of the beams is not a constraint, and the

larger beams, the higher motion out of the plane, but at the same time to avoid that deflections

increase dramatically, the thickness must increase. Large thickness are difficult to obtain

therefore they are limited by the manufacturing process. Guided for these reasons the length of

the beam is selected as 200 µm and the total thickness (this is aluminum and silicon dioxide) as 3

µm, then from Equation 4-1 and with w=7 µm

mNF

a

a

μμ

δ41.0=

The current selection establishes that if the maximum deflection is limited to 1 µm, then

the vertical force acting in each beam is 41.0=aF μN. If each actuator has 12 beams, then the

maximum perpendicular force that can be applied to the system is

5*12 ≈= ap FF μN (4-2)

Out-of-Plane Elevation

The design of the spring requires knowing its maximum deflection and one of the factors

that influences this parameter is the elevation of the free end of the beam. The maximum

deformation of the spring is obtained when the beams reach their maximum height (Figure 4-

3A). This situation occurs at the end of the manufacturing process, when the beams are released

from the substrate.

Page 52: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

52

Figure 4-2. Deflection of the free end for several conditions.

From Figure 4-3B it is clear that the height of the free end is given by

)cos1( φρ −=zQ (4-3) where ρ : radius of curvature and φ the angle of ρ with the vertical.

From Figure 4-3B

ρφ=aL (4-4)

Substituting Equation 4-4 into Equation 4-3 yields

( )φφ

cos1−= az

LQ (4-5)

Page 53: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

53

Figure 4-3. Maximum elevation of the free end of the beam. A) Isometric view. B) Lateral view.

Equation 4-5 evidences the dependence of zQ onφ , however the value of φ is difficult to

obtain analytically. At the end of the manufacturing process and before releasing from the

substrate, the beams are in the plane but intrinsic stresses are present. They appear because the

materials are deposited at a higher temperature and after the etching process the two materials

cool to ambient temperature. Once they are released from the substrate, the beam curves up to

release the stresses (Figure 4-4).

Figure 4-4. Bending after release from substrate.

The initial value of the radius of curvature ρ and therefore the initial value of angle φ

depend on the geometry and material properties of the bimorph beam. Liu [35] presents the

following equations that should permit the evaluation of the initial radius of curvature of a

bimorph beam.

Page 54: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

54

MEIeff 0=ρ (4-6)

where

⎟⎟

⎜⎜

⎛⎟⎟⎠

⎞⎜⎜⎝

⎛⎟⎠⎞

⎜⎝⎛ −+++⎟

⎟⎠

⎞⎜⎜⎝

⎛⎟⎠⎞

⎜⎝⎛ −+=

2

12

22

22

21

21

110 212212zttttEztttEwEIeff

( ) ( ) ( )+⎥

⎤⎢⎣

⎡⎟⎟⎠

⎞⎜⎜⎝

⎛+

−+−−−⎟⎟

⎞⎜⎜⎝

⎛=

2211

222111111

21 1112 tEtE

ttEtwM νσνσνσ

( ) ( ) ( )⎥⎦

⎤⎢⎣

⎡⎟⎟⎠

⎞⎜⎜⎝

⎛+

−+−−−⎟⎟

⎞⎜⎜⎝

⎛ +

2211

222111222

2122 111

2 tEtEttEtttw νσνσνσ

( )2211

212222

2112

1

tEtE

ttEtEtEz

+

++=

0EIeff : is the effective flexural stiffness M : bending moment required to bend the cantilever beam z : the position of the neutral axis t: thickness of the layers of the bimorph E: Young’s modulus w: width of the bimorphs σ : intrinsic stress in the layers after deposition ν : Poisson’s ratio for the layers and subindex 1 is for the material at the bottom and subindex 2 is for material on the top.

