james v selna financial disclosure report for 2010

8/3/2019 James V Selna Financial Disclosure Report for 2010

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Rev. 1/2002FINANCIAL DISCLOSURE REPORT

F O R N O M I N E E R E P O R T SI. P e r s o n R e p o r t in g (Last dame.first, middle initial)Selna, James V.

(Article Ill judges indicate active or senior status:magistrate judges indicate full- or p art-time)4. Title

2. Court or OrganizationDistrict Court, Central District of California

5o ReportType (cheek appropriate type)Nominat ion Date

Initial X Annual Fi na lni ted Sta tes Dis t rict Judge, Act ive7 . Cham bers or Of f ice AddressRonald Reagan Federal Building and US Courthouse411 W. 4th StreetSanta Aria, CA 92701

Report Required by the E thicsin Government Act of 1978,(5 U.S.C . App., .~ lOl-t l l)3. Date of ReportMay 14, 2011

6. Reporting PeriodJanuary 1, 2010 to December31,2010

On the b asis of the information contained in this Report andany mod ifications pertaining thereto, i t i s , in my opinion,i n c ompl i a n c e wi th a pp l i c a bl e l a ws and regulat ions .Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information, Sign on last page.

P O S I T I O N S . (Reporting individual only: see pp. 9-13 of Instructions.)POSITION

Trustee

NONE (No repor t ab le pos i t ions .)

2 Custodian; Custodian

NAME OF ORGANIZATION/ENTITY

Trus t No. 2Custodian of Account 1; Custodian of Accountsii~? through1 through 5, and 1 through 3

II. A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of Instructions.)D A T E P A R T I E S~ NONE (No repor t ab le ag reement s . ) AND TERMS

I

21978 OMelveny & Myers LLP Partnership Agreement, retirement benefit, no control.

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of lnstructions.)DATE SOURCE AND TYPE GROSS INCOME(yours, not spouses)

NONE (No reportable non-investment income.)3 2010 OMelveny& Myers LLP-retirement pension $ 104,6284 ...... Descendants Trust for the Benefit of ~-Iife income beneficiary of $ 14,901010 ................. .................................................................

N~ Narne o f Pe rs o n Re p o r l ing Dale of ReporlFINANCIAL DISCLOSURE REPORT Selna, James V.

IV. R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(lnchtdes those to spouse and dependent children. See pp. 25-2 7 of Instructions.)SOURCE D E S C R I P T I O N

May 14,2011

Selna, Jam es V.


2/33

NONE (No such reportable reimbursements.)

V. G II~IS. (Includes those to spouse and dependent children. See pp. 28-31 of lnstructions.)

1234

SOURCEX NONE (No such reportable gifts.)

DESCRIPTION

$$$$

VALUE

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)CRE D I TOR

NONE (No reportable liabilities.)DESCRIPTION VALUE CODE*

*Value Codes: :: : J=$15,000 or less K=$15,001,$50,000 L=$50,001-$100,000 M=$100,001-$ o , o o o :: ......................0=$500,001~$1,000,000 P 1 =$1,000,001 ~$5,000,000 :i P2--$5,000,00 !"i$25~ooolooo : : :

I23

Income/Gain Codes: A=$1;000 or less B~$1,001-$2,500 C=$2,501-$5,000 D =$5,001-$15,000 E=$15,001-$50,000(SceCoI . BI ,D4) F=$50,001,$100,000 G=$100,001,$1,000,000 H1=$1,000,001-$5,000.000 H2=More than $5,000,000Value Codes : J=$15,000 or le ss K =$15,001-$50,000 L=$50,001- $100,000 M=$100,001-$250,000(SeeCol . CI ,D3) N=$250,001-$500,000 O-$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000.001-$25,000,000P3=$25,000,001-$50,000,000 P4=More than $50,000,000V a lu e M eth o d C o d es : Q = A p p ra i s a l R = C o s t ( r ea l e s t a t e o n ly ) S= A s s es s m cn t T = C a s h / M a rk e t(SeeCgl._C2) .... U=Book_valu_e .... V--Other . W=Esti_mated ............................


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F I N A N C I A L D I S C L O S UR E R E P O R TName of Person Reporling Dale of Report

Selna, James V. May 14,2011

V II . P ag e 2 I N V E S T M E N T S a n d T R U S T S -- income, value, transactionsn c l u d e s t h o s e o fspouse and dependent children. See pp . 34-57 of lnstnwtions.)O) (2)

~v.~r~nl (~-!~)

~n N O N E ( N o r e p o r t a b lecoFlle,ssets, or ~nsactions), Name of Person Reporling Dale of Report

F I N A N C I A L D I S C L O S U R E R E P O R T Selna, James V. May 14,2011V II . P ag e 2 I N V E S T M E N T S a n d T R U S T S -- income, value, transactionsIncludes those ofspouse and dependent children. See pp. 34-57 of lnstructions.)

- ..A. " t "-~. B. " " "~."C: - . ~i " D i D n e c ~ ] ~ P n t ~ O ~ u O s f t A a s S s S e e ~ ) . .. I~,,c~.m~ O,r~o~s,~a,l~e . ::~ Transactions durin~ reporting period- ~- : " report~i~~"~eri0d repo~i~-p-e*riod " " " I (1) (2) (i)| (2) (i~) If not from~ . exempt disclosure" : : t~ Typ~ l| "~ Type: "" " .... ~ 4 ~ 5lace X) af(er each asset (.e..g., _Value . (e.g., (2) . (3) ) ) .exempt~om prior disclosure. t d,v., yal.ue/Met,ho~d buy, sell, ]Date:l Value ]daml }dent,.tyof ..... . .... ICodel.] .rentor Code2/ Cooez .merger~~, Mont Coue2 Codel buyer/seller.... I(A-H) / int.) (J-P) / (Q-W) Iredemptibn) h- (J-P) 1 (if-private I I ~ / ~l Day | (A-H transaction)NONE (No reportable income

I23

Real Property:Parcel 1, Cambria, CAParcel 2, Antelope Valley, CA

Held in Account 1:A T& T Corp commonT i m e W a r n e r I n c . (T W X )A O L I n c . (A O L )

None M WNone K W

D D i v .A D i v .

None

M TJ TJ T

: ( 1) . :: I fn o t ex em p t f r om d i s c lo su r eie;ben~ ~e u~~

I d e n ( t 5 ~ t v o fb - g ~ e i : l . ~ l r d rI 1I Drlvate.: : l , t t~actlon)~ nIv~

1/29ift

: (S~eCOLB I~D~) ~$50;001~$100,000 ~$100,00D$1,000~000 H1=$1;000,001:$5,000.000 H2=More than $5,000.000[ 2 ~alue Codes: J~$i5,000 or less K =$15,001 ~$50,000: L=$50,001- $100i000 M=$100,001-$250,000| (See Col. CI, D3) N=$250,001-$500,000 O=$500,001-$1,000,000 P1=$1,000,001-$5.000,000 P2=$5,000.001-$25,000.000[ P3=$25,000,001-$50,000,000 P4=More t han $ 50,000,000| 3 Value Method Codes: Q=Appraisa l ~M~k~ ......[ .. (See C?I. 2) U=B0ok value . ~=O~hcr ....... W=Estim~a_!_cd ...............


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FINANCIAL DISCLOSURE REPORT Selna, James V.Dale of Reporl

May 14, 2011

VII. Page 3 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp. 34-57 of Instructions.) (Includes those of

,. NONE (No reportablea n c o me ,~assets, or transactions)Time Warner Cable (TWC) AComcast Corp. class A common ACorning common AGeneral Electric common B

6 Este Lauder Co. common ALiberty Media Interactive (LINTA) NoneLiberty Media Hldg. (LCAPA) NoneLiberty Media Corp. CI. A(LSTZA)) NoneDirecTV (DTV) NoneDiscovery Holdings Series A(DISCA) NoneLiberty Global Class A (LBTYA) NoneLiberty Global Series C (LBTYK) NoneLimited Brands common D

7 McKesson Corp. common AM ic ro s o f t co m m o n B

9 Newell Rubbermaid common A10 Pepsico Inc. common A

Tyson Foods Inc. common A

r

D i v . JDiv. JD i v . KD i v . LDiv. K

J

JJ

JJ

D i v . KD i v . LD i v . MD i v . JD i v . JD i v . K

[2)

TTTTTTTTTTTTTTTTTT

G if tG i f tG i f t

G i f tG i f tG i f t

Part ial Gift

I f no t ex em pt f r o m d i sc l o sur e

1/29 J1/29 J1/29! J

1/29 J1/29 J1/29 J

Id en ~51tv of (~Ipnya te ,transacuon)

AAA

AAA

C

E=$15,001 -$50,000I I I n c o m e /G a i n C o d e s : A =$ 1 0 0 0 o r le s s B=$1 001-$2,500 C =$2,501-$5,000 D =$5,001-$15,000(S e e C ol . B 1, D 4 ) F = $5 6, 00 I- $ t0 0. 00 0 G=$1~0,001-$1,000,000 H1=$1,000,001-$5,000.000 H2=More than $5.000,0002 Value Codes: J=$15.000 or less K=$15,001 -$50,000 L=$50,001 - $ 100,000 M=$100,001 -$250,000(See C ol . C 1 , D3) N=$250,001- $ 500,000 O=-$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000.001-$25,000,000P3=$25,000,001-$50,000,000 P4=More than $50,000,000~- *~-lue Method Codes: Q=Appraisal R=Cost (real estate only) S =A ssessment T=Cash/Market(~See Col. C2) U=B ook va l ue V=Olher W=Estimatcd .........


