keith starrett financial disclosure report for 2009

8/3/2019 Keith Starrett Financial Disclosure Report for 2009

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I .4010 [ FINANCIAL DISCLOSURE REPORT R e p O r t R o q , ,i r ~ a b y lh e E l J , i c sin Gove~ment,~ct of 1978~ ~ , . ~ / g 0 ~ 0 [ FOR CALENDAR YEAR 2009 ~s u.s.c, app. f f 1o1-1 l l )1. P erson Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of ReportStarrett. Keith U.S. District Court for the Southern Di~.ision of Missis.~ipp~ 7113!2010

4. q itle (Article I11 judges ir~dicate active or senior status; 5a. Report T~,pe (check appropriate t~pe) 6. Reporting Periodmagistrate judges indicate full- or part+time) [] .Nomination, Date 0 1 / 0 1 / 20 0 9Article Ill Judge- Active [] Initial [] Annual [] Final to12/31,r2009

5b. [] Amended Report7. Chambers or Office Address 8. On the basis of the information contained in thi~ Report and anymodifications pertaining thereto, it is, in my opinlon, in compliance701 N. Main Street ~ith applicable la~,s and regulations.Suite 228Hatt icsbttrg . M S 39401 Rev[ev, ing Officer Date

I M P O R T / I N T N O T E S : Tlte instructions accompanying this form must be foltowed. Complete all parts,checking the A"ONE box for each part where you have no reportable b~formation. Sign on last page.

N O N E ( N o r e p o r t a b l e p o s i t io n s . JPOSITION N A M E O F ORGANIZATION/ENIglTY

Officer and Director M-.~-K, inc .

2. Trustee Trust #1 Kcith Starrett Self-employed Retirement Plan & Trust

N O N E (No reportable agreements.) r :~

DATE PARTIES AND TERMS ~ ~ ..12/31,"2004 Mississippi S~rc Employees Pension Fund; Pension Upon R ~ching Age 60 ~


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FINANCIAL DISCLOSURE IO~PORT [ N .... of P ..... R e p o r t i n g D a t e o f R e p o r tPage 2 of 2 1I Starr~,tt, Kcith

7/13,~010

I l l . N O N - I N V E S T M E N T I N C O M E . ~R~por,i ,gi .~ivi~uo~,,dspo~e;,e~pp.A. Fliers Non-Investment Income

~ (No reportable non-investment income.)ONED A T E SOURCE AND TYPE I NC O ME(yours, not spouses)

1. 2009 Kcith Starrett Self-Employed Reti.,-emcnt Plan and Trust, Insurance $1,045.00Benefit

B. Spouses N o n - I n v e s tm e n t . In c o m e - ff 3,ou were married during any por t ion o f the repo r t lng ) ,ear , complete this section.(Dollar amount nol required e-rcept for tzonr, t aria.)

[~] NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

(Includes those to spouse and dependem children: see pp. 25-27 of filing inatru~tions2[~] NONE (No reportable reimbursements.)

SOURCE DATES LOCAT!ON PURPOSE ITEMS PAID OR PROVIDED1 . A m er ic an Co nf er en ce 2/2 ,1109 - 2 / 2 7 / 0 9 New York, New York Speaking at Managing Travel Expenses (hotel, airfare, mileage,Institute Complex Litigation cab fares, meals)

Conference2. The Mississippi Bar 7/12/09 - 7/19/09 Destin, Florida Speaking at B ar Mileage and Tw o Nights of HotelAssociation Convention Expenses3. State olMississippi Drug 5i21/09 - 5/22/09 Natchez, Mississippi S pe ak ing a t S ta te Dr ug H ot el Ex pense s f or One N ightCourt Court Conference4. Northwestern University, 4/18109 - 4/21/09 Chicago, Illinois Attend Judicial Symposium Travel Ex psenscs (airfarc, mileage,Judicial Education Program - Criminalization of parking, hotel, cab fares)Corporate Conduct


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FINANCIAL DISCLOSURE REPORT .~ ..... f P ..... R e p o r t i n g D a t e o [ R e p o r tPage 3 of 2 1 Slarrett , Kei th 7 / 1 3 / 2 0 1 0

5. National Association of Drug 11 /19/09 - 11 /21/(/9 Boston, MA NADCP Board Meeting HotelCourt Professionals


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FINANCIAL DISCLOSURE REPORTI N ....

fP ..... R e p o r t i n g D a t e o r I ~ e p o r tPage 4 of 21 s t ~ , - r ~ . . K t , i, h 7 / 1 3 / 2 0 1 0

~ NONE ~o reportable g~s.)~OURCE DESCRIPTION VALUE

1 .2.3.4.5.

VI. LIABILITIES. a,,,.I,,te,,ho,, o,p ........ ~ dependent children; seepp . 32-33 offilingN O N E (No reportable liabilities.)

~REDITOR DESCI~.!PTION VALUE CODEI.2.3.4.

5.


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FINANCIAL DISCLOSURE I:CEPORT [ Name ofP .. . . R e p o r t i n g DateofReportPage 5 of 2 1 [ Starrett, Keith 7 / 13 12010

V II. INVESTMENTS an d TRUSTS - i ........ lue, t . . . . . . , ions (D, c ludes those of sp . . .. . . . d dependent chi ldren; .,eepp, 34-60 o/ f ! t ing i .. . .. . , i o n s . )NONE ~ reportable income, assets, or transactions). . . . . X . . . . . ~ . . . . S ; ? . . . . . . . c . ~ ............D e s c r i p t i o n o f A s s e t s Income d~in~ G r o s s v M u e a t e n d T r a n s a c t i o n s d u r i n ~ r e p o r t i n g p e r i o d(including ~st assets) reposing period o f r e p o a i n g p e r i c ~

