patti b saris financial disclosure report for 2009

8/3/2019 Patti B Saris Financial Disclosure Report for 2009

1/79

~ I ~o,o I FINANCIAL DISCLOSURE REPORT Xcpo,-,i. ~o,,e,,,,.~.,R~q"ir~anR e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ( . 5 t i . s c . , ,p p . g ~ t d t - t t t ~I. Person R~po r ing (lasz name, first, rtziddle inihal) 2. Cm~r| or Organiza t ion 3. l )a~e of Repor~SA RIS, PA]~rl B. U [ S. [) l ( l N l ASSACI [USERS 05,13/2010

4. Title {A~icle Ill judges indicate active or senior sla~s; 5a. Rep~r~ I )pc [cheek appropriate type~ b. Reporl in~ Periodmagistrme judges indicale full- or pan lime) -~ t~omination. Date 01;01/2009DISTRICT COURT JUDGE (ACTIV~) ~hfitial ~ Annual ~ Final to12/31 z20095b. ~ Amended Report7. Chambers or Office AddPess 8. On lhe basis of the informalion conlained in Ibis Report and any

J. J. MOA~EY U.S. COURTHOUSE with appl icable la~s and regula l ions.I C()IJRIHOUSE WAY, SUITE 8ll0BOSI ON MA 02210 Revie~ing Officer Dare

I M P O R T A N T N O T E S : TI, e instructions acvompanying this.fi, rm must beJbllo red. Gmtptete all parts,checking the NO,.VE bo.r fi)r each part where y~u ha ve no rei,ortable it!formation. Sign on last page.

,~ N ON E ( N o reportable positions.)P()S1TI( )N NA ~1 E ( )F ( )R(;A N IZATI( )N/EN TITY

2 (( .bTRI JSTt~[~ I Ri rST g43. CO-TRUSTEE TRUST4. [)irect~t Bottom l,inc Inc.. Boston+ MA

Oflqcer..Clerk 2 Isl (entut) Ftmd, Brookline Ili~h School, Brookline, ~IA

I

2.


2/79

[Name! Person ReportingFINANCIAl , DISCLOSURE REPO RT[ S.,\R|S, P A [~ [ I B .

Da,eofRepor,Page 2 of 79 0 5 / 1 3 , , 2 0 1 0

I Il . N O N - I N V . E S T M E N T I N C O M E . (Reportln~,, i,nlivid, taland sp ...... ; se pp. 17-24 offilit.g instructi ,,,.,.,A. Fliers Non-Investment Income

N O N E (No reportable non-investment income.)D A T E SOLACE AND T Y P E ~

{}Our.;, nol Spouses)I.2

B. Spotlses Nol|-lllvestm~21|| lllCOlllt~ - I[!,,,n were married during ataj, l,ttrlh,n ,q the reporting year. tonrp&te thi.s acctit,n.

~ N O N E (No r~7~o rt~tbic non-inv~.rtt~rentD A T E S O U R ( E A N D T Y P E

1 . 2 0 0 9 PRISH)ENI AN D t E I .I ,OW5 OF HARV ARD COI. I.EGE, CAM I tRIDGE, M A. sa lary2 . 2 0 0 9 I IARVARI) [~USINES S SCIIOOL PUHLISIIING . MA - Royalties3 . 2 0 0 0 I IARVARD BUSINESS SCI IOOL INTERACTIVE, INC, MA - Nonemployee4. 2009 IIIGtlVISTA SI ATE(lIES LLC, MA. Advisory

1 \ " . R E 1 , 5 1 B U R S E 5 i E N I S . .. .. .. , . . . . . . . . i , , , , . , , a . t . i , , ~ . I , , , . . . . . . . . . i . . . . . . . .

~(.)1 !R ( I .. . : I)ATIS~ I.()CAI ION PURPOS[ i ITEMS PAll) (,)R PR()VIDIH)


3/79

FINANCIAL DISCLOSURE REPORTPage 3 of 79 S A m S , P A T T I B . 0 5 1 3 , " 2 t 3 1 0

~] N O N E (N o reportable gifis.)S O U R C E D E S C R I P T I O N V A L U E

1 .2.3.

5

[~ N O N E (No r~7~ortable liabilities.)C R E D I T O R DESCR PTI()N V A L U E C O D E

I.

4.

5.


4/79

FINANCIAL DISCLOSURE REPORT ~ .... fP ..... Reporting DatcofRepor!Page 4 of 79 s,~s, ~Arr~ B . 05,~ 3,.~010V I I . I N V E S T M E N T S a n d T R U S T S --,-. ..........

N O N E (No reportable income, ~.ssets, or transactions.)

Dcscriptio~ of Assc~s Income dur ing Gross value al end Transactions during reporting period(including I~sl assets) reporting period of repofling period(I) 12) (I) (2) (I) 12) 13) (4) (5)Place "~X)" after each asscl , Amount : Type l e g . , Valuecxempl from prior disclosure Code I div., tent, Code 2(A-H)

(Q-W)

1, Mass. SI Pofl Authority, Muni Bonds C Inleres t I. T2. Mass. SI G/O Cons Ln Series, Muni Bonds D In le rest M T3. University Mass Bldg, Municipal Bonds A Interes t M a t u r e d 05/01/09 K4. Mass. Bay Trans Authority. Municipal 1~ lnleres t K TB o n d s5. Strips TNT, Public Security (IRA) B hde~est 1. 16. Ven~.re Inveslors Fund, I.P N ~ n J W7. Rank of America (tbrmerly Fleet Natl A In le reslBank), Bank Accounts8. - B ~ k ~ f Amc6ca, PCA Acct A In te resl M T9. WellsFargo A~lg Gov Sec Fd A Dividend Sold 12~0409 J AI fi~erlyS~rongGovlSec) Mutual Fd10. MA St General Oblig Series, Municipal N o n e

[~onds See Part ViiiI. Realty Assoc fund IV Corp A D ix idcnd J W

12. Really Assoc Fund IV, LI.C No,c M W

13 lt+ckcr Anthony Privalc Equily Fund I, I+P E Di~t+lbt~litn~ L U Buy 03/261)9 J(addl)14 N la s ~ SI Tpk , , ku th . Munic ipa l Bond B I , lc~cs t I T15. TA (onlb~encc LL( N ~ n e PI W6. Really Associales Fund V, LLC ffi D is t rdml ion P2 W

1 7 T u ck e r A t dh o ny P ri \a t e Eq u it y F u nd I 1 D Distrtbution M W


5/79

,N~inc of Person Reporting.INANCIAL DISCLOSURE I~EPORT [ sa~os, e~~ ~"Page 5 of 79 0~.,~

~ NONE (No r~portable income, assets, or transactions.)

[)cscnp0on of Assels Income dtlrir lg Gross vllue al end Transaclions du~ing re.fling period

Place "{ X)" aacr each asset ~ Amount 1 >pc (e.g, Value Value T)pc Ic g . , Date Value G ain Identityexempt t?om prior disclosure ~ Code I di~., toni, Code 2 Meth(~ buy, sell. n mv & F yy C od e 2 r C ode I ~ buyer/sellc~ [A-tt) orint} (J-P) C~c3 tcdemptio~l) [J-ll (A-H) ~ (ifpri~a~e, transaction)18 Mass [nl Fin Agy Municipal Bo~ds C Interes t 1 T So M 0701/09 K

fpar )19 Tucke r An thony P r iva te Equi ly Fund I I I 1) I) is~rihutmn M I I B uy

add~20 Tucke r An thony Pr iva te Equi ty Te chno logy N o n e M WLP2 I . Trus t ~ 5 3 ll i~idcnd P2 T22 . - Bauposl Value Partners t.P I

23. - K cus ~ co Of t s ho~ e Fd L td LP

24. - PIMCO Co n n( dJtv Real Return, .~ UI a Sold 0309q)9Fd25 - Global Fixed Inc Brandy~ine Inv TrMuluta l Fd26 . - Marisco flro~qh Fd, Mutual Fund S old 03/10/0927. - Vau Eck Inll hwest Go[d-A Mutual Fd

28 . - Dodge & Cox Inci~lne Fd mutual Fd

2 t~. - (~ ihon ( ; Iob a l N a ~ R c~ In t l BV I hd t l r i~ a le Soid OI/20/O90L q )- LIS I~casuD, B~IIs Matured 02."05,09

31 I cderatcd US lca~ Cash money market [hO IH:2~F09 M(cash cqui~ ) (addl }32 Buy 020509 Pl

(addl )B uy


6/79

FINANCIAL DISCLOSURE REPO RT , ~ . . . . . f , . ~ . . . . m , ~ o . .. ~-tage 6 o f 79 S a R , S , P x r r j B .V I 1 . I N V E S T M E N T S a n d T R U S T S --~ . . . . . . . . . ~ . . . . . . . .. . . . . , i . . , ~ . ~ , , ~ , a . . . . . . , ~ ........ ~ ~.,,.~,.,~,..:

N O N E ( V o r~7)orlabje income, as.~ets, or transactio~ts.)I)cscriplion of As~s Income during Grnss yahoo at end Tnnxact ions durin~ rcpom~ periodtinch,ding trust asse~s) ~e~.orling period of rcpomng period ... ..

( I .......Place "(X)" a l te r cazh as~l Amount r>p~ {e.g. Value VaIu ~ Ty~ (e.g. Date ~ Value Gain Identity ofexcmp~ from p~i~r d~sclosure (rode I , div., rent. Code 2 Method buy, sell, ~mm.dd..yy ~ Code 2 Code [ buycl.scllcr{A-It) ~ ~rinl.} iJ P~ Code3 rcdcmption} [ (J-P) tA -II) {ifprivalc~ (Q-W) ~ Iransact~on~35 . B uy (M122 .09 K(addl )36. B uy 05;04,09 J(addl)37 . B uy 06 02/09 J(addl )

: 3 8 .I B uy 06,29. t)9I (addl)~ 39. Buy 07,08~0~

(addl)40. B uy 08,0.1,09 k(addl)4 I . Bt ,y 09.02.~9 J(addl )42 B uy 0923.09 J(addl )43 B uy 0929:09(addl )44 . B uy I f1,02/09 J45 .

(addl)B uy I . . ~ 0 3 , 0 9 J

46 . I]uy 12:0209(addl )4 ?. Huv t 2.23.~9 I

48 . B uy 12:24.09 K(addl l49. Sold 01, [ 2,09 .I

Sold [ H . 2 % , 1 1 ofparl}51. ] Sold 02lO.Oq J


7/79

FINANCIAL DISCLOSURE REPORT [ s,xms, P,\rr= B. D [ I t o f R e p o r !age 7 of 79V1. 1 NVE

~ N O N E L V o r~7~ortable income, assets, or transactions.)C. D ~ "Descrip6on of Assets Inc ,me during Gross x;altld al end Frans~cfions during rtpu~ing pcfit~d0ncluding t~st assets) reposing period of reposing pcn~gl I

P~ace "XXt" after each asset Amount ~ 7ype [e g . . Vah~c Value Type (eg, Date Value Gain Idc tmb. ofexempt from prior disclosure : Code I d iv. rent , Code 2 Method buy, stlL ~mmzddiyy Uodc 2 " C~Ie I Nqcr/sc l c r(A-tt) : ~r int ) ~ ~J.P) Codc ] redemption) (J-P) i iA-tll; ~ iQ-W) ~ transaclion) "52. Sold 0~q 1/09 PI(patt i53.

(part)54 SolJ 04 13~0o(p:trl)

56. Sold 05:13.,095~ Sold Obq q)09 .I

[% Sold 0 6,25/0 9 1-59. S.Id 07.01:09 M~parl)5 U . Sold 07/10.:09 .I(paH)il. 5old O~,l I ~ 0 9

Sold 09/04 09 .I,3 5 ~ H d 09, I009 JI p a r I )

So M 09,15/0~}

6, Sold 00,29q)0{pall}


8/79

FINANCIAL DISCLOSURE REPORT ~ ..... fP ......Reporting [ I~ 05/13/2010a~e 8 o f 79 S A m S . ~ x r T ~ B .

VI 1. IN VESTMENTS and TRUSTS -- i,,. ....... ~ , , ~ . , . . . . . . . . , , ~ , , . , (Inch,des 11 ...... ,]sp ........ d dependent children: see pp. 34-60 ,q ~ling irN O N E (N o reportabh" income, assets, or tran.vactitms.)

I ( including t~ st assel~) reposing period of~epo~ing periodi (lace "(X)" after each assc~ . Amoun~ , 1 ypc le.g. Value Value ly~ (e.g, Date Value Gain Ider v[ cxcmpt from prior disclosure ~ Code ~ di~.., rent. Code 2 Method bu~ sell . ~ m~ d~ )~ Code 2 Code ~ b u y c r . : s c l L e r[ A-II~ . ~r int.~ (J-P) Code 3 r~dcmplion) (J-P) tg- t l ; fifpmate~ ~ [O W) : transaction)69 . Sold I I !11J/09 .!{parl)

(part;,

~ p a r l ~72 . Sold ]21 H~ .09 J73 . Sold i 1 2 , 1 4 , . o 9(pari)74. Sold 12/30,1~9s~ . - Va ngu a r t S , f f I w e s t G~ lnv IM ulua l 1~ 1~ [Itly 03.10..09 I 176. Sold 07/t)7,09 K Alpart l

77 . Sold 0803:09 N(pmi)7S . Sold 0922,09 i K B(part)79 . Trust # 7 U Int...D~ See Pall VIII

80 - MA C~n nu lonweal lh SR A Mun i l i d s Dislrdmlcd I1),.27/09 K(formerl) MASt GnI81. - MA (ommon~eahh SR II M~mi Fds Di~hibuted 10"27..09~ 2. - {hilmark MA Municipal lid I)isilibuled l l)"27/119

g4 . - MA SI I!cahh & Ed Municipal lid M :llured 0o01."09 .ltparii


9/79

FINANCIAl, DISCLOSURE RE PORT ~ . . . . ..f P . . . . . . , ~ p u r , i , , ~ D ~ , e o ~ p o , - ,Page 9 of 79 s ,x m s , P A T T ! B . 0 5 ; 1 3 . 2 0 1 ~V I . l . I N V E S T M E N T S a n d T R U S T S -- i,,. ....... ~ . . . . . . . . . . . . . d o n s (Inelt,des those ef~p ....... d dep~ttden, children; see pp. 34-60 offili,,A" i n , t r u c t i o n x . )

N O N E ( N o reportable income, assets, or transactions.)

l)cscr~ptmn ~d Assets Income dur ing (iro:;s value at end Fransacfi~ms dur{ng reporting period

P[ace "(X)" al~cr each assel Amount T)pc [c g , Value V ~] . c Type tog . , Dale Value Gain Identityexempt from prior disclosure Code I dlv. r~nl. Code 2 Mclhod buy. sell, :m m,dd y~ , Code 2 Co d e I = bu>er,sellcr~A-H) ,~r inl.) O-P) {h)de 3 redempli~m) ~J-P) AdD ~ ill" p~vate

S6 . - M A W a t e r P o }l u li o n M u n i c i p a l B d D is l r ib mcd 10127/09 K87 . - No[w ~ { ~ d M A b lun ic ipa l Bd I)is lfibuted 10i27/09 L88 . - Uni~ersily MA Bldg Aulh Municipal Bond Nhm.ed 05."01,09 K(pa rd

8q Distr ibuted 10t27/U9 L91 1 - MA St Dc~ Fm .A~y Municipal Bond Sold 11701 { 9 K91. - MA SI P~r~ Auth Municipal ~d l ) is l~bulcd 1 0 , . 2 7 , 0 ~ ) K92. - MA SI Tpk Aluth Municipal Bd IJislribu~ed ~0,27.09 K93. - UBS RMA l"~.*~rce F0 cash eq mutual fd Bu ) . 07/02t~9 K(addl}04

(parO95 So~d 0).28.09 .!96. - B o s l o r L M A M u n i c i p a l bd Dlslribuled 10~27.09 j~7 . - Fedm,~ed Govl t)hl~c Fd m(mey mrkl

ladd l )~9. ~oht )6 G.0~) K

I01 }~u) 0o,09()9 K


10/79

FINANCIAL DISCI,OSURE REPORT iv .... fp ..... R , p , . r , i . g [

N O N E ( N o rt~ortabA income, assets, or transactions.)A. B. - " - (. ........................ D .......

