josephine s tucker financial disclosure report for tucker , josephine s

8/3/2019 Josephine S Tucker Financial Disclosure Report for Tucker , Josephine S

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Required by" the Ethics

in Governme nt Act of 1978(5 U.S.C. app..~.~; 101-111)

I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l)Tucker , Josephine S .

4. Title (Article I I I judge~ indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or pan-time)Dist r ic t Judge-Act ive

7. Chambers or Off ice Address411 W. Fourth Stree tS a n t a And, CA 9 2 70 1 -4 5 1 6

2. Court o r Organ iza t ionU.S. Dis t r ic t Cour t , Cent ra l Dis t r ic t of Cal i fornia

3. Date of Repor t05/13/201

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in this Report and anymodif icat ions per ta in ing there to , i t i s , in m y opinion, in com pl iancewith appl icab le l aws and regula t ions .

Reviewing Office r D a t e

6 . Repor t ing Per iod01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followea~ Complete all parts,check ing th e NONE box fo r e ach par t where you ha ve no repo r tab l e in fo rmat ion . S ign on l as t p age .

I . P O S I T I O N S . ~ R e p o r ~ n z i u d i v i d u o l o n l y ; s e , W . 9 - 1 3 of filing instructions.)~ (No reportable posi t ions. )ONE

POSITION NAM E OF ORG ANIZATION/ENTITY1. S u p e r i o r C o u r t J u d g e O r a n g e C o u n t y S u p e r io r C o u r t

2. Trus tee T r u s t # 1

3. Jud icia l A d v is o ry C o un cil A s s o cia tio n o f B us in e s s T r ia l La w y ers

4.5.

I I . A G R E E M E N T S . m ~ , o r ~ n g i ndiv idua l onl y ; s ee pp. 14 -16 of f i l ing ins t ruc t ions . )N O N E (No reportable agreements.)

1.20022.

3.

DATE PARTIES AND T E R M SC a l i f o r n i a Judges R e t i r em en t S y s t em I f , no c on t r o l


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t i n gTucker , Josephine S.

D a t e o f R e p o r ~05/13/2011

III. N O N - I N V E S T M E N T I N C O M E . t X e p o r ~ n g individualandspouse; seepp. 17-24 of filing instructions.)A. Fliers Non-Inves.tment Income[~] NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE I N C O M E(yours, not spouses)I . 2010 Sta t e o f C a l i fo rn i a - Judic i a l Sa l a ry $82 ,82 3 .0 02 . 2 0 1 0 C o un ty o f O ra n g e - Jud icia l Be n e fit R e im b urse m e n t $1 9 ,1 4 1 .0 03.4.

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - if you were married during any portlon of the reporting year, complete this sectlon~(Dol l ar araoonl not required except for honorar ia , )

[~ N O N E ( N o reportable income.)on-investmentDATE SOURCE AND TYPE

1 .2 0 10 U n ite d H ea lthca re - Sa la ry2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f fi li n g i n s t r u c t i o n s . )~-] N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE D A T E S LOCATION PURPOSE ITEM S PAID OR PROV IDED


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N a m e o f P e r s o n R e p o r t in gTucker , Josephine S .

Date of Repo~05/I 3/2011

V . G I F T S . a n c l u d e s , h o s e t o s p o u s e a n d d e p e n d e n t chi ldren; see p p . 2 8 - 3 ! of f i l ing ins truct ion~)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a nc l u d es t ho s e o l sp o ~ e and dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r l in gTucker , Josephine S.

D a t e o f R e p o r l05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , . ~ l . . , ~ o , ~ o a i o . ~ a . c ~ . d e ~ t h o s e o / s p o u s o ~ . d d e ~ . .d e ~ children; see p p . 3 4 - 6 0 of fillng i n s t r u c t i o n s . )D ( No repor table i ncom e , asse t s , orONE t ransact ions. )

A. B. C.D e s cr ip t io n o f A s se t s I n co m e d u r i n g G r o s s v a l u e a t e n d

( in c lud in g tn ~s t a s se t s ) re p or t in g pe ri o d o f re po rt i n g p er i o d0) (2) (i) (2)

P l a c e " C A ] " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a lue V a luee x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v ., re n t , C od e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3( Q - w)

I. IRA# 12. -Ave Maria Rising Dividend Fund3. -First Eagle Overseas Fund CI 1

4. -First Eagle US Value Fund CI 15. -Janus Balanced Fund CI J6. -Janus Felx ible Bond Fund CL T7. -Stratton Small Cap Value Fund

8. -Charles Schwab Bank

9. IRA #2I0. -Parnassus Equity Incom e Fund Investor SH1 1 . -Charles Schwab Bank1 2 . I R A # 3 ( Y )1 3 . -Ave Maria Rising Dividend Fund1 4 . -First Eagle Over seas Fund CI 11 5 . -First Eagle US Value Fund CI 11 6 . -Janus Balanced Fund CI J

D Int./Div. O

A Int./Div. L

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3) (4)T y p e ( e . g . , Dat e V a l u e G a in

b u y , se l l , mm/dd,~ C o d e 2 C o d e Ir e d e m p t i o n ) ( J - P ) ( A - H )

( 5 )I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t e~ a n s a c t i o n )