If ttt == 21 and EEE == 21 , Equation 4-6 can be simplified to

( ) ( )1122 1138

νσνσρ

−−−=

Et (4-7)

To be useful for numerical evaluation, Equation 4-7 requires the knowledge of the intrinsic

stresses 1σ and 2σ . They depend strongly on all the conditions for the manufacturing process and

also on the thickness of the layers. For the same reason, very few values are referenced, and in

the best of the cases only ranges of values varying from negative to positive can be obtained. In

the absence of better information, Equation 4-7 cannot be applied and the estimation of angle

theta must be done from previous experiences. Xie [6] reports that from a beam of similar length

an angle φ of 17º has been observed. For purposes of this design, angle φ is assumed to be 20º.

Page 55: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

55

The exact value is not of interest as well as the spring be able to yield the maximum deformation

without excessive stress that may damage it.

Springs Design

The spring must be able to provide the maximum deformation required for the mechanism

and stand the stresses generated by this deformation. The first step it to evaluate the maximum

elongation that the springs must provide.

Springs Elongation

When the device is on the horizontal plane the length of the springs correspond to the free

length 0d (Figure 4-5A). When beams reach the maximum elevation (Figure 4-5B), the length of

the springs is maximum.

Figure 4-5. Positions for minimum and maximum deformation of the springs. A) Initial position.

B) Maximum deformation position.

Following the procedures presented in chapter 2 it is possible to evaluate the position of

the platform given the points Q, and therefore the maximum elongation of the springs, 0max dd − ,

for several values of the parameters of the device. A set of results is presented in Figure 4-6 for a

length of the actuator 200=aL µm, free length of the spring 800 =d µm, and the length of the

side of the platform 120=pL µm.

Page 56: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

56

Figure 4-6. Maximum deformation of the springs.

Values of 0d cannot be very small to avoid exaggerated stresses. For the current values

of aL , pL 0d and for the already selected value of 20º forφ , the maximum deformation is 4.0

µm. This is the elongation that the spring must provide.

Maximum Force Acting on the Spring

Force acting on the spring must be limited. If this force is excessive its vertical

components acting on the beams may generate a deflection larger than the design value.

Figure 4-7 shows the components of the force acting on the spring. In Equation 4-2 the

maximum admissible perpendicular force was selected as 5=pF µN and then when sF is

maximum

2φπη −

= (4-8)

ηη

coscos p

ss

p FF

FF

=∴= (4-9)

Page 57: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

57

Figure 4-7. Maximum force in the spring.

For o20=φ , Equation 4-8 yields o80=η and from Equation 4-9, 8.28=sF µN.

In summary, to get a maximum deformation of 4.0 µm the maximum force cannot exceed

28.8 µN, in order to keep the component perpendicular of the force to GQ less than 5 µN.

Spring Geometry and Material

The simplest geometry for the spring is a bar with rectangular section, similar to a common

tie (Figure 4-8A). However, to obtain significant deflections with that geometry requires a

material like rubber that is able to deform with low external forces. Some tests were performed

in the laboratory using different kinds of silicone rubber. However due to the fact that the

dimensions of the ties are very small compared with the other components of the device there

was no evidence that the silicone filled the channels. Another undesirable aspect with this

material is the difficulty to etch it with conventional plasma. Since ties are essential to this work

it was necessary to look for other alternatives. A simple one is to change the geometry of the

spring. If instead of a simple bar, a shape like the presented in Figure 4-8B is used, it is easier to

achieve the required deformations.

Page 58: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

58

Figure 4-8. Possible geometries for the spring. A) Bar. B) By segments.

Although it is possible to create the spring using the same materials for the beam, this is

aluminum and silicone dioxide, their stiffness is still high. One alternative is to use

photodefinable polymides. They have low modulus, and in addition can be patterned easily,

which is a very important advantage. Table 4-2 shows some properties of the polyimide HD-

8000 from HD MicroSystems. For the following analysis they are considered as isotropic

materials.