{including trus~ assets) re~mg period of repomng periodPlace "{X)" after each a~se= . Amounl Type ~ cg . Value Vab~c Ty p e {e g , D ale V alue Gaincxcmpl from p rior d i~losure Code I di~ ., rent, Code 2 M ethod buy, sell, m ~ V d ~" )3 : Co d e 2 C o de I buycr~se(A-H) or int) [J.P) Code 3 redempt ion) : {J-P) (A-H~ (if private

_ ( Q - W ) ~ ~ransadion}103. Trust#8 E lnt!Di~. O T104. - MA Commonwealth SR A Muni Bds(formerly MAS~ Gnl Ob[igJ10 5 - MA Commonwealth SR B Mum Fds

(l~er[y MA S~ Oran~ Antic)106. -Chihnark, MAMunicipaIBd

~107 -MA Bay [rangAulhMumcipalBd

10~ . -MA~(Hcatth& EdMunkipal Hd Ma~u~ed ( )6q)1 i09 J

I I0 - Nor~ood, MA Mun ic ipa l B d

I11. -UmvcrsilyMABldgAulhMunicipaIBds Matured 05:01109 K{parO

1 2 . - M A S! De. Fi n Auth Municipal BdsSold |)TOIII)9 K

~. - M A S t P o r t A u l h M u n i c i p a l B d s

I 1 5 . t.:IIS RM.,\ f~xFict.- Vd ca~;|l i.-c t mtllliill i-d

I 1 6 - lh : , s O l i . , ~ , | . - % M u n i c i F , : l l I ~ . 1


11/79

FINANCIAL DISCLOSURE REPORT N .... f P .....Reporting Date of Repor!Page I 1 of 79 S A m S , P A - r r ~ ~ . 0 5 / ~ 3 / 2 0 1 0

V I 1 . I N V E S T M E N T S a n d T R U S T S . - i,,. ...... .,t ............. ,i,,,, (Includes th ..... (,po,,,e and depenaent children; , e e p p . 1 4 - 6 0 of filing inxtrurtions.)N O N E ( N o reportable income, assets, or transactions.)

Description of Assets Income dur ing Gross value at end Transactions during reposing period(including trust assets) reposing period ~ of repomng per iod( I t 1 2 ) ( I ) ( 2 ) ( I ) ( 2 ) ( 3 ) ( 4 ) " " ( 5 )

exempt from prior disclosure Code I div, rent, C o d e 2 Mclhod b u y , s e l l. ~ m n ~ " d { b ) 3 Code 2 Code I bnyerzselleri (A-H) or int ) (J-P) C o d e 3 redemption ) (J-P) (A-lit (i fpri~alc(Q-W) transaction)

120. Sold 06103/09 K

1 2 I . - Federaled US Treas Cash Rsv m oney mrkl Buy 06/04/09 K(mutual fd) (x)122. Bu y 06/09/fl9 K(addIt123. Buy 07 /I 6,09 K(addIt12 4 Buy 09 2 ~ 09 I(addIt125. ~ uy 09~30, 09(addIt

26. Buy 12/3 I,I)9 J(addIt127. Sold 06/I 9/09 K

1 2 8 . Sold 0 6/22/0 9 K(part)1 2 9 . Sold 0~ /27 09(part )1 3 0 . Trust g 9 E In l . /Di~. N "11 3 I . - [via Commonwealth SR A M uni Bds(fi3rt))cd.,, .,lASt G nt Oblig)

1 3 2 . - MA (.o)nmon,.~,callh ~R LI Muni Fds(lur)ncrl~ MA SI (Jralll Antic)33 - [ T h i h n a r k . , M A , M t l )l i c ip a l F M

13,1 - M A l : ~ay Fran: ; Aulh M unic ipa l 13(t

13 5 - MA Ft..::,ld~ & [!d Municipal Bd ),lalurcd ( ) 6 / I H 0 " ~ JI p a r t )- MA \~ ,;llt! Pt)llt)lion Municipal


12/79

FINANCIAL DISCLOSURE REPORTPage 12 of 79 s , u ~ l s , P A r r !

N O N E ( N o report~tt,le income. ~tssets. or transactions.)

Dcsc~iptio~ of As~cts Income during ( ;n~ ~ ah~c a r end Tran~acti~.ms during rcponi~ period{ including trust agscl5~ reporting period of re~nmg periodPlace "~ X)" a[Icr each as.;el Amounl I )pc fc~ Value Vak~c Type (c.g . Date Vahr c Gain Identityexempt from prior disclusurc ~ ode I div., rcnl, C o d , - " 2 Melhod bu~. ~1t. m midd,yy Code 2 ~ Code I buyer:seller(A-H} or int.) (J.P) Code 3 redemption) [J-P) . [A -H } (ifprivnlc

137. - No,rood. MA ~ltmicipal Bd

138. - University MA i]ldg Aulb Municipal Lids Matured 05101/09 K(part)139. - MA St l )e v F in Agy ~ lur~ ic ipa l Bd~ Sold 07/01;09 KI,I0. - MA St Porl Auth Mtmicipal Ih]sI:11. - X IA S ! l -p I , Aulh Munic ipa l l i d :;

1 , 1 2 . - N e w B e d f o r d MA G.T! N l t t lf ic ipa l Bds

1 4 3 . - I}B5 RMA TaxFree Fd cash eq mu!u~d fd

1 4 4 . - Bosl,:~n, MA M u ~ i c ip a l


13/79

FINANCIALDISCLOSURE REPORT{ s~ms, ~,xrrl ~.age 13 of 79

NONE (No reportable im:ome, assets, or transacti~ ns.)

tl) [2i U) (;h il) (2) ~31 ~4)Place "(X)" after each asse t Amount [ lypc [c.g, Value Value 1) pc [e g.. Date Value Gain Idc.tity ofcxernp~ #ore prior dlsclosu~c C~dc I ~ div, rct~t. Ct~de ? Mczhod buy,, sell, ~m~, tM.yy C ode 2 C ode I buycr.sc cr(A-H) : t ~ r i n L ) (J-P} I~r,,I,: 3 rcdcmp6on} (J-P) (441)

154. B uy 12/31."09[addt}1 5 5 .Sold 06/19.09 K(pan)156 Sold 06..22,09 J

[par[}157. S old 0~ ,27,09 K{parO15~. Trusl t/ If) N o n e M ~,

]59. - "I~a~ c le~s l_if i : & .a .nnui b, Ins Co . universa ll i fe insurance1 6 1 ) Trust ~; I I A Div~ lc . nd PI V "161. - Manulffe Fml Cmp (Ibrmerly Jltancock

I:inl Svcs). common162. - Sml LI{~ ..~ssurance, universal life

163. - M a nulhc{ ure rs L f l~ ins , un ive rs a l l i fet kmcock)164. - Fedc~aled US]reas Cash Rs~ cash cqmumla l I~ tle~5 UllS Ikmk/C ] a r~ a da ) - b m a nc ia ] ln s r i lu r ion - k Inle~cb~ Redeemed 01 / 2 2 ,09 M

Redeemed{part)1 67 (

1 8 IJl~S A(L ["mancial lnslilull/m - closed (i In lcrcsl Redeemed


14/79

FINANCIAL ISCLOSURE REPORT ~ N .....fPerson Reporting I Dale of R~por~Page 14 of 79 s , ~ R ~ s , v . a r r l o . IV I I. I N V E S T M E N T S a n d TRUSTS - i ............ ~ ............,i~,,~ (Include.~ th ..... ~sp ........d dependent ,hitd~en: ~eep p. 34-60 ~filing in~tructit,n~.l

N O N E (No reportable incotne, assets, or transactions.)A. n. - (" " [ ...... D. -Description of Assets Income dur ing Gross raise zl end Transactions during reposing period(including lrusl assets) r t :~rtmg period ol reposing period

Place "(X)" a f te r each asse l . & m o u n ~ 1 >pc (e.g., V alue V alue

~

Ty~ (e .g . . Date Value Gain ]dcntiexemp~ rrom prior dlsclosure Code I di~ . toni, Code 2 ~ M elhod buy, sell, m m ; d d. y v . C o d e 2 C o de I~ ( A- H) or in t ) ~ (J-P) [ ( ode ] redcmpl ion) (J-P) (A-H ) (ifpri~ale~ ~ ( Q - W )

171. MAWalcrPo emMun~cipalBond~ B lnteres l K T172. Tucker Anlhony Private Equity Fund IV E Dislnbut ion N U B uy 09/29.09 3(addl)173. IRA Rollover O W

1 7 : 1 . - Federaled USTreas (.ash Rsv cash eq A Div idend J Tmutual fd17 5 - Zoom Information Inc CI B closely held Nt3ne J ~ . \ .

1 7 6 . - Vanguard lnflat thotecl mulual fd D Dividend O q B u 2 , 0 3 . , 2 6 , 0 9 JI a d d l !1 7 7 . Bu y 11203;091 7 8 . Battery Ventures VI L.P. D Distnbulion I U See P,ltl VIII1 7 9 . - Finisar Corp ~:t)t~mon s t o c k i ~ - k i n d None Spinoff 09/15/09 Jdistribution ~ x ) ( f il m ~ line 178)1 8 0 . Sold 09/21/09

1 8 I . Brookside Cap Parlners Fd LP. None Dislrihutcd 01/05/09 PI See Par t Vlll1 8 2 . F r i e n d s o f I . i t t: e R o c k 1 1 I . . P . E Dislribution b.1 UIN 3 Park S ! (apl Ni: tura[ I , c-- . F,I I . .F. E Dislribulium N U [ ~ L l ~ 0.}130/(]9 Jiaddl)I ~4. B uy 06;25/~9[addl )185. Patron Capilal L.I. I N o n e PI U [Juy 07/17;09 J

latld 1}1~ 6 US Fidcnzzl Lit" N o n e K U

87 . US Wcrtheim LI.( [ N o n e M U1


15/79

FINANCIAL DISCLOSURE REPORT ~ . . . .. . ~ P . . . .. ~ p o ~ , i ~ : I

VII. I N V E S T M E N T S a n t i T R U S T S --i .......... .,~,,., ......tion, tInclud,s thme o],p .......d dependent child ........~. 34 -60 4f i l ing in . ,t ruct ions.I~ N O N E (No reportable income, assets, or transactions.)

A. ri~ c r >(I~ ~ (2) ~ I) (2) ~I) : (2) (3} ~4)

P l a c e " ~ X ) " a f t e r e a d ~ a s s e t Amou~ type [e.~. V alue V alue rype (~ g., Dale V aluu G ain Id-mi~ of~xempl llom prior disclosure ~ C o d e I ,~ div , rent, Code 2 Mlhod b u y . s e l l, .mm"d~)Y C o d e 2 Code I: ! (A-H} o~ inl.i ( J -P) L ~ , d e 3 r~dzmplion) ~ O-P) . (A -HIIQ-W) i ~188 . MFB Nor0~em Trus~ Co Funds Mun i MM C Dividend P l T Se~ P all VI I Icash equiv.189 . Nonhn AZ Un iv R evs Mun ic ipa l Bund D Interest N ]"1 9 0 . Phoenix AZ Ci,ic Impl Municipal Bm~d E lnlerest N T1 9 1 Trus t # 14 g Distr ibut ion (. ) T Scc Partr VIII192. - M A G O R l d g B d s M u n i c ip a l B o n d s Malurcd Ol.iI)l 09 M103 . - MA SI Spl t)blig Municipal Bond Dislr ibutcd 09.31).o9 K194. - MA St Wlr Pollum Municipal Bond Sold 08I)1109(part )I c / 5 . So M 09110 . :09

I parl)196 Disl r ibulcd 0 r ~ 1 3 0 / I 1 9197. - We s~n r ~ MA G O M u n i c ip a l Bo n d l ) is lribuled : 0 9 ! 3 0 4 " ~ 9 K l198. - M A S t P u r ~ A u l h M u n i c ip a l B o n d I)is tribuled 0~.30 09 K19 0 - MA (:{ms In (}O Municipal Bond Sold U5,0t 09 M ~

200. l)islributed I ~ 9 . ~ O . 1 1 9 K2 1 1 1 . - X V e M I o r d M A M u n i c ,p M B o n d [)]s tribuled 1)9.3(F09 K [21)2 -OrleansMAGOMuniclpall]ond l)islributed 09 / ! 0 ,09 J ~20 3 - Stunehmn M A Mun ic ipa l Bond [ )~smbmcd f ~ . i I0~) L

~ 2 04 . -MASI [pkAuthMum~ipalIId Sold


16/79

FINANCIAL DISCLOSURE REPORT ~ ..... fPerson Reporting Da, eo fRepor! IPage 16 of 79 sams, P , ~ 1 - n B . o 5 / 1 3 , 2 m oV I 1 . I N V E S T M E N T S a n d T R U S T S - i ........ ~,,,, t ........ tions anchtdes ,ho~e 4W ........ d dependent children: see pp. 34-60 of filing instructionx)

N O N E (No reportable income, assets, or transactions.)A . " ~. c " ........ 5 -D e s c r i p t i o n of Assets Income during Gross value at end Transactions du~ing reporting peliod(including trust asscls) ~ rcporttng period of repor t ng per iod

Place "(X)" al)cr each assel : Amount : Ty~ [e g, ~ Value ~ Value Ty~ {e.g., ~ Date Value Gain 1 O c n l ib ofexempl from prior disclosure ~ Code I div.. rent, Codc 2 M ethod buy, sell, ~ mm/d~ Code 2 Code I buycr/se cr:; (A-H) " or inL~ ~ (J-P) Code 3 redem plion) ] [J-P) (A-H ) 0fpfivaleIQ -W ) ~ transaction)

205. Dislfibuled 09/30/09 J206. - University MA Bldg Auth Municipal Bds Sold 05/01/09 K207. - MA St Hllh & Edl Mutficipal Bds Dis~ribulcd 09/30/09 J

208. - MA SI Genl Oblig Municipal Bd Distr ibuted 09130/0q L209. - Federated USTreas Cash Rs~ cash eq B uy 01/23/09 Mmulual fd ~addlj210. B uy 02/05/09 .I[addl )21 I. Sold 02/27/09 KIpart)212. B uy 04/03/09 J(add l)213 . Bu y 06/09/09 M(add l)214 . Sold 06/22/09 K(part)215. Bu y 0 7 / 1 &0 9 Jladdl)2 ~ 6 . Sold 08/27/09 K(parl)217 . Bu y 09Q 8/09 L(add l)218. Sold 09/29/09 N{parll219. - I_ I~S R MA qa~Fccc Fd cash cq mtll t la] ~ l Suld 09/25/09 K220. - US Treason Bi l ls ~lal tJrcd 02~ 051 )9 J22 I. - Boston, MA momcipal bonds Oislribuled 09/301)9 K


17/79

FINANCIAL DISCLOSURE REPO RT ~ ..... fP ...... R~porling Dale of ReporitP a g e 1 7 o 1 " 7 9 s,,,als, ~,vrrl ,. ~ J 5 ~ 3 / 2 0 ~ 0

VII. 1 N V E S T M E N T S a n d T R U S T S - i .......... t,,., tr.nsactiun. nch, de.~ those t~[sp ........ d dependent chitdr ........ pp 34-60 of filing ittstrt, ctiu..,.)N O N E (No r~wortable income, assets, or tr~msactions.)