1 7 . -Janus Flexible Bond Fund CL T

I . I nc ome Gain Codes : A = $1.000 o r less B = $1,001 - $2.500 C = $2,501 - $5.000 D = $5,001 - $15,000( S ee Colu mns BI and D 4 ) F ~$50.001 - $100,000 G =$100.001 - $1,000.000 II I =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J = $ 1 5 . 0 ~ O o l e s s K = $15.001 - $50.000 L = $50.001 - $100.000 M =$100.001 - $250.000I .Sc c Colu mns CI and D 3) N =$250.001 - $500.000 O -$500.001 - $1,000.000 P I = $ 1. 00 0 ,0 0 1 - $ 5 ,0 0 0, 00 0 P 2 = $ 5.0 0 0, 00 1 - $ 25 ,0 0 0.0 0 0

P3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 9 0 . 0 0 0 P 4 = M o r e t han $50 ,00~ .0003 . Va lue Mclho d C o d es Q =App raisal R = C o s t ( Rea l E s t a t e On l y ) S = Assessm en t T =Cas h M ar k et

( S ee Colu mn C2 ) U =Book Value V =Olh er W = E st i m a ted

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTPage 5 of 8 Ia m e o f P e r s o n R e p o r t i n gTucker , Josephine S. D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c o , ~ , , v a l u e . ~ o , ~ u e t lo , ~ a n c l u d , ~ th o s e o / s ~ ,o ~ s e o n d d e p e n d e n t ch i ldr en ; s ee pp . 3 4 - 6 0 o / f i li n g i n s t r u c , i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D ~ c r i p t i o n o f A s s e t s I n co m e d u r i n g G r o ss v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i nc lud ing t r us t a s s e t s ) r e p o r t i n g p ~ r i o d o f r e p o r t i n g p e r i o d(|) (2) (I) (2) (I) (2) (3) (4) (5 )

Place " ( X ) " a l ~ e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alu e V alu e T y p e ( e . g . , Dat e V a l u e Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v ., re n t , C od e 2 M e t h o d b u y , se l l , mm!ddP~ C o d e 2 C o d e I b u yer / se l l e r

( A - H ) or i n t . ) ( J - P ) C od e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f pr i va t e( Q - W ) t ransac t i on)

1 8 . -Stratton Small Cap Value Fund1 9 . -Charles Schwab Bank

20. Deferred Comp ensat ion Plan #1 (Y)21. -LVIP Delaware Bond Fund-Standard Class22. -Fidel i ty VIP Contrafund - Service Class23. -DWS VIP Equity 500 Index Class A24 . -Fidel i ty VIP Gr owth- Servic e Class25 . -Franklin FTVIPT Small Mid-Cap GrowthS e c u r i t i e s26 . -Amer ican Century V P Inter national - Class

I27 . 4 0 1 k # 1 ( Y )28. -F i de l i t y Smal l C ompany Fund29 . -Vanguard M id-Cap Index Fund lnst l .30. -Vanguard Smal l -Cap Index Fund Inst l .31. -Wel l ington M id-Cap Opportunit ies 232. -EuroPacif ic Grow th Fund Class R$-533. 401k#2 (Y)34 . -We lls Fargo Advan. Con. Alloc (Admin)

I . I nc ome Gain Codes : A = $1,000 o r less B = $1,001 - $2 ,500 C = $2.501 - $5.000 D = $ 5 , 0 0 1 - $ 1 5 . 0 ( } O( See C o l um n s B I a n d I M) F =$50,001 - $10O ,000 G =$ 100.0~ 1 - $1,000.000 I I 1 = $1,0~ 0.001 - $5.0~ 0.0~ 112 =More lhan $5,0~0.000

2. Value Codes J =$15.000 ot Ices K =$15.001 - $50.000 L = $50.001 - $100.000 M =$100.001 - $250.000I S le C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 O = $5 00 .00 1 - $1 .0 00.0 0~ P I = $1.0 00 .0 01 - $5 .0 00 ,00 0 P2 =$5 .0 ~0.0 01 - $25 ,00 0.00 ~

P3 =$25.000.001 - $50.000.0~0 P4 =More than $50.0~.0003 . Va lue Metho d Co d es Q =App raisal R = C o s t ( Rea l E s l a t On l y ) S = As~ssm , . .m t T =Cash Markc~( S ee Colu mn C2 ) U =Book Value V =Olhcr W = E st i m a ted

E =$15.001 - $ 5 0 . 0 ~ O


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FINANCIAL DISCLOSURE REPORTPage 6 of 8N a m e o f P e r s o n R e p o r t in gTucker , Josephine S .

