jane b stranch financial disclosure report for stranch , jane b

8/3/2019 Jane B Stranch Financial Disclosure Report for Stranch , Jane B

1/13

UNITED STATES COURT OF APPEALSFOR THE SIXTH CIRCUIT

CHAMBERSO F

JANE B. STRANCH

CIRCUIT JUDGE

Telephone

(615) 695-4294Facsimile

August 24, 2011

Honorable Bobby R. Baldock, ChairComm ittee on Financial Disclosure

Re: Calen dar Year 2010 Fil ing

Dear Judge Baldock:

Thank y ou for your letter of July28 th. Your letter indicates there were assets listed in m y201 0 report that were not reported in my 2 009 report. These were reported in 2009 on a differl ine. The assets appear on a new line in 201 0 becau se they were transferred to UBS and nappear under U BS assets . I also included an explanatory l ine in 20 10s report showing ttransfer, marked Y . The breakdown is as follows:

2010 Repo rt l ines

Part VII, page 5, line 17

Part VII, page 6 , l ine 18



Part VII, page 6 , l ine 21

Report dated 8/12/09 Report dated 511 311 0Explained on line 25 (assettransferred to UBS)

Explained on line 26 (assettransferred to UBS)Explained on line 5 (assettransferred to UBS)Explained on line 7 (assettransferred to UBSExplained on line 11 (assettransferred to UBS)

Reported on line 20

Reported on l ine 21

Reported on line 5

Reported on line 7

Reported on l ine 11

If you need any further information, please let me know.

Sincerely,

JBS:ssgStranch

701 BROADWAY,ROOM 132--NASHVILLE,TENNESSEE 372 03


2/13

AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Reqtdred b), the Ethicsin Governme nt Act of 1978(5 U .S.C. app. ,~;~ 101-111)

I . Pe r so nReporting (lastnam e, l i r s t ,middleinitia l)

Stranch, Jane B.

4. Title (Article III judges indicate a ctiveo r s en i o r s t a t u s ;magistrate judges indicate full- or part-time)

Active Circuit Judge

7. Chambers or Office Address

701 Broadway, Room 132Nashvi l le , TN 37203

2 . C o u r ~ o rOrganization

Sixth Circui t Cour t of A ppeals

Dateof Report

05/13/201 I

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is , in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer Date

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R TA N T N O T E S : T heins t ruc t ions a ccompa nying th is form m ust be fol loweJ Complete all parts,checking the NONE box for each pa rt where you have no reportable information. Sign on last pag~

I . P O S I T I O N S .( e e p o r ~ n g i n d iv i d u a lonly;s e e p p . 9 - 1 3of fillng instructions.)

D NONE (N oreportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. Partner Branstetter & Stranch

2. Partner Branstetter Fam ily Partners

3. Trustee Trust #2

4.Co-Trustee Trust #3

5. Trustee Trust #4

6. T rustee Trust #5

7. T rustee Trust #6

8. Trustee Trust #7

II. A G R E E M E N T S .m e p o , ~ n g i . d i v id , ~ o l o n ~ ;s e e p s , .14-16 of filing instructions,)~ (No reportable agreem ents . )ONE

D AT E PARTIES AND TERMS

I. 12/26/68 Branstet ler, St rancb & Jennings, PLLC Prof i l Shar ing Plan with former law f inn, no control

2. 2010 Branstetter, Stranch & Jennings law firm, payment of value of interest in fees to be collected at the end of litigwork done befo re leaving the f i rm


3/13

FINANCIAL DISCLOSURE REPORTPage 2 of 12

N a m e o f P e r s o n R e p o r t i n g

Stranch, Jane B.

D a t e o f R e p o r t

05/I 3/2011


4/13


Name of Person Reporting

Stranch, Jane B.

D s t e o f R e p o r ~

05/13/2011

I I1 . N O N - IN V E S T M E N T I N C O M E .( Repo,~g in divid,al and ~ po.se; see pp. 17-24of.filing instr.ctions.)

A. Flier s Non-Investment Income

D NONE non-investment income.)N oreportableD AT E SOURCE AND TYPE I N C O M E

(yours, not spouses)

1. 2010 Branstet ter, Stranch & Jennings, PLL C - p ract icing law $76,058.00

2.

3.

4.

B . Spouse sNon- Inves tment Income -t f y o uwere ma rried during an y portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E(No reportable non-investment income.)

1.2010

2.

3.

4.