Table 4-2 Properties of polymide HD-8000. Viscosity St

Thickness µm

Cure ºC

Tensile MPa

Modulus MPa

3.5 3 to 5 350 122 2500

Figure 4-9 shows the geometrical parameters for a segment of the spring. If T and H are

given, angle λ and length CL can be evaluated as follows

TLr c =+ λλ sincos2 (4-10) HLr c =+− λλ sinsin2 (4-11)

Squaring Equations 4-10 and 4-11 and adding the results yields

22224 HTLr c +=+ 222 4rHTLc −+=∴ (4-12)

Since CL must be positive, Equation 4-12 shows that the selection of T and H must fulfill

the relation

222 4rHT ⟩+ (4-13)

Page 59: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

59

Figure 4-9. Geometry of a segment of the spring.

If Equation 4-10 is multiplied by λsin and Equation 4-11 is multiplied by λcos then

λλλλ sinsincossin2 2 TLr c =+ (4-14) λλλλ coscoscossin2 2 HLr c =+− (4-15)

Adding Equations 4-14 and 4-15 yields

0sincos =−+ cLTH λλ (4-16)

Equation 4-16 can be solved for λ using a trigonometric method.

Spring Stress

Since the geometry is simple, it is interesting to find analytical relations for the stress and

the deflection of one segment of the spring (Figure 4-10). The maximum tensile stress θθσ occurs

at point B (Figure 4-10). Figure 4-11 presents the nomenclature to derive the expressions for the

circumferential stress in a curved beam following the procedure explained by Boresi [34]

( )( )ARAAR

ARAMAF

mi

mixs

−−

+=θθσ (4-17)

where tbA = (4-18)

⎟⎠⎞

⎜⎝⎛ += RHFM sx 2

(4-19)

Page 60: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

60

Figure 4-10. Segment of the spring.

2bRRi −= (4-20)

bRbRtAm −

+=

22ln (4-21)

Figure 4-11. Parameters for the stress analysis of a spring.

Spring Deflection

For the element shown in Figure 4-10 and 4-11, the total deflection can be considered as

the superposition due to the deflection of the linear segment and the deflection due to the

Page 61: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

61

curvilinear segment. Moreover, when the relation R/b>2, the effect of shear and normal forces

can be neglected. For this case the deflection of the straight element rδ , is given by

zs

Ld

FM

EIMc

∂∂

= ∫02 2δ (4-22)

where ωcoszFM s= (4-23)

From Equations 4-22 and 4-23

323

121,cos

32 tbI

EILF cs

r == ωδ (4-24)

The deflection of the curvilinear segment, cδ is given by

∫−

∂∂

=ωπ

δw

xxc Rda

FM

EM (4-25)

where ( )[ ]aRRLFM csx ++−= ωωω sinsincos (4-26)

From Equations 4-25 and 4-26

( )[ ]∫−

++−=ωπ

ωωωωδ daaRRL

EIPR

c2sinsincos (4-27)

Total deflection per segment nδ is just the superposition of rδ and cδ ,

crn δδδ += (4-28)

For n segments the total deflection is

ns n δδ ∗= (4-29)

Spring Dimensions

Expressions found for the stress and deflection of the spring can be evaluated for different

values of the parameters. Figure 4-12 presents the results for the deflection of the spring when

10=sF µN, T=28 µm and t=3 µm. From then is clear that for the parameters H=50 µm, b=7 µm

and R=12 µm, a force of 10 µN, just a third of the admissible force, is enough to deflect one

Page 62: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

62

segment of the spring 2 µm. If 3 elements are used to create the spring, the resultant deflection

provides more than the required deflection of 4 µm.

Figure 4-12. Deflection in the spring.

Figure 4-13. Stress in the spring.

Page 63: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

63

Similarly, Figure 4-13 presents the results for the stressσ , for the same conditions of

Figure 4-11. It is clear from the highlighted value, that the stress is only 19 MPa compared to the

admissible value of 122 MPa (Table 4-2).

Dimensions found yield a conservative and reliable device. Table 4-3 summarizes the

results. Some of them are not critical and their calculations were not included.

