william keith watkins financial disclosure report for 2009

8/3/2019 William Keith Watkins Financial Disclosure Report for 2009

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A O 1 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y l h e g t h i c ~in Government Act of t97[tR~,. ~/20t0 t FOR CALENDAR YEAR 2009 ( 5 u .s .c app . , ~ , ~ / o t - ! 1 1 )

L Person R eport ing ( last homo, f irst, middle init ial) 2. Coort o r Org~iza t ion 3. Date o f R e p 0 ~Watkins, William K. U.S. Dis trict Coup, M.D. ~ 08f19/2010

4. ~tle (A~cle lit ju dg vs in dica te active or s en io r s ~; $a . R ep o~ T yp e (ch eck ~p ro pfia ~ ~) 6. Repo~ng Per iodmagistrate judges indicate ~II- or ~-time) ~ Nomi~tioa~ Da ~ 01/0 U2~9U.S. DistfictCOU~Judg~ ~ Initial~~ ~ A~I ~ Final to

5b. ~ Amend~R~po~7, Cbambe~ or Office Address 8. On the basis of ~e Information contained in th~ Repo~ and anymodi~atio~ ~aining thereto, it is, in my opinion, in compfiance~.S. Courthouse with app~cable laws and regulations.IChur~h Sweet, E3~Montgomc~, AL 36104 Reviewing O~cer Date

IAIPOR TANT NOTES: The instruc t ions accompanying this form must be followe~L Complete a l l par t s,checking the NONE box for each p art where you ha ve no reportable information. Sign on lus t p age.

I. P O S I T I O N S . ~ R e p o , ~ . g i n d ~ u = t o . ly : ~ e ~ ~ . 9 - ~ ~ o f ; ~ n ~ i~structions.)~ N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/EHTIT~I. Manager/Sole Member Rosewood Martin, LLC2. Managing Member D Q V , L L C3. Director, Shareholder Powennaster, Inc.

I I . A G R E E M E N T S . ( s o ~ ,o , ~ i, ~ individual only; seepp. 14-16 off!lln~ instractionsO ~:;~: " [~ :~..~ NONE ~o reportab& agreements.) r~: ~ =. ~ ~ o.~

PARTtES AND TE~S


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Ia m e o [ P e r s o n R e p o r t i n g [ D n t e o f R e p o r tF I N A N C I A L p a g e 2 o f 8 D I S C L O S U R E R E P O R T [ W atkins.W|ll iam K.]

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l I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r ~ n g ~ d ~ , ~ a n ~ , ~ o u s e ~ s e , ~ p . I Z - 2 4 o : : t t ~ g l n , ,~ e t i a ,~ . ~A. Fl iers Non- lnves tment In come

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spouses)I. 04/20/09 Calhoun Faulk W atkins Attys fee earned prior to leaving private practi~e $3 ,333 .33

2.09t14/2009 S.M. McClure, former client -- legal fee earned prior to leaving private $3,000.00practice3 .4 .

B . S p o u s e s N o n - ! n v e s tm e n ! I n c o m e - If you were marr ied during any portion of the reporting year, complete this sectio~( D o l l ar a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

[~ NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

l. 2009 Medical Outreach Ministries Salary reported on Form W -22.

3.

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I V. RE I MB URS E ME NT S -( I nc l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n : s e e p p . 2 ~ - 2 7 o f fi l i n g ~ . .s t r u c t i o m . )

~ N O N E ( No r epor t abl e r e imbu r s ement s . )SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Geo. Mason School of Law 4/23 - 4/26 /09 Tncson, AZ Seminar Transportation, meals & room2.3.4.5.


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F I NA N C I AL D I S C LO S U R E R EP O R T Name of Person Rep ort ing1 D a t e o f Re p o t {age 3 of 8 Watkins, W i ll ia m K . 0 8 / 1 9 1 2 0 1 0

~ N O N E (No reportable g~s.)S O U R C E D g S C R I P T I O N VALUg

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V I . L I A B I L I T I E S . a n t t ~ a e , , h o ~ e o f s ~ , . . .. . . ~ a ~ p ~ n ~ t ~ ~ d , ~ : ~ ~ . ~ 2 - ~ ~ o . ~ . ~ i , ,g ~ , s , , ~ t ~ o ~ ~~-] N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D Et. Wachovia Bank D Q V , L L C Real Estate Loan N2. Troy Bank and Trust Company T u r k e y M o u n t a i n R e a l E s ta t e L o a n L