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F I N A N C I A L D I S C L O S UR E R E P O R TName of Person Reporl ing

Se lna , James V .Dale of Reporl

May 14, 2011

VII. Page4 INVESTMENTS and TRUSTS--income, value, transactionsspouse and dependent children. See pp. 34-57 of Instructions.) (Includes those of

,1 415

NONE (No reportablei n c o m e ,a sse ts , o r transact ions)Walmart common BWatson Pharmaceuticals common NoneWashington Mutual common NoneXce! Energy Inc. common DCharles Schwab Muni Money Fund ASupervalu Inc. common ABed Bath & Beyond common NoneSouthwest Airlines common AConsolidated Edison BPimco Total Return DGabelli Small Cap Growth AAlaska Air Group Inc. None

Held in Account 2:Northern Trust Municipal Money16 Market Fund

H e l d i n A c c o u n t 3:T i m e W a r n e r ( T W X )

(1) (z) (1)

A

A

D i v . MKJ

D i v . MD iv . JD i v . J

KD i v . KD i v . K

Di~v./.Cap MtJaln~ a p. K

M

In t . K

Div. ! J

(2)

TTTTTTTTTTTT

T

Partial Gift

Sell

If not exempt from disclosure~i ~_~ ~ i~ Iden~v ofI - " b~yei:l~l!6r [l~ prl,~ate,~f ~sacnon)

11/9 J A

1 1/22 M D See Section VIII.

:(see C01,Bi] D4) ; F~$50,0015 100,001.-$1,000.000 H 1 =$1,000,001 -$5,000,0002I: Value Codes: J=$15,000 or iess K=$15,001-$50,000 L=$50,001- $100,000(SeeCoI . CI ,D3) N=$250,001-$500,000 O-=-$500,001-$1,000,000 P1=$1,000,001-$5,000,000[ p3=$25,000,001-$50,000,000 P4=More than $50,000,000[ (See Col. C2) U=Book value V=Othcr W=Estimatcd

D=$5,001 -$15,000 E=$15,001 -$50,000H2=More than $5,000,000M=$ 100,001 -$250,000P2=$ 5,000.00 I-$25,000,000T=Cash/Market


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FINANCIAL DISCLOSURE REPORTName of Person Reporting

Selna, James V.Dale of Reporl

May 14,2011

VII. Page5 INVESTMENTS and TRUSTS--income, value, transactionsspouse and dependent children. See pp. 34-57 of lnstructions.)

~ a n NONE (No repor tablecome,ssets, or transactions)AOL Inc. (AOL)Time Warner Cable

17 Sun Microsystems common18 Charles Schwab Money Market

Intel Corp. commonFord Motor commonAdvanced Micro Devices commonBrown Shoe commonManitowoc Company commonSafeway common

Held in Account 4:19 Citigroup common20 Duke Energy common

Spectra Energy Corp.53 Schwab S & P 500 Investors Funds54 Charles Schwab Money Market

A l a s k a A i r G r o u p c o m m on

(Includes those of

None JA D i v . J

None JA D i v . JA D i v . J

None JNone KA D i v . JA D iv . JA D i v .

A D i v .A D i v .A D i v .A

[ Div.A [ Div.

K

J

J

TTTTTTTTTT

TTTTT

Ca s hM er ger

B u yB u yB u y

Sold

Sold

I f no t exem pt f r o m d i s c lo s ur e

~-~ ~3-f t~ DancYlat en)

1/28 J A

2/8 J2/ 8 J2/ 8 K

3/! J A

11/9

~ ~ih C~d~S: A=$i,000 0~ i~ B=$1,001-$2,500 C=$2,501$5 000 D=$5,001-$15,000 E:$15,001-$50,000~ (SeeCoLBIiD4) F=$50 001, $100,000 G=$100,001-$1,000,000 HI =$1,000,0~JI-$5,000,000 H2=Morelhan $5,000,000J=$15,000 or less K=$15 001-$50 000 L=$50 001- $100 000 M=$100,001-$250,000(See Col . CI D3) N=$250 001-$500,000 O=-$50~ 001-$1000 000 P1=$1000,001-$~,000,000 p2=$5,000,001-$25,000,000 P3=$25 ~00,001-$50,000.000 P4=M~re than $50,000,000~V~~ Co~e~ -- ff:--,~ o~yr~ ~ ~i~y) ~~ .....(Scc Col. C2) U =B ook v a lu c V=Othcr W=Estimated


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F I N A N C I A L D I S C L O S UR E R E P O R TName of Person Reporl~ng

Selna, James V.Dale of Repot1

May 14,2011

VII. Page 6 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp. 34-57 of Instructions.)

[~ . NONE (No reportableancome.ssets, or transac tions)Bank of America

~ n t . )

Brown Shoe Company Inc.A

Cabellas Inc.A

Held in Account 5:56 AT & T Corp. common

Comcast Corp. commonSupervalu Inc.Time Warner Inc. (TWX)AOL Inc. (AOL)Time Warner Cable (TWC)

69 Cisco Systems commonConagra Foods commonGNMA PL#422670

None

D e l l C o m p u t e r c o m m onFord M otor Co. commonHewlett-Packard common

CAAA

NoneNoneNoneCAA

NoneNoneA

D i v . i JD iv J

J

D i v . MD i v . KD i v . JD i v . J

JJK

D i v . MInterest J

PrincipalKM

D i v . M

TTT

T

T

T

T

T

T

T

T

T

TTT

B u yB u y

SaleAdd Buy

RothTransferOu t

(Includes those of

If not exempt from disclosureI d e n ~ v n fb ~ f i ~ e i : l ~ l l , ~ r O~pnyate.rransacuon)

11/9 J11/9 J

1/19 J A1/19 J

12/29 K A

I nc o me / G a i n Co d e s : A = $ 1.000 o r le ss B =$1,001-$2,500 C =$2,501-$5.000 O"--$5,001-$15,000 E=$15,001-$50,000(See Col . BI , D4) F=$50,001- $100,000 G=$10 0, 00 1-$1, 00 0, 00 0 H1 =$1 ,0 00 ,0 01 -$5,0 00 ,0 00 1-12=More than $5,000,000V al u e Co d e s : J=$15.000 or le ss K=$15,001-$50,000 L = $ 5 0 , 0 0 1- $ 100,000 M=$100.001-$250.000PI=$1 000,001-$5,000,000 P2=$5,000.001-$25,000,000(See Col . CI , D3) N=$250,001-$500,000 O=-$500,001-$1,000,000 P4=M~re than $50,000,0003=$25,000,001-$50,000,000Value Method Codes: Q=Appraisal R=Cost (real estate only) S = A sse ssme nt T=Cash/Market(Sec Col . C2) U =B ook va l ue y = O ~ h y 5 _ _ W=Estima_tcd ....................


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F I N A N C I A L D I S C L O S UR E R E P O R TName of Person Reporting

Selna, James V.Date of Reporl

May 14,2011

Page 7 INV ESTMENTS a n d T R U S T S - - i n c o m e , value, transactions ancludes those ofspouse and dependent children. See pp. 34-57 of lnstructions.)

ren r IVlettloo(1)

i ~ i - er N e n ~ P [ l O

If not exempt from disclosurel)(~2t)e; [ N(a2[~ ~, ~.~ Ide n ~v ofb~ltei:l~ll6rr r an sac uo n )

I. NONE (No reportablea n c o me .~as se t s , o r t r an sac t i on s )

Jones Apparel GroupLiberty Media Class A CommonLiberty Media Hldg (LINTA)Liberty Media Hldg (LCAPA)Liberty Media Corp. CI. A (LSTZA)DirecTV (DTV)Liberty Global Inc. CI. A (LBTYA)Liberty Global Inc. CI. C (LBTYK)Discovery Holdings Ser. A (DISCA)Alcatel LucentMattel Inc. commonMicron Technology commonMicrosoft commonOracle commonSempra Energy commonSun M icrosystems commonThermo Fisher common

ANoneNoneNoneNoneNoneNoneNoneNoneNoneA

NoneCAB

NoneNone

D i v . JJJJJ

KJ

Tyson F oods Inc . C ommonS yma nt ec C or p.

ANone

J

D i v . JJ

D i v . MDiv. [ MD i v . K

Div. ! J

TTTTTTTTTTTTTTTTTTT

SaleAdd BuyAdd Buy

SaleAdd Buy

SaleSaleSaleSale

Add Buy

Ca s hM e r g e r

1/191/191/191/191/191/191/191/191/19

7/6

1/28

JJJJJJJJJ

K

AA

A

AAAA

A

I Income/Gain Codesl A=$1,000 or less B=$Ii001-$2,500 C=$2,501-$5,000 D=$5,001-$15,000 E=$15,001-$50,000(SeeCol . B I , D4) F=$50,001- $I00,000 G=$I00,001.$1,000,000 H1=$1,000,001-$5,000,000 H2=More than $5,000,0002 Va l ue C odes : J=$15,000 or less K=$15,001 -$50,000 L=$50,001 - $ 100,000 M=$100,001 -$250,000(SeeCol . CI , D3) N=$250,001_$500,000 O=$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000p3=$25,000,001-$50,000,000 P4=More than $50,000,0003 Value Method Codes: Q=Appraisa l R=Cost (rea estate only) S=Assessment T=CaslgMarket(See Col. C2) U=Book value V =Other W=Estima ted


9/33

F I N A N C I A L D I S C L O S UR E R E P O R TN a m e of Person Reporling

Selna , J ames V .D a ~ e oF Reporl

May 14, 2011

VII. Page 8 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp. 34-57 of lnstructions.)

-- NONE (No reportableincome.assets, or transactions)Viacom Class B New NoneCBS Corp. Class B AWaste Management common BXcel Energy, Inc. Common ACharles Schwab Money Market AF u n dWashington Mutual common NoneSouthwest Airlines common AIntel Corp. CWaI-Mart Stores Inc. BApache Corporation AHome Depot common BGeneral Electric common ABoeing common BRockwell Collins common AAlaska Air Group Inc. NoneChevron Corp. CCVS Caremark A