Table 4-3 Main dimensions of the device. Parameters Beams Parameters Spring Length, aL : 200 µm Width, w: 7 µm Thickness of each layer, t: 1.5 µm Number of beams: 12 Material beams: aluminum and silicone dioxide

Width, b: 7 µm Thickness, 2t: 3 µm Free length, 0d : 80 µm H: 50 µm T: 28 µm R: 11.5 µm

Parameters Platform Parameters resistor pL : 120 µm Material: chrome

Width: 5 µm Thickness: 0.2 µm

Page 64: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

64

CHAPTER 5 MANUFACTURING PROCESS

This chapter presents a sequence to manufacture the device. The device is formed by three

materials: silicone dioxide and aluminum for the bimorph beams and between them chrome for

the resistor. Processes are common and they do not involve any strange requirements. Some

experiments were performed at the University of Florida nanofacilities. The manufacturing

process presented here takes advantage of that experience, which is described in Appendix B.

Five masks are used to define all the features of the system. In the following figures depth

dimensions are magnified to assist in the visualization of the geometry of each step.

The substrate for the device is silicon. The wafer does not require any particular electrical

or mechanical properties, and the crystal orientation does not affect the process (Figure 5-1).

Figure 5-1. Silicone substrate.

Figure 5-2. First layer of silicone dioxide.

Page 65: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

65

A first layer of 0.80 µm of silicone dioxide is deposited over the wafer using plasma

enhanced chemical vapor deposition (PECVD) process (Figure 5-2).

Then a layer 0.20 µm of chrome is sputtered over the first silicone dioxide layer (Figure 5-

3).

Figure 5-3. Layer of chrome.

Using a mask, the chrome is patterned and then plasma etching is used to obtain the shape

of the resistor (Figure 5-4).

A B Figure 5-4. Resistor. A) General view. B) Detail.

A second layer of silicone dioxide with thickness 0.70 µm is applied using PECVD (Figure

5-5A). As a result the resistor is isolated, however it is necessary to open a via to be able to apply

voltage (Figure 5-5B).

Page 66: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

66

A B Figure 5-5. Second layer of silicone dioxide. A) General view. B) Detail.

Aluminum with thikness1.5 µm is sputtered to complete the materials for the device

(Figure 5-6A). To be able to apply voltage to the resistors it is necessary to create isolated areas

called the pads. For this purpose an additional mask is required (Figure 5-6B).

A B Figure 5-6. Aluminum layer. A) General view. B) Detail.

The next step is to obtain the shape of the cantilever beams and the moving platform. A

new mask is required to avoid damages in the already created pads. Figure 5-7 illustrates the

result when the aluminum has been removed and the second layer of silicone dioxide is exposed.

A B Figure 5-7. Etching of areas in the aluminum corresponding to the actuators and platform. A)

General view. B) Detail.

Page 67: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

67

The photoresist required for this process is still over the aluminum, but it is not presented

to simplify the visualization. Between the central platform and the actuators appear some free

areas that will be used for the joints.

A new etching process, but the same mask, is required to remove both layers of silicone

dioxide. The process stops when the substrate is reached. At this moment the photoresist is

stripped (Figure 5-8).

Figure 5-8. Etching of silicone dioxide

Springs are created in the next two steps. A layer of polymide is spun on the wafer (Figure

5-9).

Figure 5-9. Polymide layer.

With a mask, the photodefinable polymide is patterned to create the springs. After curing

and removing remaining material (Figure 5-10).

Page 68: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

68

A B Figure 5-10. Polymide springs. A) General view. B) Detail.

The main elements of the mechanisms are ready. The objective of the next steps is to

release the beams, springs and platform. A backside etch on the substrate is illustrated in Figure

5-11. This step determines the depth of the platform.

A B Figure 5-11. Backside etch. A) General view. B) Detail.

The process continues in the front side. Figure 5-12 shows a section view of the wafer and

the detail of the substrate under a spring. The substrate material must be removed.