3. R e g i o n s B a n k L i n e o f C r e d i t J4.5.


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F I NA N C I AL D I S C LO S U R E R EP O R T ] N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 4 of 8 I Watkins, William K . 0 8 1 1 9 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~ , ,. . . ~ . t , , o , ,. a ,~ . c n o , .~ a , .a . .~ , h . s e o y s ~ o ~ e * ~ , ~ e ~ , ., .a . n r ~ , ~ . .. ; ~ . ~ . ~ . . ~ ~ - ~ ~[~] N O N E (N o rep o r ta b le in co m e, a s se t s , o r t ra n sa c t io n s , )..................... -1,~ ...................................i~- ......... cD e s c r i p t io n o f A s s e t s ] Income during [ G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g f e l t . ru i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ~ . . . . _ r ~ . ~ _ _ . r t i u g p e r i o d I,, o f r e p o r t i n g p e r i o d

/ I d e n t i t y o fype (e.g.,l a c e " ( X ) " a l k : r e a c h a . ~ s e t Amount , Type (e.g., Value Value D a t e Value t Gainf r o m p r i o r d i s e t o s t t r e Code I ] d i v . , r e n t , . C o d e 2 M e t h o d b u y , s e l l, ! m m / d d / y y Code 2 ~ Code I i buyer/sellerx e m p t (A-H) ] o r i n t . ) ! ( J - P ) t Code3 t ~ d e m p t i o n ) i ! (J-P) ](A-H) ( i f p r i ~ a t ei I I~ ~ w ~ . L . . . .. . . . i ..........I. Rental - DQV, L LC (5 I% interest), Troy, E Rent N RAL *See VIII2. Pike Co. AI. Fann #1 None O W3. Farm 0!4 interest), Coffee County, AL None L W

4. North Carolina, Jackson Co. Lol I B Rent M Q(Appraisal 7/23/04)5, North Carolina, Jackson Co. Lot 2 *See VIII None K R

6 . North Carolina L and, Jackson Co. None N Q(Appraisal 8/8/02)7. Barn Property Troy, AL None K W8. Pike Co. AL Farm #3 None L W9. Pike Co. AL Farm #4 - Mineral None J W

I 0 . Pike Co. AL Farm #5 - Mineral None J Wl 1 . Pike Co. AL Farm #6 (19% interest) None K W1 2 . Pike Co. AL Farm #6 (19% interest) Mineral None .1 W1 3 . W E, LL C (50% interest) None J W~ 4 . Powermaster, Inc. (1/3 interest) None K W1 5 . W ells Fargo Advisors Brokerage Account A Interest J TCash *See VIII1 6 . Regions Financial Corp. - co,renan A Dividend J T1 7 . American Funds - Investment Co. of A Dividend J TAmerica Class C ShareI

I. Income Gain Co~k:~: A ~$1,1)00 or less B ~$1.001 - I2.500 C =$2,501 -

~ly) 5 T, (See Column ~) ~ ~B~k Value V


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FINANCIAL DISCLOSURE REPORT N , . e o f P e r s o n R e p o r t in g ] D a t e u f R e p o r tPage 5 of 8 Watkins, William K.[

08/19/2010

V I I . IN V E S T M E N T S a n d T R U S T S - i , e o . ,e , r a t ,, ,. ,, a ,~ u c a o , ~ I n c t u & s ~ o s e oZspous, a n d d e p e n d , a t chitin: see pp. 34-~0 of flUng ~strueaonr,)~ NONE (No reportable income, assets, or transactions.)

~cfiption of A~ets D.I n c o m e d u r in g ~ G r o s s v a l u e a t e n d Transactions during re~ing ~riod(including t~st ~sets) r~oalng pri~ ~. o f r e p o a i n g p e r i o dValue [ Value T~(e.g., Date Value [ Gain ] Identi~of] exempt from p, or di~los~e Code I ~ di ..... t, C~e 2 [ M~ ~y, sell, m~yy ] C~e 2 ] Code 1 [ b u y e r / s e l l e r

1 8 . W ells Fargo Advisors SEP-IRA Brok erage B Interest L Te~h *See Vlll1 9 . W ells Fargo Common Stock *See VIII