D a t e o f R e p o r t05/13/201 I

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l u d i ng t ru s t asse l s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior d isclosure

I n c o m e d u r i n gr e p o r t i n g p e r i o d

(1) (2)A m o u n t T y p e ( e . g . ,C o d e I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

V a lue V a lueC o d e 2 M e t h o d

( J - P ) C o d e 3

O)T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m/dd/yy C ode 2 C o de I buyer /se l ler( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

35. StateofCalifornia Savin gs Plus Program(401 Id457)36 . Schwab 529 College Savings Plan ShortTerm Portfolio37 . Schwab 529 College Savings Plan

Conservat ive Portfol io38. Schwab 529 College Savings Plan M od.Aggressive Portfolio39 . Unitedhealth Group 0. /NH)40 . Amer ican Express Bank, FSB SavingsAccount41 . American CenturyGiftrust4 2. U .S. Se r ie s E Sa v in g s B o n d s4 3. T I A A -C R E F ( Y )

None MNone L

None KNone K

D. Dividend O

T

T

T

T

T

A

I n t e r e s t K

None KI n t e r e s t K

T

T

T

I . I nc ome Gain Codes : A = $1,000 or less B = $1,001 - $2.50~ C = $2,501 - $5 ,000 D = $5.001 - $15.0(~( S ee Colu mns B I and D 4 ) F =$50.001 - $ 100.000 G =$ 100.001 - $ 1,000,000 I 11 =$ 1 . 0 0 0. 0 ~ I - $ 5 .0 ~ 0 . 0 00 1 1 2= More than $5.000.000

2. Value Codes J = $15.000 o~ Ices K = $15.001 - $50.(X)0 L = $50,0O I - $10~.000 M = $109,001 - $250.000( S ee Colu mns CI and D 3) N =$250,001 - $500.000 O =$500,001 - $I ,000.000 P I -$ 1.0 00 .0 01 - $5 .0 0 0.0 ~0 P 2 =$ 5.0 ~) ,0 O I - $2 5.0 00 .0 00

P3 = $25.000.001 - $50.0~0.000 P 4 = More Ihan $50.000.0003. Value Method Codes Q =Appraisal R = C o s! ( Rea l E s l a t c On l y ) S = Assessm en t T =Cas h M ar k et(Scc C olum n 122) U = Bo o k Value V =Oth er W -Es t imated

E = $ 15. 001- $ 50, 0~0


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N a m e of Person Repor t ingT u c k e r , J o s e p h i n e S .

D a t e o f R e p o r t05/13/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (ln,ticate part of report)P a r t i . I t e m 2 : T r u s t # 1 i s a n u n f u n d e d ~ t r u s t .Par t I I . Agreement t e rminated in 2010.


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8

Name o f Pe rson Report ingT u c k e r , J o s e p h i n e S .

Date of Repor t05/13/2011

IX. CERTIFICATION.I ce r t i f y t h a t a l l i n fo rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y) i s

a ccu ra t e , t ru e , a n d co m p l e t e t o t h e be s t o f m y k n o ~v l e d g e a n d be l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d w a s w i t h h e l d be ca u se i t m e t a p p l i ca b l e s t a t u t o ryp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce wi th the p ro v i s io n s o f 5 U.S.C. ap p . 501 e t . s eq . , 5 U.S.C. 7353, an d Jud ic ia l Co n feren ce reg u la t io n s .

Signatur e: S[ Josephine S. Tucker

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F AL S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s cl o s u r eAdm ini s t ra ti ve O ff i ce of the Uni t ed S ta t es Cour t sSui te 2 - 301O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D . C . 2 0 5 4 4


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A O I ORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Re quired by the Ethicsin Government Act of 1978(5 U.S .C . app. ,~,~" 101-111)

I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Tucker , Josephine S.

4 . T i t l e ( A r t i c l e I I I ju d g e s indicate ac t ive or senior s ta tus ;magistrate judges ind icate full- or part- time)District Judge-Active

7. Chambers or Off ice A d d r e s s4 11 W . Four th S t ree tSanla Ana , CA 92701 -4516

2. Court o r Organ iza t ionU.S. Dis t r ic t Cour t , Cent ra l Dis t r ic t of Cal i forn ia

3. Date of R e p o r t08/2512011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

wi t h a pp l i c a b l e l a ws a nd r e gu l a t i on s .

Reviewing Office r Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

I . P O S I T I O N S . t R , p o , a , g l , d l v l d u u t o , ~ y ; s , o p e . 9 - 1 3 of fillng instructlon~)D (No reporta blepositions.)ONE

POSITION1. Supe r i o r Cou r t Judge2. Trus tee

NAME OF ORGANIZATION/ENTITYOrange C oun ty Supe r io r Cour tT r u s t # I

3. Judici a l Advi sory Counc i l Associa t ion of Business Tria l Lawyers

4.5.

I I . A G R E E M E N T S . ~ o ~ o ~ g i , a i v i a u n t o , ~ y ; s , e p p . t 4 - t6 o.filling instructions.)D (No re por tab le a g re e me n ts .)ONE

1.20022.3.

DAT E PARTIES AND TERMSCalifornia Judges Retiremen t System II, no control


10/24

F I N A N C I A L D IS C L O S U R E R E P O R TPage 2 o f 8

N a m e o f P e r so n R e p o r t i n gTucke r , J o seph in e S .

D a t e o f R e p o r t08/25/201 I

III. N O N - I N V E S T M E N T I N C O M E . t ~ , p o ~ i n g individual andspouse; seepp, i 7-24 of filing instructions.)A. F ilers Non- Inves tmen t Income

D ( No r epor t a ble i nc ome. )O NE n on - in v e s tme n tDATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

1.2010 Sta t e of Ca l i fo rn i a - Judic i a l Sa la ry $82,823.002.2010 County of Orang e - Judic i a l Bene f i t Re imb urs ement $19,14 ! .003.4.

B . S p o u s e s N o n - In v e s tm e n t I nc o m e - If you were m arf fed during any port ion of the repo rt ing year, complete this sect ion.(Dollar amount not required except for honoraria.)