DATE SOURCE AND TYPE

Self-employedattorney

I V . R E I M B U R S E M E N T S--transportation, Iodglng, food, entertainment

(Includes those to spouse and dependent children; see pp. 25~ 27 of filing instructions.)

N O N E(No reportable reimbursements.)

SOURCE DATES LOCATION

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


5/13



Stranch, Jane B.


05/13/201 I

V. G I F T S .( l n c l u d e ~ t h o s e t o sp o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p lx 2 8 - 3 1 o f f i l in g in s t r u c t i o t t ~ )

[] NONE (Noreportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B l L I T I E S . a n c l u a , , th o , e o f , p o ~ , a , a a , p , n d , n , c h i l d r, ,: ,, , ~ 3 2 - ~ Jof filing instructiott~)

[~ NONE (Noreportable liabilities.)

CREDITOR DESCRIPTION

I. F i r s t B a n k

2.

3.

4.

5.

Mortgage on Rental Property #1, Nashville, TN (Part VII, line 24)

VALUE CODE

L


6/13



Stranch, Jane B.


05/13/2011

V I I . IN V E S T M E N T S a n d T R U S T S-i,co~,,,~.~, ~ . a ~ a . i o , ~(includn those of xpouse a nd depend ent children; see pl~ 3 4-60 of fi ling instruction~)

N O N E(No reportable income, assets, or transactions.)

Descr ip t i on o f Asse t s Transac t ions du r ing repo r l i ng per iod

( including trust asse~s)

Place "(X)" af ter each assetexempt from prior disclosure

I n c o m e d u r in grepor t ing per iod

(t) (2)A m ou nt T yp e (e .g .,C o d e I div. , ren t ,( A - H ) or int. )

G r o s s v a l u e a t e n dof repor t ing per iod

(1) (2)V alue V alue

C o d e 2 M e th o d(J -P ) C o de 3

( Q - W )

(I )Ty p e ( e . g . ,buy, sell,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m / d d , ~ , yCode 2 Code I buyer!seller

( J - P ) (A-H) 0 f p ," iva l et r an s ac t i o n )

1 . First Bank Account (Y) transferred toCapstar Acct.

2. Bank o f Am erica Accoun ts Interest K

i3 .

4.

5.

6.

7.

1 8 .

9.

1 0 .

1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

Equitable Advisors Account (Y)

- Evergreen Money M arket Fund (Y)transferred to UBS

- Regions Financial Corp. Stock (Y)transferred to UBS

Smith Barney Citi Group Account (Y)

- Telecom A rgentina Stock (Y) t ransferredto UBS

-Westem Asset Money M arket Fund ClassA () t rans, to UBS

- Citi Bank NA S.Dakota Bank Dep.Program (Y) t rans, to UBS

Taglich Brothers Account (Y)

- Scolar Pharma Stock (Y) t rans, to UBS

- Daily Income M oney Market (Y) trans, toU BS

UBS Financial Services, Inc. Accounts

- C D

- UBS Bank USA Deposi t Accoun t

- American Funds Capital Income BuilderFund

- I R A # 1

B Interest

A Interest N

D Dividend M

A Interest J

Redeemed

T

T

T

03/25/10 M A

I. Income Gain Codes: A = $1,000 or less B =$1.001 - $2,500 C =$2.501 - $5,000 D =$ 5.001 - $15,000

(S Columns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1,000.090 II1 =$1.000,001 - $5.000.000112 =More Ihan $5.000.000

2. Value Codes J =$15.000 or Ic~ K =$15,001 - $50.00~ L =$50.001 - $10~.00~ M=$100.001 .$250.0(~1

ISee Columns CI and D3) N =$250.001 - $ 500.000 O =$5 00,001 - $1,000.000 PI =$1,000.001 - $5 ,000,000 P2 = $5.000.001 - $25.000.000P3 = $25.000.001 - $50.090.0~0 P4 =M ore than $50,000,000

3. Value Mclhod Codes Q =Appraisa l R =(os! [Real F.stale Only) S =Asscssmcn! T =Cash Market

(See Column C2) U =Book Value V =O~her W =E~limalcd

E =$15 .001 - $50 .000


7/13


N a m e o fPerson Report ing

Stranch, Jane B.