2 0 . E.D. Moseley Note None J U2 1 . W achovia Bank- Dimensions Acct. A Interest J T2 2 . Principal: Variable Universial Life Policy A Int./Die. J T2 3 . Principal #302 W KW 318 Variable A l n t , / D i v . . J UUniversal Life2 4 . Northwestern Mutual "[M 010 Extraordinary A Int./Die. ,I TLife2 5 . American Funds - Capital Income Builder D Dividend L TFund Class F2 6 . Macatawa B ank CD B Interest Matured 0 6 / 1 0 1 0 9 L A2 7 . Araerican Funds - Investment Co. America B Dividend K TClass A Shares2 8 . Seligman Communications & lnfo. Fund None J TClass C Shares2 9 . American Funds - Wash Mutl Invs Fd lnc B Dividend L TClass A Shares

1 3 0 . Colonial BancGroup Inc. None J T3 1 . General Electric Company A Dividend J T3 2 . Kraft Foods Class A A Dividend J T3 3 . Newell Rubbermaid lnc A Dividend J T3 4 . Pfizer Inc A Dividend J T


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FINANC IAL Name of Perso~ Reporting Da t e o f Rc p o r ~DI S CL O S URE R E P O R Ti Watkins, William K .

08/19/2010age 6 of 8

N O N E ~o reportable income, assets, or ~ansacHons0De~dption of As~ts Income during Gro~ value at end ~ Tran~ctions during teeing(including trust assets) re~ning ~ of re~ing period

Place "(X)" a~er each ~t Amount I T~ (e.g., Identit~ ofexempt from prior disclosure C~e I ] div,, rent, ~ C~ 2 [ Method buy, sell, ~d~yy C~e 2 C~e I buyeffzdler

~ ( Q -W ) ~ i ~3 5 . Southe~ Company A Dividend J T3 6 . LPL Finl ItL~, Acct Brokerage Cash-lns. A I n t e r e s t J TDeposit Fnd *See VIII -


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F I N AN C I A L D IS C L O S U R E R E P O R T N a m e o f P e r s a n R e p a r t i i ~ g [ D a t e o f R e p o r t [Page 7 of 8 W a t k i n s . W i ll ia m K .

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VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andic~te~,. .o~Re~,~,~)

VIL Line 1 is a commercial restaurant property owned 5 1% by filer and located in the County of Pike, City of Troy, Alabama. The undeveloped real estate waspurchased on August 16, 1994, for $140,000. The commercial r~ataurant was onstructed and placed into service on February 10, 1995, at a cost of $ 36 5,000, for atotal cost of construction and uudevcloped tand of $4 95,000. The property is owned by a limited liability company, w hich, in tam, is owned 5 I% by the filer. Thefliers ownership of the L.L .C., when it was formed on July 26, 1994, was 45 % . The filer acquired an additional 6% ownership by gift on October 10, 2003,Except for the portion received by girl, the cost of the ownership units of the L.L.C. is equivalent to the cost ofthe undeveloped real property together withconstruction cost of the commercial restaurant located thereon.VIl. Line 5 was purchased on August 23, 2005, for $27,500.VII. L ines 15 and 18. These arc money ma rket cash accounts with W ells Fargo Advisors. These accoun~ are the same accounts listed in the prior year report asbeing held by A.G. Edwards & Sons. In January 2009, A.G.Edwards & Sons was merged by its parent company, W achovia Bank, N.A., into W achovia Securities.In July 2009, W achovia Securities was merged by its parent company, W ells Fargo Company, into Wells Fargo Securities. Name change only.VtL Line 19. Formerly reported as Wachgvia Bank stock. W achovia B ank stock was converted to Wells Fargo stock by acquisition in 2009.VII. Line 36 is a money market account held within~ IRA account at I. PL Financial Corporation. Judge was unaware of the account until Judges CPA washired recently to assist with preparation of this repo~i This account represents brokerage cash from the~ IRA account he d at L PL Financial. ~originally op ened the predecessor to the current account at Raymond James Financial Services, Inc. in J~e 2 006 by rolling over~ested retirement benefitsfrom Attentus Healthcare Company. Most of the rollover money was used to purchase the American Funds Capital Income Builder C ass F Shares shown on Line25. A small balance was retained in brokerage cash in the IRA account. On May 21, 2007, the IRA account at Raymond James Financial Services, Inc., wastransferred to LPL Financial Corporation.


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FINANCIAL DI S CL O S URE Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tR E P O R T] W a t k ~ n s , W i ll ia m ~ . 0 8 / ~ 9 / ~ 0 1 0

age 8 of 8IX. C ERTIFIC ATION.

! certify that all information given above (including information pertaining to my spouse and minor o r dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.i further certify that earned incgme from outside employ ment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app, 5 01 et. seq., 5 U,S.C. 7 35 3, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W ILFULL Y FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

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william keith watkins financial disclosure report for 2009

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