- ~ , ) ( 2 ) O ) ( : ~ O) ~ ( 2 ) ~ ( 3 ) ~ ~ 4 ) . . . . . ~) "P l a c e "(X)" a f t e r e a c h a s s e ~ A m o u nt T y p e ( e .g .. Value , V ~ l u e T ) T c ( e . g ., Date. V alue .{ Ou~ I d e n t i~ y o fe x e m p t t r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t . C o d e 2 M e t h o d b u y , s c l l , mm~ddiyy [ Code 2 Code I buyer/seller( A - H ) or t ) ( J - P ) ~ C o d e 3 ~ e d e m ~ t i o m [ (J-P) : (A-II) ( i f p r i v a t eI , r a n s a c , i o n )( Q -W ) ~

1 . Rental Properly No. 1; McComb, MS F Rent O W2. Rental Property No. 2; McComb, MS E Rent N W

~ 3 . Rental Proper~ No. 3; McComb, MS E Rent N W4. Mineral Rts; Pike Co.,MS Denbury Energy E Royalty K W& Pruit Production5. Oaldmrst Associates LP None J W6. Pike County National Bmuk A Dividend K T7. First SW Corp. Common Stock G Dividend PI T8 AmSouth Bank (,low Regions) A Interest J T9. Royalty Interests Fen:wood Field; Pike Co., None J WMS

1 0 . Timberland Watthatl Co,MS; ] C Rent PI WI I. Timberland Pike Co., MS ] C Rent PI W1 2 . Walker #1 Oil Investment, Waltha[l Co., MS A Royal~ J WI~ . Trust#1 Keith Stanctt Self-Employed Ret. DividendPlan & "rrus,1 4 . All investment dcclsioas involving listed RoyaltyCOl~lmoll stocks made1 5 . by Independent Investment Advisors F Rent P 1 W1 6 . Assets of lrust Interest

1 7 . -SLIAX

1 . ln ome G ain Codes: A =$ 1 .0 0 t) or less B =$ 1 .0 0 1 - $ 2,5f;0 C = $ 2,50 1 - 1 .5,0 0 0 D ~ 5 5 , 0 0 1 - $ 1 5 , 0 0 0 E - $ 1 5 ,0 0 1 - I50 . 0 0 0(See Cohuntts 111 and D4) F =$50,001 - $ IO0,C~0 O =1 1 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 Ill =$1.000.001 - $5,000,~ 112 -More ~an $5.000 ,~002. V~iue Codes J = $ 1 5,0 ~ or les~ K =S 15.f~/1 - $50.000 L = $ 50 ~ 1 - $ 1 0 0 0 0 0 M = $ 1 ~ 0 0 0 l - $ 250 ,0 0 0(See Uolutrmi C] ~nd Da) N =~ 2 5 0 , ~ ) I - $ 5 0 0 , 0 0 0 O = $ 5 0 0 . ~ 1 - $ L 0 0 0 , 0 0 0 P I = $ [ , 0 0 0 ~0 0 l - $ 5 ,0 0 0 . ~0 P 2 = $ 5 . 0 0 9 . 0 0 1 - $ 25 , 0 0 0 , 0 0 0P 3 =$ 2 5 , N N ,0 0 1 - $ 5 0 , 0 ~ , 0 0 0 P4 =More than3. V~ lue Meff, od Codes Q - A pprais:d R =Cost (Rc~ I Estate Only) S ~Assessment [ - Cash Ma~{xt


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FINANCIAL DISCLOSURE REPORT ] N ....fP .....Reporting [ Date of ReportPage 6 of 21] S t a r r e t t , K e i t h I

7/13/2010

VII. INVESTMENTS and TRUSTS - i ..... ,, ~alue, t ......tions (Include~ those of sp ....... d dependent chi ldren; seepp . 34-60 dr i l l ing ins t ruct ions . )[~] N O N E (No reportable income, assets, or transactions.)

A. "~7 B. C. D.Description of Assets Income d~fing Gross value at end ~ Tr ans ac tions d~iring r~o~ing(including trust assets) ,. ~po~ing period ofr~oning period [

(1 ) (2) (1) (2) ~ (1) (2) (3) (5)Place "(X)" afte~ each asset [ Amoun~ Type (e.g., V alue V alue ; T)3~e e g Date Value Gainexempl from prior disclosure ~ Code l ~ div.. rent, Code 2 ~ Method [ buy, sell, mm:d~yy C~e 2 i Code 1 : bu~er,seller

~ ,, ( Q - W ) , [ 1 ~ansaction)

~8. -SLBAX19 . -ABALX

2 0 . -Cheesecake F actoD Sold 04/28/0921. -Cree Sold 9 ; 3 ? 0 922. - EBAY2 3 . -PWER (Power One, Inc.} Sold 9/3/09 J2 4 . -QCOM (Q ual Comm., Inc.)

2 5 1 -SMTL (Scmitool, Inc.) Sokt 1 1 / 1 7 ; 0 9 J2 6 . -SYNA (Synaptics, Inc.) Sold 03/26/09 J A27. -ILA (aquila, Inc.)

2 8 . -MNT

~.) . -MIRKQ (Mirant)

3 0 . -Schnitzer Steel Industries Sold 04/16/09 J D(part)3 1 . -Xilinx Inc. Sold 8/5/09 J3 2 . -Q uadra Mining partial sell 0 7 1 1 7 / 0 9 J C3 3 . -Cont! Airlines CI E1

3 4 . -Frontera Copper Sold , 1 / 2 9 / 0 9 I

} I. lnco~r.e Gain Curies: A ~ $ 1 , 0 0 0(~cc Coluums B 1 and D4) F - $ 50 ,0 0 1 - $ 1 0 0 ,0 0 0 G =$ 1 0 0 , 0 0 1 - 1 1 . 0 0 0 . 0 0 0 HI = $ 1 , 1 ) 0 0 . 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H2 ;More than $5,OO0.0~kq2. V alue Codes J =115,000 or tess K = $ 1 5,0 0 t - $50 , 0 0 0 L ~ $ 5 0 . 0 0 t - $ 1 0 0 , 0 ( ~ 1 M =$100,001 - $250.01)Oi (See Ct)l,airms CI antl D3) N = $ 250 , 0 0 1 -

i P3 ~$25,t20~,201 - $50,000,~),3t./ P4 " More than $513,000.000~ 3. Value Method Codes Q ~Approi~al R C,~t (R~I Estate Only) S =Assessment T -Cash Market(See U olmrm C2) L I = B ook V alue V -Od ;er W ~Estimated