D (N o re p orta ble in co m e.)O NE n on - in v e s tme n t

1.20102.3.4.

DATE SOURCE AND TYPEUnited Healthcare - S a l a r y

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

~] (No re por tab le re imburse m e n ts .)O NE

2.3.4.5.

SO UR C E D A TE S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED


11/24


N a m e o f P e r s o n R e p o r t in gTucker, Josephine S.

D a t e o f R e p o r t08/25/2011

V . G I F T S . a n e t u d , ~ t h o s e ,o s p o u s e a n d d e p e n d e n , ch i ldren; s e e p p . 2 S - 3 1 offi l lng ins truc t ionx.)NONE (No reportable gifts.)

S O U R C E DE S CRIP T IONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n t i. de s t h o s e o f s p o . s e a n d d e p e n d e n t c h i l d r e n s e e p p. 3 2 - 3 3 o f f i l i n g i n s t ruc t i o n ~ )N O N E ( N o reportable l iabi l i ties . )

C R E D I T O R DE S CRIP T ION1 .2.3.

4.5.

VALUECODE


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F I N A N C IA L D I S C L O S U R E R E P O R TPag e 4 o f 8 Ia m e o f P e r s o n R e p o r t in gTucke r , J o seph in e S . D a t e o f R e p o r t08/25 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , .e , v a t u e , ~ , a , ~ a c , l o . ~ Onctuaes those of s~ouse and a e~enaent ch itare .: see r~ 3 4 - 6 0 o f f i l i n g instructions.)D NONE(No reportable income, assets , or transactions. )

A. B. D.Description of Assets Incom e during Transactions during reporting period

(including trust assets) reporting period(I) (2)

A m o u n t T yp e ( e . g . ,C ode I d i v . , r e n t ,(A-H) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I. I RA #1 D In t . /Div .

2. - A v e M a r i a R i s i n g D i v i d e n d F u n d

3. -F i r s t Eag l e Ov e r s e a s F und C I 1

4. -F i r s t E ag l e US Va lue Fund CI 1

5. - J a n u s B a l a n ce d F u n d C I J

6. -S t r a t ton Sm a l l Cap Va lue Fund

7. -Cha r l e s Schwab Bank

8. I RA #2 A In t . /Div .

9. -Pa r nas sus E qu i t y I ncome Fund Inves t o r SH

1 0 . -Cha r l e s Schwab Bankl~. IR A #3 (Y)

1 2 . - A v e M a r i a R i s i n g D i v i d e n d F u n d

1 3 . -F i r s t Eag l e Ov e r s e a s F und C I 1

1 4 . -F i r s t Eag l e US Va lueFund C I I

1 5 . - J a n u s B a l a n ce d F u n d C I J

1 6 . -S t r a t ton Sm a l l Cap Va lue Fund

1 7 . -Cha r l e s Schwab Bank

Gross value a t endo f r e p o r t i n g p e r i o d

(I ) (2 ) (I ) (2) (3) (4) (5 )Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

Code 2 M e t h o d buy, se ll, m m /dd /yy C ode 2 C ode I buyer/se lle r( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) U a n s a c t i o n )

O T

L T

I . I ncome G ain Codes : A =$1.000 o r less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000(Scc Columns B I and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 III =$l.000.0OI - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 o r le ss K =$15.001 - S50.000 L =$50.001 - $100.00~ M =$100.001 - $250.000(See Columns CI and D3} N ~$ 250 .00 1 - $ 50 0.00 0 O = $500 .1)01 - $1.000,000 P I =$ 1.0 00 .0 01 - $5 ,0 00 ,0 00 P 2 =$ 5, 0~ 0. 00 1 - $ 25 ,0 00 .0 00

P3 =$25,000.001 - $50.000,000 P4 =More than $50.000.0003. Valoe Method Codes Q =Appraisal R =Cos t (Rea l Es t a t e On ly) S =Assc ssmen l T = ~h Marke t(See Column C2) U ~Book Value V =Other W =Esl ima l ed

E =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0


13/24


N a m e o f P e r so n R e p o r t i n gTucker, Josephine S.

D a t e o f R e p o r t08/25 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c om e , value, transactimt~ (Includes those of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n & )N O N E (No reportable income, assets, or transactions.)

D e sc r i p t i o n o f A s s e t s I nc ome du r i ng( inc luding t rus t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c e " ( X ) " a f t e r e a ch a s s e t [ A m o u n t T y p e (e .g.,

e x e m p t f r o m p r i o r d i sc l o s u re C o d e I div . , ren t ,( A - H ) or i n t . )

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

T y p e ( e . g . ,buy, sell,

r e d e m p t io n )

T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Va lue Gain I d e n t i t y o f

mmtdcl ,"yy C o d e 2 C o d e I buyer / se l l e r( J - P ) ( A - H ) ( i f pr iva t e

t ransac t i on)

1 8 . Deferred Compen sation Plan#1 (Y)1 9 . - L V I P D e l a w a r e B o n d F u n d - S t a n d a r d C l a s s

20 . -Fidel it y VIP Contra fund - Service Class2 1 . - DWS V IP E qu it y 500 In d ex C la ss A2 2 . - Fi d el it y V IP G ro w t h - Serv ic e C la ss23 . -Franklin FTVIPT Small Mid-Cap GrowthS e c u r i t i e s24 . -American Cen tury VP International - Class