A B Figure 5-12. Section view of the device. A) General view. B) Detail.

Page 69: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

69

The exposed parts of the substrate are removed using deep reactive ion plasma etch (Figure

5-13). Since the etching process is much more aggressive on silicone than on aluminum or

polymide, a new mask is not required. At this moment all the elements are still attached to the

wafer by small portions of silicone.

A B Figure 5-13. Deep reactive ion etching. A) General view. B) Detail.

Finally isotropic etching is used to remove the portions under the beams and spring (Figure

5-14). Some undercut is also present in the platform, but it does not affect its strength.

A B Figure 5-14. Isotropic etch. A) General view. B) Detail.

Page 70: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

70

CHAPTER 6 CONCLUSIONS

Our research addresses the study of a device formed by compliant links and compliant

joints. At the MEMS level the study of devices with compliant links has been studied extensively

but the configuration proposed in this research is a different approach to the design of MEMS

devices.

Forward and reverse kinematic analyses were performed. They provide the basis for

control of the platform since they permit determination of the position of the system or to know

the inputs to get a desired output.

The manufacture process suggested is feasible. Dimensions for the components of the

mechanism assure a reliable system.

The reverse analysis shows that three actuators provide limited mobility to the platform. It

is possible to increase the mobility adding more actuators, which requires a new mathematical

model, however the basis of the manufacturing process remains the same.

All the information required for the manufacturing of the device is provided and therefore

it is straightforward to create the masks required for the construction of the mechanism.

Experimental evaluation of the final results will provide insight about how to enhance the design.

Compliant joints offers interest possibilities at the MEMS level since rigid joints are

difficult to implement. They can be used to create not only simple platforms, but also to

implement more complex devices such arrays of actuators able to move in the plane or in the

space. In any case, the required kinematics is a complex topic and issues like that associated with

closed solutions are still open. There is a large field of applications related with kinematics

theory of devices intended to work at the MEMS level.

Page 71: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

71

Achievement of new devices requires both theoretical and experimental work. It is

necessary to explore materials that permit better manufacturing and performance of the

compliant joints.

The analysis presented in this research is basically a static analysis. Future works should

include dynamic behavior which is essential to the vibration and control issues.

This work was the first of its kind in the Center for Intelligent Machines and Robotics

(CIMAR) lab at the University of Florida. It shows a way to involve the extensive knowledge

acquired in the design of mechanisms to the MEMS level.

Page 72: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

72

APPENDIX A REVERSE ANALYSIS EQUATIONS

This appendix presents the long form of the equations derived for the second case of the

reverse analysis.

• F1=(d1-d0)*cos(psi1)+(d2-d0)*cos(psi2)+(d3-d0)*cos(psi3)

• F2=(d1-d0)*sin(psi1)+(d2-d0)*sin(psi2)+(d3-d0)*sin(psi3)

• F3=(d1+delta1)*cos(psi1)-(d2+delta2)*cos(psi2)-((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2)^(1/2)

• F4=(d1+delta1)*sin(psi1)-(d2+delta2)*sin(psi2)

• F5=(d1+delta1)*cos(psi1)+1/2*((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma3)*cos(theta3)*t-E3x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma3)*cos(theta3)*t-E3y)^2+(sin(theta1)*t-sin(theta3)*t)^2)^(1/2)-(d3+delta3)*cos(psi3)

• F6=(d1+delta1)*sin(psi1)+1/2*((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma3)*cos(theta3)*t-E3x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma3)*cos(theta3)*t-E3y)^2+(sin(theta1)*t-sin(theta3)*t)^2)^(1/2)*3^(1/2)-(d3+delta3)*sin(psi3)

• F7=delta1*cos(psi1)-Lp*cos(beta)-delta2*cos(psi2)

• F8=delta1*sin(psi1)-Lp*sin(beta)-delta2*sin(psi2)