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FINANCIAL DISCLOSURE REPORT r~ame of Person Reporting Date of ReportPage 7 of 2 1 s t a r t e r , , K e i t h 7 1 1 3 / 2 0 1 0

V I I. IN V E S T M E N T S a n d T R U S T S - i . , . o , , , ~ , , , a ~ . , , , . . . . . . . . , ; o , , . ~ a . c ~ . a , .~ , ~ o ~ , o ! ~ p . . . . . . . a d . , . .a . , , , c ~ , i ~ a , , . ; , . , r e . ~ . ~ o~ NONE (No reportable income, assets, or transactions.)............. A7 ..... ~ . C. ..... O~ .........j D ~ s c r ~ t m n o f A s s e t s Income duhng G r o s s v a l u e a t e n d ~ 1 m n s a c l i o n s d u r i n g r e p o r t i n g p e r i o d(including trust a~ ets) reposing period ofrepomng period, P l a c e " ( X ) " a ~ e r e a c h a s s e l A m o u n t " T ~ T e ( e . g ., V alue V alue T y p e ( e . g . , D a t e Value Gaine x e m p t f l o r a p r io r d { s c l o s u r e [ C o d e 1 ~ d i e . , r e n t , C o d e 2 Mclhod buy, sell, r nm ~ d & ~ : C o d e 2 , C o d e I b u ~ : e r / s e l l e r~ { A - H ) :~ o r i n t . ) ( l - P ) ~ Code(Q_W)3r c d e m p t i o a ) , [ (J-P){ A - H } gansactien)(ifpri.......................~ ~ _~ ........... ~ ~, .............

3 5 . -Sigma Designs3 6 . -OZ Minerals, l)q~a Z inifex

37. -Century Aluminum38. -Sirius X M , tTk~a XM Satellite Radio

3 9 . -Anadigics, Inc.

40 . -Rowan Companics41 . -EZ Chip Semiconductor, fik~!a Lanoptics42. -Semitool, Inc.43. -Hercules Offshore44 . -Patterson Energy

45 . -Micron Tech

4 6. -Tara Motors

4 7 . -Tho~npson Crcck ,5k/a Bh~c Pearl Mining Sold 6 1 2 9 , " 0 9 J A48. -Netlogic

! 4 9 . -Carmax Sold 9/3/09 Ji50. -Aditya [3ida Minerals

5 1 . -First Nickel

I 3 " ~ $ 2 5 , 0 0 0 . 0 0 1 - ~ 5 0 . 0 ~ ) 0 , 0 0 0 P4 = M O r e t ~ , a n $ 5 0 .0 0 0 . 0 { 1 0


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FINANCIAL DISCLOSURE REPORT N .... fPer son R ep or t in g D at eo l R ep or tPage 8 of 21 Starrett, Keith 7/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... ~ . ~ , transactions (Includes those of st~ ....... d dependent children; see pp. 34-60 of f!ling in~ruction~)N O N E (No reportable income, assets, or transactions.)

Descriptim~ of Assels Income during Gross value at end Transactions during reposing period(inclu~ng trust assets) ~... r~o~ng period of reporting period __~o) ~ ~57-- ~) (2)- (, (2) ~(3) ~ ~] ...... ( ~ )Place "(X)" a fter each asset Amouut Type (e.g., Va lue Va lue T2,~e (eg.: Da~e Value Gain [ Identity ef

exempt from prior disclosure Code ] . div., rent, Code 2 Method buy, sell, ~:d~" Code 2 C~e 1 [ b m , e C s e l ]e r, (A-H)] or in:) (J-P) Code3 redemption) (J-P) (A-tit ] (if private(Q-W) .... ~ transaction}

52. -Laboratoo" Corp of America

" 53. -Pcrilya Ltd.

5 4 . -Commercial Metals Co.

5 5 . -Liberty Mines5 6 . -Perilya Ltd.

5 7 . ..lveraia Inc. (corrected spellhxg li-om lastyear)58. -Anadigius Inc. (corrected spelling from lastyear)5 9 . -Diana Shipping

6 0 . -Intel Corp_

61. -John Hancock Bank and Thrift Fund Sold 0 3 i 2 6 1 0 9 J6 2 . -Airtran tloldings Sold 03/26/09 J

63. -Dccrc attd Company

I 64 . -Apple Compulcr

6 5 . -Nvidia Corp. Sold 9 / 3 1 0 9 J6 6 . -Phosphate t!oldings, Inc.

6 7 . -Terra Industries Sold 1 1 2 4 / 0 9 J6 8 . -Teck Cominco Ltd.

I. Income Gain Codeg: A = $ 1 , 0 0 0 o r { c s~ B =3!.00 1 - $ 2,50 0 C ~$2.501 - $ 5.0 00 D

(gee Columas CI and D3) N =$250,0~i . $ 5 3 0 , 0 ~ O = 5 5 0 0 , 1 ~ 0 ~ - $ 1 . 0 0 0 .O 0 0 PI =$1.000.06! - $5,000,000 P2 =15,~0,001 - $25.000,0~)3 Value Method C~es Q - A p ~ ai ~ l R ~:Co~l (Rca Es te Oniy) S =Assessment T =Cash Market(See ~ohmm C2) U =Book Value V "Ot~er W = E s t { ; n a te d


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FINANCIAL DISCLOSURE REPORTPage 9 of 21 Starrett, Keith 7 / 1 3 / 2 0 1 0V II. INVESTM ENTS and TRUSTS - i . . . . . . ~, ~,alue, t ....... tions (Include.~ those of sp . . . . . . . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f fi l i t, g i n s t r u c t i o n s . 3

NONE (No reportable income, assets, or transactions.)A ................ [ . . . . . . ~ . ~- ~. D .D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r i n g Gross value at end ~ T r a n s a c t i o n s d u r i n g r e p o s i n g(iucluding trust as~c~) , reporting peri~ o f repotling ~riod