Held in Account 7:

(Includes those of

I V a t ulc Y

KD iv JD i v . LD i v . JD i v . N

JD i v . KD i v . MD i v . LD i v . MD i v . LD iv KD i v . LD i v . L

MD i v . LD i v . L

i~ e

TTTTTT SaleTTTTT

Partial RothT TransferOu tTTT SoldT B u yT Bu y

If not exempt from disclosure]~z] ~_~ 4~,,4.~I Iden~v nf~ b-~tei:/~l]6r

1/19 J A

12/29 J A

7/27 M F7/6 L7/6 [ L

(See Col . BI , D4) F=$50,001- $100.000 G=$100,001-$1,000,000 H1=$1,000,001-$5,000,000 H2=More than $5,009,0002 Value Codes: J=$15,000 or le ss K=$15,001 -$50,000 L=$50,001 - $1130,000 M=$ 100,001 -$250,000 ---(SeeCol . CI , D3) N=$250,001-$500,000 O=$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000P3=$25,000,001-$50,000,000 P4=More than $50,000,0003 Value Method Codes Q=Appra i sa l R=Cost (real esta te only) S=Assessment T=Cash/Market(See Col. C2) U =B ook v alue V =Other W=Estimated


10/33

F I N A N C I A L D I S C L O S UR E R E P O R TName of Person Reporling

Selna, James V.Dale of Reporl

May 14, 2011

VII. Page 9 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp . 34-.$7 of lnstructions.)

~1 . NONE (No reportable, a n c o m e .pssets, or transactions)Charles Schwab Money Market AF u n dIBM common ASun Microsystems common None

H e l d a s C u s t o d ia n :X c e l E n e r g y I n c . c o m m o n

AABAAACAAA

Trus t No. 2Schwab Value Advantage FundBankAmerica bond 10/15/11Los Angeles, CA bond 3/I/15GNMA PL #569964

N a t i o n a l G r i d P L CNicor In c . commonS e m p r a E n e r g y c o m m o nX c e l E n e r g y I n c . c o m m o nBRE P roper t i e s l ncUrstadt Biddle Properties

D i v . i JD i v . J

J

D i v . K

D i v . KD iv . JI n t . KI n t . J

PrincipalD i v . JD i v . LD i v . JD i v . JDiv./

D C . a p . Ji s t r .D i v . J

TTT

T

TTTT

TTTTTT

1/28]a s hMerger

(Includes those of

from disclosureIden~v of

{ 1I private .transaction)

( Se e C ol . B I , D4 ) F=$50,001- $100,000 G = $ 100, 0O I - g l, 000 , 000 H 1= $ 1, 000, 001- $5 , 000, 000 H 2= More t han $ 5, 000 , 0002 Value Codes: J=$15,000 or le ss K =$15,001-$50,000 L=$50,001- $100,000( Se e C ol . C I , D3 ) N=$250,001-$500,000 O=-$500,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000p3=$25,000,001-$50,000,000 P4=More than $50,000,0003 V a lue M e th od C ode s : Q=Appra i s a l R=Cost (real estate only) S = A sse ssme nt T=Cash/Market

_ . _ ( S _ e .. C ~ _ o . ~ C 2 ) U=Boe_k value~ V=Ot~h_e_r ...... ~W_=_E_s_t!m~!_ed_ .............................................

A


11/33

F I N A N C I A L D I S C L O S UR E R E P O R T Selna, James V. May 14,2011VII. Pagel0 INVESTMENTS and TRUSTS--income, value, transactionsspouse and dependent children. See pp. 34-57 of lnstructions.)

N O N E ( N o r e p o r t a b leincome.assets, or transactions)

(Includes those of

( 1 )

Urs tadt B idd le C las s A AC h a r l es S c h w a b M o n e y M a r k e t AF u n dW a s h in g t o n M u t u a l c o m m o n N o n eB a n k o f A m e r i c a C o r p . AA T & T N e w D

Ac c oun t 8C i sco S ys t ems common NoneG e n e r a l E l e c t r ic A

O & M Inves tm ent Partners :O & M Investment APartners/Lesser/MooreO & M Investment Partner/Playa NoneVistaO & M Investment Partners/Playa NoneVista IIO & M In ves t ment P a r t ne r s /P os tS t r ee tO & M Investment Partners/TCWPlacements Fund IllO & M InvestmentParmers/Wedbush Capital

(2)re n " r it.(~_oi~)z

D i v . i J~ K

JD i v . KD i v . M

KD i v . J

D is t r . JJJ

JJJ

I Inco m e/G a in Co d ~s : A =$ 1;000 o r le s s B=$1,001-$2,500(See Col . BI , D4) F = $5 0, 00 1- $ 10 0, 00 0 G = $1 00 ,0 01 -$ 1. 00 0, 00 02 V al u e Co d e s : J=$15,000 or le ss K=$15,001 -$50,000(See Col . C I , D3) N=$ 25 0, 00 1 - $5 00 ,0 00 0 =$ 50 0, 00 1 - $ 1, 00 0, 00 0P3=$25,000,001-$50,000,0003 Value Method Codes: Q=Appraisal R=Cost (real estate only)(S ee C ol. C 2) U =B ook v a lue V=Othcr

TTTTT

TT

UUU

(1) I f no t e xe m pt

Roth 12/29 KTransfer ,Roth 12/291 JTransfer

from disclosureIden~l~V afgfi~erl~lldr ! ~Ionvate.transacuon)

C=$2,501-$5,000 D=$5,001-$15,000H!=$1,000,001-$5,000,000 H2=More tha n $5,000,000L =$50,001 - $ 100,000 M=$ 100,001 -$250, 000pI =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000P4=More than $50,000,000S = A sse ssme nt T=Cash/MarketW=Estimated

E=$15,001-$50,000


12/33

Name of Person Reporling

F I N A N C I A L D I S C L O S UR E R E P O R T Se lna , James V .Dale of Rcpor!

May 14,201 l

VII. Page 11 INVESTMENTS and TRUSTS -- income, value, transactions (lncludest/toseofspouse and dependent children. See pp. 34-57 of Instructions.)

~. NONE (No reportablen c o m e .[~ssets , or transactions)Bank Accounts:Bank of AmericaOneWest Bank fka Indymac BankF S BOneWest BankOneWest BankWachovia B~k Acct. 1

I/A-F1 I

NoneCBBA

--(2)~(F)-

rel~.ir i~.

.... ~KIn t . I MIn t . MIn t . MIn t . M

D iv J

M e t h o a

TTTTT

T

D i v . J T

A D i v . J T

A D i v . J T

A D i v . J T

bu~.e~:l l ,i ~ i - e

C DPurchasedRedeemed

Part ial Gift

Part ial Gift

Part ial Gift

Part ial Gift

Partial Gift

If not exempt from disclosure

~yl t(~c~ l~df t~ngfic 1on)

Custodian Accounts:Custodian Accountii 1Excel commonCustodian Account~ 2Excel commonC u s to d ia n A cco u n t~ . ,, . fl} 3Excel commonCustodianAccount ~j4Excel commonCustodian Account: 5Excel Common

2/ 82/ 1 M

11/9 J

15/9 J

11/9 J

11/9 J

11/91 J

See Note in SectionVIII.

I Inc0m eJGa in Co d es : A =$ 1.000 o r l e s s B=$1,001.$2,500 C=$2,501,$5,000 I)=$5,001-$15,000 E=$15,001 -$50,000(s~ CoI. B I ,D4) F=$50,00 I- $ 100,000 G=$ 100,00 I-$1,000,000 H I =$ 1,000,001 -$5,000,000 H 2 =More than $5,000,000V al u e Co d e s : J=$15,000 or ~ --K~-$15.001-$50 000 L=$50,001- $100,000 M=$100,001"$250,000(Sc~ Col. C I, D3) N - - $ 2 5 0 , 0 9 _ 1 - _ $ 5 0 0 , 0 0 0 O=$500,001 -$ I ,000.000 PI =$ 1,000,00 I-$5,000,000 P2=$5,000,001 -$25,000,000" P3--$25,000,001-$50,000,000 P4=More tha n $50,000,000Value Method oC des : Q=Appra isa_l R =C os t ( re a e s t a t e on ly ) S=A s s e s s me n t T=Cash/Market(See C oi. C2) ___ U T-._B.o~_k._.v_a_l)~_.. . .. V - - . O t _ h _ c r _ _W__--_E_s!!ma~t__csl_ __ _____5 ............... ......................


13/33

Name of P~rson R~portin~

FINANCIAL DISCLOSURE REPORT : Selna , James V .Da l e of R e porl

May 14, 2011

VII. Page 12 INVESTMENTS and TRUSTS--income, value, transactionsspouse and dependent children. See pp. 34-57 of Instructions.) (Includes those of

lnONE (No reportablec o m e .ssets, or transactions)Custodian AccountS-"] i

( 2 )r l X , a l , u e ~ !~l l ,Ip[lo

Exce l common A D i v . J T Partial GiftC u s t o d i a n A c c o u n t : : ~2Excel commonCustodian Account~ 3Excel commonCustodian Account~~ 1Excel commonCustodian Accounti~ii ~ 2Excel commonCustodian Account: ~,3Excel common

Div.

Div.

D i v .

D i v .

D i v .

