joan a lenard financial disclosure report for 2009

8/3/2019 Joan A Lenard Financial Disclosure Report for 2009

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UNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF FLORIDA

400 NORTH MIAMI AVENUE, SUITE 12-1MIAMI, FLORIDA 33128

JOAN A. LENARD ~; ~ p~UNITED STATES DISTRICT JUDGE (j~ ~ ~

June 7, 2010 ~

Committee on Financial DisclosureAdministrative Office of theUnited States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544Re: 2009 AO-10

JUDGE JOAN A. LENARDUNITEI) STATES DISTRICT COURTS O U TH ERN D ISTRICT O F F LO RIDA

D e a r C o m m i t t e e:In response to your letter of May t8, 2010, the entry.; in Part VI, line 1 was subm itted in

error. I do not have ally loans at anyeducational lnstltUtl ..... All tuitionpayments have been fully paid. Therefore, please remove this entry fiom my 2009 FinancialDisc Iosure Report.Very.. trt ly yours,

,tUDGE

JA[.idp


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A O t 0[

FINANCIAL DISCLOSURE REPORTa e ~ . ~ / z o m FOR CALENDAR YEAR 2009

I M P O R T A N T N O T E S : T~e ins~cao~s accompanying this form must b~ followed. Complete allparts,checking tim NON E box [or each part where you have no reportable fnforraatior~ Sign on last page.

I. POSITIONS. o~o~NONE (No r~portable

POSITION NAME OF O RG ANIZATION/ENTITY

2.

4.5.

II. AGREEMENTS. ~r~.~g~.~o~:.~.u-,om~.~o~)~ NONE (No repo~able agreements.)

DATE PAR TIES1.1996 STA~ OFFLO~DA ~NT P~ ~TED)2. 19~ STATE OF FLO~DA DEFE~D COMPENSA~ON


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P a g e F I N A N C I A L 2 o f 1 3 D I S C L O S U ~ ~P O R T ~ ~N~. J O ~ ~ ~ 0 4 / 1 9 / 2 0 1 0

IlI. NON-I~ES~ENT INCOME. ~~.d~:~. 17-Z#A. Fflers ~on-Inv~ent Income

NONE ~o repo~able non-inves~ent income.)~O~CE ~ T~E (yO~. not

L2.3.

4.

B. Spouses Non-Investment Income - If you were marrl~l during atoy port~n othe rv~orting year, ~.~plete ads section.(D ollar amount no~ requ~r~J except for honoraria.)

~ NONE (No re~mable non-~v~tment income.)SO~CE ~D ~E

I V . R E I M B U R S E M E N T S - -(l~clud~.~ tho~ to s~se ~d ~nt children; ~ pp. 25-27 of fl!~g imt~Oom.)

NONE (No repo~able reimbu~ements.)~ ~ L O C A T I O N PU~OSE ~EM~ PA~ OR PRODDED

1.2.3.4.5.


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P a g eF I N A N C I A L 3 o f 1 3 D I S C L O S U R E R E P O R T [ LENA~D, JOAN A- 0 4 / 1 9 / 2 0 1 0

~ NONE ~o repoaable ~.)~ D E S C ~ T I O N

1.

3.

~ N O N E ~ o repo~ableC RED ~OR DESCR~TION V A L U E C O D E

2. F~STSO~I"~ BANK. C]~ WA~HOUSE ?ROPERTI~ PINA~ON~ B~K3. NA~ONSBK~CO VAC~T ~D/O~CELS N4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T Iage 4 of 13 ~. joAN ~. 0v~0~0~I. I~S TMENTS ~d TRU S TS -- ~o~, ~, ~ ~a~ ~ ot ~ ~ ~t ~: ~ ~. ~-~ ot ~ ~.)