Place"(XY aft . . . . h a s s e t A .... t ~ Type (e.g., V a h , e I Value T}ve (eg, Da,c ] V M u c ~ G a i n ldentlb ofe x e m p t f r o m p r i o r d i s c l o s u r e Code I , d ~ v . , r e n t , C o d e 2 I Meth~ buy, sell, .m~.d~yy : Code 2 ] Code t b u y e r , s e R e r(A-H) ] o r i n t . ) (J-O I C o d e 3 ~ r e d e m p t i o n ) ~ (J-P) ! (A-H) (ifp~vate~6 9 . -Castle A M & Company

7 0 . -Schnizer Steel

7 1 . -Xilinx, Inc. Convertible Bond

7 2 . -Tcck Cominco Ltd. B uy 03/26/09 J(addl)7 3 . -Quadra Mining, Ltd. B uy 03/26/09 J(addl)7 4 , -Century Ah~minum Company B uy 05/08/09 J

7 5 . -Whole Food Market, Inc. B uy 0 6 / 2 - 9 / 0 9 J7 6 . -Dana Holding Corp. B uy 07,29/09 J7 7 . -Synaptics, Inc. B uy 0 8 / 0 5 . / 0 9 J7 8 . -Northgate Mincralz, Inc. B uy 09/03/09 J7 9 . -Advanced Micro Devices B uy 11/17/09 J8 0 . -Freeport Macmaran Copper and Gold B uy 11/23/09 J

8 1 . -Advanced Micro Devices B uy 12q7;09 J(addll8 2 . -Quick Logic Corp B uy 1 2 ~ 2 2 / 0 9 J

$ 3 . -Scoured Loan to McMillan & l-lonca None M8 4 . -Regions National Bank Money Market LAcct.8 5 . -Anntmily Purchased General Elcctric Crcdi~ Matured 7/15/09 KCorp.

i n c o m e G 3 [ n C o d e g : A = $ I , r ~ 0 0 o r t e s s S = $ 1 . 0 0 ! - $ 2 . 5 0 0 C = $ 2 . 5 0 1 - $ 5 . 0 0 0 D = $ 5 , 1 ~ 3 1 - $ 1 5 . 0 0 0 = $ 1 5 , 0 0 - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE REPORT ~ .... fI" ..... R~:por, ing Da t e o f Re po r tPage 1 0 of 21 Starret t , K e i t h 7 / I 3 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i ......... t.e,, ...... n o . , C z . c t .a ~ . ~ a , o . e o y ~ . .. .. . .d a . ~ . ~ a ~ . t~ d ~ . .; ~ , ~ . S d - ~ O o y ~ i .g ~ . ~ , ~ a o ~ . . )~ NONE ~o report~ble D~come, asset~, or tra~sactio~rs.)

Description ~f Ass~s ~ l~ com e during G r~ ss value at end "lmnsactions d~ng re~erting peric~[ (incloding ~n~s~ asse~s) rcp~ing period of reposing period

~ (~ ) (2 ) O) (2 ) (~ ) (~)~ (3) (~) (5 )~ Place "(X)"aRer each asse~ Amount ~ 7"~e (e.g., Value Value T~pe (e.g . , : Date ~ Value Gain Iden~i~ ofI exempt t~om prior discloscre Code 1 div., rent, Code 2 Method buy, sell, na~r~d~))" Code 2 Code 1 buyer/seller, ] (A-H) ~ or int.~ ~ (J-P) CoJe 3 redemption) :* (J-P) ( ~ - H ~ (if private] ( Q - W ) transaction)

86 . -Timberland Copiah Co., MS

8 7 . -Timberland Attala Co., MS8 8 . -Pike County Nat~tional Bank Common

Stock8 9 . -Guardian Life Insurance.Policies

9 0 . Charles Schwab Brokerage Acct., Personal;All investmenl9 1 . Decisions made by Independent Adv isors

9 2 . Emeroon Electric Co (M) A Dividend K T93. Medtronio Inc. (M) None J T94 . Enterprise Partners, ~k/a Pioneer Natural B Dividend J TRes Co (M)95. Qualcomm Inc (M) A Dividend I. T J B9 6 . Microvision None Sold 07/29/09 J C9 7 . Continental Airlines None J98. EZ Chip Semiconductor, /L~a Lanoptics None J TLtd.99. Laboratory Corp of America None J T1 0 0 . Tcck Cominico Ltd. None K T B uy 02!06/09 J1 0 1 . Q uadra Mining, Lid. None K T B uy 03/04/09 J1 0 2 . Nctlogic Microsystems, Inc. None J T B uy 06103/09 J

{ S e e C o lu m n~ B I a n d D 4 ) ~ = $ S 0 ,0 01 - $ 1 00 ,0 00 G - $ 1 0 0 . 0 0 t - $ 1 , 0 0 0 . 0 0 0 t I I =$1,000,00 l - $ 5,~,000 H 2 = M o r e th ~(~c Colu~ CI a ,~d D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0 O =$5~,001 - $~ .~0,000 PI -$I,000,001 - $5,0C~,000 P2 =$5.0~,001 - $25,0~)0,000


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FINANCIAL DISCLOSURE REPORT N .... f P ..... R e p o r t i n g D ~ t e o f R e p o r tPage 11 of 21 Starrett, Keith 7 / 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - . . . . ~ , v a l u e , t . . . .. . . t l o n . * (Includes those of sp ........ d d e pe nd e nt c h i ld re n; se e pp . 34-60 off!ling instructions.)

N O N E ~ro reportable income, assets, or transactions.)