A .......... B i ". ..... D ........I)csctiphon of ASSetS Income during Gross ~aluc at cad ~ransaclions during reposing~ncluding l~sl assets) rcpomng per iod of reporting period( i ) . ~ 2 ) ~ I ) ~ 2 ) ~i) ( 2 ) ( 3 ~ ( 4 ) (5)Place "(X)" alter each asset Amounl [ype (c... Value V~luc ]ype le ~ . OafC ~aloe [lain Idcnti~. ote~cmp~ from prior disch~sore Code I . div.. ~n~. Code 2 Method buy, sell, mn~dd"yy Code 2 Code I buycr,tscllcr(A-II) orml) i J-P) Co,It 3 redem ption) I J-P) (& -H ) (il private" (Q W) transaction)

222 . - SPDR [)old Tr m~aual fired []t~y 06,q 9;09 K( a d d 1 )

223. Distr ibuled 09/30,0~ K224. - lshares MSCI Brazil ]nde~ Fd fmulual B uy I~S2~09 K225 . l)i~lrib.led 09 G0 09 K--~ - let in MECM Investments [LC[closely B uy 09/3U09 O See P:=t l Vl l lhe ld)22 7 Tru~ n 15 E Distribul~un O T SccPartVlll22 ~ MA G( . ) R l~ lg Bds Mu nic ipa l Bond Matured- 0 t , 0 1 " 0 9229. - MA SI Sp] Oblig Municipal Bond I)~;ribuled 09/30,"09236. - MA S I Wt t P(~ l lu ln Munic ipa l Bond S old 0W 0109 K(patti

" ~" Dislribuletl 09~30.09 K233 - Wcslon MA (10 Mu.icipal Bond Dislr ibutcd 09/30:09 K231 - KIA 51 Port Al~th M unic ip ;f l I Iond [)~Mribuled 09G0q)9 I

23 7 k%"c~lford M A Mt , n i c ip a ~ B o ~d I)i>t~bt , tcd 0 9 $ ( 1 + 1 ) Q K~2 ~g. -()rlcan~ MA Mumcq~al I ~ond [)isHibul~d


18/79

FINANCIAL DISCLOSURE REPO RT :~ ......fP .....Reporting Dart. of ReportPage 18 of 79 s a m s , p a r ~ ~ ~ .V I I . 1 N V E S T M E N T S a n d T R U S T S -- i,e ........ ~,,,. t ...... t i o n s ( t m l u a e ~ t n o s e o f s p . . . . . .. a dependent ch i ldren; see p p . 3 4 - 6 0 of flUng

N O N E ( N o reportable income, assets, or trattsactions.)[)cscnp~mn /Assets Income during Gross ~aluc at end Transactions during reposing period

~ (2} Ill 12 ) [I) (2) ; (3~ (4)Place "(X)" after each assel Amounl Type (e.g., V alue V alue T)pc {e .g . , Date ,. Value Gain Idcmity ~1exempl f rom pr ior di sclosure (7t)dc t div., rent. Code 2 M ethod buy sell , m m / d & ~ ~ C o d e 2 Cod,.: I buye=iscllc~iA-[ ) orint) O-P) Co d e 3 redem ption ) (J-P) " (A- I ( ) 0fpr=vate{QWI , l r a n s a ~ c l i o n )

239. - Stoneham MA Municipal Bond Distr ibuled 09130,.09 I.2~ 0 - MA SI Tpk Auth Municipal Bd Distr ibuled 09/30109 J241. - I ~u i v e r si l y M A 1 ~ t ~ A u t h M u n i c ip a l Bd s Sold 05/01/09 J242. - M A S I I t lt h & E d l M u n i c i p a l H d s Distr ibuted I 0%30:09 J243. - MA SI Gcn l Ob l ig Murf i c ipa l tM Distr ibuted 09!30."09244 - Federated USTreas Cash Rs~ cash eq B uy i~.H!23!09 Kmu~d fil (a ddT)2,15. l/tl), f 2~1 5i09

246, Sold ~2,2709 K(part)247. B uy 04,03/09{ a d d l }248 B uy 06109109 M(addl)249. Sold 06.22.09 Klparl)250. []uy 07!161~9 .I(addl)25 I. S o h J )8.27;09 K(parl}252. Buy 09!2g;0~ 1.

253 Staid 09129,09(par0

254. I.IBS RMA l:ixFicc Fd cash eq mUltlal ftl B U ~ . 09111i09 I(add l)


19/79

FINANCIAL DISCLOSURE REPORT ,~ .....P ...... Reporting [ Date of Rcpo~!Page 19 o f 79 s a m s . ~ , . - v r n R .V l l . I N V E S T M E N T S a n d T R U S T S - i ., . ...... ~,,,., ....... , i , , , , ~ a t t c lu d e . ~ t h o s e .[nV ........ d depenaent children; s , e p p . 3 4 - 6 0 off!ling instr.ctions.)

~ NONE ( ,Vo reportable income, resets, or transactions.)A [I (" D

l including trust assets} rc~t~ing period of rq~ning periodPlace "iX)" al~er each asscl ~Amom~t ~ T)pe


20/79

F I N A N C I A L p a g e 2 0 0 f 7 9 D I S C L O S U R E R E P O R T S , \ R i S . I.VrTI tl. J 105117 ! " 010V [ I. 1 N VE STI~! E NTS a i1 d T R U STS -- ,-, ......... ,a .............,i,,n., anct,,des t!,,,se of>7, .......d dependent child ........ pp..t4-60 offit i t ,g i ........ " t i e n . ~ . )

[] N O N E ( N o reportable income, assets, or transactions.):% It C. I

(including tRIM a~Cls) reposing period el rcpo~in7 periodit) 21 II 12) 11) {2}exempt from prior disclosure Ct~e I div. . rcm. Code 2 M ethod buy. sell. nulbd~.y) Code 2 Code I buyer/seller~A-II) o~ illi i l J-P) Code 3 redemption) IJP ) (A -It) . l l fpri ia tcQ W) lransaction)

1 273. - Orleans MA Municipal tlond Distr ibuted 09/30,0~ K274. - No~hamplon MA MunicipM Bond Distr ibuted 09/30709 J275. - S t o n e h ~ lm M A M u n i c ip a l B o n d Distr ibuted 09."3(I.."09 L276. - MA St Tpk Auth Municipal Bd Distr ibuted 09.30,09277. - U n i v e ts i ly M A B l d g A u l h M u n i c ip a l B d s Sold 05:01/09 J27~. - MA St Hlth & Edl Mtlnicipal lid D is tr ib ute d 09/3 0;09279. - MA St G*nl Obhg Municipal lid D is tr ib ute d 09/3 0!09 [.280. - Federated USlreas Cash Rsv cash eq B uy 0 [ i 2 ~ 1 i 1 1 9 Kmutua l t~ (nddl )28 I. B uy 02:05.:09 Jfa dd l i282. S old 02:27/09 K

[patt i283. B uy O4103."09(addl)

ladd l )2~ 5 St~lll 1 1 6 s 2 2 . 0 ](par t l?~f i }]uv 1 ) 7 " I 0 , f ) 9 .I(addll2g7 Sc, ld 0~27 o9 Klpari l


21/79

Nazne of Person R~po rt in~ I)atc of ReporlINANCIAL DISCLOSURE REPO RTSARIS, PATI, B. 05q3/2010age 21 of 79

V ! l. l N V E S T M E N T S a n d T R U S T S - i,,. ......... ~ , , ~ . ~ . . . . . . .. . , ~ , , , , . ~ . a,,.~,,u,~~ N O N E (No reportable incotne, assets, or transactions.)

A. B C D

[lace "~ X)" after each asset . A~unl Sy~ (e.g., Va~uc Value "[ypc [c g , Date Value Gain Identity ofexempt from prmr d isc losure Code 1 d~. , tent , Code 2 M ethod buy. sell. m ~ w d d :y y Code 2 Code I buyerlse[ler(A-tt) or int.) (J-P} Code 3 rcdcmptlen~ [J-I) ~ A-tl) (if private; {Q-W) traasaclion}29~ - UBS RMA TaxFtee Fd cash eq mutual fd B uy 09/I 1/09 [.(addl )291. Dislr ibulcd 0w2~,O9 l.292. - Boslon. MA municipal bds Dis~ribuled 09/3!~.09 K29~. - NPFD R u[d T r mulua l I t lnd B uy : 06.15,09 K[addl)294 I)i~t~ibu~cd 0930:09 M

2 9 , . ~ Ish~res MSCI l~azil h~dcx Fd (mutual Bu y 0 8 / 2 I . 0 9 Kf d ~ ( x l

2gg. - lal in ME(M Investments L[,C (closely B uy 09.30,09 I .) Se e Pa ~ l VIII299 lnisl f7 17 [ Distribution O 1 gee Part VIII

300. - MA(i() Rfdg ds Municipal Bonds Maimed 01il)109 M301. - MA Spl Oblig Municipal Bcmd l ) i sl r ibuied 09130,09 I.~ 2 - MA 5 i Wi~ I o l lu l~ l Munic ipa l Ilond S l l c t 0~il 09 K(part)

3 1 ~ 3 . Sc, ld OWl 009 I( p a r l )

; ( 1 4 Distribulcd ()9.. 1000 K3 5. - Wc sh m M , A Mu n i c i p a l l~o r~d [ Distributed I ) 9 , . ~ 1 ) , 1 1 / 1 i


22/79

FINANCIAL DISCLOSURE REPO RT . ~ . . . . . . . ~ v . . . . . ~ v o ~ . . ~ IPage 22 o f 79 s0u~s, VATn ~.[

V 1 1 . I N V E S T M E N T S a n d T R U S T S - i.,. . . . . . . , a , , ~ , r a n ~ a c t i ,m s ( l . c l . d , . , th o s e 41~......... 1 depe.dont c l H I d r e n ; s e e p p . 3 4 - 6 0 4"filingN O N E (No r~ortable income, assets, or transaction.~-.)

A. g C D.Descriplmn of Asse~s Incumc during Gross vaiu a~ end "1 fan,actions during ~cponing periodOncluding uusl assc~s~ rcporlmg pc~iud of ~tporhngPlace "( X)" after each a~sct : Amo unl I ypc 0 : .g ., Value Value Type (c g . , Date Value, Gain [dcnl i~ ofexempl t rom pr ior di sclosure Code t : div.. renl, (ode 2 MelhiM bu~, sell, mm!ddyy Code 2 (7~dc I buycr,:sel[eriA-III ~ c , r m ~ . ~ ~ 1 - 1 ~ Code 3 redcmpfioe~) . (J-P) . tA-II) l i fpfi~atc~ (Q-W) : l~ansaclion)

307. - MA St Cons [.~ GO Municipal thmd Sold 05,01/09 M(par0308. Dist r ibulcd 09,30.,09 K309. - Weslford MA Municipal Bond Disir ibuied ~ 1 9 / 3 0 ; 0 9 ~ K310. - { ) r le i m s M A M u n i c i p a l H o n d I)ishlbuted 09.30,09 J.H I . - Norlhamplon MA Mumc~pal Bond D is lrib uied 09 ;3 0;09 K312 - Stoncham MA Municipal Bond Distr ibuted 00/3CF09 I.

+ 1 1 3 , - MA St Tpk Aulh Municipal Bd Distr ibuted 09,30;09 K "314. - Unive rs ity MA B+ dg Au lh Munic ipa l I ld+ Sold 05101/09 .I315. - MA St G.O Municipal Bds Distr ibuted 0 9 , 3 ( 1 ~ 1 9 L316, - Federated USTreas Cash Rsv cash eq Bay 1H123/09 Mmutual fd (addl)317. B uy 02,05.09 J

(aJdl)318. Sold 02 / 2 7 ,09 K{part)3 1 9 H~l) 040309 J{addl)320 06/(ll) O0(add l)

32 2 Buy 07 . 16~09

.... Sold


23/79

N a m e o f I t~ r s o l ~ R e p o r t in g I D ~te o f R epor tINANCIAL DISCLOSURE REPORT s A m s , ~ , \r l ~ ~ .age 23 of 79

N O N E (No reportctble income, ~a~sets, or transactions.)A B ~D cscr~ptlon of As~ts Incom e during Gross ~aluc ,~t cr~d ~ransalions during ~t-porlfi~g p~riod(including trust assets) re~J~ing ~liod t~f lepollirlg perk,d

Place "IX)" after each asset Amount Type ic .g . Value Value lypc leg , Dale Value ( ; : * i n Idcnlily ofxcmp~ from prior disclosure Code I div.. rent. ~ C~c 2 Method bu). sell . . m m d d / y y Code 2 ~ Ct~e 1 buycr~se or(A-It ) or tot.) l J-P) Code 3 redemption} (J P ) (A -tt) (ifpri~a lc

~ 324. B u~ I}9~28/09 L325. Sold 09/20/09326. - UBS RMA TaxFrce Fd cash eq mulual f~ B uy 09"1 I,"(19 Lladdl)327. Dist~ibmed 09/2~,"09 I_328. - Boston, MA nmoicipal bds Disl t ibuted 0900.00 K

331 - US qYca s u~ B i l ls M a l u r c d ~2.,05,09 .I332. Ishares MSCI Brazil Index Fd {mutual B uy 08..21.09 K333. Dislr ibulcd 09.30 09334 . - Int m MECM Invcslmenls LLC (closely [hly 0%30,09 1~ See Part VIIIhcldJ335. Pa rk SI C a p i t a l V I_ P E Dislr ibudon O I I B u~ 06/23..09 J

]37 I]tl} 0929.0933 ~ Ih9 ! 2 . 2 K . 1 ~ 9339. ~ucno~ Aires Residential (o [_LC ~ Distribution L I.~


24/79

FINANCIAl , DISCLOSURE REPOR TS A m & ~ x r r~ ~ .age 24 of 79 0 5 . 1 3 i 2 0 1 0

V ! 1 . I N V E S T M E N T S a n d T R U S T S - i ........... ~ , , ~ . , . . . . . . . . . 0 . a , , , . ~ , , a ~ . , a , o . ~ . , . ~ p . . . . . . . a a , p . . a , . , , . ; , . a . . . : , ~ ~ p . ~ - ~ o , ~ / , ~ i . ~ i . ~ . , ~ , , , . , i o . ~ . )~ NONE (No reportable income, t~sset~, or transactions.)