NONE ~o repo~able ~ncome, asse~, or tt~nsacaons.}~pfion of ~ ~ ~o~ d~g [ G~ v~ue~d~g~t~) ~g ~ ] of~e~g~ ~ .........................

exert ~om ~or ~1~ , C~ 1 d i v . , ~ m , ~e t Meth~ b u y , ~ 1 t , [ ~ C~e 2 ~ C~ 1 ~ u y e r / ~ l t e r

1. WACHO~ B~ #] A Interest K T2. WACHOV1A BANK #2 A Interest K T$. WACHOVIA BANK #3 B Interest K T

i 4 . WACHOV1A BANK #4 C Interest M T5. BANK ATLANTIC C I n t e r e s t M T6~ COLONIAL BANK A tmerest M T Merged 10/12/09 M(,~ ~e 7)7- BBT B ANK(X ) A Interest M T8. FIRST SOUTH BANK E Interest PI T9 i ]NG DIRECT(X)j A Interest M T Open 9/15/09 M1 0 . VANGU ARDPRIME MONEY MARKET C Dividend M TFUND1 1 . VANGUARD TAX-EXEMYF MONEY D Dividend N TMARKET FUND1 2 . VANGUARD FLORIDA INSURED LONG C Dividend M TTERM TAX-EX!Cd:q" FUND1 3 . VANGUARD HIGH YIELD C Dividend M TTAX-EXEI~I" FUND1 4 . NORTHEAST INV. TRUST D Dividend L T1 5 . STOCKS/SECURITIESi6 . DETROIT EDISON-COMMON B Dividend L T1 7 , NI SOURCE-COMMON B Dividend K T


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F I N A N C I A L p a g e 5 of 1 3 D IS C L O S U R E R E P O R T L E N A R O , J O A N A . 0 4 / 1

VII. INVESTMENTS and TRU STS - ~o~, ~.e, ,~c~o~ a.d.~,~ ~NONE ~o repo~able income, asse~, or ~ansac~o~)

D~ption of ~els [ ~come du~g Gr~s ~1~ at endrepoa~g ~ of r~g ~ .

axempl ~om ~i~ ~e C~e I d i v . , ~ d ~ C~e 2 ~/Meth~ ~y, sell , m~d~ C~e 2 C~e ] b~ed~er

1 8 . G~OD~E COS.-CO~ON None J T1 9 . AT&T-COMMON B Divide~ K T2 0 . LSI LOGIC CORP.-COMMON None J T2 1 , AT&T- COMMON A Dividend L T2 2 . BOEING-COMMON C Dividend M T2 3 . CHARTER COMM.-COMMON None Expired 1 1 / 3 0 / 0 92 4 . CMS ENERGY-COMMON A Dividend ] T2 5 . CONS. EDISON-COMMON A Dividend J T2 6 . BANK OF AMERICA-COMMON A Dividend J T2 7 . CHEMTURA CORP.-COMMON A Dividend J T2 8 . DYNEGY ENERGY-COMMON None J T2 9 . DUFF & PHELEPS-COMMON A Dividend J T3 0 . FPL CORP.-COMMON A Dividend J T

A Dividend K TNTEL CORP.-COMMON3 2 . ALCATEL LUCENT-COMMON None J T33. NOK IA CORP.-COMMON A Dividend K T3 4 . SCHRNG PLGH-COMMON A Dividend j T Merged(with line 35)

L lmome Gain Codes: A =$1 .000 or le~.s B = $1 .00 1 - 52 ,50 0 C = $2 .501 - $5 .00 0 D =$ 5,0 0 1 - $1 5,090 E =$15, [X11 - $50,000( S e e C o l u m n s B I a n d D 4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 O G = $ 1 0 0 . 0 0 1 - $ ! . 0 0 0 , 0 0 0 H I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 H 2 ~ M o ~ e ~ $ 5 . 0 0 0 . 0 0 0

Z. Valtm Cod~ J ~$15,000 or Je~s K ~$15.001 - $50,000 L =$5~,.001 - $100,000 M =$100,00I - $250.000(Se~ ~olumna CI and D3) N ~$2b0.001 - $500,000 OP3 =$~5,000.001 - $50,tX )0.000 P4 =Mo~e than $50.000.0003. V~tre Me~hod Codes O *Appral.al R ~osl {Rea] Estate Only) S =Assessment T =Cash Market(See Column C2) O =B ook Value V -Other W ~E.~irnated


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Narae of Person Reporting [ Date of Rel~rtF I N A N C I A L D I S C L O S U R E R E P O R T~N~, ~o~a g e 6 o f 13

l0 ~ 1 9 1 2 0 1 0

VII. ~STMENTS and TRUSTS .-N O N E (No repo~able income, assets, or ~sac~ons.)

A. ] B. C. D.D~pOon of A~

exempt ~ ~or ~I~ Code I , ~v,, ~nt ~ 2 Me~ buy, ~, ~ ~ C~e 2 ~. C~e I buy~l~Ile~

~ { Q - ~ ~ ~i~)