125 . 401k # 1 (Y )26 . - F i d e li t y S ma l l C om pa ny F u n d2 7 . - V an g ua rd M id - Ca p In d e x Fu n d I n st l.28. - Vanguard S ma ll -Cap Inde x Fund I nst l.2 9 . - We l lin g t on M i d -Ca p Op p o rt u n it ie s23 0 . - Eu m P a cif ic G r o w th F u n d C la ss R$ - 531. 401k#2(Y)

32 . -W el l s Fa rgo Advan . Con. Al loc (Adm in)33 . Sta te o f Cal iforn ia Savings Plus P r o g r a m

( 4 0 1 k 1 4 5 7 )34 . Schwab 529 College Savings Plan ShortTerm Por t fo l io

None M TNone L T

I . I ncome G ain Codes : A =$1.000 o r less B =$1.001 - $2,500 C = $2,501 - $5.000 D =$5.001 - $15.000(See Co lumns B I and D4 ) F ~ $ 5 0 . 0 0 1 - $ 1 0 0 . O 0 0 G = $ 1 00 .0 01 - $ 1.0 00 .0 ~) H I = $ 1 ,0 00 .0 O I - $ 5,0 00 .0 00 1 1 2 = M o r e t h a n $ 5

2. Value Codes J =$15.0(X ) or less K = $15.001 - $50.000 L =$50.001 - $100.00~ M =$100.001 - $250.000(See Columns C l and D3) N = $250.0O I - $500.000 O =$500.0O I - $1.000.000 P I =$ 1.0 00 .0 01 - $5 .O 0 0, 00 0 P 2 =$ 5.0 00 .0 O I - $ 25 .0 00 .0 00

P3 = $ 2 5 , 0 O O . 0 0 1 - $ 5 0 . 0 0 0 .0 0 0 P4 ~More than $50.000.0003. Value Method Codes Q =Appraisal R =C os t (Rea l Es t a t e On ly) S =Assessmen t T =Cash Market(See Column C2) U =Book Value V = O ~ h , -r W = Est ima ted

E =$ 1 5 ,0 0 1 - $ 5 0 .0 0 0


14/24

F I N A N C IA L D I S C L O S U R E R E P O R TPag e 6 o f 8


D a t e o f R e p o r t08/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t, e , t, a ,~ a ~ t io ~ a n c l u d t s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; se e p p . 3 4 - 6 0 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)A. B. C. D .D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a ! e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r q ~ o r l i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un ! T y p e (e .g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n f i ~ y o fe x e m p t fr o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l, m m ! d d /q f lj C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

35 .36 .37 .

Schwa b 529 College Savings PlanConservative PorlfolioSchwab 529 College Savings Plan M od.Aggressive PortfolioUnitedheal th Group (L~qH)

None KNone K

Dividend O

TTT

38 . A m e r i ca n E x p r e s s B a n k , F S B S a v i n g sAc c oun t39 . Am er i can C en tu ry G i f t rust

A I n t e r e s t K

None KT

TO p e n 09/08/10 J

40 . U . S . Se r i e s E S a v i n g s B o n d s A I n t e r e s t K T

4 1 . T I A A - C R E F ( Y )42 . Chase Bank (Y)

I. I ncome Ga in Codes :(S Columns B I and D4)

2. Value Codes(Scc Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$ 1 .0 0 0 o r l e s sF ~$ 5 0 .0 0 1 - $ 1 0 0 .0 0 0J =$15.000 or IcesN =$ 2 5 0 .0 0 1 - $ 5 0 0 .0 0 0P3 = $ 2 5 .0 0 0 .0 0 1 - $ 5 0 .0 0 0 .0 0 0Q = A p p r a i s alU = B o o k V a l u e

B=$1,001 - $2,500G =$ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0K =$15,001 - $50.000O =$500.001 - $1,000.000R =Co s t (Real ~ ta tc Only )V =Olher

=$2.501 - $5,000I1 1 =$1.000,001 - $5.000.000

=$50.001 - $100.000PI = $1.000.001 - $5.000,000P4 = M o ~ e than

=Asscssmcf l tW =Est ima t ed

D =$5,001 - $ 1 5 , 0 0 0112 =More than $5,000,000M =$100.001 - $ 2 5 0 . 1 ) 0 0P2 =$5.000,001 - $25.000,000"1 =Cash Markd

E =$15,001- $50,000


15/24


N a m e of Person Repor t ingTu c k e r , J o s e p h i n e S .

D a t e of Repor t08/25 /2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (IltdicatetTartofrepor~)Pa r t I . I t em 2 : T ru s t # 1 i s a n u n fu nd ed~ t r u s t .Par t I f : Agreement t e rmina t ed in 2010 .Part VII: Origina l report (dated 5/13/201 I) m is takenly included asset (Janus Flex ible Bon d Fund C LT) that was not actual ly acquired unt i l 2011, outs ide ther epo r t ing pe r i od .