• F9=delta1*cos(psi1)-Lp*cos(beta+alfa)-delta3*cos(psi3)

• F10=delta1*sin(psi1)-Lp*sin(beta+alfa)-delta3*sin(psi3)

• F11=(-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2+(-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma3)*cos(theta3)*t-E3x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma3)*cos(theta3)*t-E3y)^2+(sin(theta1)*t-sin(theta3)*t)^2-2*((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2)^(1/2)*((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma3)*cos(theta3)*t-E3x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma3)*cos(theta3)*t-E3y)^2+(sin(theta1)*t-sin(theta3)*t)^2)^(1/2)*cos(epsilon)-(-cos(gamma2)*cos(theta2)*t+E2x+cos(gamma3)*cos(theta3)*t-E3x)^2-(-

Page 73: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

73

sin(gamma2)*cos(theta2)*t+E2y+sin(gamma3)*cos(theta3)*t-E3y)^2-(sin(theta2)*t-sin(theta3)*t)^2

• F12=(-cos(gamma2)*cos(theta2)*t+E2x+cos(gamma1)*cos(theta1)*t-E1x)*nx+(-sin(gamma2)*cos(theta2)*t+E2y+sin(gamma1)*cos(theta1)*t-E1y)*ny+(sin(theta2)*t-sin(theta1)*t)*nz

• F13=(-cos(gamma3)*cos(theta3)*t+E3x+cos(gamma1)*cos(theta1)*t-E1x)*nx+(-sin(gamma3)*cos(theta3)*t+E3y+sin(gamma1)*cos(theta1)*t-E1y)*ny+(sin(theta3)*t-sin(theta1)*t)*nz

• F14=P1z-(sin(theta2)*t-sin(theta1)*t)/((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2)^(1/2)*d1*cos(psi1)-(nx*(-sin(gamma2)*cos(theta2)*t+E2y+sin(gamma1)*cos(theta1)*t-E1y)/((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2)^(1/2)-ny*(-cos(gamma2)*cos(theta2)*t+E2x+cos(gamma1)*cos(theta1)*t-E1x)/((-cos(gamma1)*cos(theta1)*t+E1x+cos(gamma2)*cos(theta2)*t-E2x)^2+(-sin(gamma1)*cos(theta1)*t+E1y+sin(gamma2)*cos(theta2)*t-E2y)^2+(sin(theta1)*t-sin(theta2)*t)^2)^(1/2))*d1*sin(psi1)-sin(theta1)*t

Page 74: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

74

APPENDIX B PREVIOUS WORK

A process using four masks was tested. Figure B-1 shows the layout of one of the masks

used and a detail of one of the features. The goals of this set of experiments were to gain

experience about the basic micromanufacturing techniques, to study the behavior of silicone

rubber as material for the compliant elements and find if the whole process could be done from

one side of the wafer. The tests were made at the University of Florida Nanofacilities.

A B

Figure B-1. Mask used in the previous work. A) Outline. B) Detail of a feature.

Compliant joints made of rubber exhibit a good performance in macro devices. It seemed

appropriate to implement a similar solution for the microdevice, and in this way, simplify the

design of the springs. For this purpose the references Q1-4010 and JCR 6122 from the brand of

encapsulants and led materials from Dow Corning were selected. According with the information

of the manufacturer, they are flowable, cure to a flexible elastomer, operate in a wide interval of

temperature (-45º to 200 ºC) and exhibit minimal shrinkage. Information about elastic modulus is

not always available, but some data suggest values less than 200 MPa. Their original viscosities

are in the range from 300 to 800 centipoises.

Page 75: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

75

Figure B-2 depicts one of the features manufactured at the lab. Black areas are holes.

Silicone rubber should fill the gaps and then rubber should be removed from selected areas in

order to form the ties that connect the central platform and the actuators. However, there was no

evidence that the material filled the trenches, even though when the viscosity was reduced using

a solvent. Oxygen plasma was used to etch the rubber, but for practical purposes the material was

insensitive to this procedure. As a conclusion from these results, the material for the ties must be

photodefinable and still provide enough deformation. Polymides are a good alternative for this

purpose.