J T Partial Gift

J T Partial Gift

J T Partial Gift

J T Partial Gift

J T Partial Gift

If not exempt from disclosure

1 1/9 J

1 1/9 J

II/9 J

11/9 J

1 1/9 J

11/9 i J

Iden~v ofbg~terl~lI~r (~ prwate ,t r ansac t ion)

I Income/Ga in Codes : A=$1.000 or l e ss B =$1,001-$2,500 C =$2.501-$5,000 D =$5,001-$15,000 E=$15,001-$50,000( Se e Co l. B I, D 4 ) F : $5 0, 00 1 - $ 1 00 ,0 00 G =$ 10 0, 00 I- $ 1 ,0 00 ,0 00 H I =$ 1,000,001 -$5,000,000 H2= More than $5,000.0002 Value Codes: J~$15,000 or less K =$1 5, 001 -$5 0, 000 L =$ 50 0 0 I - $ 10 0, 000 M=$100,001 -$250,000(SceCoI . CI ,D3) N=$250,001.$500,000 O=$500,001-$1,000,000 P1=$11000,001-$5,000,000 P2=$5,000,001-$25,000.000P3=$25,000,00 I-$50,000,000 P4=More than $50,000,0003 Va lue Method Codes : Q=A ppr a isa l R=Cost (rea l esta te on ly) S=A ssessment T=Cash/Markct(See Col. C2) U=Book value V =Other W=Estimated _


14/33

F I N A N C I A L D I S C L O S UR E R E P O R TN a m e o f P e r s o n R e p o r l in g

S e l n a , J a m e s V.D a t e o f R e p o r l

May 14, 2011

VII. Page 13 INVESTMENTS and TRUSTS -- income, value, transactions anct,,des ,hose ofspouse and dependen t children. See pp. 34-57 of Instructions.)(r)- I f no t ex em pt f r o m d i s c lo s ur e

~ NONE (No reportablec o m e ,sets, or transactions)70

transaction)~f ~ lr pr ivate .

I ~Galncodes: A=$1;000orle~s B--$1,001-$2,500 : C=$2,501-$5,000 D =$5,001-$15,000 E=$15,001-$50,000(See Col . BI , D4) F=$50,001- $ 10 0, 000 G = $1 00, 001 -$ 1, 00 0, 000 H1=$1,000,001-$5,000,000 H2=More tha n $5,000,0002 Value Codes: J=$15,000 or less K =$15,001-$50,000 L =$50,001- $100,000 M=$100,001-$250,000( S e e C o I . C I , D 3 ) N =$ 25 0, 00 1- $5 00 ,0 ~0 O =$ 50 0.0 01 -$ 1, 00 0, 00 0 P1 =$ 1, 000 ,0 01 -$5 ,0 00 ,00 0 P 2= $5 ,0 00 ,0 01 -$ 25 ,0 00 ,000P3=$25,000,00 I-$50,000,000 P4=More than $50,000,0003 Value Method Codes: Q=Appraisal R=Cost (real estate only) S = A sse ssme nt T=Cash/Market(See Col . C2) U=Book value V=Other W=Estimated


15/33

N a m t " of P~rson R e p o r t i n gFINANCIAL DISCLOSURE REPORT James V. SelnaDale of Report

May 14, 2011

V I II . A D D I T I O N A L IN F O R M A T I O N O R E X P L A N A T I O N S ( I n d ic a t e p a r t of R e p o r t . )

Part Vll, Page 4: Shares of Alaska Air Group were purchased in 2007, but inadvertently not included in the Report for 2007.Regrettably, this error was compounded when the absent purchase was not carried forward for the 2008 ~nd 2009 Reports. I am now usingthe separate annual report of capital transactions which my broker issues to ensure that all purchase and sale transactions are timely andaccurately reported. 1 regret the error. Attached as Exhibit I is the data which should have been included in the 2007, 2008, and 2009Reports .

Part Vil, Pages 11-12 lists the following custodianships: Custodian of Accounts~ through ,~] 1 through 5,3. Thes e we re n o t r epor t ed i n p r io r yea r s b ecaus e th e va lue of th e h o ld in gs was b e low th e r epor t i n g l eve l .

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and m nor or dep.endent children, if any)isaccurate, true, and comple.te.to the bes..t of.my knowledge anal belief, and that any information not reported was withheld because it met applicablestatutory provisions permitting non-alSClOsure.I further certify that earned income from outside employment and honoraria and the acceotance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app., 501 et. seq., 5 U.S.C. 7353 and Judicial Conference regulations.

Signature D a t eNOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BESUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., 104.)

Mai l s i gn ed o r ig in a l an d 3 add i t ion a l cop ies to :

May 14,2011

FILING INSTRUCTIONS:C o mmi t t ee on F i na n C i a l D i sc l osu r eA dmin i s t r a t i ve Offi ce of th eUnited States Courts ....Sui t e 2-301O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4


16/33

Exhib i t I

Y e a r200720082009

~laska Airroup~laska Airroup~laska Airroup

Amt.NoneNoneNone

Type ValueLLL

~Val. Meth.TTT

Type D a t eP u rc h a s e 7/27 ValueK


17/33

AO I0Rev. 1/2011

FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Requ ired by the Ethicsin Government Act of 1978(5 U.S.C. app..~ 101-11 I)

I. Person Re por t ing {las t name, f i r s t , middle in i t ia l )S e l n a , J a m e s V .

4. Title (Article III judges indicate active o r s e n i o r status;magistrate judges indicate full- or part- time)United Sta tes Dist r ic t Judge (Act ive)

7 . C ha mbe rs or O f f i c e A d d r e s sR o n a l d R e a g a n F e d e r a l B u il d i n g a n d U S C o u r t h o u s e411 4 lh S t ree tSa n t a Ar i a, CA 92701

2. Cour~ or Organizat ionUn i t e d S t a t e s D i s t r i c t C o u r t , C e n t r a l D i s t r ic t o f C a l i f o r n i a

3. Date of Repor t09/13/2011

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions per ta in ing there to , i t i s , in my opinion, in com pl iancewith appl i cable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

Reviewing Office r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet Complete all parts,checking the NONE box for each par t where you have no repor table in format ion . S ign on las t pag~

I. P O S I T I O N S . e R , v o r t i , ~ : i n d i ~ d , o t o . t y : s ~ , v t , . 9 - 1 ~ offil ing instruction~)D NONE(No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

1. T rus tee Trust N o . 22. Cus t od i a n C u s t o d a n o f A c c o u n t 1 ; C u s t o d ia n o f A c c o u n t s JS L 1 t h r o u g h 3 , B C S I t h r o u g h5 , a n d S S D I t h r o u g h 33.4.5.

I I . A G R E E M E N T S . eRevo,i,g i, divia~.t o,O,; ~ee vv. t4-t6 of filing instructions.)N O N E (No reportable agreements.)

1 .1 9 782.3.

D A T E PARTIES AND TERMSOM elveny & M yers LLP Par tnership Agreement , r e ti r ement benef i t , no control

Selna James V. A


18/33

FINANCIAL DISCLOSURE REPORTPage 2 of 16

N a m e o f P e r s o n R e p o r t i n gSelna, James V.

I I I . N O N - I N V E S T M E N T I N C O M E . R,por~,g individual ond spouse:A. Filers Non-Investment Income- - - - ] NONE non- inves tmen t i ncome . )N o reportable

D A T E SO U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )

D a t e o f R e p o r t09/13/2011

I . 2 0 10 O M e lv e y & M y e rs - re tire m e n t p e n s io n $104 ,628.002 . 2 0 1 0 ~~ Trust for the Benefit of James V. Selna --life income $14 ,901 .00bene f i c i a ry3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were marr ied dur ing any port ion of the reporting ),ear, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertal .... t.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f il i n g i n s t r u c ti o n s . )

~] N O N E (No reportable reimbursements.)

2.3 .4.5.

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED


19/33

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 6

Name o f Pe rson Report ingS e l n a , Ja m e s V .

D a t e of Repor t09/13/201 I

V . G I F T S . r ~ , a , d , ~ o , , ,o , ~ o ~ , e o n d d~p~ndent children; see ~ p . 2 ~ - 3 1 of filing instrucdon~)

[] N O N E ( N o reportable gifts.)SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . t ~ n e l u d e s t h o s e o / s p o ~ e u n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


20/33


N a m e o f P e r s o n R e p o r t in gSelna, James V.

D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .. . . . .. "alue, t r a n s a c t i o n $ ( I n c l u d ~ t i t ose of s p o u s e a.d dependent children; see p p . 3 4 - 6 0 offillng i n s t r u c t l o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i nc l ud i ng t rus t asse t s ) r e p o r t i n g p e r i o d(i ) ( 2 )

Place "(X)" after each asset A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I di v. , ren t ,(A-II) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V a l u e Value

C o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

(I )T y p e ( e . g .,b u y , s e l l,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain I d e n t i t y o f

m m t d d ~ C o d e 2 C o d e I buye r/ se l le r( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

I. Re a l P r o p e r ty :

2. P a r c e l I , C a m b r i a , C A N o n e

3. P a r c e l 2 , A n t e l o p e V a l l e y , C A N o n e

4.

