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JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile Defender Center George Yeannakis Washington Office of Public Defense

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Page 1: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

JTIP: LESSON 35DISPOSITION ADVOCACY

W D A D e fe n d e r C o n fe re n c e –

J u v e n i l e D e fe n s e Tr a i n i n g A c a d e my

A p r i l 2 9 , 2 0 1 7

N a d i a S e e rata n

N a t i o n a l J u v e n i l e D e fe n d e r C e n t e r

G e o rg e Ye a n n a k i s

Wa s h i n g t o n O f f i c e o f P u b l i c D e fe n s e

Page 2: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What You Will Learn Today

Role of the Defender at Disposition Hearings

Expressed Wishes standard governs = kid is your boss!

Practice Tips - Be Alert to Your Child Client’s statements

Review of WA State Juvenile Disposition Manual

Steps to Effective Pre-Disposition Preparation

Practice What You Learn –

Page 3: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Role of the Juvenile Defender at Disposition:

Advocate within the bounds of the law, according to the client’s view of the matter

Client defines objectives of the representation

Defender may counsel and advise, but client makes ultimate decisions

Page 4: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Expressed Wishes Standard Controls

Washington State Rules of Professional Conduct (“RPC”) or 3 Biggies to Know!

RPC 1.2 Scope of Representation

RPC 1.4 Communication

RPC 1.6 Confidentiality of Information

State v. A.N.J. , 168 Wn.2d 91 (2010) - Washington State Supreme Court weighs in about juveniles and expressed wishes

Page 5: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

The 2013 WA State Juvenile Disposition Manual – Highlights to

Know!Juvenile Disposition Manual 2016

◦will be available soon Through the Washington State Forecast Council

Page 6: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Steps to Effective Pre-Disposition Preparation:

Pre-Disposition Preparation: Start planning immediately!

Framing and storytelling are key

◦ WHO is the client?

◦ HOW did the client get here?

◦ WHAT can we do to ensure the best outcome/least restrictive options?

Page 7: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Components of a Disposition Plan

Have a plan that covers where the juvenile lives, what services and education program she is provided, and what her schedule will be like during the week.

Page 8: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What can we do to ensure the best outcome?

Counsel the client

If appropriate, discuss options with the parent or guardian – but ultimately the client’s goals prevail

Provide useful information to the probation officer to assist with the dispositional report/ recommendations

◦ Youth’s successes, positive info on youth, family challenges, etc.

Align probation officer with your theory of disposition

Obtain other useful information

Page 9: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Engage in Problem Solving

Address Youth’s Needs & Adverse Circumstances:

E.g.

Family Counseling – if problems in the home

Drug Treatment – if history of drug abuse

Enlist Tutor/Special Ed Counselor – if failing school

Speak to probation counselor, juvenile prosecutor, other critical professionals such as treatment providers or teachers prior to disposition hearing. Build momentum for your juvenile client!

Page 10: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Why Should You Talk/Meet with the Probation Officer?

This relationship can be critical. Negotiate & Be Strategic!

Preparer of the Pre-Sentence/Pre-disposition/Social Study/Investigative Report

Defender should try to influence what goes into the report.

Align probation officer with your theory of disposition

Defender can try to persuade PO to change their recommendation or at least learn enough to refute a bad or mistaken fact.

Page 11: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What kind of information can we provide to the probation officer before the dispositional report is

written?

Client and parent interviews (prepare them in advance!)

Diagnostic information

School records

Placement and service possibilities

Other?

Page 12: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What are Common Conditions of Probation or

Other Dispositions?

Page 13: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Conditions of ProbationHome/friend/family/third-party monitor

Community-based programming

Community Service

Employment

Vocational Programming

Counseling

Evaluations

Balanced and Restorative Justice Programs◦ Victim-Offender Mediation

Letters of Apology

Parenting Classes

Electronic Monitoring

Drug Court Probation

Drug Treatment, Education, testing (Awareness)

School Attendance

Tutoring

Sex Offender Treatment

Mentoring

Residential

Restitution.

Scared Straight/Save our Streets

Other?

Page 14: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What are proper considerations when determining proper conditions of

disposition?

Nature of the offense

Client’s individualized needs

Proximity to home (of service provider)

Whether the youth can be successful

TIP: DON’T SET YOUR CLIENT UP FOR FAILURE

Page 15: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Negotiate with the Prosecutor

Do it! Try to get an agreement.

Try to get your client enrolled in a program that you identify and the prosecutor does not object to even before the scheduled hearing.

Consider presenting the agreement to the Court even without a disposition report.

Page 16: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Supreme Court Affirmation of Developmental Concepts

U.S. Supreme Court decisions have affirmed a differential jurisprudence for youth

Roper v. Simmons (2005)

Youth are:

- immature and reckless

- more susceptible to peer pressure

- developing and therefore transient by nature

Graham v. Florida (2010)

“…because juveniles have lessoned culpability they are less deserving of the most severe punishments.”

JDB v. North Carolina (2011)

Court says that youth “often lack the experience, perspective, and judgment to recognize and avoid choices that could be detrimental to them…”

Miller v. Alabama (2012)

“The penalty when imposed on a teenager, as compared to an older person, is therefore “the same … in name only.””

United States Supreme Court

Cases

YouthMatters

Page 17: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

General Mitigating Arguments: Nature and Circumstances of the Offense

Minimal Participant

Pressure from Older Youth

Non-violent Nature of Offense

Rare/changed Behaviour

Remorse

U.S. Supreme Court Adopts Developmental Science – “Kids are Different”

Page 18: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

RESTITUTIONCompensation to the victim in the form of monetary payments that the youth may pay over time.

There must be a nexus between the youth’s delinquent act and the restitution!

Argue against any restitution that exceeds the cost of repairs or the fair market value of replacement.

Independently investigate claims of restitution

Argue for documentation of cost of repairs/losses as a matter of due process.

Argue for alternatives to Restitution

Page 19: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

The Disposition Hearing

WHEN does it occur?

WHAT does the hearing look like? (Evidentiary or Non-Evidentiary?)

WHAT evidence may be presented?

HOW should the client participate?

WHAT is the defense attorney’s role?

Page 20: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Non-Evidentiary Hearings

Counsel Client about Speaking to Court

Counsel Parents/Guardians about Speaking to Court

Victim Impact Statements

Assess Whether Evidentiary Hearing is Necessary to Preserve Due Process (allows for cross-examination).

Page 21: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Defense Theory of Disposition

Youth is Not in Need of Care or Rehabilitation

Youth Needs Particular Services and Rehabilitation not recommended by Court Personnel

Youth Needs Only Least Restrictive Placement to Satisfy Concerns of Court and Community

Page 22: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

ENSURE A NEXUS

Object to any condition of disposition that is inappropriate for the youth or for which there is no nexus between the youth’s criminal act and the proposed condition.

Page 23: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

What should the final disposition order look like?

Judge should state on record Findings of Fact and Conclusions of Law for the disposition ordered.

Specify rehabilitative services that the state, probation department or facility must provide.

Page 24: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

PRESERVE RIGHT TO APPEAL

Preserve the right to appeal and advise your client of the right.

Page 25: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Post-Disposition Advocacy

Remain on if you can to monitor conditions and advocate for release.

Stay in Contact with Your Client

Page 26: JTIP: LESSON 35 DISPOSITION ADVOCACY · JTIP: LESSON 35 DISPOSITION ADVOCACY WDA Defender Conference – Juvenile Defense Training Academy April 29, 2017 Nadia Seeratan National Juvenile

Disposition Advocacy

Questions?

George Yeannakis, [email protected]

Washington Defender Association –phone no. 206.623.4321