............ a~ .... n c - oOncluding trust agsets] re pomng ~ r iod of rcpomng period

Place "{X)" after each asset Amount Type (c g , Value V;duc T>pe (~- g. Date V a L u e Gain Identityexempt flora prior disclosure C~e 1 div+. rent, : Code 2 Me~hod buy. sell. mt~"d~:y) : Code 2 (+ode I buyet:setlerI,~-It) orint) (3 P) Code3 redemplionl , (J-P) (A I I ) lifprivale: (Q-W) transa~hnn)341. Plymouth Rock Co ln OC CI A - common G [) ivid~nd P~ 1 []uy 05!15/09 Ostock { ~(Id )342. CA St Municipal Bds D Interest M T3 4 3 . Texas Mun Pwr Municipal Bds F I n t e r e s t34 4 Buenos Aires Residential (o II LI.C F Distributior M II345. Friends of Irene R,ack Ill [.[ N O ne {t l! B uy 115/ 8/39 J

I addt)~46. B uy ! 7..3( .00 J[addl)347. IlighfiehlsCapitalllLP N o n e Pl (I348 Millgale Farmers II. I.P Ntme Pl U3 4 9 . WMD, LP None K W350. Park St Natural Resource Fund II (umbined! E Distributhm O LI B uy 02"27.~09 J( Pri, ale Equit., ) I addl)35 I . [ ~ u y 104/0 I,09

{ addll352. B uy 05,18/09(add[I353. B uy 06.,25O9 K(addl)354. [Itt} 1)O~2t) Ol~ ,1

355. BtD 07 : 10 /09 Kladd 1)

~addl ~357 -(addl I i


25/79

HNANC IAL DISCLOSURE REPORTPage 25 ot"79 S A m S , P , v r u

V I 1. INVE STSIENTS a nd TRU STS - i,,,. ...... . , a . . . . . . . . . . . . a o , , . ~ (Inch ,des t! ......*f spo,,,," r m , l d e p e n d e m child ........P" 34-60 of filing i n s t r u c t i o . ~ 3N O N E (No reportable income, assets, or transactions.)

A " ~. ....... E .....(mchM ing trust assc~ reporting period of rcpomng period

Place "iX)" after each a~sct Amotml Iype (g, Value Value "lype le g , Dale Value Gain ldcnti~~empl from prior disclosure Code I { div.. rcnL : Ct~dc 2 M ethod buy. soil. m~dd.,y) Code 2 Code I buycrisclbr~ {A-HI or int ) ~ I I.P) Code 3 rcdcmp~ic~n) lid} IA-tl) lil privale

358. Park Slreel Capital VI (Pri~ale Equity Fd) D Dish-ibtdion O U B uy 03/27/09 K350 l]uy 06/23.09 Jl a d ,H)36 0 B uy 07/01.09 K(afldl)

362. [h~y 1 2 : 2 9 0 9 J(addIt3fi3. Park Slrcci Cap Nalural Resource Fd 11 AIV N o n e Se~ Parl VIIII[h iv;de[q)76 4 . Pa t ron C a p i t a l I .P I I N o n e Pl " U ltu 3 02.[g.O9 L{addl I3~,5 B uy : 07,13"0o{addlj366 l lu} 10113/09 I.laddl)36 7 B uy I 110"09 L(addIt368. Orion Etuopean Real Estate gd II. C.V., LP G Distr ibut ion N I I [lu} ( 1 6 . , ; 2 3 . ( 1 9 M(addl)3 69 U S D u bl in L .L .( 2 N o n e t

371) Europa Fund II I.q LP I l.)islributi, m N \V B uy I 13:Dqtaddl}: ; 7 1 \~. ,v,~lon Presidio V 1,1 N t > . e N I. I B us 013D09laddl)

I ) 8 : 1

37 L l l u ~ 1 2 ,2a0 9(addl)


26/79

FINANCIAL DISCLOSURE REPO RTPage 26 of 79 s a m s , P A T T I B . 0 5 ! 1 3 / 2 0 1 0

N O N E ()Vo rt~ortg~bA" inconw, ttssets, or tru.sactiotts.A I ~ (7 -I }l)cscriptioB ol Asgct~ Income during Gros~ ~aluc al e~d Tran~aclions during rcpollmg period

l including IrusI assets) reporling period olrepoaing periodPlace " (X Y after each asset Amoum Type (e.g. . Value Valne Type {eg. Date Value Gai~ . Idcnliry of

exC,tlpt lrom prior disclosure ( 7 ~c I &v. rent. Code 2 Method buy. sell m ~ d g " y T Code 2 i Code I ~ buyer/seller

375. NJ Dev Aulh M unicipal Odx D Interest N T376. Trus~,# I ,~ F Distribulion PI T Se ~ Pa r !3 7 7 - Norlhhampton. MA Unltd Tax GO D isln bu te d 0900/09 KNhmic~pal Bds}7~. - \Vesdbrd, MA Lid Tax GO M unicipal Bds Distributed 09/3009 K

3 7 9 . - Chelm,,fi,rd, MA GO Municipal Bds Dislribuled 09/30/09 J3 8 0 . - b, lA St W it i"ullulion Municipal Bds Distribulcd 0 9 . 3 0 . O 9 .I3 8 1 . - Orleans. MA Genl Obtig Municipal Bds Dislributcd 0 9 , 3 0 . 1 1 9 J382. - Llni.,ersity MA Bltlg Aulh .Municipal t~-.Js Ma ture d ()2/03/09 33 8 3 . - \Veston, M A Genl Oblig Municipal Fds Dislribntcd 0 9 . ~ O / 0 9 J

3 8 4 - M A St Genl Oblig Municipal FId Dis~ribuled 09/30/09 K3 8 5 . - UBS RM A TaxFr-ce Fd cash eq mutual fd Sold 0 9 / 2 8 . " 0 1 ~ .I386 - Fedcralcd I.ISTreas (ash Rsv cash e,q B uy 01/0509 Jmulual fd (addl )

{add l l3Sx . ltuy I}2,IIXi00 j

330 BH y ~)2/05/09 MC~ddt)

~90. B H y I j3 ( }3709 .Ik~ddl)


27/79

FINANCIAL DISCLOSURE REPO RT N .....[P .....Reporling Dal~ ofPage 27 of 79 S A m S , P A T T I B . 0 5 ; 1 3 / 2 0 1 0

N O N E (N o reportable income, assets, or tranattctions.)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (c g . , D ate kaltteexempt f rom pr ior di sclosure C~e I div., rent. Code 2 Melht,d buy, scl~, mmdd.~.y Code 2 Code I : buycr,.scllcr(A-II) or in t ) IJ-t} Code3 rcdcmplio~) (J-I) (A -II) 0f private( Q - W ) Iransaction]

392. B uy 0 4 / U 2 . " O q J{addl )

393. B uy 0,1"0309 Jladdl)39,1. B uy 05~4.00 Jladdl)~95 B uy 06.02,09 J306. Bu) 07.02:09 Jladdl)3q7. B y 07 I 6 09 J

{addl)399. Buy O9,02i09 Jladdl}

d l ) f ) . Bll). 00. 28/09 J(add l)40 I. Buy I 0:02.q)9 : J

(add l)402 Sold 0227, 09403 . Sold O ~ L ~ 0 . " 0 ~ ) ~, I

40 : S,dd 090909 l

I


28/79

FINANCIAL DISCLOSURE REPORT ~ ......fP .....Reporting D a l r o f R rpor lPage 28 of 79 s a m s , P A T T I B . 0 5 q 3 : 2 0 1 0

VII. INVESTME NTS and TRUSTS --i,,,.N O N E (N o r~Tmrtable income, asset.~, or transactions.)

Desc/iptmn ol .~SSels lnc~IT~ du~ing Gt(,,~ vMue at end Transaction.-; during ecw~rtmg periled

(I) (2) [ I 1 2 ) ~ 1 ) 12) (3~ (4 ) (5)Place "(X)" after cach assct Am ou m Typeexempt from prior disclosure Ci}tlc I div_ rcnL Code 2 M cthod buy. sell. m r n d& yy Code 2 Code I buycr.scllcr{A-It) or ~nl ) iJ-P) Code 3 redemption) (J-Pl (A-II) . (ifpnvalc

IQ-W ~ ~ransacfion}

409. - PIMCO Foreign Bd Fd mutual fd D is trib ute d 09 /3 0/09 P I

410. - SPDR Guld Tr (fum aerly Strcettruck,,, Gold Bu y 06;15;09 MTr ) mutual fund ladttl)4 1 I . Dishibutcd 09;3fF09 N412. - US Treasury Bills Ma ture d 02., )5/()t) M4 1 3 . - lk~stoa. MA m unicipal bds Distributed 0913(.t09 K4 1 4 . - Vanguard Inllal Protected mutual tund Si Id 0 3 . ; 2 6 : 0 9 M I)( p a r t )4 1 5 . Di:~tribuled 09/3!t/09 P I416. - [1S Treas TIPS Bds (x) Bu . 03/25/09M

4 1 7 . Distributed 09;3009 M4 IS - lnt in ME CM Investments LLC Iclosely B uy 0 9 1 3 0 . " 0 9 PI See Pan VIIIheld)419. Trust fi 19 F Dismbution P I " 1 See Pan Viii4 2 [ ) . - Nt)rthhampton, MA t [nhd Tax GO Distributed 0 9 , , . ] U , 0 9 KMunicipal Bds42 1 - Wt~ltord, MA t . ld Tax t i () Municipal gds I ) i ~ t r ~ b u t c d I . ) 9 . 3 ( . 1 ~ 9 K

4 2 3 . - Orleans. MA G enl ()blig ML,Jcipal lkls L)ishit)utcd ! )9/30,09 K4..4. - Urm, e rs i ly M A B ldg , . \ t~ th Mu nic ipa l Bds Mamtcd 20~ )O J4 2 5 . - \V e s t o n . M . ,\ ( ic n l ( )b li g M u m c ip a l I(Is [ ) t ~ I r i b u l e d


29/79

FINANCIAL DISCLOSURE REPORT ~.m~orP .....Reporting Dale of ReportPage 29 of 79 S A m S , Px vrl ~. o . v l s . , ~ o m

~ N O N E ( N o reportable income, assets, or transactions.)C. " ....... D.

(I) ~21 ~ 1) 12 l ~ 1 ) 12/ 13) ~4) (5~ ....Place "(X)" a/ler each assel Am ot m l Ty~ I g, Value Value [vpecxempl from prior disclosure Code I dlv.. rent. C~c 2 Mclht~ buy , sell, mm,dtF)y (;ode 2 Code 1 buyer.,scllcr(A-HI or int.) I . I - P ) Code 3I~-W) ~ransaction)

42 6 - MA St Wtr Pollution Mtmicipal Bds Distr ibuted 09GOq)9 J4 2 7 - MA St Cons kn lform.erly lisled as Genl l ) i . , ~ r i b u t c d 0 9 . . " 1 0 , 0 9 KOblig) Muni B d

1428 - UBS RMA laxFree I-d cash eq mutual |;d Sold ) 9 . . 2 8 , O ,I,129. - Federated USTreas Cash Rsv cash eq R uy 01O5"O9mulua[ fd (addh,130 Bu y 0l 23,09faddl~

[at]dll432 tty O211509433. B uy

434. B uy 03/27:09laddl)435 ~uy 0 ~ 1 . 0 2 . " 0 9laddl)43 6 B u~ I)4/O3:O9(addl)43 7 Ihly 0 5 : 1 1 4 ( 1 ~ )(addl l

4~t; tlu3 fiT( 2. t)4 40 [~uy 07~16 09

iaddh442


30/79

Page 30 of 79 s .~ , a ls , P A T T I B . ( ] S ~ I 3 ] 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - - i ., ....... t ............. i,,,,, ttndu ae* tt ....... ~f .~p ......... a,t~p..ae,,t l , i t a

N O N E (~Zo r~7~ortcthle ittcome, cts~ets, or tt~tn.soctiotts.)Descriplio[I of Assets Incom e durin~ G ross value at end T~nsllctions during

0ncludin~ lrust a~scls) reporting pe~ud ol[epo~ing periledPlace "(X)" alter each a:~scl Amount l ypc (cg . , V alue V alue "1") ~ fe.g. Dale Value Gainexempt f rom pf io~ disclosure , Code I div. rcnL Code 2 M ethod buy. sell, , mmtdd,)~ ~ Code 2 Code I buyct,seller

~3. B uy 09/28,09 J{~dd lJ444 tluy 10112/09 J~ (addIt445. Sold 02~27.09 I. .(pardi~446. S t,ld 03i30~09 M(part]447. Sold ~ (4"06~09 K

44 8 Sold [ ( ~ 6 . " 0 9 , " 0 9 J(pall)4~9. Sold [ (162.2/09 M450. Sold 09.09i09 J

45 I. S o k l 12/24,09 J(p in t)~52. - PIMCO Foreign ~d [-d mutual fd Distr ibuted 09/30/09

453 - SPD R Gold Yr ( tb ~ me r ly S t re e tha cK s Gold (h~y 06.q 5109 M45~. Disl r ibuled 1~9/30,09 N

, 1 3 t ~ . - IJos ton, MA municip~tl bd: , Distrlbulcd 09,30,119 K457 - Vanguard lnf]at Prot,cctod


31/79

JFINANCIAL DISCLOSURE REPO RT ~ ......P .......Reporting J D ..... fRepor,Page 31 of 79 s m u t s , ~ w r r ~ ~ .

N O N E (No reportable income, assets, or transactions.)

(including trust ~sscls) : reporting per od o f r e ~ : ~ n i n g p e r i ~ 3 dPlace "~X)" after each asset ~ Amounl ] [ypc (c.g, Value Value lyl~- (cg. Date Va~oc Gain Idcnti~y of

exem pt from p rio r d isclosure I Code I i div., rcnL Code 2 M ethod buy, sell. ~ mm/dd:yy C ~ d c 2 Uotlc I t ,u)criscller~ {A-tl) ; t~r int.) (J-P) ~ Code 3 rcdcm pt~,m ) (J-[) IA-H)

4 60. D istributed 109..3009 M

461. - lnt in MECM Investments Lt.C (closely B uy 09/30/09 PI See Pint VIIIheld) (x)462. Trust # 20 F Distr ibut ion Pl T Se e Pa r l

4( i3. - N or|hh~ mplun . MA U n lld "I a~ ( iO Dis ltihu led 09"30 . 00 KMunicipal Bdsd()- I - ~ Ve s t i t , rd . MA L id Ta x GO M unic ip :d B t l s Ilistribu~ed 9,~i)139 K

4e~5. - ~.?hchns~brd . .MA (~O Municipal Iqd~, l)islribuled 09 30 : ( )9 J

466 - 0titans. MA Genl Oblig Municipal Bds D is trib uted 09 /3 0/09

407 ~ Uni , c r s ity MA ~ ] Idg At~ h Munic ipa ! ~ ds Sold 05O1:0~ ~

468. - We s hm, MA Gcn l Ohl i~ Mut f i c ipa l l i d s Dismbuled 09.30/09

409. - ~ ] A St Wi t Po l l ln Munic ipa l Bds D is lrib uted 09 /3 0/09470. - MA St C~ns Ln (|brmerly lisled as GeM Distr ibuted 00:~0/()9 ~ KO b h g ~ M u m471 - ll~NRM,k TaxFree Fd cash t:q mutual fil Sold 09~2R09 J

taddl)474 . Bu y 02.03."09 : Jladdl)475 ! lu ; , 0205. 0~ ) M


32/79

FINANCIAL DISCLOSURE REPO RT ]~ .... ~ . . . . .. ~ ~ o . i ~ .Page 32 of 79

. ~ . s , ~ m s , ~ , ~ ~ r ~ B .0~,~0~0

NONE (z~)) reportable income, assets, vr trcmsttctions.)