Figure B-2. Manufactured feature.

Other set of tests were performed trying to release the central platform through the use of

isotropic etch and working from the front side only. The procedure showed that it is not feasible

to release the platform in this way and etching from the back side is necessary.

No additional constraints were found from the experiments. The design presented in

chapter 5 includes these considerations.

Page 76: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

76

LIST OF REFERENCES

1. Chen,W., Chien, C. Hsieh, J. , and Fang, W., 2003, “A Reliable Single-Layer Out-of-Plane Micromachined Thermal Actuator,” Sensors and Actuators A, 103(1-2), pp. 48-58.

2. Milanovic, V., 2004, “Multilevel Beam SOI-MEMS Fabrication and Applications,” Journal of Microelectromechanical Systems, 13(1), pp 19-30.

3. Lee,C., 2004, “Design and Fabrication of Epitaxial Silicon Micromirror Devices,” Sensors and Actuators A, 115, pp 581-590.

4. Bronson, J.R., and Wiens, G. J., 2006, “Control of Micro Mirrors for High Precision Performance,” Proceedings of the Florida Conference on Recent Advances in Robotics, Miami, FL, May.

5. Fu Y., Du H., Huang W., and Hu, M., 2004, “TiNi-Based Thin Films in MEMS Applications: a Review,” Sensors and Actuators A, 112(2-3), pp. 395–408.

6. Jain, A., Qu, H., Todd, S, Xie, H., 2005, “A Thermal Bimorph Micromirror with Large Bi-directional and Vertical Actuation,” Sensors and Actuators A, 122(1), pp. 9-15.

7. Ebefors, T., Mattsson, J., Kalvesten, E. and Stemme, G., 1999, “A Robust Micro Conveyer Realized By Arrayed Polymide Joint Actuators,” Proceedings Twelfth IEEE Conference on Micro Electro Mechanical Systems, Orlando, FL, January, pp. 576-581.

8. Suh, J., Darling, R., Bohringer, K., Donald, B., Baltes, H., and Kovacs, G., 1999, “CMOS Integrated Ciliary Actuator Array as a General-Purpose Micromanipulation Tool for Small Objects,” Journal of Microelectromechanical Systems, 8(4), pp. 483-496.

9. Schweizer, S., Calmes, S., Laudon, M., and Renaud, P., 1999, “Thermally Actuated Optical Microscanner with Large Angle and Low Consumption,” Sensors and Actuators A, 76(1-3), pp. 470–477.

10. Jensen K., Howell L., and Lusk K. 2004, “Force Relationships for an XYZ Micromanipulator with Three Translational Degrees of Freedom,” Proceedings Design Engineering Technical Conferences, ASME, Salt Lake City, Utah, USA, September.

11. Bamberger, H. and Shoham, M., 2004, “Kinematic Structure of a Parallel Robot for MEMS Fabrication,” Proceedings On Advances in Robot Kinematics, Netherlands, pp. 113-122.

12. Tung, Y., and Kurabayashi, K., 2005, “A Single-Layer PDMS-on-Silicon Hybrid Microactuator with Multi-Axis Out-Of-Plane Motion Capabilities - Part I: Design and Analysis,” Journal of Microelectromechanical Systems, 14(3), pp. 548-557.

13. Fuller, R., 1975, Synergetics, Explorations in the Geometry of Thinking, Collier Macmillan, London.

Page 77: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

77

14. Kenner, H., 1976, Geodesic Math and How to Use It, University of California Press, Berkeley.

15. Calladine, C., 1978, “Buckminster Fuller’s Tensegrity Structures and Clerk Maxwell’s Rules for the Construction of Stiff Frames,” International Journal of Solids and Structures, 14, pp. 161–172.