Description of A ssets Income during ~ Gross value at end "lr~nsactions du~ng reining pefi~

P l a c e " { X )~ a ~ e r e a c h a s s e l A m o u n t ~ 1~ ~e.g . , V a t u e . V M u e T~e (e.g., . Dat~ : Value ~ Gain I d e n ~ i P ]exem~ from prior disclosure ~ C o d e I d i v . , r e n t , C o d e 2 Melhod buy, sell, ~mm.d~)~ Cod~ 2 Code I~ ( A - I t ) e r i n k ) ( J - P ) C o d e 3 ~demption) ~ (J-P~ ~ (A-H) { i f p r i v a t e~ (O.W) ~ t ~ a n s a c f i o n )

~ 1 0 3 . Whol~ good Market, Inc. None J T B uy 0 ~ / 1 0 0 9 J

1 0 4 , Ncwmon~ Miniag Conv~ible Debenture A Interest J T B uy 09i01/09 J1 0 5 . V iv~ s None J T Bn y 0 9 ; 0 9 , " 0 9 J

1 0 6 . Nevada Copper Company None J T B uy 10/21/09 J1 0 7 . Catepillar, Inc. A Dividend J T B uy 1 1 i 2 5 1 0 9 Jt08. First Southwest Corp. A Dividend K T1 0 9 . IRA #1 All investment decisions made byindependent1 1 0 . Investment Advisors. Held by Charles E lnt./Div. O TSc hwab1 1 1 . -Breakwater Rosources Ltd. new

1 1 2 . -Energy Conversion Devices

1 1 3 . -Sigma Designs1 1 4 . -Q uadra Mining

1 5 . - OZ Minerals, LTD, ffk/a Zinifcx, LTI2

!6. -Sirius XM Radio, Inc., ffk/a XM SatcllileRadio (XMSR)1 7 . -Greenbrier Co

1 8 . -Century Alnminnm1 1 9 . -Anadigics, Inc.

2. V alue Codes I =$15,000 or lesg K = 1 1 5 , ~ 1 - 1 5 0 , 0 ~ L =SSe.0 O I - $ 1 0 0 ,~ 0 M : ~ 10 0 ,~ I - 1 259.0 0 0


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F I N A N C IA L D I S C L O S U R E R E P O R T N .... fP .....Re po r t ing D a t e o f R e p o r !Page 1 2 o f 21 s t i r r e r , K e i t h 7 / 1 3 , 2 0 1 0

VII. INV ESTMENTS and TRUSTS - i ........ i , , e , t ........i o . ~ a , u t u , le s t h o ~ e of sp . . . . . . d dependent chi ldren; see pp . 3 4 - 6 0 o f f i l ing ins t ruct ions . )~ N ONE (No reportable income, assets, or trattsactiorts.); .......... A . " n. ~ c . ~ ................ D.- ....Description of Assets Income during : Gross value at end Tr~nsacliong during re~ng peri~

(including ~msl agsc~s) ~ ~epmtlng period of reporting ~fi~ ~. Amount Tv~ (e g V alue V alue . . Date Gain IdentiW of~ Place "IX)" aRer each asset I . : . . ... Type (e,g, Valueexempt from prior disclosure ~ Code I j div.,rent, ~ Code 2 Meth~ buy, sell, ~mm/d~i3~ ~ Code 2 Code I buyerZseller" (A-~ or int.) (J-P) Code 3 ~ ~cdemption) ~ {J-P) (A-H) (if private: ~ ( Q - W ) / ~ ~ansaction)

120 . -Rowan Companies

1 2 1 . -Amgen

122, -Bancro~ Convenible Fund

123. -Cheesecake FactoD" Sold 04/28/09 J

124. -Cree Research

125. -Ebay, Inc.

126. -Emerson Electric

1 2 ~ . -Altera Co~.

128. -Allair Nanotcchnologics

129. -EZ Chip Scmicondnctor, ff~a Lanoptics

130. -Microvision

1 3 I. -National Semiconductor

132. -Pfizer

133. -Power One Sold 12/17/09 J134 . -Qualcomm

135. -Schnifzcr Steel

136. -Scmitool Inc.

(See Cot~ms Cl ann D3) N =$ 250 ,0 01 - $ 5~ ,~ 30 O =$ 50 0,0 01 - $ I.0 ~D,~0 PI .Sl,O00,O01 - $5,00~).0~ P 2 ~ $ 5 , 0 0 0 ,0 0 1 -


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FINANCIAL DISCLOS URE REPORT ~ , ~ . e o r J e . o . R e p o , ~ i . g D a ~Page 13 of 21 S t a r r e l t , K e i t h 7 / 1 3 / 2 0 1 0V II . INVESTMENTS and TRUSTS - i ..... , , , ,alue, t .... . . tians (D, cludes those a f sp . . . . . . . d d e p e n d e n t c h i M r e n ; s e e p p . 3 4 - 6 0 o f f i l it , g i n s tr u c t i o n s .)

NONE (No reportable it~come, assets, or transactions.)

D e s c r ip t i o n o f A s s e t s l~ c e n ~ e d u r in g ~ G r o s ~ v a l u e a ! e n d T r : ~ n s a c t i o ~ s d k ~ r i n g r e p o ~ l in ~ p e r i~( i n c l u d i n g t r u s t a s s e t s ) r e p o ~ i n g p e r i o d of r~oning period

Placc "(X)" after ~ch ~set : A m o u ot T )~ e ( e .g ., ~ V alue V alue T ) ~ e ( e . g . , Date ~ Value : G~in I d e n t i ~ o f~xcmpt fi~m pr2or disclosure C o d e 1 div., r e n t , C o d e 2 M e t h o d buy, sell, ~dd~)~f ~ Code 2 Code I buyerseller( A - t I ) or in ) ~ ( J - P J C o d e 3 r e d e m p t i o n ) [ ( J - P ) ~ ( A - H ) (ifpriwtc, , ( Q - W ) ~ ~ a n s a c t l o n )

137~ -Svnaptics. Inc. Sold 04,02/09 J C138. -Xilinx, Inc. (spelling co~ected)139. -Ebay1 4 0 . -American Capital, Ltd. B uy 01/15/09 J1 4 1 . -Northgate Minerals Co~ . B uy 02/18,091 4 2 . -Calmainc F oods B uy 03/06/09 J1 4 3 . -Cenmq A luminum B uy 04[ 09 / 091 4 4 -Mercator Minerals B uy 0 4 0 % 0 9 J1 4 5 . -Synaptics. Inc. B uy ~/ 09 / 091 4 6 . -Obagi Medical Produc~s B uy 0 5 / 2 6 / 0 9 J1 4 7 . -Whole Foods Market, Inc. B ~y 06/30/091 4 8 . -American Capital. Ltd. B uy 0807/09 J1 4 9 . -Steel D)~n cs Convertible Hond B uy 08/!9/09 J1 5 0 . -Newmout Mining Convertible Bond tluy 08/2a/091 5 1 . -Freeport Macmar~m Copper and Gold B uy 09!11/09 J1 5 2 . -Market Vectors Gold Miners ETF B uy 09/14/09 J