(including Irusl ~ssels) rc~ing pcriod of rcpom~g per iodPlace "(X)" a f te r each asse t A m O t t l l l T}pc te g . Value Value "1 ypc tc.g . I)alc V alue Gain Idcmity of

exempt from prior disclosure ~ Code I div.. renL (:t~c 2 Method buy, ~fl, mm/d~ yy Code 2~rans:tction)

477. B uy 03~27/09, M~add l )4"!8. H uy 04;02~09 J

479 [~uy 0,1/03109 J(addl)480. B uy 05 (14."09 J~add l )4R I. [hO ff6/02i09 J

482. [~uy 07:02/0q J~ (a dd l )

~addh484.- { atiUYddl ~ 0g;04A~9 J

~! a d d l )

486. 1 3 u y ( Y ~ / 2 R , O ~ ) J(:~ddl)

487. lh~) I 0 , 0 2 , ~ 0 9 J

4~. Sold 02"27,1)0 Lt parl )

48, ) S,4d 1 ~ 3 " 3 0 1 } 9 ~ 1

4 0 i.J t p a r I ) S l d

/){,09 09 J

192 St tl 01~22,09


33/79

FINANCIAL DISCLOS URE REPORTPage 33 of 79 s a ~ u s , ~ , , x r n a . ! 0 ~ ~ ~ o ~ o

~ N O N E ( A , o rcp+..t~dde income, ttssvts, or transactions.)

I mck~ding tru~l asset~) reporting period of repoaing pc6od{I1 (2) t~1 -t2) 1 1) t21 ~31 ~4) t5tPlace "(X)" ahcI each ilSSCl Amouql F) pc (e.g., Value Value [)~: tc.g., Dale V a l u ~ Gain Idcnlity ofcxemp~ from prior d~sclosure Co~ I div., rcnl, : Code 2 Method buy. sell, m m .d d:y y Co de 2 (;od e 1 . b~yer.~s!lcr(A+t{) u ~ i l t l . } IJ PJ Code 3 icd+nlplit,n) {J-P) {A-H ) [ifp+i+atc(Q -W) ~ransaclmn~

t494. Sold 12/24:09 J(patti

i 495~ - PIMCO Foreign Bd Fd mutual fd Distribuled

4~6. - SPDR (;old T~ ltbrmcrly Streetlracks Gold []uy 06~15;00 MTrl mutual fund laddl)49 7 D~slribalcd 09~30~09 N

1498. -LISFreasmyl~ills

499. - []f ,5 lOll, ~l . -~ mu nic ipa l bds Dist r ibuted f)~~[) or1 K5 0 1 - Van~uarcl Intlat lmteled mutua limd Staid 032609 M I)(pz,rt)5{!1 Di~tribt~tcd 09;30;09 PI502. - US Trcas 71PS Bds (x) ~]uy 0 L25.09 M50t. Distr ibuted 09;3yOn M504. - Int m MECM Invcslmcms I..LC lclosely B u~ 1~9..30,09 PI Sec Pao VIII

505 Trusl ~121 O Dislr ibut ion P I ] See Parl VIII5 1 1 ( ~ - Nt~tll~han~p!on. NI.A I..J,l{ltl ~ax iO i)islribuled 1~() 30 0~ KN l m a c i p a l5 { 1 7 - l~tstturd. M..~ IJd Ia~ G() Municipal Bds Distr ibuted { ) ~ 1 ~ t 1 0 () Kq r ; ~ (. helmslbtd, MA (i(.} Mtmicipal [lds

510 - O i l e : lr ,~ . N l -N ( ;un l I )b h~ M umcipz d Bds


34/79

FINANCIAL DISCLOSURE REPO RT r ~ . . . . . . . t ~ . . . . . ~ p o , - , . , , . : .Page 34 of 79 s ., m l s. P A T T I 1 ~ . 0 5 / I 3 / 2 0 1 0

V I 1 . I N V E S T M E N T S a n d T R U S T S - i ., . .......... ~,,,.. ~ ......... ,i,,..~ a.~,,u ~ a ,o. 4 w .......... u ~.,~ .... ~,.u ..... ~. ~. .~-~o ,~u.x ~ . . . . . . . .,~,,,,,-.~N O N E (No rtTmrtabte incomv, ttssets, or transactions.)

A. B t:. ~ D[)escripti~n of A~scts Income duri~g Gross aluc at cot] I Transactions durirlg reposing pc~od"

V ~ 1 ~ ) "

- {~ "Place *(X)" al~r each asset AinouI]l Type It.g, a : u c Value Type {e .g . Date V alue G am Idcnli~exem pt from p rio r d isclosure Code I . div, rent, Code 2 Mefl~od ~ buy. sell, m t~.d~~y C~M 2 C~] 1 buyer/seller(A-Ill or int.) (J-P) : Code 3 tedemptionl ( J - P ~ (AH) (if private

51 I. - W eston , MA Ge n l Ob l i g Mun ic ipa l Bds Dist r ibuted 09,"30/1)9 K512. - MA St Cons Ln (~om~ edy l i~ted as Genl D is trib me d 0 9/3 0:0 9Oblig) Muni Bd513 . - UBS RMA ] a~ Free l :d ca~,h eq mutual fd Sold 0 9/28/0 9 J514 . - Federated USTreas Cash Rs~ c;~sh tq Buy 01 ,05,09 Jmutual IU (add])515. t ~ u ~ ( 1/23: (o .I{mldh~16. I : h l y 02I13,,09 .I(add l)517 . Buy 02. 05/09 M{addD51 ~. B uy 03 03/09 J(add l l519. []u~ 0~/~ 709 i M( a d d l )520. Bu y ~/02,~9 J(addl)521. [ht) 04:03/09(addt )522. B u } ~)5 ()4/)9 J[addl )523. Bu , 0602,~9(add l)

I a d d I I5 25. lh,y 07/t0:09(add l)526. [h O " : O ~ ( 1 4 / 0 9 Jh~ddl~527.

Ind,ll)


35/79

Page 35 of 79 s i n u s , ~ , a r l l R .V i I . 1 N V E S T M E N T S a n d T R U S T S - i ......... . , , i . . . . . . . . . . . . , i , , , , , a , , d , , ~ , , ~ . . . . . ~ . , ~ ........ ~ d , ~ , , ~ , , ,, . ~ , i ~ , . ~ :

~ N O N E ( N o r~ortab!e inco~ne, as.sez~, or transactions.).~ ......... ~ . - ~ . - r ~ -

(i~cluding I~st as~els) repor~iag period ~f rep~ing

Pk~cc "iX)" alie~ each ~sscl Amounl T~pc [e .g . . Value Value ~ Ivpe {~.g.Date VMuc Gain Idcnli~ otexeml, I fium pHur d isclosure Code I di~. rent . Cod,: 2 M ethod buy. sell. mmid&y)(.A-II) ormt)


36/79

FINANCIAL DISCLOSURE REPORTPage 36 of 79 sams,

~ E (No reportable income, assets, or transactions.ON- " A~ " B . ~ C. " D

Description of Assds Income during G ross value al end T~nsacfions during ~poning period[including ~rust assets) rep~ing ~riod o~ rcpo~k~g peru~

Place "(X}" after uach asset ,: Amuun~ lype (e.g. Valu~ V alue fype (~.g, Dale Value Gain ~ IdennD ofexempl fromprior d~sclo~ur , Code I , dtv, rent, Code 2 M ethod buy, sell, , nmdd.,yv Co de 2 Co de I buycr:scller(A-lit or inl.I I! [1 Code 3 redemptionJ {J-Pl {A-H) {if private

545. D~stributed 09,30.:09 M5 4 ( i . - Inl in M F.CM Investments LLC (closely B uy 09/30,09 Pl See Part \Sillheld) (x )547. "IA fn,~estors L.P None J W5 4 8 Libcrly Square Partners [.P - tinal dis,n HI [)islribution ] See Parl VIII[2008 w thdr ma I5 4 ~ L Wavem ark Inc Set A pfd slock None N 1550 Centerbridge Cap Ptnrs t.Ps (Pris. I!q) G Dislribut~or, P l tJ Bu y 0 4 ; ~ | 7 ; I ) 9 Kladdli5 5 1 . l i t y 05/0709 M I "{nddl)5 5 2 . [ } t y 06/30f09 Jladdl)5 5 3 . Bu y 0 9 / 2 9 1 0 9 Jladdl)5 5 4 . [ l i l y I I 1 1 9 1 0 9 1 Kladdll5 5 5 . B u ] , I 2 . 3 ( 1 ! ( i 9 Jladdl}5 5 6 . Chiltoll lnsst Co LLC iPri. Eq ) tl I Dislribution Sue Pint VIII557. Glob a ! I lo t e l C a p I I V (p r iv [ ! - I1 N o n e ~ ,1 [J

558. Linle Rock Partners IV I.P (combined) N t m e . (} L; [ } u . . 03 ,V)9 Jladdl)159. B u y 03/05/09 K(add l)~ 6 t 1 . B u) 03. 250 ) K(add])

t ~h IIltl5 ,laddl}


37/79

FINANCIAL DISCLOSURE REPO RT ,~ .....fP ......Reporting [ I)a,ofRep,}r|

N( N g (Ao ~ eportable ltlcom~, assets, or transations.)A -- B C. ~ DDcsc~i[mo~ otAssels Income during Gross value, at end I Tra~sactic,ns during rcp~,mng period(includiag ~n~s~ assets) reffor~ing periled ~ffrcponmg penod

Piacc "IX)" at~cr e~h assc~ Amou~l Type [e .g . Value Value Type (eg . . Date Valueexempt from ~rlor disclosure Code I :~ di~ , rein. Code 2 Me~bod buy, sdL ruJnd~y~. Code 2 (.~lc I bu~tr ,sellcr[A-H) : or int ) O-PI ~ C~c 3 rcdemptlon) O-P) IA-H ) (if private

~ ( Q - W ) ~ r ~ n s a c t ~ o n )

562. B uy 07;29/09 K(addl )563. B u~ I 0,09/09 J(addt)564. B.y ](Lq 5,0t) K(addl )565 Park St (?ap Priv Eq Fd VII ALP C Dislributitm N tl B uy O4.01/09~addl)

5 6 ( ~ . B uy O7 02..O9(addl )567. 1 3 u y 0~) 28"091 J

5 b t Park SI (ap Nalural Rc~ Fd I11 I P combined E [) ist l ibuhon O tJ I]uy 01/05/09570. S o ld IH ]t3,.O9 K(patt i

~uy O7,06/09 K(addl)572. B uy (!9~3009 K(addl)57~ B uy l 0~20,09 L{addl)~T Z I]oy I I , 2 ~0 9 K

575 S ~!d I 3;20:~i)~parl)


38/79

FINANCIAIJ DISCLOSURE REPO RT N .... fPe,~.onReporting Date of Repor! Iage 3 8 of 79 SARIS, P A T H B . 0 5 7 1 3 / 1 0 1 0VII. INVESTMENTS and TRUSTS -i,,,. ......... t,,,. tr,,n,,,clions tlnclude, thoxe gsp ......... d dependent chilaren; seepl,. 34-~0 ,,filling i .......... tionsJ

N O N E (No r~7~ortable income, assets, or transactions.)

Description of Asset~ Income dining Goss value at end [~aasacliuns d~dng ~cO~iag periled(including Irusl asscls) rc~rf ing pcrtod of rcpoaing period

Place "(X)" af ter ~ach a~sel Amount Type (e g . Vahlc Valuecxemp~ l~om prior disclosure . Code I div., rein, Code 2 Mcth


39/79

FINANCIAL DISCLOSURE REPO RTPage 39 of 79 S A R I S , P A r r~ B ,

N O N E ( N o reportable income, asset.~, or tran.~actions.)A B (" D.

i~ctudmg In,st asscl~+ re~rtmg period ~f rcpo~ing period(ll 1 2 ) (I) (2 ) (1 ~ 1 2 ) 1 3 ~ (4 1 1 5 )

c~mpl f~ om prior disclosure C~Ie I d~v., r~l. ~od 2 Melhod b u ), s ell. ~ m m~ d d~ y y C od c 2 Co dc I b u y c r t s e ] I c r

59 Walled I.ake. MI Municipal bds D ]nleres l M T/597, UBS RMA TaxFrec Fd cash eq mutual fd A Dividend .~ T Buy 01.05;~9 K

(addl)598. ~o k l 0127,01)(parl)59~) B uy 02/03/09(add l)600. Bu) I ~.( 3,09 ".!(addl. l

addl)002 ~i~u). 04 I 6, i )9 N(addl }

~o ld ~ 04/22/09 ~ N03

604 S old : 06/09:09 K(pa r }60 5 lh~y 0702. 09 J(add l)( ~ O & Sold 0 7 , I 6 . , 0 9 J~07 B u) (}902. 09 J

t , O ~ ; Bu y 09230 L

10..02. O9

Ibl I Fc{leralcd LIS lreas (a~h Rsv cash cq 1} D i ~ i d c m l P] T Ihv, (H 02,09 J)llllltl:ll fd (~tdd])


40/79

FINANCIAL DISCLOSURE REPORT N ......fP ...... Repotting Dale of R~:por!Page 40 of 79 [ SARIS, P A T T I B . 0 5 , q 3 2 0 1 0

~ N O N E (No reportable income, ~tssets, or transactions.).... A B. {- D.

{including trus~ assctM ~ ~epo~ing periud ot rcpt~mg period~1) (2) (1) ~21 II) {2~ 13) (-U ~5)

Place "1X)" at~r each asset ~ X t n o u n t T~pc tc g . , V alue V alue Type (cg, Date Value Gain IdcntiD ofcxempl from prior disclosure Code I di~., rent, Code 2 M,2thod buy, set! , mm]d4y> Code 2 Code I buycr.:rellcr A-t]~ , or int.) 1 , 1 - I ) Code 3 redemption) U-P) (A-II) (ifprivale(Q-W) transaction)

613. B uy {) I/07:[)9{addl)

61 4 . B uy Ol 08/09 P I

615. lh~y 01/I~D a~ 3iaddl}616. B uy 01q4,0~ N(addl}617. B uy 01"1509 PI(addh61 8 . B u y 0 I,"l 6 09 P I

619 B uy 01,2 I.1)faddl l020. B uy ill 2 ~()q hl

(addl l62 I . ]~uy 0 I/26/09 Mg~ddl)622. B uy 01/27~O~ K(addT!623. Bu y(addl>62 ~ Bu y 0 2 . ~ S { ) ~ } Oaddf)

(addh62 6 B uy 02 IOt)9 J

(addl~~27 Hu y 02 1 Iq}9 M(addl )62 ~. B u} 02

~:.hYl )6- .

(addl ~


41/79

FINANCIAL DISCL OSURE RE PORT 1 N ....fPe ..... Reporling Dale of RtporlPage 41 of 79 S . , ~ R J S , v , v r n B .V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . . . . . . . ~ , , ~ . , . . . .. . . a , , . , a . , . ~ . s , . , a , , , , . , ~ v . . . . . . . . . ~ ~ ,~,, ,.~ ........ ~ . s s - ~ o , ~ u . ,~

~ N O N E (N o reporuth!, income, ossets, or tran.~actions.)A B C

exempt fro m prior disclosure C ~ + d e I div., rent. Code 2 M ethod buy. cull, m m ~ d R . y y Co de 2 Code I buycr..scllcr. (A+tt) or inl ) iJ P) Code3 redempt;ont l J - P ) I A -H ~ {if private~ C ) - W ) t r a n s a c l m n }

630. B uy i 0 2 1 2 7 ; 0 + ~ M{addl )63 I. B u) ~ 03.03/09 I_t a dd )~G2. Bu y O~.l L:i)9 M~ i 3 3 B u y 03/1609 KRtddl)63 4 B uy 91 :l 9 09 L(add l)63 5 Bu y 03 ~ .09laddl)63 6 Bpy 03.27 09 O(add l}637. B uv 04,0 I.,09 K(addl)638 B uy 04 I)2,119

(addb)63 ~

B u? 04;I 6.T)9 ~ I(add l)

{addl)64 1 B uy 04."24,[P) l{add[)04_ Buy t ~4 .2g 119 I.+ , a 3 Buy 04 30 n9 II a d d l ++ ~ . + 4 Hu y 05.01 +09 I


42/79

FINANCIAL DISCLOSURE REPORT ~ ..... fPe,sonRrporting Da, eo fRepor IIage 42 of 79VII. IN VESTMENTS and TRUSTS --i .............. ~ ............ .tions ln,t,,des tt, ose of sp ........ d dependent children; s e e p p . 3 4 - 6 0 ,pilling i .......... ions.)