16/24

FINANCIAL DISCLOSURE REPOR TPage 8 of 8 Iame o f Pe rson Report ingTu c k e r , J o s e p h i n e S . Date of Report08/25/2011

I X . C E R T I F IC A T I O N .I ce r t i fy th a t a l l i n fo rm a t i on g iv en a bov e ( i nc lud ing i n fo rma t i on p e r t a i n i ng t o m y spou se a nd m ino r o r d epend en t ch i l d r e n , i f a ny) i s

a ccu ra t e , t ru e , a nd comp le t e t o th e be s t o f my knowledge a nd be l i e f , a nd th a t a ny i n fo rma t i on no t r e po r t e d wa s wi thhe ld becau se i t me t a pp l i cab l e s t a tu to ryp rov i s i on s p e rm i t t i ng non - d i sc lo su re .I f u r th e r ce r t if y t h a t e a r n e d i n come f r om o u t s i d e e mp loym e n t a nd hon o r a r i a a nd th e a cce p t a nce o f g i f t s which ha ve be e n r e po r t e d a r e i ncomp l iance wi th the p rov i s ions o f 5 U .S.C. app . 501 e t . s eq . , 5 U.S.C. 7353 , and Jud ic ia l Con ference re gu la t ions .

Signa ture: S] Joseph ine S. Tucker

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RIMINA L SANCT IONS (5 U.S .C . app . 104 ) .

Co mm i tt e e on F i nanc i a l D i scl o su reAdm ini s t ra ti ve Off i ce of the Uni t ed S ta t es Cour t sSuite 2-301On e Colum bus Ci rc l e , N.E.W ash ing t on , D .C . 20544


17/24

A O I ORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Re quired by the Ethicsin Government Act of 1978(5 U.S .C . app. ,~,~" 101-111)

I. Person R epor t ing ( las t name, f i r s t , middle in i t ia l )Tucker , Josephine S.

4 . T i t l e ( A r t i c l e I I I ju d g e s indicate ac t ive or senior s ta tus ;magistrate judges ind icate full- or part- time)District Judge-Active

7. Chambers or Off ice A d d r e s s4 11 W . Four th S t ree tSanla Ana , CA 92701 -4516

2. Court o r Organ iza t ionU.S. Dis t r ic t Cour t , Cent ra l Dis t r ic t of Cal i forn ia

3. Date of R e p o r t08/2512011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

wi t h a pp l i c a b l e l a ws a nd r e gu l a t i on s .

Reviewing Office r Date

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable informatiom Sign on last pag~

I . P O S I T I O N S . t R , p o , a , g l , d l v l d u u t o , ~ y ; s , o p e . 9 - 1 3 of fillng instructlon~)D (No reporta blepositions.)ONE

POSITION1. Supe r i o r Cou r t Judge2. Trus tee

NAME OF ORGANIZATION/ENTITYOrange C oun ty Supe r io r Cour tT r u s t # I

3. Judici a l Advi sory Counc i l Associa t ion of Business Tria l Lawyers

4.5.

I I . A G R E E M E N T S . ~ o ~ o ~ g i , a i v i a u n t o , ~ y ; s , e p p . t 4 - t6 o.filling instructions.)D (No re por tab le a g re e me n ts .)ONE

1.20022.3.

DAT E PARTIES AND TERMSCalifornia Judges Retiremen t System II, no control


18/24


N a m e o f P e r so n R e p o r t i n gTucke r , J o seph in e S .

D a t e o f R e p o r t08/25/201 I

III. N O N - I N V E S T M E N T I N C O M E . t ~ , p o ~ i n g individual andspouse; seepp, i 7-24 of filing instructions.)A. F ilers Non- Inves tmen t Income

D ( No r epor t a ble i nc ome. )O NE n on - in v e s tme n tDATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

1.2010 Sta t e of Ca l i fo rn i a - Judic i a l Sa la ry $82,823.002.2010 County of Orang e - Judic i a l Bene f i t Re imb urs ement $19,14 ! .003.4.

B . S p o u s e s N o n - In v e s tm e n t I nc o m e - If you were m arf fed during any port ion of the repo rt ing year, complete this sect ion.(Dollar amount not required except for honoraria.)

D (N o re p orta ble in co m e.)O NE n on - in v e s tme n t

1.20102.3.4.

DATE SOURCE AND TYPEUnited Healthcare - S a l a r y

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

~] (No re por tab le re imburse m e n ts .)O NE

2.3.4.5.

SO UR C E D A TE S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED


19/24


N a m e o f P e r s o n R e p o r t in gTucker, Josephine S.

D a t e o f R e p o r t08/25/2011

V . G I F T S . a n e t u d , ~ t h o s e ,o s p o u s e a n d d e p e n d e n , ch i ldren; s e e p p . 2 S - 3 1 offi l lng ins truc t ionx.)NONE (No reportable gifts.)

S O U R C E DE S CRIP T IONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n t i. de s t h o s e o f s p o . s e a n d d e p e n d e n t c h i l d r e n s e e p p. 3 2 - 3 3 o f f i l i n g i n s t ruc t i o n ~ )N O N E ( N o reportable l iabi l i ties . )

C R E D I T O R DE S CRIP T ION1 .2.3.

4.5.