5. H e l d i n A c c o u n t 1

6. A T & T C o r p . c o m m o n D D i v i d e n d7. Ti m e W a r n e r I n c . ( TW X ) A D i v i d e n d8. A O L I n c . ( A O L ) N o n e9. T i m e W a r n e r C a b l e (T W C ) A D i v i dend1 0 . C o m c a s t C o r p . c l a ss A c o m m o n A D i v i d e n d

1 1 . C o m i n g c o m m o n A D i v i dend1 2. G e n e r a l Electric common B D i v i dend1 3 . E s t e e L a u d e r c o m m o n A D i v i d e n d1 4 . L i b e r t y Me d i a I n t e r a c t iv e ( L I N TA ) N o n e

1 5 . L i b e r ty M e d i a H o l d i n g s ( L C A P A ) N o n e1 6 . L i be r t y M ed i a C o r p . C I . A ( L ST Z A) N o n e1 7 . D i r ecT V ( D T V ) N o n e

M

K

WW

M

J

J

J

K

L

K

TT

T

T

T

T

T

T

Do n a t e d

Donated

DonatedDonated

I . I nc ome Gain C odes : A = $1.000 or less B = $1,001 - $2 .5 00 C = $2.5 01 - $5 .000 D = $5 .0~ 1 - $15 ,00)1S C olu mns BI and IM ) F =$50.001 - $100.000 G =$ 10 0.0 01. $1.0 00 .0 00 111= $1.0 00.1)0 1.$5 .0 00.0 00 tl2 =M o re th an $5 .0 00 .0 00

2. Va lue Co d ~ J = $15 .0~O ~ le ss K = $15 .001 - $5 0 .0~ ) L = $5 0.001 - $109.000 M =$11~.001 - $250.0~0( S ee C o l u m n s C I a n d D 3 ) N =$250.001 - $500.000 O =$5 00.001 - $1.000.000 PI =$1.000.001 - $5.0(IO.000 P2 =$5.000.001 - $25.00~.000

P3 =$25.000.0OI - $50.0~) ,000 P 4 = M o r e t han $ 5 0.000.0003 . Va luc Mct ho d C o d es Q =Appraisal R ---Cost (Real Estate Only) S = Asscssm en l T = C a s h M a r k ct(S ee C olu mn C 2 ) U = B o o k Va l ue V -O ~hcr W E s t i m a t ed

E =$15.001 - $50.000


21/33


Name of Person R e p o r t i n gSelna, James V .

Date of Report09/13/2011

N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) re~rf ing per iod

! 0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i sc l o s u r e ] Code I d i v . , r e n t ,i ( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value


( Q - W )

(I )T y p e ( e . g .,

b u y , s e l l ,~ - d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) ( 4 ) ( 5 )

D a t e Value G a i n I d e n t i t y o fm m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

1 8 . Dis cov e ry Hold ings Se r i e s A (DISCA ) N o n e1 9 . Lib e rty Glob a l C la ss A (L BT Y A ) N o ne20 . L i b e r ty G l o b a l S e r i e sC ( L B T Y K ) N o n e21 . L i m i te d B r a n d s c o m m o n D Div idend22 . M c K e s s o n C o r p . c o m m o n A Div idend23 . M i c roso f t c om m on B Div idend24 . N e w e l l R u b b e r m a i n co m m o n A Div idend

K

L

M

J

Dona t e dDona t e dDona t e d

T

T Dona t e d(par t)TT

25 . P eps i co Inc . common A Div idend J26 . T y s o n F o o d s I n c . co m m o n A Div idend K27 . W a l m a r t c o m m o n B Di vi de nd L28 . W ats on P ha rmaceu t i ca l s common N o n e K

TTT

T

29 . W a s h i n g to n M u t u a l c o m m o n N o n e J3 0. E x c e l E n e r g y I n c . c o m m o n D Di vi de nd " M31 . C h a r l e s Sc h w a b M u n i M o n e y F u n d A Di vi de nd J32 . S u p e r v a lu I n c . c o m m o n A Div idend J3 3. B e d B a th & B e y o n d c o m m o n N o n e K3 4. Sou thwes t Ai r l ines comm on A Div idend K

T

T Dona t e d(par t)T

TT

T

I . I nc ome Gain C odes : A = $1.000 or less B = $1,001 - $2,5 00 C = $2.5 01 - $5 ,000 D =$5.001 - SI 5,000( S e e C o l u m n s B I a n d I M ) F =$50.001 - SI00.000 G =$100,001 - $1.000, 00 0 I I I = $ 1 .000.001 - $5.000-000 112 =Mre than $5.000.000

2. Va lue C o d es J = $15.000 o r le ss K =$15.0OI - $50.000 L =$50.001 - $100.(300 M = $ 1 00 , 001 - $ 25 0.0~0t S ce C o l u m n s C I a n d D 3 I N =$250.001 - $500.000 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 1 3 0 0 PI =$1.000.001 - $5.000,000 P2 ~$5,000,001 - $25,000.000

P3 =$25.~O0.001 - $50.000.000 P 4 = M o r e t han $ 5 0.000.0003 . Va lue Me t ho d C o d es Q = Ap p r a i sa l R = C o s t ( Rea l E s t a te O n l y ) S = A s s c s s r t~ . " a l T = C a s h M a r k c~IS c C olmnn C 2 ) U B o o k V a l u e V =Olh er W = E st i m a ted

E =$15,001 - $50.000


22/33


N a m e o f P e r s o n R e p o r t i n gSelna, James V .

D a l e o f R e p o r t09/13/201 I

V II. INVEST M ENTS and TRU STS - i .... e , value, transactlon~ (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)

35 .36 .37 .

38 .39 .40 .41 .42 .43 .44 .45 .

4 6 .47 .48 .49 .

50 .51 .

N O N E ( N o reportable income, assets, or transactions.)A. B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r ~ o r t i n g p e r i o d( i n c l u d i n g t ru s t a s se t s ) re p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

[ (I) (2) (I) (2) ( I ) (2) (3) (4) ( 5 )Place "(X)" after each asset i A m o u n t T y p e ( e . g . , V a lu e V a lu e Type (e.g., D a t e V a l u e G a in I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e i Code I div . , r e nt , C o d e 2 M e t h o d b u y , s e l l , m m ! d d / y y C o d e 2 C o d e I b u y e r / s e l l e ri (A-H) or i n t . ) ( J - P ) Code3 r e d e m p tio n ) ( J- P ) (A - H ) ( i f pr iva t ei ( Q - W ) t r a n s a c t i o n )

Consolidated Edison B Dividend K TPimco Tolal Return D D i s t r i b u t i o n M TGabe l l i Cmal l Cap Growth A Dist r ibut ion K TAlaska Air Group Inc. None S o l d 11/22/10 M E See Section V III.

Held in Account 2:Northern Trust Muni Money Market Fund I n t e r e s t K

Held in Accou nt 3 :T i m e W a r n e r I n c. ( T W X ) A Div idendA O L I n c . ( A O L ) N o n eT i m e W a r n e r C a b l e A Div idendSu n Micros ys t ems common N o n eC h a r l e s Sc h w a b M o n e y M a r k e t A Div idendIn t e l Corp . comm on A Div idend

F o r d M o t o r c o m m o n N o n eA d v a n c e d M i c r o D e v i c e s c o m m o n N o n e

J

J

J

J

J

J

K

T

T

T

SoldTT

TT

01/28/101 J A

I . I nc ome Gain C odes : A =$1,000 or less B = $I ,001 - $2 .5 00 C = $2 ,501 - $5 ,000(Se e Co lumn s BI a n d I )4) F = $5 0.001 - $100.000 G = $100.001 - $1.000.0~ 0 III =$1.000,001 - $5.0~0.000

2. Value Codes J = $15 .000 o~ less K = $15 ,001 - $5 0.000 L = $50.001 - $10~ .000( S, , : Columns CI and D3I N =$25 0.001 - $5 00 ,000 O =$5 00.001 - $1.00~ .000 P I = $1.000 ,0~1 - $5 .000.000

P 3 =$25.000.001 - $50 .0~O .000 P 4 = M o~e than $50.000,0003 . V alu e M eth od C od~ Q = Ap p r a i sal R =Cost (Real ~, .statc Only) S =A s s es s ment(S ~c C olu mn C 2 ) U =Book V alu e V =Olh er W = E xt im a t cd

=$5,001 - $15,00012 =More than $5.000,000

M =$10~.001 - $250.0(~P2 =$5.000,001 - $25.00~.000

= Cash Mar k c~

E =$15.001- $50.000


23/33


N a m e o f P e r s o n R e p o r t i n gS e l n a , Ja m e s V .

D a t e o f R e p o r t09/13/201 I

V l l . I N V E S T M E N T S a n d T R U ST S - i .. .. o , value, tr ....t lo ~ s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e , t see p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t . s )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c lo s u r e

52 . B r o w n S h o e c o m m o n53 . M a n i t o w o c C o m p a n y c o m m o n54 . S a f ew a y c o m m o n55 .56 . Held in Accou nt 4 :57 . C i t ig r o u p c o m m o n58 . D u k e E n e r g y c o m m o n59 . Spec t ra Ene rgy C orp .60 . Schwab S & P Inv es tor s Fu nd61 . C h a r l e s Sc h w a b M o n e y M a r k e t62 . Alas ka Ai r Grou p comm on63 . B a n k o f A m e r i ca64 . B r o w n S h o e C o m p a n y I n c .65 . Cabe l l a s Inc .66 .6 7 . H e l d i n A c c o u n t 5 :6 8 . A T & T C o r p . c o m m o n

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(I ) ( 2 ) (I) (2) (1 ) (2) (3) (4) (5 )A m o u nt T y pe ( e . g ., V a l u e V a l u e T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C od e 2 M e th o d b u y , s e l l, m m / d d h y y C o d e 2 C o d e I b u y e r ! s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

A D i v i d e n d J T Buy 02 /08110A D i v i d e n d J T Bu y 02 /08 /10A D i v i d e n d K T Bu y 02/08/10

JJK

A D iv id en d So ld 03 /01/10A Div idend J TA D i v i d e n d J TA D i v i d e n d J TA D i v i d e n d K T

N o n e So ld 11/09/10A D i v i d e n d J TA Div idend J T Bu y 11/09/10

N o n e J T Bu y 11/09/10JK

Div idend M

I . I nc ome Gain C odes : A =$1.000 or less B -$1 ,0 0 1 - $2 .50 0 C =$2.501 - $5.000 D =$5.001 - $15.000(S ee C olu mns BI and D4) F = $5 0.001 - $100 ,000 G = $100.001 - $1.0~ 0.00~ It l =$1.000,0~1 - $5.000.000 t l2 =More than $5.000.000

2. Value Codes J = $15 .000 o r Ic~ s K = $15 .001 - $5 0.000 L = $50.001 - $100.000 M = $100.001 - $250.000(S c e C olu mns C I and D3) N =$25 0.001 - $5 00.000 O =$5 00.001 - $1,000.000 P I = $ 1. 00 0 .0 0 1 - $5 .0 ~ O .0 0 0 P 2 = $5 .0 0 0. 00 1 - $2 5 .0 0 0. 00 0

P3 = $2 5 ,0 0 ~,00 1 - $50 ,0 ~,00 0 P4 =Move than $50.000,0003 . V alue M eth od C odes Q = Ap p r a i sal R =C os t (R eal Es taT c On ly ) S =A sscssm tm ! T = Cash Mar k e~(S ee C olu mn C 2 ) U =Book V alu e V =Oth er W = E st i m a t ed

E -$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gS e l n a , Ja m e s V .