1 5 3 . -Micron Technology Convertible Bond B uy 09/30/09 J

(.qcc Cohltams CI an,! 1)3) N =5250,00! - $500,1)0(1 O =$500,,~0.1 - 51,0(~0.0C.0 P I ~51 . 0 0 0 . 0 0 l - 55 . 0 0 0 . 0 0 0 P 2 = 55, 0 0 0 . 0 0 1 - 525, 0 0 0 , 0 0 0


14/21

FINANCIAL DISCLOSURE REPORT N .... of Person Reporting DaleofRepor!Page 14 of 21 Starrett, Keith 7/13/2010V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . e, value, t ........ tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, c~Tsets, or transactions.)A. B. C. D.

Description of Assets htcome du:-ing G rc,~ s value at end I l"ransactions during reporting period(including ttx~st assets) reporting period of reporting period ~Place "(X)" after each asset i Amount Type (eg.. Value Value Type (e.g., Da,e Value ] Gain Identity of

exempt fromprior discl ..... ii Code 1 ! div. ,rent . Code 2 Method i buy, sell. m ~ d & y y Code 2 [ C~]e 1 bu,ver/seller

154. -Calcpillcr, Inc. Buy 11125/09 J

155. -Advanced Micro Devices Buy 12/04/09 J

1 5 6 . -Xilinx, Inc. B uy 1 2 / 2 2 1 0 9 J1 5 7 . -Lanoptics Ltd.

1 5 8 . IRA #2 A ll investment decisions made byindependent1 5 9 . Investment Advisors C Dividend K T1 6 0 . -Allied Capitol1 6 1 . -Schnitzer Steel

162. -EZ Chip Semiconductor, f.,%a anoptics Ltd

1 6 3 . -Rowan Comparfies

1 6 4 . -Continen~ial Airlines

1 6 5 . -Anadigics1 6 6 . -Laboratoq," Corp of Am

1 6 7 . -Bank of America Sold 08i31109 J1 6 8 . -Boeing, Inc.

1 6 9 . -Perilyn, Inc.

1 7 0 . -lnteI CoW

I. lncom G ain Codes: A = $ 1 .0 0 0 or [es~ B = $ 1 .0 0 1 - $ 2.50 0 C -$2.501. $5,000 D -1 5,0 0 1 - $ i5.0 0 0 E = $ 1 5.(~ I - $ 50 ,0 0 0

P3 =$25,090.001 - $50,0~0,000 P4 =More than $ 5 0 , 0 0 0 , 0 0 0


15/21

FINANCIAL DISCLOSURE REPORT ~ .... ~ P . .. .. R , p o r a . ~ m t ~ o r R e |, o r tPage 15 of 21 Starrett, Keith 7 ! 1 3 Y 2 t 1 1 0V II. IN-VESTMENTS and TRUSTS - i ........ lue, t .......tions (Includes those of sp .......d dependent children; see pp, 34-60 of filing instructions,)

[] (No reportable income, assets, orONE transactions.)~- A. --~ ........ ~. - .... c. -- .... ~. - . . . . . . .D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r i n g Grosa value at end ~ T r a n s a c t i o n s d u r i n g r e p o r e n g p e r i o d,includingtmst assets) r e p o r t i n g p e r i o d i of r~o~ng period[ 0) .... (=) ..... 75- ~- ~z}P l a c e " ( X ) " a f t e r e a c h a s s e t ?Amount T~e (c .g, . Value Value T~ ee x e m p t f r o m p r i o r d i ~ c I o s u r e Code I ] div.,rent, ~ C o d e 2 M e t h o d buy, sell, m m i d 4 ~ % 3 , C o d e 2 C o d e I buyer/seller~A - H ) ~ o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) (A-~ ( i f p r i v a t e~ , ~ {Q-W~ .......... ,

1 7 1 . -D~ana Shippb~g

1 7 2 . -Manpower, inc. Sold 07/09/09 J1 7 3 . -Univ~sal Stainless and Alloy1 7 4 . -Ensco International175. -Dcere and Cnmpan.v

1 7 6 . -Crcc Research, Inc. Sold 08.05/09 J A1 7 7 . -Terra Industries Sold 1/24/09 J1 7 8 . -Hospitality Properties .1 7 9 . -U.S. Steel

1 8 0 . -Markctvectors G old ETF B uy 0 9 . * 0 3 ; 0 91 8 1 . -Catcpiller, Inc. B uy 1 I / 2 5 , 0 91 8 2 . Other assets owned individually by KcithStarre~l1 8 3 . Mineral Rights, Amite Co., MS A Royalty J W

1 8 4 . Mineral Rights Franklin C o . . MS None J W1 8 5 . Mineral Rights, \V althall Co., MS None J W1 8 6 . Mineral Rights, Lincoln Co., MS None J W

1 8 7 . Mineral Rights, Copiah Co., MS None J W

a n d D 3 ) NP 3 ~ 1 2 5 , 0 0 0 , 0 0 1 - 5 5 0 , 0 0 0 . 0 0 0 P 4 - M o r e t h a n $ 5 0 , 0 0 0 , 0 0 0


16/21

FINANCIAL DISCLOSURE REPORT [ N ..... f P ...... R ~ p o r t i , , g D a t e o f l t e p o r tPage 1 6 of 21] Starrett, Keith