16. Murakami, H., 2001, “Static and Dynamic Analyses of Tensegrity Structures. Part 1. Nonlinear Equations of Motion,” International Journal of Solids and Structures, 38, pp. 3599-3613.

17. Crane, C., Duffy, J. and Correa, J., 2005, “Static Analysis of Tensegrity Structures,” Journal of Mechanical Design, 127(2), pp. 257-268.

18. Knight, B.F., 2000, “Deployable Antenna Kinematics using Tensegrity Structure Design,” Ph.D. thesis, University of Florida, Gainesville, FL.

19. Sultan, C., and Corless, M., 2000, “Tensegrity Flight Simulator,” Journal of Guidance, Control, and Dynamics, 23(6), pp. 1055-1064.

20. Tibert, A., and Pellegrino S., 2002, “Deployable Tensegrity Reflectors for Small Satellites,” Journal of Spacecraft and Rockets, 39(5), pp.701-709.

21. Sultan, C., and Skelton, R., 2004, “A Force and Torque Tensegrity Sensor,” Sensors and Actuators A, 112(2-3), pp. 220–231.

22. Ingber, D. E., 1993, ‘‘Cellular Tensegrity: Defining New Rules of Biological Design That Govern the Cytoskeleton,’’ Journal of Cell Science, 104, pp. 613–627.

23. Furuya, H., 1992, “Concept of Deployable Tensegrity Structures in space Application,” Int. J. Space Struct. 7(2), pp. 143–151.

24. Sultan, C., and Skelton, R., 2003, “Deployment of Tensegrity Structures,” International Journal of Solids and Structures 40, pp. 4637–4657.

25. Pelesko, J. A., and Bernstein, D. H., 2002, Modeling MEMS and NEMS, CRC Press, Boca Raton, FL.

26. Hah, D., Yoon, E., and Hong, S., 2000, “A Low-Voltage Actuated Micromachined Microwave Switch Using Torsion Springs and Leverage,” IEEE Transactions On Microwave Theory and Techniques, 48(12), 2540-2545.

27. Yang, S., Chen, X., Hasegawa, M., and Motojima S., 2004, “Conformations of Super-Elastic Carbon Micro/Nano-Springs and their Properties,” Proceedings of the International Conference on MEMS, NANO and Smart Systems, Alberta, CA, August.

28. Hata, S., Kato, T., Fukushige, T., and Shimokohbe, A., 2003, “Integrated Conical Spring Linear Actuator,” Microelectronic Engineering 67–68, pp. 574–581.

Page 78: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

78

29. Brand, L., 1947, Vector and Tensor Analysis, Wiley, New York.

30. Duffy, J., 1996, Statics and Kinematics with Applications to Robotics, Cambridge University Press, New York.

31. Crane, C., and Duffy, J., 1998, Kinematic Analysis of Robot Manipulators, Cambridge University Press, USA.

32. Howell, L. L., 2001, Compliant Mechanisms, Wiley, New York

33. Senturia, S. D. 2001, Microsystem Design, Kluwer, Boston.

34. Boresi, A. P., and Schmidt, R.J., 2003, Advanced Mechanics of Materials, Wiley, New York.

35. Liu, C., 2006, Foundations of MEMS, Prentice, Upper Saddle River, NJ.

Page 79: KINEMATIC ANALYSIS AND DESIGN OF A COMPLIANT MICROPLATFORM · model for their description. Two kinematic issues are presented: the forward and reverse analyses. The forward formulation

79

BIOGRAPHICAL SKETCH

Julio Correa completed his master’s degree with Dr. Joseph Duffy in 2001 at the

University of Florida. He worked on kinematics, a topic he enjoyed. He returned to Colombia

his native country after completion of his master’s degree.

He came back to University of Florida to pursue and complete the PhD program under

supervision of Professor Carl Crane in 2004.

He returned to Universidad Pontificia Bolivariana in Medellín, Colombia after completion

of his PhD program to conduct research on kinematics of microdevices and do teaching.