VALUECODE


20/24

F I N A N C IA L D I S C L O S U R E R E P O R TPag e 4 o f 8 Ia m e o f P e r s o n R e p o r t in gTucke r , J o seph in e S . D a t e o f R e p o r t08/25 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , .e , v a t u e , ~ , a , ~ a c , l o . ~ Onctuaes those of s~ouse and a e~enaent ch itare .: see r~ 3 4 - 6 0 o f f i l i n g instructions.)D NONE(No reportable income, assets , or transactions. )

A. B. D.Description of Assets Incom e during Transactions during reporting period

(including trust assets) reporting period(I) (2)

A m o u n t T yp e ( e . g . ,C ode I d i v . , r e n t ,(A-H) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I. I RA #1 D In t . /Div .

2. - A v e M a r i a R i s i n g D i v i d e n d F u n d

3. -F i r s t Eag l e Ov e r s e a s F und C I 1

4. -F i r s t E ag l e US Va lue Fund CI 1

5. - J a n u s B a l a n ce d F u n d C I J

6. -S t r a t ton Sm a l l Cap Va lue Fund

7. -Cha r l e s Schwab Bank

8. I RA #2 A In t . /Div .

9. -Pa r nas sus E qu i t y I ncome Fund Inves t o r SH

1 0 . -Cha r l e s Schwab Bankl~. IR A #3 (Y)

1 2 . - A v e M a r i a R i s i n g D i v i d e n d F u n d

1 3 . -F i r s t Eag l e Ov e r s e a s F und C I 1

1 4 . -F i r s t Eag l e US Va lueFund C I I

1 5 . - J a n u s B a l a n ce d F u n d C I J

1 6 . -S t r a t ton Sm a l l Cap Va lue Fund

1 7 . -Cha r l e s Schwab Bank

Gross value a t endo f r e p o r t i n g p e r i o d

(I ) (2 ) (I ) (2) (3) (4) (5 )Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o f

Code 2 M e t h o d buy, se ll, m m /dd /yy C ode 2 C ode I buyer/se lle r( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) U a n s a c t i o n )

O T

L T

I . I ncome G ain Codes : A =$1.000 o r less B =$1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15.000(Scc Columns B I and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 III =$l.000.0OI - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 o r le ss K =$15.001 - S50.000 L =$50.001 - $100.00~ M =$100.001 - $250.000(See Columns CI and D3} N ~$ 250 .00 1 - $ 50 0.00 0 O = $500 .1)01 - $1.000,000 P I =$ 1.0 00 .0 01 - $5 ,0 00 ,0 00 P 2 =$ 5, 0~ 0. 00 1 - $ 25 ,0 00 .0 00

P3 =$25,000.001 - $50.000,000 P4 =More than $50.000.0003. Valoe Method Codes Q =Appraisal R =Cos t (Rea l Es t a t e On ly) S =Assc ssmen l T = ~h Marke t(See Column C2) U ~Book Value V =Other W =Esl ima l ed

E =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0


21/24



D a t e o f R e p o r t08/25 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c om e , value, transactimt~ (Includes those of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n & )N O N E (No reportable income, assets, or transactions.)

D e sc r i p t i o n o f A s s e t s I nc ome du r i ng( inc luding t rus t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c e " ( X ) " a f t e r e a ch a s s e t [ A m o u n t T y p e (e .g.,

e x e m p t f r o m p r i o r d i sc l o s u re C o d e I div . , ren t ,( A - H ) or i n t . )

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

T y p e ( e . g . ,buy, sell,

r e d e m p t io n )

T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Va lue Gain I d e n t i t y o f

mmtdcl ,"yy C o d e 2 C o d e I buyer / se l l e r( J - P ) ( A - H ) ( i f pr iva t e

t ransac t i on)

1 8 . Deferred Compen sation Plan#1 (Y)1 9 . - L V I P D e l a w a r e B o n d F u n d - S t a n d a r d C l a s s

20 . -Fidel it y VIP Contra fund - Service Class2 1 . - DWS V IP E qu it y 500 In d ex C la ss A2 2 . - Fi d el it y V IP G ro w t h - Serv ic e C la ss23 . -Franklin FTVIPT Small Mid-Cap GrowthS e c u r i t i e s24 . -American Cen tury VP International - Class

125 . 401k # 1 (Y )26 . - F i d e li t y S ma l l C om pa ny F u n d2 7 . - V an g ua rd M id - Ca p In d e x Fu n d I n st l.28. - Vanguard S ma ll -Cap Inde x Fund I nst l.2 9 . - We l lin g t on M i d -Ca p Op p o rt u n it ie s23 0 . - Eu m P a cif ic G r o w th F u n d C la ss R$ - 531. 401k#2(Y)

32 . -W el l s Fa rgo Advan . Con. Al loc (Adm in)33 . Sta te o f Cal iforn ia Savings Plus P r o g r a m

( 4 0 1 k 1 4 5 7 )34 . Schwab 529 College Savings Plan ShortTerm Por t fo l io

None M TNone L T

I . I ncome G ain Codes : A =$1.000 o r less B =$1.001 - $2,500 C = $2,501 - $5.000 D =$5.001 - $15.000(See Co lumns B I and D4 ) F ~ $ 5 0 . 0 0 1 - $ 1 0 0 . O 0 0 G = $ 1 00 .0 01 - $ 1.0 00 .0 ~) H I = $ 1 ,0 00 .0 O I - $ 5,0 00 .0 00 1 1 2 = M o r e t h a n $ 5