N O N E ( N o reportable income, assets, or transactions.)

.... Dcscripli~m of As~ts Income during Gros.~ ~alue at end Transactions during toppling pcriudPlace "(X

exempt l?om prior disclosure Code I tli~ . rent. Code 2 Method bug. self, n~m/dd;)~ Code 2 ~ Code I buycrtsellcr( A - I I ~ or int ) (J-P) C~e3 redemption) [J-P) ~ (A-H) (if privateIQ-W) transaction)

(~ 7 B uy 05/18/09 J(addl)648. B uy 06/01/09 J(addl)649 B uy 06,"05. )9 J

(addt650. B uy 06 0q K

6 5 I. Bu y 06/11.09 Kladtllo52 B uy 07.0 I."09 K(addl)b53.

laddli654. Bu y 07/16/09 L~addl)655. B uy 08 /06 /09 PI(addl)656. B t ~ y 08~0/09 J

(addl)657. B uy 08/27/99 M~add[)658. B uy 08/3 I.:09 K

laddb66(I Ilu) f)cl 02q)9 Jadd

la:Jd I~6~2 B uy 091409 K

~add l l


43/79

FINANCIAL DISCLOSURE, REPORTPage 43 of 79 s . ~ , r n s , P , v v n B . ~ . ~ : ~ , 2 m ~

V 1 1 . 1 N V E S T I ~ I E N T S a n d T R U S T S - i., ......... ~ . . . . . . . . . . . . . i o , . a , , , v 0 , , ~ . , , ~ . . . . . . . , A v . . . . . . . . . ~ u~,,,,a ..... ~,i~,t~ N O N E (Nr~ reportable income, assets, or transactions.)

., ( " " B c D .~ (1~ (2) ~ 1 ) ~ 2 ) (I) ~2) ~3)

Place "~XP afler each a~sc~ Amount Type ( e g . , Value Value T)pc {e.g.. D a ~ c V a ~ u c Gai. Idcntil7excmp~ from prater disclosure C~Jc I dt~.., rent. Code 2 ~ N l e ~ h ~ buy..,,ell, m n~ddiyy C ~ < l c 2 Lc, dc I buyer/seller~ IA-H) or ira.) (J-P} Code ~ redemption) (LP) ~ A.ID (ifpri~ate

[ Q - W ~ transaclion)

0;4. B uy 0928/09(addl )66 5 B oy t)9/30 09 N1addl)666 B ny 10,"01/09 K

l a c l c l l )667. ~u y 1002/09laddl j66g B uy I 05, )~)ladd])66) . Bu) I 0 09.09 Jladdl )

laddl )~,71. B uy IO."lq~U9 J

672 Bu y I 1/02~09 .I{addl)673 Bu y I I t..03."09 J(addl ]f ~ 7 - 1 Bu y i 4:09 J(ad~ll )67~ }ht) I I 061}{} K

I a,:ldl }677 . Hu ) ~ ~ 2 3 ~ N

(addl )

~addL)


44/79

FINANCIAL DISCLOSURE REPO RT ~ . . . .. . ~ p . . . . . ., . p o , - , i . g o ~ , , , ~ o , r , . | , o ~ - ,Page 44 of 79 S A r i S .

N O N E (N o reportable income, assets, or transctctions.)

Description of Assets Income during (]toss vak~c at end i Tr;IIISZlCIIOI~S dunng rcpoming period(including mast assets) repotHng ~r iod ot rcp~ning periodPlace "[X)" after each asscl ~ Amo unt I ~p c lc g , V a l u e - V~luc Type ( c g . Dztccgelllpl from prior disclosure , Code [ ; div, rcnl. lT~]c 2 M clhod buy. soil, mmddyy (.ode 2" { A H ) or intl L L P I Code 3 tcdcmptlon} , {J-P tA-!I) , [ifpriva~lc

68 I . B uy 12/16;09 M(addl}682. B uy 12/22.09 Kladdl}683 . Hu} 1224,09

684. B u~ 12.28/09(addH6 8 5 . [11~ 12 29,00 K

6 96 , S~l~l 01;0200 PI(part )087, .Sold 01.t1509 0(pall)6g g . Sold 01107/09 .I

(part)

(party690. Sold 0I"09.09 J

6 9 1 . 5 oM 01/12/09 O(part)

692. Sold 1 1 , 2 0 . ( 1 9 JIpart)

(H 4 Sold 01;28/09 J

691,. S~ Id 01L~0 00 PI

6 c ~ 7 . S,,Id ( 1 2 . 1 1 2 0 t)


45/79

FINANCIAL DISCLOSURE REPORT s,\ms, eArrl B. I Iage 45 of 79 0 5 / 1 3 / 2 0 1 0V I i . 1 N V E S T M E N T S a n d T R U S T S - i . ......... ~ ............ .,i,,,, (Incltodes ,I ..... ,p ....... d dq, endtn, children; nee p p .

N O N E (No reportable income, a~setx, ~r transactions.)A B . " C. ~ D.Description of Assets I ncom e dm m g Gross value at end ] ]ransacduns during rcpo~l~lgflncludmg mtst assets) m ~,rtm g period o f rep osing period

cxcmp~ f rom pr ior di sclo~m Code I div.. rent, Code 2 M ethod buy. sell. m i~,d& yy Code 2 Code I buyer,sellcrA-II~ or iul ) l J-P) . Code 3 redemption) (J-P~ (A-H ) (il private[Q-W) transaclion)

~98. Sold 02:03/09 J[part)699. Sold 02:05/09(part)70(I Sold 02.q 009 K

t p a ~ t )701. Gold 02"1 I.,09

Ipatl~70 2 Sold 02, ] 2."09 K703. N . I d 02:1309 J704. Sold 02Q 7;00 J[part)- ~ Sold 02~24..09 J(pa~l )70~. gold. 0 ~ . ~ _ ~ ~ . 0 9

707 Sold 1 1 2 7 2 ~ , 1 F 1 K{part)

(parl)710 Sold O~ 1); () n ,I7 1 t S~ td O.VO4,:(D

712. SM d 05 05.09 K

{ p m t )714 Sold


46/79

FINANCIAL DISCLOSURE REPO RT P~ .....fP .....Reporting Da,eolRepor|+Page 46 of 79 sarus, PxrT~ a.

V I l. INVESTMENTS and TRUSTS - - i , , ........ ~,,~. t ....... "tiony tl,~.t,,ae.~ tl ...... g sp .......... a depe.ae,, children: see pp. 34-60 o f f i tN O N E (No reportable ittconte, assets, or transactions.)

Place "{ X)" after each assel Amounl T~pc (cg. Value Value ]~" {c g. Date Value Gain Idcnti~ of. [A-H) or inl.} t J - P ~ Code 3 rcdemptmnl O-P) IA-II) ~i~pma~e. ( Q -W ) Ir,~nsaction)

715. Sold 03,1009 K{parl)716. Sold 01 I./09 K

(part)717. Sold 0L 1209 J

718 Sold 03. 17/1/9 ]

719. Sold 03.q 9.09 Ktparl)720. Sold 0~24.09 J(part)72 I. Sold 03.~25 "09 K(part)

Sold 03 2 VU9 M22.(parl)

723. Sold U3s2709 J{pa i l ) l72~ ~ Id 03]~0]09 N

(part).... Sold 03 3 bt p a r 0, ~ 6. S o h l 04/01/09

{ p a r l )727. Sold 04"03 q~9 K

~parlF729. Sold 0 4 (}b:09 K{partl7 3 0 Sold 0409 , 09


47/79

FINANCIAL DISCLOSURE REPORT Nam of Person ReporiingPage 47 of 79 SARIS, P A I T I B . U 5 1 3 / 2 0 1 0

NONE (,~ reportable income, assets, or transactions.)

~ - ..... r ~ o ~ ~.(I ) ~ . 2 ) tl) (2J I [I ) (2) i3~ ~4) 1 5 )Place "(X)" after each asse~ . Amour)t Type [e g . V alue Value [ l ypc l e g . , Date V~tue G m n ]dca~tD olexcmp~ lrom prior disclogurc ~ Code I div., rent. Code 2 Me~hod buy, sell. mm~dffyy Cr )d c 2 Co ~)e I buyer.scller~ [A-H) or in).i [J-P) Code 3 [ redem ption) [J-P) tA-H ) [)fpnva lc~ [Q-W~ t ~rar)saction)

732. Sold 04,14/09 K(part)733. Sold 0 4 , , { 5 / I F I PI(parU

~parl)735. Sold : ( ) 4 , 2 ~ 1 , 0 9 J

[p~rt~73 6 Sold 04~21"09 M717 St~ltl I )42]1)t) .I(paN)7tg. Sold I ) . l 2 3 , . U 9 J(parl)73 9 Sold 04,24/0{) K(parl~740 Sold 04/270) J(pa r t )74 I. Sold 0~29;(~q I.

(parl}742. Sold 05:1) I ;09

7 4 ~ Sold 05.05q~9 .I7 44 %ohl t ) 5 . 1 ) 7 ( 1 9

Ipall)7 - 1 l ) . Sold 05: i 2f19

p a ~ I )~,17 Sold 05,I 409fl)arl)


48/79

FINANCIAL ~DISCLOSURE REPORTs ~ u ~ s , P A T T I B .age 48 of 79 [

V ! I . I N V E S T M E N T S a n d T R U S T S -- i,, ........ ~,,~. t .........t ion, (Indudex th,,~,~ sp .......... d dependent child .........pl,. ~4-60 olf!ling~ N O N E (No reportable income, axsets, or transactions.)

A. P, C

~ (1) (2) ~ ) 2~ tl) (2) (~) ~,q) (5 )Place "(X)" after cacb a~ l Amount [yp~ (c g , V a h ~ c Value T)Fc (e ~. Dat~ V a h = ~ Gain Idcm~exmnpl f rom pr ior di sclosure Code I di~.. ten=. Code 2 M ethod buy, sell, m m.d& yy Code 2 Code I buycr~scllcr(A-It) or im.~ (LP) Code 3 redemption) (J-P) (A-H ) (ffpdvale(Q-W? ~ransaction

74~. S o ld 05/20/09 K

750 Sold 05/21/09 J(parU75 I. Sold 05~22,09

752. S old 05/26.09

753 Sold 05~28.~)9 Pl(part)754. Sold t)5~29,09 NI755. Sold 06"0 h09 J

756. So M 06q)2/09[part)757 Sold 06/03119 P I

l(pnrt)

75g.(part) Sold1 ) 6 . " 1 } 4 / ( ) 9 J

759. Sohl 06/0~/09i 7 6 0 . Sold 06,1)9q)9 J

76 I, Suld O fi" l 0 0 9 K

7~ 3 Sold 06., 16(J9

(part)S )k


49/79

FINANCIAL DISCLOSURE REPO RT N . . .. . . f| ..... , ~ p o r , i , , ~Page 49 of 79 S A R I S , 1 , , v r n ~ "

l 0~V l I . I N V E S T M E N T S a n d TRUSTS -- ~.,-~ ..... ~ ...........~..~ ( Inch ,den f l . . . . . .,]sp ....... depend ent children; seepp. 34 -60 o] /ilin.g i ........ ,ions.)

N O N E (No reportable income, assets, or tran.~actiotls.)

D cscriptior~ t)f Assets Incon~c during Gross ~Mue at cod [nmsaclionl during tcp()rting period

7 66 Suld 06/22,,09 K{ pa rd767. Sold 06,"23/09 M(parQ76 & Sold 0 ( ~ . , 2 4 / 0 9 K

(patti7 6 I Sold 0 6 2 5 , 1 . 1 9 N(part)77O Sold (~6C~ 1~9 J77 I StHd I)6/29!19

772. Sold [)fl.3il. (19 PI(part)773 Sold 07;01,09 JIparl)7 74 Sold 07")2 /09 M

(patt i77& Stgd 07.08:09777 S,,kl 0 7 , ( } 9 . ~ 1 0 K77 s bo ld O P I 0 ( ~ ~ } K779 Sold 07;I 3f 9 .I(parl)78 0 S ~ H d 0 7 1 4 . ~ 1 1 9 J

~ N 2 ~ S ~ h . t O ? 17 "09 K iI


50/79

FINANCIAL DISCLOSURE REPORT I N .....fP~ .... Reporting Date of Reporl"Page 50 of 79 I s,~u~s, P.~crr~ B. ~ 5 . .q 3 . 2 m 0V i 1. IN V ESIM ENTS a n d TR U STS - i,,. ....... ~ . . . . . . . . . . . ., ~ , , , , (Inch,des those ~)],p .........dependent c h i l d r e n : s e e p p . 3 4 - 6 0 ,~filing i,,,tr,wtions.)

~ N O N E ( z V o reportable irtcome, ctssets, or t~a~tsctction..)A. 8 (" D

Plnce "{X)" after each assel Amoun~ ~y~ le.g.. Value Value [>pe teM, Dale Value Gain Identity ofc~cll3pt f lora prior di~tosure Code I d iv , renl. (~!c 2 Method E~I}. sell. m m d d . ) 3 . Code 2 Code I bu>er.scllcr~ - I ~ or inr..I l iP} C r u d e 3 rcdcmptmn} t (J-P) IA-tl} lifprivatc

7S 3 Sold 07,20/09 J(part)7 94 S,,Id 07/22,~19 J(part)785. S ~ , I ( ! 07 2 ~ 00 O(part)7 86 Sold H7/27/09(part)7 b ; 7 . Sold u7 2o.0~ ) K788. S ~ d 07:31).0Y PlIpa~U78~) Sold 0X."03.09 J790. Sold 0 8 . 0 . L O t) J(part)Tq I. Sold Og,"O 509 J{part}792

Sold 08.0709 J(parl)793 S~ld

794. Sold 1~Stl I,09 K{part )795 Sold )8 120O J

{parl )797 Sold OSil4 09 K

[p:tfl)

{parl )


51/79

~ante o f Person ReportingFINANCIAL DISCLOSURE REPO RTPage 5 1 o f 79 S A m S , P A tT I B .

[ 0 5 / 1 3 / 2 0 1 0VIi. I N V E S T M E N T S a n d T R U S T S --i .......... ~ , , ~ . , .......do,, (Inchtde~ those 4 sp .........d dependent children: ~ee pp. 3~-60

~ N O N E (No reportable income, assets, or transactions.)A. B C, I).