05/13/201 I

V I I. 1 NVESTMENTS an d TRU STS - i,,~o,,,e. ,~t,,e.~ o ~ o i o ~ a ~ t ~ ,~ , h o ~ o ~ o ~ ~ d ~ ~ U ~ ,~ : ~ e ~ , ,. 3 4- 60of filing instructionx)

NONE (Noreportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Tr a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

( inc lud ing t rus t a sse ts )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f ro m p r i o r d is c l o s u r e

I n c o m e d u r in g G r o s s v a l u e a t e n drepor t ing per iod of repor t ing per iod

(I) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o un t T yp e (e .g .,Value Value Ty p e ( e . g ., Date Value G a i n Iden t i ty o fC o d e I d iv ., re n t, C od e 2M e th o d buy, se l l , mm/dd~yC o d e 2C o d e I b u y e r / s e l l e r( A - H ) or int. ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) (A - H ) (if p riv a te

( Q - W ) t ransac t ion)

1 8 . - IRA #2

1 9 . - Regions Financial Corp. Stock

20 . -Te le c omArge n t ina S toc k

21 . - Scolar Pharm a, Inc. Stock

22 . Piedmon t Natural Gas Stock

23 . Capstar BankStock

24 . Rental Prope rty, Nashville, TN (1993-$395,000)

25 . Equitable Advisors (IRA #1) Cash (Y) t rans.to UBS

26 . Equitable Advisors (IRA #2) Cash (Y) trans.to UBS

27 . UBS Finan cial Services, Inc. Pension Plan#1

28. UBS Finan cial Services, Inc. Pension Plan#1 (Trust #I) (Y)

29 . - Pimco - To tal Return FI. (Y)

30. -- Cash Reserves Fund (Y)

31. -- Government Backed Securi t ies (Y)

32. -- Pimco Fixed Income Shares Series C (Y)

33. - - Pimco Fixed Income Shares Ser ies M (Y)

34 . - - US TSY INFL PROT NOTE (Y)

A Interest J T

A Dividend J T

A Dividend J T

A Div idend J T

A Dividend J T

None L U

E R e n t O R

None O T

1. Incom e G ain Codes: A =$1,000 or less B =$1,001 - $2.500 C = $2.501 - $5,000 D =$5.0OI - $15.000

(See Columns BI and 134) F =$50.001 - $100,000 G = $100.001 - $1.000,000 111 = $1 .0 00 .0 01 - $ 5. 00 0.0 00 112 = M or e th an $ 5 ,0 00 .0 00

2. V alue Codc~ J = $15.000 ~r less K = $15,001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.0(~0

(See Columns CI and D3) N =$250,001 - $500.000 O = $500.001 - $1.000.000 PI =$1,000.001 . $5.000.000P2 = $5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =M ore than $50.000.0003. Value Mctho~ Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markc~

(see Colnmn C2) U B o o k Va l u e V = O ~ h ~ W =Esl imaled

E =$15 ,001 - $50 ,000


8/13



Stranch, Jane B.

D a t e o f R e p o r ~

05/13/2011

Vll. INVESTMENTS and TRUSTS -i .... e , v a l u e , t r a n ~ a c t i o m(Includex those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[] (No reportable assets, orONE income, transactions.)

Descr ip t ion o f Asse ts I n c o m e d u r in g( inc lud ing t rus t a sse ts ) repor t ing per iod

[ (]) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u n tTy p e ( e . g .,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div. , ren t ,( A - H ) or int, )

35 . - - US TSY INFL PROT NO TE (Y)

36 . - UBS Ret i remen t Money Fund (Y)

37 , - Government Backed Securi t ies (Y)

38 . - American Funds Capital Income BuilderClass R4 (Y)

39 . John Hancock USA Pension P lan #2

40 . - Oppenheimer Develop ingMkt

41 . - T. Roe P rice Health Sci

42 . - Legg Mason G rowth (Y)

43 . - Legg Par tners Agg Growth

44 . - Energy

45 . - Intl Small Cap Fund

4 6. - E ur oP a ci fi c G ro w th F u nd

47 . - Columbia V alue & R es t ruc turing

48 . - DWS RREEF Relea Estate (Y)

49 . - DavisNew York Venture

50 . - Rea l Est. Securities Fund

51 . - Capital Appreciation Fund

G ro s s v a lu e a t e n d T ra n s a c tio n s d u rin g re p o rtin g p erio dof repor t ing per iod

(1 ) (2 ) (] ) (2) (3) (4) (5 )Value Va l u e Type (e .g . , Date Value G ain Id e n tity o fC o d e 2 M e th o d buy , se l l, m m / d d / y yC o d e 2 C o d e I b u y e r/ s e lle r(J -P ) C o d e 3 re d e m p tio n ) (J -P ) (A -H ) ( i f p r iva te

