john p bailey financial disclosure report for 2009

8/3/2019 John P Bailey Financial Disclosure Report for 2009

1/7

~ o z o I FINANCIAL DISCLOSURE REPORT R w o r t R e q u , r e d b y th e E t h i c sI in Government Act of 1978/ /2o/o FOR CALENDAR YEAR 2009I. P e r s o n R e p o r t i n g ( l a s l n a m e , f ir s t , m i d d l e i n i t i a l) 2 . C o u r t o r O r g a n i z a t io n 3. [}a le o f R e p o r t

Bai ley, John P. Nonhero Dis tric t o f West Virgin ia 04/29/20104. Ti t l e (A rt i c l e l I l judge s in dica te a c t ive o r se n io r s ta tus ; 5a. Report Type (check nppropria te lype) 6 . R e p o r l i n g P e r i o dma gis l ra l c judge s in dica l e fu l l - o r pa n - t ime )

[-~ Nomination. Date 0 1 / 0 1 1 2 0 0 9O.S. DisttictJudge-AcliveStatus [] Initial [] Annual [] Fin a l to1213112009

5b. [] Amended Reporl7 . C h a mb e r s o r O f f i c e A d d r e s s 8 . O n t h e b a s i s o 1 t h e i n f o r m a t i o n c o n t a i n e d I n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n o m p l i a n c eU.S. Courthouse with appl icab le laws a n d r e g u l a t i o n s .P . O . B o x 5 5 IW h e e l i n g , W V 2 6 0 0 3 R e v i e w l n g O f f i c e r D a t e

IMPO RTANT N OTES: The instructions accompanying this form must be foltowea~ Complete airports,checking the NONE box for each part w here you have no reportable information. Sign on last page.

1. IF L.I~DIII~._]I~ O. (Reporting individual only se pp. 9-13 of f!ling i . . . . . l ion.)N O N E (No reportable positions.)

P O S I T I O N NAMg OF ORGANIZAT1ON~NTI~

4. ~..- ~

lN O N ~ (No reporlable agreemencs.)

PARTIES AN~ TgRMSI . 2 0 0 5 Bailey, Riley, Buch & Haman, LC. Pro~ Sharing Plan wi~h ro~er fi~, no contro~

2.


2/7

FINANCIAL D I S C L OS U R E R E P O R T l " . . . . . . rP ..... I IIP a g e 2 o f 71 1 I . N O N - IN V E S T M E N T 1 N C O M E . ~S,po,a,~ ind,idu~l und ,po~e; see pp. 17.24 of fil ing ins~uction~.)A. Fliers N o n - l n v e s tm e n ~ I n c o m e

N O N E (No reportable non-investment income.)D A T E SOURCE AND TYP~ ~COM~

2 .3 .4.

B . S p o u s e s N o n - I nvestmen! Income - t / y o u were married during any portion of the reporting year, complete this section.(Dollar omourtl not required except for honoraria)

[] N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

2 .3 .4.

IV . R E l b l B U R S E M E N T S - t r . . ~ p o . , . , i o . , I o d ~ i , ,. ~ . / o o d , . , , ,e r , o i . . .. . ..(Irwhtdes those to spouse and ~pe~ent chddren, s ee PF. 25 - 27 oJ~6hng t~t~ctt~ )

N O N E ~o reportable reimbursements)~ ~ LO ~A T1O N PURPOSg I T E MS P A I D O R P R O V I D E D

1 .2 .34.5.


3/7

FINANCIAL DISCLOSURE REPORT x .... f P . . . . Repo~ing D . . . . I R e l . ~ , l [P a g e 3 o f 7 B a i le y , J o h n P . 0 - 1 / 2 9 / 2 0 1 0

V. GIFTS. a , ,cl , a~+ ,h, ,~e ,o ,~o . . . . .d e p e n d e n t c h a a r e n ; s e e ~ p . 2 8 - 3 1 o f f i l in g in~truc~ions.)~ NONE (Ao reportable g~s.)

S OU R CE D E S CR IP T IO N V A I.U EI. Co~h Bi l l S t ewa~, W est Vi rg in ia S ide l ine P a ss - F~t ba l lUniversi ty2 . Beyon d Market ing , Inc . Event Ticke~3.4.5.

[~ N O N E (No reportable liabilities.)C R E D I T O R D E S CR IP T IO N V A L U E CO D E

I. U n i t e d P , a n k Visa Card J2 . Un i ted B an k Personal Loan j3. U. S Dep t . o f Educ a t io n Loan for education M4. College Foundation , Inc. Loan for education L5


4/7

FINANCIAL DISCLOSURE REPORT N . . .. fP .... Re po r l i r lg IIa g e 4 o f 7 B a i l e y , Jo h n P . 0 4 1 2 9 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . I , , , , ..... f lons (Includes tho,e of sp .. . . . . d dep ,.de., children: seepp. 34 .60 of f i l ing instructions,)

NONE (No reportable income, assets, or transactions.)