D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ncome, ,alue, ,, ....~ o , ~ ( i n c lu d e s t h o s e o f s p o u s e and d e p e n d e n t children; see p p . 3 4 - 6 0 of f iling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o t l in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

Income during G r o s s v a l u e a t e n dr e p o rl i n g p e r i o d o f r e p o r l i n g p er i o d(I) (2) (I) (2) (I) (2) (3) (4) (5)A m o u nt T y pe ( e . g ., V a l u e V a l u e T y p e (e .g., D a t e V a l u e G a in I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m ! d d ~ C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

69 .7 0.

7 1.7 2.7 3 .7 4.7 5 .7 6.7 7 .7 8.7 9.80 .81 .82 .83 .84 .85 .

C o m c a s t C o r p . c o m m o nSu perv a lu Inc .T i m e W a r n e r I n c. ( T W X )A O L I n c . ( A O L )T i m e W a r n e r C a b l e (T W C )Ci s co Sys tens commo ntC o n a g r a F o o d s c o m m o nG N M A P L

D e l l C o m p u u t e r c o m m o nF o r d M o t o r C o . c o m m o nH e w l e t t- P a c k a rd c o m m o nJone s Appa re l G roupL ibe r ty Media C la s s A commonL ibe r ty Media Hold ings (L INTA)L i b e rt y M e d i a H o l d i n g ( L C A P A )Li be r t y M e d i a Co rp . CI . A (LSTZA)

A Div idend K TA Div idend J TA Div idend J T

N o n e So ld 01/19/10N o n e J T Bu y 01/19/10(add l )N o n e D is tr ib ute d 1 2/2 9/1 0

C Div idend M TA Interest J TA Dist r ibut ion

N o n e K TN o n e M T

A Div idend M TA Div idend J T

N o n e So ld 01/19 /10N o n e J T Bu y 01/19/10(add l )N o n e J T Bu y 01/19/10(add l )N on e Sold 01/19 /10

J AJK A Ruth Transfer

JJ

JJ

I . I nc ome Gain C odes : A =$1,000 or le~s B = $1,001 - $2 .5 00 C =$2.501 - $5 ,000 D =$5.001 - $15.000(See C olu mns BI and IM ) F =$50,001 - $100.000 O =$100.001. $1.000.000 tll =$1.000.001 - $5.000.000 1 1 2 = M o r e th a n $ 5 . 1 ) 0 0 . 0 0 0

2. Value Codes J ~ $ 1 5 . 0 0 0 o ~ " I c e s K =$15 .001 - $5 0.000 L = $50.001 - $100.000 M =$10~.001 - S250.0~)(S ee C olu nms C I and D3) N =S250.001 - S500.000 O = $ 5 0 ~ . 0 0 1 - $ 1 . 0 O O . 0 O O P I = $ 1. 0O O .0 0 1 - $5 .0 0 0. 00 0 P 2 - $5 .0 ~ 0, 00 1 - $2 5 .0 0 0. 00 ~

P3 =$25.~00.001 - $50.000.000 P4 =M ore l ima $50.01g) .0~03 . V alue M eth od C odes Q = Ap p r a i sal R =~ o s l (Re a l ~ ta le O n ly ) S = Assessm en t T ~ m s h M a r k ct(S ec C olu mn C 2 ) U =Book V alu e V = O l h ~ W = E st i m a t ed

E $ 1 5 , 0 0 1 - $ 5 0 .0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 9 of 16


D a t e o f R e p o r l09/13/2011

VlI. I N V E S T M E N T S a nd T R U S T S - inco,~o, v a l u e , , , . .. . tio~ (Includes those of sp ...... d dependent chi ldren; seepp. 34-60 of f i l ing instruct ions. )--] NONE i ncome , a sse t s , or t ransact ions .)N o reportable

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o ss va l u e at e n d

( i nc l ud i ng t rus t asse t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d~ O) ( 2 1 O) (21P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e .g . , V a l u e Valuee x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d( A - H ) or i n t . ) ( J- P ) C o d e 3! ( Q - W )

8 6 . DirecTV (DTV) None K T8 7 . Liberty G lobal Inc. CI. A (LB TYA) None8 8 . Liberty G lobal Inc. CI. C (LBTYK ) None8 9 . Discovery H oldings Set. A (DISCA) None90. Alcatel Lu cent None91 . M a t te l l n c . c o m m o n A Div idend J T9 2 . MicronTechnology common None J T

93. Microsoft common C Dividend M T

9 4 . Oralce common A Dividend M T

9 5 . Sempra Energy B Dividend K T

9 6 . Sun Micr osys tems None97. ThermoFisher common None K T

98. Thyson Foods Inc. common A Dividend J T

9 9 . Sym a n t e c Corp . None J T1 0 0 . Viacom Class B new None K T

1 0 1 . CBS Corp. Class B A Dividend J T

1 0 2 . Waste Management common B Dividend L T


(I ) (2) (3) (4) ( 5 )T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

b u y , s e l l, m m ! d d~ ,y C o d e 2 C o d e I b u y e r / s e l l e rr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

Bu y 01/19/10 J(add l )So ld 01/19 /10 JSold 01/19/10 J ASold 01/19/10 J ASold 01/19/10 J A

Bu y 07/06/I0 K(add l )

S o l d 01/28/10 J A

1. Income Gain Codes: A -$1.00 0 or less B -$1.00 1 - $2.50 0 C = 52.5 01 - $5 .000 D = 5 5.0O I - 5 15 .000($ C olum ns B I an d 134 ) F =$50.001 - $ 100.000 G = $100.001 - $1.000.000 I I I =$ 1.000.001 - $5.000.000 1 1 2 = M o r e t h an $ 5 . 0 0 0 . 0 0 0

2. Value C o ~k ~ J = $15.000 or Ic ss K =$15.0OI - $50.000 L =$50.001 - $100.000 M =5100.001 - $250.000( S ee C o l u m n s C I a n d D 3 I N =5250.001 - $500.000 O -$500.0OI - $1.000.OO0 P I = $ 1. 00 0 .0 0 1 - $ 5 .0 0 0. 00 0 P 2 = $ 5.0 0 0. 00 1 - $ 25 .0 0 0.0 0 0

P3 =$25.000.0OI - $50.000.000 P 4 = M o r e t han 5 5 0.000.0003 . Va lue Me t ho d C o d es Q = Ap p r a i sa l R :=Cost (Real Estate Only) S = Assessm en t 1 " = Cash Mar k e t( See Co l um n C21 U = B o o k Va l ue V = O ~ h o " W = E st i m a ted

E =$15.0 OI - $50 .0 00


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N a m e o f P e r s o n R e p o r t i n gSelna, James V.

D a t e o f R e p o r t09/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i, come. volue , ,ro,,ooio~ and ud,~ those oysp ......d dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructionsON O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c ti o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g m ~ s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I n c o m e d u r in gr e p o r t in g p e r i o d(i ) (2 )A m o u n t T y p e ( e .g . ,C o d e I d i v . , r e n t ,

( A - H ) or i n t . )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(i) (2)V a l u e Value


T y p e ( e . g .,buy, se l l ,r e d e m p t i o n )

( 2 ) (3) (4) (5)D a t e Value Gain Identity of

m m /dd/y y C ode 2 C od e I b u yer!se ller( J - P ) ( A - H ) ( i f p r i v a t e


1 0 3 . X c e l E n e r g y , I n c . c o m m o n A Di vi de nd J1 0 4 . C h a r le s S c h w a b M o n e y M a r k e t Fu n d A Di vi de nd N1 0 5 . W a s h i n g t o n M u t u a l c o m m o n N o n e1 0 6 . S o u t h w e s t A i r li n e s c o m m o n A Di vi de nd K

T

T

S o l d

T

01/19/10 J A

107. In t e l Corp . C Di vi de nd M108 . W al - M ar t S tore s Inc . B Di vi de nd L109 . Apache Corpora t ion A Di vi de nd M1 1 0 . H o m e D e p o t c o m m o n B Di vi de nd L

TTT

TI I 1 . G e n e r a l E l e c tr i c c o m m o n A Dist r ibut ion K1 1 2 . B o e i n g c o m m o n B Di vi de nd L1 1 3 . R o c k w e l l C o l l in s c o m m o n A Di vi de nd L114. Alas ka Ai r Grou p Inc . N o n e1 1 5 . C h e v r o n C o r p . C Di vi de nd L1 1 6 . C V S C a r e m a r k A Di vi de nd L1 1 7 .