( Q - W ) t r a n s a c t i o n )

None K T

None J T

None J T

None J T

None J T

None J T

None J T

None J T

None K T

None J T

I. Incom e G ain Codes: A =$].000 or le ss B -$1,001 ,$ 2 . 5 0 0 C =$2.501 - $5.000 D =$5.001 - $15.000

(See Columns B 1 and IM ) F =$50.001 - $ 100.000 G = $ 1 00 .0 01 - $ 1.0 00 .0 00 I I I =$ 1.0 00 ,0 01 - $ 5,0 00 .0 00[12 =More t hart $5.000.000

2. Value Codes J =$15.000 or Iss K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100.001 - $250.01]0

(Set: Columns CI and D3) N =$250.001 - $500.0~O O =$5 00.001 - $1.000.000 P I =$ 1. 00 0. 00 1 - $ 5 .0 00 .0 00 P 2 =$ 5 .0 00 .0 01 - $2 5. 00 0. 00 0

P3 =$25.000.001 - $50.000.000 P4 =Mo re tkan $50.000.0003. Value Method Codes Q =A ppraisa l R =Cosl (Real Estale Only) S =Asscssmen! T =Cash Market

(See Column C2) U =Book Value V - O l h ~ ? r W -Eslimated

E =$15.001 - S50.000


9/13


Name of Person Repotting]

Date of Report

Stranch, Jane B.

]

05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n co ,,,e ,v o t u e , ~ r o , ~ a a i o , ~ a n c l u d , ~ t h o s e o f s ~ ,o ~ s e a n d d e p e ,d ~ n tch i ld r en ;see pp. 34-60 of f i l ing inst ruct ions.)


A. B. C. D.

Descr ip t i on o f Asse t s In co m e d u r in g G ro ss va lu e at e nd Transac t ions du r ing repo r t i ng per iod

(inclu d ing tru st asse ts ) rep o rt ing p eriodo f repo r t i ng per iod

[ (I) (2) (I ) (2 ) O) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n tT~,1~ (e .g . , Value Value T y p e(e.g., Date Value G a i n Iden t i tyo f

e x e m p t f ro m p r i o r d is c l o s u r e I Code I d iv ., re n t, C od e 2M e th o d buy, se l l , m m ! d d / y yC o d e 2 C o d e I b u y e r/s e l le rI (A-H ) or in t . ) {J-P) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r iva te

l ( Q - W ) t ransact ion)

52 . UBS F inancia l Services , Inc . Pension Plan#3

53 . John Hancock USA Pension Plan #4

54 . - Lifes ty le Aggressive

55 . - Oppenhe imer Deve lop ing Mkt

56 . - T. Roe P r ice Heal th Sci

57 . - Leg g Maso n G ro wth (Y)

58 . - Leg g Pa r tn e r s Ag g G ro wth

59 . -Energy

60 . - In(1 Smal l Cap Fund

61 . - EuroPacif ic Growth Fun d

62 . - Co lu mb ia V a lu e & R es t ru ctu r in g

63 . - Dav is New Yo rk V en tu re

64 . - Capi tal Appreciat ion Fund

65 . Memphis Par tners

66 . Brans(citer Fam ily Par tners

67 . - Bank of N ashvil le Accounts

68 . - Investment Property, Nashville, TN(Appraisal 4/09)

None PI T

None K T

None K T

None K T

None J

None J

None J

None J

None J

None K

None J

Dividend K

T

T

T

T

T

T

T

T

In te res t N

None PI

T

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C :$2.501 - $5,0~0 D =$5,0OI - $15,000

(See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G =$ 100.001 - $1,000.000 I I I =$ 1,000.001 - $5.0~0.000 1 1 2 = M o r e t h a n $ 5 .0 0 O . O 0 O

2. Value Codes J =$15.0~0 or less K =$15.001 - $50.0~ L =$50.0~1 - $100.000 M =$ 10~.001 - $250.000

ISce Columns CI and D3} N =$250.001 - $50~.0~O O =$5 0~.001 - $1,000.000 PI =$1.0~0.001 - $ 5.000,000 P2 -$5.0~0.001 - $25 .000.000

P3 =$25.000.0OI - $50.090.000 P4 =M ore than $50.000.00~3. V alue M ethod Codes Q =Appraisal R =Cost (Real Estale Only) S =Asscssmcn! T =Cash Market

ISee Column C2) U =Book Value V =O~her W =Esaimated

E =$15,001 -$ 5 0 , 0 0 0


10/13



Stranch, Jane B .