(including trust ~sets) reporting period of re in ing pe r iodP L a c e "~X)" after each asset Amount Type re.g.. Value Value Ty~ (c.g, Date Value Gain Idcntit)~xempt f rom prmr d ~sclasurc Code I . div. ~m. Code 2 M ethod buy, sell mt~d~Pyy Code 2 Code I ~ bwict"scll~r[A-Ill or int ~ {J-P) Code 3 rcdcm pfion~ (I-P) (A-H I [ffprivatc( Q - W ) transaction~

8(10. Sotd OR"2 I/( q(pa~l )

8 ( I I Sold 08/2.1/09 P I(par0

802. Sold 08/25/(19 K(pa r t )80t. S oM (J8~28.09(pa r t )~04 Sold fi8~31/09 J

~ 806. Sold U%0209 M80 7 Sold 0%03,30 J

Iparl)8 1 ) 8 . Sohl 09 /04~09 J

(parl)81)9 Sold U9."09;09 J

(part)810. Sold 09.1009 K81 I Sold 09. . 14 09 J(par l )

[pard81 ~. ~;old 09:16/09 J814 Sold 1~9!7 D9 Miparl l8lq Sold (19 lR Og

;810.


52/79

FINANCIAL DISCLOSURE REPO RT [ ~ . . . . . . f P . . . . . . R , p o ~ , i , : I o ~ t e o f R ~ p o r tPage 52 of 79 [ SAmS, IArr~ 2.V I 1 . I N V E S T M E N T S a n d T R U S T S - ~,,,. ...... ~ . . . . .. . . . . . . ~ . . . . ~ , ~ , , d , , t l ......f~p ........ d~endent children; see p p . 3 4 - 6 0 of filing in ...... t i , , n , . )

NON E 0~b reportable income, assets, or transt~ctions.)

(including I~st assc[s) rc po rri ng p eri od o fre po rti ng p eri od(I) (2) (I) 12) (]) 2)

Place "(X)" after each asset Ar nm m t [ ypc (c.g V alue V alue [vpc l e g Dale Value Gain Identi W o fexempl f rom pr ior di sclusure I Code t dtv.. ton i. Code 2 Melhod buy. sell. mm.ddyy Code 2 Code 1 buyeffs~llcr~ IQW ~ Iransachon)

g ~ 7 Sold 09.23 t09 Jtparl)81 8 Sold 09,24~09 L(part)8~9. Sold 0W25/I)9 M(part)820. Sold ~ o."28H9 J

821. Sold t)929.09 N822. Sold l 0(H.09 ,I(parl)82 ;. S uld 10,02:09(~a r t )824 Sold 10,,06/09(parl)825 S,~ld 10 07.09 J

826. Sold HW08~09 J

82 7 Sold If) 119.09 J

829. Suld 1014.09

(p; i r i )

h ~. Sold l{UI9 !19 L


53/79

FINANCIAL DISCLOSURE REPORT....... I ,,Page 53 of 79 s . . \ a s , P o v r r , ~ . ] 0 5 . . 1 ~ . ; 2 o l o[~ N O N E (No reportahle income, assets, or

~ \. B. C D(including llust assets) icptlr tm g pcr md ot ~ -e por lmg per iod

Place "(X)" after each asset Amount Type g, V alue V alue Type t c .g . Date Vah~c Gain Identity ofexempt f rom pr ior di sclosure Code I div.. rcnl. Code 2 M cf l m d buy sell . mmidd:yy Code 2 Code I buycr,sllcr

834 . Sold I0 /2 3/0 9 JIpart)835. Sold 10/26:09 K[part)836. Sold 10,28,09 0

[par0837. Sold 1029,09 KIparl)838. Sold 10/30/09 M(parl)839. Sold I I/05;09 J[part)840 Sold I I,09/09 " J(part)84 I . Sold I I,l 0/09 L(part )842. Sold I 1/ i2/09 L(par l )~43 . Sold I Ill 3 /0 9 L(part )844 . Sold I I116,09 K(part )845. S o ld I I/I 7/09(pa r t )846 S old I I,18/09 J(pa r l )847. Sold I I, 19/09 K(pa~l )g48. Sold I 1120, 09 I.(part )849. Sold 11/23/09 J(parl)850. Sold 11125,09 J


54/79

FINANCIAL DISCLOSURE REPORTPage 54 of 79

V I I . I N V E S T M E N T S a n d TRUSTS --i,,,,,.,,.. ,../.,, ........... .,i ~ . . . .. . . a ~ , . ~ , . , , ~ , . , ,, , .~ , , ~ , . ,: > , . , . ~ . s ~ _ ~ ~ , . t : m i , , . ~ , i . . . . . . . . ., i , , , , . , . j~ N O N E ( N o reportable incomc, ax.~et.s-, or D,ItLVtIwl ioIIS.)

A- R (" D

~t~ ~2) (1 ~ ~ 2 ~ ~ 1 ~ (2~ (3) !4) ~ 5 ~Pluc~ "(X)" after eaCh a~sct Amount I ~pc c ~ . VaIuc Value [~pc le ~. t)atc V aluc G ain Identity ofexempt I~m~ prior discl,- ,surc (t)dc } di~ . rent. (ode 2 M ethod buy, ~cll. m m . dd y y C od e 2 ~ ode I buycr~scllerA-I!~ (}l hit ) 1 . 1 i )) C ~ J d c 3 : redcmptmn) (J-P) (A-H) (ilpnvatc

(parQ~52 . S~ld 1 2 . / 1 1 2 " ( ) 9 J

tpart)

~patt)854. Sold 12/07."09 J

855. Sold 120809~pa,t)856. So M I ~ 2,09/09(pmUg57. "" Sold ~ 12q0i~9 K(part)858. Sold 12."1 b09Iparl)gS~ gold 1 2 1 4 " ~ ) M8~ Sold 12/I 5.(t~ Mparl)86 I. Sold 1 2 , 1 7 , 0 9 II , p a r l )

!part)863 Sold 1212 l i09 KIparl)864, Sold 12/24/09 J(pail)865 S~ld 2.,2g.09 K(pa~t)86t, . Sold 12.30~09 K(part)867. Sight 12 z3 i it))

(patti


55/79

FINANCIAl. DISCLOSURE REPORT ~ . . . . . . . . ~ | . . , , . t ~ | , o m . ~ . . . . . . , ~ p . . . .P~l a~=. .~.. of T~ SAR IS. PATTI B. ~)5q3.2010

V I I. I N V E S T M E N T S a n d T R U S T S - ~ , , , . . . .. . .. . .. . ~ , , ~ . , . .. . .. . .. . , i . ,, , , a , , a , , a . . . , a , . , , , ~ , ~ / , ~ . . . . . . . .. . . ~ ~ . . ~ , ~ , , ~ , , , ~ , , , / . . . . . . . . . ~,. u-~o .,/m~,,:~ ~, ....... . , ~ , . . , , , . ~N O N E (:~.% reportable

P l a c e " { X y , t i l e r e a c hc x c m p l I Y o m p r io r d ~ c k ) su ~ c C o d e I d i w . ~ c ~ L C o d e 2 M c ~ h od b u ) , s e l l , :mmqldyy C1 ~ 1 ] { : 2 (o,lc I b ~ y ~ : r ~ , l l e ~{ A - I l l o r m r } ( I - P j ( o d e } r c d c m p f i o n ) ( J P ) [A-Ill 4 i ~ p r ~ v a !

S { ~ S US hcasury Bills A Inleresl Sold 0DI2,09 J( p a r t )g 6 q Sold 0 2 , 0 5 ; 0 9 N{ p a t t i8 ? 0 . Sold : 0 2 0 5 4 1 ~ N~ 71 Iocal Nlolors Series A pfd closely held Nene } W

8 7 2 . PINtUO De~eloping Eocal M kl Fd mulual I~l E Dividend Pl ] Bu y O 8 . 2 1 . " ~ J 9 Pl873 Van E ck Int l Inves t Gold A mutual fd G Dividend P2 Tg7 4 Ilcphaesfion 11 LP puv cq None Pl U Bu y 0 1 i 0 5 1 0 9 N{ a d d l j8 7 5 ~u y 0 4 / 0 9 . 0 9 Oeaddll8 7 6 . Bu y 0 6 / 2 2 : 0 9 Mladdl)8 7 7 , Hcphacslion Re~ail LP priv eq None M U [ g u y 1 0 7 2 6 . . 0 9 J(addl)87g. Bu y 1 2 1 2 g ? 0 9 K(addl)8 7 9 . Portland Globe Real Esl Sec Fd L.P

8 S 0 . t~l;mkslone [){stressed Se~:urilics Fd tl (5 Dislribution M Uggl . Pe~ta Asia Oorncsfic Partners l.P None Distribuled 0 1 ! O 5 ~ 0 9 PI See Parl VIIIgS 2 PS(" l,uxcmbourg Hldg s [.I.(7 None K U Bu y 0 5 H 8 1 0 9 J~addl)

gg 4 - t]auposl Val ProIncus I.P I Dislnbuled 0 7 : 0 1 1 0 9 1 PI See Par t vii i


56/79

, S S , S - US lreasur), Bills8 8 9 . - lhghVista I l.Ptx) I)isuibutcd 07,01/09 PI8 t ~ l . / Pe!~ta Asia I.ong Shun Fund L id l.P|x) l)i.qributed 0 7 ~ 0 1 q ) u Plg9l. - Inl in MEUM Assoc II LLC closely held H uy 0701.09, P 2 See Pan VIII8 0 2 - I h : ? h a c z , d u n [ . P ( x ) B uy 070109, L

(addI)80,1. 1 3 u y 12.28;09 K

89 5 - Itephaestion Co-invest 1 I P (x.

~896. -Port~lmll[ldgCol.ldl P(x) flu} [070100 N

~ 5 9 7 - .\ruder Xlaster Fund I.L[x) B uy 0 7 O I . 1 / 9 L8 r ; S - [:cdcratcd I!S "lrcas (ash re*,:rvc tunney BtO 10q 3/09 I.tnrkt n~urtml fd Ddd hX9~. Sold 1t115;09 I,{part)900 B u~ i0q 9iUq Jtaddl+901 J I~ u 5 , 10.28/09 ]I (addl)


57/79

FINANCIAl. I)ISCLOSIIRE REPORTPage 57 of" 79

V 1 ! . ! N V E S T M E N I S a n d T R U S T S -- ~,,, ......... , , , , ,. . . . . . . . . . . . , ~ , , , . ~ a , ~ , , u . . , , n . . . . . . ~ , ~ , , , , , , , . , , , , ,~ u . : ~ , ~ , , a , . , , , . ~ , s u ~ , . . . . .. . .~ , ~ , . s4-~0 .~ mi,,.~ ~ . . . . . . . ., , , , , . ~NONE (,~o ~?~o~tabh it~ o m, ass~ts, or tra~z~acti~m~ )

A I~

IA-It~ ,,~ iul ~ 1 . 1 - ! 1 U~dc ~ rCdcmptio~t) II-P) IA-lh In prKalc

I addl )903. ,Sold 12!28z09 K{parl)c ~ 0 4 "IrusI~23 E lnt.Dix. Pl T See Pa~IVlll~05 - US Tre~su~y f3il[~ M a t u r e d 1 1 2 i 0 5 - " 1 1 9 I .906 - SPDR (;old ]r nu]~ual fund Bi B 06/I 5/09 I.addl)907. Ihs tributed (J9~30.(19 N(par0908. - Federated I!S Treas Cash Rs~ mutual I~nd Bu) ~ ) 2 , : U 5 . . 0 9 I.(;]ddl)909 B uy 05,22,09 K{addl)9 1 1 1 . S~ Id 06.1 ~09 J{ pa n)91 [ Sold 06,2209 Lt ) l 2 Sold 0929;09

9f3 - Aub: .~mda le . F[. municip31 bd [)~slributcd 1)9/301)~ L914. - Berkeley CIv, SC municipa~ bd Disl~ibnled 0~"31t 09 L915 Ea s ] e y . SC mu nic ipa l b d~ Dlsl~ibulcd 09:3000 1_Oh). - Florida St . municip:~l bds Sold ~~0 K A9 1 7 . - l l l i n ~ ) i s S I m u n i c i p a l b d s D i s m b u l ~ d 09~30/09

9~ 8 - In~e~mo~m~am Pwr A~y, UT municipal hd s Sold 060S09 I_


58/79

FINANCIAL DISCLOSURE REPORT , x . . . . . . . r p . ~ o , , a ~ . , - , i . - . ~ , . ~ . , , ~ a . v o ~ , IPage 58 of 79 sinus, v.vrN u. ) ~ . ~ v ~ ~ ,V I I . I N V E S T M E N T S a n d T R U S T S --~,,,,,,,,.. ,,a . . . . . . . . . . . . . . . , i , , . , a , , . ~ , , a ~ , - , ~ , . . . . . . .q~ ...........u , ~ . . F , , , ~ , . , , , , . t ,. , ~ . . . . . . . . . ., . . ~ . ~ o , , i l . i , , n i , , , . , , . , , , . , i , , , , ~ . )

~. ~ ~ ~)

iA-II) or ir li ) ( J - I l t ode I rt-d~l~pll0~lJ ll-Il IA-III (tl priv~c

9 1 0 . - Long Is land, NY n:unieipal bds Sold 0 ] i 1 1 1 0 9 1 . A9 20 - M : li ne S t m un ic ip a l b d s Disl~ibuted 09.30.09 I,g 2 I . - Mel Trans Aulh. Ny municioak hds l)istr~buled 0 9 iM I . IU o [.9 2 2 - Mississippi S~ municipal bds Disllibuted 1 1 9 , 3 1 1 . . 0 9 I..9 2 3 . - N ew ~oik Sl Dorln Atilh municipal 13ds gold

(parl)0 2 4 . Disliibulc,:l l iO . M ) iO 9 I.9 2 5 . - Regional Irans Disl . CO municiapl bds Distribuled ~ 9 ! 3 0 . o 9 I.9 2 6 . - MFI} No .hem Fds municipal money Distribu{ed 0 o 1 3 0 z 0 9 Km a r k e l f d9 2 7 . - Realty Associates Fd IV H.L(y) See Pall VIII92g - lnl in MECM [nveshncnls LEC (closely tlu) Q 9 : ~ 0 / ( 1 9 Pl See Iarl VIIII ~ e l d t ( x )

9 2 9 . Trust # 24 E l n t . ~ D i ~ Pl 1 See Pall VIII9 3 0 , - (iS IleagiiU I}illa Malulcd 112:05/0~ I.O } I - SPI)R G old Tr li lti ltla] ti ind lluy [ 1 6 I ~ 1 ! ) 9 I,

iaddl)9 3 7 . I)ialribulcd 1 1 9 , 3 0 0 9 MIparl)9 3 3 . - IZcdeialed US lieas Ca~h R sv iI~utual fund, t l t l y I ) 2 0 5 1 0 9 ~ L9 3 4 . taddl) Btl)1 1 5 2 2 : 1 ) 7 K9 7 5 . Sold O b q 6 . 0 9 J[parl)


59/79

Page 59 of 79

[ ~ N ~ [ ) N E (N, rtT,ortahle incnme, ~L~.~ct.s. or t~an.~c~ction.~.)A

includin? uu~ assel~i reporting p~u)d ol rcpomng period

936. Sold ~6~Z2i09 L(palUo37. Sold 0~)#2909 J938. A u h u m d a I e , ll. mm6cipal bd Distr ibuted 0930..09 I.

9P). - Berkeley Cly. SC municipal bd D~slribuled 09>30~09 L

940 - E~s[ey, SC municipal bds D )s l~ bu le d 09/3 0.09 L941. - FIor)da St, municipal bds Sold 07122.00 K A942. - Illinois St mumc)pal bds D is trib ute d 09 G0.09 I. .943. - Inle)n)oumain Pw) Agy. {IT munkipal bds Sold )~.08..0o L A

944. - Lung Is land, NY municipal b(l :~ S o ld ( 51 I ~ ) 1. A

945. - Maine SI mumcipat bds D is h ib ule d 09 3 0. 09

946. - M e ~ g r a n s A u l h . N y m u n i c i o a k b d s Dislribuk~d

o47. - M is s is s ipp i SI mun ic ipa l b ds D ~ slr ib ule d lJ9/] 0 [}~ ) [_~4 8 - Nc~ Y o)k SI D orm , ,M) th munic ipa l 13 ds Sold (15 0g09 I.949. DlshJbulcd 09 . ~ 0 09 I950 - Regional "rtan~ I)isl, (() municiapl hds Distr ibuted 1)9.3009 L

951. - MF[~ No,hem Fds mumcipal money D is l~ ib ule d 09.3 0.09 Kmarkcl952. - Re~ y Associates Fd IV LLC {y) S e e P a r ~ V I I I


60/79

"~ N()N E (No rclmrtahlc income, as,~e/s, or oYm.s,zcti~m ~.)