T Dist r ibuted 12/29110 J A(part)T

TSold 0 7 / 2 7 / I 0 M F

T Bu y 07 /06 /10 LT Bu y 07 /06 /10 L

Rot h T ra ns fe r

See Sec t ion VIII .

1 1 8 . H e l d i n A c c o u n t 7 :1 1 9 . C h a r le s S c h w a b M o n e y M a r k e t Fu n d A Di vi de nd J

I . I nc ome Gain C odes : A = $1.000 or less B = $1,001 - $2,5 00 C = $2 ,501 - $5 ,000 D =$5,0~1 - $15,000(S ee C olu mns B1 and D4) F =$50,001 - $100.000 G =$100.001. $1.000.000 I I1 =$1.000.001 - $5,000.000 112 =More than $5,000.000

2. Value Codes J = $15 .000 o r le ss K = $15 .001 - $50 .000 L = $50.0~1 - $100.000 M =1100.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 O O O $5 00 .0 01 . $1,0 00 .0 OO P I = $1.0 00 ,00 1 . $5 ,0 00 ,0 00 P 2 ~ $ 5 . 0 O O , 0 O I - $ 2 5 , 0 0 0 .0 0 0

P3 =$25.000.0OI - $50,000.000 P4 =M or e t h an $50.000,0003 . Va lue MeT ho d Co d es Q = Ap p r a i sa l R = C o s t ( Rea l E s t a t e O n l y ) S = Assessm en t T = C a s h M a r k e t( Scc Co hun n C2} U = B o o k Va l ue V = O ~ h o " W = E st i m a t ed

E -$15,001 - $ 50,000


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D a t e o f R e p o r t09/13/201 I

Vll. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p e r i o d o f r e po rt i n g p e r i o d] (I) (2) (I) (2) ( 1 ) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou nt T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m ! d & y y C o d e 2 C o d e I b u y e r / s e l l e r[ ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e[ ( Q - W ) t r a n s a c t i o n )

1 2 0 . I B M c o m m o n A D i v i d e n d J T

121. Su n M icros ys t ems N o n e Sold 01/28/10 J A1 2 2 .

1 2 3 . H e l d a s C u s t o d i a n :

1 2 4 . E x c e l E n g e r g y I n c . c o m m o n1 2 5 .

B Dist r ibu t ion K T

126 . Tru s t No. 2 :1 2 7 . S c h w a b V a u l u e A d v a n t a g e F u n d

12 8 . B ankAm er i ca bond 10 / 15 / 111 2 9 . L o s A n g e l e s , C A b o n d 3 / 1 / 1 5

A

A

B

D i v i d e n d K T

In te re st J T

In te re st K T

1 3 0 . G N M A P L1 3 1 .

132 . Na t iona l Gr id P L C1 3 3 . N i c o r I n c . c o m m o n1 3 4 . Se m p r a E n e r g y c o m m o n1 3 5 . X c e l E n e r g y I n c . c o m m o n1 3 6 . B R E P r o p e r t ie s I n c .

A InterestA Dist r ibut ionA Div idendC Div idendA Div idendA Div idendA Di vi de nd

JLJJJ

TTT

TT

I. I n co m e Ga i n Co d es :(S c c C olu mns BI and D4I

2 . Val ue Co d es(S ee C olu mns C I and D31

3 . Val u ,: M e t ho d Co d esI Scc Co l um n C2~

A =$1 ,0 0 0 or l c s s=$50.001- $100.000=$15.00Oorlcss=$250.001 -$500.000

P3 =$25.000.001- $50,000,0~0Q =A ppr ai s a l

=Book V alu e

B-$1,001 - $2.500G =$100.0~ I - $1,000.000K =$15.001 - $50.0000 =$500.001 - $1,000.000R = ~ o s l ( Rc~I E s t a t e O n l y )V -O~h c r

C = $ 2.5 01 -I I I =$1.000,001 - $5.000.000L -$50,001 - $100.000P I = $ 1 .000.001 - $ 5 .000 , 000P4 =More than $50.000.000S = Assessm en tW = E s t i m a t ed

D =$5,001 - $15,0001 1 2 =More than $5.000.000M =$100.001 - $250.0~0P2 -$5.0~0,001 - $25,000.000T -~Sash Marke~

E =$15 ,001- $5 0 .0~


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D a t e o f R e p o r l09/13/2011

1 3 7 .

1 3 8 .

1 3 9 .

1 4 0 .

1 4 1 .

1 4 2 .

1 4 3 .

1 4 4 .

1 4 5 .

1 4 6 .

1 4 7 .

1 4 8 .

1 4 9 .

1 5 0 .

1 5 1 .

1 5 2 .

1 5 3 .

N O N E (No reportable income, assets, or transactions.)A. B. C. D .

D e s c r i p t i o n o f A s s e t s Income during G ro s s v a l u e a t e n d T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p e r i o d o f r e po rt i n g p e r i o d

i (I) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a t ~ e r e a c h a s s e t i A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e [ C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m / d d , 3 , y C o d e 2 C o d e I b u y e r / s e l l e ri ( A - H ) or i n t . ) ( J - P ) C O d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr iva t e[ ( Q - W ) t r a n s a c t i o n )

A Dist r ibut ion J TUrstadt Biddle Propert ies A Div idend J TUrs t a d t B i dd l e Cl a ss A A Div idend J TC h a r l e s S ch w a b M o n e y M a r k e t Fu n d A Div idend K TW ash in g to n M u tu a l co m m o n N o n e J TBa nk o f Am e r i c a Corp . A Div idend K TA T & T C o r p . n ew D Div idend M T

H e l d i n Ac c oun t 8 :C i s c o S y s te m s c o m m o n N o n eG e n e r a l E l e c tr i c c o m m o n A Div idend

KJ

T

TBu yBu y

12/29/10 K12/29/10 J

Ro t h Tr a n s f e r

Ro t h Tr a n s f e r

O & M Inve s t m e n t Pa r tne r s :O & M Inve s t m e n t Pa r t ne r s l Le sse r M ooreO & M Inve s t m e n t Pa r t ne r s /P l aya Vi s t aO & M Inve s t m e n t Pa r t ne r s /P l aya Vi s t a I IO & M Inve s t m e n t Pa r t ne rs /Pos t S tr e e t

A Dist r ibut ion J UN o n e J UN o n e J UN o n e J U

I . In c o m e Ga in C o d e s : A = $ 1 ,0 0 0 o r le s s B = $ 1 ,0 0 1 - $ 2 .5 0 0 C = $ 2 .5 0 1 - $ 5 ,0 0 0 D = $ 5 , 0 0 1 - $ 1 5 ,0 ~ 0( S e e C o l u m n s B I a n d I M ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 O = $ 1 0 0 . 0 0 1 " $ 1 .0 0 0 , 0 0 0 I I I = $ I . 0 ~ 0 . 0 0 1 " $ 5 , 0 0 0 , 0 0 0 1 1 2 = M r t h a n $ 5 - 0 0 0 " 0 0 0

2 . Valu e C O d c~ J = $ 1 5 ,0 0 0 o Ic e s K = $ 1 5 .0 0 1 - $ 5 0 .0 ~ O L = $ 5 0 .0 0 1 - $ 1 0 0 ,0 0 ~ M = $ 1 0 0 . 0 0 1 - $ 2 5 0 ,1 ~ 0( S c C o l u m n s C I a n d D 3 ) N = $2 5 0 ,0 0 1 - $ 5 0 0 .0 0 0 O = $5 0 0 .0 0 1 - $ 1 ,0 0 0 .0 0 0 P I = $ 1 , 0 0 0 ,0 0 1 - $ 5 , 0 0 0 .0 0 0 P 2 = $ 5 . 0 ~1 , 0 0 1 - $ 2 5 , ( X ) 0 . 0 0 0

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 { ~0 . 0 0 0 P 4 = M o r e t h a n $ 5 0 . 0 0 0 .0 ~ )3 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R - ~ o s t ( R e a l E s t a t e O n l y ) S = A s s ~ s s m e n ! T = C a s h M a r k o

( S c c C o l u m n C 2 ) U - B o o k V a l u e V = 0 1 h c r W = E s l i m a te d

E =$ I 5,001 - $50.000


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FINANCIAL DISCLOSURE REPORTP a g e 1 3 o f 1 ( 5

N a m e o f P e r so n R e p o r t i n gSelna, James V .

D a t e o f R e p o r t09/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , - o o v = t u e , , , o , , *u o i o = ( Inc lude s thos e o f s pou s e and dependen t c h i l d r en ; s e e pp . 3 4 -60 o f f i l lng iu s t r=ct long )---] N O N E (No repor tab le incom e , asse t s , o r t ransac t ions .)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r l i n g p e r i o d[ (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e .g . ,i Code I d i v . , r e n t ,x e m p t f r o m p r i o r d i sc l o s u r e [i (A-H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)

V a l u e V a l u eC o d e 2 M e th o d

( J - P ) C o d e 3

(t )T y p e ( e . g .,b u y , s e l l ,

r e d e m p t i o n )


(2) (3) (4) (5 )D a t e V a l u e G a in I d e n t i l y o f

m m / d d ! y y C o d e 2 C o d e 1 b u y e r / s e l l e r( J - P ) ( A - H ) ( i f pr iva t e


1 5 4 . O & M I n v e s tm e n t P a r t n er s ~ C WP lacement s Fu nd I i i1 5 5 . O & M I n v e s tm e n t P a r t n er s /W e d d b u s hCapi ta l1 5 6 .