D a t eof R e p o r t

0 5 / 1 3 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S- i n c o , ~ e , v o l u e , ~ r o , ~ u c t i o ,~ a n c t ~ d ~ ,h o s t o / s~ , o ~ s e o . ,t ,t e p c n d e . t c h i l d r e n ;set p p . 3 4 - 6 0o/ f i llng ins t ruc tions . )

NONE (Noreportable income, assets, or transactions.)

A. B. C. D.

Descr ip t i on o f Asse t s In co m e d u r in g G ro ss va lu e at e nd Transac t ions du r ing repo r t i ng per iod

(including t rust assets) repo ta ing per iod o f repo r t i ng per iod

(I) (2) (I) (2) ( I ) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . , Value Val ue T y p e ( e . g . , D a te Va lu e Gai n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e[ C o d e I

d i v. , r e n t , Code 2 Method b u y , s e l l , mm/dd , 3 y Code 2 Code I b u y e r / s e l l e r

i (A-H) o r i r a . ) ( J - P ) Code 3 redempt ion) ( J - P ) ( A- H) ( i f p r i v a t e

[(Q-W) t ransact ion)

69 . Mayfield Trust (Y) transferred to newTrustee

70 . - UBS Bank USA D eposi t Account (Y)

71 . -CDs(Y)

72 . - American Funds Capital Income Builder(Y )

73 . Trust #2, real property Nashville, TN(2005-8, $282,000)

74. Trust #3

None N R

75 . - UBS Bank USA Deposit Account A In te res t J T

76. - American Fund s Capital Income Bu ilderF u n d

D Dividend N T

77 . Trust #4

78 .

79 .

80.

81.

- Investment Property, Nashville, TN(Appraisal 4/09) (X)

- UBS Bank USA Deposit Account (Y)trans, to UBS

- American Fund s Capital Income Bu ilderFund (Y) tran s. UBS

Trust #5

None Q

82. - Investment Property, Nashville, TN(Appraisal 4/09)

83. Trust #6

None K Q

84 . - Investment Property, Nashville, TN(Appraisal 4/09)

85. Trust #7

None K Q

I . In c o m e Ga i n Co d e s : A =$ I . 0 0 0 or le s s B : $ I . 0 0 l - $ 2 . 5 0 0 C : $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0

(See Columns B I and D4) F =$ 50,001 - $100,000 G =$100.001 - $ 1.090,000 111 ~$ 1.0~,0~ 1 - $5.000.000 112 =M ore than $5,0~0,0002. Value Codes J =$15,000 o~ less K =$15,001 - $50.1)00 L =$50,00| - $100.000 M =$ 100,001 - $250.000

(See Columns CI and D3) N ~$250.001 - $500.000 O =$50~.001 - $1.000.0~0 PI =$1,000,001 - $5,000,000 P2 = $5,000,001 - $25,0~0,000

P3 =$25 .000.001 - $50.0(~.000 P4 :Mo re Ihan $50.0(~.0003. Value htethod Codes Q =A ppraisa l R ::Cost (Real [:.stale Only) S =Asscssmen! T =Cash Mark~

(See Column C2) U =Book Value V -O~her W =Estimated

E =$15,001 - $50.000


11/13

FINANCIAL DISCLOSURE REPORTPage 10of12 I

a m e o f P e r s o n R e p o r t i n g

Stranch, Jane B.


05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i ,c o m e . , ~ t u e . t r a , ~ o a i o n ~ a n c l u d e s ,h o s e o f s p o u s e a , d d e p ~ , ~ e n tchildren; see pp. 3 4 - 6 0o f f i l in g in s t ru ct io n s . )


D escrip t ion o f A sse ts In co m e d u r in g(includ ing tru st as se ts ) repo rtin g period

O) (2)Place" ( X ) " after each asset A m o u n t Type (e.g..

ex em p t f ro m p r i o r d i s c lo s u re C o d e I d iv. . ren t .( A - H ) or in to

G r o s s v a l u e a t e n dof repor t ing per iod

(I) (2)V alue V a lu eC o d e 2 M etho d

(J -P) Code 3

(1)

Ty p e ( e . g . ,b u y,sell,

r e d e m p t i o n )

Transac t ions dur ing repor t ing per iod

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mm/dd/yy Code 2 Code I buyer/seller( J -P ) (A-H) ( i f p r iva te

t r an s ac t i o n )

86. - Inves tmen tProperty, Nashv i l le , TN(Appraisal 4/09)

