james i cohn financial disclosure report for 2010

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  • 8/3/2019 James I Cohn Financial Disclosure Report for 2010

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    Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)Coh n, J ames I .

    4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)D i s t r ic t J u dge - - A c t i v e

    7 . C h a m be r s o r O f f ic e A d d r e s sU ni t ed S t a t e s Cou r t h ou s e2 9 9 E . B r ow ar d B o u l ev a r dF or t Lau de r da l e , F L 33301

    2. Court o r Organ iza t ionD is t r i c t C t - F l o r i d a S o u t h e r n

    5a . Report Type (check appropria te type )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

    modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

    R e v i e w i n g O f f i c e r D a t e

    3. Date of Repor t04/18/201

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . ( ~ e p o . i . g individual only; seepp. 9-13 of filing instructions.)~ NONE (No reportablepositions.)

    POSITION

    2.

    3.

    4.

    5.

    NAME OF ORGANIZATION/ENTITY

    I I . A G R E E M E N T S . ( R e p o r t i n g i .d i v i d . .t o . ty ; s ~ p ~ . 1 4 4 6 of filing instructions.)~-~ N O N E (No reportable agreem ents.)

    D A T EI. 1995 F l o r i da R e l i r em c n t Sy s t em Pens i on P l an

    PARTIES AND TERMS

  • 8/3/2019 James I Cohn Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 of 7

    N a m e o f P e r so n R e p o r t i n gCohn, James I.

    D a t e o f R e p o r t04/I 8/2011

    III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment lncomeD N O N E (No reportable non-investment income.)

    DA T E SO UR C E A ND TYPE INCOME(yours, not spouses)1 .2010 Flo r id a Ret i remen t Sys tem Pen s io n $35,097.362.3.4.

    B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - if you were married during anyportion of the reportingyear, complete this section.(Dollar a mount not required except for honoraria.)

    N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

    I.

    2.

    3.

    4.

    IV. REIMB URSEM ENTS -, .... portation, IodglnAsfood, entertainmen~(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

    NONE (No reportable reimbursements.)SOURCE DATES LOCATION

    I.

    2.3.4.5.

    PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    Name of Person R e p o r t i n gCohn, James I.

    Date of Report04/18/2011

    V . G I F T S . a n c t u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 offiling instructions.)N O N E (No reportable gif ts .)

    SOURCEI.2.3.4.5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . a n e l u d e s those of spouse and de pendent children; seepp . 32-33 of fillng instructions.)---] N O N E (No reportable l iabilities.)

    CREDITOR DESCRIPTIONI. Cent ra l Loan Admini s t ra t i on &R e p o r t i n g ( a s s ig n e d f r o m B a n k U n i t e din 2009)

    M o r t g a g e o n C o n d o m i n i u m

    3.4.5.

    VALUECODEL

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    FINANCIAL DISCLOSURE REPORTPage 4 of 7 Ia m e o f P e r s o n R e p o r t i n gCohn, James I. Date of Report04/I 8/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t r a n s a c t i o n s ( I n c l u d e s th o s e o f s p o u s e a n d dependent children; seepp. 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    Descript ion o f A s s e t s Income during(in c luding trust a sse ts) rep orting p er iod

    ( 1 ) (2)Place "(X)" af ter each asset A m o u n t Type (e.g.,

    exem pt from prior disc losure C o d e 1 div. , ren t ,

    Gross value at endof reporting p e r io d(1) (2)

    V a lue Va lueC o d e 2 M etho d

    Transactions during reporting per i od(l ) (2) (3) [ (4) (5 )Type (e.g. , D a t e Value I Gain I d e n t i t y o f

    buy, se l l , m m /d d/y y C od e 2 I C od e 1 buyer /se l l e rr e d e m p t i o n ) (J-P) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    1 . Jacksonville Electric M unicipal Bond B2. Orlando W astewater M unicipal Bond B3. Pasco Florida School Board Municipal Bond B4. Pasco Florida School Board Municipal Bond B5. Pasco Florida School Board Municipal Bond C6. Sanibel Florida FGIC Municipa l Bond B7. Vanguard Index 500 M utual Fund A8. State of Florida Deferred Comp ensation B

    9. IRA # 1 -- Vanguard Capital Opp ortunity BMutual Fund1 0 . IRA #2 -- Vanguard Total Stock Index DMutual FundI I. I RA #3 - - Tra nsa mer ica Annui ty A

    1 2 . W ells Fargo Money M arket (f /k!a Evergreen AMoney Market )1 3 . Vanguard Tax Exempt M oney Mark et Fund A1 4 . Vanguard Treasury Money Market Fund A

    1 5 . UBS Bank USA Deposit Account A1 6 . A T & T1 7 . A T & T

    ( A - H ) o r i n t . ) ( J - P )

    I n t e r e s t

    I n t e r e s t L

    I n t e r e s t L

    I n t e r e s t L

    I n t e r e s t M

    I n t e r e s t

    Dividend JDividend M

    Dividend N

    Dividend OI n t e r e s t J

    Dividend JI n t e r e s t N

    Dividend KI n t e r e s t JNone

    None

    Code 3( Q - W )