7 / 1 3 / 2 0 1 0

~ NONE ~Zo reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s ~ I n c o m e d u r i n g Gro~s value at end ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including l~3t assets) r ~ : p o n i a g p e r i v d o f r e p o m n g p e r io dP l a c e " ( X ) " a f t e r e a c h a s s e t l A m o u n ~ ? Type (eg., V a l o c Value ] T)~e (e g., ] Date [ Value Gain Idenliu of

e x e m p t l ~ o m p r i o r d ~ s c ! o s u r e [ C o d e I d i v . , r e n t , C o d e 2 Me~od buy, sell, r m ~ " d & ) y ~ C ~ e 2 Code I buyer!seller( A - H ) I e t i n t ) ~ J - l ) C o d e 3 rcdcmplionl ~ (J-l) ~ ( A - H ) ( i f p r i v a t e( Q - W ) ] ~ a n s a c t i o a )

1 Rights, County., A Rent J W8 . Mineral Pike MS189. M~eral Rights, Marion Co., MS None J W190. Timberland Lincoln Co., b/IS None L W191. Time Share Condo; New Orleans, LA None J W192. Note and Mo rtgage Receivable (Magee) E Interest N Y1 9 3 . Note av.d IV lortgage Receivable (lVling) C Interest Maturcd 0 4 . . 0 1 / 0 9 K1 9 4 . Assets of M-J-K, Inc., wholly owned by D lnt.iDiv.Keith Starrett19 5 . 1LA None1 96 M ir an t C or p None J T1 9 7 . Pioneer Natural Resources A Dividend Sold 03/10/091 9 8 . Helix Corporation None Sold 03/10/09 J

1 9 9 . Mirant Warrants None J T200. Other Assets Ow ned Individually by KeithStarrctt201. Charles Schwab Personal Accom tt # 2202. MS Dev.Baa~ k Special Obligation Cib of A InterestJackson Bond203. MS Dcv. Bank Scpcia! Obligation A InterestGreenville Bond204. Educational Building Coq). B ond A [ntercs!


17/21

FINANCIAL DISCLOSURE REPORT ~ .... fP . . . . . l l e p o r t i n g DateofReportPage 17 o f 21 S l a r r e l t , K e i t h 7 / 1 3 / 2 0 1 0

V ! 1 . I N V E S T M E N T S a n d T I / U S T S - ~ . . . .. . . . ,,~ ,~ , t . . . .. . t i o , , s (Includ e s those ( spo use a t , d d epe , ,d e , , r c t , il d ren; ,epp . 3~-6 0N O N E (No reportable income, assets, or trartsactio~s.)

.~. ~. ~ c . ~D e s c r i p t i o n o f A s s e ! ~ I n c o m e d u r i n g ~ G r o ~ s v a l u e a t e ~ d T ~ a n s a c t i o ~ s d u r i n g r e p o r t i n g pcri~(including t~st assets) reposing period of repoSing pcri~~"~2)- (~) (i~- ~ (~ ........ ~ ( ~ ) - ~ ~ 3 ; ~ (4) . . . .P l a c e " ( X ) " a ~ e r e a c h a s s e t ~n?~t I: Type (e.g.. Value Value T~?e (e4.. Date Value ~ Gain I d e n t i V y o fe x ~ m p l h o r n p r i o r d i s c l o s u r ~ ~ C o d e I d i v . , r ~ n t, C o d e 2 M e ~ h o d ~ b u y , s e l l , ma~ dd,L v Code 2 ~ Code I buyerisel]:r ( A - [ 1 ) or nt) ( J - P ) C~e3 r e d e m p t i o n ) : ~ [ d P ) i {A-H) { i f p r i v a t e~ i ( Q - W ) ; ~ t r a n s a c t i o n )205. MS Public Improvment Bank - Ridgcland A Interest J TBond206. MS l lom c C o~ . Bond A Interest J T207. MS Home Corp - Single Family Bond A Interest J T208. MS State Bond A Interest K T

209. V irginia Tobacco Settlement Bond A Interest J T21 0 Parkway East Public Impro\.tancnt l~ond A Interest J T

2 1 I . tlarrison County Bond A Interest K T212. Tanant Count),, Texas Bond A [nterest K T213. MS D(vclopement Bank Bond A Interest J T

214. MS. Developement Bank B ond A Interest J T2 t 5 . Timberland in Simpson County, MS None Sold 1 2 . 0 1 / 0 9 M E ]Ed Griffin216. Pnerto Rico Commonwealth Bonds A Interest K T B uy 03!20/09 K217. b-liss. Dev. Ba~;k Special Obligation Jackson B Interest K T B uy 03;17/09 KPub. School Dist.218. Miss. Business F inance Corporation B Interest K T B t t y " ~ " ~ q . . . . . 0 9 K219. \Van-en (,o. Miss. Opportunity Zone B Interest K T B uy 04/27:09 K

220. Warren Co. bliss GulfOpp. IP Bonds A Interest J T Bt;y 05/26/09 J221. Lowndes Co. Miss Solid Waste Disp. B Interest J T B uy 06/16/09 KPollution Bonds

2 . k , ~ l u e C ~ d e s J 415,0NI or less K


18/21

FINANCIAL DISCLOSURE REPORT ~ .... f ~ . . . .. a e p o r t i n g D a t e a R , ~ p o r tPage 18 of 21 Starrett, K eith 7 /1312010VII . INWESTMENTS and TRUSTS - i .... + , vatue, t .... . . +~ns Includes those o f sp . . . . . .. d dependent children; seepp, 34-60 of f l l iag i~tructionsO

N O N E (No reportable income, assets, or nansactions.)