87 . Trust #8 (Y)

No n e K Q

88. - UBS Bank USA Deposit Accoun t (Y)

trans, to UBS89. Norlhwestem Mu tual: W hole Life Policy B Dividend T

I. Incom e G ain Codes: A =$1.000 or less B =$I,001 - $2.500 C =$2,501 - $5.000(See Columns BI and IM) F =$50.001 - $100,000 G =$100,001 - $1.000.000 Itl = $1,000.001 - $5.000.000

2. Value Codes J =$15.0(~ o less K =$15.001 - .$50.000 L =$50.001 - $100.000(See Columns CI and D3) N =$250.~01 - $500.000 O =$500.001 -$1,000.000 PI =$ 1,000.001 - $5.000,000

P3 =$25.000.001 - $50.000.000 P4 =M ore than $50.000.0003. V alue M ethod Codes Q =Appraisa l R =Cost (Real Estate Only) S = A s s e a s r r u , n t

(See Column C2) U =l :k~k Value V =Olh er W =Estimated

D =$ 5.001 - $15.000112 =More lhan $5.000.000M = $100.001 - $250.000P2 =$5.000.001 . $25.000.000

T =Cash Markcl

E =$15,1)01 - $50,000


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Stranch, Jane B.


05/13/201l

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.All Part V II , references by l ine l is ted below:

I . Line #28 is UBS Financial Services, Inc. Pension Plan #1 (T rust #1), the plan from m y prior f i rm in which I have a p ension. When ITrustee of the Plan (previously Trust #1 in P art I) so I l isted all the assets of the Plan, a com mon trust fund, on my prior report. I resigbecame a judge so I no longe r report those assets , see Lines 28-38. I now report m y pension on Line 27.

2. Line 39 is a ret i rement account with investments selected by the manag er based on categories of investment r isk I choose. Lines 42manager and Lines 50 and 51 w ere added.

3. Line 53 is a ret i rement account with investments selected by the manager based on categories of investment f isk~-~_:~ .~ choosthe manager and Line 64 was added.

4. Lines 69 - 72 are remov ed because I ceased being the Trustee of the Mayfield Trust (previously l is ted on Line 6 in I) at the end of was nam ed by the Court on 10/I 3/10.

5 . Line 73 , Trust#2 con~ins g i f l so fpercen tage own e~hip in ~alproper lyg iven ove r t ime ~om 2005to 2008 . The value as deeded isa2005-$66 ,0002006- $72,0002007- $72,0002008-$72 ,000

Tom l $282 ,000

6. Trust #4 (Line 77) previously included two investments (Lines 79 an d 80) that I no longer manag e as the beneficiary is over age 21to UBS and , because the benef ici are included in the UBS accounts repor ted on Lines 15 and 16 . An in teres t in real p ropwas lef t off the last report in error. It has been add ed on Line 78 with the (X) designa t ion to explain the error.

7 . Tru s t # 8 (L in e 8 7 ) i s n o lo n g er r ep o r ted as~ Tru s t b ecau se th e b en ef ic ia ryThe value w as t ransferred to UBS an d, because the beni s inc luded in theU B Saccounts reported on Line 15.


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Name of Person Repor t ing

Stranch , Jane B .


05/13/201 I

IX . CERTIFICATION.

I ce r t ify tha t a ll in fo rmat ion g iven ab ove ( inc lud ing in fo rmat ion per ta in ing to m y spouse and m inor o r dep enden t ch i ld ren , i f any) i saccura te , t rue , and comple te to the bes t o f m y know ledge and be l ie f , and tha t any in fo rm at ion no t repor ted w as w i thhe ld because i t m et app l icprov is ions perm i t ting n on-d isc losure .

I fu r ther ce r t ify tha t ea rned income f rom ou ts ide employm ent and honorar ia and the accep tance o f g i f t s which have been repor ted a re incom pliance with the provis ions o f 5 U.S.C. app. 501 e t . seq . , 5 U.S.C. 7353, and Judic ia l Conference reg ula t ions .

Signature: S/Jane B . Stranch

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G LY A N D W I L F U L LY FA L S I F IE S O R FA L L S T O F I L E T H I S R EP O RT M AY B E S U B JE C TAND CRIM INAL SANC TIONS (5 U .S .C . app . 104)

Committee on Financial DisclosureAd m in i s tr a t iv e O ff ic e o f t h e U n i t e d S t a te s Co u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

jane b stranch financial disclosure report for stranch , jane b

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