    T

    T

    T

    T

    T

    T

    T

    TT

    T

    T

    T

    T

    Redeemed 02/12110 L

    Redeemed 08/02/10 L

    B uy 02122/10 MSold 03/30/10 M

    I . Inc ome G ain Codes : A = $1,000 o r le ss B = $ 1 .001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15 ,000(See C o l um n s B 1 and D4) F = $50,001 - $ 100.000 G =$ 100,001 - $1 ,000,000 H 1 = $1 ,000,001 - $5 ,000,000 H 2 =More than $5,000,000

    2. V a l u e C o d e s J =$15,000 or less K =$15 ,001 - $50,000 L =$50,001 - $100,000 M = $100,001 - $250,000(Se e Co lu m ns C I a nd D3 ) N - $25 0,001 - $ 500,0 00 O = $500,001 - $1,000,000 P 1 = $1 ,0 00 ,0 01 - $5 , 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. V alu e Method Codes Q = A p p r a i sal R =Co s t ( R eal E s ta l e Only ) S =As s es s ment T = C a s h Market(Se e C o lumn C 2) U =Book V alu e V = O t h e r W =Estimated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 7

    N a m e o f P e r s o n R e p o r t i n gCohn, James I.

    Date of Report04/I 8 / 2 0 1 1

    V I I . I N V E S T M E N T S a n d T R U S T S - i ne o ,. e, ,, a/ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)

    1 8 .

    1 9 .

    20 .21 .22.23.24 .25 .26 .

    27 .28 .29.30 .

    A. B. C.Description of A ssets Inco m e d urin g Gross value a t end( in c lud in g trust asse ts ) rep orting p eriod of rep orting period

    (l) (2) (1) (2)Place "(X )" after each asse t A m oun t Type (e .g ., V alue V a lu e

    exempt f rom pr ior d isc losure Code 1 div., rent, Co d e 2 Method(A-H) o r i n t . ) ( J - P ) C o d e 3Type (e.g. ,buy, se l l ,

    redempt ion)

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

    D a t e V a l ue G ain Iden tity o fm m ld d/y y C od e 2 Code 1 buyer /se l l e r

    (J-P) (A-H ) (if privatetransaction)

    BP P LCBP P LCCi t ig roupCitgroupCitgroup

    Hecla Mining

    Hecla Mining

    Hecla Mining

    Hecla Mining

    Hecla MiningHecla Mining

    Vanguard Tax Exempt Intermdiate BondFundVanguard Tax Exempt lntermdiate BondF u n d

    A

    A

    None

    NoneNone

    NoneNone

    NoneNone

    None

    None

    NoneNone

    Int./Div.Int./Div.

    ( Q - W )

    L T

    B uySold

    B uy

    Sold

    B uy

    B uySold

    Buy

    Sold

    BuySold

    Buy

    S o l d

    03/29/10 M04112/10 M

    01/19/10 L03 /30/10 L04/20/10 L05/26/10 M06/18/10 M06/30/10 L08/27/10 L

    07/01/10 K08/02/10 L02/22/10 M03 /23 /10 M

    D

    D

    1 . I nc ome Gain Codes : A ~$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Colum ns B I a nd D4 ) F = $5 0,001 - $I00,000 G = $100,001 - $1.000,000 H I ~$1 ,000,001 - $5 ,000,000 H 2 = M ore than $5,000,000

    2. V a lu e Co d es J = $15,000 o r Icss K = $15 ,001 - $ 50,000 L = $50,001 - $ 100,000 M = $100,001 - $250,000( S ee Colu mns C I and D 3) N ~$250,001 . $500,000 O = $500,001 - $1,000,000 P I = $1,000,001 - $5 ,000,000 P2 =$5 ,000,001 - $25,000,000

    P3 = $25,000.00 ] - $ 50,000,000 P4 =M ore than $50,000,0003, V alu e Method Codes Q ~Appraisal R =Cos t ( R eal Ls t a te Only ) S =As s es s ment T -C a sh Ma rke t( S ee Colu mn C2 ) U ~Book Value V = O t h e r W =E s l imated

    E =$15,001 - $50,000

  • 8/3/2019 James I Cohn Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    N a m e o f P e r s o n R e p o r t i n gCohn, James I.

    Date of Report04/18/2011

    V III. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndica,epartofrepor~.)Central Loan Administration & Rep orting, Mortgage on C o n d o m i n i u m , listed in Part VI is not an investment p roperty, nor is it a second home.

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    FINANCIAL DISCLOSURE REPORTPage 7 of 7

    IX. CERTIFICATION.

    Ia m e o f P e r so n R e p o r t i n gC o h n , J a m e s 1 . Date o f Report04/18/201 II c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r y

    p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/James I. Cohn

    N O T E : A N Y IN D IV I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRIMINAL SANCT IONS (5 U.S .C. app . 10 4)

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544