Description of Assetsa Income during Gross value at end Transactions during reposing period] ( i n c l u d i n g I m s t assets) ~ . ~ 0 ~ 1 1 ~ p e r io d o f r e p o s i n g p e r i o do ) } ( 2 ) ~ ({) .....] ( ~ ) ~ (~) ~ ) -~ P l a c e " ( X ) " a ~ r e a c h a s s e t A m o u m T # , ~ ( e . Z . , V a l u ~ [ V ~ l ~ c " [ ~ ( e . 8 , , D a ~ V a l u e G a i n Identityexempt from pfor disclos~c C o d e 1 [ div.,rent. C o d e 2 [ Method buy, sell, }mmid~yy Code 2 C o d e I b u y e r , " s e R e r~ ( A - i f) ~ or int) ( J - P ) C o d e 3 r e d e m p t i o n ) ,. ( J - P ) ( A - H ) ( i f p r i v a t e(Q-W) [ ~ . [~s.~do~}

222. bliss. Dev, Bank Spcc. Oblig. Muni. Energy A Interest J T B uy 0 8 7 0 3 / 0 9 JAgency223. Miss. Business Fin C~& GulfOpp Zone A Inlcrcst J T Bo y ]08/17/09Northrop Gmm man224. Hawis Co. Houston, TX Sports Amhority A lntercsl J T B uy 09il &0O J225. bliss. Hosp, Equip. F acilities A Interest J T Bo y 09/17/09 ]226. Miss. Dev. B ank Special Oblig. Capital B Interest K T B uy 10/15/09 KProjects227. Tobacco Settl. F ine. Corp of LA A htterest J T B uy 10/27/09 J228. Miss. Dcv. Bank Spot. Oblig. Munc. Energy B Interest K T B uy 12/14/09 KAgency229. Miss. Itome Corp. Single Fmly. Mortgage A I n . r e t e s t J T B uy 12/22i09 J230. Puerto Rico Commonwealth Intra A Interest J T B uy 0 2~ 0 /0 9 JFincancing231. Puerto Rico Commwealth lntra. Financing A Interest Sold 10/14/09 J A232. htternatioaa! Paper Co. None B uy 11/02/09 J233. International Paper Co. None Sold 1 1 1 0 9 / 0 9 K A2 3 4 . Regions Financial Corp None B uy 1 0 ! 2 9 / 0 9 l235, Regions Financial Corp A Dividend Sold 1 / 2 3 1 0 9 J A236. Phosphatc Holding, Inc. None J T Buy 09/15/09 J237. Phosphate Holding, Inc. None So!d 08/28/09 J A238. AK Steel Options None Sold 01/19/09 J

I Income G ain Codes: A =$1,000 or less B = $ 1 . 0 ~ ] I - $ 2 . 50 0 C - $2,501 - $5,000 D =$5.001 - $15,0!.KI E = $ 1 5, 0 0 1~See Colunms B l and D4) F $ 5 0 . 0 0 1 - $ 1 0 O. ~ 0 G = $ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I -$ 1 .0 0 0. 00 1 - $5 ,, 30 0 .0 0 0 H 2 = Mo re t~ n $5 ,0 fl0 ,0 0 0

2. Value Codes J = $ 1 5 . ~0 or less K = $ 1 5 , ~ 1 - $ 5 0 , 0 0 0 L = $ . 5 0 , 0 0 1 . $ 1 ~ . 0 ~ M =$ 1 0 0 , 0 0 t - $ 2 5 ~ , 0 0 0(See Colmnr~ CI a~ d D J) N = $ 250 .D0 1 - $ 50 0 .0 60 O =$ 50 0 ,0 0 1 - $ I,~ O.OO0 Pl =$1.000 .OOl - $5,060,000 P2 =$5.003.001 - $25,000,g~]0P 3 =$ 2 5 .0 0 0 , 0 0 1 - $ 5 0 , ~ 0 . 0 0 0 P4 =More than $50,~00 .0003 Value M e~od C od~s Q =Appraisal R Coat(R~lEsta~eOnly) S =A ssesstnent T =Cash Market(See Column C2) U =B o o k V a l ue V, O ther W =~stiraatcd


19/21

FINANCIAL DISCLOSURE REPORT ~me of P .....Re po r t ing Date ol - ReportPage 1 9 of 21 s t irrer t , Kei th 7 / 1 3 / 2 0 1 0V I I . INVESTMENTS and TRUSTS - i ......... i , ~ , , ...... tions (Includes those of sp ...... d depend .... hildren; see pp. 3.l-60 of f!ting in.,tru

NONE 6~o r e p o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s .)Description of Assets [

Income dm-ing ~ Gross value at end ~Transactions during reporting period

(including trust asgels) , rcpn~iag period ~ of ~po~ ing periodIqacc "(X)" after each ~ssct i Amount Type (e g.. V alue V ~ lue T~e (e.g., Date ] Va~ue Gain ldenti% of

exempt from prior disclosure Code ] [ div., renI, ~ Code 2 Method buy, sell, ;m m Jd~ } ~ , : C o , d e 2 Code 1 b-nyer/seller(A If) ~ or int.) ~ (J-P) ~ Code 3 ~ redemption) . (J-P) ~ (A-H) ] (if private(Q-W) 2 . ......... ;239. AK Steel Option~ None Expired 12/19/09 d A

24 0 . Regions FinznciM Co~. A Dividend Buy 05127/09 J

24 l. Regions Financial Corp. A Dividend Sold 0 9 1 1 5 / 0 9 J A242. Enterprise Production Partners LP A Dividcnd K T 1 3 u y 0 4 / 0 6 , " 0 9 K(addl)2 4 3 . Enterprise Production Partners LP A Dividend K T Sold 0 4 1 1 5 ! 0 9 J A(part)2 4 4 . Enlcrprise Production Partners LP A Dividcnd K T B uy 03/04/09 K


20/21

FINANCIAL DISCLOSURE REPORT ~ .... fP .....Reporting DateofReportPage 20 of 21 Starretl, Keith 7 / 1 3 / 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (tnSic,,te~,*rt~,fn~por~)


21/21

FINANCIAL DISCLOSURE REPORT ] ~ ...... f Person R eporting Date of R eportPage 2 1 of 2 1 I Starrett, Keith7 / 1 3 / 2 0 t 0

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my "knowledge and belief, and thal any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incmnpliance with the provisions of 5 U.S.C. app. 50I et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature__.

NOTE: ANY INDIVIDUAL W liO KNOWING L Y AND \VII ,F ULL \~ FA L SI FI E S OR FA I I ,S T O FI LE T I II S R E POR T M A Y B E , SU B J E CT T O CI VI LAND CRIMINAl, SANCTIONS (5 U.S.C. app. 104)

FIlANG INSTRUCTIONSMail signed c~riginal and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the Unitcd States CourtsSuite 2-30 !One Columbus Circle, N.E.W ashington, D.C. 20544

keith starrett financial disclosure report for 2009

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