2. Value Codes J =$15.0(X ) or less K = $15.001 - $50.000 L =$50.001 - $100.00~ M =$100.001 - $250.000(See Columns C l and D3) N = $250.0O I - $500.000 O =$500.0O I - $1.000.000 P I =$ 1.0 00 .0 01 - $5 .O 0 0, 00 0 P 2 =$ 5.0 00 .0 O I - $ 25 .0 00 .0 00

P3 = $ 2 5 , 0 O O . 0 0 1 - $ 5 0 . 0 0 0 .0 0 0 P4 ~More than $50.000.0003. Value Method Codes Q =Appraisal R =C os t (Rea l Es t a t e On ly) S =Assessmen t T =Cash Market(See Column C2) U =Book Value V = O ~ h , -r W = Est ima ted

E =$ 1 5 ,0 0 1 - $ 5 0 .0 0 0


22/24

F I N A N C IA L D I S C L O S U R E R E P O R TPag e 6 o f 8


D a t e o f R e p o r t08/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t, e , t, a ,~ a ~ t io ~ a n c l u d t s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; se e p p . 3 4 - 6 0 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)A. B. C. D .D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a ! e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r q ~ o r l i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un ! T y p e (e .g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n f i ~ y o fe x e m p t fr o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l, m m ! d d /q f lj C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

35 .36 .37 .

Schwa b 529 College Savings PlanConservative PorlfolioSchwab 529 College Savings Plan M od.Aggressive PortfolioUnitedheal th Group (L~qH)

None KNone K

Dividend O

TTT

38 . A m e r i ca n E x p r e s s B a n k , F S B S a v i n g sAc c oun t39 . Am er i can C en tu ry G i f t rust

A I n t e r e s t K

None KT

TO p e n 09/08/10 J

40 . U . S . Se r i e s E S a v i n g s B o n d s A I n t e r e s t K T

4 1 . T I A A - C R E F ( Y )42 . Chase Bank (Y)

I. I ncome Ga in Codes :(S Columns B I and D4)

2. Value Codes(Scc Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$ 1 .0 0 0 o r l e s sF ~$ 5 0 .0 0 1 - $ 1 0 0 .0 0 0J =$15.000 or IcesN =$ 2 5 0 .0 0 1 - $ 5 0 0 .0 0 0P3 = $ 2 5 .0 0 0 .0 0 1 - $ 5 0 .0 0 0 .0 0 0Q = A p p r a i s alU = B o o k V a l u e

B=$1,001 - $2,500G =$ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0K =$15,001 - $50.000O =$500.001 - $1,000.000R =Co s t (Real ~ ta tc Only )V =Olher

=$2.501 - $5,000I1 1 =$1.000,001 - $5.000.000

=$50.001 - $100.000PI = $1.000.001 - $5.000,000P4 = M o ~ e than

=Asscssmcf l tW =Est ima t ed

D =$5,001 - $ 1 5 , 0 0 0112 =More than $5,000,000M =$100.001 - $ 2 5 0 . 1 ) 0 0P2 =$5.000,001 - $25.000,000"1 =Cash Markd

E =$15,001- $50,000


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N a m e of Person Repor t ingTu c k e r , J o s e p h i n e S .

D a t e of Repor t08/25 /2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (IltdicatetTartofrepor~)Pa r t I . I t em 2 : T ru s t # 1 i s a n u n fu nd ed~ t r u s t .Par t I f : Agreement t e rmina t ed in 2010 .Part VII: Origina l report (dated 5/13/201 I) m is takenly included asset (Janus Flex ible Bon d Fund C LT) that was not actual ly acquired unt i l 2011, outs ide ther epo r t ing pe r i od .


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FINANCIAL DISCLOSURE REPOR TPage 8 of 8 Iame o f Pe rson Report ingTu c k e r , J o s e p h i n e S . Date of Report08/25/2011

I X . C E R T I F IC A T I O N .I ce r t i fy th a t a l l i n fo rm a t i on g iv en a bov e ( i nc lud ing i n fo rma t i on p e r t a i n i ng t o m y spou se a nd m ino r o r d epend en t ch i l d r e n , i f a ny) i s

a ccu ra t e , t ru e , a nd comp le t e t o th e be s t o f my knowledge a nd be l i e f , a nd th a t a ny i n fo rma t i on no t r e po r t e d wa s wi thhe ld becau se i t me t a pp l i cab l e s t a tu to ryp rov i s i on s p e rm i t t i ng non - d i sc lo su re .I f u r th e r ce r t if y t h a t e a r n e d i n come f r om o u t s i d e e mp loym e n t a nd hon o r a r i a a nd th e a cce p t a nce o f g i f t s which ha ve be e n r e po r t e d a r e i ncomp l iance wi th the p rov i s ions o f 5 U .S.C. app . 501 e t . s eq . , 5 U.S.C. 7353 , and Jud ic ia l Con ference re gu la t ions .

Signa ture: S] Joseph ine S. Tucker

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C RIMINA L SANCT IONS (5 U.S .C . app . 104 ) .

Co mm i tt e e on F i nanc i a l D i scl o su reAdm ini s t ra ti ve Off i ce of the Uni t ed S ta t es Cour t sSuite 2-301On e Colum bus Ci rc l e , N.E.W ash ing t on , D .C . 20544

josephine s tucker financial disclosure report for tucker , josephine s

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