joint information systems committee research management and institutional repositories neil jacobs

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Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

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Page 1: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Research Management and Institutional Repositories

Neil Jacobs

Page 2: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Institutional Repositories

Definition [from repositories briefing paper]:

A digital repository is where digital content, assets, are stored and can be searched and retrieved for later use.

– A repository supports mechanisms to import, export, identify, store and retrieve digital assets.

Putting digital content into a repository enables staff and institutions to then manage and preserve it, and therefore derive maximum value from it.

– Digital repositories may include research outputs and journal articles, theses, e-learning objects and teaching materials or research data.

Because it works within a broader Information Environment, a repository is more than a CMS…

Page 3: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Repositories in an Information Environment

J I SC-fundedcontent providers

institutionalcontent providers

externalcontent providers

brokers aggregators catalogues indexes

institutionalportals

subjectportals

learning managementsystems

media-specificportals

end-userdesktop/ browser

OpenURLlink servers

shared inf rastructure

authentication/ authorisation(Athens)

institutional profi lingservices

terminologyservices

service registries

identifier services

metadata schema registries

©Andy Powell (UKOLN, University of Bath) andNeil Beagrie (British Library and J I SC), 2005

This work is licensed under a Creative Commons LicenseAttribution-ShareAlike 2.0

institutionalarchival storage

remote archivalstorage / escrow

format registries

format conversion services

representation informationregistries

persistent identifierservices

Page 4: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Repositories in an Information Environment

J I SC-fundedcontent providers

institutionalcontent providers

externalcontent providers

brokers aggregators catalogues indexes

institutionalportals

subjectportals

learning managementsystems

media-specificportals

end-userdesktop/ browser

OpenURLlink servers

shared inf rastructure

authentication/ authorisation(Athens)

institutional profi lingservices

terminologyservices

service registries

identifier services

metadata schema registries

©Andy Powell (UKOLN, University of Bath) andNeil Beagrie (British Library and J I SC), 2005

This work is licensed under a Creative Commons LicenseAttribution-ShareAlike 2.0

institutionalarchival storage

remote archivalstorage / escrow

format registries

format conversion services

representation informationregistries

persistent identifierservices

Curation

Page 5: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Repositories in an Information Environment

J I SC-fundedcontent providers

institutionalcontent providers

externalcontent providers

brokers aggregators catalogues indexes

institutionalportals

subjectportals

learning managementsystems

media-specificportals

end-userdesktop/ browser

OpenURLlink servers

shared inf rastructure

authentication/ authorisation(Athens)

institutional profi lingservices

terminologyservices

service registries

identifier services

metadata schema registries

©Andy Powell (UKOLN, University of Bath) andNeil Beagrie (British Library and J I SC), 2005

This work is licensed under a Creative Commons LicenseAttribution-ShareAlike 2.0

institutionalarchival storage

remote archivalstorage / escrow

format registries

format conversion services

representation informationregistries

persistent identifierservices

Sharing / access

Page 6: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Histories of institutional repositories - why are there so many definitions?

One lineage of institutional repositories:

– 1995 Guidelines for Developing an Information Strategy published, and (1998) nine institutions were selected as Exemplar Sites for information strategies

– … leading to JISC InfoNet – National Centre / Service

– 2003 JCALT (Awareness, Liaison and Training) agrees that InfoNet will support RM in sector (cf FoI), and advising on EDRM systems, policy issues (eg retention schedules), etc

– Significant overlap with IR functionality (versioning, workflow support, tailored metadata schemes…

Another, related, lineage of institutional repositories:

– 2000 Digital Preservation and Records Management programme

• DCC, Feasibility and Requirements Study on Preservation of E-Prints…

– Supporting Institutional Digital Preservation and Asset Management (4/04)

• Including how a distributed preservation infrastructure might work - SherpaDP, PRESERV…

Yet another lineage of institutional repositories:

– 1999 Santa Fe convention - OAI-PMH

– 2002 JISC programmes on sharing institutional resources (FAIR, X4L) – Sherpa, JORUM

– 2005 Digital Repositories programme, EThOS, R4L, SPIRE, IRRA

Page 7: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Institutional Repositories in the institutional contextwhy they can help with the institution’s RAE submission

InstitutionalRepository

Factual authority and access control

LDAP

Org structure

Associated information

Inst / dept CRIS

Inst / dept / personal publication databases

Portal

Page 8: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Institutional Repositories in the scientific contextwhy they can help with the institution’s RAE submission

Page 9: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Use case one: submitting bibliographic data to HEFCE

HEFCE-defined XML schema for bibliographic data

– Covers a range of research output types

– See: http://www.rae.ac.uk/datacoll/import/xmlschm/

InstitutionalRepository

Metadata from researcher / dept

IRRA

Institutional submission – metadata / DOI?

HEFCE

Various

formats

Dublin

Core?

HE

FC

E

XM

L

Page 10: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

Use case two: supporting internal RAE ‘trial’ exercises

Where institutions are setting up internal “panels” to practice their RAE submission

– Ensuring that the institution’s is the best representation of its research to HEFCE

– Need access to full text (publisher’s or author’s final version)

InstitutionalRepository

IRRA

Metadata plus full text from researcher / dept

Internal panels

‘Trial’ institutional submission – metadata plus full text

Page 11: Joint Information Systems Committee Research Management and Institutional Repositories Neil Jacobs

Joint Information Systems Committee

The unknowns

The known unknown:

– What will be the detailed arrangements for ensuring RAE panels have access to the full text papers they need?

The unknown unknown:

– What happens after RAE2008?

– Metrics?

BUT institutions and researchers will still need to

– manage their own intellectual output

– ensure that it gains them maximum benefit

– have systems to demonstrate this