3 5 . ~RCK-CO~ON(X) A D i v i d e n d J T3 6 . SUN MICROSYSTEMS,INC.-COMMON None J T3 7 . VODAPHONE-COIvIMON A D i v i d e n d K T3 8 . VERIZON COMM.-COMMON A D|vidend J T3 9 . ENTERGY CORP.-COMMON A Dividend J T4 0 . QUEST COIvlM.-COMMON A Dividend J T4 1 . AT&T-COMMON A Dividend K T

4 2 . C1SCO-COMMON None M T4 3 , ORACLE-COMMON A D i v i d e n d L T44. B A N K A T L A N T I C - C O M M O N N o n e J T

45 . B L A C K R O C K F L M U N I C I P A L F U N D B I n t e r e s t K T4 6 . SPANISH BROADCASTING N o n e J TS Y R I ~ 7 . M - C O M M O N4 7 . C O M C A S T C O R P .- C O M M O N A D i v i d e n d J T48 ~ W O O D B R I D G E H O L D I N G S N o n e J T M e r g e d 09/21/09CORP.-COMMON ( w i t h l i n e 4 9 )4 9 . BFC FINANCIAL CORP.-COMMON N o n e ] T5 0 . E A T O N V A N C E MU N I C I P A L MU T U A L A D i v i d e n d J TF U N D5 I. INVESTMENT PROJ ECTS

P3 = $ 2 5 , 0 0 0 , 0 0 ! . $ 5 0 .0 0 0 , 0 0 0 P4 =Mo~ ~


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F IN A N C I A L D I SC L O S U R E R E P O R TP a g e 7 o f 1 3 L ~ n ~ . ~O ~ A . 0 ~ n 9 / 2 0 ~ 0

VIL ~STMENTS ~d TRUSTS -- ~--, ~,N O N E (N o reputable income, a~e~, or tr~sac~ons.)

A . [ ....... " ............ ......... ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . .~. " .........~pfion of Am~ [ I~ome dt~gPta~ "~" ~er ~ ~l A~I T~ (e.g., Value V alue T~ (e.g-, Date [ V~ Ga~ ~ Idenfi~ ofexempt ~om ~ ~1~ ~e ] div., ~d~ / ~e 2 C~e I buyer/~ll~(A-~ ~ ~.) 0 = P ) ~e 3 r~e~fl~0 ~ 0~P) (A-~ ~ (ff p~vate(Q-~

52. P~IS~ES BSEBLL,CA None K U53. ~ER ONE ~I, FL D Rent L U54. CO~L DEVLP~EH~,FL E Rent M U55. N~ C~RC C~.LLC,~ F Rent Pi U5 6 . SELECT FUNDING A SSOC.FL A Interest J T

5 7 . SELECT/PEABODY.MA D Rent M U5 8 . SELECT ATYLEB..FL D Rent L U5 9 . RETIREMENT ACCOUNTS6 0 . OPPENHEIMER FUNDS:M/M~ # 1 B Interest K Tt 5 1 . OPPENHEIMER FUNDS:GNMA # 2 C Dividend K T6 2 . E V E R G R E E N F U N D N o n e K T6 3 . EVERGREEN EQUITY INCOME FUND None j T6 4 . FEDERATED KAUFMANN FUND None K T

6 5 . FIDELITY (IRA) A interest K T6 6 . T H O R N - B E R G M O R T G A G E ,I N C . N o n e J T6 7 . LADENBURG THALMANN FINANCIAL N o n e J TSERVICES,INC.6 8 . OPKO HEALTH,INC. None J T

Columns BI and D4) F .~50.001 - $1~,~ G =$1~.~1 - $1.~,~

Q-A~ R~lu~C2) U =~ Value V


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FINANCIAL DISCLOSURE REPORT ~ of Person R eportingPage 8 of 1 3 L E N A R O , J O A ~ A . 0 4 / J 9 / 2 0 1 0

VII. INVESTMENTS and TR U STS - ~ ~,,~ ,-~.~ao~, a.,a.,~ a,,~,, ,~ ,~ ,u.r~.tN O N E (No reportable income, assets, or transactions.}