953. - l n t i n M[~ C M ha ~ e s tmcn t s LLC (c los e ly [~uy 093W(1~ Pl Scc Iafl VIIIheld) (x)954. T~st ~25 E In~.~D:~. P l T Scelmr~V[ll955 - I )S " Fre a ~ u~ H i l ls Ma lurcd ~1205,09 I.q56. - SPD R G*~ Id T r m ul tml f ire d BtJ~ O6q 5R)~ L(addl)957 Distr ib: , red O9;3~1/09 N

% 8. - Feder~ led US Tre~s Cash Rs~ mulual fund Bu y 02 O~z0c)

(part)~62 . S~ld 09/2909 K(p;~rt)96 3 - Auburndale. FI. municipal hd Disl t ibulcd 093U;09 L

964. - []crkcle~ Cry. SC n~unicipzd bd I)i~;tribulcd 09/30:09 L)65. - E~ s le y , SU m unic ipa l b ds Distr ibulcd 093009 L966. - Flntida SI. municipal bds ~old O7,22z09 K A967. - I l l inois St n~unic ipa l bds l)islribulcd U~;30.09

96~ - Intern~otmlain Pwr Ag)., U[ mtmlcipal bds So~d

~69 - l.un~ Island. NY municipal bds Sold 05;I I/O9 L A


61/79

A B L. D

I la , :c " {X) " a l~cr each asse t Amounl lypc I ~.. V a lu e V a lu e Type tc~, I)a l V a lu e

9 7 0 . - M~inc SI m unicipal bd~ l )iqJibuled 0 9 3 0 : 1 1 9 I.~ r ; : l . - Me! Trans Aulh. N.v mumcioak bds Distrtbuled O9/30.09 L9 7 2 . - Mississippi SI munidlXd bds Di~lribulcd O9,30.0!) L

9 7 . t . - Nm , York SI [)o~m Aufll municip:d [:kls Sold f l 5 . 0 8 . " 0 9 I.(pall}9 7 4 . Dislribulcd {)9,"3U.1~9 L9 7 5 . Regional Trans Disl, CO mtmiciapl bds tlistnhuled i ( 1 9 / 3 0 . 0 9 I.9 7 6 . - MFH Northern Fds municipal mone.,, Dismbuled 0 9 ~ 3 ( I . 0 a Km a r k e t I d9 7 7 . - R e a l l y , a , s . ,; o c l a l c s F t : ] I \ l . l . (_ " I . x l See Parl ",Ill9 7 8 . - h ll tH M E { T M I n , , e sl m ~ . a ~ s I _ L { ( c l o se l y l:~tl.,, 0 9 " 3 0 , O 9 I 1 See Parl VIIIheld)9!9. lrustfi2+, E I n t . " l ) i v Pl T S ~ c Part VIII980 - LIS T~:asmT Bills Matured fl2/05.09 g

9 ,t I. SI"I)I~ Gold TI m u t u , d ftm,.I Bu y 0 6 / I 5 , 0 9 L(addl)~ 9 ~ ; 2 . [}istr=buled 1 7 1 9 / 3 0 . 0 9 N( r , a r l }

gg 3 - I:ed~.~amd U S Tmas (:ash Rsx mtlhlal (hnd B u , , , 0 2 O 5 , 0 9 Lladdl)9 S , l . B u y 05:22/09 K~ a d d b9 g 5 , S o l d 0 6 1 6 " 0 9 J( p a ~ t )9 9 6 Sold 0 ~ Y 2 2 " 0 9 ] LIp a r t )


62/79

I;INANCIAL DISCLOSURE REPORTPage 62 of 79Vii. IN V E S T M E N T S a n d T R U S T S -- i .............

l - ~ Z _ ] N O N E f N o r.~o,-tab/e me,roTe, asset~, o,A . i~ ~ I )

(A-Ill t ~ i r t t )

9 8 7 . S ~ ) l d I D , 2 9 , ( 1 9 Kog S - Aubumdale, FL municipal bd Dislubu led 0 9 , 3 0 " 0 9 I.{ .8 ~ . - Bakeley Cly, SC m unicipal bd [)istr~buled ( J ~ ! 3 . 0 9 1 _9 9 0 - E a x l ev S C u ~ c pa l b ~ s l)islt~bulcd ~ 9 1 3 0 / 09 9 1 . - Fkmda St. municipal bds Stdd ( ~ 7 , 2 2 . " 0 9 K A9 ~ 2 . - Illinois St municipal bds Dlstnbulcd 0 9 . 3 0 /O 9 1 .9 ~ 3 . - Inlcrmounta~ Pw~ Agy, UT mumcipal bds S t a i d 1 1 6 , 0 8 / 0 9 i 1 . . A

9 9 - 1 [.~}ng Island, NY m unicipal bds Sold O 5 , 1 I / O r }, 1 . A9 9 5 . - M aine St murucipal bds I)ismbutcd I I t L 3 I Y 0 9 : L9 9 ~ * - Met T~;ms Aulh, Ny m unicioak bds Dtsltibulcd 0 9 . . 3 0 ~ D L9 9 7 - Mississippi SI municipal bds I)~stribuled 0 9 ~ 3 1 } 0 9 I.9 ~ a S . New Yo~k St I)tum Aulh mumcipal Bds Sold 0 5 1 0 8 : { 1 9 I.(parl)9 9 9 . [)~sldbuled 0930"09 I.[ ( ] 0 ( ; - Regional Tr~ns D ist, (..O mu.ici~pt bds Disttibuled 1 ) 9 ~ 3 0 0 9 L1 0 ( , - MFB Norlhem Fds m unicipal rno.ey Dixlribuledm a ~ k e ~ f d1 0 0 2 . - R e a l b Associales Fd IV I.I.C (),} See Parl VIII

1 0 ( ) . ~ - Inl in MECM hweslmenls I.I.C lck~sely ~ u) 119.3 .[19 Pl Sec P~I VIIIh e l d )


63/79

F IN A N C IA I ~ D I S C L O SU R E R E P O R T N

A B (. I)

cXCml)[ from p~io~ discl,)surc L.)dc I div. rent (ode 2 Mc~hod bu~ sell . mmdd.yy (Sndc 2 (~d I I,.yer~llc~

1004. L.iveprucess Crop Set A pl;J slock None .I I-IOUS. I . !e ur ,}pha gc Ph~ nm ls Inc Se r i e s A cv p fd N o n e J T5k~tk101)6 . W; l~ e ma rk Inc Se t B p fd s tock N o n e M Tloft7. Vanguard [nflai Protected mutual fund F Di;idemt PI 1 Ih+y tH/07..09 PI(addl)IO0g. Sold{part)l iJ09. I lSll(" In~eslor US $reas CI D money A Di~ idend S old 05113.09 1> 2~ilrkel mulual luridHill) . Nlel idia Capita l LP N o n e N tl B uy 05,29i00 M(add l)

I1011 [tu) I 2;il I.09(addl .I10 12, Mcla, l ( ]ruup Lid LP ~oile J LI10 1 ~ , [ ll iu l l Associa ics. LP ~ t~ l l { Pl10 14 I lom Cap i ta l Fund 2008 LP None {k l Li Bu y I I.,20/09 K(addl lI lH5 1 3 u y 12:30."09 .I

(addl)

lilT. [.inc Rock Partners V. I.P combined( add l )

(add l)102!).

taddl)


64/79

FINANCIAl, I)ISCL()SI.JI~I~ REP()I(I" ~ . . . . . . . . . ~ . . . . . . . r~p,,~ : I o . . . ..Page 64 o f 79 saris. P~vrt~ ~ "I

.~ ~3 ~ ioVii. INVE STMEN TS and TRUSTS--i,,,.,,,,-,, ~,< ..... . , . . ~ a , , ~ , . h , . , , ~ .... ,/~ ...... s~. ~ .... ~ i ~ , v . ; ~ . , ~ , ~ . ~ ~ o , t . i . ~ , , ,- , . . ,~ .......

N O N E ( N o reportable income, a.ssets, or

Ilac "~X)" alter e~ch asset Am~mnt 15pc b:g k aluc V ~iue "[~pc ~e g . D ale Value Gain Identitycxcmp~ from prior d~sclosurc (ode I d~. rr~t. C o d u 2 Mc]h~d bu), sell. mrn dd:2y C~,de 2 Code I buyc~ sellerIA-tl) or inl I ! J - 1 ]oJc 1 [dcnlp~lo~li ( J - P } IA-II) lif plisa!?

1 O ] I . Buy 07,3 Ise9 KI 122 1 . 1 t l ) 10,;2 Is09 I ..

4~ddl)1023. Iltl) I 1/10O9 1

(addl ll l )24 B uy 123 I."0~) KIO25 . I .on g la r Fund VI (L i ~ ) , LP ~ ~ $1 l i b i J l ion P l I) gcc" Pal l VI I I1026. 10ne Star Europe lloldings (US). LP Nol~c N1027 . L~ne Star R eal Estate Fund (1)S), l .P None O LI Bu y O 3 . O 9 , f l gl~ldd] II I 1 2 ~ . ttuy 1117 ] , 1 )~ I ,Iziddlt1 1 1 2 9 . M~ddle East Noah Africa Opportuni t ies Fd, None Pl 1 JI PIIIID. Ih)i i land (apital 1.1 P None M W Ihiv O2s05i09 KI1)] I . TA [really ILC - IPER ~ lY)

l i ll . N l l I - M Associates L[(_" close ly held P2 WI J~4 - Abrams Cay . i l: t l Par iner .~ II LP None l> I U

1036. - l Irooksitle C


65/79

FINANCIAL DISCLOSURE REPOI~T n .. . . . . . .~ P ~ , - ~ , . , r w o , - ~ i . gPage 65 o1"79 s,~r~s. Pxrt~ tu

A P . ~" D

IA-II) + + r m + ) ( + - P ~ Code ) rc(lempth~n) ( J + P ) ~ + ~ - I I ) HI pri~a~

iO38. Aub urndalc Ft, Mumci l)a l bds I: h~teres, N IIO39. l ]~ : ,kelcy L ly SC Munic ip~d bd E Interest N + l"IO4(L Hi rmm+han~ A[ Khmicipal Bds D Inter+~l KI T104 1 . Dalb+ I X Mun ic ipa l bds E Interes~ N r~0 42. ( ; l~nd:de AZ Municipal Bds B h~tercsl Matu red 1 )7 01 /00104 3 I la~+a i i g l Mumcmal Bds D ln t : resl N T1(1 44. In l+ -rmounlain l+~+ r Agy LYI Munic ipal bds E In ler+sl Sold ( )&l)gg)9 N C

1047 . M ichigan S I M m c pa bds (" Inlere.~t M T)4~ N Y SI MI n icq~al [Ms N u n e M T Bu y I 1 .0gU9 M

[add l )1 1 3 5 0 . ~eal lk - WA I )~ i ~ l , ~ Was~ ewale~ Mun ic ipa l N ~ , r . ~ ~Sec Pal l V! ]Ibd ~1051 . An~h,~ra~e AK M~+ r l icq~al Bds Ix) None N T Buy l 2"04 U9 N10 52, Chalham CD GA Mu nicipal Bds (x) Nonc M T Buy i 2 18,09 M10 53, MA St Colkge Bds Municipal Bds (x) N o . e N T Bu y 12,0009 NIU54 Tms l ~ 27 ! x ~ D InL,"l) i~ [ () 1 See Pml V I I I


66/79

Iagc 66 of 79 s . ~ m s , P A I I I B .V I I . I N V E S T M E N T S a n d T R U S T S --~,,.. .......... ~ . . .. . . . .. . . . .. , , i , , , , ~ , ~ , , , ~ , , . < ~ n , . . . . . . ~ t , - ~ . . . . . . . . . . . ~ . . ~ , . . ~ , . . , ,, , . ~ . ~ , , : , . , . . ~ . ~ , , . ~ o . ~ m i , , x i , , ~ , ~ , , , : , ~ , , , , , - .~

lt)55 - Bost(m, MA ~uo~cipal B d n

1056. - Chilmark MA Municipal Bds

1057. -MA I~ay [r~nsit Municipal Bds

1058. - MA Common~veahh SR A Municipal Bds1059 - MA Comn~onwealth SR ll Munlcpal Bds

1 0 60 - N I A D e v I q n A g y M u n i c i p a l B d s Redeemed 1 ~ 7 . . 0 1 / ~ 9 K

1 0 il l. - M A H E F A M t m i c ip 3 1

I062 NIA Po~AudIMunicipzll~ds

1 0 63 . - M A W a t e r P o l h n M u n i c i p M B d s Redeemed 0 9 ~ 1 ~ ) , 0 9 K(p:trl)1 { )6 4 - N ~ r w o o d M A ~ l u m c l p a l I ~ d s

1{ J6 5 -Frow n o f F~ x b t~ rough M A M m6 cipa l l i d s

I16~ - t ln iversi ly MA l / ldg Munic ipa l Bds

1067. - Ishares MSCI ~razil Index Fd (x} flu) 082 I/t)9 K1 ( 1 3 Distr ibuted 09301 (19 K

hold)

I1071.- Peileraled US [iclJs {.a~h Rs~ money mrkl Buy

(mu tua l I ~ ) ( x ) I


67/79

FINANCIAL DISCI.OSURE REPORT ~ , . . . . . . . ., ~ , . . . . . . .a.~,o.i.~Page 67 of 79 s . . ~ m s , e ,v r r ~ t ~ .

V 1 ! . 1 N V E S T M E N T S a n d T R U S T S -- i ......... . , . , ~ , , , . . . . . . . . . . . . ~ , , , . , a , , , ~ , , u ~ . , , s . . . . . . . ~ , ~ . . . . . . . . . . . . . ~ ~ , . ~ , , . , , ~ , , , . ~ , , , ~ . . . . . . . . . , ~ , ~ , . . ~ . o 0 , , /~ , ; , , ~ ~ . . . . . . . . .,~ ......~ ~( )N ~ (;Vo rt]~ort~t~[~ i~lcome, ~l.~.~cts, t)l~

A I~ ~ D

~ ) (2 ~ ~ 1 ) ~ 2 ~ II) (2 ~ Lh (4) ~ 5~

(A-If) orm~) C I . P ] U , u l c 3 rcdemptlun) J - P ) (A-Ill li[ pri~alc

1 1 072 . Buy 060~)09 I.~ (addl}1 ~ ) 7 ~ . i B uy t1716 I)9(a dd l )1074 B uy 09,2S/1)9 K

patti b saris financial disclosure report for 2009

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