Description of Assets~

Income during Gross v~luc a~ en~ T~anszCt ionl dur ing rcpoming per iod(inCluding t~st ~e~) reposing ~ri~ of ~epo~mg per iod~ (I) ~ (~) (0 (2) (0 ~2) ~ (3) (4)P l a c e " ( X ) " a f t e r e a c h ~ e t ] A m o u n t [ T y p e ( e g . , V a l u e Value T~c ( c g , : Date [ Value ~ain I d e n t i t y o f

e x e m p t f r o m p r io r d i s c l o s u re ~ C o d e I [ d i v . , r e n t . C~c 2 M e t h o d b u y , s e l l , ~m~d~yy ~ C~e 2 C o d e I b u y e r / s e l l e r~ ( A - t i t . o r i r a . ) ( I - P ) C o d e 3 r e d e m p l i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e~ (Q-~ ~ ~ t n n s a c t ~ o n )1 . I R A # 1 A Di v i den d K

2 . - Federated P rime Obligations Fd. 396

3. - CVS / Caremark ( c o rn )4. - Clear Channel Communication (corn) So ld 07/31/09 J

5. - Home De pot Inc . (corn)6. - Live N;~tion (corn)7. - Time Warner Inc . (corn)8. - Time Wa rner Cable (corn) S p i n o f f 04/03/09(from line 7)9 . - AOL Inc (corn) S p i n o f f 1 2 1 2 9 / 0 9 !

(from line 7)I 0 . - Medco 1 l ea l th Solut ions {corn)

I I. - Merck & Co (corn) (t~m~erly Merck andCompany)

12 . Bailey, Riley, Buch & l larman Profit E D i v i d e n d M TS h a r i n g P l a n13 M a s s N l u t u a l L i f e I n s u r a n c e A D i v i d e n d J T

1 4 .

1 5 .

1 6 .

1 7 .


5/7

FINANCIAL DISCLOSURE REPORT I N ....fPe ....Re po r l in g D a t e o f R e p o ! !P a g e 5 o f 7 [ B a i l e y , J o h n P . 0 4 / 2 9 1 2 0 1 0VII. INVESTMENTS a n d T R U S T S - ~ ........ t . o , ! .....tion$ (lnct.dcs Ihose of sp ...... d dependent hilarcn; ~ ,pp. 34-60 of fi l lng i . . . . . . . ion~)

N O N E (No reportable income, assets, or transactions.)A B C. I D ......D e scr iptio n o f A s~ts In c o m e durin g Gro ss va lue a t e n d T~sac t~uns during report ing ~riod( in c ludin g t~st a sse ts) t~aing ~riod : o f r e p o ~ i n g p e r i ~

P l a c e " ( X ) " a t ~ e r e a c h . . . . A ....t ] T~ (e.g., V a l u e ~ Value ] T)~ (c g. ,I Date ~ Value I Gainj Idcn t , ty o f ?exempt from prior d isc l~sur C~e I ~ v . , r c n l , ~ C~c 2 Mc~od ] buy. sell . [ m~d&yy Code 2 (7~dc I bu).er;sel lcr( A - H )J

o r in k) (J -P ) C~dc 3 r e d c mp l ~ n ) ~ . (J-P) (A-II) ( i f prwat

18 .

1 9 .


6/7


7/7

FINANCIAL DISCLOSURE REPORT N .... lP ..... R e p o r t i n g l ) a ,~ o t R e p o , ,Page 7 o f 7 B a i l ey , J o h n P . 0 4 , 2 9 / 2 0 1 0IX. CERTIFICATION.

I c e r t ify t ha t a l l in form at ion g iven above ( inc lud ing in form at ion p e r t a in ing t o m y sp ouse and m ino r o r dep endent c h i ld ren , i f any) i sac c ura t e , I rue , and c om p le le t o t he bes t o f m y k now ledge and be l i e f , and t ha t any in form at ion n o t r ep or t ed was wi t hhe ld bec ause i t m e t ap p l ic able s l a t u t orypr o v i s io n s pe r mi t t i n g n o n - d i sc lo su r e .l fu r lhe r c e r t ify t ha t ea rned inc om e f rom ou t ~ide em p loym ent an d hon ora r ia and t he ac c ep t anc e n f g i l l s whic h have been r ep nr led a r e inco mpl i a n ce w i t h t h e pr o v i s io n s o f 5 U . S . C . ~ pp. 50 1 e t . s e q . , 5 U . S . C . 7 353, a n d Ju d ic i a l C o n f e r e n ce r e g u la ti o n s .

NOTE: ANY INDIVIDUAL WIlO KNOWINGLY AND WILFULLY ]AND CRIMINAl. SANCTIONS (5 U.S.C. app. 104)

F I LI N G I N S T R U C T I ON SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

john p bailey financial disclosure report for 2009

Documents