A. B. C. D .D e s c r i p t i o n o f A s s e ~ i I n c o m e d u r i n g G ro s s va l u e at e n d T r a m a c U o n s d i n i n g r e p o r t in g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e l Anmunt T y p e ( e . g . , Value Value ! Date Value Gain , I d e n t i t y o f] e x e m p t r o m p r i o r d i sc l o s u r e i C o d e I d i v . , r e n t , i T y p e ( e . g . .i ( J - l O i Code 3 r e d e m p t i o n ) (J-P) {A-H) (lfl~vate

6 9 . GENERAL ELECIR]C-COMMON A Dividend J T7 0 . FL-DEF. BEN.PNSN~(VESTED) None M7 1 . FL-DEFFERtZCOMP.PLN A Interest L T

7 2 . ICMA-457 DEF.COMP. D Inleresl M T7 3 . FI])EL]TY ANNUITY None M T

7 4 . OPPENHEIMER FDS:MJMF # 1 B Interest K T7 5 . OPPENHEIMER FDS:GMMA #2 B Dividend K T :

i ~ 7 6 - FIDELITY CASH RES. A I n t e r e s t J T7 7 . CHEMTURA-COMMON None J T7 8 . ENTERGY CORP.-COMMON A Dividend J T7 9 , ALCATEL LU CENT-COMMON None J T

8 0 . EDISON INT,-COMMON A Dividend J T8 1 , UNISOURCE-COMMON A Dividend J T

i 82. CISCO-COMMON None .! T" 8 3 . HEWLEII-PACKARD- COMMON A Dividend J T8 4 . GENERAL ELECTRIC-COMMON A Dividend J T8 5 . OTHER ACCOUNTS


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F IN A N C I A L D I SC L O S U R E R E P O R T ! N ~ o f P e r s o n R e p o t - l ln g D a t e o f R e p o r tP a g e 9 o f 1 3 LENARD, JOAN A. 0 4 / 1 9 / 2 0 1 0

NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s ] a ~ . . o m e d u r i n g ~ Gross value zt end T r a s u g a c t t o n s d u r i n g r e p o r t i n g p e r i o d( h ~ c i n d i n g m a s ~ a s , s e ~ ) r e p o r t i n g p e ~ o d i o f r e p o r t i n g p e r i o dPlace~(X)aftesea~hasse~ ~Amount[ Type(e.g., [ Value [ Value Type(e.g., [ Date ] Value / Gain ldgntiiyof

86. CON,EDISON-COMMON C Dividend M T87. WENDXFS ARBY G ROUP.INC. A Dividend J T8 8 . TIM HORTONS" A Dividend J T8 9 , JANUS GLOBA E TECH. None J T9 0 . JANUS ~NTERPR1SE FUND None J T

9 1 . ]ANUS ORLON FUND N m ~ e J T9 2 . JANUS GRO WTH &INCOME bLTND A Dividend J T~ 3 . JANUS VENTURE FUND A Dividend J T9 4 . JANDS FUND None K T9 5 . JANUS TWENTY FUb,rD A Dividend J T

9 6 , U.S.SAVINGS BO NDS B Intetes! K T9 7 . ISRAEL SAVINGS BONDS A Interes! K W9 8 . 2-FL PREPAID TUITION PLANS None K W9 9 . CHEMTURA CORP.-COM3MON None J T1 0 0 . NEUBERGER & B ERMAN GUARDIAN A Dividend J TFUND101o COCACOLA ENT.-COMMON A Dividend J T ........102. BK AT LANTIC-COMMON None J T


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F IN A N C I A L D IS C L O S U R E R E P O R T N~ orr..~ ~,~ o, t . a ~ ,~P a g e 1 0 o f 1 3 L E r ~ . O . J O A N A . 0 a l a r 2 o ~ 0

NONE ~o reportab!~ income, asse~ or ~ac~ons.)

~pfion of A~ I~o~ d~g Gr~ ~ at end

P~ce "~" aft~ ~ ~t ~o~t~ T~ (e.g., Val~ Value Ty~ (e.g..exempt ~m ~or di~l~u~ C~e 1 ~v., ~nt, C~e 2 ~ M~ b u y , s e l l ,

103. V~COM-CO~ON No~ j T104. CBS-CO~ON A Dividend J T105. CO~RDELL EDUCAqTON~ I~S No~ J

1 0 6 , SELIGk~N CO~N1CATION & None J T1NFO~ON FU~107. ALLI~CE ~CHNOLOGY F~D None J108. DAVIS F]NANC~ FUND None J T109. DAVIS N.Y. ~RE FUND None J T