N o n eN o n e

JJ

UU

1 5 7 . B a n k A c c o u n t s :1 5 8 . B a n k o f A m e r i c a1 5 9 . O n e W e s t B a n k f k a l n d y m a c B a n k F S B1 6 0 . O n e W e s t B a n k1 6 1 . O n e W e s t B a n k1 6 2 . W a c h o v i a B a n k A c c t 11 6 3 .

N o n e K TC Interest M TB Interest M TB Interest M T O p e n

A Interest R e d e e m e d02/08/10 M02/01/10 M A

C D P u r c h a se

1 6 4 . C u s t o d i a n A c c o u n t s :1 6 5 . C u s t o d i a n A c c o u n t B C S 1

See no te i n Sec t ionVIII.

1 6 6 . X E x c e l c om m o n1 6 7 . C u s t o d i a n A c c o u n t B C S 2

A Dividend Bu y(add l ) 11/09/10 J Part ia l Gif t

1 6 8 . X E x c e l c o m m o n1 6 9 . C u s t o d ia n A c c o u n t B C S 3

A Dividend Bu y(add l ) 1/09/10 J Par t i a l Gi f t

1 7 0 . X E x c e l c o m m o n A Dividend Bu y(add l ) 11/09/10 J Part ia l Gif t

I. I n co m e Ga i n Co d es :IS e C olu mns BI and

2 . Val ue Co d esIS c c C olu mns C I and D3)

3 . Val ue Me t ho d Co d es(S ~ Co l u t n n C2)

A=$1,000 or lessF=$50.001 - $100,000J = $ 1 5 . 0 O O o r I c ~N =$250,001 - $500,000P 3 =$25,000.001 - $50.000,000Q=AppraisalU =Book V alu e

B=$1,001 - $2,500G =$100.001 - $1.000.000K=$1S,0OI - $50.000O =$500.001 - $1.000.000R = C o s l ( Rea l E s t a te O n l y )V = O ~ h e r

C = $ 2 , 5 0 1 - $ 5 , 0 0 0I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0L = $ 5 0 . 0 0 1 - $ I 0 0 . 0 0 0P I = $ I , 0 0 0 , O O 1 - $ 5 . 0 0 0 . 0 0 0P4 =More than $50,000.000S = Assessm en tW = E s l i m a ted

D = $ 5 , 0 0 1 - $ 1 5 . 1 ) 0 0112 =More than $5,000.000M = $ 1 00.0O I - $250.000P2 =$5.000.001 - $25,000.000T - ~ a s h M a r k e t

E :$15,001 - $ 5 0 , 0 0 0


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Name o f Pe rson Report ingS e l n a , J a m e s V .

D a t e o f R e p o r t09/13/2011

V II. INVESTMENTS and TRUSTS - tricot, e, v al.e, , , ....i o , ~ (Inc l .dex thoxe of spouse and dependent chi ldren; see p l ~ 3 4 - 6 0 of fi l ing instructlon&)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e l ~ r t i n g p e r i o d( i nc l ud i ng t rus t asse l s ) re p or t in g pe ri o d o f re po r t in g p er i o d

i (I) (2) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e ,g . , Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e ! C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m~ dd~, y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr iva t e1 ( Q - W ) t r a n s a c t i o n )

1 7 1 . C u s t o d i a n A c c o u n t B C S 41 7 2 . X E x c e l c o m m o n1 7 3 . C u s t o d i a n A c c o u n t B C S 5

A Divid end J T B uy 11/09/10 J Part ia l Gif t(add l )

1 7 4 . X E x c e l c om m o n A Div idend J T Bu y 11/09/10 J Part ia l Gif t(add l )1 7 5 . C u s t o d i a n A c c o u n t J S LI1 7 6 . X E x c e l c o m m o n A Div idend J T Bu y 11/09/10 J Parl ial Gift(add l )1 7 7 . C u s t o d i an A c c o u n t J S L 21 7 8 . X E x c e l c om m o n A Div idend J T Bu y I 1/09/10 J Part ia l Gif t(add l )1 7 9 . C u s t o d i a n A c c o u n t J S L 31 8 0 . X E x c e l c o m m o n A Div idend J T Bu y 11/09/10 J Part ia l Gif t(add l )181. Cu s tod ian Accou nt SSD11 8 2 . X E x c e l c o m m o n A Div idend J T Bu y 11/09/10 J Part ia l Gif t(add l )1 8 3 . C u s t o d i a n A c c o u n t S S D 21 8 4 . X E x c e l c o m m o n1 8 5 . C u s t o d i a n A c c o u n t S S D 3

A Div idend J T Bu y 11/09/10 J Part ia l Gif t(add l )

1 8 6 . X E x c e l c o m m o n A Div idend J T Bu y 11/09/10 J Part ia l Gif t(add l )1 8 7 .

1. In co m e Gain C o d es : A = $1.000 o r less B-S 1 ,0 0 1 - $2 .50 0 C =$2.501 - $5.000 D $5.0 0 1 - $15.0 0 0(S ee C olu mns BI and D4) F = $5 0.001 . $10 0.00 0 O = $100.00 1. $1 .000 .000 I I I =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value Codcs J = $15 .000 o r le ss K = $15 .001 - $50 .000 L = $5 0.001 - $100.000 M -$ 1 00.001 - $ 25 0.000( S ee C o l u m n s C I a n d D 3 ) N =$250.001 o $500.000 O = $5 00 .0 01 - $1.0 00.0 00 P I = $1.0 00 .0 01 - $5 .00 0.0 00 P 2 = $5 .0 00 .00 1 - $2 5.00 0.0 00

P3 =$25.000.001 - $50.000.0~O P4 =M ore t i tan $50.000.0003 . Va lue M eth o d C o d es Q = A pp raisal R ~os ! (R eal Es t a t e Only) S = Assessm en t T ~Sash Mar k e l(S ee C olu mn C 2 ) U = B o o k Va l ue V =Olhcr W E s t i m a t ed

E =$15.001 - $ 50.000


31/33


Name of Person ReportingSelna, James V .

Date of Report09/13 /2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (indlcatepartofrepor~)P ar t VII , li ne 114: Sha res o f Alas ka A i r Grou p were pu rchas ed in 2007 , bu t i nadv e r t en t ly no t i nc lu ded in t he Repor t fo r 2007 . Regre t t ab ly , t h i s e r ror wascomp ou nded w hen t he abs en t pu rchas e w as no t ca r r ied forward for t he 2008 and 2009 Repor t s . I am now u s ing t he s epa ra t e annu a l r epor t o fcap i t a l t r ans ac t ionswhich m y broke r i s s u es to ens u re t ha t a l l pu rchas e and s a l e t r ans ac t ions a re t ime ly and accu ra t e ly repor t ed . I r egre t t he e r ror . Se t fo r th be low i s t he da t a whichs hou ld hav e b een inc lu ded in t he 2007 , 2008 , and 2009 Repor t s .

Y e a r A m t . T y p e V a l u e V a l . M e t h . T y p e D a t e V a l u e2 0 0 7 A l a s k a A i r G r o u p N o n e L T P u r c h a s e 7 / 2 7 K2 0 0 8 A l a s k a A i r G r o u p N o n e L T2 0 0 9 A l a s k a A i r G r o u p N o n e L T

P ar t VII , l i nes 16 4- 186 l i s t t he fo l l owing cu s tod ians h ips : C u s tod ian of Acco u nt s JSL 1 th rou gh 3 , BCS I t h rou g h 5 , and SSD I t h rou g h 3 . Thes e w ere no trepor t ed i n p r io r yea rs becau s e t he v a lu e of t he ho ld ings was be low the repo r t i ng l ev e l .


32/33

FINANCIAL DISCLOSURE REPOR TPage 16 of 16 Iame o f Pe rson Report ingS e l n a , J a m e s V .

IX . CERTIFICATION.

Date of Repor t09 /13/201 I

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) isaccura te , t rue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , an d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t at u t o r yprovis ions permit t ing n o n - d i s c l o s u r e .

I further cert i fy tha t earned incom e from outs ide emp loyment and honoraria and the acceptance of gifts which h ave been reported are incom plianc e with th e provisions of 5 U.S.C. app . 501 et. seq., 5 U.S.C. 7353, and Ju dic ial Conference regu lations.

Signature

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)

Comm ittee on Financial DisclosureAdm inistrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.W ashington, D.C. 20544


33/33

CHAMBERS OFJAMES V. SELNAU N I TE D S TA TE S D I S TR I C T JU D GE

UNITED STATES DISTRICT COURTCENTRAL DISTRICT OF CALIFORNIARONALD REAGAN FEDERAL BUILDING AND U.S. COURTHOUSE

4 1 I WEST FOURTH STREETSANTA ANA, CALIFORNIA 9270 1-4516

September 13 , 2011 TELEPHONE(7 I 4) 338-284

The H onorable B obby R. Baldock, ChairCom m ittee on Financial DisclosureAdm inistrative Office of the United States Cou rtsSuite 2-301One C olumbus C i rcle , N.E.Washington, D. C. 20544Re: 201 0 Financial Disclosure Report , AO -10, Am ended

Dear Judge Baldock:Thank you for your let ter of your let ter of August 1 5, 201 1.Sim ultaneous with this letter , I am transm itting an am ended disclosure for 20 10 on thecurrent form. The current form includes information concerning ~.~ nnn- inve~tm ent~: ...............income (S ection), which I have com pleted. I bel ieve that the May 14, 20 11 rep ort in factindicated that i t was an annual report, not a nom ination rep ort. In any event, I have ensure d thatthe am ended report prop erly checked the box for an annual report.I know i t creates extra work for the Com m ittee when an ame nded repor t i s required. Iregret the imposition on the Com m ittees time.If you have any questions concem ing the current Report or the ame ndm ents, pleasecontact me at the above number, or by e-mail :!:

Very truly yours,

james v selna financial disclosure report for 2010

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