DELL INC.-COMMON No~ J T11. SE~NA~RGY-CO~ON ~ Dt~de~d

112. CON~EL~TION ENERGY-COMMO N A Di~dend J T113. DIS~Y CO~.-CO~ON A Di~dend J T114~ BP ~OCO-CO~ON A Di~dend J T1 t5. FRO~ER CO~.-CO~ON A Dividend J T116. DAI~.ER AG-CO~ON A Divldm~d J T

EXELON CO~.-CO~ON A Dl~dend J T118. NORTHEAST ~ES-CO~ON A Di~dend J TI9. PG & E CORP.-COMMON B Dt~de~ L T

I. Income Gatn C, od~: A -$1.000 or l~s B = $1.001 - $2,500 C =$Z.501 - $5.000 D =$5,001 - $ 15,000 E(S~e Columm BI a~l D4) F =$~0.001 - $ I(X}.000 G = $100.001 - $1.000.000 HI =$1.000.OOt - $5.000.00~ H2 =Mor~ tha~ $5,000.000Z VaMe CoO~ J :115,000 or Im K =$ 15.001 - $$0.000 L =150.001 - $ 100.000 M =$1(~),001 - $250.000(.~e C~ohlmm, CI &nd D3) N -$;~50.001 - $500.000 0 =$500,00! - $1.000,000 PI =$1.000,00l - $5.000.000 P2 :$5.0~0,001 - $25.000.000P3 =.t25,000,001 - $ 50.000,000 P4 =Mor~ than{.~ee Coluran CZ} I.I =Book Value V =O~h~ W ~Es~imated


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Name of Penmn l~epertingFINANCIAL DISCLOSURE REPORT [LE~AI~D, JOAN A. Date ef RepertPa ge 1 1 o f 13 0 4 / 1 9 1 2 o 1 0

VII. INVESTMENTS and T R U S T SNONE (No repor~ble income, ~ssets, or transactions.)

A. B. : C. D.Description of A.~.qets Income duri~ ! Gr~ value a| end Transactions during repgr~h3g period(including trus~ ~sset~) I reporting period ~ of repor~ing p~rk~dPlace "(X)" after e~ch a~ei A mo tm l T yp e ( e.g .. Value V~lue Type {e.g., |Date [ Value | Gain Identity ofimm/dd/yy C~de 2 ,i Code I buyer/sellerxemp! from prior di.~]o~ure Code 1 div., rent, Code 2 I Method buy, sell. ~ ! (I-P) (A-H)A-H) or int.) UP) i Code 3 redemption) i (ffprivme

I] 20 . C: ISCO -COMMO N No~e K T121. COMCAST-COMMO N A Dividend J T122. PFIZER-COI~MON A Dividend J T


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F IN A N C I A L D IS C L O S U R E R E P O R T ~, of Perk, on Reporting D * t e o f R g ~ l ~0 r t ]Page ]. 2 of 1 3 L E N A ~ D , J O A N A . 0 4 / 1 9 / Z 0 1 0V I I I. AD D I T I O NAL I NF O RM AT I O N O R E XPL A NAT I O NS. a , ,aJ~tem ~,, r~, ,~) .

Part X,ql. Line 6: Co]oni~ Bank w as taken over by the FDIC and merged with B BT Bank on 10/12/09.Part VII. Line 2~: Chattel Commu nications. Inc. w ent bankrupt on i 1/30109.


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FINANCIAL DISCLOSURE REPORT N~ ~fP~,~,~ ~v,,~ ] D, te of rte~r, ]P a g e 1 3 o f 1 3 " L ~ N A V , 9 . J O A n A .I 0 4 / 1 0 / Z 0 1 0

I X . C E R T I F IC A T I O N .I certify that all Information given above (including information pertaining to my spouse and minor or dependem children, if any) i~accurate, true, and complete to the best of my know ledge and belief, and that any. information not reported was w ithheld because it met applicable statutoryprovi~ns permitting non~ltsdOsure.1 further certify that earned income from ou~lde employment and honoraria and th~ acceptance of gifts which have be~n reported are incompliance w ith the provisions of 5 U.S.C, app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO K NOWINGLY AnD WILFULLY FALSIFI~S OR FAILS TO FILE THIS REPORT MAY BE SU BJECT TO CMLAND CRIMINAL SANCTIONS (5 U.S.C. app. 1O4)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAd m inistrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

joan a lenard financial disclosure report for 2009

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